JOINT FILING AGREEMENT November 14, 2013Joint Filing Agreement • November 14th, 2013 • Becker Drapkin Management, L.P. • Miscellaneous chemical products
Pursuant to and in accordance with the Securities Exchange Act of 1934, as amended (the "Exchange Act"), and the rules and regulations thereunder, each party hereto hereby agrees to the joint filing, on behalf of each of them, of any filing required by such party under Section 13 or Section 16 of the Exchange Act or any rule or regulation thereunder (including any amendment, restatement, supplement, and/or exhibit thereto) with the Securities and Exchange Commission (and, if such security is registered on a national securities exchange, also with the exchange), and further agrees to the filing, furnishing, and/or incorporation by reference of this agreement as an exhibit thereto. This agreement shall remain in full force and effect until revoked by any party hereto in a signed writing provided to each other party hereto, and then only with respect to such revoking party.
JOINT FILING AGREEMENT October 21, 2015Joint Filing Agreement • October 21st, 2015 • Becker Drapkin Management, L.P. • Miscellaneous chemical products
Pursuant to and in accordance with the Securities Exchange Act of 1934, as amended (the "Exchange Act"), and the rules and regulations thereunder, each party hereto hereby agrees to the joint filing, on behalf of each of them, of any filing required by such party under Section 13 or Section 16 of the Exchange Act or any rule or regulation thereunder (including any amendment, restatement, supplement, and/or exhibit thereto) with the Securities and Exchange Commission (and, if such security is registered on a national securities exchange, also with the exchange), and further agrees to the filing, furnishing, and/or incorporation by reference of this agreement as an exhibit thereto. This agreement shall remain in full force and effect until revoked by any party hereto in a signed writing provided to each other party hereto, and then only with respect to such revoking party.
EXHIBIT 99.3 JOINT FILING AGREEMENT February 18, 2014Joint Filing Agreement • February 18th, 2014 • Becker Drapkin Management, L.P. • Miscellaneous chemical products
Pursuant to and in accordance with the Securities Exchange Act of 1934, as amended (the "Exchange Act"), and the rules and regulations thereunder, each party hereto hereby agrees to the joint filing, on behalf of each of them, of any filing required by such party under Section 13 or Section 16 of the Exchange Act or any rule or regulation thereunder (including any amendment, restatement, supplement, and/or exhibit thereto) with the Securities and Exchange Commission (and, if such security is registered on a national securities exchange, also with the exchange), and further agrees to the filing, furnishing, and/or incorporation by reference of this agreement as an exhibit thereto. This agreement shall remain in full force and effect until revoked by any party hereto in a signed writing provided to each other party hereto, and then only with respect to such revoking party.
EXHIBIT 99.3 JOINT FILING AGREEMENT February 12, 2014Joint Filing Agreement • February 12th, 2014 • Becker Drapkin Management, L.P. • Miscellaneous chemical products
Pursuant to and in accordance with the Securities Exchange Act of 1934, as amended (the "Exchange Act"), and the rules and regulations thereunder, each party hereto hereby agrees to the joint filing, on behalf of each of them, of any filing required by such party under Section 13 or Section 16 of the Exchange Act or any rule or regulation thereunder (including any amendment, restatement, supplement, and/or exhibit thereto) with the Securities and Exchange Commission (and, if such security is registered on a national securities exchange, also with the exchange), and further agrees to the filing, furnishing, and/or incorporation by reference of this agreement as an exhibit thereto. This agreement shall remain in full force and effect until revoked by any party hereto in a signed writing provided to each other party hereto, and then only with respect to such revoking party.
