Amended and Restated Tax Benefit Preservation Plan Exemption AgreementBenefit Preservation Plan Exemption Agreement • May 24th, 2022 • Global Value Investment Corp. • Services-computer programming, data processing, etc. • Delaware
This Amended and Restated Tax Benefit Preservation Plan Exemption Agreement (“Agreement”) is made and entered into on and as of May 19, 2022 (“Effective Date”), by and between AutoWeb, Inc., a Delaware corporation (“Company”), and each of the Requesting Persons (as such term is defined below).
COOPERATION AGREEMENTCooperation Agreement • August 16th, 2021 • Global Value Investment Corp. • Sugar & confectionery products
This Cooperation Agreement (this “Agreement”), dated August 12, 2021 (the “Effective Date”), is between Global Value Investment Corp. (“GVIC”) and Rocky Mountain Chocolate Factory, Inc. (the “Company”).
AMENDED AND RESTATED SOLICITATION AGREEMENTAmended and Restated • May 14th, 2014 • Milwaukee Private Wealth Management, Inc. • Retail-variety stores
This Amended and Restated Solicitation Agreement (this “Agreement”) is made and entered into as of May 14, 2014, by and among Milwaukee Private Wealth Management, Inc. (“MPWMI”), Jeffrey R. Geygan, Stanley B. Latacha, Robert J. Sarlls and William L. Lechtner (collectively with MPWMI, the “MPWMI Parties”), on the one hand, and VI Capital Fund, LP (“VICF”), VI Capital Management, LLC (“VI Capital Management”, and together with VICF, the “VI Capital Parties”), David W. Pointer, Charles M. Gillman, Dilip Singh, John M. Climaco and Mark D. Stolper (collectively with the VI Capital Parties, and the MPWMI Parties, the “Prior CAS Members”), on the other hand (each a “Party” to this Agreement, and collectively, the “Parties” or the “CAS Group”).
SOLICITATION AGREEMENTSolicitation Agreement • April 8th, 2014 • Milwaukee Private Wealth Management, Inc. • Retail-variety stores
This Solicitation Agreement (this “Agreement”) is made and entered into as of April 1, 2014, by and among Milwaukee Private Wealth Management, Inc. (“MPWMI”), Jeffrey Geygan, Stanley B. Latacha, and Robert J. Sarlls, on the one hand, and VI Capital Fund, LP (“VICF”), VI Capital Management, LLC (“VI Capital Management”, and together with VICF, the “VI Capital Parties”), David W. Pointer, Charles M. Gillman, Dilip Singh, and John M. Climaco (collectively with the VI Capital Parties, “Concerned ALCO Stockholders”), on the other hand (each a “Party” to this Agreement, and collectively, the “Parties” or the “CAS Group”).
Joint Filing AgreementJoint Filing Agreement • May 14th, 2014 • Milwaukee Private Wealth Management, Inc. • Retail-variety stores
In accordance with Rule 13d-1(k)(1)(iii) under the Securities Exchange Act of 1934, as amended, the persons named below agree to the joint filing on behalf of each of them of a Statement on Schedule 13D (including amendments thereto) with respect to securities of ALCO Stores, Inc. This Joint Filing Agreement shall be filed as an Exhibit to such Statement.
JOINT FILING AND SOLICITATION AGREEMENTJoint Filing and Solicitation Agreement • June 25th, 2021 • Global Value Investment Corp. • Sugar & confectionery products • Delaware
This joint filing and solicitation agreement (this “Agreement”), dated June 24, 2021, is between (a) Global Value Investment Corp. (“GVIC”), and (b) Jeffrey R. Geygan, Robert J. Sarlls, Anthony J. Gray, Marcelle L. Rademeyer, and James P. Geygan. The parties to this Agreement are each referred to as a “Party.”
JOINDER AGREEMENTJoinder Agreement • July 27th, 2021 • Global Value Investment Corp. • Sugar & confectionery products
Each of the undersigned agrees, effective as of July 24, 2021, to become a party to the Joint Filing and Solicitation Agreement, dated June 24, 2021 (as it may be amended or restated from time to time, the “Joint Filing Agreement”), between (a) Global Value Investment Corp. and (b) Jeffrey R. Geygan, Robert J. Sarlls, Anthony J. Gray, Marcelle L. Rademeyer, and James P. Geygan.
Non-Disclosure AgreementNon-Disclosure Agreement • June 25th, 2021 • Global Value Investment Corp. • Sugar & confectionery products • New York
This Non-Disclosure Agreement (this “Agreement”), effective as of _______________________, 2021 (the “Effective Date”), is entered into by and between Global Value Investment Corp. (“GVIC”), a Delaware corporation, having its principal place of business at 1433 N. Water Street, Suite 549, Milwaukee, WI 53202, and ________________________________________________________________________ (“Recipient” and together with GVIC, the “Parties”, and each, a “Party”), a _____________________________ corporation, having its principal place of business at _______________________________________________________________________.
Joint Filing AgreementJoint Filing Agreement • April 8th, 2014 • Milwaukee Private Wealth Management, Inc. • Retail-variety stores
In accordance with Rule 13d-1(k)(1)(iii) under the Securities Exchange Act of 1934, as amended, the persons named below agree to the joint filing on behalf of each of them of a Statement on Schedule 13D (including amendments thereto) with respect to securities of ALCO Stores, Inc. This Joint Filing Agreement shall be filed as an Exhibit to such Statement.
JOINT FILING AGREEMENTJoint Filing Agreement • August 16th, 2021 • Global Value Investment Corp. • Sugar & confectionery products
In accordance with Rule 13d-1(k)(1)(iii) under the Securities Exchange Act of 1934, as amended, the persons named below agree to the joint filing on behalf of each of them of a Statement on Schedule 13D (including additional amendments thereto) with respect to the shares of Common Stock, $0.001 par value, of Rocky Mountain Chocolate Factory, Inc., a Delaware corporation. This Joint Filing Agreement shall be filed as an Exhibit to such Statement.
