INVESTMENT ADVISORY AGREEMENT This Agreement is made and entered into effective as of December 17, 2004, by and between the Tilson Investment Trust, a Delaware statutory trust (the "Trust"), on behalf of the Tilson Focus Fund and the Tilson Dividend...Investment Advisory Agreement • March 11th, 2005 • Tilson Investment Trust • Delaware
DISTRIBUTION AGREEMENT This DISTRIBUTION AGREEMENT ("Agreement"), dated this the 17th day of December, 2004, between the TILSON INVESTMENT TRUST, a statutory trust organized under the laws of the State of Delaware (the "Trust"), and CAPITAL INVESTMENT...Distribution Agreement • March 11th, 2005 • Tilson Investment Trust
EXPENSE LIMITATION AGREEMENT This Agreement is made and entered into effective as of December 17, 2004, by and between the Tilson Focus Fund and the Tilson Dividend Fund (each a "Fund" and collectively the "Funds"), each a series of shares of the...Expense Limitation Agreement • March 11th, 2005 • Tilson Investment Trust
SEVENTH ADDENDUM TO MASTER CUSTODIAN AGREEMENT THIS SEVENTH ADDENDUM ("Addendum") to that certain Master Custodian Agreement (the "Agreement") dated June 22, 2001, as amended, by and between The Nottingham Management Company (the "Administrator") and...Master Custodian Agreement • March 11th, 2005 • Tilson Investment Trust
Form of AMENDED AND RESTATED CUSTODY AGREEMENTCustody Agreement • February 28th, 2023 • Centaur Mutual Funds Trust • Minnesota
The Shareholder Communications Act of 1985 requires banks and trust companies to make an effort to permit direct communication between a company which issues securities and the shareholder who votes those securities.
AMENDED AND RESTATED INVESTMENT ADVISORY AGREEMENT This Amended and Restated Investment Advisory Agreement ("Agreement") is made and entered into effective as of February 17, 2005, by and between the Tilson Investment Trust, a Delaware statutory trust...Investment Advisory Agreement • March 11th, 2005 • Tilson Investment Trust • Delaware
INVESTMENT SUB-ADVISORY AGREEMENT This Investment Sub-advisory Agreement ("Agreement") is made and entered into as of December 17, 2004, by and between T2 Partners Management LP, a Delaware limited partnership ("Advisor") and Centaur Capital Partners,...Investment Sub-Advisory Agreement • March 11th, 2005 • Tilson Investment Trust • Delaware
DISTRIBUTION AGREEMENTDistribution Agreement • February 28th, 2019 • Centaur Mutual Funds Trust • Ohio
This Agreement, dated February 1, 2019 is between Centaur Mutual Funds Trust (the “Trust”), a Delaware statutory trust, DCM Advisors, LLC (the “Advisor”), a limited liability company organized under the laws of the State of Delaware, and Ultimus Fund Distributors, LLC (“Distributor”), a limited liability company organized under the laws of the State of Ohio.
DISTRIBUTION AGREEMENTDistribution Agreement • February 28th, 2012 • Tilson Investment Trust • Colorado
This Distribution Agreement (the “Agreement”) is made as of August 25, 2011 and effective as of November 1, 2011, between Tilson Investment Trust, a Delaware statutory trust (the “Trust”), and ALPS Distributors, Inc., a Colorado corporation (“ALPS”).
FIRST AMENDMENT TO THE DISTRIBUTION AGREEMENT This First Amendment ("Amendment") to that certain Distribution Agreement ("Agreement") dated 17th day of December, 2004, by and between the TILSON INVESTMENT TRUST ("Trust"), a Delaware statutory trust,...The Distribution Agreement • February 28th, 2006 • Tilson Investment Trust
CONSULTING AGREEMENTConsulting Agreement • February 28th, 2023 • Centaur Mutual Funds Trust • Nebraska
THIS CONSULTING AGREEMENT (this “Agreement”) dated September 26, 2022 (the “Effective Date”), is entered into by and between CENTAUR MUTUAL FUNDS TRUST, a Delaware statutory trust having its office and principal place of business at 475 Park Avenue South, 9th Floor, New York, New York 10016 (the “Trust”), and NORTHERN LIGHTS COMPLIANCE SERVICES, LLC, a Nebraska limited liability company having its office and principal place of business at 4221 North 203rd Street, Suite 100, Elkhorn, Nebraska 68022 (“NLCS”).
INVESTMENT ADVISORY AGREEMENTInvestment Advisory Agreement • October 31st, 2013 • Centaur Mutual Funds Trust • Delaware
This Investment Advisory Agreement (“Agreement”) is made and entered into effective as of September 3, 2013, by and between the Centaur Mutual Funds Trust (formerly known as the Tilson Investment Trust), a Delaware statutory trust (the “Trust”), on behalf of the Centaur Total Return Fund (formerly known as the Tilson Dividend Fund), a series of shares of the Trust (the “Fund”), and Centaur Capital Partners, L.P., a Delaware limited partnership (hereinafter referred to as “Advisor”).
INDIVIDUAL CUSTODIAN AGREEMENT THIS INDIVIDUAL CUSTODIAN AGREEMENT ("Agreement") dated as of the 17th day of December , 2004 by and between the Tilson Investment Trust (the "Trust"), a statutory trust duly organized under the laws of the State of...Individual Custodian Agreement • March 11th, 2005 • Tilson Investment Trust • Pennsylvania
FIRST AMENDMENT TO THE DIVIDEND DISBURSING AND TRANSFER AGENT AGREEMENT This First Amendment ("Amendment") to that certain Dividend Disbursing and Transfer Agent Agreement ("Agreement") dated December 17, 2004 by and between the TILSON INVESTMENT...Disbursing and Transfer Agent Agreement • February 28th, 2006 • Tilson Investment Trust
MUTUAL FUND CUSTODY AGREEMENT Tilson Investment Trust WACHOVIA BANK, NATIONAL ASSOCIATION Table of ContentsMutual Fund Custody Agreement • March 11th, 2005 • Tilson Investment Trust
TRANSFER AGENCY AND SERVICES AGREEMENTTransfer Agency and Services Agreement • February 28th, 2012 • Tilson Investment Trust • Colorado
THIS AGREEMENT is made as of August 25, 2011 and effective as of close of business September 30, 2011, between Tilson Investment Trust, organized as a statutory trust under the laws of Delaware (the “Trust”), and ALPS Fund Services, Inc., a Colorado corporation (“ALPS”).
MASTER CUSTODIAN AGREEMENTCustodian Agreement • February 28th, 2008 • Tilson Investment Trust • California
This agreement (“Agreement”) dated as of the 19th day of December, 2007 by and between The Nottingham Management Company (the “Administrator”), a North Carolina corporation, on behalf of those business companies and trusts listed on Exhibit A, attached hereto and made a part hereof (individually, a “Trust” and collectively the “Trusts”) and Union Bank of California (the “Bank”), a federally chartered banking corporation.
