FCStone Group, Inc. Common Stock UNDERWRITING AGREEMENT dated March ___, 2007 BMO Capital Markets Corp. Banc of America Securities LLC William Blair & Company, L.L.C. Raymond James & Associates, Inc. Sandler O’Neill & Partners, L.P.Underwriting Agreement • March 14th, 2007 • FCStone Group, Inc. • Commodity contracts brokers & dealers • New York
FCStone Group, Inc. Common Stock Underwriting AgreementUnderwriting Agreement • August 7th, 2007 • FCStone Group, Inc. • Commodity contracts brokers & dealers • New York
LEASE AGREEMENT between THE INDUSTRIAL DEVELOPMENT BOARD OF THE CITY OF MOBILE, ALABAMA and FGDI, LLC securing THE INDUSTRIAL DEVELOPMENT BOARD OF THE CITY OF MOBILE, ALABAMA VARIABLE RATE DEMAND INDUSTRIAL DEVELOPMENT REVENUE BONDS (FGDI, LLC...Lease Agreement • December 9th, 2004 • FCStone Group, Inc. • Commodity contracts brokers & dealers
THIS LEASE AGREEMENT is entered into as of December 1, 2002 (the “Agreement”), by and between The Industrial Development Board of the City of Mobile, Alabama, a public corporation organized and existing under the laws of the State of Alabama (the “Issuer”), and FGDI, LLC, a Delaware limited liability company (the “Company”), with capitalized terms used in the following Recitals being defined in Article I:
CASH SUBORDINATED LOAN AGREEMENTCash Subordinated Loan Agreement • December 9th, 2004 • FCStone Group, Inc. • Commodity contracts brokers & dealers • New York
This Cash Subordinated Loan Agreement (the “Agreement”) is effective as of the 29th day of September, 2003 by and between Michael Walsh (the “Lender”), and FCStone, LLC (the “Borrower”), who mutually agree as follows:
MASTER LOAN AGREEMENTMaster Loan Agreement • July 15th, 2005 • FCStone Group, Inc. • Commodity contracts brokers & dealers • Colorado
THIS MASTER LOAN AGREEMENT is entered into as of March 25, 2005, between CoBANK, ACB (“CoBank”) and FGDI, L.L.C., West Des Moines, Iowa, (the “Company”).
UNSECURED REVOLVING TERM NOTEFCStone Group, Inc. • August 18th, 2004
FOR VALUE RECEIVED, FCStone Group, Inc., of West Des Moines, IA (the “Borrower”), promises to pay to the order of Deere Credit, Inc., a Delaware corporation (the “Lender”), at Lender’s office at such place as Lender may designate in writing, the principal sum of Three Million and 00/100 DOLLARS ($3,000,000.00), together with interest as provided in this Note, all in lawful money of the United States of America. So long as no event of default has occurred and is continuing, the Borrower may receive advances at any time until October 1, 2006, (the “Commitment Expiration Date”), at which time no more advances may be made. Prior to the Commitment Expiration Date, amounts, which are repaid, may be readvanced. The unpaid principal balance of this promissory note (“Note”) shall bear interest (the “Effective Interest Rate”) computed upon the basis of a year of 360 days for the actual number of days elapsed in a quarter, which is equal to 2.90 percent (2.90%) (290 basis points) in excess of the
MASTER LOAN AGREEMENTMaster Loan Agreement • August 18th, 2004 • FCStone Group, Inc. • Iowa
This Master Loan Agreement (the “Agreement”) is entered into as of February 15, 2001, between Deere Credit, Inc., a Delaware corporation (“Deere”) and FC STONE, L.L.C., West Des Moines, Iowa, (the “Borrower”).
