Capital Support Agreement Sample Contracts

Ameriprise Certificate Co – First Amendment to Capital Support Agreement (May 5th, 2014)

This First Amendment to the Capital Support Agreement, dated as of April 30, 2014 (the "Amendment"), is between Ameriprise Certificate Company (the "Company") and Ameriprise Financial, Inc. (the "Parent"), and amends the Capital Support Agreement, dated as of March 2, 2009 (the "Agreement"), between the Company and the Parent.

Sei Investments Company – Amendment No. 1 to Amended and Restated Capital Support Agreement (May 4th, 2009)

THIS AMENDMENT NO. 1 (the Amendment) to the Amended and Restated Capital Support Agreement, effective as of the 13th day of March 2009 (the Amendment Effective Date), between SEI Daily Income Trust (the Trust) for and on behalf of its Prime Obligation Fund (the Fund) and SEI Investments Company (the Support Provider).

Sei Investments Company – Amendment No. 1 to Amended and Restated Capital Support Agreement (March 16th, 2009)

THIS AMENDMENT NO. 1 (the Amendment) to the Amended and Restated Capital Support Agreement, effective as of the 13th day of March 2009 (the Amendment Effective Date), between SEI Daily Income Trust (the Trust) for and on behalf of its Prime Obligation Fund (the Fund) and SEI Investments Company (the Support Provider).

Capital Support Agreement (March 2nd, 2009)

This Capital Support Agreement (Agreement), dated as of March 2, 2009, is by and between Ameriprise Financial, Inc. (Parent), a Delaware corporation, and Ameriprise Certificate Company (ACC), a Delaware corporation and wholly owned subsidiary of Parent. Parent and ACC are sometimes individually referred to herein as a Party and collectively as the Parties.

Amendment No. 3 to Capital Support Agreement (February 27th, 2009)

This Amendment No. 3 (the Amendment) to the Capital Support Agreement, is made as of the 24th day of February 2009, by and between NORTHERN TRUST CORPORATION (the Support Provider) and NORTHERN INSTITUTIONAL FUNDS (the Trust), on behalf of its series the Liquid Assets Portfolio (the Fund).

Amendment No. 3 to Capital Support Agreement (February 27th, 2009)

This Amendment No. 3 (the Amendment) to the Capital Support Agreement, is made as of the 24th day of February 2009, by and between NORTHERN TRUST CORPORATION (the Support Provider) and NORTHERN FUNDS (the Trust), on behalf of its series the Money Market Fund (the Fund).

Amendment No. 3 to Capital Support Agreement (February 27th, 2009)

This Amendment No. 3 (the Amendment) to the Capital Support Agreement, is made as of the 24th day of February 2009, by and between NORTHERN TRUST CORPORATION (the Support Provider) and NORTHERN INSTITUTIONAL FUNDS (the Trust), on behalf of its series the Prime Obligations Portfolio (the Fund).

Amendment No. 3 to Capital Support Agreement (February 27th, 2009)

This Amendment No. 3 (the Amendment) to the Capital Support Agreement, is made as of the 24th day of February 2009, by and between NORTHERN TRUST CORPORATION (the Support Provider) and NORTHERN INSTITUTIONAL FUNDS (the Trust), on behalf of its series the Diversified Assets Portfolio (the Fund).

Form of Amendment No. 3 to Capital Support Agreement (January 29th, 2009)

This Amendment No. 3 (the Amendment) to the Capital Support Agreement, is made as of the [ ] day of [ ] 2009, by and between NORTHERN TRUST CORPORATION (the Support Provider) and [ ] (the Trust), on behalf of its series the [ ] (the Fund).

Amendment No. 3 to Capital Support Agreement (January 29th, 2009)

This Amendment No. 3 (the Amendment) to the Capital Support Agreement, is made as of the 26th day of January 2009, by and between the Northern Trust Corporation (the Support Provider) and Northern Trust Global Funds plc (the Company) on behalf of its sub-fund The Sterling Fund (the Fund).

