Collateral Management Agreement Sample Contracts

Golub Capital BDC, Inc. – Warehouse Collateral Management Agreement (July 23rd, 2018)

This Warehouse Collateral Management Agreement, dated as of July 20, 2018 (as amended, restated, waived, supplemented and/or otherwise modified from time to time, this "Agreement"), is entered into by and among GOLUB CAPITAL BDC 2010-1 LLC (the "Issuer"), Morgan Stanley Senior Funding, Inc. (the "Administrative Agent") and GC ADVISORS LLC (the "Warehouse Collateral Manager").

CION Investment Corp – Collateral Management Agreement (May 25th, 2017)

This Collateral Management Agreement (this "Agreement") is made as of May 19, 2017, by and between MURRAY HILL FUNDING II, LLC, a Delaware limited liability company (the "Issuer"), and CION INVESTMENT MANAGEMENT, LLC, a limited liability company formed under the laws of the State of Delaware(together with its successors and assigns in such capacity, the "Collateral Manager").

TPG RE Finance Trust, Inc. – Collateral Management Agreement (April 25th, 2017)

This Collateral Management Agreement (this Agreement), dated as of December 18, 2014, is entered into by and between TPG RE Finance Trust CLO Issuer, L.P., an exempted limited partnership incorporated under the laws of the Cayman Islands, with its registered office located at Maples Corporate Services Limited, P.O. Box 309, Ugland House, Grand Cayman, KY1-1104, Cayman Islands (together with successors and assigns permitted hereunder, the Issuer), acting by TPG RE Finance Trust GenPar, Inc., as its general partner (the General Partner) and TPG RE Finance Trust Management, L.P., a Delaware limited partnership, with its principal offices located at 345 California Street, Suite 3300, San Francisco, CA 94104, as collateral manager (in such capacity, together with successors and assigns permitted hereunder, the Collateral Manager).

Newstar Financial – AMENDED AND RESTATED COLLATERAL MANAGEMENT AGREEMENT Dated March 20, 2017 by and Between (March 23rd, 2017)

This AMENDED AND RESTATED Collateral Management Agreement (as amended, supplemented or otherwise modified from time to time, this "Agreement"), dated as of March 20, 2017, is entered into by and between NewStar Commercial Loan Funding 2017-1 LLC (formerly known as NewStar Commercial Loan Funding 2013-1 LLC), a Delaware limited liability company (the "Issuer"), and NEWSTAR FINANCIAL, INC., a Delaware corporation, in its capacity as collateral manager hereunder (together with its successors and permitted assigns, the "Collateral Manager").

CM Finance Inc – Amended and Restated Collateral Management Agreement (March 1st, 2017)

This Amended and Restated Collateral Management Agreement (this Agreement), dated as of February 28, 2017, is made by and between CM Finance SPV Ltd., an exempted company incorporated with limited liability under the laws of the Cayman Islands (the Issuer) and CM Investment Partners LLC (as successor to CM Investment Partners, L.P.), a Delaware limited liability company (the Collateral Manager).

CM Finance Inc – Collateral Management Agreement (November 9th, 2016)

This Collateral Management Agreement (this Agreement) is made as of November 9, 2016, by and between CM Finance SPV LLC, a limited liability company formed under the laws of the State of Delaware (the Borrower), and CM Investment Partners, L.L.C. a Delaware limited liability company (the Collateral Manager).

Garrison Capital Inc. – Collateral Management Agreement (October 3rd, 2016)

This Collateral Management Agreement (as amended, supplemented or otherwise modified from time to time, this "Agreement"), dated as of September 29, 2016, is entered into by and between Garrison Funding 2016-2 Ltd., an exempted company incorporated with limited liability under the laws of the Cayman Islands (together with successors and assigns permitted hereunder, the "Issuer"), and Garrison Capital Inc., a Delaware corporation (together with its successors and permitted assigns, the "Collateral Manager").

Garrison Capital Inc. – Sub-Collateral Management AGREEMENT BETWEEN Garrison Capital Inc. AND Garrison Capital AdviserS LLC (October 3rd, 2016)

This Agreement made this 29th day of September, 2016 (this "Agreement"), by and between Garrison Capital Inc., a Delaware corporation (the "Collateral Manager"), and Garrison Capital Advisers LLC, a Delaware limited liability company (the "Sub-Collateral Manager").

Newstar Financial – Collateral MANAGEMENT AGREEMENT (September 21st, 2016)

COLLATERAL MANAGEMENT AGREEMENT, dated as of September 15, 2016 between ARCH STREET CLO, LTD., an exempted company incorporated with limited liability under the laws of the Cayman Islands (together with its permitted successors and assigns, the "Issuer"), and NEWSTAR CAPITAL LLC, a Delaware limited liability company (in such capacity, together with its permitted successors and assigns, the "Collateral Manager" or "NewStar").

Golub Capital Investment Corp – Collateral Management Agreement (September 15th, 2016)

This Collateral Management Agreement (as amended, supplemented or otherwise modified from time to time, this "Agreement"), dated as of August 16, 2016 is entered into by and between GOLUB CAPITAL INVESTMENT CORPORATION CLO 2016(M) LLC, a Delaware limited liability company (the "Issuer") and GC ADVISORS LLC, a Delaware limited liability company, as collateral manager (together with its successors and permitted assigns, "GC Advisors" and the "Collateral Manager").

Newstar Financial – COLLATERAL MANAGEMENT AGREEMENT Dated March 2, 2016 by and Between NEWSTAR COMMERCIAL LOAN FUNDING 2016-1 LLC, as Issuer and NEWSTAR FINANCIAL, INC., as Collateral Manager (March 4th, 2016)

THIS COLLATERAL MANAGEMENT AGREEMENT (as amended, supplemented or otherwise modified from time to time, this "Agreement"), dated as of March 2, 2016, is entered into by and between NEWSTAR COMMERCIAL LOAN FUNDING 2016-1 LLC, a Delaware limited liability company (the "Issuer"), and NEWSTAR FINANCIAL, INC., a Delaware corporation, as collateral manager (together with its successors and permitted assigns, the "Collateral Manager").

Newstar Financial – COLLATERAL MANAGEMENT AGREEMENT Dated September 15, 2015 by and Between NEWSTAR COMMERCIAL LOAN FUNDING 2015-2 LLC, as Issuer and NEWSTAR FINANCIAL, INC., as Collateral Manager (September 21st, 2015)

THIS COLLATERAL MANAGEMENT AGREEMENT (as amended, supplemented or otherwise modified from time to time, this Agreement), dated as of September 15, 2015, is entered into by and between NEWSTAR COMMERCIAL LOAN FUNDING 2015-2 LLC, a Delaware limited liability company (the Issuer), and NEWSTAR FINANCIAL, INC., a Delaware corporation, as collateral manager (together with its successors and permitted assigns, the Collateral Manager).

FS Investment Corp III – CHESTNUT HILL FUNDING LLC as Company and FS INVESTMENT CORPORATION III as Collateral Manager COLLATERAL MANAGEMENT AGREEMENT Dated as of August 13, 2015 (August 14th, 2015)

COLLATERAL MANAGEMENT AGREEMENT, dated as of August 13, 2015 (this Agreement), between CHESTNUT HILL FUNDING LLC, a Delaware limited liability company (the Company), and FS INVESTMENT CORPORATION III, a Maryland corporation, as collateral manager (in such capacity, the Collateral Manager).

Carlyle GMS Finance, Inc. – Collateral Management Agreement (August 12th, 2015)

This Collateral Management Agreement, dated as of June 26, 2015 (the Agreement), is entered into by and between CARLYLE GMS FINANCE MM CLO 2015-1 LLC, a Delaware limited liability company (together with successors and assigns permitted hereunder, the Issuer), and CARLYLE GMS INVESTMENT MANAGEMENT L.L.C., a Delaware limited liability company, as collateral manager (together with its successors and assigns, CGIM or the Collateral Manager).