REVOLVING SUBORDINATED LOAN AGREEMENTRevolving Subordinated Loan Agreement • August 18th, 2004 • FCStone Group, Inc. • New York
This Revolving Subordinated Loan Agreement (the “Agreement”) is effective as of the 21st day of November, 2002 by and between Deere Credit, Inc, of Johnston, Iowa (the “Lender”), and FC Stone L.L.C., West Des Moines, Iowa (the “Borrower”), who mutually agree as follows:
MASTER LOAN AGREEMENTMaster Loan Agreement • August 18th, 2004 • FCStone Group, Inc. • Iowa
This Master Loan Agreement (the “Agreement”) is entered into as of April 15, 2002, between Deere Credit, Inc., a Delaware corporation (“Deere”) and FCStone Financial, Inc., an Iowa Corporation, with executive offices located in West Des Moines, Iowa (the “Borrower”).
GUARANTY AGREEMENTGuaranty Agreement • February 27th, 2007 • FCStone Group, Inc. • Commodity contracts brokers & dealers • Illinois
For value received and in consideration of advances made or to be made, or credit given or to be given, or other financial accommodation afforded or to be afforded to FC STONE, L.L.C. (hereinafter designated as “Borrower”), by HARRIS N.A. (hereinafter called the “Bank”), from time to time, the undersigned hereby guarantees the full and prompt payment to the Bank at maturity and at all times thereafter of any and all indebtedness, obligations and liabilities of every kind and nature of the Borrower to the Bank (including liabilities of partnerships created or arising while the Borrower may have been or may be a member thereof), howsoever evidenced, whether now existing or hereafter created or arising, whether direct or indirect absolute or contingent, or joint or several, and howsoever owned, held or acquired, whether through discount, overdraft, purchase, direct loan or as collateral, or otherwise (hereinafter all such indebtedness, obligations and liabilities being collectively referr
EXECUTIVE EMPLOYMENT AGREEMENTExecutive Employment Agreement • November 12th, 2008 • FCStone Group, Inc. • Commodity contracts brokers & dealers
MASTER LOAN AGREEMENTMaster Loan Agreement • February 27th, 2007 • FCStone Group, Inc. • Commodity contracts brokers & dealers • Colorado
THIS MASTER LOAN AGREEMENT is entered into as of January 25, 2006, between CoBank, ACB (“CoBank”) and FCSTONE TRADING, LLC, Kansas City, Missouri (the “Company”).
EMPLOYMENT AGREEMENTEmployment Agreement • August 18th, 2004 • FCStone Group, Inc.
AGREEMENT dated July 8, and 1996, between Farmers Commodities Corporation and Farmers Grain Dealers, Incorporated, (the “Employer”) and Steve Speck (the “Employee”).
Purchase Agreement (Private Insurance)Purchase Agreement • December 9th, 2004 • FCStone Group, Inc. • Commodity contracts brokers & dealers
FGDI, LLC, a Delaware Limited Liability Company with its chief executive offices located at 2829 Westown Parkway, West Des Moines, Iowa, 50266 (the “Seller”), has requested that CoBank, ACB (referred to herein as “Purchaser”) purchase certain present and future accounts, contract rights and other forms of obligation for the payment of money arising out of the sale of goods from Seller which are acceptable to Purchaser and are insured by Euler Hermes Insurance (as defined herein) (the obligations so purchased are referred to herein as each a “Receivable” and collectively the “Receivables”), all as stated herein.