Amendment No. 2 to Capital Support Agreement (January 29th, 2009)

This Amendment No. 2 (the Amendment) to the Capital Support Agreement, is made as of the 26th day of January 2009, by and between Northern Trust Corporation (the Support Provider) and The Northern Trust Company (TNT), as securities lending agent on behalf of the Core Select Securities Lending Cash Collateral Pool (the Fund).

Amendment No. 3 to Capital Support Agreement (January 29th, 2009)

This Amendment No. 3 (the Amendment) to the Capital Support Agreement, is made as of the 26th day of January 2009, by and between the Northern Trust Corporation (the Support Provider) and Northern Trust Global Funds plc (the Company) on behalf of its sub-fund The U.S. Dollar Fund (the Fund).

Amendment No. 1 to Amended and Restated Capital Support Agreement (January 29th, 2009)

This Amendment No. 1 (the Amendment) to the Amended and Restated Capital Support Agreement, is made as of the 26th day of January 2009, by and between Northern Trust Corporation (the Support Provider) and Northern Trust Investments, N.A. (NTI), as trustee on behalf of the NTGI Collective Short Term Investment Fund (the Fund).

Amendment No. 1 to Capital Support Agreement (January 29th, 2009)

This Amendment No. 1 (the Amendment) to the Capital Support Agreement, is made as of the 26th day of January 2009, by and between Northern Trust Corporation (the Support Provider) and The Northern Trust Company (TNT), as trustee on behalf of The Northern Trust Company Common Short Term Investment Fund (the Fund).

Sei Investments Company – Amended and Restated Capital Support Agreement (December 2nd, 2008)

THIS AMENDED AND RESTATED CAPITAL SUPPORT AGREEMENT (this Agreement) is made as of the 28th day of November, 2008, by and between SEI Investments Company (the Support Provider) and SEI Liquid Asset Trust (the Trust) for and on behalf of its Prime Obligation Fund (the Fund).

Amended & Restated Capital Support Agreement (December 1st, 2008)

THIS AMENDED & RESTATED CAPITAL SUPPORT AGREEMENT (this "Agreement") dated December 1, 2008 amends and restates in its entirety the Capital Support Agreement dated June 30, 2008 (hereinafter "Capital Support Agreement") by and among Legg Mason, Inc., a Maryland corporation ("Legg Mason"), LM Capital Support V, LLC, a Maryland limited liability company ("LM Sub" and, together with Legg Mason, the "Support Providers"), and Legg Mason Global Funds plc, an umbrella investment company, with segregated liability between its sub-funds, organized under the laws of the Republic of Ireland (the "Company").

Capital Support Agreement (December 1st, 2008)

THIS CAPITAL SUPPORT AGREEMENT (this "Agreement") is made as of the 1st day of December, 2008, by and among Legg Mason, Inc., a Maryland corporation ("Legg Mason"), LM CAPITAL COMPANY, LLC, a Maryland limited liability company ("LMSub" and, together with Legg Mason, the "Support Providers"), and Liquid Reserves Portfolio, a series of Master Portfolio Trust (the "Fund").

Capital Support Agreement (December 1st, 2008)

THIS CAPITAL SUPPORT AGREEMENT (this "Agreement") is made as of the 30th day of June, 2008, by and among Legg Mason, Inc., a Maryland corporation ("Legg Mason"), LM Capital Support V, LLC, a Maryland limited liability company ("LMSub" and, together with Legg Mason, the "Support Providers"), and Western Asset Institutional Money Market Fund, a series of Legg Mason Partners Institutional Trust (the "Fund").

Capital Support Agreement (December 1st, 2008)

THIS CAPITAL SUPPORT AGREEMENT (this "Agreement") is made as of the 30th day of June, 2008, by and among Legg Mason, Inc., a Maryland corporation ("Legg Mason"), LM Capital Support V, LLC, a Maryland limited liability company ("LMSub" and, together with Legg Mason, the "Support Providers"), and Western Asset Money Market Fund, a series of Legg Mason Partners Money Market Trust (the "Fund").