Fifth Street Senior Floating Rate – COLLATERAL MANAGEMENT AGREEMENT Dated May 28, 2015 by and Between FS SENIOR FUNDING LTD., as Issuer and FIFTH STREET SENIOR FLOATING RATE CORP., as Collateral Manager (August 10th, 2015)

THIS COLLATERAL MANAGEMENT AGREEMENT (as amended, supplemented or otherwise modified from time to time, this "Agreement"), dated as of May 28, 2015, is entered into by and between FS SENIOR FUNDING LTD., an exempted company incorporated with limited liability in the Cayman Islands, as issuer (the "Issuer"), and FIFTH STREET SENIOR FLOATING RATE CORP., a Delaware corporation, as collateral manager (together with its successors and permitted assigns, the "Collateral Manager").

Business Development Corp of America – Collateral Management Agreement (April 7th, 2015)

This Collateral Management Agreement (this "Agreement") is made as of April 7, 2015, by and between BDCA Helvetica Funding, Ltd., an exempted company incorporated with limited liability under the laws of the Cayman Islands (the "Issuer") and Business Development Corporation of America, a corporation incorporated under the laws of the State of Maryland (together with is successors and assigns in such capacity, the "Collateral Manager").

Newstar Financial – COLLATERAL MANAGEMENT AGREEMENT Dated March 20, 2015 by and Between NEWSTAR COMMERCIAL LOAN FUNDING 2015-1 LLC, as Issuer and NEWSTAR FINANCIAL, INC., as Collateral Manager (March 24th, 2015)

THIS COLLATERAL MANAGEMENT AGREEMENT (as amended, supplemented or otherwise modified from time to time, this "Agreement"), dated as of March 20, 2015, is entered into by and between NEWSTAR COMMERCIAL LOAN FUNDING 2015-1 LLC, a Delaware limited liability company (the "Issuer"), and NEWSTAR FINANCIAL, INC., a Delaware corporation, as collateral manager (together with its successors and permitted assigns, the "Collateral Manager").

FS Energy & Power Fund – WAYNE FUNDING LLC as Company and FS ENERGY AND POWER FUND as Collateral Manager COLLATERAL MANAGEMENT AGREEMENT Dated as of September 9, 2014 (September 15th, 2014)

COLLATERAL MANAGEMENT AGREEMENT, dated as of September 9, 2014 (this Agreement), between WAYNE FUNDING LLC, a Delaware limited liability company (the Company), and FS ENERGY AND POWER FUND, a Delaware statutory trust, as collateral manager (in such capacity, the Collateral Manager).

Golub Capital BDC, Inc. – Collateral Management Agreement (June 6th, 2014)

This Collateral Management Agreement (as amended, supplemented or otherwise modified from time to time, this "Agreement"), dated as of June 5, 2014 is entered into by and between GOLUB CAPITAL BDC CLO 2014 LLC, a Delaware limited liability company (the "Issuer") and GC ADVISORS LLC, a Delaware limited liability company, as collateral manager (together with its successors and permitted assigns, "GC Advisors" and the "Collateral Manager").

Newstar Financial – COLLATERAL MANAGEMENT AGREEMENT Dated April 17, 2014 by and Between NEWSTAR COMMERCIAL LOAN FUNDING 2014-1 LLC, as Issuer and NEWSTAR FINANCIAL, INC., as Collateral Manager (April 23rd, 2014)

THIS COLLATERAL MANAGEMENT AGREEMENT (as amended, supplemented or otherwise modified from time to time, this Agreement), dated as of April 17, 2014, is entered into by and between NEWSTAR COMMERCIAL LOAN FUNDING 2014-1 LLC, a Delaware limited liability company (the Issuer), and NEWSTAR FINANCIAL, INC., a Delaware corporation, as collateral manager (together with its successors and permitted assigns, the Collateral Manager).

FS Investment Corp II – WISSAHICKON CREEK LLC as Company and FS INVESTMENT CORPORATION II as Collateral Manager COLLATERAL MANAGEMENT AGREEMENT Dated as of February 19, 2014 (February 25th, 2014)

COLLATERAL MANAGEMENT AGREEMENT, dated as of February 19, 2014 (this Agreement), between WISSAHICKON CREEK LLC, a Delaware limited liability company (the Company), and FS INVESTMENT CORPORATION II, a Maryland corporation, as collateral manager (in such capacity, the Collateral Manager).

