WITNESSETH THAT:Administration Agreement • October 1st, 1996 • First Mutual Funds • California
Exhibit 99(b)(e)(ii) UNDERWRITING AGREEMENT This Agreement, dated as of December 31, 2000, is made by and between Trainer Wortham Funds, a Delaware business trust (the "Fund") operating as an open-end management investment company registered under the...Underwriting Agreement • October 23rd, 2001 • Trainer Wortham Funds • Delaware
CUSTODY AGREEMENT The following open-end management investment companies ("Funds") are hereby made parties to the Custody Agreement dated October 18, 1994, with UMB Bank, n.a. ("Custodian") and Trainer, Wortham First Mutual Funds (Formerly known as...Custody Agreement • October 1st, 1996 • First Mutual Funds
The following open-end management investment companies ("Funds") are hereby made parties to the Custody Agreement dated October 18, 1994, with UMB Bank, n.a. ("Custodian") and Trainer, Wortham First Mutual Funds (Formerly known as First Mutual Fund) and agree to be bound by all the terms and conditions contained in said Agreement.
Exhibit 99.B(5)(b) INVESTMENT ADVISORY AGREEMENT This Agreement, dated as of the 25th day of July, 1996, made by and between Trainer, Wortham First Mutual Funds, a business trust (the "Trust") operating as an open-end, management investment company...Investment Advisory Agreement • October 1st, 1996 • First Mutual Funds • Delaware
AMENDMENT TO ACCOUNTING SERVICES AGREEMENT This Amendment dated as of April 29, 1999, is entered into by TRAINER, WORTHAM FIRST MUTUAL FUNDS (the "Company") and FIRST DATA INVESTOR SERVICES GROUP, INC. ("Investor Services Group"), the successor in...Accounting Services Agreement • June 1st, 1999 • Trainer Wortham First Mutual Funds
1 Exhibit 99(b)(g)(i) CUSTODIAN SERVICES AGREEMENT ---------------------------- THIS AGREEMENT is made as of August 1, 2000 by and between PFPC TRUST COMPANY, a limited purpose trust company incorporated under the laws of Delaware ("PFPC Trust"), and...Custodian Services Agreement • November 1st, 2000 • Trainer Wortham Funds
AMENDMENT TO ADMINISTRATION AGREEMENT This Amendment dated as of April 29, 1999, is entered into by TRAINER, WORTHAM FIRST MUTUAL FUNDS (the "Company") and FIRST DATA INVESTOR SERVICES GROUP, INC. ("Investor Services Group"), the successor in interest...Administration Agreement • June 1st, 1999 • Trainer Wortham First Mutual Funds
Exhibit (d)(v) INVESTMENT ADVISORY AGREEMENT FOR THE FROLEY, REVY CONVERTIBLE SECURITIES FUND This Agreement, dated as of the 30th day of September, 2002, made by and between Trainer Wortham Funds, a business trust (the "Trust") operating as an...Investment Advisory Agreement • November 1st, 2002 • Trainer Wortham Funds • Delaware
Exhibit d(v) COMPREHENSIVE FEE INVESTMENT MANAGEMENT AGREEMENT THIS AGREEMENT ("Agreement"), dated the 1st day of October, 2004, made and entered into by and between HALLMARK INVESTMENT SERIES TRUST a Delaware business trust (the "Trust"), on behalf...Investment Management Agreement • October 1st, 2004 • Trainer Wortham Funds • New York
WITNESSETH THAT:Administration Agreement • March 9th, 1999 • Trainer Wortham First Mutual Funds
Exhibit 99.B(6)(a) UNDERWRITING AGREEMENT This Agreement, dated as of the 25th day of July, 1996, made by and between Trainer, Wortham First Mutual Funds, a business trust (the "Trust") operating as an open-end, management investment company...Underwriting Agreement • October 1st, 1996 • First Mutual Funds • New York
FOR THEManagement Agreement • October 1st, 2004 • Trainer Wortham Funds • New York
FOR THEInvestment Management Agreement • October 1st, 2004 • Trainer Wortham Funds • New York
OPERATING EXPENSES AGREEMENT This OPERATING EXPENSES AGREEMENT (the "Agreement") is effective as of the 1st day of July, 1999, by and between Trainer Wortham First Mutual Funds, a Delaware Business Trust (hereinafter called the "Trust"), on behalf of...Operating Expenses Agreement • October 1st, 2003 • Trainer Wortham Funds • Delaware
AGREEMENT AND DECLARATION OF TRUST ==================================First Mutual Funds • October 1st, 1996 • Delaware
AMENDMENT TO TRANSFER AGENT SERVICES AGREEMENT This Amendment dated as of April 29, 1999, is entered into by TRAINER, WORTHAM FIRST MUTUAL FUNDS (the "Company") and FIRST DATA INVESTOR SERVICES GROUP, INC. ("Investor Services Group"), the successor in...Transfer Agent Services Agreement • June 1st, 1999 • Trainer Wortham First Mutual Funds
Exhibit 99.B(8)(a) CUSTODY AGREEMENT =================First Mutual Funds • October 1st, 1996
AMENDMENT TO CUSTODY ADMINISTRATION AND AGENCY AGREEMENT This Amendment dated as of April 29, 1999, is entered into by TRAINER, WORTHAM FIRST MUTUAL FUNDS (the "Company") and FIRST DATA INVESTOR SERVICES GROUP, INC. ("Investor Services Group"), the...Administration and Agency Agreement • June 1st, 1999 • Trainer Wortham First Mutual Funds
