WELLS FARGO SECURITIES, LLC MASTER AGREEMENT AMONG UNDERWRITERS REGISTERED SEC OFFERINGS (INCLUDING MULTIPLE SYNDICATE OFFERINGS) AND EXEMPT OFFERINGS (OTHER THAN OFFERINGS OF MUNICIPAL SECURITIES)Master Agreement • October 24th, 2017 • GAMCO Natural Resources, Gold & Income Trust • New York
In connection with each Offering governed by the Wells Fargo Securities, LLC Master Agreement Among Underwriters dated June 5, 2014 except as otherwise indicated in a timely acceptance of the Invitation Wire pursuant to Section 1.2 of the Master Agreement Among Underwriters (“Master AAU”), or already expressly disclosed in the Preliminary Prospectus or Preliminary Offering Circular, as the case may be, each Underwriter participating in such Offering severally advises the Issuer and the other participating Underwriters (all capitalized terms used herein and not otherwise defined herein will have the meanings given to them in the Master AAU) as follows:
STRUCTURING FEE AGREEMENTStructuring Fee Agreement • January 26th, 2011 • Gabelli Natural Resources, Gold & Income Trust • New York
Reference is made to the Underwriting Agreement dated January [ • ], 2011 (the “Underwriting Agreement”), by and among The Gabelli Natural Resources, Gold & Income Trust, Gabelli Funds, LLC and each of the Underwriters named in Schedule I thereto, with respect to the issue and sale of the Fund’s Common Shares (the “Offering”), as described therein. Capitalized terms used herein and not otherwise defined shall have the meanings given to them in the Underwriting Agreement.
WELLS FARGO SECURITIES, LLC MASTER SELECTED DEALERS AGREEMENT REGISTERED SEC OFFERINGS AND EXEMPT OFFERINGS (OTHER THAN OFFERINGS OF MUNICIPAL SECURITIES)Selected Dealers Agreement • October 24th, 2017 • GAMCO Natural Resources, Gold & Income Trust • New York
This Master Selected Dealers Agreement (this “Master SDA”), dated as of , is by and between Wells Fargo Securities, LLC (including its successors and assigns) (“we,” “our,” “us” or the “Manager”) and the party named on the signature page hereof (a “Dealer,” “you” or “your”). From time to time, in connection with an offering and sale (an “Offering”) of securities (the “Securities”), managed solely by us or with one or more other managers or co-managers, we or one or more of our affiliates may offer you (and others) the opportunity to purchase as principal a portion of such securities on the terms set forth herein as a Selected Dealer (as defined below).
MASTER DEALER AGREEMENTMaster Dealer Agreement • January 26th, 2011 • Gabelli Natural Resources, Gold & Income Trust • New York
INVESTMENT ADVISORY AGREEMENTInvestment Advisory Agreement • January 26th, 2011 • Gabelli Natural Resources, Gold & Income Trust
The Gabelli Natural Resources, Gold & Income Trust (the “Fund”), a statutory trust organized under the laws of the state of Delaware, confirms its investment advisory agreement with Gabelli Funds, LLC (the “Adviser”), as follows:
THE GABELLI NATURAL RESOURCES, GOLD & INCOME TRUST AGREEMENT AND DECLARATION OF TRUSTAgreement and Declaration of Trust • September 29th, 2010 • Gabelli Natural Resources, Gold & Income Trust
STRUCTURING FEE AGREEMENTStructuring Fee Agreement • January 26th, 2011 • Gabelli Natural Resources, Gold & Income Trust • New York
STRUCTURING FEE AGREEMENT (the “Agreement”), dated as of January [ • ], 2011, between Merrill Lynch, Pierce, Fenner & Smith Incorporated (“Merrill Lynch”) and Gabelli Funds, LLC (the “Adviser”).
INVESTMENT ADVISORY AGREEMENTInvestment Advisory Agreement • September 29th, 2010 • Gabelli Natural Resources, Gold & Income Trust
The Gabelli Natural Resources, Gold & Income Trust (the "Fund"), a statutory trust organized under the laws of the state of Delaware, confirms its investment advisory agreement with Gabelli Funds, LLC (the "Adviser"), as follows:
CUSTODY AGREEMENT by and between GABELLI NATURAL RESOURCES, GOLD & INCOME TRUST and THE BANK OF NEW YORK MELLONCustody Agreement • December 29th, 2010 • Gabelli Natural Resources, Gold & Income Trust • New York
CUSTODY AGREEMENT, dated as of December 22, 2010 (“Agreement”) between GABELLI NATURAL RESOURCES, GOLD & INCOME TRUST, a trust organized under the laws of Delaware (the “Fund”) and THE BANK OF NEW YORK MELLON, a bank organized under the laws of the state of New York (the “Custodian”).
MARKETING AND STRUCTURING FEE AGREEMENTMarketing and Structuring Fee Agreement • January 26th, 2011 • Gabelli Natural Resources, Gold & Income Trust • New York
This agreement is between Gabelli Funds, LLC (the “Company”) and Morgan Stanley & Co. Incorporated (“Morgan Stanley”) with respect to The Gabelli Natural Resources, Gold & Income Trust (the “Fund”).
ADDENDUM TO REGISTRAR, TRANSFER AGENCY AND SERVICE AGREEMENTRegistrar, Transfer Agency and Service Agreement • October 24th, 2017 • GAMCO Natural Resources, Gold & Income Trust
This Addendum (this “Addendum”), is made as of October 24, 2017, by and between GAMCO Natural Resources, Gold & Income Trust, a Delaware statutory trust (the “Company”) and American Stock Transfer & Trust Company, LLC, a New York limited liability trust company (“AST”).
INITIAL PURCHASE AGREEMENTInitial Purchase Agreement • December 29th, 2010 • Gabelli Natural Resources, Gold & Income Trust
The Gabelli Natural Resources, Gold & Income Trust (the “Fund”), a Delaware statutory trust, and GAMCO Investors, Inc. (the “Buyer”) hereby agree as follows:
