CUSTODY AGREEMENT dated as of March 1, 2019 by and between Apollo Senior Floating Rate Fund Inc. (“Company”) and U.S. BANK NATIONAL ASSOCIATION (“Custodian”)Custody Agreement • May 24th, 2022 • Apollo Senior Floating Rate Fund Inc. • New York
THIS CUSTODY AGREEMENT (this “Agreement”) is dated as of March 1, 2019 and is by and between Apollo Senior Floating Rate Fund Inc. (and any successor or permitted assign), a corporation organized under the laws of the State of Maryland, and U.S. BANK NATIONAL ASSOCIATION (or any successor or permitted assign acting as custodian hereunder, the “Custodian”), a national banking association.
Morgan Stanley & Co. Incorporated FORM OF MASTER SELECTED DEALERS AGREEMENT REGISTERED SEC OFFERINGS AND EXEMPT OFFERINGS (OTHER THAN OFFERINGS OF MUNICIPAL SECURITIES)Selected Dealers Agreement • February 23rd, 2011 • Apollo Senior Floating Rate Fund Inc. • New York
This Master Selected Dealers Agreement (this “Master SDA”), dated as of December 1, 2009, is by and between Morgan Stanley & Co. Incorporated (including its successors and assigns) (“we,” “our,” “us” or the “Manager”) and the party named on the signature page hereof (a “Dealer,” “you” or “your”). From time to time, in connection with an offering and sale (an “Offering”) of securities (the “Securities”), managed solely by us or with one or more other managers or co-managers, we or one or more of our affiliates may offer you (and others) the opportunity to purchase as principal a portion of such securities on the terms set forth herein as a Selected Dealer (as defined below).
Morgan Stanley & Co. Incorporated FORM OF MASTER AGREEMENT AMONG UNDERWRITERS REGISTERED SEC OFFERINGS (INCLUDING MULTIPLE SYNDICATE OFFERINGS) AND EXEMPT OFFERINGS (OTHER THAN OFFERINGS OF MUNICIPAL SECURITIES)Apollo Senior Floating Rate Fund Inc. • February 23rd, 2011 • New York
This Master Agreement Among Underwriters (this “Master AAU”), dated as of April 1, 2009, is by and between Morgan Stanley & Co. Incorporated (“Morgan Stanley,” or “we”) and the party named on the signature page hereof (an “Underwriter,” as defined in Section 1.1 hereof, or “you”). From time to time we or one or more of our affiliates may invite you (and others) to participate on the terms set forth herein as an underwriter or an initial purchaser, or in a similar capacity, in connection with certain offerings of securities that are managed solely by us or with one or more other co-managers. If we invite you to participate in a specific offering and sale of securities (an “Offering”) to which this Master AAU will apply, we will send the information set forth in Section 1.1 hereof to you by one or more wires, telexes, telecopy or electronic data transmissions, or other written communications (each, a “Wire,” and collectively, an “AAU”), unless you are otherwise deemed to have accepted an
FORM OF SERVICE AGREEMENT FOR TRANSFER AGENT SERVICES TO APOLLO SENIOR FLOATING RATE FUND INC.Service Agreement • February 23rd, 2011 • Apollo Senior Floating Rate Fund Inc. • New York
THIS SERVICE AGREEMENT FOR TRANSFER AGENT SERVICES (this “Agreement”) between Apollo Senior Floating Rate Fund Inc., a Maryland corporation (“Client” or the “Fund”), and BNY Mellon Investment Servicing (US) Inc., a Massachusetts corporation (“Agent”), is dated as of .
FORM OF ADMINISTRATIVE SERVICES AND REIMBURSEMENT AGREEMENTServices and Reimbursement Agreement • February 23rd, 2011 • Apollo Senior Floating Rate Fund Inc. • New York
This administrative services and reimbursement agreement (this “Agreement”) is entered into as of , 2011 by APOLLO SENIOR FLOATING RATE FUND INC. (the “Fund”), a corporation duly organized and existing under the laws of the State of Maryland, and APOLLO CREDIT MANAGEMENT, LLC, a limited liability company duly organized and existing under the laws of the State of Delaware (the “Administrator”).
