TRANSFER AGENCY AGREEMENT This Agreement, dated as of December 2, 2004, is between American Express Certificate Company (the "Company"), a Delaware corporation, and American Express Client Service Company (the "Transfer Agent"), a Minnesota...Transfer Agency Agreement • February 18th, 2005 • American Express Certificate Co • Minnesota
AGREEMENTAgreement • February 26th, 2007 • Ameriprise Certificate Co • Minnesota
DISTRIBUTION AGREEMENT This Agreement is made as of December 31, 2006, by and between Ameriprise ----------------- Certificate Company, a Delaware corporation, ("Company"), and Ameriprise Financial Services Inc., a Delaware corporation ("AMPF"),...Distribution Agreement • February 26th, 2007 • Ameriprise Certificate Co
Exhibit 10(t) AMENDMENT TO MARKETING AGREEMENT The purpose of this document is to amend the Marketing Agreement dated October 10, 1991 between IDS Certificate Company (now known as Ameriprise Certificate Company ("ACC")) and American Express Bank Ltd....Marketing Agreement • March 10th, 2006 • Ameriprise Certificate Co
TRANSFER AGENT AGREEMENT This Agreement, dated as of December 31, 2006, is between Ameriprise Certificate Company (the "Company"), a Delaware corporation, and RiverSource Service Corporation (the "Transfer Agent"), a Minnesota corporation. In...Transfer Agent Agreement • February 26th, 2007 • Ameriprise Certificate Co • Minnesota
ANDAnd Services Agreement • November 14th, 2005 • Ameriprise Certificate Co
SELLING DEALER AGREEMENT This Agreement is made as of July 31, 2000 ("Effective Date"), by and between American Express Financial Advisors Inc., a Delaware corporation (the "Distributor"), distributor for certain registered face-amount certificates...Selling Dealer Agreement • February 18th, 2005 • American Express Certificate Co • Minnesota
Exhibit 10(u) FIFTH AMENDMENT TO SELLING AGENT AGREEMENT The purpose of this document is to amend the Selling Agent Agreement dated June 1, 1990 between IDS Financial Services Inc. (the "Company" and now known as Ameriprise Financial Services, Inc....Selling Agent Agreement • March 10th, 2006 • Ameriprise Certificate Co
WITNESSETH ----------Administration and Services Agreement • March 10th, 2006 • Ameriprise Certificate Co • Minnesota
BY AND BETWEENInvestment Advisory and Services Agreement • February 26th, 2007 • Ameriprise Certificate Co • Minnesota
PAGE 1 January 9, 1997 American Express Bank Ltd. 35F, One Pacific Place 88 Queensway Hong Kong Ladies and Gentlemen: This is to confirm our agreement that, effective upon your acceptance of and agreement to this letter, the attached Schedule B will...Ids Certificate Co /Mn/ • March 14th, 1997
RECITALS:Capital Support Agreement • March 3rd, 2009 • Ameriprise Certificate Co • Delaware
STATE INCOME TAX SHARING AGREEMENTIncome Tax Sharing Agreement • February 23rd, 2018 • Ameriprise Certificate Co
Effective as of December 10, 2013 this State Income Tax Sharing Agreement (“Agreement”) replaces all prior State Income Tax Sharing Agreements between or among Ameriprise Financial, Inc., (“Ameriprise”) and its subsidiaries listed on the attached Schedule A. Collectively, Ameriprise and its subsidiaries listed on Schedule A are the “Parties” to this Agreement.
FIRST AMENDMENT TO CAPITAL SUPPORT AGREEMENTCapital Support Agreement • April 30th, 2014 • Ameriprise Certificate Co
This First Amendment to the Capital Support Agreement, dated as of April 30, 2014 (the “Amendment”), is between Ameriprise Certificate Company (the “Company”) and Ameriprise Financial, Inc. (the “Parent”), and amends the Capital Support Agreement, dated as of March 2, 2009 (the “Agreement”), between the Company and the Parent.
AMENDMENT TO DEPOSITORY AND CUSTODIAL AGREEMENTDepository and Custodial Agreement • April 25th, 2014 • Ameriprise Certificate Co
This Amendment to Depository and Custodial Agreement, dated as of December 15, 2008 (the “Amendment”), is between Ameriprise Trust Company (“Custodian”) and Ameriprise Certificate Company (“ACC”) and amends the Depository and Custodial Agreement, dated as of December 31, 2006 (the “Agreement”), between Custodian and ACC.
