SUB-INVESTMENT ADVISORY AGREEMENT BNY MELLON INVESTMENT ADVISER, INC.Sub-Investment Advisory Agreement • June 2nd, 2023 • BNY Mellon Alcentra Global Multi-Strategy Credit Fund, Inc.
As you are aware, BNY Mellon Alcentra Global Multi-Strategy Credit Fund, Inc. (the "Fund") desires to employ its capital by investing and reinvesting the same in investments of the type and in accordance with the limitations specified in the Fund's Prospectus and Statement of Additional Information as from time to time in effect, copies of which have been or will be submitted to you, and in such manner and to such extent as from time to time may be approved by the Fund's Board. The Fund employs BNY Mellon Investment Adviser, Inc. (the "Manager") to act as the Fund's investment manager pursuant to a written agreement (the "Management Agreement"), a copy of which has been furnished to you. The Manager is authorized to and desires to retain you, and you hereby agree to accept such retention, to act as the Fund's sub-investment adviser as of the date set forth above (the "Effective Date").
OPERATING ACCOUNTS AMENDMENTAccounts Amendment • April 17th, 2023 • BNY Mellon Alcentra Global Multi-Strategy Credit Fund, Inc.
Each investment company set forth on Schedule I of the Custody Agreement (as defined below), as such Schedule may be amended from time to time (each a "Fund"), and The Bank of New York Mellon (the "Bank") are parties to a Custody Agreement dated January 1, 2011, amended as of October 1, 2013 and December 22, 2016 (the "Custody Agreement"). Various series of the respective Funds are covered by the Custody Agreement (each a "Portfolio"; if a Fund has no series, the term "Portfolio" also refers to such Fund). This amendment is an amendment to the Custody Agreement. Each entity that becomes a party to the Custody Agreement after the date of this amendment shall be a "Fund" under this amendment.
MANAGEMENT AGREEMENT BNY MELLON ALCENTRA GLOBAL MULTI-STRATEGY CREDIT FUND, INC. 240 Greenwich Street New York, New York 10286Management Agreement • August 27th, 2019 • BNY Mellon Alcentra Global Multi-Strategy Credit Fund, Inc. • New York
The Fund desires to employ its capital by investing and reinvesting the same in investments of the type and in accordance with the limitations specified in the Fund's Prospectus and Statement of Additional Information as from time to time in effect, copies of which have been or will be submitted to you, and in such manner and to such extent as from time to time may be approved by the Fund's Board. The Fund desires to employ you to act as its investment manager.
DISTRIBUTION AGREEMENTDistribution Agreement • June 14th, 2019 • BNY Mellon Alcentra Global Multi-Strategy Credit Fund, Inc. • New York
WHEREAS, the Fund is registered under the Investment Company Act of 1940, as amended (the “1940 Act”), as a closed-end management investment company and it is in the interest of the Fund to offer its shares of common stock, par value $0.001 per share (“Shares”) for sale as described in the Prospectus (as defined below);
SUB-INVESTMENT ADVISORY AGREEMENT BNY MELLON INVESTMENT ADVISER, INC. 240 Greenwich Street New York, New York 10286Sub-Investment Advisory Agreement • August 27th, 2019 • BNY Mellon Alcentra Global Multi-Strategy Credit Fund, Inc.
As you are aware, BNY Mellon Alcentra Global Multi-Strategy Credit Fund, Inc. (the "Fund") desires to employ its capital by investing and reinvesting the same in investments of the type and in accordance with the limitations specified in the Fund's Prospectus and Statement of Additional Information as from time to time in effect, copies of which have been or will be submitted to you, and in such manner and to such extent as from time to time may be approved by the Fund's Board. The Fund employs BNY Mellon Investment Adviser, Inc. (the "Manager") to act as the Fund's investment manager pursuant to a written agreement (the "Management Agreement"), a copy of which has been furnished to you. The Manager is authorized to and desires to retain you, and you hereby agree to accept such retention, to act as the Fund's sub-investment adviser.
Selected Dealer Agreement for Morgan Stanley Smith Barney LLC for BNY Mellon Alcentra Global Multi-Strategy Credit Fund, Inc.Selected Dealer Agreement • June 14th, 2019 • BNY Mellon Alcentra Global Multi-Strategy Credit Fund, Inc.
We understand that you are principal underwriter and distributor of the shares of common stock, par value $0.001 per share (the "Shares"), of BNY Mellon Alcentra Global Multi-Strategy Credit Fund, Inc. (the "Fund"), a non-diversified, non-traded, closed-end management investment company registered with the Securities and Exchange Commission under the Investment Company Act of 1940, as amended ("1940 Act"). You desire that Morgan Stanley Smith Barney LLC ("Morgan Stanley") acts as a dealer with respect to the sale of Shares to customers. In consideration of the mutual covenants stated below, you and Morgan Stanley agree as follows:
Selected Dealer Agreement for BofA Securities, Inc. for BNY Mellon Alcentra Global Multi-Strategy Credit Fund, Inc.Selected Dealer Agreement • June 14th, 2019 • BNY Mellon Alcentra Global Multi-Strategy Credit Fund, Inc.