FORM OF TRADEMARK LICENSE AGREEMENTForm of Trademark License Agreement • February 23rd, 2011 • Apollo Senior Floating Rate Fund Inc. • New York
This TRADEMARK LICENSE AGREEMENT (this “Agreement”) is made and effective as of [ , 2011] (the “Effective Date”) by and between Apollo Global Management, LLC, a Delaware limited liability company (the “Licensor”), and Apollo Senior Floating Rate Fund Inc., a corporation organized under the laws of the State of Maryland (“Corporation”) (each a “party,” and collectively, the “parties”).
JOINT FIDELITY BOND AGREEMENTJoint Fidelity Bond Agreement • February 17th, 2012 • Apollo Senior Floating Rate Fund Inc. • New York
This JOINT FIDELITY BOND AGREEMENT is effective as of January 27, 2012 by and between Apollo Senior Floating Rate Fund Inc. (the “Corporation”), a Maryland corporation and Apollo Credit Management, LLC (the “Adviser”), a Delaware limited liability company.
FORM OF ADMINISTRATION AND ACCOUNTING SERVICES AGREEMENTAdministration and Accounting Services Agreement • February 23rd, 2011 • Apollo Senior Floating Rate Fund Inc.
THIS AGREEMENT is made as of , by and between BNY MELLON INVESTMENT SERVICING (US) INC., a Massachusetts corporation (the “Administrator”), and APOLLO SENIOR FLOATING RATE FUND INC., a Maryland corporation (the “Fund”). Capitalized terms not otherwise defined shall have the meanings set forth in Appendix A.
CREDIT AGREEMENT dated as of March 24, 2011 among APOLLO SENIOR FLOATING RATE FUND INC., as Borrower, WELLS FARGO BANK, NATIONAL ASSOCIATION, as Lender and WELLS FARGO SECURITIES, LLC, as Administrative Agent ARTICLE I DEFINITIONS AND INTERPRETATION 1...Credit Agreement • August 25th, 2011 • Apollo Senior Floating Rate Fund Inc.
FORM OF INVESTMENT ADVISORY AND MANAGEMENT AGREEMENT ENTERED INTO BETWEEN APOLLO CREDIT MANAGEMENT, LLC AND APOLLO SENIOR FLOATING RATE FUND INC.And Management Agreement • February 23rd, 2011 • Apollo Senior Floating Rate Fund Inc. • New York
This Investment Advisory Agreement (the “Agreement”) is entered into as of , by and between APOLLO SENIOR FLOATING RATE FUND INC. (the “Fund”), a corporation duly organized and existing under the laws of the State of Maryland, and APOLLO CREDIT MANAGEMENT, LLC, a limited liability company duly organized and existing under the laws of the State of Delaware (the “Adviser”).
FUND ADMINISTRATION SERVICING AGREEMENTFund Administration Servicing Agreement • May 24th, 2022 • Apollo Senior Floating Rate Fund Inc. • New York
THIS AGREEMENT is made and entered into as of the last day written on the signature page by and between APOLLO SENIOR FLOATING RATE FUND INC., a corporation organized under the laws of the State of Maryland (the “Fund”) and U.S. BANCORP FUND SERVICES, LLC d/b/a U.S. BANK GLOBAL FUND SERVICES, a Wisconsin limited liability company (“Fund Services”).
FORM OF FOREIGN CUSTODY MANAGER AGREEMENTManager Agreement • February 23rd, 2011 • Apollo Senior Floating Rate Fund Inc. • New York
AGREEMENT made as of , 201_ by and between each entity listed on Annex I attached hereto (the “Fund”) and The Bank of New York Mellon (“BNY”).
FIRST AMENDMENT TO AMENDED AND RESTATED LOAN AND SECURITY AGREEMENTLoan and Security Agreement • May 24th, 2022 • Apollo Senior Floating Rate Fund Inc. • New York
This FIRST AMENDMENT TO AMENDED AND RESTATED LOAN AND SECURITY AGREEMENT (this “Amendment”), dated as of March 1, 2021, is made by and between APOLLO SENIOR FLOATING RATE FUND INC., a diversified, closed-end management investment company registered under the Investment Company Act of 1940 (“Borrower”), and SUMITOMO MITSUI BANKING CORPORATION (“Lender”).
