CUSTODIAN CONTRACT Between PERMANENT PORTFOLIO FUND, INC. and STATE STREET BANK AND TRUST COMPANY TABLE OF CONTENTS 1. Employment of Custodian and Property to be Held by It....................1 2. Duties of the Custodian with Respect to Property of...Custodian Contract • May 26th, 2004 • Permanent Portfolio Family of Funds Inc
Contract Type FiledMay 26th, 2004 Company
LOGO COMBINED TRADITIONAL/ROTH IRACustodial Agreement • February 3rd, 2000 • Permanent Portfolio Family of Funds Inc
Contract Type FiledFebruary 3rd, 2000 Company
UNDERTAKING AND AGREEMENT TO ADVANCE EXPENSESUndertaking and Agreement • June 3rd, 2003 • Permanent Portfolio Family of Funds Inc • Maryland
Contract Type FiledJune 3rd, 2003 Company JurisdictionTHIS UNDERTAKING and AGREEMENT is made and entered into this 14th day of December, 1994 by and between WORLD MONEY MANAGERS, a limited partnership (“Indemnitee”) and PERMANENT PORTFOLIO FAMILY OF FUNDS, INC., a Maryland Corporation (the “Fund”), with reference to the following facts:
ContractInvestment Advisory Contract • September 29th, 2003 • Permanent Portfolio Family of Funds Inc
Contract Type FiledSeptember 29th, 2003 CompanyTHIS INVESTMENT ADVISORY CONTRACT (“Contract”) is made and entered into by and between PERMANENT PORTFOLIO FAMILY OF FUNDS, INC. (“Fund”), a Maryland corporation, and PACIFIC HEIGHTS ASSET MANAGEMENT, LLC (“PHAM” or, “Investment Adviser”), a California limited liability company, with reference to the following facts:
INVESTMENT ADVISORY CONTRACT This INVESTMENT ADVISORY CONTRACT (the "Contract") is made and entered into by and between Permanent Portfolio Family of Funds, Inc. (the "Fund"), a Maryland corporation, and World Money Managers (the "Investment...Investment Advisory Contract • July 3rd, 1997 • Permanent Portfolio Family of Funds Inc • California
Contract Type FiledJuly 3rd, 1997 Company Jurisdiction
RETIREMENT PLAN CUSTODIAL SERVICES AGREEMENT -------------------------------------------- THIS AGREEMENT is made and entered into as of October 21, 1999, by and between PERMANENT PORTFOLIO FAMILY OF FUNDS, INC., a Maryland corporation ("Company"), and...Retirement Plan Custodial Services Agreement • May 30th, 2000 • Permanent Portfolio Family of Funds Inc • Massachusetts
Contract Type FiledMay 30th, 2000 Company Jurisdiction
INVESTMENT ADVISORY CONTRACTInvestment Advisory Contract • May 31st, 2016 • Permanent Portfolio Family of Funds • Delaware
Contract Type FiledMay 31st, 2016 Company JurisdictionTHIS INVESTMENT ADVISORY CONTRACT (“Contract”) is made and entered into by and between PERMANENT PORTFOLIO FAMILY OF FUNDS (“Fund”), a Delaware statutory trust, and PACIFIC HEIGHTS ASSET MANAGEMENT, LLC (“Adviser”), a California limited liability company, with reference to the following facts:
TRANSFER AGENT SERVICING AGREEMENTTransfer Agent Servicing Agreement • May 31st, 2017 • Permanent Portfolio Family of Funds • Delaware
Contract Type FiledMay 31st, 2017 Company Jurisdiction
Advisory Fee Waiver and Expense Assumption Agreement by and between Registrant and Pacific Heights Asset Management, LLC, dated December 17, 2013Permanent Portfolio Family of Funds Inc • June 2nd, 2014 • California
Company FiledJune 2nd, 2014 JurisdictionReference is made to the Investment Advisory Contract, dated November 24, 2002 (“Contract”), by and between Pacific Heights Asset Management, LLC (“Investment Adviser”) and Permanent Portfolio Family of Funds, Inc. (“Fund”), on behalf of each portfolio of the Fund referenced in Appendix A attached hereto, as such Appendix may be amended from time to time (each a “Portfolio”).