1 EXHIBIT 99(d)(iv) SUB-INVESTMENT ADVISORY AGREEMENT This Agreement, dated as of the 1st day of August, 2000, made by and between Froley, Revy Investment Company, Inc., with its principal offices at 10900 Wilshire Blvd., Suite 900, Los Angeles,...Sub-Investment Advisory Agreement • August 3rd, 2000 • Trainer Wortham Funds • Delaware
WITNESSETH:Trainer Wortham Funds • October 1st, 2004
1 EXHIBIT 99(d)(ii) SUB-INVESTMENT ADVISORY AGREEMENT This Agreement, dated as of the 1st day of August, 2000, made by and between Froley, Revy Investment Company, Inc., with its principal offices at 10900 Wilshire Blvd., Suite 900, Los Angeles,...Sub-Investment Advisory Agreement • August 3rd, 2000 • Trainer Wortham Funds • Delaware
1 Exhibit 99(b)(d)(ii) INVESTMENT ADVISORY AGREEMENT This Agreement, dated as of the 14th day of NOVEMBER, 1998, made by and between Trainer, Wortham First Mutual Funds, a business trust (the "Trust") operating as an open-end, management investment...Investment Advisory Agreement • November 1st, 2000 • Trainer Wortham Funds • Delaware
FOR THEInvestment Management Agreement • October 1st, 2004 • Trainer Wortham Funds • New York
WITNESSETH:Trainer Wortham First Mutual Funds • November 1st, 1999
1 Exhibit 99(9)(a)(i) FPS Services, Inc. 3200 Horizon Drive King of Prussia, PA 19406-0903 March 3, 1998 Mr. David P. Como Trainer, Wortham First Mutual Fds. 388 Market Street, 2nd Floor San Francisco, CA 94111 Re: Accounting Services Agreement dated...Trainer Wortham First Mutual Funds • October 30th, 1998
Exhibit (h)(iii) ANTI-MONEY LAUNDERING AND PRIVACY AMENDMENT This ANTI-MONEY LAUNDERING AND PRIVACY AMENDMENT (this "AMENDMENT") amends as of the 24th day of July, 2002 (the "EFFECTIVE DATE"), the TRANSFER AGENT SERVICES AGREEMENT, dated as of July...Agent Services Agreement • November 1st, 2002 • Trainer Wortham Funds
Amendment to Global Custody AgreementGlobal Custody Agreement • October 28th, 2005 • Hallmark Investment Series Trust
Amendment, dated as of April 27, 2005, to the January 6, 1998 custody agreement (“Agreement”) between J.P. Morgan Chase & Co. (f/k/a The Chase Manhattan Bank) and each of the funds set forth in Schedule A attached thereto (the “Funds”).
1 EXHIBIT 99(d)(v) INVESTMENT ADVISORY AGREEMENT This Agreement, dated as of the 1st day of August, 2000, made by and between Trainer Wortham Funds, a business trust (the "Trust") operating as an open-end, management investment company registered...Investment Advisory Agreement • August 3rd, 2000 • Trainer Wortham Funds • Delaware
WITNESSETH:Distribution Agreement • October 1st, 2004 • Trainer Wortham Funds • New York
AGREEMENT made as of the 1st day of October, 2004, by and between the HALLMARK INVESTMENT SERIES TRUST, a Delaware business trust (the "Trust"), on behalf of each of its series listed on Exhibit A, attached hereto, as such Exhibit may be amended from time to time (each a "Fund" and collectively the "Funds"), severally and not jointly, and RESRV PARTNERS, INC., a New York corporation (the "Distributor").
Exhibit 99(b)(iv) INVESTMENT ADVISORY AGREEMENT This Agreement, dated as of the 1st day of November, 1999, made by and between Trainer, Wortham First Mutual Funds, a business trust (the "Trust") operating as an open-end, management investment company...Investment Advisory Agreement • November 1st, 1999 • Trainer Wortham First Mutual Funds • Delaware
1 Exhibit 99(b)(d)(i) INVESTMENT ADVISORY AGREEMENT This Agreement, dated as of the 14th day of November, 1998, made by and between Trainer, Wortham First Mutual Funds, a business trust (the "Trust") operating as an open-end, management investment...Investment Advisory Agreement • November 1st, 2000 • Trainer Wortham Funds • Delaware
Exhibit 99.B(15)(a) DISTRIBUTION PLAN THIS PLAN made as of the 31st day of October, 1991 by and between FIRST MUTUAL FUND, INCORPORATED (the Fund"), a Rhode Island corporation, and FUND/PLAN BROKER SERVICES, INC., ("FPBS") a Delaware corporation....First Mutual Funds • October 1st, 1996
1 Exhibit 99(9)(b)(i) FPS Services, Inc. 3200 Horizon Drive King of Prussia, PA 19406-0903 March 3, 1998 Mr. David P. Como Trainer, Wortham First Mutual Fds. 388 Market Street, 2nd Floor San Francisco, CA 94111 Re: Accounting Services Agreement dated...Trainer Wortham First Mutual Funds • October 30th, 1998
Exhibit (d)(vi) SUB-INVESTMENT ADVISORY AGREEMENT FOR THE FROLEY, REVY CONVERTIBLE SECURITIES FUND This Agreement, dated as of the 30th day of September, 2002, made by and between Froley, Revy Investment Company, Inc., a wholly-owned subsidiary of...Trainer Wortham Funds • November 1st, 2002 • Delaware
1 Exhibit 99(9)(c)(i) FPS Services, Inc. 3200 Horizon Drive King of Prussia, PA 19406-0903 March 3, 1998 Mr. David P. Como Trainer, Wortham First Mutual Fds. 388 Market Street, 2nd Floor San Francisco, CA 94111 Re: Accounting Services Agreement dated...Trainer Wortham First Mutual Funds • October 30th, 1998