Master Amendment No. 1 to Capital Support Agreements (December 1st, 2008)

This Master Amendment No. 1 to Capital Support Agreements is dated as of December 1, 2008 (the "Amendment"), by and among LEGG MASON, INC., a Maryland corporation ("Legg Mason"), LM CAPITAL SUPPORT V, LLC, a Maryland limited liability company ("LMCSV" and, collectively with Legg Mason, the "Support Providers" and each, individually, a "Support Provider") and WESTERN ASSET MONEY MARKET FUND, a series of Legg Mason Partners Money Market Trust (the "Fund"), amending certain provisions of (a) the Capital Support Agreement dated as of June 30, 2008 by and among Legg Mason, LMCSV and the Fund (as amended and in effect from time to time, the "Cheyne CSA"); (b) the Capital Support Agreement dated as of June 30, 2008 by and among Legg Mason, LMCSV and the Fund (as amended and in effect from time to time, the "Ottimo CSA"); and (c) the Capital Support Agreement dated as of June 30, 2008 by and among Legg Mason, LMCSV an d the Fund (as amended and in effect from time to time, the "Axon CSA"; and,

Master Amendment No. 1 to Capital Support Agreements (December 1st, 2008)

This Master Amendment No. 1 to Capital Support Agreements is dated as of December 1, 2008 (the "Amendment"), by and among LEGG MASON, INC., a Maryland corporation ("Legg Mason"), LM CAPITAL COMPANY, LLC, a Maryland limited liability company ("LMC"), LM CAPITAL SUPPORT V, LLC, a Maryland limited liability company ("LMCSV" and, collectively with Legg Mason and LMC, the "Support Providers" and each, individually, a "Support Provider") and WESTERN ASSET INSTITUTIONAL MONEY MARKET FUND, a series of Legg Mason Partners Institutional Trust (the "Fund"), amending certain provisions of (a) the Capital Support Agreement dated as of September 18, 2008 by and among Legg Mason, LMC and the Fund (as amended and in effect from time to time, the "LMC CSA"); and (b) the Capital Support Agreement dated as of June 30, 2008 by and among Legg Mason, LMCSV and the Fund (as amended and in effect from time to time, the "LMC SV CSA"; and, collectively with the LMC CSA, the "Capital Support Agreements" and each

Master Amendment No. 2 to Capital Support Agreements (December 1st, 2008)

This Master Amendment No. 2 to Capital Support Agreements is dated as of December 1, 2008 (the "Amendment"), by and among LEGG MASON, INC., a Maryland corporation ("Legg Mason"), LM CAPITAL COMPANY, LLC, a Maryland limited liability company ("LMC"), LM CAPITAL SUPPORT I, LLC, a Maryland limited liability company ("LMCSI"), LM CAPITAL SUPPORT II, LLC, a Maryland limited liability company ("LMCSII"), LM CAPITAL SUPPORT III, LLC, a Maryland limited liability company ("LMCSIII"), LM CAPITAL SUPPORT IV, LLC, a Maryland limited liability company ("LMCSIV" and, collectively with Legg Mason, LMC, LMCSI, LMCSII and LMCSIII, the "Support Providers" and each, individually, a "Support Provider") and LIQUID RESERVES PORTFOLIO, a series of Master Portfolio Trust (the "Fund"), amending certain provisions of (a) the Capital Support Agreement dated as of March 31, 2008 by and among Leg g Mason, LMC and the Fund (as amended and in effect from time to time, the "LMC CSA"); (b) the Capital Support Agreeme

Capital Support Agreement (December 1st, 2008)

THIS CAPITAL SUPPORT AGREEMENT (this "Agreement") is made as of the 18th day of September, 2008, by and among Legg Mason, Inc., a Maryland corporation ("Legg Mason"), LM CAPITAL COMPANY, LLC, a Maryland limited liability company ("LMSub" and, together with Legg Mason, the "Support Providers"), and Western Asset Institutional Money Market Fund, a series of Legg Mason Partners Institutional Trust (the "Fund").

Amendment No. 2 to Capital Support Agreement (October 3rd, 2008)

This Amendment No. 2 (the Amendment) to the Capital Support Agreement, is made as of the 29th day of September 2008, by and between the Northern Trust Corporation (the Support Provider) and Northern Trust Global Funds plc (the Company) on behalf of its sub-fund The U.S. Dollar Fund (the Fund).