EXHIBIT INDEX 1 Distribution Agreement, dated Dec. 31, 2006, between ACC and Ameriprise Financial Services, Inc. 10(a) Investment Advisory and Services Agreement, dated Dec. 31, 2006, between ACC and RiverSource Investments, LLC. 10(c) Depositary and...Exhibit Index • February 26th, 2007 • Ameriprise Certificate Co
FEDERAL INCOME TAX SHARING AGREEMENTFederal Income Tax Sharing Agreement • February 23rd, 2018 • Ameriprise Certificate Co • New York
Effective as of December 10, 2013, this Federal Income Tax Sharing Agreement (“Agreement”) between Ameriprise Financial, Inc. (“Ameriprise” and/or “Parent”) and its subsidiaries listed on the attached Schedule A replaces all prior Federal Income Tax Sharing Agreements, except as provided in Paragraph 12.A. Collectively, Ameriprise and its subsidiaries listed on Schedule A are the “Parties” to this Agreement.
July 28, 1999 American Express Bank International 1221 Brickell Avenue, 8th Floor Miami, FL 33131 Ladies and Gentlemen: This is to confirm our agreement that: (3) Effective only from August 1, 1999, through December 31, 2000, in Section 2(I)(a) of...Ids Certificate Co /Mn/ • August 16th, 1999
April 10, 2000 Securities America Inc. 7100 West Center Road Suite 500 Omaha, NE 68106-5001 Ladies and Gentlemen: This is to confirm our agreement that: (1) Effective as of April 1, 2000, in Section 2 of Schedule A to the Selling Agent Agreement made...Ids Certificate Co /Mn/ • April 18th, 2000
Schedule A Effective February 1, 2021 Company shall pay AMPF and AMPF accepts in full payment of its services under this Agreement, distribution fees in accordance with the following schedule: For Ameriprise Cash Reserve Certificate: • 0.02% of the...Distribution Agreement • February 24th, 2021 • Ameriprise Certificate Co
THIRD AMENDMENT TO DISTRIBUTION AGREEMENTDistribution Agreement • August 3rd, 2015 • Ameriprise Certificate Co
This Third Amendment to the Distribution Agreement, dated as of May 8, 2015 (the “Amendment”), is between Ameriprise Certificate Company (the “Company”) and Ameriprise Financial Services, Inc. (“AMPF”), and amends the Distribution Agreement, dated as of December 31, 2006 and amended as of May 15, 2012 and September 19, 2014 (the “Agreement”), between the Company and AMPF.
AMENDMENT TO DEPOSITORY AND CUSTODIAL AGREEMENTDepository and Custodial Agreement • May 5th, 2014 • Ameriprise Certificate Co
This Amendment to Depository and Custodial Agreement, dated as of December 15, 2008 (the “Amendment”), is between Ameriprise Trust Company (“Custodian”) and Ameriprise Certificate Company (“ACC”) and amends the Depository and Custodial Agreement, dated as of December 31, 2006 (the “Agreement”), between Custodian and ACC.
April 7, 1997 American Express Bank International 1221 Brichell Ave. #800 Miami, FL 33131 Ladies and Gentlemen: This is to confirm our agreement that, effective April 30, 1997, the attached Schedule A will replace the current Schedule A dated May 2,...Ids Certificate Co /Mn/ • October 31st, 1997
ContractAgreement This Agreement • February 26th, 2020 • Ameriprise Certificate Co • Minnesota
AMENDMENT TO DISTRIBUTION AGREEMENTDistribution Agreement • February 23rd, 2018 • Ameriprise Certificate Co
This Amendment to the Distribution Agreement, dated as of January 25, 2018 (the “Amendment”), is between Ameriprise Certificate Company (the “Company”) and Ameriprise Financial Services, Inc. (“AMPF”), and amends the Distribution Agreement, dated as of December 31, 2006 and amended as of May 15, 2012, September 19, 2014 and May 8, 2015 (the “Agreement”), between the Company and AMPF.