Pacific Heights Asset Management, LLC Transamerica CenterPermanent Portfolio Family of Funds • May 31st, 2018 • Delaware
Company FiledMay 31st, 2018 JurisdictionReference is made to the Investment Advisory Contract, dated January 21, 2016 (“Contract”), by and between Pacific Heights Asset Management, LLC (“Investment Adviser”) and Permanent Portfolio Family of Funds (“Fund”), a Delaware statutory trust, on behalf of each portfolio of the Fund referenced in Appendix A attached hereto, as such Appendix may be amended from time to time (each a “Portfolio”). Shareholders of the Fund’s predecessor, Permanent Portfolio Family of Funds, Inc. (“Predecessor Fund”), a Maryland corporation, approved the Contract as part of the Plan of Reorganization pursuant to which the Predecessor Fund was reorganized into the Fund on May 25, 2016.
Pacific Heights Asset Management, LLC Transamerica CenterPermanent Portfolio Family of Funds • May 31st, 2016 • Delaware
Company FiledMay 31st, 2016 JurisdictionReference is made to the Investment Advisory Contract, dated January 21, 2016 (“Contract”), by and between Pacific Heights Asset Management, LLC (“Investment Adviser”) and Permanent Portfolio Family of Funds (“Fund”), on behalf of each portfolio of the Fund referenced in Appendix A attached hereto, as such Appendix may be amended from time to time (each a “Portfolio”).
Pacific Heights Asset Management, LLC Transamerica CenterPermanent Portfolio Family of Funds • June 1st, 2020 • Delaware
Company FiledJune 1st, 2020 JurisdictionReference is made to the Investment Advisory Contract, dated January 21, 2016 (“Contract”), by and between Pacific Heights Asset Management, LLC (“Investment Adviser”) and Permanent Portfolio Family of Funds (“Fund”), a Delaware statutory trust, on behalf of each portfolio of the Fund referenced in Appendix A attached hereto, as such Appendix may be amended from time to time (each a “Portfolio”). Shareholders of the Fund’s predecessor, Permanent Portfolio Family of Funds, Inc. (“Predecessor Fund”), a Maryland corporation, approved the Contract as part of the Plan of Reorganization pursuant to which the Predecessor Fund was reorganized into the Fund on May 25, 2016.
SUB-ADMINISTRATION SERVICING AGREEMENTSub-Administration Servicing Agreement • May 31st, 2016 • Permanent Portfolio Family of Funds • Delaware
Contract Type FiledMay 31st, 2016 Company JurisdictionTHIS AGREEMENT is made and entered into as of this 27th day of May, 2016, by and among PERMANENT PORTFOLIO FAMILY OF FUNDS, a Delaware statutory trust (the “Trust”), PACIFIC HEIGHTS ASSET MANAGEMENT, LLC, a limited liability company organized under the laws of the state of California and the investment adviser to the Trust (“Adviser”), and U.S. BANCORP FUND SERVICES, LLC, a Wisconsin limited liability company (“USBFS”).
Pacific Heights Asset Management, LLCPermanent Portfolio Family of Funds Inc • March 30th, 2016 • Delaware
Company FiledMarch 30th, 2016 JurisdictionReference is made to the Investment Advisory Contract, dated January 21, 2016 (“Contract”), by and between Pacific Heights Asset Management, LLC (“Investment Adviser”) and Permanent Portfolio Family of Funds, Inc. (“Fund”), on behalf of each portfolio of the Fund referenced in Appendix A attached hereto, as such Appendix may be amended from time to time (each a “Portfolio”).
SUB-ADMINISTRATION SERVICING AGREEMENTSub-Administration Servicing Agreement • May 31st, 2017 • Permanent Portfolio Family of Funds • Delaware
Contract Type FiledMay 31st, 2017 Company JurisdictionTHIS AGREEMENT is made and entered into as of this 23rd day of September, 2016, by and between PERMANENT PORTFOLIO FAMILY OF FUNDS, a Delaware statutory trust (“Trust”), and U.S. BANCORP FUND SERVICES, LLC, a Wisconsin limited liability company (“USBFS”). PACIFIC HEIGHTS ASSET MANAGEMENT, LLC, a limited liability company and the investment adviser to the Trust (“Adviser”), is a party hereto with respect to Section 3 only. This Agreement supersedes and replaces in its entirety the Sub-Administration Servicing Agreement dated May 27, 2016, among the Trust, the Adviser and USBFS.
Pacific Heights Asset Management, LLC Transamerica CenterPermanent Portfolio Family of Funds Inc • April 1st, 2010 • California
Company FiledApril 1st, 2010 JurisdictionReference is made to the Investment Advisory Contract, dated November 24, 2002 (“Contract”), by and between Pacific Heights Asset Management, LLC (“Investment Adviser”) and Permanent Portfolio Family of Funds, Inc. (“Fund”), on behalf of each portfolio of the Fund referenced in Appendix A attached hereto, as such Appendix may be amended from time to time (each a “Portfolio”).
Pacific Heights Asset Management, LLC Transamerica CenterPermanent Portfolio Family of Funds Inc • May 31st, 2011 • California
Company FiledMay 31st, 2011 JurisdictionReference is made to the Investment Advisory Contract, dated November 24, 2002 (“Contract”), by and between Pacific Heights Asset Management, LLC (“Investment Adviser”) and Permanent Portfolio Family of Funds, Inc. (“Fund”), on behalf of each portfolio of the Fund referenced in Appendix A attached hereto, as such Appendix may be amended from time to time (each a “Portfolio”).
SECURITY AGREEMENTSecurity Agreement • June 3rd, 2003 • Permanent Portfolio Family of Funds Inc • California
Contract Type FiledJune 3rd, 2003 Company JurisdictionTHIS SECURITY AGREEMENT (this “Agreement”) is made as of the 20th day of February, 2003, by and between WORLD MONEY MANAGERS, a California limited partnership (“WMM”), TERRY COXON, a resident of the State of California (“Coxon”) and PERMANENT PORTFOLIO FAMILY OF FUNDS, INC., a Maryland corporation (the “Fund”).
DISTRIBUTION AGREEMENTDistribution Agreement • June 1st, 2020 • Permanent Portfolio Family of Funds
Contract Type FiledJune 1st, 2020 CompanyTHIS AGREEMENT is made and entered into by and between PERMANENT PORTFOLIO FAMILY OF FUNDS, a Delaware statutory trust (“Trust”), QUASAR DISTRIBUTORS, LLC, a Delaware limited liability company (“Distributor”), and PACIFIC HEIGHTS ASSET MANAGEMENT, LLC, a California limited liability company and the investment adviser to the Trust (“Adviser”).
Exhibit (h) TRANSFER AGENT SERVICING AGREEMENTH) Transfer Agent Servicing Agreement • April 3rd, 2003 • Permanent Portfolio Family of Funds Inc • Wisconsin
Contract Type FiledApril 3rd, 2003 Company JurisdictionTHIS AGREEMENT is made and entered into as of this 24th day of January, 2003, by and between Permanent Portfolio Family of Funds, Inc., a Maryland corporation (the “Company”) and U.S. Bancorp Fund Services, LLC, a Wisconsin limited liability company (“USBFS”).
ASSIGNMENT AND ASSUMPTION AGREEMENTAssignment and Assumption Agreement • May 31st, 2016 • Permanent Portfolio Family of Funds • Massachusetts
Contract Type FiledMay 31st, 2016 Company JurisdictionThis Assignment and Assumption Agreement (“Assignment Agreement”) is entered into as of May 27, 2016, by and among Permanent Portfolio Family of Funds, Inc., a Maryland corporation (“Assignor”), Permanent Portfolio Family of Funds, a Delaware statutory trust (“Assignee”), and State Street Bank and Trust Company, a Massachusetts trust company (“Custodian”).
INVESTMENT ADVISORY CONTRACT This INVESTMENT ADVISORY CONTRACT (the "Contract") is made and entered into by and between Permanent Portfolio Family of Funds, Inc. (the "Fund"), a Maryland corporation, and World Money Managers (the "Investment...Investment Advisory Contract • October 2nd, 1996 • Permanent Portfolio Family of Funds Inc • California
Contract Type FiledOctober 2nd, 1996 Company Jurisdiction
Pacific Heights Asset Management, LLC Transamerica CenterPermanent Portfolio Family of Funds Inc • March 30th, 2012 • California
Company FiledMarch 30th, 2012 JurisdictionReference is made to the Investment Advisory Contract, dated November 24, 2002 (“Contract”), by and between Pacific Heights Asset Management, LLC (“Investment Adviser”) and Permanent Portfolio Family of Funds, Inc. (“Fund”), on behalf of each portfolio of the Fund referenced in Appendix A attached hereto, as such Appendix may be amended from time to time (each a “Portfolio”).
AGREEMENT AND DECLARATION OF TRUSTPermanent Portfolio • March 30th, 2016 • Permanent Portfolio Family of Funds Inc • Delaware
Contract Type FiledMarch 30th, 2016 Company JurisdictionThis AGREEMENT AND DECLARATION OF TRUST is made and entered into as of September 21, 2015, by the Trustees whose signatures are affixed hereto.
DISTRIBUTION AGREEMENTDistribution Agreement • May 31st, 2016 • Permanent Portfolio Family of Funds • Delaware
Contract Type FiledMay 31st, 2016 Company JurisdictionTHIS AGREEMENT is made and entered into as of this 27th day of May, 2016, by and between PERMANENT PORTFOLIO FAMILY OF FUNDS, a Delaware statutory trust (the “Trust”) and QUASAR DISTRIBUTORS, LLC, a Delaware limited liability company (the “Distributor”). PACIFIC HEIGHTS ASSET MANAGEMENT, LLC, a limited liability company and the investment adviser to the Trust (the “Adviser”), is a party hereto with respect to Sections 3 F. and 6 only. This Agreement supersedes and replaces in its entirety the Distribution Agreement dated March 16, 2003, as amended, among Permanent Portfolio Family of Funds, Inc., Quasar Distributors, LLC and Pacific Heights Asset Management, LLC.
ContractCopy Administration Agreement • May 31st, 2019 • Permanent Portfolio Family of Funds • Massachusetts
Contract Type FiledMay 31st, 2019 Company JurisdictionExhibit (h)(3) EXECUTION COPY ADMINISTRATION AGREEMENT This Administration Agreement (“Agreement”) dated and effective as of June 29, 2018, is by and between STATE STREET BANK AND TRUST COMPANY, a Massachusetts trust company (the “Administrator”), PERMANENT PORTFOLIO FAMILY OF FUNDS, a Delaware statutory trust (the “Trust”) and, solely with respect to the payment obligations set forth in Sections 7 and 14 hereof and as otherwise specifically set forth herein, PACIFIC HEIGHTS ASSET MANAGEMENT, LLC, a limited liability company and the investment adviser to the Trust (the “Adviser”). WHEREAS, the Trust is an open-end management investment company currently comprised of multiple series (each, a “Fund” and collectively, the “Funds”), and is registered with the U.S. Securities and Exchange Commission (“SEC”) by means of a registration statement (“Registration Statement”) under the Securities Act of 1933, as amended (“1933 Act”), and the Investment Company Act of 1940, as amended (the “1940 A
DISTRIBUTION AGREEMENTDistribution Agreement • May 31st, 2017 • Permanent Portfolio Family of Funds • Delaware
Contract Type FiledMay 31st, 2017 Company JurisdictionTHIS AGREEMENT is made and entered into as of this 23rd day of September, 2016, by and between PERMANENT PORTFOLIO FAMILY OF FUNDS, a Delaware statutory trust (“Trust”) and QUASAR DISTRIBUTORS, LLC, a Delaware limited liability company (“Distributor”). PACIFIC HEIGHTS ASSET MANAGEMENT, LLC, a limited liability company and the investment adviser to the Trust (“Adviser”), is a party hereto with respect to Sections 3 F. and 6 only. This Agreement supersedes and replaces in its entirety the Distribution Agreement dated May 27, 2016, among the Trust, the Distributor, and the Adviser.
Pacific Heights Asset Management, LLC Transamerica CenterPermanent Portfolio Family of Funds • May 31st, 2022 • Delaware
Company FiledMay 31st, 2022 JurisdictionReference is made to the Investment Advisory Contract, dated January 21, 2016 (“Contract”), by and between Pacific Heights Asset Management, LLC (“Investment Adviser”) and Permanent Portfolio Family of Funds (“Fund”), a Delaware statutory trust, on behalf of each portfolio of the Fund referenced in Appendix A attached hereto, as such Appendix may be amended from time to time (each a “Portfolio”). Shareholders of the Fund’s predecessor, Permanent Portfolio Family of Funds, Inc. (“Predecessor Fund”), a Maryland corporation, approved the Contract as part of the Plan of Reorganization pursuant to which the Predecessor Fund was reorganized into the Fund on May 25, 2016.
