ASSIGNMENT AND ASSUMPTION AGREEMENT This Assignment and Assumption Agreement is entered into this 25th day of November, 2003 by and among Aquila Management Corporation ("Former Adviser"), a New York corporation, The Cascades Trust, a Massachusetts...Assignment and Assumption Agreement • January 29th, 2004 • Cascades Trust
5. Transactions Not Requiring Instructions. (a) In the absence of contrary Written Instructions, ADM is authorized to take and to the extent set forth in the Activities List shall take the following actions: (i) issuance, transfer and redemption of...Transfer Agency Agreement • January 27th, 1997 • Cascades Trust
TAX-FREE TRUST OF OREGON AMENDED AND RESTATED INVESTMENT ADVISORY AGREEMENT THIS AGREEMENT, made as of July 1, 1995, by and between The Cascades Trust (the "Business Trust"), a Massachusetts business trust, 380 Madison Avenue, Suite 2300, New York, NY...Investment Advisory Agreement • January 30th, 1996 • Cascades Trust
Date: September 7, 2001Shareholder Services Agreement • January 23rd, 2002 • Cascades Trust • Oregon
TRANSFER AGENCY SERVICES AGREEMENT THIS AGREEMENT is made as of November 7, 1997 by and between PFPC INC., a Delaware corporation ("PFPC"), and The Cascades Trust, a Massachusetts business trust (the "Fund"). W I T N E S S E T H: WHEREAS, the Fund is...Transfer Agency Services Agreement • December 1st, 1997 • Cascades Trust
TRANSFER AGENCY AND SHAREHOLDER SERVICES AGREEMENTTransfer Agency and Shareholder Services Agreement • July 24th, 2017 • Cascades Trust
This Transfer Agency And Shareholder Services Agreement is made as of April 11, 2017 ("Effective Date") by and between BNY Mellon Investment Servicing (US) Inc. ("BNYM"), and each investment company listed on the signature page to this Agreement (the "Investment Company"), on its own behalf and on behalf of any Portfolio of each such Investment Company contained on Schedule B. Capitalized terms, and certain noncapitalized terms, not defined where first used shall have the meanings set forth in Schedule A (Schedule A also contains an index of defined terms providing the location of all defined terms). The term "Agreement" shall mean this Transfer Agency And Shareholder Services Agreement as constituted on the Effective Date, and thereafter as it may be amended from time to time as provided for herein. All references to "Schedule B" herein mean Schedule B attached hereto as constituted on the Effective Date, and thereafter as it may be amended from time to time (deemed or in writing) pur
CUSTODY AGREEMENTCustody Agreement • January 30th, 1996 • Cascades Trust • Ohio
ANTI-MONEY LAUNDERING AMENDMENT TO DISTRIBUTION AGREEMENTDistribution Agreement • January 29th, 2003 • Cascades Trust
ANTI-MONEY LAUNDERING AMENDMENT This ANTI-MONEY LAUNDERING AMENDMENT (this "Amendment") amends as of the 23rd day of October 2002 (the "Effective Date"), the Transfer Agency Service Agreement, dated as of November 7, 1997, between Tax-Free Trust of...Cascades Trust • January 29th, 2004
ASSIGNMENT AND ASSUMPTION AGREEMENT THIS AGREEMENT is made and entered into as of May 1, 2001, by and among U.S. Bank National Association ("U.S. Bank"), U.S. Bancorp Piper Jaffray Asset Management, Inc. ("PJAM") and Aquila Management Corporation...Agreement • January 23rd, 2002 • Cascades Trust
AQUILA DISTRIBUTORS, INC. SALES AGREEMENT (for use with brokerage firms)Sales Agreement • January 27th, 1997 • Cascades Trust
TAX-FREE TRUST OF OREGON AMENDMENT OF ADVISORY AND ADMINISTRATION AGREEMENTAdvisory and Administration Agreement • January 30th, 2007 • Cascades Trust
TAX-FREE TRUST OF OREGON AMENDED AND RESTATED ADMINISTRATION AGREEMENT THIS AGREEMENT, made the 1st day of July, 1995, by and between The Cascades Trust (the "Business Trust"), a Massachusetts business Trust, 380 Madison Avenue, Suite 2300, New York,...Administration Agreement • January 27th, 1997 • Cascades Trust
ASSIGNMENT AND ASSUMPTION OF SUB-ADVISORY AGREEMENT This Assignment and Assumption Agreement is entered into this 16th day of December, 2003 by and among Aquila Management Corporation ("Former Adviser"), a New York corporation, U.S. Bancorp Asset...Assignment and Assumption of Sub-Advisory Agreement • January 29th, 2004 • Cascades Trust
Revised 2/94 AQUILA DISTRIBUTORS, INC. SALES AGREEMENT (for use with investment advisers) From: To: Aquila Distributors, Inc. 380 Madison Avenue, Suite 2300 New York, N.Y. 10017 Gentlemen: We desire to enter into an agreement with you to make avail-...Cascades Trust • January 27th, 1997
AQUILA DISTRIBUTORS, INC. SALES AGREEMENT (for use with financial institutions)Cascades Trust • January 27th, 1997
FUND ACCOUNTING AGREEMENTFund Accounting Agreement • July 25th, 2016 • Cascades Trust • New York
THIS AGREEMENT is made as of January 28, 2016 by and between each investment company referenced on the signature page hereto (each a "Fund", collectively the "Funds"), and BNY Mellon Investment Servicing (US) Inc., a Massachusetts corporation ("BNY Mellon").
