S&P DOW JONES LOGO INDICES ORDER SCHEDULE NUMBER 7 INDEX IPGuggenheim Defined Portfolios, Series 1917 • July 25th, 2019
Company FiledJuly 25th, 2019
THE REGISTRANT HAS APPLIED FOR CONFIDENTIAL TREATMENT OF CERTAIN TERMS IN THIS EXHIBIT WITH THE SECURITIES AND EXCHANGE COMMISSION. THE CONFIDENTIAL PORTIONS OF THIS EXHIBIT ARE MARKED WITH AN ASTERISK [*] AND HAVE BEEN OMITTED. THE OMITTED PORTIONS...John Hancock Life Insurance Co (Usa) Separate Account H • April 7th, 2009
Company FiledApril 7th, 2009
CDEX INC.Cdex Inc • June 30th, 2008 • Measuring & controlling devices, nec
Company FiledJune 30th, 2008 Industry
EX-99.23(p)(82) MEMORANDUM TO: All UK & Ireland Staff Members FROM: Nick Styman Director of European Compliance INVESCO UK & IRELAND -CODE OF ETHICS AND CONFLICTS OF INTEREST POLICY Please find attached a revised copy of the INVESCO UK & Ireland Code...JNL Series Trust • June 16th, 2008
Company FiledJune 16th, 2008
AMENDMENT TO SECOND AMENDED AND RESTATED AGREEMENT OF LIMITED PARTNERSHIP OF GGP LIMITED PARTNERSHIPGeneral Growth Properties Inc • February 27th, 2008 • Real estate investment trusts
Company FiledFebruary 27th, 2008 Industry
EXHIBIT 4.10 PACIFIC ENERGY RESOURCES LTD. 1065 West Pier E St. Long Beach, California 90802-1015 UNIT SUBSCRIPTION AGREEMENT (U.S. RESIDENTS) TO: Pacific Energy Resources Ltd. (the "CORPORATION") AND TO: Energy Capital Solutions, LP (the "PLACEMENT...Pacific Energy Resources LTD • February 12th, 2008 • California
Company FiledFebruary 12th, 2008 Jurisdiction
EXHIBIT 10.3 IRREVOCABLE TRANSFER AGENT INSTRUCTIONS August 22, 2007 Worldwide Stock Transfer, LLC 885 Queen Anne Rd Teaneck, New Jersey 07666 RE: HARVEY ELECTRONICS, INC. Ladies and Gentlemen: Reference is made to that certain Securities Purchase...Harvey Electronics Inc • August 28th, 2007 • Retail-radio, tv & consumer electronics stores
Company FiledAugust 28th, 2007 Industry
TRUST DEED RELATING TO YINGLI GREEN ENERGY HOLDING LIMITED 2006 STOCK INCENTIVE PLAN RESTRICTED STOCK AWARD AGREEMENTYingli Green Energy Holding Co LTD • June 6th, 2007 • Semiconductors & related devices
Company FiledJune 6th, 2007 Industry
EXHIBIT 99.4 ------------ THIS WARRANT AND THE COMMON SHARES ISSUABLE UPON EXERCISE OF THIS WARRANT ARE SUBJECT TO THE RESTRICTIONS ON TRANSFER SET FORTH IN SECTION 4 OF THIS WARRANT. COMMON SHARE PURCHASE WARRANT To Purchase ___________ Common Shares...Vasogen Inc • May 18th, 2007 • Surgical & medical instruments & apparatus
Company FiledMay 18th, 2007 Industry
EXHIBIT 4.15 NEITHER THIS SECURITY NOR THE SECURITIES INTO WHICH THIS SECURITY IS EXERCISABLE HAVE BEEN REGISTERED WITH THE SECURITIES AND EXCHANGE COMMISSION OR THE SECURITIES COMMISSION OF ANY STATE IN RELIANCE UPON AN EXEMPTION FROM REGISTRATION...Intraop Medical Corp • January 10th, 2007 • Surgical & medical instruments & apparatus
Company FiledJanuary 10th, 2007 Industry
CONTRACT VALUE Describes the Guarantee Period and variable account contract Page 9 values; Contract administrative charge; Premium taxes; Transfers of contract valuesRiversource Variable Annuity Account • January 3rd, 2007
Company FiledJanuary 3rd, 2007
EXHIBIT 10.7 As of October 31, 2005 Taverniti So Jeans, LLC 5804 E. Slauson Avenue Commerce, CA 90040 Attn: Paul Guez Re: Inventory Loan Facility Dear Paul: Reference is made to (i) the Factoring Agreement between FTC Commercial Corp. ("FTC") and...Blue Holdings, Inc. • November 14th, 2006 • Apparel & other finishd prods of fabrics & similar matl
Company FiledNovember 14th, 2006 Industry
