Gatx Corp Sample Contracts

Gatx Corp – Forward-Looking Statements Statements in this Presentation not based on historical facts are “forward-looking statements” within the meaning of the Private Securities Litigation Reform Act of 1995 and, accordingly, involve known and unknown risks and uncertainties that are difficult to predict and could cause our actual results, performance, or achievements to differ materially from those discussed. These include statements as to our future expectations, beliefs, plans, strategies, objectives, events, conditions, financial performance, prospects, or future events. In some cases, forward- lookin (February 12th, 2019)
Gatx Corp – GATX CORPORATION 4.700% SENIOR NOTES DUE 2029 UNDERWRITING AGREEMENT (January 30th, 2019)
Gatx Corp – Page 1 (January 22nd, 2019)

CHICAGO, January 22, 2019 - GATX Corporation (NYSE:GATX) today reported 2018 fourth quarter net income of $49.2 million or $1.30 per diluted share, compared to net income of $342.1 million or $8.83 per diluted share in the fourth quarter of 2017. The fourth-quarter 2018 and 2017 results include impacts from Tax Adjustments and Other Items; 2018 includes a net positive impact of $0.46 per diluted share, and 2017 includes a net positive impact of $8.15 per diluted share.

Gatx Corp – GATX CORPORATION FLOATING RATE SENIOR NOTES DUE 2021 UNDERWRITING AGREEMENT (November 20th, 2018)
Gatx Corp – GATX CORPORATION 4.350% SENIOR NOTES DUE 2024 UNDERWRITING AGREEMENT (November 2nd, 2018)
Gatx Corp – Page 1 (October 23rd, 2018)

CHICAGO, IL, October 23, 2018 - GATX Corporation (NYSE:GATX) today reported 2018 third quarter net income of $47.0 million or $1.22 per diluted share, compared to net income of $49.0 million or $1.25 per diluted share in the third quarter of 2017. Year-to-date 2018 net income was $162.1 million or $4.21 per diluted share, compared to $159.9 million or $4.04 per diluted share in the prior year period.

Gatx Corp – NEWS RELEASE (August 10th, 2018)

CHICAGO, IL, August 10, 2018 – GATX Corporation (NYSE:GATX), the leading global railcar lessor, today announced a series of senior leadership changes effective immediately:

Gatx Corp – CONFIDENTIAL INFORMATION, NON-COMPETITION, AND NON-SOLICITATION AGREEMENT (August 10th, 2018)

In consideration, for the grant to the undersigned (“Employee”) of restricted stock units pursuant to the Restricted Stock Unit Agreement of even date herewith (the “RSU Agreement”) and for other good and valid consideration, Employee and GATX Corporation (together with any of its subsidiaries, the “Company”) enter into this Confidential Information, Non-Competition, and Non-Solicitation Agreement (this “Agreement”), effective as of the date executed below (the “Effective Date”), on the following terms and conditions:

Gatx Corp – GATX CORPORATION 2012 AMENDED AND RESTATED INCENTIVE AWARD PLAN RESTRICTED STOCK UNIT AGREEMENT (August 10th, 2018)

In consideration of the provision of services by the Participant, an employee of GATX Corporation (the “Company”) or a subsidiary thereof (such subsidiary and the Company hereinafter collectively “GATX”), and for Participant’s execution and compliance with the terms of the Confidential Information, Non-Competition and Non-Solicitation Agreement entered into contemporaneously herewith (the “Non-Compete Agreement”) and as further incentive for the Participant to advance the interests of the Company, the Company hereby grants to the Participant, on the Grant Date, the number of Restricted Stock Units set forth on the Morgan Stanley Stock Plan Connect website (https://www.stockplanconnect.com) (the “RSUs”) with respect to the same number of Shares of the Company pursuant to the GATX Corporation 2012 Amended and Restated Incentive Award Plan (the “Plan”). Such grant is expressly subject to the terms and conditions of this Restricted Stock Unit Agreement (the “Agreement”) as hereinafter set

Gatx Corp – Page 1 (July 19th, 2018)

CHICAGO, IL, July 19, 2018 - GATX Corporation (NYSE:GATX) today reported 2018 second quarter net income of $38.8 million or $1.01 per diluted share, compared to net income of $53.4 million or $1.35 per diluted share in the second quarter of 2017. Net income for the first six months of 2018 was $115.1 million or $2.99 per diluted share, compared to $110.9 million or $2.79 per diluted share in the prior year period. The 2018 second quarter and year-to-date results include a net negative impact of $5.8 million or $0.15 per diluted share, attributed to costs associated with the closure of a railcar maintenance facility in Germany. The 2017 second quarter and year-to-date results include net gains of approximately $1.1 million or $0.03 per diluted share, associated with the planned exit of the majority of Portfolio Management’s marine investments. Details related to these items are provided in the attached Supplemental Information under Tax Adjustments and Other Items.

Gatx Corp – Forward-Looking Statements Statements in this Presentation not based on historical facts are “forward-looking statements” within the meaning of the Private Securities Litigation Reform Act of 1995 and, accordingly, involve known and unknown risks and uncertainties that are difficult to predict and could cause our actual results, performance, or achievements to differ materially from those discussed. These include statements as to our future expectations, beliefs, plans, strategies, objectives, events, conditions, financial performance, prospects, or future events. In some cases, forward- lookin (May 7th, 2018)
Gatx Corp – Forward-Looking Statements Statements in this Presentation not based on historical facts are “forward-looking statements” within the meaning of the Private Securities Litigation Reform Act of 1995 and, accordingly, involve known and unknown risks and uncertainties that are difficult to predict and could cause our actual results, performance, or achievements to differ materially from those discussed. These include statements as to our future expectations, beliefs, plans, strategies, objectives, events, conditions, financial performance, prospects, or future events. In some cases, forward- lookin (May 7th, 2018)
Gatx Corp – GATX CORPORATION 4.550% SENIOR NOTES DUE 2028 UNDERWRITING AGREEMENT (May 4th, 2018)
Gatx Corp – Execution Copy CHICAGO/#2984622.14 EMPLOYMENT AGREEMENT This Employment Agreement (the “Agreement”) is entered into as of October 27, 2017 (the “Effective Date”) between GATX Corporation, a New York corporation (the “Company”), and James F. Earl (the “Executive”). WHEREAS, the Company desires to employ the Executive, and the Executive desires to be employed by the Company, for a term of employment commencing on the Effective Date and continuing through 5:00 PM Central Time on February 28, 2018 (the “End Date”), upon the terms and conditions set forth herein. NOW, THEREFORE, in consideration of (February 21st, 2018)
Gatx Corp – Page 1 (January 18th, 2018)

CHICAGO, January 18, 2018 - GATX Corporation (NYSE:GATX) today reported 2017 fourth quarter net income of $342.1 million or $8.83 per diluted share, compared to net income of $30.9 million or $0.77 per diluted share in the fourth quarter of 2016. The fourth-quarter 2017 and 2016 results include impacts from Tax Adjustments and Other Items; 2017 includes a net positive impact of $8.15 per diluted share, and 2016 includes a net negative impact of $0.37 per diluted share.

Gatx Corp – GATX CORPORATION FLOATING RATE SENIOR NOTES DUE 2021 UNDERWRITING AGREEMENT (November 3rd, 2017)

This is to confirm our agreement concerning the Underwriters’ purchase of the Securities in the respective aggregate principal amounts set forth in Schedule I hereto.

Gatx Corp – GATX CORPORATION 3.500% SENIOR NOTES DUE 2028 UNDERWRITING AGREEMENT (November 1st, 2017)
Gatx Corp – Page 1 (October 19th, 2017)

CHICAGO, IL, October 19, 2017 - GATX Corporation (NYSE:GATX) today reported 2017 third quarter net income of $49.0 million or $1.25 per diluted share, compared to net income of $95.7 million or $2.36 per diluted share in the third quarter of 2016. Year-to-date 2017 net income was $159.9 million or $4.04 per diluted share, compared to $226.2 million or $5.49 per diluted share in the prior year period.

Gatx Corp – Page 1 (July 20th, 2017)

CHICAGO, IL, July 20, 2017 - GATX Corporation (NYSE:GATX) today reported 2017 second quarter net income of $53.4 million or $1.35 per diluted share, compared to net income of $61.2 million or $1.49 per diluted share in the second quarter of 2016. Net income for the first six months of 2017 was $110.9 million or $2.79 per diluted share, compared to $130.5 million or $3.15 per diluted share in the prior year period. The 2017 second quarter and year-to-date results include net gains of approximately $1.1 million ($0.03 per diluted share) compared to 2016 second quarter and year-to date net gains of approximately $0.2 million (no effect on per share diluted income) and $1.7 million ($0.04 per diluted share) respectively, associated with the planned exit of the majority of Portfolio Management’s marine investments. Details related to the exit of Portfolio Management’s marine investments are provided in the attached Supplemental Information.