AQUILA INVESTMENT MANAGEMENT LLCCascades Trust • July 25th, 2016
AMENDED AGREEMENT AMONG INSUREDS UNDER FIDELITY BONDAmended Agreement • November 15th, 2016 • Cascades Trust
AGREEMENT made as of September 29, 2016, by and among the investment companies (which include all series thereof) listed on Schedule A (the "Funds") and the corporations (the "Service Providers") listed on Schedule A, being providers of services to the Funds, on the date hereof consisting of Aquila Investment Management LLC ("Aquila") and Aquila Distributors, Inc. (the Funds and Service Providers being referred to collectively as the "Parties" and separately as a "Party").
TAX-FREE TRUST OF OREGON AMENDED AND RESTATED DISTRIBUTION AGREEMENT AGREEMENT, made as of this 30th day of September, 1992, by and between The Cascades Trust (hereinafter called the "Business Trust"), and Aquila Distributors, Inc. (hereinafter called...Distribution Agreement • January 27th, 1997 • Cascades Trust
TAX-FREE TRUST OF OREGON ADVISORY AND ADMINISTRATION AGREEMENT THIS AGREEMENT, made as of November 10, 2009 by and between The Cascades Trust (the "Business Trust"), a Massachusetts business trust, 380 Madison Avenue, Suite 2300, New York, New York...And Administration Agreement • February 1st, 2010 • Cascades Trust
TAX-FREE TRUST OF OREGON SUB-ADVISORY AGREEMENT THIS AGREEMENT, made as of November 10, 2009 by and between Aquila Investment Management LLC, a Delaware limited liability company (the "Manager"), 380 Madison Avenue, Suite 2300, New York, New York...Sub-Advisory Agreement • November 30th, 2009 • Cascades Trust
AQUILA INVESTMENT MANAGEMENT LLCCascades Trust • July 24th, 2019
TAX-FREE TRUST OF OREGON SUB-ADVISORY AGREEMENT THIS AGREEMENT, made as of October 31, 1997 by and between Aquila Management Corporation, a New York Corporation (the "Manager"), 380 Madison Avenue, Suite 2300, New York, New York 10017 and U.S. BANK...Tax- • December 1st, 1997 • Cascades Trust
AMENDMENT TO TAX-FREE TRUST OF OREGON SUB-ADVISORY AGREEMENT Dated as of April 8, 2006 WHEREAS, the Federal Reserve Board has deemed Piper Jaffray & Co. ("Piper") to be an affiliate of U.S. Bank N.A. (the "Bank") for purposes of Sections 23A and 23B...Advisory Agreement • January 30th, 2007 • Cascades Trust
WHEREAS, the Federal Reserve Board has deemed Piper Jaffray & Co. ("Piper") to be an affiliate of U.S. Bank N.A. (the "Bank") for purposes of Sections 23A and 23B of the Federal Reserve Act;
TAX-FREE TRUST OF OREGON ADVISORY AND ADMINISTRATION AGREEMENT THIS AGREEMENT, made as of ______ __, 2009 by and between The Cascades Trust (the "Business Trust"), a Massachusetts business trust, 380 Madison Avenue, Suite 2300, New York, New York...And Administration Agreement • January 29th, 2009 • Cascades Trust
AQUILA INVESTMENT MANAGEMENT LLCCascades Trust • January 24th, 2013
AQUILA INVESTMENT MANAGEMENT LLCCascades Trust • July 24th, 2014
AMENDMENT TO TAX-FREE TRUST OF OREGON SUB-ADVISORY AGREEMENT Dated as of April 8, 2006 WHEREAS, the Federal Reserve Board has deemed Piper Jaffray & Co. ('Piper') to be an affiliate of U.S. Bank N.A. (the 'Bank') for purposes of Sections 23A and 23B...Advisory Agreement • November 29th, 2006 • Cascades Trust