FTC COMMERCIAL CORP.Blue Holdings, Inc. • November 14th, 2006 • Apparel & other finishd prods of fabrics & similar matl • California
Company FiledNovember 14th, 2006 Industry Jurisdiction
AMENDMENT NO. 2Jupitermedia Corp • November 13th, 2006 • Services-business services, nec • New York
Company FiledNovember 13th, 2006 Industry Jurisdiction
IRREVOCABLE TRANSFER AGENT INSTRUCTIONS September 7, 2006 Executive Registrar & Transfer Agency, Inc. 3615 South Huron Street #104 Englewood, Colorado 80110 RE: HOME ENERGY SAVINGS CORP, INC. Ladies and Gentlemen: Reference is made to that certain...Elite Flight Solutions Inc • October 18th, 2006 • Air transportation, nonscheduled
Company FiledOctober 18th, 2006 Industry
LIMITED LIABILITY COMPANY AGREEMENT OF WILLMAR/METAMORPHIX TURKEY JOINT VENTURE, LLCMetaMorphix Inc. • October 3rd, 2006 • Pharmaceutical preparations • Delaware
Company FiledOctober 3rd, 2006 Industry Jurisdiction
EXECUTIVE SALARY CONTINUATION AGREEMENT THAT SUPERCEDES AND REPLACES THE EXECUTIVE SUPPLEMENTAL RETIREMENT PLAN AGREEMENT DATED JANUARY 1, 2004Hampden Bancorp, Inc. • September 15th, 2006 • Massachusetts
Company FiledSeptember 15th, 2006 Jurisdiction
Trade Date: Effective Date: Termination Date: July 25, 2036 subject to adjustment in accordance with the Business Day Convention. Business Days: California, Minnesota, Texas, New York, Illinois. Business Day Convention: Following. PARTY A PAYMENTS:...RALI Series 2006-Qa6 Trust • August 11th, 2006 • Asset-backed securities • New York
Company FiledAugust 11th, 2006 Industry Jurisdiction
WITNESSETH ----------L 3 Communications Holdings Inc • August 9th, 2006 • Radio & tv broadcasting & communications equipment • New York
Company FiledAugust 9th, 2006 Industry Jurisdiction
WITNESSETH ----------L 3 Communications Holdings Inc • August 9th, 2006 • Radio & tv broadcasting & communications equipment • New York
Company FiledAugust 9th, 2006 Industry Jurisdiction
EXHIBIT A NEITHER THIS SECURITY NOR THE ISSUANCE TO THE HOLDER OF THE SECURITIES INTO WHICH THIS SECURITY IS CONVERTIBLE HAS BEEN REGISTERED WITH THE SECURITIES AND EXCHANGE COMMISSION IN RELIANCE UPON AN EXEMPTION FROM REGISTRATION UNDER THE...Consolidated Energy Inc • July 17th, 2006 • Bituminous coal & lignite mining • New York
Company FiledJuly 17th, 2006 Industry Jurisdiction
Aircastle Advisor LLC 300 First Stamford Place, 5th Fl. Stamford, Connecticut 06902 February 24, 2006 Joseph Schreiner 5205 N. Marina Pacifica Drive, Suite 21 Long Beach, CA 90803 Dear Joe: It is with great pleasure that Aircastle Advisor LLC (the...Aircastle LTD • June 2nd, 2006
Company FiledJune 2nd, 2006
EXHIBIT 10.63 SUPPLEMENTAL INDENTURE TO BE DELIVERED BY GUARANTEEING SUBSIDIARIES Supplemental Indenture (this "Supplemental Indenture"), dated as of May 1, 2006, among L-3 Communications Corporation (or its permitted successor), a Delaware...L 3 Communications Corp • May 3rd, 2006 • Radio & tv broadcasting & communications equipment • New York
Company FiledMay 3rd, 2006 Industry Jurisdiction
Exhibit 4.9 THIS LINE OF CREDIT is made this 23rd day of December, 2004, by and between uWink, Inc. a Utah corporation, ("Borrower"), and Dan Lindquist, ("Lender"). Borrower is engaged in the business of manufacturing and distributing coin-operated...uWink, Inc. • April 17th, 2006 • Services-prepackaged software • California
Company FiledApril 17th, 2006 Industry Jurisdiction
AMENDMENT NO. 1New Century Financial Corp • March 16th, 2006 • Real estate investment trusts • New York
Company FiledMarch 16th, 2006 Industry Jurisdiction
