Hanover Bancorp, Inc. /NY Sample Contracts

SECOND AMENDED AND RESTATED EMPLOYMENT AGREEMENT
Employment Agreement • April 27th, 2023 • Hanover Bancorp, Inc. /NY • State commercial banks • New York

Second Amended and Restated Employment Agreement (the “Employment Agreement”) executed as of this 27th day of April, 2023 and originally effective as of the 27th day of August, 2020 (the “Effective Date”), by and between McClelland W. Wilcox an individual residing at 77 7th Avenue, 12M, New York, New York (the “Employee”) and HANOVER COMMUNTY BANK, a New York state chartered commercial bank with its principal place of business located at 2131 Jericho Turnpike, Garden City Park, N.Y. 11040 (the “Employer”).

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AMENDED AND RESTATED CHANGE IN CONTROL AGREEMENT
Change in Control Agreement • September 17th, 2021 • Hanover Bancorp, Inc. /NY • State commercial banks • New York

AMENDED AND RESTATED CHANGE IN CONTROL AGREEMENT (this “Agreement”) originally effective as of the 3rd day of May, 2021 by and between HANOVER COMMUNITY BANK, a New York state commercial bank with its principal place of business located at 80 East Jericho Turnpike, Mineola, NY 11501, (the "Employer"), and LANCE BURKE, an individual residing at MEDFORD, NY 11763 ("Employee").

HANOVER BANCORP, INC. (a New York corporation) [●] Shares of Common Stock UNDERWRITING AGREEMENT Dated: [●], 2022 [●] Shares HANOVER BANCORP, INC. Common Stock UNDERWRITING AGREEMENT
Underwriting Agreement • May 4th, 2022 • Hanover Bancorp, Inc. /NY • State commercial banks • New York

Hanover Bancorp, Inc., a New York corporation (“Company”), proposes to issue and sell to the several underwriters named in Annex A hereto (“Underwriters”), pursuant to the terms set forth herein (this “Agreement”), an aggregate of [●] shares (the “Firm Shares”) of Company’s Common Stock, par value $0.01 per share (the “Common Stock”). Company has also granted to Underwriters an option to purchase from Company up to an additional [●] shares of Common Stock (the “Option Shares”). The Firm Shares and the Option Shares are hereinafter referred to collectively as the “Shares.” Stephens Inc. has agreed to act as representative of the several Underwriters (in such capacity, “Representative”) in connection with the offering and sale of the Shares.

SECOND AMENDED AND RESTATED EMPLOYMENT AGREEMENT
Employment Agreement • July 30th, 2021 • Hanover Bancorp, Inc. /NY • State commercial banks • New York

Second Amended and Restated Employment Agreement (the "Employment Agreement") originally effective as of the 1st day of January, 2015, by and between Michael P. Puorro an individual residing at 25 Davison Lane West, West Islip, New York 11795 (the "Employee") and HANOVER COMMUNITY BANK, a New York state chartered commercial bank with its principal place of business located at 2131 Jericho Turnpike, Garden City Park, N.Y. 11040 (the "Employer").

BOARD OBSERVATION AGREEMENT
Board Observation Agreement • October 31st, 2022 • Hanover Bancorp, Inc. /NY • State commercial banks • New York

This Board Observation Agreement (this “Agreement”), dated October 28, 2022, is entered into by and between Castle Creek CAPITAL PARTNERS VIII, L.P. (the “Holder”), and Hanover Bancorp, Inc. a New York corporation (the “Company”). Each of the Holder and the Company are referred to in this Agreement individually as a “Party” and collectively as the “Parties.” Capitalized terms used but not defined in this Agreement shall have the meaning given to such terms in the Exchange Agreement (as defined below).

EXCHANGE AGREEMENT by and between HANOVER BANCORP, INC. and CASTLE CREEK CAPITAL PARTNERS VIII, LP Dated as of April 25, 2024
Exchange Agreement • April 26th, 2024 • Hanover Bancorp, Inc. /NY • State commercial banks • New York

This EXCHANGE AGREEMENT is made and entered into as of April 25, 2024 (this “Agreement”) by and between Hanover Bancorp, Inc., a New York corporation (the “Company”), and Castle Creek Capital Partners VIII, LP, a Delaware limited partnership (the “Investor”).

EXCHANGE AGREEMENT by and between HANOVER BANCORP, INC. and CASTLE CREEK CAPITAL PARTNERS VIII, LP Dated as of October 28, 2022
Exchange Agreement • October 31st, 2022 • Hanover Bancorp, Inc. /NY • State commercial banks • New York

This EXCHANGE AGREEMENT is made and entered into as of October 28, 2022 (this “Agreement”) by and between Hanover Bancorp, Inc., a New York corporation (the “Company”), and Castle Creek Capital Partners VIII, LP, a Delaware limited partnership (the “Investor”).

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