INVESTMENT ADVISORY AGREEMENT Between CENTERSTONE INVESTORS TRUST and CENTERSTONE INVESTORS, LLCInvestment Advisory Agreement • April 18th, 2016 • Centerstone Investors Trust • New York
AGREEMENT, made as of March 11, 2016 between CENTERSTONE INVESTORS TRUST, a Delaware statutory trust (the "Trust"), and Centerstone Investors, LLC, a Deleware limited liability company (the "Adviser"), located at 135 5th Avenue, New York, NW 10010.
UNDERWRITING AGREEMENT between CENTERSTONE INVESTORS TRUST and NORTHERN LIGHTS DISTRIBUTORS, LLCUnderwriting Agreement • April 18th, 2016 • Centerstone Investors Trust • Nebraska
THIS UNDERWRITING AGREEMENT (this “Agreement”) dated the 11th day of March, 2016 (the “Effective Date”), is entered into by and between CENTERSTONE INVESTORS TRUST, a Delaware statutory trust, having its principal office and place of business at 135 5th Avenue, New York, New York 10010 (the “Trust”), and NORTHERN LIGHTS DISTRIBUTORS, LLC, a Nebraska limited liability company having its principal office and place of business at 17605 Wright Street, Omaha, Nebraska 68130 (“NLD”). Capitalized terms used herein and not otherwise defined shall have the meaning prescribed to them in Section 16 of this Agreement.
Master Custodian AgreementMaster Custodian Agreement • April 18th, 2016 • Centerstone Investors Trust • Massachusetts
This Agreement is made as of March 11, 2016 (this “Agreement), between each management investment company identified on Appendix A and each management investment company which becomes a party to this Agreement in accordance with the terms hereof (in each case, a “Fund” ), including, if applicable, each series of the Fund identified on Appendix A and each series which becomes a party to this Agreement in accordance with the terms hereof, and State Street Bank and Trust Company, a Massachusetts trust company (the “Custodian”).
FUND SERVICES AGREEMENT between CENTERSTONE INVESTORS TRUST andFund Services Agreement • April 18th, 2016 • Centerstone Investors Trust • New York
THIS FUND SERVICES AGREEMENT (this “Agreement”) dated the 11th day of March, 2016 (the “Effective Date”), is entered into by and between CENTERSTONE INVESTORS TRUST, a Delaware statutory trust having its principal office and place of business at 135 5th Avenue, New York, New York 10010 (the “Trust”) and GEMINI FUND SERVICES, LLC, a Nebraska limited liability company having its principal office and place of business at 17605 Wright Street, Omaha, Nebraska 68130 (“GFS”).
CONSULTING AGREEMENTConsulting Agreement • April 18th, 2016 • Centerstone Investors Trust • New York
THIS CONSULTING AGREEMENT (this “Agreement”) dated March 11, 2016 (the “Effective Date”), is entered into by and between NORTHERN LIGHTS COMPLIANCE SERVICES, LLC, a Nebraska limited liability company located at 80 Arkay Drive, Suite 110, Hauppauge, New York 11788 (“NLCS”), and CENTERSTONE INVESTORS TRUST, a registered investment company organized as a Delaware statutory trust, located at 135 5th Avenue, New York, New York 10010 (the “Trust”), on behalf of each portfolio series listed on the attached Schedule(s) A, as may be amended from time to time (each a “Fund” and collectively “Funds”).
SELLING AGREEMENTSelling Agreement • April 18th, 2016 • Centerstone Investors Trust • Nebraska
Northern Lights Distributors, LLC (the “Distributor”) serves as the principal underwriter of shares of the Centerstone Investors Trust (the “Trust”), an open-end investment company in series form, shares of which companies are distributed by Distributor at their respective net asset values plus sales charges as applicable, pursuant to a written agreement (the “Underwriting Agreement”). Distributor invites you (the “Company”) to participate as a non-exclusive agent in the distribution of shares of any and all of the funds subject to Distributor’s Underwriting Agreement, that are a part of, or may become a part of, the Trust1 (each, a “Fund,” together the “Funds”) upon the following terms and conditions:
CENTERSTONE INVESTORS TRUST OPERATING EXPENSES LIMITATION AGREEMENTLimitation Agreement • April 18th, 2016 • Centerstone Investors Trust • New York
THIS OPERATING EXPENSES LIMITATION AGREEMENT (the “Agreement”) is effective as of the 11th day of March, 2016, by and between CENTERSTONE INVESTORS TRUST, a Delaware statutory trust (the “Trust”) on behalf of the Centerstone Investors Fund and the Centerstone International Fund, (the “Funds”) each a series of the Trust, and the Adviser of the Funds, CENTERSTONE INVESTORS, LLC (the “Adviser”).
INITIAL CAPITALIZATION AGREEMENTInitial Capitalization Agreement • April 18th, 2016 • Centerstone Investors Trust • Delaware
Centerstone Investors Trust (the “Trust”), a newly-organized open-end management investment company, proposes to make a continuous public offering of its shares of beneficial interest, no par value per share, pursuant to a registration statement on Form N-1A as from time to time amended (the “Registration Statement”), filed with the Securities and Exchange Commission. In order to provide the Trust with a net worth sufficient to commence operations and to meet the requirements of Section 14 of the Investment Company Act of 1940, as amended, Centerstone Investors, LLC (“Centerstone”) agrees to purchase shares of the Trust in accordance with the terms and conditions set forth below.