EXHIBIT 99.3 JOINT FILING AGREEMENT July 26, 2013Joint Filing Agreement • July 26th, 2013 • Becker Drapkin Management, L.P. • Miscellaneous chemical products
Pursuant to and in accordance with the Securities Exchange Act of 1934, as amended (the "Exchange Act"), and the rules and regulations thereunder, each party hereto hereby agrees to the joint filing, on behalf of each of them, of any filing required by such party under Section 13 or Section 16 of the Exchange Act or any rule or regulation thereunder (including any amendment, restatement, supplement, and/or exhibit thereto) with the Securities and Exchange Commission (and, if such security is registered on a national securities exchange, also with the exchange), and further agrees to the filing, furnishing, and/or incorporation by reference of this agreement as an exhibit thereto. This agreement shall remain in full force and effect until revoked by any party hereto in a signed writing provided to each other party hereto, and then only with respect to such revoking party.
JOINT FILING AGREEMENTJoint Filing Agreement • September 14th, 2012 • Becker Drapkin Management, L.P. • Retail-variety stores
In accordance with Rule 13d-1(k) under the Securities Exchange Act of 1934, as amended, each of the undersigned hereby agrees to the joint filing on behalf of each of them of a statement on Schedule 13D (including amendments thereto) with respect to the Common Stock of Tuesday Morning Corporation, and that this Agreement be included as an Exhibit to such joint filing.
JOINT FILING AGREEMENTJoint Filing Agreement • August 9th, 2010 • SRB Management, L.P. • Wholesale-computers & peripheral equipment & software
In accordance with Rule 13d-1(k) under the Securities Exchange Act of 1934, as amended, each of the undersigned hereby agrees to the joint filing on behalf of each of them of a statement on Schedule 13D (including amendments thereto) with respect to the Common Stock of Navarre Corporation, and that this Agreement be included as an Exhibit to such joint filing.
ContractRestricted Stock Bonus Agreement • October 18th, 2010 • Becker Drapkin Management, L.P. • Retail-apparel & accessory stores • California
JOINT FILING AGREEMENTJoint Filing Agreement • February 10th, 2012 • Becker Drapkin Management, L.P. • Semiconductors & related devices
In accordance with Rule 13d-1(k) under the Securities Exchange Act of 1934, as amended, each of the undersigned hereby agrees to the joint filing on behalf of each of them of a statement on Schedule 13D (including amendments thereto) with respect to the Common Stock of Pixelworks, Inc., and that this Agreement be included as an Exhibit to such joint filing.
AGREEMENTAgreement • July 1st, 2011 • Becker Drapkin Management, L.P. • Retail-eating places • Georgia
This Agreement, dated as of June 30, 2011, is by and among Ruby Tuesday, Inc., a Georgia corporation (the “Company”), and Steven R. Becker, an individual resident of Texas (“Becker”), Matthew A. Drapkin, an individual resident of New York (“Drapkin”), Becker Drapkin Partners (QP), L.P., a Texas limited partnership, Becker Drapkin Partners, L.P., a Texas limited partnership, BD Partners III, L.P., a Texas limited partnership, Becker Drapkin Management, L.P., a Texas limited partnership, and BC Advisors, LLC, a Texas limited liability company (collectively with Becker and Drapkin, the “Shareholder Group”).
JOINT FILING AGREEMENTJoint Filing Agreement • July 2nd, 2012 • Becker Drapkin Management, L.P. • Retail-variety stores
In accordance with Rule 13d-1(k) under the Securities Exchange Act of 1934, as amended, each of the undersigned hereby agrees to the joint filing on behalf of each of them of a statement on Schedule 13D (including amendments thereto) with respect to the Common Stock of Tuesday Morning Corporation, and that this Agreement be included as an Exhibit to such joint filing.
AGREEMENTAgreement • November 16th, 2016 • Northern Right Capital Management, L.P. • Services-engineering, accounting, research, management • Georgia
This Agreement, dated as of November 10, 2016, is by and among PRGX Global, Inc., a Georgia corporation (the “Company”), Matthew A. Drapkin, an individual resident of Connecticut (“Drapkin”), Northern Right Capital Management, L.P., a Texas limited partnership, Northern Right Capital (QP), L.P., a Texas limited partnership, and BC Advisors, LLC, a Texas limited liability company (the foregoing (other than the Company) collectively with any Affiliate or Associate thereof, the “Shareholder Group”).
