Agreement and Declaration of Trust of Stone Ridge Trust V a Delaware Statutory Trust Principal Place of Business: 510 Madison Avenue, 21st Floor New York, NY 10022Stone Ridge Trust V • December 11th, 2015 • Delaware
THIS AGREEMENT AND DECLARATION OF TRUST is made as of November 4, 2015 for the purpose of governing the Delaware statutory trust in accordance with the provisions hereinafter set forth.
AMENDED AND RESTATED CUSTODY AGREEMENTCustody Agreement • February 28th, 2018 • Stone Ridge Trust V • Delaware
THIS AMENDED AND RESTATED AGREEMENT is made and entered into as of this 30th day of October, 2017, by and between STONE RIDGE TRUST V, a Delaware statutory trust (the “Trust”) on behalf of its series, STONE RIDGE ALTERNATIVE LENDING RISK PREMIUM FUND, (the “Fund”) and, U.S. BANK NATIONAL ASSOCIATION, a national banking association organized and existing under the laws of the United States of America (the “Custodian”).
DISTRIBUTION AGREEMENTDistribution Agreement • February 28th, 2018 • Stone Ridge Trust V • Colorado
THIS AGREEMENT is made as of August 14, 2017, by and between Stone Ridge Trust V, a Delaware statutory trust (the “Trust”), on behalf of Stone Ridge Alternative Lending Risk Premium Fund (the “Fund”), and ALPS Distributors, Inc., a Colorado corporation (“ALPS”).
INVESTMENT MANAGEMENT AGREEMENT STONE RIDGE TRUST V On behalf of its series Stone Ridge Alternative Lending Risk Premium Fund and any Subsidiary of the Fund that may be formed by the Fund from time to timeInvestment Management Agreement • May 10th, 2016 • Stone Ridge Trust V • New York
This INVESTMENT MANAGEMENT AGREEMENT, dated and effective as of [ ], 2016 (the “Agreement”), is between Stone Ridge Asset Management LLC, a Delaware limited liability company (the “Investment Manager”), and Stone Ridge Trust V, a Delaware statutory trust (the “Trust”), on behalf of its series, Stone Ridge Alternative Lending Risk Premium Fund (the “Fund”) and on behalf of any wholly-owned and controlled subsidiary of the Fund that may be formed by the Fund and listed on Exhibit A hereto from time to time (each, a “Subsidiary”).
AMENDED AND RESTATED FUND ACCOUNTING SERVICING AGREEMENTFund Accounting Servicing Agreement • February 28th, 2018 • Stone Ridge Trust V • Delaware
THIS AMENDED AND RESTATED AGREEMENT is made and entered into as of this 30th day of October, 2017, by and between STONE RIDGE TRUST V, a Delaware statutory trust (the “Trust”) on behalf of its series, STONE RIDGE ALTERNATIVE LENDING RISK PREMIUM FUND, (the “Fund”) and U.S. BANCORP FUND SERVICES, LLC, a Wisconsin limited liability company (“USBFS”).
TRANSFER AGENT SERVICING AGREEMENTTransfer Agent Servicing Agreement • June 28th, 2017 • Stone Ridge Trust V • Wisconsin
THIS AGREEMENT is made and entered into as of the 23rd day of May, 2016 (the “Effective Date”), by and between STONE RIDGE TRUST V, a Delaware statutory trust (the “Trust”) on behalf of its series, STONE RIDGE ALTERNATIVE LENDING RISK PREMIUM FUND, (the “Fund”) and U.S. BANCORP FUND SERVICES, LLC, a Wisconsin limited liability company (“USBFS”).
AMENDED AND RESTATED FUND ADMINISTRATION SERVICING AGREEMENTFund Administration Servicing Agreement • February 28th, 2018 • Stone Ridge Trust V • Delaware
THIS AMENDED AND RESTATED AGREEMENT is made and entered into as of this 30th day of October, 2017, by and between STONE RIDGE TRUST V, a Delaware statutory trust (the “Trust”) on behalf of its series, STONE RIDGE ALTERNATIVE LENDING RISK PREMIUM FUND, (the “Fund”) and U.S. BANCORP FUND SERVICES, LLC, a Wisconsin limited liability company (“USBFS”).
CUSTODY AGREEMENT dated as of May 20, 2016 by and between STONE RIDGE TRUST V, on behalf of its series, STONE RIDGE ALTERNATIVE LENDING RISK PREMIUM FUND and MILLENNIUM TRUST COMPANY, LLCCustody Agreement • June 28th, 2017 • Stone Ridge Trust V • New York
THIS CUSTODY AGREEMENT (this “Agreement”) is dated as of May 20, 2016 by and between STONE RIDGE TRUST V, a Delaware statutory trust (the “Trust”), on behalf of its series, STONE RIDGE ALTERNATIVE LENDING RISK PREMIUM FUND, having its principal place of business at 510 Madison Avenue, New York, NY 10022 (together with the Trust, the “Fund”) and any Subsidiary (as defined below) of the Fund, and MILLENNIUM TRUST COMPANY, LLC, a limited liability company organized under the laws of the State of Illinois, having its principal place of business at 2001 Spring Road, Oak Brook, IL 60523 (the “Custodian”).