PAGE 1 IDS Certificate Company Registration Number 2-23772 EXHIBIT INDEX Exhibit 3 (1)e: Letter Amendment to Marketing Agreement dated October 10, 1991, between registrant and American Express Bank Ltd.Ids Certificate Co /Mn/ • March 29th, 1996
FEDERAL INCOME TAX SHARING AGREEMENT Page 2 consolidated return, where the Party’s proportionate share of the Consolidated Group’s tax liability is reduced by use of another Party’s Tax Benefits (as defined below). iii. The separate return tax...Sharing Agreement • February 24th, 2021 • Ameriprise Certificate Co
FIRST AMENDMENT TO CAPITAL SUPPORT AGREEMENTCapital Support Agreement • May 5th, 2014 • Ameriprise Certificate Co
This First Amendment to the Capital Support Agreement, dated as of April 30, 2014 (the “Amendment”), is between Ameriprise Certificate Company (the “Company”) and Ameriprise Financial, Inc. (the “Parent”), and amends the Capital Support Agreement, dated as of March 2, 2009 (the “Agreement”), between the Company and the Parent.
EXHIBIT INDEX Exhibit 3(d): Form of Certificate of Amendment Exhibit 5: Opinion and Consent of Counsel Exhibit 16(l): Selling Agent Agreement Exhibit 23: Consent of Independent AuditorsIds Certificate Co /Mn/ • April 16th, 1999
FIRST AMENDMENT TO CAPITAL SUPPORT AGREEMENTCapital Support Agreement • April 25th, 2014 • Ameriprise Certificate Co
This First Amendment to the Capital Support Agreement, dated as of April 30, 2014 (the “Amendment”), is between Ameriprise Certificate Company (the “Company”) and Ameriprise Financial, Inc. (the “Parent”), and amends the Capital Support Agreement, dated as of March 2, 2009 (the “Agreement”), between the Company and the Parent.
SECOND AMENDMENT TO DISTRIBUTION AGREEMENTDistribution Agreement • November 14th, 2014 • Ameriprise Certificate Co
This Second Amendment to the Distribution Agreement, dated as of September 19, 2014 (the “Amendment”), is between Ameriprise Certificate Company (the “Company”) and Ameriprise Financial Services, Inc. (“AMPF”), and amends the Distribution Agreement, dated as of December 31, 2006 and amended as of May 15, 2012 (the “Agreement”), between the Company and AMPF.
THIS TRANSFER AGREEMENT (the "Agreement"), dated as of --------- September 29, 2005, is by and between Ameriprise Financial, Inc., a corporation organized under the laws of the State of Delaware (fka American Express Financial Corporation) (the...Investment Management Services Transfer Agreement • November 14th, 2005 • Ameriprise Certificate Co
SECOND AMENDMENT TO TRANSFER AGENT AGREEMENTTransfer Agent Agreement • February 23rd, 2017 • Ameriprise Certificate Co
This Second Amendment to the Transfer Agent Agreement, dated as of January 1, 2017 (the “Amendment”), is between Ameriprise Certificate Company (the “Company”) and Columbia Management Investment Services Corp. (the “Transfer Agent”), and amends the Transfer Agent Agreement, dated as of December 31, 2006 and amended as of January 1, 2013 (the “Agreement”), between the Company and the Transfer Agent.
AMENDED AND RESTATED INVESTMENT ADVISORY AND SERVICES AGREEMENT BY AND BETWEEN AMERIPRISE CERTIFICATE COMPANY AND COLUMBIA MANAGEMENT INVESTMENT ADVISERS, LLCInvestment Advisory and Services Agreement • February 27th, 2019 • Ameriprise Certificate Co • Minnesota
This Amended and Restated Investment Advisory and Services Agreement made as of December 1, 2018, between Ameriprise Certificate Company (formerly American Express Certificate Company) (the Company), a Delaware corporation, hereinafter called "Company", and Columbia Management Investment Advisers, LLC (formerly RiverSource Investments, LLC) (the “Investment Manager”), a Minnesota limited liability company, amends and restates the Investment Advisory and Services Agreement dated December 31, 2006.
PAGE 1 April 7, 1997 American Express Bank International 1221 Brichell Ave. #800 Miami, FL 33131 Ladies and Gentlemen: This is to confirm our agreement that, effective April 30, 1997, the attached Schedule A will replace the current Schedule A dated...Ids Certificate Co /Mn/ • April 18th, 1997
