ETF DISTRIBUTION AGREEMENTEtf Distribution Agreement • June 30th, 2021 • SHP ETF Trust • Delaware
This Distribution Agreement (the “Agreement”) is made this 16th day of June 2021, by and between SHP ETF Trust, a Delaware statutory trust (the “Trust”) having its principal place of business at 14785 Preston Road, Suite 1000, Dallas, TX 75254, and Foreside Fund Services, LLC, a Delaware limited liability company (the “Distributor”) having its principal place of business at Three Canal Plaza, Suite 100, Portland, ME 04101.
SHP ETF TRUSTInvestment Sub-Advisory Agreement • February 2nd, 2022 • SHP ETF Trust • Texas
This INVESTMENT SUB-ADVISORY AGREEMENT (the “Agreement”) is made as of this 13 day of January, 2022, by and between Faith Investor Services, LLC, a Delaware limited liability company, with its principal place of business at 14785 Preston Road, Suite 1000, Dallas, TX 75254 (the “Adviser”) and Capital Insight Partners, LLC, an Arizona limited liability company, with its principal place of business located at 7328 East Deer Valley Road, Suite 105, Scottsdale, AZ 85255 (the “Sub-Adviser”).
INVESTMENT ADVISORY AGREEMENTInvestment Advisory Agreement • August 23rd, 2022 • SHP ETF Trust • Delaware
INVESTMENT ADVISORY AGREEMENT, dated August 16, 2022, between SHP ETF Trust (the “Trust”), a statutory trust organized under the laws of the State of Delaware, and NEOS Investment Management, LLC, a limited liability company organized under the laws of the State of Delaware (the “Adviser”).
SECOND AMENDED AND RESTATED AGREEMENT AND DECLARATION OF TRUST OF NEOS ETF TRUSTAgreement and Declaration of Trust • September 26th, 2023 • NEOS ETF Trust • Delaware
This SECOND AMENDED AND RESTATED AGREEMENT AND DECLARATION OF TRUST is effective as of the 14th day of July, 2023 by the Trustees of NEOS ETF Trust, each of whom has executed this Declaration of Trust.
TRANSFER AGENT SERVICING AGREEMENTTransfer Agent Servicing Agreement • June 30th, 2021 • SHP ETF Trust • Wisconsin
THIS AGREEMENT is made and entered into as of the last day written on the signature page by and between SHP ETF TRUST, a Delaware statutory trust, (the “Trust”) and U.S. BANCORP FUND SERVICES, LLC d/b/a U.S. BANK GLOBAL FUND SERVICES, a Wisconsin limited liability company (“USBGFS”).
FUND ADMINISTRATION SERVICING AGREEMENTFund Administration Servicing Agreement • June 30th, 2021 • SHP ETF Trust • Wisconsin
THIS AGREEMENT is made and entered into as of the last day written on the signature page by and between SHP ETF TRUST, a Delaware statutory trust, (the “Trust”) and U.S. BANCORP FUND SERVICES, LLC d/b/a U.S. BANK GLOBAL FUND SERVICES, a Wisconsin limited liability company (“USBGFS”).
ETF CUSTODY AGREEMENTEtf Custody Agreement • June 30th, 2021 • SHP ETF Trust • Minnesota
THIS AGREEMENT is made and entered into as of the last date on the signature page, by and between SHP ETF TRUST, a Delaware statutory trust, (the “Trust”), and U.S. BANK NATIONAL ASSOCIATION, a national banking association organized and existing under the laws of the United States of America with its principal place of business at Minneapolis, Minnesota (the “Custodian”).
ETF FUND ACCOUNTING SERVICING AGREEMENTEtf Fund Accounting Servicing Agreement • June 1st, 2021 • SHP ETF Trust • Wisconsin
THIS AGREEMENT is made and entered into as of the last day written on the signature page by and between SHP ETF TRUST, a Delaware statutory trust, (the “Trust”) and U.S. BANCORP FUND SERVICES, LLC d/b/a U.S. BANK GLOBAL FUND SERVICES, a Wisconsin limited liability company (“USBGFS”).