JOINT FILING AGREEMENTExhibit 1 • February 14th, 2006 • SRB Management, L.P. • Wholesale-miscellaneous nondurable goods
In accordance with Rule 13d-1(k) promulgated under the Securities Exchange Act of 1934, as amended, the persons named below agree to the joint filing on behalf of each of them a Statement on Schedule 13G (including amendments thereto) with regard to the common stock of Enesco Group, Inc. and further agree that this Joint Filing Agreement be included as an Exhibit to such joint filings. In evidence thereof, the undersigned, being duly authorized, hereby execute this Joint Filing Agreement as of February 14, 2006.
AGREEMENTAgreement • February 10th, 2012 • Becker Drapkin Management, L.P. • Semiconductors & related devices • Oregon
This Agreement, dated as of February 8, 2012, is by and among Pixelworks, Inc., an Oregon corporation (the “Company”), and Steven R. Becker, an individual resident of Texas (“Becker”), Matthew A. Drapkin, an individual resident of New York (“Drapkin”), BC Advisors, LLC, a Texas limited liability company, Becker Drapkin Management, L.P., a Texas limited partnership, Becker Drapkin Partners (QP), L.P., a Texas limited partnership, Becker Drapkin Partners, L.P., a Texas limited partnership, and BD Partners IV, L.P., a Texas limited partnership (collectively with Becker and Drapkin, the “Shareholder Group”), and Bradley Shisler, an individual resident of Texas (“Shisler”).
JOINT FILING AGREEMENTJoint Filing Agreement • November 4th, 2015 • Northern Right Capital Management, L.P. • Motor vehicle parts & accessories
In accordance with Rule 13d-1(k) and Rule 16a-3(j) of the Securities Exchange Act of 1934, as amended, each of the undersigned hereby agrees to the joint filing on behalf of each of them of a statement on Schedule 13D (including amendments thereto) and any required statements on Form 3 or Form 4 with respect to the Common Stock of Fuel Systems Solutions, Inc. This Agreement may be included as an Exhibit to such Schedule 13D and any statement on Form 3.
SHARE REGISTRATION AGREEMENTShare Registration Agreement • September 26th, 2017 • Northern Right Capital Management, L.P. • Services-prepackaged software • Delaware
SHARE REGISTRATION AGREEMENT, dated as of September 18, 2017 (this “Agreement”), by and between Great Elm Capital Group, Inc., a Delaware corporation (“GEC”) and Northern Right Capital Management, L.P., a Texas limited partnership (“Northern Right Capital”).
AGREEMENTAgreement • October 30th, 2014 • Becker Drapkin Management, L.P. • Motor vehicle parts & accessories • Delaware
This Agreement, dated as of October 29, 2014 (this “Agreement”), is by and among Fuel Systems Solutions, Inc., a Delaware corporation (the “Company”), Steven R. Becker, an individual resident of Texas (“Becker”), Matthew A. Drapkin, an individual resident of New York (“Drapkin”), BC Advisors, LLC, a Texas limited liability company, Becker Drapkin Management, L.P., a Texas limited partnership, Becker Drapkin Partners (QP), L.P., a Texas limited partnership, and Becker Drapkin Partners, L.P., a Texas limited partnership (collectively, with Becker and Drapkin, the “Shareholder Group”).
SHARE REPURCHASE AGREEMENTShare Repurchase Agreement • November 13th, 2015 • Northern Right Capital Management, L.P. • Special industry machinery, nec • Delaware
This SHARE REPURCHASE AGREEMENT (this “Agreement”) is made and entered into as of November 12, 2015, by and among Intevac, Inc., a Delaware corporation (the “Company”), Northern Right Capital Management, L.P. (f/k/a Becker Drapkin Management, L.P.), a Texas limited partnership (“NRC Management”), and Becker Drapkin Partners SLV, Ltd., a Cayman Island exempted company (“BD SLV” and collectively with NRC Management, the “Sellers”). The Company, on the one hand, and the Sellers, on the other hand, are referred to individually as a “Party” and together as the “Parties.”
AgreementAgreement • September 21st, 2010 • Becker Drapkin Management, L.P. • Retail-apparel & accessory stores • California
This Agreement, dated as of September 19, 2010, is by and among Hot Topic, Inc., a California corporation (the “Company”), Steven R. Becker, an individual resident of Texas (“Becker”) Matthew A. Drapkin, an individual resident of New York (“Drapkin”), and the other individuals and entities that are signatories hereto (collectively with Becker and Drapkin, the “Shareholder Group”).
JOINT FILING AGREEMENT June 7, 2012Joint Filing Agreement • June 7th, 2012 • Becker Drapkin Management, L.P. • Electronic components, nec
Pursuant to and in accordance with the Securities Exchange Act of 1934, as amended (the “Exchange Act”), and the rules and regulations thereunder, each party hereto hereby agrees to the joint filing, on behalf of each of them, of any filing required by such party under Section 13 or Section 16 of the Exchange Act or any rule or regulation thereunder (including any amendment, restatement, supplement, and/or exhibit thereto) with the Securities and Exchange Commission (and, if such security is registered on a national securities exchange, also with the exchange), and further agrees to the filing, furnishing, and/or incorporation by reference of this agreement as an exhibit thereto. This agreement shall remain in full force and effect until revoked by any party hereto in a signed writing provided to each other party hereto, and then only with respect to such revoking party.
ContractNon-Statutory Stock Option Agreement • October 18th, 2010 • Becker Drapkin Management, L.P. • Retail-apparel & accessory stores
HOT TOPIC, INC. NON-STATUTORY STOCK OPTION AGREEMENT (Facing Page) Name of Optionee: Steven R. Becker Hot Topic, Inc. (the "Company"), pursuant to its 2006 Equity Incentive Plan (the "Plan") has on October 12, 2010 granted to you, the optionee named above, options to purchase shares of the common stock of the Company ("Common Stock") consisting of a discretionary grant of an option to purchase 9,765 shares of common stock (the "Option") pursuant to the non-employee director compensation policy as approved by the Board of Directors of the Company (the "Board"). This Option is a "non-statutory stock option" and is not intended to qualify and will not be treated as an "incentive stock option" within the meaning of Section 422 of the Internal Revenue Code of 1986, as amended (the "Code"). Number of Shares covered by the Option (the "Option Shares"): 9,765 Purchase Price Per Option Share: $6.08 (1) The Option shall become exercisable based on the following vesting schedule: Date # of Option
GROUP TERMINATION AGREEMENTGroup Termination Agreement • September 21st, 2010 • Becker Drapkin Management, L.P. • Retail-apparel & accessory stores • New York
This Group Termination Agreement (this “Agreement”) is made as of September 19, 2010, by and among Becker Drapkin Management, L.P.; BC Advisors, LLC; Steven R. Becker; Matthew A. Drapkin; Double Black Diamond Offshore Ltd.; Black Diamond Offshore Ltd.; Carlson Capital, L.P. (“Carlson Capital”); Asgard Investment Corp.; and Clint D. Carlson.
JOINT FILING AGREEMENTJoint Filing Agreement • August 3rd, 2007 • SRB Management, L.P. • Radio & tv broadcasting & communications equipment
In accordance with Rule 13d-1(k) promulgated under the Securities Exchange Act of 1934, as amended, the persons named below agree to the joint filing on behalf of each of them a Statement on Schedule 13G (including amendments thereto) with regard to the common stock of TERABEAM, INC. and further agree that this Joint Filing Agreement be included as an Exhibit to such joint filings. In evidence thereof, the undersigned, being duly authorized, hereby execute this Joint Filing Agreement as of August 2, 2007.