WHEREAS, the Federal Reserve Board has deemed Piper Jaffray & Co. ('Piper') to be an affiliate of U.S. Bank N.A. (the 'Bank') for purposes of Sections 23A and 23B of the Federal Reserve Act;
CUSTOMER IDENTIFICATION SERVICES AMENDMENT This Customer Identification Services Amendment (this "Amendment") amends, as of the 1st day of October, 2003 (the "Effective Date"), the Transfer Agency Services Agreement, dated as of November 7, 1997,...Cascades Trust • January 29th, 2004
THE CASCADES TRUST DISTRIBUTION AGREEMENT AGREEMENT, made as of this 28th day of May, 1999 by and between TAX-FREE TRUST OF OREGON (hereinafter called the "Business Trust"), and AQUILA DISTRIBUTORS, INC., (hereinafter called the "Distributor"). W I T...The Cascades Trust Distribution Agreement • January 27th, 2000 • Cascades Trust
AGREEMENT AMONG INSUREDS PURSUANT TO RULE 17G-1Agreement • October 30th, 2015 • Cascades Trust
This Agreement shall be effective as of October 31, 2015 (and supersedes in its entirety any previous Agreement) and may be amended, assigned, or terminated only in accordance with the 1940 Act and the rules and regulations thereunder. This Agreement may be executed in counterparts, each of which shall be deemed an original.
TAX-FREE TRUST OF OREGON SUB-ADVISORY AGREEMENTSub-Advisory Agreement • January 28th, 2011 • Cascades Trust
THIS AGREEMENT, made as of December 31, 2010 by and between AQUILA INVESTMENT MANAGEMENT LLC, a Delaware limited liability company (the "Manager"), 380 Madison Avenue, Suite 2300, New York, New York 10017 and DAVIDSON FIXED INCOME MANAGEMENT, INC. doing business as KIRKPATRICK PETTIS CAPITAL MANAGEMENT (the "Sub-Adviser"), Suite 1100, 1600 Broadway, Denver, Colorado 80202.
TAX-FREE TRUST OF OREGON AMENDMENT OF ADVISORY AND ADMINISTRATION AGREEMENT THIS AGREEMENT, made as of April 8, 2006 by and between THE CASCADES TRUST (the "Trust"), a Massachusetts business trust which is registered under the Investment Company Act...Advisory and Administration Agreement • November 29th, 2006 • Cascades Trust
Aquila Municipal Trust 120 West 45th Street, Suite 3600 New York, New York 10036Aquila Municipal Trust • January 17th, 2020
This opinion is furnished to you pursuant to Paragraph 8.5 of the Agreement and Plan of Reorganization (the “Agreement”), dated as of [ ], by and between Aquila Municipal Trust, a Massachusetts business trust (the “Successor Trust”), on behalf of Aquila Tax-Free Trust of Oregon, a series thereof (the “Successor Fund”), and The Cascades Trust, a Massachusetts business trust (the “Current Trust”), on behalf of its sole series, Aquila Tax-Free Fund of Oregon (the “Current Fund”). All capitalized terms not otherwise defined herein have the meanings ascribed to them in the Agreement. The Agreement contemplates (1) the transfer of all of the assets of the Current Fund to the Successor Fund solely in exchange for (a) the issuance to the Current Fund of Successor Fund Shares, including fractional Successor Fund Shares, of each class having an aggregate net asset value equal to the aggregate net asset vale of the Current Fund attributable to the corresponding class of Current Fund Shares, as de