We understand that you are principal underwriter and distributor of the shares of common stock, par value $.001 per share (the "Common Shares"), of BNY Mellon Alcentra Global Multi-Strategy Credit Fund, Inc. (the "Fund"), a non-diversified, non-traded, closed-end management investment company registered with the Securities and Exchange Commission under the Investment Company Act of 1940, as amended ("1940 Act"). You desire that BofA Securities, Inc. ("BofA Securities") acts as a dealer with respect to the sale of Common Shares to customers. In consideration of the mutual covenants stated below, you and BofA Securities agree as follows:
BNY Mellon Alcentra Global Multi-Strategy Credit Fund, Inc. 200 Park Avenue New York, New York 10166BNY Mellon Alcentra Global Multi-Strategy Credit Fund, Inc. • June 14th, 2019
BNY Mellon Alcentra Global Multi-Strategy Credit Fund, Inc. (the "Fund") hereby accepts your offer to purchase 1,000 shares of the Fund's common stock, par value $0.001 per share, at a price of $100 per share for an aggregate purchase price of $100,000. This agreement is subject to the understanding that you have no present intention of selling or redeeming the shares so acquired.
BNY MELLON ALCENTRA GLOBAL MULTI-STRATEGY CREDIT FUND, INC. SHARES OF COMMON STOCK (PAR VALUE $0.001 PER SHARE)Initial Offering Period Agreement • June 14th, 2019 • BNY Mellon Alcentra Global Multi-Strategy Credit Fund, Inc.
ORGANIZATIONAL AND OFFERING EXPENSES AGREEMENTOrganizational and Offering Expenses Agreement • June 14th, 2019 • BNY Mellon Alcentra Global Multi-Strategy Credit Fund, Inc. • New York
AGREEMENT made this ___ day of _____, 2019, by and between BNY Mellon Alcentra Global Multi-Strategy Credit Fund, Inc., a Maryland corporation (the "Fund"), and BNY Mellon Investment Adviser, Inc., a New York corporation ("BNYM Investment Adviser ").
SUPPORT SERVICES AGREEMENTSupport Services Agreement • June 14th, 2019 • BNY Mellon Alcentra Global Multi-Strategy Credit Fund, Inc. • New York
AGREEMENT made this [__] day of [__], 2019, by and between BNY Mellon Securities Corporation ("Distributor"), a corporation organized under the laws of the State of New York with its principal place of business at 240 Greenwich Street, New York, New York 10286, and BNY Mellon Investment Adviser, Inc. ("Manager"), a corporation organized under the laws of the State of New York with its principal place of business at 240 Greenwich Street, New York, New York 10286 (each a "Party" and together, "Parties").
Re: Custody AgreementBNY Mellon Alcentra Global Multi-Strategy Credit Fund, Inc. • June 14th, 2019
Pursuant to Section 10.12 and/or 10/13 of the Custody Agreement dated as of January 1, 2011 (the "Agreement") between each investment company listed on Schedule 1 thereto and The Bank of New York Mellon (the "Custodian"), please be advised that the following investment company desires to have the Custodian render services under the terms of the Agreement as custodian as of the effective date indicated:
AGREEMENT REGARDING BNY MELLON FUNDS JOINT INSURED BONDAgreement Regarding • July 24th, 2020 • BNY Mellon Alcentra Global Multi-Strategy Credit Fund, Inc.
AGREEMENT among BNY Mellon Large Cap Securities Fund, Inc. (formerly, The Dreyfus Fund Incorporated) and certain other investment companies as to which BNY Mellon Investment Adviser, Inc. (formerly, The Dreyfus Corporation) or any affiliate (“BNYM Investment Adviser”) now acts as Investment Adviser, Sub-Investment Adviser and/or Administrator (individually, a “Fund” and, collectively, the “Funds”) and which are registered under the Investment Company Act of 1940, as amended (the “Act”).
AMENDMENT TO CUSTODY AGREEMENTCustody Agreement • June 14th, 2019 • BNY Mellon Alcentra Global Multi-Strategy Credit Fund, Inc. • New York
This Amendment to the Custody Agreement (defined below) is made as of October 1, 2013 by and between each investment company identified on Schedule 1 hereto, as such Schedule may be amended from time to time (each such investment company and each investment company made subject to the Custody Agreement in accordance with Section 10.12 thereof, the "Fund"), and The Bank of New York Mellon (the "Custodian"). Capitalized terms used in this Amendment without definition shall have the respective meanings given to such terms in the Custody Agreement.
