DOUBLELINE SHILLER CAPE® ENHANCED INCOME FUND SECOND AMENDED AND RESTATED AGREEMENT AND DECLARATION OF TRUST May 19, 2022Agreement and Declaration of Trust • May 26th, 2022 • DoubleLine Shiller CAPE Enhanced Income Fund • Massachusetts
This SECOND AMENDED AND RESTATED AGREEMENT AND DECLARATION OF TRUST is made this 19th day of May 2022, by the Trustees hereunder, and by the holders of shares of beneficial interest to be issued hereunder as hereinafter provided.
INVESTMENT MANAGEMENT AGREEMENT DoubleLine Shiller CAPE® Enhanced Income FundInvestment Management Agreement • May 2nd, 2022 • DoubleLine Shiller CAPE Enhanced Income Fund • Massachusetts
This Investment Management Agreement is executed as of April 7, 2022 by and between DOUBLELINE SHILLER CAPE® ENHANCED INCOME FUND, a Massachusetts business trust (the “Fund”), and DOUBLELINE ALTERNATIVES LP, a Delaware limited partnership (the “Manager”).
CLOSED-END FUND DISTRIBUTION SERVICES AGREEMENTClosed-End Fund Distribution Services Agreement • May 2nd, 2022 • DoubleLine Shiller CAPE Enhanced Income Fund • New York
THIS CLOSED-END FUND DISTRIBUTION SERVICES AGREEMENT (this “Agreement”) is made, as of March 24, 2022, by and between Vision 4 Fund Distributors, LLC (“Vision”) and DoubleLine Alternatives LP (the “Adviser”), relating to certain services to be provided by Vision to the Adviser with respect to a proposed closed-end investment company, to be registered and currently referred to as the DoubleLine Shiller CAPE® Enhanced Income Fund (the “Fund”).
MASTER SERVICES AGREEMENT DOUBLELINE SHILLER CAPE® ENHANCED INCOME FUNDMaster Services Agreement • May 2nd, 2022 • DoubleLine Shiller CAPE Enhanced Income Fund • Wisconsin
THIS AGREEMENT is made and entered into as of this 21st day of March, 2022, by and among DOUBLELINE SHILLER CAPE® ENHANCED INCOME FUND, a Massachusetts business trust (the “Fund”), and U.S. BANCORP FUND SERVICES, LLC, d.b.a. U. S. Bank Global Fund Services, a Wisconsin limited liability company (“USBFS”).
CUSTODY AGREEMENT DOUBLELINE SHILLER CAPE® ENHANCED INCOME FUNDCustody Agreement • May 2nd, 2022 • DoubleLine Shiller CAPE Enhanced Income Fund • Minnesota
THIS CUSTODY AGREEMENT (the “Agreement”) is made and entered into this 21st day of March, 2022, by and between DOUBLELINE SHILLER CAPE® ENHANCED INCOME FUND, a Massachusetts business trust (the “Fund”) and U.S. BANK NATIONAL ASSOCIATION, a national banking association organized and existing under the laws of the United States of America with its principal place of business at Minneapolis, Minnesota (the
SUB-LICENSE AGREEMENTSub-License Agreement • May 26th, 2022 • DoubleLine Shiller CAPE Enhanced Income Fund
This Sub-License Agreement (the “Agreement”) is dated this day of [___], 2022, by and between DoubleLine Capital LP, a limited partnership formed under the laws of the State of Delaware and having an address at 2002 North Tampa Street, Suite 200, Tampa, Florida 33602 (“DLC”) and DoubleLine Shiller CAPE® Enhanced Income Fund, having an address at 2002 North Tampa Street, Suite 200, Tampa, Florida 33602 (the “Sub-Licensee”). DLC and Sublicensee are the Parties to this Agreement and each is a Party.
INVESTMENT SUB-ADVISORY AGREEMENTInvestment Sub-Advisory Agreement • May 2nd, 2022 • DoubleLine Shiller CAPE Enhanced Income Fund • Massachusetts
This Investment Sub-Advisory Agreement (the “Agreement”) is executed as of April 7, 2022 by and among DOUBLELINE ALTERNATIVES LP, a Delaware limited partnership (the “Manager”), and DOUBLELINE CAPITAL LP, a Delaware limited partnership (the “Sub-Adviser”), and, solely with respect to Section 7 hereof, DoubleLine Shiller CAPE® Enhanced Income Fund (the “Fund”), a Massachusetts business trust and an investment company registered under the Investment Company Act of 1940, as amended (the “1940 Act”).
DOUBLELINE SHILLER CAPE® ENHANCED INCOME FUND Subscription AgreementSubscription Agreement • May 2nd, 2022 • DoubleLine Shiller CAPE Enhanced Income Fund
This Subscription Agreement made as of August 20, 2021, by and between Doubleline Shiller Cape® Enhanced Income Fund, a Massachusetts business trust (the “Fund”), and DoubleLine Alternatives LP (the “Subscriber”).
ORGANIZATIONAL AND OFFERING EXPENSES AGREEMENTOrganizational and Offering Expenses Agreement • May 2nd, 2022 • DoubleLine Shiller CAPE Enhanced Income Fund
AGREEMENT is made this 20th day of August, 2021, by and between DOUBLELINE SHILLER CAPE® ENHANCED INCOME FUND, a Massachusetts business trust (the “Fund”), and DoubleLine Alternatives LP, a Delaware limited partnership (the “Adviser”).