Fund Accounting And Compliance Administration Agreement This Fund Accounting And Compliance Administration Agreement ("Agreement"), made and entered into this 17th day of December, 2004, by and between the Tilson Investment Trust, a Delaware statutory...Accounting and Compliance Administration Agreement • March 11th, 2005 • Tilson Investment Trust • North Carolina
FIFTH ADDENDUM TO MASTER CUSTODIAN AGREEMENT THIS FIFTH ADDENDUM ("Addendum") to that certain Master Custodian Agreement (the "Agreement") dated June 22, 2001, as amended, by and between The Nottingham Management Company (the "Administrator") and...Master Custodian Agreement • March 11th, 2005 • Tilson Investment Trust
SECOND AMENDMENT TO MASTER CUSTODIAN AGREEMENT This Second Amendment ("Amendment") to that certain Master Custodian Agreement dated June 22, 2001, and amended March 7, 2005 ("Agreement"), by and between The Nottingham Management Company...Master Custodian Agreement • February 28th, 2007 • Tilson Investment Trust
FIRST AMENDMENT TO INDIVIDUAL CUSTODIAN AGREEMENT This FIRST AMENDMENT TO INDIVIDUAL CUSTODIAN AGREEMENT (the "Amendment") dated this 6th day of September, 2006 is hereby entered into by and between the Tilson Investment Trust, a Delaware statutory...Individual Custodian Agreement • February 28th, 2007 • Tilson Investment Trust
SECOND ADDENDUM TO MASTER CUSTODIAN AGREEMENTMaster Custodian Agreement • March 2nd, 2009 • Tilson Investment Trust
THIS ADDENDUM (“Addendum”) to that certain Master Custodian Agreement (the “Agreement”) dated December 19, 2007, by and between The Nottingham Management Company (the “Administrator”) and Union Bank of California, N.A (the “Bank”) shall be effective when the assets of the Trust named below are first delivered to the Bank. All defined terms in this Addendum shall have the same meaning as in the Agreement unless specifically stated otherwise. In the event there are any inconsistencies between the Agreement and this Addendum, the provisions of this Addendum control.
form of] INVESTMENT ADVISORY AGREEMENTInvestment Advisory Agreement • June 3rd, 2022 • Centaur Mutual Funds Trust • Delaware
This Investment Advisory Agreement (“Agreement”) is made and entered into effective as of ______, 2022, by and between the Centaur Mutual Funds Trust (formerly known as the Tilson Investment Trust), a Delaware statutory trust (the “Trust”), on behalf of the Copley Fund, a series of shares of the Trust (the “Fund”)(formerly known as the Copley Fund, Inc.), and DCM Advisors, LLC, a Delaware limited liability company (hereinafter referred to as “Advisor”).
THIRD ADDENDUM TO MASTER CUSTODIAN AGREEMENTMaster Custodian Agreement • March 2nd, 2009 • Tilson Investment Trust
THIS ADDENDUM (“Addendum”) to that certain Master Custodian Agreement (the “Agreement”) dated December 19, 2007, by and between The Nottingham Management Company (the “Administrator”) and Union Bank of California, N.A (the “Bank”) shall be effective when the assets of the Trust named below are first delivered to the Bank. All defined terms in this Addendum shall have the same meaning as in the Agreement unless specifically stated otherwise. In the event there are any inconsistencies between the Agreement and this Addendum, the provisions of this Addendum control.
Schedule I To the Custodian Agreement By and between CENTAUR MUTUAL FUNDS TRUST And (formerly, MUFG Union Bank, N.A.) March 17, 2022Centaur Mutual Funds Trust • June 3rd, 2022
SUBSCRIPTION AGREEMENT THIS AGREEMENT by and between Thomas D. Tilson and Susan H. Tilson (collectively "Tilsons"), as joint tenants with right of survivorship, citizens and residents of the State of New York and the Tilson Investment Trust ("Trust"),...Subscription Agreement • March 11th, 2005 • Tilson Investment Trust
ADMINISTRATION, BOOKKEEPING AND PRICING SERVICES AGREEMENTPricing Services Agreement • February 28th, 2012 • Tilson Investment Trust • Colorado
This Administration, Bookkeeping and Pricing Services Agreement (the “Agreement”) is made as of August 25, 2011 and effective as of close of business September 30, 2011, between Tilson Investment Trust, organized as a statutory trust under the laws of the State of Delaware (the “Trust”), and ALPS Fund Services, Inc., a Colorado corporation (“ALPS”).