ETF FUND ACCOUNTING SERVICING AGREEMENTFund Accounting Servicing Agreement • June 30th, 2021 • SHP ETF Trust • Wisconsin
THIS AGREEMENT is made and entered into as of the last day written on the signature page by and between SHP ETF TRUST, a Delaware statutory trust, (the “Trust”) and U.S. BANCORP FUND SERVICES, LLC d/b/a U.S. BANK GLOBAL FUND SERVICES, a Wisconsin limited liability company (“USBGFS”).
EXPENSE LIMITATION AGREEMENTExpense Limitation Agreement • August 23rd, 2022 • SHP ETF Trust
AGREEMENT effective as of August 16, 2022, by and between SHP ETF Trust (the “Trust”), on behalf of each series of the Trust set forth in Schedule A attached hereto (each a “Fund” and, collectively, the “Funds”) and the investment adviser set forth in Schedule A attached hereto (the “Adviser”).
SHP ETF TRUSTKnights of Columbus Asset Advisors LLC • June 30th, 2021 • SHP ETF Trust • New York
This INVESTMENT SUB-ADVISORY AGREEMENT (the “Agreement”) is made as of this day of February 25, 2021, by and between Faith Investor Services, LLC, a Delaware limited liability company, with its principal place of business at 2434 Ellis Street #804, Dallas TX 75204 (the “Adviser”) and Knights of Columbus Asset Advisors, LLC, a Delaware limited liability company, with its principal place of business located at One Columbus Plaza, New Haven, Connecticut 06510 (the “Sub-Adviser”).
SHP ETF TRUSTInvestment Sub-Advisory Agreement • March 24th, 2023 • SHP ETF Trust • Connecticut
This INVESTMENT SUB-ADVISORY AGREEMENT (the “Agreement”) is made as of this 21st day of March 2023, by and between Kurv Investment Management LLC, a Delaware limited liability company, with its principal place of business at 1 Letterman Drive, Building C, Suite 3-500, San Francisco, CA 94129 (the “Adviser”) and NEOS Investment Management, LLC, a Delaware limited liability company, with its principal place of business located at 13 Riverside Avenue, Westport, CT 06880 (the “Sub-Adviser”).
INVESTMENT ADVISORY AGREEMENTInvestment Advisory Agreement • March 24th, 2023 • SHP ETF Trust • Delaware
INVESTMENT ADVISORY AGREEMENT, dated March 21, 2023, between SHP ETF Trust (the “Trust”), a statutory trust organized under the laws of the State of Delaware, and Kurv Investment Management LLC, a company organized under the laws of the State of Delaware (the “Adviser”).
INDEX SUBLICENSE AGREEMENTIndex Sublicense Agreement • November 9th, 2023 • NEOS ETF Trust
This Agreement (together with all exhibits, this “Agreement”), dated October [ ], 2023, is by and among KB Asset Management Co. Ltd. (“KB”), and NEOS ETF Trust, a Delaware statutory trust (the “Trust”) that is registered as an open-end management investment company under the Investment Company Act of 1940, as amended (the “1940 Act”), on behalf of certain series of the Trust identified on Exhibit A hereto, as it may be amended from time to time (the “ETF”).
SHP ETF TRUST FIS KNIGHTS OF COLUMBUS GLOBAL BELIEF ETF FORM OF PRIVATE OFFERING (SEED MONEY) AGREEMENTMoney) Agreement • June 30th, 2021 • SHP ETF Trust
This Private Offering (Seed Money) Agreement (the “Agreement”) made this 17th day of June, 2021, by and between SHP ETF Trust, a statutory trust organized and existing under the laws of the State of Delaware (the “Trust”), on behalf of the FIS Knights of Columbus Global Belief Fund (the “Fund”), and Faith Investor Services, LLC (the “Subscriber”).
ETF DISTRIBUTION SERVICES AGREEMENTEtf Distribution Services Agreement • June 1st, 2021 • SHP ETF Trust • Delaware
THIS AGREEMENT made this __________ day of __________, by and between Faith Investor Service LLC, a _______________ (the “Adviser”), and Foreside Fund Services, LLC, a Delaware limited liability company (the “Distributor”).