Gatx Corp – Page 1 (April 20th, 2017)

CHICAGO, April 20, 2017 - GATX Corporation (NYSE:GATX) today reported 2017 first quarter net income of $57.5 million or $1.44 per diluted share, compared to net income of $69.3 million or $1.66 per diluted share in the first quarter of 2016. The first-quarter 2016 results included a net gain of approximately $1.5 million, or $0.04 per diluted share, associated with the planned exit of the majority of Portfolio Management’s marine investments. Details related to the exit of Portfolio Management’s marine investments are provided in the attached Supplemental Information.

Gatx Corp – US-DOCS\73613336.4 GATX CORPORATION DIRECTORS’ PHANTOM STOCK PLAN (As Amended and Restated effective as of January 1, 2017) Section 1. PURPOSE AND EFFECTIVE DATE. The purpose of the Directors’ Phantom Stock Plan (the “Plan”) is to provide fees to nonemployee directors of GATX Corporation (the “Company”) in the form of common stock of the Company that is delivered on a deferred basis. To conform the Plan to the requirements of section 409A of the Internal Revenue Code (the “Code”), the terms of the Directors’ Phantom Stock Plan are as set forth below, effective with respect to amounts that were (February 22nd, 2017)
Gatx Corp – US-DOCS\73613805.1 GATX CORPORATION DIRECTORS’ VOLUNTARY DEFERRED FEE PLAN AMENDED AND RESTATED AS OF JANUARY 1, 2017 Section 1. PURPOSE AND EFFECTIVE DATE. The purpose of the Directors’ Voluntary Deferred Fee Plan is to provide to non-employee directors of GATX Corporation (the “Company”) an opportunity to receive that portion of their cash annual retainer and meeting attendance fees on a deferred basis, and to provide investment alternatives with respect thereto. The Directors’ Deferred Fee Plan was amended and restated effective July 1, 1998 and January 1, 2005. The Directors’ Deferred Fee (February 22nd, 2017)
Gatx Corp – GATX CORPORATION 2012 INCENTIVE AWARD PLAN OPTION AGREEMENT In partial consideration of the provision of services by the Participant, an employee of GATX Corporation (the "Company"), or a subsidiary thereof (such subsidiary and the Company hereinafter collectively "GATX"), and as further incentive to the Participant to advance the interests of the Company, the Company hereby grants to the Participant, on the Grant Date, an option (the "Option") to purchase the number of Shares set forth on the Morgan Stanley StockPlan Connect website (https://www.stockplanconnect.com) at the exercise price per (February 22nd, 2017)
Gatx Corp – GATX CORPORATION 3.850% SENIOR NOTES DUE 2027 UNDERWRITING AGREEMENT (February 8th, 2017)
Gatx Corp – Page 1 (January 19th, 2017)

CHICAGO, January 19, 2017 - GATX Corporation (NYSE:GATX) today reported 2016 fourth quarter net income of $30.9 million or $0.77 per diluted share, compared to net income of $58.2 million or $1.37 per diluted share in the fourth quarter of 2015. The fourth-quarter 2016 and fourth-quarter 2015 results include net negative impacts from Tax Adjustments and Other Items of $0.37 per diluted share and $0.07 per diluted share, respectively.

Gatx Corp – Page 1 (October 20th, 2016)

CHICAGO, IL, October 20, 2016 - GATX Corporation (NYSE:GATX) today reported 2016 third quarter net income of $95.7 million or $2.36 per diluted share, compared to net income of $39.5 million or $0.91 per diluted share in the third quarter of 2015. Year-to-date 2016 net income was $226.2 million or $5.49 per diluted share, compared to $147.1 million or $3.33 per diluted share in the prior year period.