Fifth Street Senior Floating Rate – COLLATERAL MANAGEMENT AGREEMENT Dated as of November 1, 2013 by and Between FS SENIOR FUNDING LLC, as Borrower and FIFTH STREET SENIOR FLOATING RATE CORP., as Collateral Manager (November 7th, 2013)

THIS COLLATERAL MANAGEMENT AGREEMENT (this "Agreement"), dated as of November 1, 2013, is entered into by and between FS SENIOR FUNDING LLC, a Delaware limited liability company (together with its successors and assigns permitted hereunder, the "Borrower"), and FIFTH STREET SENIOR FLOATING RATE CORP., a Delaware corporation ("Fifth Street" and in its capacity as collateral manager, and together with its successors and assigns permitted hereunder, the "Collateral Manager").

Garrison Capital Inc. – Collateral Management Agreement (September 30th, 2013)

This Collateral Management Agreement (as amended, supplemented or otherwise modified from time to time, this "Agreement"), dated as of September 25, 2013, is entered into by and between Garrison Funding 2013-2 Ltd., an exempted company incorporated with limited liability under the laws of the Cayman Islands (together with successors and assigns permitted hereunder, the "Issuer"), and Garrison Funding 2013-2 Manager LLC, a limited liability company formed under the laws of the State of Delaware, as collateral manager (together with its successors and permitted assigns, the "Collateral Manager").

Garrison Capital Inc. – Sub-Collateral Management AGREEMENT BETWEEN Garrison FUNDING 2013-2 MANAGER LLC AND Garrison Capital AdviserS LLC (September 30th, 2013)

This Agreement made this 25th day of September, 2013 (this "Agreement"), by and between Garrison Funding 2013-2 Manager LLC, a Delaware limited liability company (the "Collateral Manager"), and Garrison Capital Advisers LLC, a Delaware limited liability company (the "Sub-Adviser").

Newstar Financial – COLLATERAL MANAGEMENT AGREEMENT Dated September 11, 2013 by and Between NEWSTAR COMMERCIAL LOAN FUNDING 2013-1 LLC, as Issuer and NEWSTAR FINANCIAL, INC., as Collateral Manager (September 13th, 2013)

THIS COLLATERAL MANAGEMENT AGREEMENT (as amended, supplemented or otherwise modified from time to time, this Agreement), dated as of September 11, 2013, is entered into by and between NEWSTAR COMMERCIAL LOAN FUNDING 2013-1 LLC, a Delaware limited liability company (the Issuer), and NEWSTAR FINANCIAL, INC., a Delaware corporation, in its capacity as collateral manager hereunder (together with its successors and permitted assigns, the Collateral Manager).

FS Energy & Power Fund – ENERGY FUNDING LLC as Company and FS ENERGY AND POWER FUND as Collateral Manager COLLATERAL MANAGEMENT AGREEMENT Dated as of July 11, 2013 (July 16th, 2013)

COLLATERAL MANAGEMENT AGREEMENT, dated as of July 11, 2013 (this Agreement), between ENERGY FUNDING LLC, a Delaware limited liability company (the Company), and FS ENERGY AND POWER FUND, a Delaware statutory trust, as collateral manager (in such capacity, the Collateral Manager).

Kohlberg Capital Corporation – Collateral Management Agreement (June 19th, 2013)

This Collateral Management Agreement (as amended, supplemented or otherwise modified from time to time, this "Agreement"), dated as of June 18, 2013, is entered into by and between KCAP SENIOR FUNDING I, LLC, a Delaware limited liability company, with its office located at 295 Madison Avenue, 6th Floor, New York, NY 10017 (the "Issuer"), and KCAP FINANCIAL, INC., a Delaware corporation, located at 295 Madison Avenue, 6th Floor, New York, NY 10017, as collateral manager (together with its successors and permitted assigns, "KCAP Financial" and the "Collateral Manager").

Newstar Financial – COLLATERAL MANAGEMENT AGREEMENT Dated December 18, 2012 by and Between NEWSTAR COMMERCIAL LOAN FUNDING 2012-2 LLC, as Issuer and NEWSTAR FINANCIAL, INC., as Collateral Manager (December 19th, 2012)

THIS COLLATERAL MANAGEMENT AGREEMENT (as amended, supplemented or otherwise modified from time to time, this Agreement), dated as of December 18, 2012, is entered into by and between NEWSTAR COMMERCIAL LOAN FUNDING 2012-2 LLC, a Delaware limited liability company (the Issuer), and NEWSTAR FINANCIAL, INC., a Delaware corporation, as collateral manager (together with its successors and permitted assigns, NewStar Financial and the Collateral Manager).

