SCHEDULE 13D JOINT FILING AGREEMENTJoint Filing Agreement • January 3rd, 2012 • COR Securities Holdings Inc. • Security & commodity brokers, dealers, exchanges & services
In accordance with the requirements of Rule 13d-1(k) under the Securities Exchange Act of 1934, as amended, and subject to the limitations set forth therein, the parties set forth below agree to jointly file the Schedule 13D (including amendments thereto) to which this joint filing agreement is attached, and further agree that this Joint Filing Agreement be included as an exhibit to such joint filing. In evidence thereof, the undersigned, being duly authorized, have executed this Joint Filing Agreement this 3rd day of January 2012.
PROXY AND VOTING AGREEMENTProxy and Voting Agreement • January 18th, 2012 • COR Securities Holdings Inc. • Security & commodity brokers, dealers, exchanges & services • New York
This Proxy and Voting Agreement (this “Agreement”), dated January 13, 2012 (the “Effective Date”), is entered into by and among COR Securities Holdings Inc., a Delaware corporation (“COR”), and the undersigned stockholders of National Holdings Corp., a Delaware corporation (the “Company”), listed on the signature page hereto (the “Stockholders”). COR and the Stockholders are referred to herein individually as a “Party” and collectively as the “Parties.”
GRANT OF PRE-EMPTIVE RIGHTEmptive Right • January 3rd, 2012 • COR Securities Holdings Inc. • Security & commodity brokers, dealers, exchanges & services
This Grant of Pre-Emptive Right (“Grant”) is made effective as of December 27, 2011, by and between COR SECURITIES HOLDINGS INC., a Delaware corporation (“CORSH”) and ST. CLOUD CAPITAL PARTNERS II, L.P. a Delaware limited partnership, (“ST. CLOUD”).
PROXY AND VOTING AGREEMENTProxy and Voting Agreement • January 13th, 2012 • COR Securities Holdings Inc. • Security & commodity brokers, dealers, exchanges & services • New York
This Proxy and Voting Agreement (this "Agreement"), dated January 9, 2012 (the "Effective Date"), is entered into by and among COR Securities Holdings Inc., a Delaware corporation ("COR"), and the undersigned stockholders of National Holdings Corp., a Delaware corporation (the "Company"), listed on the signature page hereto (the "Stockholders"). COR and the Stockholders are referred to herein individually as a "Party" and collectively as the "Parties."
