CUSTODY AGREEMENTCustody Agreement • June 28th, 2011 • Cornerstone Total Return Fund Inc • Minnesota
THIS AGREEMENT is made and entered into as of this 14th day of March 2011, by and between CORNERSTONE TOTAL RETURN FUND, INC. a New York corporation(the “Fund”), and U.S. BANK NATIONAL ASSOCIATION, a national banking association organized and existing under the laws of the United States of America (the “Custodian”).
SUBSCRIPTION AGENT AGREEMENTSubscription Agent Agreement • June 7th, 2018 • Cornerstone Total Return Fund Inc • New York
This SUBSCRIPTION AGENT AGREEMENT (this “Agreement”) is entered into as of [ ], 2018, by and between American Stock Transfer & Trust Company, LLC (the “Subscription Agent”) and Cornerstone Total Return Fund, Inc. (the “Company”).
March 21, 2022 Cornerstone Total Return Fund, Inc. C/o Cornerstone Advisors, Inc. Suite 250 Ashville, NC 28803 Attn: Mr. Ralph Bradshaw RE: Cornerstone Total Return Fund, Inc. – Rights Offer Dear Mr. Bradshaw:Cornerstone Total Return Fund Inc • April 6th, 2022 • New York
This will serve as the Agreement between AST Fund Solutions, LLC (“AST Fund Solutions”) and Cornerstone Total Return Fund, Inc. (the “Client”), pursuant to which AST Fund Solutions will serve the Client as Information Agent for a Rights Offer (the “Offer”) for the Client.
EXHIBIT 99.6 AGREEMENT OF THE JOINT INSUREDS THIS AGREEMENT dated April 20, 2001, as amended and restated as of December 27, 2002, February 21, 2003, February 16, 2007 and September 26, 2007 is hereby entered into by and among CORNERSTONE TOTAL RETURN...Agreement • May 15th, 2008 • Cornerstone Total Return Fund Inc • New York
SUBSCRIPTION AGENT AGREEMENTSubscription Agent Agreement • April 6th, 2022 • Cornerstone Total Return Fund Inc • New York
This SUBSCRIPTION AGENT AGREEMENT (this “Agreement”) is entered into as of [ ], 2022, by and between American Stock Transfer & Trust Company, LLC (the “Subscription Agent”) and Cornerstone Total Return Fund, Inc. (the “Company”).
INVESTMENT COMPANY BLANKET BONDCornerstone Total Return Fund Inc • May 15th, 2008
The Underwriter, in consideration of an agreed premium, and subject to the Declarations made a part hereof, the General Agreements, Conditions and Limitations and other terms of this bond, agrees with the Insured, in accordance with the Insuring Agreements hereof to which an amount of insurance is applicable as set forth in Item 3 of the Declarations and with respect to loss sustained by the Insured at any time but discovered during the Bond Period, to indemnify and hold harmless the Insured for:
ADMINISTRATION AGREEMENTAdministration Agreement • September 12th, 2013 • Cornerstone Total Return Fund Inc • New York
THIS AGREEMENT is made as of this 17th day of April 2013, by and between CORNERSTONE TOTAL RETURN FUND, INC. (the "Fund"), a New York corporation having its principal place of business at 1075 Hendersonville Road, Suite 250, Asheville, North Carolina 28803 and AST FUND SOLUTIONS, LLC ("ASTFS"), a limited liability company organized under the laws of the State of Delaware and having it principal place of business at 6201 15th Avenue, Brooklyn, New York 11219.
March 2, 2021 Cornerstone Total Return Fund, Inc. C/o Cornerstone Advisors, Inc. Suite 250 Ashville, NC 28803 Attn: Mr. Ralph Bradshaw RE: Cornerstone Total Return Fund, Inc. – Rights Offer Dear Mr. Bradshaw:Cornerstone Total Return Fund Inc • April 1st, 2021 • New York
This will serve as the Agreement between AST Fund Solutions, LLC (“AST Fund Solutions”) and Cornerstone Total Return Fund, Inc. (the “Client”), pursuant to which AST Fund Solutions will serve the Client as Information Agent for a Rights Offer (the “Offer”) for the Client.
ADMINISTRATION AGREEMENTAdministration Agreement • August 19th, 2010 • Cornerstone Total Return Fund Inc • Ohio
THIS AGREEMENT is made as of this 27th day of February, 2009, by and between CORNERSTONE TOTAL RETURN FUND, INC (the "Fund"), a New York corporation having its principal place of business at One West Pack Square, Suite 1650, Asheville, North Carolina 28801, and ULTIMUS FUND SOLUTIONS, LLC ("Ultimus"), a limited liability company organized under the laws of the State of Ohio and having its principal place of business at 225 Pictoria Drive, Suite 450, Cincinnati, Ohio 45246.
FUND ACCOUNTING AGREEMENTFund Accounting Agreement • August 19th, 2010 • Cornerstone Total Return Fund Inc • Ohio
THIS AGREEMENT is made as of this 27th day of February, 2009, by and between CORNERSTONE TOTAL RETURN FUND, INC (the "Fund"), a New York corporation having its principal place of business at One West Pack Square, Suite 1650, Asheville, North Carolina 28801, and ULTIMUS FUND SOLUTIONS, LLC ("Ultimus"), a limited liability company organized under the laws of the State of Ohio and having its principal place of business at 225 Pictoria Drive, Suite 450, Cincinnati, Ohio 45246.
SUBSCRIPTION AGENT AGREEMENTSubscription Agent Agreement • August 5th, 2016 • Cornerstone Total Return Fund Inc • New York
This SUBSCRIPTION AGENT AGREEMENT (this “Agreement”) is entered into as of August 5, 2016, by and between American Stock Transfer & Trust Company, LLC (the “Subscription Agent”) and Cornerstone Total Return Fund, Inc. (the “Company”).
INDEMNITY AGREEMENTIndemnity Agreement • July 15th, 2015 • Cornerstone Total Return Fund Inc • New York
In consideration of your service as a director of Cornerstone Total Return Fund, Inc. (the "Company"), the Company will, to the extent provided herein, indemnify you and hold you harmless from and against any and all "Losses" (as defined below) which you may incur by reason of your election or service as a director of the Company or any "Related Entity" (as defined below) to the fullest extent permitted by law.
TRANSFER AGENCY AND REGISTRAR SERVICES AGREEMENTTransfer Agency and Registrar Services Agreement • August 5th, 2016 • Cornerstone Total Return Fund Inc • New York
This TRANSFER AGENCY AND REGISTRAR SERVICES AGREEMENT (this “Agreement”), dated as of March 1, 2016, is entered into by and between CORNERSTONE TOTAL RETURN FUND, INC., a New York corporation (the “Company”), and AMERICAN STOCK TRANSFER & TRUST COMPANY, LLC, a New York limited liability trust company (“AST”).
MASTER SERVICES AGREEMENTMaster Services Agreement • June 7th, 2018 • Cornerstone Total Return Fund Inc • Ohio
This Agreement, dated June 1, 2018 is between Cornerstone Total Return Fund, Inc. (the “Corporation”), a New York corporation, and Ultimus Fund Solutions, LLC (“Ultimus”), a limited liability company organized under the laws of the State of Ohio.
INVESTMENT MANAGEMENT AGREEMENTInvestment Management Agreement • March 11th, 2020 • Cornerstone Total Return Fund Inc • New York
THIS INVESTMENT MANAGEMENT AGREEMENT dated and effective as of May 1, 2019 between CORNERSTONE TOTAL RETURN FUND, INC., a New York corporation (herein referred to as the “Fund”), and CORNERSTONE ADVISORS ASSET MANAGEMENT LLC, a limited liability company duly organized under the laws of North Carolina (herein referred to as the “Investment Manager”).
ARTICLE I DEFINITIONS -----------Exhibit 9 • August 5th, 2002 • Eis Fund Inc • New York