Gatx Corp – GATX CORPORATION 3.250% SENIOR NOTES DUE 2026 UNDERWRITING AGREEMENT (September 13th, 2016)
Gatx Corp – Page 1 (July 21st, 2016)

CHICAGO, IL, July 21, 2016 - GATX Corporation (NYSE:GATX) today reported 2016 second quarter net income of $61.2 million or $1.49 per diluted share, compared to net income of $45.4 million or $1.03 per diluted share in the second quarter of 2015. Net income for the first six months of 2016 was $130.5 million or $3.15 per diluted share, compared to $107.6 million or $2.42 per diluted share in the prior year period. The 2016 results include a second quarter net gain of approximately $0.2 million, with no effect on per diluted share income, and a year-to-date net gain of approximately $1.7 million, or $0.04 per diluted share, associated with the planned exit of the majority of Portfolio Management’s marine investments.

Gatx Corp – NYDOCS02/1089790 EXECUTION COPY FIVE YEAR CREDIT AGREEMENT Dated as of May 26, 2016 Among GATX CORPORATION as Borrower and THE INITIAL LENDERS NAMED HEREIN as Initial Lenders and CITIBANK, N.A. as Administrative Agent and CITIGROUP GLOBAL MARKETS INC. and MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED as Joint Lead Arrangers and Joint Book Managers and BANK OF AMERICA, N.A. as Syndication Agent and PNC BANK, NATIONAL ASSOCIATION U.S. BANK NATIONAL ASSOCIATION and BAYERISCHE LANDESBANK, NEW YORK BRANCH as Co-Documentation Agents (June 2nd, 2016)
Gatx Corp – OFFICERS’ CERTIFICATE (May 16th, 2016)

Pursuant to Sections 1.2 and 3.1 of the Indenture dated as of February 6, 2008, by and between GATX Corporation, a corporation duly organized under the laws of the State of New York (the “Company”), and U.S. Bank National Association, as Trustee (the “Indenture”), the undersigned, as officers of the Company, hereby certify as follows:

Gatx Corp – GATX CORPORATION $150,000,000 5.625% SENIOR NOTES DUE 2066 UNDERWRITING AGREEMENT (May 13th, 2016)

This is to confirm our agreement concerning the Underwriters’ purchase of the Securities in the respective aggregate principal amounts set forth in Schedule I hereto.

Gatx Corp – Page 1 (April 21st, 2016)

CHICAGO, IL, April 21, 2016 - GATX Corporation (NYSE:GMT) today reported 2016 first quarter net income of $69.3 million or $1.66 per diluted share, compared to net income of $62.2 million or $1.39 per diluted share in the first quarter of 2015. The first quarter 2016 results include a net gain of approximately $1.5 million, or $0.04 per diluted share, associated with the planned exit of the majority of Portfolio Management’s marine investments. Details related to the exit of Portfolio Management’s marine investments are provided in the attached Supplemental Information.

Gatx Corp – GATX Corporation 2016 Raymond James Annual Institutional Investors Conference Unless otherwise noted, GATX is the source for data provided (March 8th, 2016)
Gatx Corp – Page 1 (January 21st, 2016)

CHICAGO, January 21, 2016 - GATX Corporation (NYSE:GMT) today reported 2015 fourth quarter net income of $58.2 million or $1.37 per diluted share, compared to net income of $58.5 million or $1.30 per diluted share in the fourth quarter of 2014. Net income for the full-year 2015 was $205.3 million or $4.69 per diluted share, compared to $205.0 million or $4.48 per diluted share in the prior year. The 2015 results include net negative impacts from the exit of Portfolio Management’s marine investments and other items of $3.0 million, or $0.07 per diluted share for the fourth quarter and $29.6 million, or $0.68 per diluted share for the full year. Details related to the exit of Portfolio Management’s marine investments and other items are provided in the attached Supplemental Information.

Gatx Corp – Page 1 (October 22nd, 2015)

CHICAGO, October 22 - GATX Corporation (NYSE:GMT) today reported 2015 third quarter net income of $39.5 million or $0.91 per diluted share, compared to net income of $51.3 million or $1.14 per diluted share in the third quarter of 2014. Net income through September 2015 was $147.1 million or $3.33 per diluted share, compared to $146.5 million or $3.18 per diluted share in the prior year period. The 2015 third quarter and year-to-date results include a net after-tax loss of $26.6 million, or $0.61 per diluted share related to the company’s decision to exit the majority of its marine investments within the Portfolio Management segment.