EXHIBIT (M)(3) -------------- SCHEDULE TO AMENDED AND RESTATED DISTRIBUTION AGREEMENT MAXIMUM FEES FOR CLASS A (OR CLASS X) SHARES Tax-Exempt Fund (Class A) 0.25 of 1% of average daily net assets Government Fund (Class A) 0.25 of 1% of average daily...Distribution Agreement • September 11th, 2003 • North Track Funds Inc
EXHIBIT (D)(4) INVESTMENT ADVISORY AGREEMENT FOR SELECT VALUE PORTFOLIO -------------------------------------------------------- PRINCIPAL PRESERVATION PORTFOLIOS, INC. INVESTMENT ADVISORY AGREEMENT THIS AGREEMENT is made as of the 15th day of...Investment Advisory Agreement • February 16th, 2001 • Principal Preservation Portfolios Inc • Wisconsin
EXHIBIT (D)(4) -------------- NORTH TRACK FUNDS, INC. INVESTMENT ADVISORY AGREEMENT AGREEMENT made as of the 25th day of November, 2003, by and between NORTH TRACK FUNDS, INC., a Maryland corporation (the "Company"), and B.C. ZIEGLER AND COMPANY, a...Investment Advisory Agreement • September 11th, 2003 • North Track Funds Inc
WITNESSETH:Distribution Agreement • February 12th, 1999 • Principal Preservation Portfolios Inc • Wisconsin
EXHIBIT (D)(3)Sub-Advisory Agreement • February 12th, 1999 • Principal Preservation Portfolios Inc
WITNESSETHLicense Agreement • January 23rd, 2004 • North Track Funds Inc
EXHIBIT (H)(13) --------------- AMENDMENT NO. 1 TO LICENSE AGREEMENT This Amendment No. 1 to the License Agreement dated April 16, 2001 between Dow Jones & Company, Inc. ("Dow Jones") and North Track Funds, Inc. (the "Licensee") (the "License...License Agreement • February 9th, 2005 • North Track Funds Inc
EXHIBIT (H)(2) -------------- ACCOUNTING/PRICING AGREEMENT This Accounting/Pricing Agreement is made as of this 6th day of November, 2002 by and between North Track Funds, Inc., a Maryland corporation (the "Fund") and B.C. Ziegler and Company, a...Pricing Agreement • December 30th, 2002 • North Track Funds Inc • Wisconsin
EXHIBIT (H)(8) AGREEMENT AND PLAN OF REORGANIZATION ------------------------------------ AGREEMENT AND PLAN OF REORGANIZATION This Agreement and Plan of Reorganization (this "Agreement") is made as of this 15th day of December, 2000, by and between...Agreement and Plan of Reorganization • February 16th, 2001 • Principal Preservation Portfolios Inc • Maryland
FORM OF SELECTED DEALER AGREEMENT iiiPrincipal Preservation Portfolios Inc • May 29th, 1998 • New York
CONTRACT FORAgent Agreement • March 27th, 1996 • Principal Preservation Portfolios Inc • Wisconsin
EXHIBIT 5(C)Sub-Advisory Agreement • March 1st, 1996 • Principal Preservation Portfolios Inc
EXHIBIT (H)(16) --------------- ADMINISTRATION AGREEMENT This Agreement is made this 17th day of December, 2004, by and between North Track Funds, Inc. ("North Track"), a Maryland corporation registered under the Investment Company Act of 1940 ("1940...Administration Agreement • December 14th, 2004 • North Track Funds Inc • Wisconsin
EXHIBIT (D)(5) -------------- NORTH TRACK FUNDS, INC. INVESTMENT ADVISORY AGREEMENT AGREEMENT made as of the 17th day of December, 2004, by and between NORTH TRACK FUNDS, INC., a Maryland corporation (the "Company"), and B.C. ZIEGLER AND COMPANY, a...Investment Advisory Agreement • December 14th, 2004 • North Track Funds Inc
WITNESSETHDistribution Agreement • March 2nd, 2000 • Principal Preservation Portfolios Inc
EXHIBIT 8 CUSTODIAN SERVICING AGREEMENTCustodian Servicing Agreement • May 1st, 1998 • Principal Preservation Portfolios Inc • Wisconsin