STONE RIDGE ALTERNATIVE LENDING RISK PREMIUM FUND AMENDED AND RESTATED SERVICES AGREEMENTServices Agreement • June 27th, 2018 • Stone Ridge Trust V • Delaware
This SERVICES AGREEMENT (the “Agreement”), originally dated the 22nd day of January, 2016, is amended and restated this 1st day of July, 2018, by and between Stone Ridge Trust V (the “Trust”), a Delaware statutory trust, on behalf of its series, Stone Ridge Alternative Lending Risk Premium Fund (the “Fund”), and Stone Ridge Asset Management LLC, a Delaware limited liability company (the “Servicing Agent”).
DISTRIBUTION AGREEMENTDistribution Agreement • June 27th, 2019 • Stone Ridge Trust V • Colorado
THIS AGREEMENT (the “Agreement”) is made as of April 16, 2018, between Stone Ridge Trust V, a Delaware statutory trust (the “Trust”), on behalf of Stone Ridge Alternative Lending Risk Premium Fund, (the “Fund”), and ALPS Distributors, Inc., a Colorado corporation (“ALPS”).
STONE RIDGE ALTERNATIVE LENDING RISK PREMIUM FUND SERVICES AGREEMENTServices Agreement • June 28th, 2017 • Stone Ridge Trust V • Delaware
This SERVICES AGREEMENT (the “Agreement”), dated the 22nd day of January, 2016 by and between Stone Ridge Trust V (the “Trust”), a Delaware statutory trust, on behalf of its series, Stone Ridge Alternative Lending Risk Premium Fund (the “Fund”), and Stone Ridge Asset Management LLC, a Delaware limited liability company (the “Servicing Agent”).
STONE RIDGE ASSET MANAGEMENT LLCStone Ridge Trust V • June 28th, 2023
With reference to the Investment Management Agreement entered into by Stone Ridge Asset Management LLC (the “Adviser”) with Stone Ridge Trust V (the “Trust”), on behalf of its series Stone Ridge Alternative Lending Risk Premium Fund (the “Fund”) on the 13th day of May, 2016, we hereby notify you as follows:
AMENDED AND RESTATED TRANSFER AGENT SERVICING AGREEMENTTransfer Agent Servicing Agreement • February 28th, 2018 • Stone Ridge Trust V • Delaware
THIS AMENDED AND RESTATED AGREEMENT is made and entered into as of this 30th day of October, 2017 by and between STONE RIDGE TRUST V, a Delaware statutory trust (the “Trust”) on behalf of its series, STONE RIDGE ALTERNATIVE LENDING RISK PREMIUM FUND, (the “Fund”) and U.S. BANCORP FUND SERVICES, LLC, a Wisconsin limited liability company (“USBFS”).
AMENDMENT 1Confidential • June 30th, 2020 • Stone Ridge Trust V
Except as amended hereby, all terms of the Existing Agreement remain in full force and effect. This Amendment includes the amendments in Schedule A and general terms in Schedule B.
STONE RIDGE ASSET MANAGEMENT LLCStone Ridge Trust V • June 27th, 2019
With reference to the Investment Management Agreement entered into by Stone Ridge Asset Management LLC (the “Adviser”) with Stone Ridge Trust V (the “Trust”), on behalf of its series Stone Ridge Alternative Lending Risk Premium Fund (the “Fund”) on the 13th day of May, 2016, we hereby notify you as follows:
STONE RIDGE ASSET MANAGEMENT LLCStone Ridge Trust V • March 24th, 2017
With reference to the Investment Management Agreement entered into by Stone Ridge Asset Management LLC (the “Adviser”) with Stone Ridge Trust V (the “Trust”), on behalf of its series Stone Ridge Alternative Lending Risk Premium Fund (the “Fund”) on the 13th day of May, 2016, we hereby notify you as follows:
STONE RIDGE ASSET MANAGEMENT LLCStone Ridge Trust V • May 10th, 2016
With reference to the Investment Management Agreement entered into by Stone Ridge Asset Management LLC (the “Adviser”) with Stone Ridge Trust V (the “Trust”), on behalf of its series Stone Ridge Alternative Lending Risk Premium Fund (the “Fund”) on this 19th day of April, 2016, we hereby notify you as follows:
STONE RIDGE TRUST V SUBSCRIPTION AGREEMENT FOR SEED CAPITALSubscription Agreement • May 10th, 2016 • Stone Ridge Trust V
This Subscription Agreement for Seed Capital (the “Agreement”) is made as of the 8th day of March, 2016 between Stone Ridge Asset Management LLC, a Delaware limited liability company (“Stone Ridge”), and Stone Ridge Trust V (the “Trust”), a Delaware statutory trust, on behalf of its series, Stone Ridge Alternative Lending Risk Premium Fund (the “Fund”).