Exhibit (e) DISTRIBUTION AGREEMENT(E) Distribution Agreement • April 3rd, 2003 • Permanent Portfolio Family of Funds Inc • Wisconsin
Contract Type FiledApril 3rd, 2003 Company JurisdictionTHIS AGREEMENT is made and entered into as of this 16th day of March, 2003, by and among Permanent Portfolio Family of Funds, Inc., a Maryland corporation (the “Company”), Pacific Heights Asset Management, LLC, a California limited liability company (the “Adviser”) and Quasar Distributors, LLC, a Delaware limited liability company (the “Distributor”).
Advisory Fee Waiver and Expense Assumption Agreement by and between Registrant and Pacific Heights Asset Management, LLC, dated December 5, 2014Permanent Portfolio Family of Funds Inc • June 1st, 2015 • California
Company FiledJune 1st, 2015 JurisdictionReference is made to the Investment Advisory Contract, dated November 24, 2002 (“Contract”), by and between Pacific Heights Asset Management, LLC (“Investment Adviser”) and Permanent Portfolio Family of Funds, Inc. (“Fund”), on behalf of each portfolio of the Fund referenced in Appendix A attached hereto, as such Appendix may be amended from time to time (each a “Portfolio”).
Pacific Heights Asset Management, LLC Transamerica CenterPermanent Portfolio Family of Funds • June 1st, 2021 • Delaware
Company FiledJune 1st, 2021 JurisdictionReference is made to the Investment Advisory Contract, dated January 21, 2016 (“Contract”), by and between Pacific Heights Asset Management, LLC (“Investment Adviser”) and Permanent Portfolio Family of Funds (“Fund”), a Delaware statutory trust, on behalf of each portfolio of the Fund referenced in Appendix A attached hereto, as such Appendix may be amended from time to time (each a “Portfolio”). Shareholders of the Fund’s predecessor, Permanent Portfolio Family of Funds, Inc. (“Predecessor Fund”), a Maryland corporation, approved the Contract as part of the Plan of Reorganization pursuant to which the Predecessor Fund was reorganized into the Fund on May 25, 2016.
Pacific Heights Asset Management, LLC Transamerica CenterPermanent Portfolio Family of Funds • May 31st, 2019 • Delaware
Company FiledMay 31st, 2019 JurisdictionReference is made to the Investment Advisory Contract, dated January 21, 2016 (“Contract”), by and between Pacific Heights Asset Management, LLC (“Investment Adviser”) and Permanent Portfolio Family of Funds (“Fund”), a Delaware statutory trust, on behalf of each portfolio of the Fund referenced in Appendix A attached hereto, as such Appendix may be amended from time to time (each a “Portfolio”). Shareholders of the Fund’s predecessor, Permanent Portfolio Family of Funds, Inc. (“Predecessor Fund”), a Maryland corporation, approved the Contract as part of the Plan of Reorganization pursuant to which the Predecessor Fund was reorganized into the Fund on May 25, 2016.
Pacific Heights Asset Management, LLC Transamerica CenterPermanent Portfolio Family of Funds • May 31st, 2023
Company FiledMay 31st, 2023Reference is made to the Investment Advisory Contract, dated January 21, 2016 (“Contract”), by and between Pacific Heights Asset Management, LLC (“Investment Adviser”) and Permanent Portfolio Family of Funds (“Fund”), a Delaware statutory trust, on behalf of each portfolio of the Fund referenced in Appendix A attached hereto, as such Appendix may be amended from time to time (each a “Portfolio”). Shareholders of the Fund’s predecessor, Permanent Portfolio Family of Funds, Inc. (“Predecessor Fund”), a Maryland corporation, approved the Contract as part of the Plan of Reorganization pursuant to which the Predecessor Fund was reorganized into the Fund on May 25, 2016.
Pacific Heights Asset Management, LLC Transamerica CenterPermanent Portfolio Family of Funds Inc • March 30th, 2012 • California
Company FiledMarch 30th, 2012 JurisdictionReference is made to the Investment Advisory Contract, dated November 24, 2002 (“Contract”), by and between Pacific Heights Asset Management, LLC (“Investment Adviser”) and Permanent Portfolio Family of Funds, Inc. (“Fund”), on behalf of each portfolio of the Fund referenced in Appendix A attached hereto, as such Appendix may be amended from time to time (each a “Portfolio”).