FS Investment Corp II – Collateral Management Agreement (October 30th, 2012)

This Collateral Management Agreement, dated as of October 26, 2012 (the Agreement), is entered into by and between Lehigh River LLC, a Delaware limited liability company (together with successors and assigns permitted hereunder, the Issuer), and FS Investment Corporation II, a Maryland corporation (together with its successors and assigns, the Collateral Manager).

FS Investment Corp II – COBBS CREEK LLC as Company and FS INVESTMENT CORPORATION II as Collateral Manager COLLATERAL MANAGEMENT AGREEMENT Dated as of October 26, 2012 (October 30th, 2012)

This COLLATERAL MANAGEMENT AGREEMENT, dated as of October 26, 2012 (this Agreement), is entered into by and between COBBS CREEK LLC, a Delaware limited liability company (the Company), and FS INVESTMENT CORPORATION II, a Maryland corporation (in such capacity, the Collateral Manager).

FS Investment CORP – Amended and Restated Collateral Management Agreement (October 1st, 2012)

This Amended and Restated Collateral Management Agreement, dated as of September 26, 2012 (the Agreement), is entered into by and between Locust Street Funding LLC, a Delaware limited liability company (together with successors and assigns permitted hereunder, the Issuer), and FS Investment Corporation, a Maryland corporation (together with its successors and assigns, the Collateral Manager). This Agreement amends and restated in its entirety the Collateral Management Agreement, dated as of July 21, 2011, between the Issuer and the Company.

FS Investment CORP – RACE STREET FUNDING LLC as Company and FS INVESTMENT CORPORATION as Collateral Manager COLLATERAL MANAGEMENT AGREEMENT Dated as of September 26, 2012 (October 1st, 2012)

COLLATERAL MANAGEMENT AGREEMENT, dated as of September 26, 2012 (this Agreement), between RACE STREET FUNDING LLC, a Delaware limited liability company (the Company), and FS INVESTMENT CORPORATION, a Maryland corporation (in such capacity, the Collateral Manager).

Investment – Collateral Management Agreement (August 23rd, 2012)

This Collateral Management Agreement (as amended, supplemented or otherwise modified from time to time, this "Agreement"), dated as of August 23, 2012, is entered into by and between TICC CLO 2012-1 LLC, a Delaware limited liability company, with its office located at 8 Sound Shore Drive, Suite 255, Greenwich, CT 06830 (the "Issuer"), and TICC CAPITAL CORP., a Maryland corporation, located at 8 Sound Shore Drive, Suite 255, Greenwich, CT 06830, as collateral manager (together with its successors and permitted assigns, "TICC Capital" and the "Collateral Manager").

FS Investment CORP – WALNUT STREET FUNDING LLC as Company and FS INVESTMENT CORPORATION as Collateral Manager COLLATERAL MANAGEMENT AGREEMENT Dated as of May 17, 2012 (May 18th, 2012)

COLLATERAL MANAGEMENT AGREEMENT, dated as of May 17, 2012 (this Agreement), between WALNUT STREET FUNDING LLC, a Delaware limited liability company (the Company), and FS INVESTMENT CORPORATION, a Maryland corporation (in such capacity, the Collateral Manager).

Investment – COLLATERAL MANAGEMENT AGREEMENT Dated as of August 10, 2011 by and Between TICC CLO LLC as Issuer and TICC CAPITAL CORP. As Collateral Manager (August 11th, 2011)

This Collateral Management Agreement (as amended, supplemented or otherwise modified from time to time, this Agreement), dated as of August 10, 2011, is entered into by and between TICC CLO LLC, a Delaware limited liability company, with its office located at 8 Sound Shore Drive, Suite 255, Greenwich, CT 06830 (the Issuer), and TICC CAPITAL CORP., a Maryland corporation, located at 8 Sound Shore Drive, Suite 255, Greenwich, CT 06830, as collateral manager (together with its successors and permitted assigns, TICC Capital and the Collateral Manager).