STATUSED REVOLVING CREDIT SUPPLEMENTCredit Supplement • October 6th, 2004 • FCStone Group, Inc. • Commodity contracts brokers & dealers
THIS SUPPLEMENT to the Master Loan Agreement dated May 5, 2004 (the “MLA”), is entered into as of May 5, 2004, between CoBANK, ACB (“CoBank”) and FGDI, L.L.C., West Des Moines, Iowa, (“Company”), and amends and restates the Supplement dated June 19, 2003, and numbered CF103S01E
FCSTONE, LLC AMENDED AND RESTATED SENIOR SUBORDINATED LOAN AGREEMENTSenior Subordinated Loan Agreement • July 24th, 2008 • FCStone Group, Inc. • Commodity contracts brokers & dealers • Illinois
This Amended and Restated Senior Subordinated Loan Agreement (the “Agreement”) is effective as of the 23rd day of July, 2008, by and among Bank of Montreal (the “Agent”) Deere Credit, Inc. (“Deere Credit”) and BMO Capital Markets, as Co-Lead Arranger and Joint Book Runner, and BMO Capital Markets Financing, Inc. (“CMFI”), Deere Credit and Bank of America, N.A. (“Lenders”) and FCSTONE, LLC, an Iowa limited liability company (the “Borrower”), who mutually agree as follows:
GENERAL SECURITY AGREEMENTGeneral Security Agreement • December 30th, 2004 • FCStone Group, Inc. • Commodity contracts brokers & dealers • New York
In consideration of loans, credit or other financial accommodations extended or continued from time to time to, or on the guaranty, endorsement or other assurance of, the undersigned (“Obligor”) by RZB Finance LLC (together with its successors and assigns, “RZB”), Obligor hereby agrees as follows:
FCSTONE GROUP, INC. CHANGE IN CONTROL SEVERANCE PLAN (f/k/a FCStone Group, Inc. Change in Control Agreement) (As amended and restated effective September 1, 2006) SECTION 1 INTRODUCTIONFCStone Group, Inc. • March 24th, 2009 • Commodity contracts brokers & dealers
MASTER LOAN AGREEMENTMaster Loan Agreement • October 6th, 2004 • FCStone Group, Inc. • Commodity contracts brokers & dealers • Colorado
THIS MASTER LOAN AGREEMENT is entered into as of February 28, 2003 between CoBANK, ACB (“CoBank”) and FCStone Financial, Inc. (the “Company”).
ContractSeparation Agreement and General Release • March 19th, 2009 • FCStone Group, Inc. • Commodity contracts brokers & dealers • Kansas
THIS SEPARATION AGREEMENT AND GENERAL RELEASE (hereinafter “Agreement”) is made and entered into this 14th day of March, 2009, by and between, Steve Gutierrez (hereinafter “Executive”), an individual and resident of Kansas and FCStone Group, Inc. (hereinafter “Employer”).
UNCOMMITTED REVOLVING CREDIT SUPPLEMENT AND PROMISSORY NOTEPromissory Note • November 29th, 2007 • FCStone Group, Inc. • Commodity contracts brokers & dealers
THIS UNCOMMITTED REVOLVING CREDIT SUPPLEMENT AND PROMISSORY NOTE (the “Supplement”) to the Master Loan Agreement dated February 28, 2003, (the “MLA”) is entered into as of March 19, 2007 between FCSTONE FINANCIAL, INC., West Des Moines, Iowa (the “Company”) and CoBANK, ACB (“CoBank”), and amends and restates the Supplement dated June 8, 2006 and numbered E577S01E.
CHIEF EXECUTIVE OFFICER EMPLOYMENT AGREEMENTChief Executive Officer Employment Agreement • August 18th, 2004 • FCStone Group, Inc.
EMPLOYMENT AGREEMENTEmployment Agreement • August 18th, 2004 • FCStone Group, Inc. • Iowa
AGREEMENT dated January 5, 2004, between FCStone Group, Inc. including but not limited to FCStone LLC, FGDI, LLC and FCStone Trading, LLC (the “Employer”) and Jeff Soman (the “Employee”).
CHANGE IN TERMS AGREEMENT Revolving Operating Note Increase in Amount of NoteChange in Terms Agreement • January 19th, 2007 • FCStone Group, Inc. • Commodity contracts brokers & dealers
This Change in Terms Agreement is entered into as of January 16, 2007, between Deere Credit, Inc., a Delaware corporation (“Deere”) and FC Stone, L.L.C., West Des Moines, Iowa 50266, an Iowa corporation (the “Borrower”).
SECOND AMENDMENT TO MASTER LOAN AGREEMENTMaster Loan Agreement • April 9th, 2009 • FCStone Group, Inc. • Commodity contracts brokers & dealers • Iowa
THIS SECOND AMENDMENT TO the Master Loan Agreement (“Amendment Agreement”) shall be effective the 1st day of April 2009 by and between Deere Credit, Inc. (“Deere”) and FCStone Financial, Inc., an Iowa corporation (the “Borrower”).
CHANGE IN TERMS AGREEMENT REVOLVING STATUSED OPERATING NOTEChange in Terms Agreement • August 18th, 2004 • FCStone Group, Inc.
