COOPERATION AGREEMENTCooperation Agreement • March 27th, 2019 • Horton Capital Management, LLC • Investors, nec • Pennsylvania
This AGREEMENT, dated as of March 26, 2019 (this “Agreement”), is made and entered into by and among Safeguard Scientifics, Inc., a Pennsylvania corporation (the “Company”), and each of the persons set forth on the signature page hereto (each, an “Investor” and collectively, the “Investors” or, with their respective affiliates and associates, the “Investor Group”), which presently are or may be deemed to be members of a “group” with respect to the common stock of the Company, $0.10 par value per share (the “Common Stock”), pursuant to Rule 13d-5 promulgated by the U.S. Securities and Exchange Commission (the “SEC”) under the Securities Exchange Act of 1934, as amended (the “Exchange Act”);
Horton Capital Partners, LLC 1717 Arch Street, Suite 3920 Philadelphia, PA 19103 MAPLEWOOD PARTNERS, LLC 555. E. Lancaster Avenue, Suite 520 Radnor, PA 19087Horton Capital Management, LLC • February 27th, 2018 • Investors, nec
Thank you for agreeing to serve as a nominee for election to the Board of Directors of Safeguard Scientifics, Inc. (the “Company”) in connection with the proxy solicitation that Horton Capital Partners, LLC, Maplewood Partners, LLC and their respective affiliates, including Horton Capital Partners Fund, LP and Sierra Capital Investments, LP (collectively, the “Sierra Group”), is considering undertaking to nominate and elect directors at the Company’s 2018 annual meeting of shareholders, or any other meeting of shareholders held in lieu thereof, and any adjournments, postponements, reschedulings or continuations thereof (the “Sierra Group Solicitation”). Your outstanding qualifications, we believe, will prove a valuable asset to the Company and all of its shareholders. This letter (“Agreement”) will set forth the terms of our agreement.
JOINT FILING AGREEMENTJoint Filing Agreement • March 27th, 2019 • Horton Capital Management, LLC • Investors, nec
This Joint Filing Agreement may be executed in counterparts, each of which when so executed shall be deemed to be an original, and all of which together shall be deemed to constitute one and the same instrument.
JOINT FILING AGREEMENTJoint Filing Agreement • February 14th, 2020 • Horton Capital Management, LLC • Services-business services, nec
In accordance with Rule 13d-1(k)(1)(iii) under the Securities Exchange Act of 1934, as amended, the persons named below agree to the joint filing on behalf of each of them of a Statement on Schedule 13D (including additional amendments thereto) with respect to the Common Stock, $0.001 par value, of Cynergistek, Inc., a Delaware corporation. This Joint Filing Agreement shall be filed as an Exhibit to such Statement.
JOINT FILING AND SOLICITATION AGREEMENTJoint Filing and Solicitation Agreement • February 27th, 2018 • Horton Capital Management, LLC • Investors, nec
WHEREAS, certain of the undersigned are shareholders, direct or beneficial, of Safeguard Scientifics, Inc., a Pennsylvania corporation (the “Company”);
JOINT FILING AGREEMENTJoint Filing Agreement • January 29th, 2018 • Horton Capital Management, LLC • Investors, nec
This Joint Filing Agreement may be executed in counterparts, each of which when so executed shall be deemed to be an original, and all of which together shall be deemed to constitute one and the same instrument.
JOINT FILING AGREEMENTJoint Filing Agreement • April 24th, 2018 • Horton Capital Management, LLC • Investors, nec
This Joint Filing Agreement may be executed in counterparts, each of which when so executed shall be deemed to be an original, and all of which together shall be deemed to constitute one and the same instrument.