JOINT FILING AGREEMENTJoint Filing Agreement • August 21st, 2007 • SRB Management, L.P. • Retail-family clothing stores
In accordance with Rule 13d-1(k) promulgated under the Securities Exchange Act of 1934, as amended, the persons named below agree to the joint filing on behalf of each of them a Statement on Schedule 13G (including amendments thereto) with regard to the common stock of WILSONS THE LEATHER EXPERTS INC. and further agree that this Joint Filing Agreement be included as an Exhibit to such joint filings. In evidence thereof, the undersigned, being duly authorized, hereby execute this Joint Filing Agreement as of August 21, 2007.
AMENDED AND RESTATED JOINT FILING AGREEMENTJoint Filing Agreement • May 16th, 2022 • Northern Right Capital Management, L.P. • Services-prepackaged software
In accordance with Rule 13d-1(k)(1)(iii) under the Securities Exchange Act of 1934, as amended, the persons named below (the “Parties”) agree to the joint filing on behalf of each of them of a Statement on Schedule 13D, Amendment No. 3, dated May 16, 2022 (and including any further amendments thereto, the “Statement”), with respect to the common stock, par value $0.001 per share, of Great Elm Group, Inc., a Delaware corporation. This Amended and Restated Joint Filing Agreement shall be filed as an Exhibit to the Statement filed by the Parties.
JOINT FILING AGREEMENTJoint Filing Agreement • September 18th, 2014 • Becker Drapkin Management, L.P. • Semiconductors & related devices
In accordance with Rule 13d-1(k) under the Securities Exchange Act of 1934, as amended, each of the undersigned hereby agrees to the joint filing on behalf of each of them of a statement on Schedule 13D (including amendments thereto) with respect to the Common Stock of EMCORE Corporation, and that this Agreement be included as an Exhibit to such joint filing.
JOINT FILING AGREEMENTJoint Filing Agreement • December 22nd, 2010 • Becker Drapkin Management, L.P. • Perfumes, cosmetics & other toilet preparations
Pursuant to and in accordance with the Securities Exchange Act of 1934, as amended (the “Exchange Act”), and the rules and regulations thereunder, each party hereto hereby agrees to the joint filing, on behalf of each of them, of any filing required by such party under Section 13 or Section 16 of the Exchange Act or any rule or regulation thereunder (including any amendment, restatement, supplement, and/or exhibit thereto) with the Securities and Exchange Commission (and, if such security is registered on a national securities exchange, also with the exchange), and further agrees to the filing, furnishing, and/or incorporation by reference of this agreement as an exhibit thereto. This agreement shall remain in full force and effect until revoked by any party hereto in a signed writing provided to each other party hereto, and then only with respect to such revoking party.
STRATEGIC DIAGNOSTICS INC. RESTRICTED STOCK GRANT AGREEMENTRestricted Stock Grant Agreement • July 3rd, 2012 • Becker Drapkin Management, L.P. • Miscellaneous chemical products • Delaware
THIS RESTRICTED STOCK GRANT AGREEMENT (the “Agreement”) is dated as of May 15, 2012 (the “Date of Grant”), by and between Strategic Diagnostics Inc., a Delaware corporation (the “Company”), and Steven R. Becker (the “Grantee”).
GLU MOBILE INC. STOCK OPTION AWARD AGREEMENT 2007 EQUITY INCENTIVE PLANStock Option Award Agreement • May 10th, 2010 • SRB Management, L.P. • Services-computer programming services • Delaware
Unless otherwise defined herein, the terms defined in the Company’s 2007 Equity Incentive Plan (the “Plan”) shall have the same defined meanings in this Award Agreement (the “Agreement”).
