WhiteHorse Finance, Inc. Sample Contracts

WhiteHorse Finance, Inc. – UNDERWRITING AGREEMENT (June 18th, 2019)

WhiteHorse Finance, Inc., a Delaware corporation (the “Company”), H.I.G. WhiteHorse Advisers, LLC, a Delaware limited liability company (“WhiteHorse Advisers” or the “Adviser”), H.I.G. WhiteHorse Administration, LLC, a Delaware limited liability company (the “Administrator” and, together with the Company and the Adviser, the “WhiteHorse Entities”), and the stockholders of the Company listed in Schedule B hereto (the “Selling Stockholders”) confirm their respective agreements with Raymond James & Associates, Inc. (“Raymond James”) and each of the other Underwriters named in Schedule A hereto (collectively, the “Underwriters,” which term shall also include any underwriter substituted as hereinafter provided in Section 10 hereof), for whom Raymond James is acting as representative (in such capacity, the “Representative”), with respect to (i) the sale by the Selling Stockholders, acting severally and not jointly, and the purchase by the Underwriters, acting severally and not jointly, of th

WhiteHorse Finance, Inc. – WhiteHorse Finance, Inc. Announces First Quarter 2019 Earnings Results (May 8th, 2019)

NEW YORK, NY, May 8, 2019 – WhiteHorse Finance, Inc. (“WhiteHorse Finance” or the “Company”) (NASDAQ: WHF) today announced its financial results for the quarter ended March 31, 2019.

WhiteHorse Finance, Inc. – WHF STRS OHIO SENIOR LOAN FUND LLC LIMITED LIABILITY COMPANY AGREEMENT (March 14th, 2019)

This Limited Liability Company Agreement, dated as of January 14, 2019, of WHF STRS Ohio Senior Loan Fund LLC (the “Company”) is entered into by and between WhiteHorse Finance, Inc., a Delaware corporation, and State Teachers Retirement System of Ohio, a public pension fund established under Ohio law (each, a “Member” and collectively, the “Members”).

WhiteHorse Finance, Inc. – WhiteHorse Finance, Inc. Announces Fourth Quarter and Full Year 2018 Earnings Results (March 6th, 2019)

NEW YORK, NY, March 6, 2019 – WhiteHorse Finance, Inc. (“WhiteHorse Finance” or the “Company”) (NASDAQ: WHF) today announced its financial results for the quarter and year ended December 31, 2018.

WhiteHorse Finance, Inc. – WhiteHorse Finance, Inc. and State Teachers Retirement System of Ohio Form Joint Venture (January 18th, 2019)

NEW YORK, NY, January 18, 2019 – WhiteHorse Finance, Inc. (“WhiteHorse Finance” or the “Company”) (NASDAQ: WHF) and State Teachers Retirement System of Ohio, a public pension fund established under Ohio law (“STRS Ohio”), today announced that they have entered into an agreement to co-manage a newly-formed joint venture, WHF STRS Ohio Senior Loan Fund LLC (the “joint venture”), to invest primarily in lower middle market, senior secured debt facilities.

WhiteHorse Finance, Inc. – FIRST AMENDMENT TO THIRD AMENDED AND RESTATED LOAN AGREEMENT (November 20th, 2018)

THIRD AMENDED AND RESTATED LOAN AGREEMENT dated as of December 23, 2015, amended and restated as of June 27, 2016, amended October 14, 2016, amended and restated as of June 29, 2017 and amended and restated as of May 15, 2018 (this “Agreement”) among WHITEHORSE FINANCE CREDIT I, LLC, as borrower (the “Company”); WHITEHORSE FINANCE, INC. (the “Portfolio Manager”); the Financing Providers party hereto; the Collateral Agent party hereto (in such capacity, the “Collateral Agent”); the Collateral Administrator party hereto (in such capacity, the “Collateral Administrator”); the Securities Intermediary party hereto (in such capacity, the “Securities Intermediary”); and JPMORGAN CHASE BANK, NATIONAL ASSOCIATION, as administrative agent for the Financing Providers hereunder (in such capacity, the “Administrative Agent”).

WhiteHorse Finance, Inc. – Investor Presentation November 2018 WhiteHorse Finance, Inc. NASDAQ: WHF (Common Stock) (November 6th, 2018)
WhiteHorse Finance, Inc. – AMENDED AND RESTATED INVESTMENT ADVISORY AGREEMENT BETWEEN WHITEHORSE FINANCE, INC. AND (November 6th, 2018)

This Amended and Restated Investment Advisory Agreement is made this 1st day of November, 2018 (this “Agreement”), by and between WHITEHORSE FINANCE, INC., a Delaware corporation (the “Corporation”), and H.I.G. WHITEHORSE ADVISERS, LLC, a Delaware limited liability company (the “Adviser”).

WhiteHorse Finance, Inc. – WhiteHorse Finance, Inc. Announces Third Quarter 2018 Earnings Results (November 6th, 2018)

NEW YORK, NY, November 6, 2018 – WhiteHorse Finance, Inc. (“WhiteHorse Finance” or the “Company”) (NASDAQ: WHF) today announced its financial results for the quarter ended September 30, 2018.

WhiteHorse Finance, Inc. – WhiteHorse Finance, Inc. Announces Second Quarter 2018 Earnings Results (August 8th, 2018)

NEW YORK, NY, August 8, 2018 – WhiteHorse Finance, Inc. (“WhiteHorse Finance” or the “Company”) (NASDAQ: WHF) today announced its financial results for the quarter ended June 30, 2018.

WhiteHorse Finance, Inc. – WHITEHORSE FINANCE, INC. ANNOUNCES OFFERING OF $30.0 MILLION SENIOR NOTES DUE 2023 (July 17th, 2018)

NEW YORK, NY, July 17, 2018 – WhiteHorse Finance, Inc. (“WhiteHorse Finance” or the “Company”) (NASDAQ:WHF) today announced that it has agreed to sell in a private offering, $30.0 million aggregate principal amount of its 6.00% Senior Notes due 2023 (the “2023 Senior Notes”). The 2023 Senior Notes have been offered only to qualified institutional buyers (as defined in the Securities Act of 1933, as amended (the “Securities Act”)) in reliance on Section 4(a)(2) of the Securities Act. The closing of the transaction is subject to customary closing conditions, and the 2023 Senior Notes are expected to be delivered and paid for on August 7, 2018. The Company intends to use the net proceeds from this offering, together with cash on hand, to redeem all of its 6.50% Senior Notes due 2020.

WhiteHorse Finance, Inc. – WhiteHorse Finance, Inc. 6.00% Senior Notes due August 7, 2023 Note Purchase Agreement Dated July 13, 2018 (July 17th, 2018)
WhiteHorse Finance, Inc. – WHITEHORSE FINANCE, INC. TO REDEEM 6.50% SENIOR NOTES DUE 2020 (July 12th, 2018)

NEW YORK, NY, July 12, 2018 – WhiteHorse Finance, Inc. (“WhiteHorse Finance” or the "Company") (NASDAQ:WHF) announced that it will redeem its 6.50% Senior Notes due 2020 (NASDAQ:WHFBL) (the “Notes”). The Company will redeem 100%, or $30,000,000 aggregate principal amount, of the issued and outstanding Notes on August 9, 2018 (the “Redemption Date”), following which the Notes will be delisted from the NASDAQ Global Select Market. The redemption price per Note will be $25 plus accrued and unpaid interest otherwise payable for the then-current quarterly interest period accrued to, but excluding, the Redemption Date. The Company expects to fund the redemption of the Notes with the net proceeds from additional indebtedness it intends to incur.

WhiteHorse Finance, Inc. – THIRD AMENDED AND RESTATED LOAN AGREEMENT dated as of December 23, 2015 Amended and restated as of June 27, 2016 Amended as of October 14, 2016 Amended and restated as of June 29, 2017 Amended and restated as of May 15, 2018 among WHITEHORSE FINANCE CREDIT I, LLC The Financing Providers Party Hereto The Collateral Administrator, Collateral Agent and Securities Intermediary Party Hereto JPMORGAN CHASE BANK, NATIONAL ASSOCIATION, as Administrative Agent and WHITEHORSE FINANCE, INC., as Portfolio Manager (May 17th, 2018)

SECTION 9.02. Additional Provisions Relating to the Collateral Agent, Securities Intermediary and the Collateral Administrator. 60

WhiteHorse Finance, Inc. – Investor Presentation May 2018 WhiteHorse Finance, Inc. NASDAQ: WHF (Common Stock) NASDAQ: WHFBL (6.50% Senior Notes due 2020) (May 17th, 2018)
WhiteHorse Finance, Inc. – WhiteHorse Finance, Inc. Announces First Quarter 2018 Earnings Results (May 8th, 2018)

NEW YORK, NY, May 8, 2018 – WhiteHorse Finance, Inc. (“WhiteHorse Finance” or the “Company”) (NASDAQ: WHF) today announced its financial results for the quarter ended March 31, 2018.

WhiteHorse Finance, Inc. – WhiteHorse Finance, Inc. Announces Fourth Quarter and Full Year 2017 Earnings Results (March 2nd, 2018)

NEW YORK, NY, March 2, 2018 – WhiteHorse Finance, Inc. (“WhiteHorse Finance” or the “Company”) (NASDAQ: WHF) today announced its financial results for the quarter and year ended December 31, 2017.

WhiteHorse Finance, Inc. – Investor Presentation January 2018 WhiteHorse Finance, Inc. NASDAQ: WHF (Common Stock) NASDAQ: WHFBL (6.50% Senior Notes due 2020) (January 12th, 2018)
WhiteHorse Finance, Inc. – WhiteHorse Finance, Inc. Announces Third Quarter 2017 Earnings Results (November 7th, 2017)

NEW YORK, NY, November 7, 2017 – WhiteHorse Finance, Inc. (“WhiteHorse Finance” or the “Company”) (NASDAQ: WHF) today announced its financial results for the quarter ended September 30, 2017.

WhiteHorse Finance, Inc. – SECOND AMENDED AND RESTATED LOAN AGREEMENT dated as of December 23, 2015 Amended and restated as of June 27, 2016 Amended as of October 14, 2016 Amended and restated as of June 29, 2017 among WHITEHORSE FINANCE CREDIT I, LLC The Financing Providers Party Hereto The Collateral Administrator, Collateral Agent and Securities Intermediary Party Hereto JPMORGAN CHASE BANK, NATIONAL ASSOCIATION, as Administrative Agent and WHITEHORSE FINANCE, INC., as Portfolio Manager (August 9th, 2017)

SECOND AMENDED AND RESTATED LOAN AGREEMENT dated as of December 23, 2015, amended and restated as of June 27, 2016, amended October 14, 2016 and amended and restated as of June 29, 2017 (this "Agreement") among WHITEHORSE FINANCE CREDIT I, LLC, as borrower (the "Company"); WHITEHORSE FINANCE, INC. (the "Portfolio Manager"); the Financing Providers party hereto; the Collateral Agent party hereto (in such capacity, the "Collateral Agent"); the Collateral Administrator party hereto (in such capacity, the "Collateral Administrator"); the Securities Intermediary party hereto (in such capacity, the "Securities Intermediary"); and JPMORGAN CHASE BANK, NATIONAL ASSOCIATION, as administrative agent for the Financing Providers hereunder (in such capacity, the "Administrative Agent").

WhiteHorse Finance, Inc. – WhiteHorse Finance, Inc. Announces Second Quarter 2017 Earnings Results (August 8th, 2017)

NEW YORK, NY, August 8, 2017 – WhiteHorse Finance, Inc. (“WhiteHorse Finance” or the “Company”) (NASDAQ: WHF) today announced its financial results for the quarter ended June 30, 2017.

WhiteHorse Finance, Inc. – WhiteHorse Finance, Inc. Announces First Quarter 2017 Earnings Results (May 5th, 2017)

NEW YORK, NY, May 5, 2017 – WhiteHorse Finance, Inc. (“WhiteHorse Finance” or the “Company”) (NASDAQ: WHF) today announced its financial results for the quarter ended March 31, 2017.

WhiteHorse Finance, Inc. – Investor Presentation March 2017 WhiteHorse Finance, Inc. NASDAQ: WHF (March 14th, 2017)
WhiteHorse Finance, Inc. – WhiteHorse Finance, Inc. Announces Fourth Quarter and Full Year 2016 Earnings Results (March 2nd, 2017)

NEW YORK, NY, March 2, 2017 – WhiteHorse Finance, Inc. (“WhiteHorse Finance” or the “Company”) (NASDAQ: WHF) today announced its financial results for the quarter and year ended December 31, 2016.

WhiteHorse Finance, Inc. – WhiteHorse Finance, Inc. Announces Third Quarter 2016 Earnings Results (November 3rd, 2016)

NEW YORK, NY, November 3, 2016 – WhiteHorse Finance, Inc. (“WhiteHorse Finance” or the “Company”) (NASDAQ: WHF) today announced its financial results for the quarter ended September 30, 2016.

WhiteHorse Finance, Inc. – WhiteHorse Finance, Inc. Announces Second Quarter 2016 Earnings Results (August 5th, 2016)

NEW YORK, NY, August 5, 2016 – WhiteHorse Finance, Inc. (“WhiteHorse Finance” or the "Company") (NASDAQ: WHF) today announced its financial results for the quarter ended June 30, 2016.

WhiteHorse Finance, Inc. – Investor Presentation June 2016 WhiteHorse Finance, Inc. NASDAQ: WHF (June 13th, 2016)
WhiteHorse Finance, Inc. – WhiteHorse Finance, Inc. Announces First Quarter 2016 Earnings Results and Appoints Chief Executive Officer (May 5th, 2016)

NEW YORK, NY, May 5, 2016 – WhiteHorse Finance, Inc. (“WhiteHorse Finance” or the "Company") (NASDAQ: WHF) today announced its financial results for the quarter ended March 31, 2016.

WhiteHorse Finance, Inc. – WhiteHorse Finance, Inc. Announces Fourth Quarter and Full Year 2015 Earnings Results (March 3rd, 2016)

NEW YORK, NY, March 3, 2016 – WhiteHorse Finance, Inc. (“WhiteHorse Finance” or the "Company") (NASDAQ: WHF) today announced its financial results for the quarter and year ended December 31, 2015.

WhiteHorse Finance, Inc. – Amended and Restated BYLAWS OF WHITEHORSE FINANCE, INC. (March 2nd, 2016)
WhiteHorse Finance, Inc. – LOAN AGREEMENT dated as of December 23, 2015 among WHITEHORSE FINANCE CREDIT I, LLC The Financing Providers Party Hereto The Collateral Administrator, Collateral Agent and Securities Intermediary Party Hereto JPMORGAN CHASE BANK, NATIONAL ASSOCIATION, as Administrative Agent and WHITEHORSE FINANCE, INC., as Portfolio Manager (December 31st, 2015)

LOAN AGREEMENT dated as of December 23, 2015 (this "Agreement") among WHITEHORSE FINANCE CREDIT I, LLC, as borrower (the "Company"); WHITEHORSE FINANCE, INC. (the "Portfolio Manager"); the Financing Providers party hereto; the Collateral Agent party hereto (in such capacity, the "Collateral Agent"); the Collateral Administrator party hereto (in such capacity, the "Collateral Administrator"); the Securities Intermediary party hereto (in such capacity, the "Securities Intermediary"); and JPMORGAN CHASE BANK, NATIONAL ASSOCIATION, as administrative agent for the Financing Providers hereunder (in such capacity, the "Administrative Agent").

WhiteHorse Finance, Inc. – FIRST AMENDMENT TO SECOND AMENDED AND RESTATED CREDIT AND SECURITY AGREEMENT by and between WHITEHORSE FINANCE WAREHOUSE, LLC, as Borrower, and NATIXIS, NEW YORK BRANCH, as Facility Agent on behalf of the Lender Dated as of September 23, 2015 FIRST AMENDMENT TO SECOND AMENDED AND RESTATED CREDIT AND SECURITY AGREEMENT (November 6th, 2015)

This FIRST AMENDMENT TO SECOND AMENDED AND RESTATED CREDIT AND SECURITY AGREEMENT, dated as of September 23, 2015 (this "Amendment"), is by and between WhiteHorse Finance Warehouse, LLC, a Delaware limited liability company, as borrower (together with its permitted successors and assigns, the "Borrower") and NATIXIS, NEW YORK BRANCH ("Natixis"), as facility agent acting on behalf of the Lender (in such capacity, together with its successors and assigns, the "Facility Agent").

WhiteHorse Finance, Inc. – SECOND AMENDED AND RESTATED CREDIT AND SECURITY AGREEMENT among WhiteHorse Finance Warehouse, LLC, as Borrower, THE LENDERS FROM TIME TO TIME PARTIES HERETO, NATIXIS, NEW YORK BRANCH, as Facility Agent and THE BANK OF NEW YORK MELLON TRUST COMPANY, N.A., as Collateral Agent Dated as of July 8, 2015 (November 6th, 2015)

SECOND AMENDED AND RESTATED CREDIT AND SECURITY AGREEMENT dated as of July 8, 2015 among WhiteHorse Finance Warehouse, LLC, a Delaware limited liability company, as borrower (together with its permitted successors and assigns, the "Borrower"); the LENDERS from time to time party hereto; NATIXIS, NEW YORK BRANCH ("Natixis"), as facility agent for the Secured Parties (as hereinafter defined) (in such capacity, together with its successors and assigns, the "Facility Agent") and THE BANK OF NEW YORK MELLON TRUST COMPANY, N.A., as collateral agent for the Secured Parties (as hereinafter defined) (in such capacity, together with its successors and assigns, the "Collateral Agent").

WhiteHorse Finance, Inc. – WhiteHorse Finance, Inc. Announces Third Quarter 2015 Earnings Results (November 5th, 2015)

NEW YORK, NY, November 5, 2015 – WhiteHorse Finance, Inc. (“WhiteHorse Finance” or the "Company") (NASDAQ: WHF) today announced its financial results for the quarter ended September 30, 2015.

WhiteHorse Finance, Inc. – WhiteHorse Finance, Inc. Announces Second Quarter 2015 Earnings Results (August 5th, 2015)

NEW YORK, NY, August 5, 2015 – WhiteHorse Finance, Inc. (“WhiteHorse Finance” or the "Company") (NASDAQ: WHF) today announced its financial results for the quarter ended June 30, 2015.