September , 1999Burnham Fund Inc • July 23rd, 1999 • New York
Exhibit (h)(4) BURNHAM INVESTORS TRUST EXPENSE LIMITATION AGREEMENT EXPENSE LIMITATION AGREEMENT, made as of this 15th day of April, 2009, by and among Burnham Asset Management Corporation (the "Adviser"), Burnham Securities, Inc. (the "Distributor")...Expense Limitation Agreement • October 19th, 2009 • Burnham Investors Trust • New York
May 3, 1999 BURNHAM INVESTORS TRUST, on behalf of Burnham Financial Services Fund 1325 Avenue of the Americas, 26th Floor New York, NY 10019 MENDON CAPITAL ADVISORS CORP. 1325 Avenue of the Americas 26th Floor New York, New York 10019 Sub-advisory...Burnham Fund Inc • February 18th, 1999 • New York
TRANSFER AGENCY AND SERVICE AGREEMENT BETWEEN THE BURNHAM FUND, INC. AND STATE STREET BANK AND TRUST COMPANY TRANSFER AGENCY AND SERVICE AGREEMENT AGREEMENT made as of the day ____ of ____, 1989, by and between THE BURNHAM FUND, INC., a Maryland...Transfer Agency and Service Agreement • April 30th, 1998 • Burnham Fund Inc • Massachusetts
June 4, 1999 BURNHAM INVESTORS TRUST, on behalf of Burnham Financial Services Fund 1325 Avenue of the Americas, 26th Floor New York, NY 10019 MENDON CAPITAL ADVISORS CORP. 1325 Avenue of the Americas 26th Floor New York, New York 10019 SUB-ADVISORY...Burnham Investors Trust • May 1st, 2000 • New York
ADMINISTRATION AGREEMENT BURNHAM INVESTORS TRUST AGREEMENT made as of the _____ day of ________, 1999, by and between BURNHAM INVESTORS TRUST, a Delaware business trust (the "Trust"), on behalf of each of the Funds listed on Appendix A hereto, as it...Administration Agreement • February 18th, 1999 • Burnham Fund Inc • New York
EXHIBIT D(2) June 4, 1999 BURNHAM INVESTORS TRUST, on behalf of Burnham Financial Services Fund 1325 Avenue of the Americas, 26 th Floor New York, NY 10019 MENDON CAPITAL ADVISORS CORP. 1325 Avenue of the Americas 26th Floor New York, New York 10019...Burnham Investors Trust • April 30th, 2001 • New York
CUSTODIAN SERVICES AGREEMENT FIRST AMENDMENT ---------------------------------- ---------------------------------------------- THIS AMENDMENT, dated as of MARCH 7 , 2002, is made to the Custodian Services Agreement dated October 2, 2000 (the...Custodian Services Agreement • April 30th, 2003 • Burnham Investors Trust
TRANSFER AGENCY AND SERVICES AGREEMENT SECOND AMENDMENT ----------------------- ---------------------------------------------------------Transfer Agency and Services Agreement • April 30th, 2003 • Burnham Investors Trust
CUSTODY AGREEMENT Dated October 31, 2012 Between UMB BANK, N.A. and BURNHAM INVESTORS TRUST CUSTODY AGREEMENTCustody Agreement • December 11th, 2012 • Burnham Investors Trust
This agreement made as of the date first set forth above between UMB Bank, n.a., a national banking association with its principal place of business located in Kansas City, Missouri (hereinafter "Custodian"), and each of the Funds listed on Appendix B hereof, together with such additional Funds which shall be made parties to this Agreement by the execution of Appendix B hereto (individually, a "Fund" and collectively, the "Funds").
DISTRIBUTION AGREEMENTDistribution Agreement • December 19th, 2017 • RMB Investors Trust • Delaware
THIS AGREEMENT is made and entered into as of the 31st day of May, 2017 by and between RMB Investors Trust, a Delaware statutory trust (the “Client”), and Foreside Fund Services, LLC, a Delaware limited liability company (the “Distributor”).
Exhibit (h)(3) BURNHAM INVESTORS TRUST EXPENSE LIMITATION AGREEMENT ---------------------------- EXPENSE LIMITATION AGREEMENT, made this 30th day of April, 2004, by and among Burnham Asset Management Corporation (the "Adviser"), Burnham Securities,...Expense Limitation Agreement • February 25th, 2005 • Burnham Investors Trust • New York
BURNHAM ASSET MANAGEMENT CORP. 1325 Avenue of the Americas, 26th Floor New York, NY 10019 OCTOBER 12,1999 BURNHAM INVESTORS TRUST, on behalf of Burnham U.S. Treasury Money Market Fund 1325 Avenue of the Americas, 26th Floor New York, NY 10019 REICH &...Burnham Investors Trust • May 1st, 2000 • New York
EXHIBIT D(1) INVESTMENT ADVISORY AGREEMENT May 3, 1999 BURNHAM ASSET MANAGEMENT CORPORATION 1325 Avenue of the Americas 26th Floor New York, NY 10019 Gentlemen: The undersigned, Burnham Investors Trust, a Delaware business trust (the "Trust"), is an...Burnham Investors Trust • April 30th, 2001 • New York
WITNESSETH:Custody and Investment Accounting Agreement • April 30th, 1998 • Burnham Fund Inc • Missouri
1 617 526 6000 (t) +1 617 526 5000 (f) wilmerhale.com October 19, 2009 Burnham Investors Trust 1325 Avenue of the Americas New York, New York 10019 Ladies and Gentlemen: Burnham Investors Trust (the "Trust") was established as a Delaware statutory...Burnham Investors Trust • October 19th, 2009
Burnham Investors Trust (the "Trust") was established as a Delaware statutory trust under a Certificate of Trust dated on August 20, 1998 (the "Certificate of Trust") and an Agreement and Declaration of Trust dated August 20, 1998, as amended on November 14, 2002, August 15, 2005 and October 25, 2005 (the "Declaration of Trust"). The beneficial interests thereunder are represented by transferable shares of beneficial interest, with a par value of $0.10 per share or such other amounts as the Trustees may establish.
EXHIBIT (H)(1)(B) ANTI-MONEY LAUNDERING AND PRIVACY AMENDMENT This ANTI-MONEY LAUNDERING AND PRIVACY AMENDMENT (this "AMENDMENT") amends as of the 24th day of July, 2002 (the "EFFECTIVE DATE"), the Transfer Agency Services Agreement, dated as of...Burnham Investors Trust • April 30th, 2003
INVESTMENT ADVISORY AGREEMENTInvestment Advisory Agreement • February 18th, 1999 • Burnham Fund Inc • New York
WITNESSETH ----------Exhibit H • April 30th, 2001 • Burnham Investors Trust • Massachusetts
ADMINISTRATION AND FUND ACCOUNTING AGREEMENTAdministration and Fund Accounting Agreement • March 2nd, 2017 • RMB Investors Trust • Delaware
THIS ADMINISTRATION AND FUND ACCOUNTING AGREEMENT (the “Agreement”) is made as of this 30th day of June, 2016, by and between RMB Investors Trust, a Delaware statutory trust (the “Trust”), and UMB Fund Services, Inc., a Wisconsin corporation, its successors and assigns (the “Administrator”).
WITNESSETH:Accounting Agency Agreement • April 30th, 2009 • Burnham Investors Trust • New York
RMB Investors Trust Expense Limitation AgreementExpense Limitation Agreement • June 24th, 2019 • RMB Investors Trust • Delaware
This Expense Limitation Agreement (“Agreement”) is made as of March 7, 2019 by and between RMB Capital Management, LLC (the “Adviser”) and RMB Investors Trust (the “Trust”), on behalf of each series identified on Schedule A attached hereto, as may be amended from time to time (each, a “Schedule A Fund”) and each series identified on Schedule B attached hereto, as may be amended from time to time (each, a “Schedule B Fund”) (each Schedule A Fund and Schedule B Fund, a “Fund”).
RMB Investors Trust Amended and Restated Expense Limitation AgreementExpense Limitation Agreement • April 28th, 2023 • RMB Investors Trust
This Amended and Restated Expense Limitation Agreement (“Agreement”) is made as of April 26, 2023 by and between RMB Capital Management, LLC (the “Adviser”) and RMB Investors Trust (the “Trust”), on behalf of each series of the Trust identified on Schedule A attached hereto, as may be amended from time to time (each, a “Fund” and collectively, the “Funds”).
April 30, 1999 State Street Bank and Trust Company 225 Franklin Street Boston, MA 02110 Ladies and Gentlemen: This Letter of Acceptance executed by and among The Burnham Fund, Inc., Burnham Investors Trust and State Street Bank and Trust Company...Burnham Fund Inc • April 30th, 1999
Ladies and Gentlemen: This Letter of Acceptance executed by and among The Burnham Fund, Inc., Burnham Investors Trust and State Street Bank and Trust Company concerns the transfer of certain rights and obligations under the Transfer Agency and Service Agreement between State Street Bank and Trust Company (the "Transfer Agent") and The Burnham Fund, Inc., a Maryland corporation (the "Corporation"), dated December 1, 1989 (the "Agreement") by the Corporation to Burnham Investors Trust, a Delaware business trust (the "Trust"). The Trust hereby agrees to assume all of the Corporation's rights and obligations under the Agreement and all modifications and amendments thereof, as attached in Exhibit A.
CUSTODIAN AGREEMENTCustodian Agreement • April 28th, 2006 • Burnham Investors Trust • New York
THIS AGREEMENT, dated as of May 5, 2005, between BURNHAM INVESTORS TRUST, a management investment company organized under the laws of the State of Delaware (the Trust) and registered with the Commission under the Investment Company Act of 1940, as amended (the 1940 Act), and BROWN BROTHERS HARRIMAN & CO., a limited partnership formed under the laws of the State of New York (BBH&Co. or the Custodian). This Agreement shall be effective as of May 5, , 2005.
FIRST AMENDMENT TO THECustody Agreement • March 25th, 2019 • RMB Investors Trust
THIS FIRST AMENDMENT to the Custody Agreement dated as of December 12, 2017 (the “Agreement”), is entered into by and between RMB INVESTORS TRUST, a Delaware statutory trust (the “Trust”) and U.S. BANK NATIONAL ASSOCIATION, a national banking association organized and existing under the laws of the United States of America (the “Custodian”).
FIRST AMENDMENT TO THEAccounting Servicing Agreement • March 25th, 2019 • RMB Investors Trust
THIS FIRST AMENDMENT to the Fund Accounting Servicing Agreement dated as of December 11, 2017 (the “Agreement”), is entered into by and between RMB INVESTORS TRUST, a Delaware statutory trust (the “Trust”) and U.S. BANCORP FUND SERVICES, LLC, a Wisconsin limited liability company (“USBFS”).
Amended and Restated Expense Limitation AgreementExpense Limitation Agreement • July 19th, 2013 • Burnham Investors Trust • New York
EXPENSE LIMITATION AGREEMENT, made as of this 28 day of February, 2013, by and among Burnham Asset Management Corporation (the “Adviser”), Burnham Securities, Inc. (the “Distributor”) and Burnham Investors Trust (the “Trust”), on behalf of each series identified and from time to time set forth on Schedule A attached hereto (each, a “Schedule A Fund”) and each series identified and from time to time set forth on Schedule B attached hereto (each, a “Schedule B Fund”) (each Schedule A Fund and Schedule B Fund, a “Fund”).
SECOND AMENDMENT TO INVESTMENT ADVISORY AGREEMENTInvestment Advisory Agreement • June 24th, 2019 • RMB Investors Trust
This SECOND AMENDMENT to the INVESTMENT ADVISORY AGREEMENT (the “Amendment”) is made as of the 19th day of June, 2019 by and between RMB Capital Management, LLC, a limited liability company (the “Adviser”), and RMB Investors Trust, a Delaware statutory trust (the “Trust”).
CUSTODY AGREEMENTCustody Agreement • December 19th, 2017 • RMB Investors Trust • Delaware
THIS AGREEMENT is made and entered into as of this 12 day of December, 2017, by and between RMB Investors Trust, a Delaware statutory trust (the “Trust”), and U.S. Bank National Association, a national banking association organized and existing under the laws of the United States of America (the “Custodian”).
Exhibit (e) September 7, 1989, as amended and restated August 24, 1998 BURNHAM INVESTORS TRUST AMENDED AND RESTATED DISTRIBUTION CONTRACT BURNHAM SECURITIES INC. 1345 Avenue of the Americas New York, New York 10105 Gentlemen: The undersigned, Burnham...Burnham Investors Trust • January 16th, 2004
EXHIBIT (D)(5) May 1, 2004 BURNHAM FINANCIAL INDUSTRIES FUND SUB-ADVISORY AGREEMENT BURNHAM INVESTORS TRUST on behalf of BURNHAM FINANCIAL INDUSTRIES FUND 1325 Avenue of the Americas, 26th Floor New York, NY 10019 BURNHAM ASSET MANAGEMENT CORP. 1325...Burnham Investors Trust • April 29th, 2004 • New York
RMB INVESTORS TRUST FUND ACCOUNTING SERVICING AGREEMENTAccounting Servicing Agreement • March 25th, 2019 • RMB Investors Trust
THIS SECOND AMENDMENT is entered into as of March 7, 2019 by and between RMB INVESTORS TRUST, a Delaware statutory trust (the “Trust”) and U.S. BANCORP FUND SERVICES, LLC d/b/a U.S. Bank Global Fund Services, a Wisconsin limited liability company (“Fund Services”).
RMB Investors Trust Expense Limitation AgreementExpense Limitation Agreement • April 17th, 2020 • RMB Investors Trust • Delaware
This Expense Limitation Agreement (“Agreement”) is made as of April 10, 2020 by and between RMB Capital Management, LLC (the “Adviser”) and RMB Investors Trust (the “Trust”), on behalf of each series identified on Schedule A attached hereto, as may be amended from time to time (each, a “Schedule A Fund”) and each series identified on Schedule B attached hereto, as may be amended from time to time (each, a “Schedule B Fund”) (each Schedule A Fund and Schedule B Fund, a “Fund”).
THIRD AMENDMENT TO INVESTMENT ADVISORY AGREEMENTInvestment Advisory Agreement • March 12th, 2021 • RMB Investors Trust
This THIRD AMENDMENT to the INVESTMENT ADVISORY AGREEMENT (the “Amendment”) is made as of the 1st day of May, 2020 by and between RMB Capital Management, LLC, a limited liability company (the “Adviser”), and RMB Investors Trust, a Delaware statutory trust (the “Trust”).