GROUP AGREEMENTGroup Agreement • September 2nd, 2010 • Becker Drapkin Management, L.P. • Retail-apparel & accessory stores • New York
This Group Agreement is made as of August 24, 2010 (this “Agreement”), by and among (i) Becker Drapkin Management, L.P. (“BD Management”); BC Advisors, LLC; Steven R. Becker; and Matthew A. Drapkin (together, the “BD Parties”), on the one hand, and (ii) Double Black Diamond Offshore Ltd.; Black Diamond Offshore Ltd.; Carlson Capital, L.P. (“Carlson Capital”); Asgard Investment Corp.; and Clint D. Carlson (together, the “Carlson Parties,” and collectively with the BD Parties, the “Group”), on the other.
JOINT FILING AGREEMENTJoint Filing Agreement • October 10th, 2018 • Northern Right Capital Management, L.P. • Semiconductors & related devices
In accordance with Rule 13d-1(k)(1)(iii) under the Securities Exchange Act of 1934, as amended, the persons named below (the “Parties”) agree to the joint filing on behalf of each of them of a Statement on Schedule 13D, dated October 10, 2018 (and including any further amendments thereto), with respect to common stock, no par value (the “Common Stock”), of EMCORE Corporation, a New Jersey corporation. This Joint Filing Agreement shall be filed as an Exhibit to the Statement on Schedule 13D, dated October 10, 2018, filed by the Parties.
JOINT FILING AGREEMENTJoint Filing Agreement • November 4th, 2015 • Northern Right Capital Management, L.P. • Special industry machinery, nec
In accordance with Rule 13d-1(k) and Rule 16a-3(j) of the Securities Exchange Act of 1934, as amended, each of the undersigned hereby agrees to the joint filing on behalf of each of them of a statement on Schedule 13D (including amendments thereto) and any required statements on Form 3 or Form 4 with respect to the Common Stock of Intevac, Inc. This Agreement may be included as an Exhibit to such Schedule 13D and any statement on Form 3.
VOTING AGREEMENTVoting Agreement • September 18th, 2014 • Becker Drapkin Management, L.P. • Semiconductors & related devices • Delaware
This VOTING AGREEMENT, dated as of September 17, 2014 (this “Agreement”), is by and among Photon Acquisition Corporation, a Delaware corporation (“Purchaser”), and each of the Persons identified on Schedule I hereto (collectively, the “Shareholders”).
JOINT FILING AGREEMENT April 25, 2017Joint Filing Agreement • April 25th, 2017 • Northern Right Capital Management, L.P. • Miscellaneous fabricated metal products
Pursuant to and in accordance with the Securities Exchange Act of 1934, as amended (the “Exchange Act”), and the rules and regulations thereunder, each party hereto hereby agrees to the joint filing, on behalf of each of them, of any filing required by such party under Section 13 or Section 16 of the Exchange Act or any rule or regulation thereunder (including any amendment, restatement, supplement and/or exhibit thereto) with the Securities and Exchange Commission (and, if such security is registered on a national securities exchange, also with the exchange), and further agrees to the filing, furnishing and/or incorporation by reference of this agreement as an exhibit thereto. This agreement shall remain in full force and effect until revoked by any party hereto in a signed writing provided to each other party hereto, and then only with respect to such revoking party.
AMENDMENT NO. 1 TO AGREEMENTTo Agreement • August 9th, 2012 • Becker Drapkin Management, L.P. • Semiconductors & related devices
This AMENDMENT NO. 1 TO AGREEMENT (this "Amendment") is made as of August 9, 2012, by and among Pixelworks, Inc., an Oregon corporation (the “Company”), and Steven R. Becker, an individual resident of Texas (“Becker”), Matthew A. Drapkin, an individual resident of New York (“Drapkin”), BC Advisors, LLC, a Texas limited liability company, Becker Drapkin Management, L.P., a Texas limited partnership, Becker Drapkin Partners (QP), L.P., a Texas limited partnership, Becker Drapkin Partners, L.P., a Texas limited partnership, and BD Partners IV, L.P., a Texas limited partnership (collectively with Becker and Drapkin, the “Shareholder Group”), and Bradley Shisler, an individual resident of Texas (“Shisler”). Capitalized terms used herein but not defined herein shall have the meanings set forth in the Agreement (defined below).