AMENDMENT No. 8 TO EXPENSE LIMITATION AGREEMENTExpense Limitation Agreement • February 29th, 2024 • Centaur Mutual Funds Trust
Reference is made to that certain Expense Limitation Agreement dated March 7, 2019 (the “ELA”), as amended, by and between the Centaur Mutual Funds Trust (formerly known as the Tilson Investment Trust), a Delaware statutory trust (the "Trust''), on behalf of the DCM/INNOVA High Equity Income Innovation Fund (formerly known as the DCM/INNOVA High Dividend Income Innovation Fund, and formerly known as the Centaur Total Return Fund, and formerly known as the Tilson Dividend Fund), a series of shares of the Trust (the “Fund”), and DCM Advisors, LLC, a Delaware limited liability company (hereinafter referred to as "Advisor").
FIFTH ADDENDUM TO MASTER CUSTODIAN AGREEMENTMaster Custodian Agreement • December 30th, 2009 • Tilson Investment Trust
THIS ADDENDUM (“Addendum”) to that certain Master Custodian Agreement (the “Agreement”) dated December 19, 2007, by and between The Nottingham Company (the “Administrator”) and Union Bank, N.A (the “Bank”) shall be effective when the assets of the Trust named below are first delivered to the Bank. All defined terms in this Addendum shall have the same meaning as in the Agreement unless specifically stated otherwise. In the event there are any inconsistencies between the Agreement and this Addendum, the provisions of this Addendum control.
CUSTODIAN AGREEMENT (FOREIGN AND DOMESTIC SECURITIES)Custodian Agreement • February 28th, 2008 • Tilson Investment Trust • California
This Custodian Agreement is made by and between the TILSON INVESTMENT TRUST ("Trust"), a statutory trust duly organized under the laws of the State of Delaware, and UNION BANK OF CALIFORNIA, N.A. (“Bank”), a national bank.
FIRST AMENDMENT TO THE FUND ACCOUNTING AND COMPLIANCE ADMINISTRATION AGREEMENT June 8, 2009And Compliance Administration Agreement • December 30th, 2009 • Tilson Investment Trust
This first amendment to the Fund Accounting and Compliance Administration Agreement between the Tilson Investment Trust, a Delaware statutory trust (“Trust”), and The Nottingham Management Company d/b/a The Nottingham Company, a North Carolina corporation (“Administrator”), is made and entered into as of the date first written above.
Amendment to Master Services AgreementMaster Services Agreement • June 3rd, 2022 • Centaur Mutual Funds Trust
This Amendment (the “Amendment”), dated January 1, 2020, amends and revises the Master Services Agreement, dated October 31, 2016, (the “Agreement”), between Centaur Mutual Funds Trust, a Delaware statutory trust (the “Trust”) and Ultimus Fund Solutions, LLC, a limited liability company organized under the laws of the State of Ohio (“Ultimus” and collectively with the Trust, the “Parties”)
MASTER SERVICES AGREEMENTMaster Services Agreement • February 28th, 2017 • Centaur Mutual Funds Trust • Ohio
This Agreement, dated October 31, 2016 is between Centaur Mutual Funds Trust (the “Trust”), a Delaware statutory trust, and Ultimus Fund Solutions, LLC (“Ultimus”), a limited liability company organized under the laws of the State of Ohio.
Amendment to Master Services AgreementMaster Services Agreement • March 2nd, 2020 • Centaur Mutual Funds Trust
This Amendment (the “Amendment”), dated January 1, 2020, amends and revises the Master Services Agreement, dated October 31, 2016, (the “Agreement”), between Centaur Mutual Funds Trust, a Delaware statutory trust (the “Trust”) and Ultimus Fund Solutions, LLC, a limited liability company organized under the laws of the State of Ohio (“Ultimus” and collectively with the Trust, the “Parties”)
ASSIGNMENT OF CUSTODY AGREEMENTAssignment of Custody Agreement • June 3rd, 2022 • Centaur Mutual Funds Trust
THIS AGREEMENT (the "Assignment"), is made and entered into as of this 2nd day of June, 2021 among Northern Lights fund Trust II (the "Trust"), a Delaware statutory trust, MUFG Union Bank, N.A. ("Union Bank"), and U.S. Bank, N.A. ("U.S. Bank"), each a national banking association organized and existing under the laws of the United States of America.