EXHIBIT 10.7 MOBILE VIRTUAL NETWORK ENABLER ("MVNE") SERVICES AGREEMENTTeleplus Enterprises Inc • January 4th, 2006 • Retail-miscellaneous retail • Delaware
Company FiledJanuary 4th, 2006 Industry Jurisdiction
BYT Funds Investment Trust • December 20th, 2005
Company FiledDecember 20th, 2005
ISDA[r]Arran Funding LTD • December 16th, 2005 • Asset-backed securities
Company FiledDecember 16th, 2005 Industry
EXHIBIT 10.1 KEATING SECURITIES, LLC 5251 DTC PARKWAY, SUITE 1090 GREENWOOD VILLAGE, COLORADO 80111-2739 (720) 889-0131 (720) 889-0135 FAX November 22, 2005 Mr. Kevin Keating, President Century Pacific Financial Corporation 936A Beachland Boulevard,...Century Pacific Financial Corp • November 25th, 2005 • Security brokers, dealers & flotation companies • Colorado
Company FiledNovember 25th, 2005 Industry Jurisdiction
EXHIBIT 10.1 UWINK LETTERHEAD August 29, 2005 Peter Wilkniss 1665 S. Euclid Avenue San Marino, CA 91108 RE: EMPLOYMENT TERMS Dear Peter: The purpose of this letter is to set forth the terms of employment between uWink, Inc., a Utah corporation (the...uWink, Inc. • November 21st, 2005 • Services-prepackaged software • California
Company FiledNovember 21st, 2005 Industry Jurisdiction
EXHIBIT 10.2 [TRILOGY CAPITAL PARTNERS, INC. LOGO] LETTER OF ENGAGEMENT SENSE HOLDINGS, INC. SEPTEMBER 19, 2005 The following sets forth the agreement for the engagement of Trilogy Capital Partners, Inc. ("TRILOGY") by Sense Holdings, Inc. ("SEHO" or...Sense Holdings Inc • November 15th, 2005 • Miscellaneous manufacturing industries
Company FiledNovember 15th, 2005 Industry
PXRE GROUP LTD.Reservoir Capital Group LLC • October 11th, 2005 • Title insurance • New York
Company FiledOctober 11th, 2005 Industry Jurisdiction
Exhibit 2 US HELICOPTER, INC. The undersigned hereby agrees that for a period commencing on the date hereof and expiring on the termination of the Agreement dated August 4, 2004 between US Helicopter, Inc. (the "Company") and Cornell Capital Partners,...McSullivan Donal • September 27th, 2005 • Air transportation, scheduled
Company FiledSeptember 27th, 2005 IndustryThe undersigned hereby agrees that for a period commencing on the date hereof and expiring on the termination of the Agreement dated August 4, 2004 between US Helicopter, Inc. (the "Company") and Cornell Capital Partners, LP (the "Investor") (the "Lock-up Period"), he, she or it will not, directly or indirectly, without the prior written consent of the Investor, issue, offer, agree or offer to sell, sell, grant an option for the purchase or sale of, transfer, pledge, assign, hypothecate, distribute or otherwise encumber or dispose of except pursuant to Rule 144 of the General Rules and Regulations under the Securities Act of 1933, any securities of the Company, including common stock or options, rights, warrants or other securities underlying, convertible into, exchangeable or exercisable for or evidencing any right to purchase or subscribe for any common stock (whether or not beneficially owned by the undersigned), or any beneficial interest therein (collectively, the "Securities").
EXHIBIT 10.15 THIS WARRANT AND THE SHARES OF COMMON STOCK ISSUABLE UPON EXERCISE OF THIS WARRANT HAVE NOT BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED, OR ANY STATE SECURITIES LAWS. THIS WARRANT AND THE COMMON STOCK ISSUABLE UPON...New Century Energy Corp. • August 5th, 2005 • Crude petroleum & natural gas • Texas
Company FiledAugust 5th, 2005 Industry Jurisdiction
WAIVER NO. 1Polyone Corp • July 28th, 2005 • Plastic materials, synth resins & nonvulcan elastomers • New York
Company FiledJuly 28th, 2005 Industry Jurisdiction