EXHIBIT (D)(3) INTERIM INVESTMENT ADVISORY AGREEMENT FOR SELECT VALUE PORTFOLOPRINCIPAL ------------------------------------------------------------------------ PRESERVATION PORTFOLIOS, INC. INTERIM INVESTMENT ADVISORY AGREEMENT THIS INTERIM AGREEMENT...Interim Investment Advisory Agreement • February 16th, 2001 • Principal Preservation Portfolios Inc • Wisconsin
HIGHMARK CAPITAL MANAGEMENT, INC. FORM OF SUB-ADVISORY AGREEMENTSub-Advisory Agreement • March 24th, 2009 • Highmark Funds /Ma/ • Massachusetts
This AGREEMENT is effective as of ___________________, 2009, by and between HIGHMARK CAPITAL MANAGEMENT, INC. (“Adviser”) and ZIEGLER CAPITAL MANAGEMENT, LLC, a Wisconsin limited liability corporation, which is an investment adviser registered under the laws of the United States as an investment adviser under the Investment Advisers Act of 1940, as amended (“Sub-Adviser”).
EXHIBIT (H)(6) S&P LICENSE AGREEMENT ---------------------- LICENSE AGREEMENT LICENSE AGREEMENT, dated as of January 1, 1999 (the "Commencement Date") by and between STANDARD & POOR'S, a division of The McGraw-Hill Companies, Inc. ("S&P"), a New York...License Agreement • May 3rd, 1999 • Principal Preservation Portfolios Inc • New York
DEPOSITORY CONTRACT Between PRINCIPAL PRESERVATION PORTFOLIOS, INC. and B. C. ZIEGLER AND COMPANYPrincipal Preservation Portfolios Inc • March 27th, 1996 • Wisconsin
EXHIBIT (D)(6)Sub-Advisory Agreement • October 15th, 1998 • Principal Preservation Portfolios Inc
Exhibit 9(f) LICENSE AGREEMENT ----------------- LICENSE AGREEMENT effective as of February 23, 1996, ("Effective Date") by and between Pacific Stock Exchange Incorporated ("PSE"), a Delaware Corporation having an office at 301 Pine Street, San...License Agreement • February 28th, 1997 • Principal Preservation Portfolios Inc • California
EXHIBIT (H)(4) ADMINISTRATIVE SERVICES AGREEMENT FOR CASH RESERVE PORTFOLIO ----------------------------------------------------------- ADMINISTRATIVE SERVICES AGREEMENT ADMINISTRATIVE SERVICES AGREEMENT, dated as of May 1, 1999, by and between...Administrative Services Agreement • February 12th, 1999 • Principal Preservation Portfolios Inc • Wisconsin
EXHIBIT 9(C)Pricing Agreement • March 27th, 1996 • Principal Preservation Portfolios Inc • Wisconsin
Second Amended and Restated Distribution AgreementDistribution Agreement • February 14th, 2007 • North Track Funds Inc • Wisconsin
SECOND AMENDED AND RESTATED DISTRIBUTION AGREEMENT made this 1st day of May, 2005, between NORTH TRACK FUNDS, INC., a Maryland corporation (the “Fund”), and B.C. ZIEGLER AND COMPANY, a Delaware corporation (the “Distributor”).
SCHEDULE C TO ACCOUNTING/PRICING AGREEMENT ------------------------------- 1. Tax-Exempt Fund (Effective 5/1/93) 2. Government Fund (Effective 5/1/93) 3. S&P 100 Index Fund (Effective 5/1/93) 4. PSE Tech 100 Index Fund (Effective 6/10/96) 5. Geneva...North Track Funds Inc • December 14th, 2004
WITNESSETH ----------Transfer Agency and Services Agreement • March 4th, 2002 • North Track Funds Inc • New York
Investment Advisory AgreementInvestment Advisory Agreement • February 14th, 2007 • North Track Funds Inc
This INVESTMENT ADVISORY AGREEMENT is made as of the ___ day of __________, 2007, by and between NORTH TRACK FUNDS, INC. (the “Company”), a Maryland corporation registered under the Investment Company Act of 1940, as amended (the “1940 Act”), as an open-end diversified management investment company, and ZIEGLER CAPITAL MANAGEMENT, LLC, a Wisconsin limited liability company (the “Advisor”).
TRANSFER, CONSENT AND RESTATEMENT AGREEMENTConsent and Restatement Agreement • December 30th, 2005 • North Track Funds Inc
THIS TRANSFER, CONSENT AND RESTATEMENT AGREEMENT (this "Agreement") is made as of this 31st day of May, 2005 by and among North Track Funds, Inc., a Maryland corporation ("North Track"), on behalf of its various mutual fund series (each, a "Fund" and collectively, the "Funds"), B.C. Ziegler and Company, a Wisconsin corporation ("B.C. Ziegler"), and Ziegler Capital Management, LLC, a Wisconsin limited liability company ("ZCM").
AMENDMENT TO TRANSFER AGENCY AND SERVICES AGREEMENTTransfer Agency and Services Agreement • February 29th, 2008 • North Track Funds Inc
THIS AMENDMENT (this “Amendment”) to the Transfer Agency and Services Agreement (the “Agreement”) dated November 1, 2004 by and between PFPC INC., a Massachusetts corporation (“PFPC”), and the undersigned investment company (the “Fund,” on behalf of each of its series) is made as of August 28, 2007. Capitalized terms used but not defined herein shall have the same meaning as in the Agreement.
THIRD AMENDMENT TO LICENSE AGREEMENT NAME CHANGELicense Agreement • December 30th, 2005 • North Track Funds Inc • California
THIS THIRD AMENDMENT TO LICENSE AGREEMENT (the “Amendment”), dated October 25, 2005, amends that certain License Agreement dated as of February 23, 1996, as amended by the First Amendment to License Agreement dated February 23, 2002 (“First Amendment”) and the Second Amendment to License Agreement dated as of January 1, 2004 (“Second Amendment”), by and between the Pacific Exchange, Inc. (“PSE”) and North Track Funds, successor in interest to Principal Preservation Portfolios, Inc. (“NT” or “North Track”), on behalf of its series known prior to the date hereof as the “PSE Tech 100 Index Portfolio” (“License Agreement”).
EXHIBIT (E)(2) FORM OF SELECTED DEALERS AGREEMENTPrincipal Preservation Portfolios Inc • October 15th, 1998 • Wisconsin
FORM OF AMENDED AND RESTATED EXHIBIT AHighmark Funds /Ma/ • February 24th, 2009
THIS AMENDED AND RESTATED EXHIBIT A, amended and restated as of [ ], 2009 for the addition of HighMark Equity Income Fund, HighMark Geneva Growth Fund, HighMark Geneva Small Cap Growth Fund, HighMark NYSE Arca Tech 100 Index Fund, and HighMark Wisconsin Tax-Exempt Fund, is the Amended and Restated Exhibit A to that certain Underwriting Agreement dated as of December 1, 2008 between HighMark Funds Distributors, Inc. and HighMark Funds.
Accounting/Pricing AgreementAccounting/Pricing Agreement • February 14th, 2007 • North Track Funds Inc • Wisconsin
This Accounting/Pricing Agreement is made as of this 6th day of November, 2002 by and between North Track Funds, Inc., a Maryland corporation (the “Fund”) and B.C. Ziegler and Company, a Wisconsin corporation (“Ziegler”).
B.C. Ziegler and Company Letterhead]North Track Funds Inc • December 30th, 2005
Ms. Amy S. Croen, CFA Principal, Co-president Geneva Capital Management Ltd. 250 East Wisconsin Ave., Suite 1050 Milwaukee, WI 53202 David G. Stoeffel President The North Track Funds, Inc. 250 East Wisconsin Ave., Suite 2000 Milwaukee, WI 53202