STONE RIDGE TRUST V DISTRIBUTION AGREEMENTDistribution Agreement • May 10th, 2016 • Stone Ridge Trust V • Wisconsin
THIS AGREEMENT is made and entered into as of this day of , 2016, by and between STONE RIDGE TRUST V, a Delaware statutory trust (the “Trust”) on behalf of its series, the STONE RIDGE ALTERNATIVE LENDING RISK PREMIUM FUND, (the “Fund”), and QUASAR DISTRIBUTORS, LLC, a Delaware limited liability company (the “Distributor”). STONE RIDGE ASSET MANAGEMENT LLC, a Delaware limited liability company and the investment advisor to the Trust (the “Adviser”), is a party hereto with respect to Sections 3.F and 5 only.
INVESTMENT MANAGEMENT AGREEMENT STONE RIDGE TRUST V On behalf of its series Stone Ridge Alternative Lending Risk Premium Fund and any Subsidiary of the Fund that may be formed by the Fund from time to timeInvestment Management Agreement • March 24th, 2017 • Stone Ridge Trust V • New York
This INVESTMENT MANAGEMENT AGREEMENT, dated and effective as of May 13, 2016 (the “Agreement”), is between Stone Ridge Asset Management LLC, a Delaware limited liability company (the “Investment Manager”), and Stone Ridge Trust V, a Delaware statutory trust (the “Trust”), on behalf of its series, Stone Ridge Alternative Lending Risk Premium Fund (the “Fund”) and on behalf of any wholly-owned and controlled subsidiary of the Fund that may be formed by the Fund and listed on Exhibit A hereto from time to time (each, a “Subsidiary”).
STONE RIDGE TRUST V ADDENDUM TO THE AMENDED AND RESTATED FUND ADMINISTRATION SERVICING AGREEMENTFund Administration Servicing Agreement • June 28th, 2023 • Stone Ridge Trust V
This Addendum (the “Addendum”) to the Amended and Restated Fund Administration Servicing Agreement dated October 30, 2017 by and between Stone Ridge Trust V (the “Trust”) on behalf of each of its series (each a “Fund” and collectively the “Funds”) and U.S. Bancorp Fund Services, LLC, d/b/a U.S. Bank Global Fund Services (“USBGFS”), as amended (the “Agreement”), is entered into as of the last date in the signature block (the “Effective Date”).
STONE RIDGE ASSET MANAGEMENT LLCStone Ridge Trust V • April 27th, 2018
With reference to the Investment Management Agreement entered into by Stone Ridge Asset Management LLC (the “Adviser”) with Stone Ridge Trust V (the “Trust”), on behalf of its series Stone Ridge Alternative Lending Risk Premium Fund (the “Fund”) on the 13th day of May, 2016, we hereby notify you as follows:
STONE RIDGE TRUST V DISTRIBUTION AGREEMENTStone Ridge Trust V • June 28th, 2017 • Stone Ridge Trust V • Wisconsin
THIS AGREEMENT is made and entered into as of this 23rd day of May, 2016, by and between STONE RIDGE TRUST V, a Delaware statutory trust (the “Trust”) on behalf of its series, the STONE RIDGE ALTERNATIVE LENDING RISK PREMIUM FUND, (the “Fund”), and QUASAR DISTRIBUTORS, LLC, a Delaware limited liability company (the “Distributor”). STONE RIDGE ASSET MANAGEMENT LLC, a Delaware limited liability company and the investment advisor to the Trust (the “Adviser”), is a party hereto with respect to Sections 3.F and 5 only.
STONE RIDGE ASSET MANAGEMENT LLCStone Ridge Trust V • June 28th, 2021
With reference to the Investment Management Agreement entered into by Stone Ridge Asset Management LLC (the “Adviser”) with Stone Ridge Trust V (the “Trust”), on behalf of its series Stone Ridge Alternative Lending Risk Premium Fund (the “Fund”) on the 13th day of May, 2016, we hereby notify you as follows:
Stone Ridge Trust V ADDENDUM TO THE FUND ADMINISTRATION SERVICING AGREEMENTFund Administration Servicing Agreement • June 27th, 2019 • Stone Ridge Trust V
This Addendum to the Amended and Restated Fund Administration Servicing Agreement dated October 30, 2017 (the “Agreement”) is entered into by and between Stone Ridge Trust V (the “Trust”) and U.S. Bancorp Fund Services, LLC (“USBFS”).