AMENDED AND RESTATED LOAN AND SECURITY AGREEMENT Dated as of March 1, 2019 among APOLLO SENIOR FLOATING RATE FUND INC., as Borrower and SUMITOMO MITSUI BANKING CORPORATION, as LenderLoan and Security Agreement • May 24th, 2022 • Apollo Senior Floating Rate Fund Inc. • New York
THIS AMENDED AND RESTATED LOAN AND SECURITY AGREEMENT, is entered into as of March 1, 2019 (as amended, restated, supplemented or otherwise modified from time to time, this “Agreement”), among (i) APOLLO SENIOR FLOATING RATE FUND INC., a diversified, closed-end management investment company registered under the Investment Company Act of 1940 (“Borrower”) and (ii) SUMITOMO MITSUI BANKING CORPORATION (“Lender”).
AMENDMENT NO. 1 AND WAIVER TO CREDIT AGREEMENT (Apollo Senior Floating Rate Fund Inc.) THIS AMENDMENT NO. 1 AND WAIVER TO THE CREDIT AGREEMENT, dated as of August 16, 2011 (this "Amendment and Waiver"), is entered into by and among Apollo Senior...Credit Agreement • August 25th, 2011 • Apollo Senior Floating Rate Fund Inc.
TO CREDIT AGREEMENT (Apollo Senior Floating Rate Fund Inc.) THIS AMENDMENT NO. 1 AND WAIVER TO THE CREDIT AGREEMENT, dated as of August 16, 2011 (this "Amendment and Waiver"), is entered into by and among Apollo Senior Floating Rate Fund Inc., as the borrower (together with its successors and assigns in such capacity, the "Borrower"), Wells Fargo Bank, National Association, as the lender (together with its successors and assigns in such capacity, the "Lender"), and Wells Fargo Securities, LLC, as the administrative agent (together with its successors and assigns in such capacity, the "Administrative Agent"). Capitalized terms used and not otherwise defined herein shall have the meanings given to such terms in the Credit Agreement (as defined below). R E C I T A L S WHEREAS, the above-named parties have entered into the Credit Agreement dated as of March 24, 2011 (such agreement as amended, modified, supplemented or restated from time to time, the "Credit Agreement"); and WHEREAS, pursu
FORM OF CUSTODY AGREEMENTCustody Agreement • February 23rd, 2011 • Apollo Senior Floating Rate Fund Inc. • New York
AGREEMENT, dated as of , 2011 between Apollo Senior Floating Rate Fund Inc. a corporation organized and existing under the laws of the State of Maryland having its principal office and place of business at 9 West 57th Street, New York, NY 10019 (the “Fund”) and The Bank of New York Mellon Corporation, a New York corporation authorized to do a banking business, having its principal office and place of business at One Wall Street, New York, New York 10286 (“Custodian”).
TRANSFER AGENCY AND REGISTRAR SERVICES AGREEMENTTransfer Agency and Registrar Services Agreement • May 24th, 2022 • Apollo Senior Floating Rate Fund Inc. • New York
THIS TRANSFER AGENCY AND REGISTRAR SERVICES AGREEMENT (this “Agreement”), dated as of March 1, 2019 (the “Effective Date”), is entered into by and between APOLLO SENIOR FLOATING RATE FUND INC., a corporation organized under the laws of the State of Maryland (the “Company”), and AMERICAN STOCK TRANSFER & TRUST COMPANY, LLC, a New York limited liability trust company (“AST”; together with the Company, the “Parties”; each, the “Party”).
Apollo Senior Floating Rate Fund Inc. Common Stock (par value $0.001 per share) ATM Sales AgreementSales Agreement • June 1st, 2022 • Apollo Senior Floating Rate Fund Inc. • New York
Apollo Senior Floating Rate Fund Inc., a Maryland corporation (the “Company”) and Apollo Credit Management, LLC (the “Investment Adviser”), each confirms its agreement (this “Agreement”) with Virtu Americas LLC (“Virtu”) as follows:
