EXHIBIT A JOINT FILING AGREEMENTJoint Filing Agreement • August 12th, 2013 • Ferdinand Brian • Services-prepackaged software
The undersigned hereby agree that the statement on Schedule 13D with respect to the Common Stock, par value $.0001 per share, of Liquid Holdings Group, Inc. dated August 12, 2013 is, and any amendments thereto signed by each of the undersigned shall be, filed pursuant to and in accordance with the provisions of Rule 13(d)-1(k) under the Securities Exchange Act of 1934, as amended.
STOCK TRANSFER AND RELEASE AGREEMENTStock Transfer and Release Agreement • December 11th, 2014 • Ferdinand Brian • Services-prepackaged software • New York
This Stock Transfer and Release Agreement (this “Agreement”) is entered into as of September 2, 2014 among CMK Keller Holdings, LLC (the “Transferor”), LT World Partners, LLC (the “Transferee”), Brian Ferdinand (“Ferdinand”) and Robert Keller (“Keller”).
EXHIBIT A JOINT FILING AGREEMENTJoint Filing Agreement • March 6th, 2014 • Ferdinand Brian • Services-prepackaged software
The undersigned hereby agree that the statement on Schedule 13D with respect to the Common Stock, par value $.0001 per share, of Liquid Holdings Group, Inc. dated March 5, 2014 is, and any amendments thereto signed by each of the undersigned shall be, filed pursuant to and in accordance with the provisions of Rule 13(d)-1(k) under the Securities Exchange Act of 1934, as amended.
EXHIBIT A JOINT FILING AGREEMENTJoint Filing Agreement • July 15th, 2014 • Ferdinand Brian • Services-prepackaged software
The undersigned hereby agree that the statement on Schedule 13D with respect to the Common Stock, par value $.0001 per share, of Liquid Holdings Group, Inc. dated July 15, 2014 is, and any amendments thereto signed by each of the undersigned shall be, filed pursuant to and in accordance with the provisions of Rule 13(d)-1(k) under the Securities Exchange Act of 1934, as amended.
PUT OPTION AGREEMENTPut Option Agreement • December 11th, 2014 • Ferdinand Brian • Services-prepackaged software
This PUT OPTION AGREEMENT (the “Agreement”) is entered into as of December 10, 2014 (the “Effective Date”) by and among BRIAN FERDINAND, an individual and resident of the State of New York (“Grantor”), the VON ALLMEN DYNASTY TRUST (“VADT”), and D&L PARTNERS, L.P. (“DNL” and together with VADT, the “Optionees”). Each of the Grantor, DNL and VADT are individually referred to herein as a “Party” and collectively, the “Parties.”
SETTLEMENT AGREEMENT AND MUTUAL RELEASESettlement Agreement and Mutual Release • December 11th, 2014 • Ferdinand Brian • Services-prepackaged software • Utah
This Settlement Agreement and Mutual Release (the “Settlement Agreement”) is entered into as of the 22nd day of September 2014 (the “Effective Date”), by and between: (i) UBS Bank USA (“UBS Bank); (ii) Brian Ferdinand and Andrea Romanello (the “Borrowers”); and (iii) LT World Limited LLC, Ferdinand Holdings, LLC and Ferdinand Trading II LLC (the “Guarantors”). (The Borrowers and the Guarantors are collectively referred to as the “Defendants”.) (UBS Bank and the Defendants are collectively referred to as the “Parties”.)
