AMENDED AND RESTATED CUSTODY AGREEMENT Dated September 20, 2018 Between UMB BANK, N.A. and Vivaldi Asset Management, LLC on behalf of Vivaldi Opportunities Fund CUSTODY AGREEMENTCustody Agreement • December 4th, 2019 • Vivaldi Opportunities Fund
This agreement made as of the date first set forth above between UMB Bank, n.a., a national banking association with its principal place of business located in Kansas City, Missouri (hereinafter "Custodian"), and Vivaldi Asset Management, LLC (the “Investment Adviser”), on behalf of each of the Funds listed on Appendix B hereof, together with such additional Funds which shall be made parties to this Agreement by the execution of Appendix B hereto (individually, a "Fund" and collectively, the "Funds").
ADMINISTRATION, FUND ACCOUNTING AND RECORDKEEPING AGREEMENTAccounting and Recordkeeping Agreement • September 7th, 2017 • Vivaldi Opportunities Fund • Wisconsin
THIS ADMINISTRATION, FUND ACCOUNTING AND RECORDKEEPING AGREEMENT (the “Agreement”) is made as of this 1st day of June, 2017, by and between Vivaldi Opportunities Fund, a Maryland corporation (the “Fund”), and UMB Fund Services, Inc., a Wisconsin corporation (the “Administrator”).
INVESTMENT MANAGEMENT AGREEMENT VIVALDI OPPORTUNITIES FUNDInvestment Management Agreement • September 7th, 2017 • Vivaldi Opportunities Fund • Delaware
AGREEMENT made this 14th day of August, 2017, by and between the Vivaldi Opportunities Fund, a Maryland corporation (the "Fund"), and Vivaldi Asset Management, LLC, a Delaware limited liability company (the "Advisor").
INVESTMENT SUB-ADVISORY AGREEMENTInvestment Sub-Advisory Agreement • September 7th, 2017 • Vivaldi Opportunities Fund • Delaware
AGREEMENT, dated as of August 14, 2017 by and among Vivaldi Opportunities Fund (the “Fund”), Vivaldi Asset Management, LLC (the “Advisor”), and RiverNorth Capital Management, LLC (the “Sub-Adviser”).
DISTRIBUTION AGREEMENTDistribution Agreement • May 22nd, 2017 • Vivaldi Opportunities Fund • Delaware
THIS AGREEMENT is executed on this [ ], to be effective as of [ ] (the “Effective Date”), by and among each of the Funds listed on Exhibit A attached hereto (each a Fund, and together, the “Funds”) and Foreside Fund Services, LLC, a Delaware limited liability company (the “Distributor”).
JOINT INSURED BOND AGREEMENTJoint Insured Bond Agreement • December 4th, 2019 • Vivaldi Opportunities Fund • Delaware
AGREEMENT dated as of this 1st day of July, 2019, by and between Infinity Core Alternative Fund, The Relative Value Fund, Vivaldi Opportunities Fund, Infinity Long/Short Equity Fund, LLC, Variant Alternative Income Fund, Cliffwater Corporate Lending Fund, Corbin Multi-Strategy Fund, LLC and Agility Multi-Asset Income Fund (each a “Fund” and together, the “Funds”).
JOINT INSURED BOND AGREEMENTJoint Insured Bond Agreement • September 7th, 2017 • Vivaldi Opportunities Fund • Delaware
AGREEMENT dated as of this 1 day of June, 2017, by and between Aetna Multi-Strategy 1099 Fund, Infinity Core Alternative Fund, The Relative Value Fund, and the Vivaldi Opportunities Fund (each a “Fund” and together, the “Funds”).
JOINT LIABILITY INSURANCE AGREEMENTJoint Liability Insurance Agreement • September 7th, 2017 • Vivaldi Opportunities Fund • Delaware
AGREEMENT dated the 1 day of June, 2017 between the Aetna Multi-Strategy 1099 Fund, the Infinity Core Alternative Fund, The Relative Value Fund, Vivaldi Opportunities Fund (collectively, the “Funds” and individually, a “Fund”).
JOINT LIABILITY INSURANCE AGREEMENTJoint Liability Insurance Agreement • December 4th, 2019 • Vivaldi Opportunities Fund • Delaware
AGREEMENT dated the 1st day of July, 2019 between the Infinity Core Alternative Fund, The Relative Value Fund, Vivaldi Opportunities Fund, Infinity Long/Short Equity Fund, LLC, Variant Alternative Income Fund, Cliffwater Corporate Lending Fund, Corbin Multi-Strategy Fund, LLC and Agility Multi-Asset Income Fund (collectively, the “Funds” and individually, a “Fund”).
JOINT LIABILITY INSURANCE AGREEMENTJoint Liability Insurance Agreement • September 27th, 2018 • Vivaldi Opportunities Fund • Delaware
AGREEMENT dated the 5th day of September, 2018 between the Infinity Core Alternative Fund, The Relative Value Fund, Vivaldi Opportunities Fund, Infinity Long/Short Equity Fund, LLC, Variant Alternative Income Fund and Cliffwater Corporate Lending Fund (collectively, the “Funds” and individually, a “Fund”).
JOINT INSURED BOND AGREEMENTJoint Insured Bond Agreement • September 27th, 2018 • Vivaldi Opportunities Fund • Delaware
AGREEMENT dated as of this 5th day of September, 2018, by and between Infinity Core Alternative Fund, The Relative Value Fund, Vivaldi Opportunities Fund, Infinity Long/Short Equity Fund, LLC, Variant Alternative Income Fund and Cliffwater Corporate Lending Fund (each a “Fund” and together, the “Funds”).
ESCROW AGREEMENTEscrow Agreement • September 7th, 2017 • Vivaldi Opportunities Fund • Missouri
This ESCROW AGREEMENT (the “Agreement”) is made and entered into this 16 day of August, 2017, by and between Vivaldi Opportunities Fund, a Maryland corporation (the “Fund”), UMB Fund Services, Inc., as recordkeeper (“UMBFS”) and UMB Bank, n.a., a national banking association organized and existing under the laws of the United States of America, as escrow agent (the “Escrow Agent”).