Amendment No. 2 to Capital Support Agreement (October 3rd, 2008)

This Amendment No. 2 (the Amendment) to the Capital Support Agreement, is made as of the 29th day of September 2008, by and between NORTHERN TRUST CORPORATION (the Support Provider) and NORTHERN FUNDS (the Trust), on behalf of its series the Money Market Fund (the Fund).

Amendment No. 2 to Capital Support Agreement (October 3rd, 2008)

This Amendment No. 2 (the Amendment) to the Capital Support Agreement, is made as of the 29th day of September 2008, by and between NORTHERN TRUST CORPORATION (the Support Provider) and NORTHERN INSTITUTIONAL FUNDS (the Trust), on behalf of its series the Liquid Assets Portfolio (the Fund).

Capital Support Agreement (October 3rd, 2008)

THIS CAPITAL SUPPORT AGREEMENT (this Agreement) is made as of September 29, 2008, by and between Northern Trust Corporation (the Support Provider) and The Northern Trust Company (TNT) as trustee on behalf of The Northern Trust Company Common Short Term Investment Fund (the Fund).

Amendment No. 2 to Capital Support Agreement (October 3rd, 2008)

This Amendment No. 2 (the Amendment) to the Capital Support Agreement, is made as of the 29th day of September 2008, by and between NORTHERN TRUST CORPORATION (the Support Provider) and NORTHERN INSTITUTIONAL FUNDS (the Trust), on behalf of its series the Diversified Assets Portfolio (the Fund).

Amendment No. 2 to Capital Support Agreement (October 3rd, 2008)

This Amendment No. 2 (the Amendment) to the Capital Support Agreement, is made as of the 29th day of September 2008, by and between the Northern Trust Corporation (the Support Provider) and Northern Trust Global Funds plc (the Company) on behalf of its sub-fund The Sterling Fund (the Fund).

Amendment No. 2 to Capital Support Agreement (October 3rd, 2008)

This Amendment No. 2 (the Amendment) to the Capital Support Agreement, is made as of the 29th day of September 2008, by and between NORTHERN TRUST CORPORATION (the Support Provider) and NORTHERN INSTITUTIONAL FUNDS (the Trust), on behalf of its series the Prime Obligations Portfolio (the Fund).

Amended and Restated Capital Support Agreement (October 3rd, 2008)

THIS AMENDED AND RESTATED CAPITAL SUPPORT AGREEMENT (this Agreement) is made as of September 29, 2008, by and between Northern Trust Corporation (the Support Provider) and Northern Trust Investments, N.A. (NTI), as trustee on behalf of the NTGI Collective Short Term Investment Fund (the Fund).

Sei Investments Company – Amendment No. 11 to Capital Support Agreement (July 31st, 2008)

THIS AMENDMENT NO. 11 (the Amendment) to the Capital Support Agreement, effective as of the 30th day of July 2008 (the Amendment Effective Date), between SEI Liquid Asset Trust (the Trust) on behalf of its Prime Obligation Fund (the Fund) and SEI Investments Company (the Support Provider).

Sei Investments Company – Amendment No. 9 to Capital Support Agreement (July 31st, 2008)

THIS AMENDMENT NO. 9 (the Amendment) to the Capital Support Agreement, effective as of the 22nd day of July 2008 (the Amendment Effective Date), between SEI Liquid Asset Trust (the Trust) on behalf of its Prime Obligation Fund (the Fund) and SEI Investments Company (the Support Provider).

Sei Investments Company – Amendment No. 10 to Capital Support Agreement (July 31st, 2008)

THIS AMENDMENT NO. 10 (the Amendment) to the Capital Support Agreement, effective as of the 28th day of July 2008 (the Amendment Effective Date), between SEI Liquid Asset Trust (the Trust) on behalf of its Prime Obligation Fund (the Fund) and SEI Investments Company (the Support Provider).

Sei Investments Company – Amendment No. 8 to Capital Support Agreement (July 31st, 2008)

THIS AMENDMENT NO. 8 (the Amendment) to the Capital Support Agreement, effective as of the 18th day of June 2008 (the Amendment Effective Date), between SEI Liquid Asset Trust (the Trust) on behalf of its Prime Obligation Fund (the Fund) and SEI Investments Company (the Support Provider).