This Change in Terms Agreement (“Agreement”) is entered into as of May 24, 2004, between Deere Credit, Inc., a Delaware corporation (“Deere”) and FCStone Financial, Inc., West Des Moines, Iowa 50266, an Iowa corporation (the “Borrower”).
FIRST AMENDMENT TO MASTER LOAN AGREEMENTMaster Loan Agreement • August 18th, 2004 • FCStone Group, Inc. • Iowa
THIS FIRST AMENDMENT TO the Master Loan Agreement is dated this 3d day of November 2003 (“Amendment Agreement”) by and between Deere Credit, Inc. (“Deere”) and FCStone Financial, Inc., an Iowa corporation (the “Borrower”).
UNCOMMITTED REVOLVING CREDIT SUPPLEMENT AND PROMISSORY NOTEFCStone Group, Inc. • April 9th, 2009 • Commodity contracts brokers & dealers
THIS UNCOMMITTED REVOLVING CREDIT SUPPLEMENT AND PROMISSORY NOTE (the “Supplement”) to the Master Loan Agreement dated February 28, 2003, (the “MLA”) is entered into as of March 26, 2009, between FCSTONE FINANCIAL, INC., West Des Moines, Iowa (the “Company”) and CoBANK, ACB (“CoBank”), and amends and restates the Supplement dated December 23, 2008, and numbered E577S01H.
CHANGE IN TERMS AGREEMENT Revolving Term Loan IncreaseChange in Terms Agreement • February 1st, 2007 • FCStone Group, Inc. • Commodity contracts brokers & dealers
This Change in Terms Agreement is entered into as of December 21, 2006, between Deere Credit, Inc., a Delaware corporation (“Deere”) and FCStone Group, Inc., West Des Moines, Iowa 50266, an Iowa corporation (the “Borrower”).
RETENTION AGREEMENTRetention Agreement • March 24th, 2009 • FCStone Group, Inc. • Commodity contracts brokers & dealers • Iowa
THIS RETENTION AGREEMENT (hereinafter “Retention Agreement”) is made and entered into this 18th day of March, 2009, by and between Jeff Soman, (hereinafter “EMPLOYEE”), and FCStone Group, Inc. and FCStone, LLC. (collectively, “FCStone”).
CHANGE IN TERMS AGREEMENT Revolving Operating Note Increase in Amount of NoteChange in Terms Agreement • February 1st, 2007 • FCStone Group, Inc. • Commodity contracts brokers & dealers
This Change in Terms Agreement is entered into as of November 20, 2006, between Deere Credit, Inc., a Delaware corporation (“Deere”) and FCStone Group, Inc., West Des Moines, IA 50266, an Iowa corporation (the “Borrower”).
SECOND AMENDMENT TO MASTER LOAN AGREEMENTMaster Loan Agreement • April 14th, 2008 • FCStone Group, Inc. • Commodity contracts brokers & dealers • Iowa
THIS SECOND AMENDMENT TO the Master Loan Agreement is dated this 26th day of March, 2008 (“Amendment Agreement”) by and between Deere Credit, Inc. (“Deere”) and FC Stone, L.L.C., an Iowa limited liability company (“Borrower”).
EMPLOYMENT AGREEMENTEmployment Agreement • August 18th, 2004 • FCStone Group, Inc.
STATUSED REVOLVING CREDIT SUPPLEMENTFCStone Group, Inc. • July 15th, 2005 • Commodity contracts brokers & dealers
THIS SUPPLEMENT to the Master Loan Agreement dated March 25, 2005 (the “MLA”), is entered into as of March 25, 2005, between CoBANK, ACB (“CoBank”) and FGDI, L.L.C., West Des Moines, Iowa (“Company”), and amends and restates the Supplement dated May 5, 2004, and numbered RICF103S01.
AMENDMENTAmendment • October 6th, 2004 • FCStone Group, Inc. • Commodity contracts brokers & dealers
THIS AMENDMENT is entered into as of June 29, 2004, between CoBANK, ACB (“CoBank”) and FCSTONE TRADING, LLC, West Des Moines, Iowa, (the “Company”).
