FORM OF CUSTODY AGREEMENT dated as of , 2013 by and between CAPITALA FINANCE CORP. (“Company”) and U.S. BANK NATIONAL ASSOCIATION (“Custodian”)Custody Agreement • September 9th, 2013 • Capitalsouth Partners Fund Ii Lp • New York
This CUSTODY AGREEMENT (this “Agreement”) is dated as of June , 2013, and is by and between CAPITALA FINANCE CORP. (and any successor or permitted assign, the “Company”), a corporation organized under the laws of the State of [ ], having its principal place of business at 4201 Congress St., Suite 360, Charlotte, NC 28209, and U.S. BANK NATIONAL ASSOCIATION (and any successor or permitted assign acting as custodian hereunder, the “Custodian”), a national banking association having a place of business at 214 North Tryon Street, 26th Floor, Charlotte, NC 28202.
FORM OF INDEMNIFICATION AGREEMENTForm of Indemnification Agreement • September 9th, 2013 • Capitalsouth Partners Fund Ii Lp • Maryland
THIS INDEMNIFICATION AGREEMENT (this “Agreement”) is made and entered into this day of , 2013, by and between Capitala Finance Corp., a Maryland corporation (the “Company”), and the undersigned (“Indemnitee”).
FORM OF ADMINISTRATION AGREEMENTForm of Administration Agreement • September 9th, 2013 • Capitalsouth Partners Fund Ii Lp • New York
This Agreement (“Agreement”) is made as of [ ], 2013 by and between CAPITALA FINANCE CORP., a Maryland corporation (the “Company”), and CAPITALA ADVISORS CORP., a North Carolina corporation (the “Administrator”).
FORM OF TRADEMARK LICENSE AGREEMENTForm of Trademark License Agreement • September 9th, 2013 • Capitalsouth Partners Fund Ii Lp • New York
This TRADEMARK LICENSE AGREEMENT (this “Agreement”) is made and effective as of June [ ], 2013 (the “Effective Date”) by and between CAPITALA INVESTMENT ADVISORS, LLC, a Delaware limited liability company (the “Licensor”), and CAPITALA FINANCE CORP., a Maryland corporation (the “Company”) (each a “party,” and collectively, the “parties”).
FORM OF INVESTMENT ADVISORY AGREEMENT BETWEEN CAPITALA FINANCE CORP. AND CAPITALA INVESTMENT ADVISORS, LLCManagement Agreement • September 9th, 2013 • Capitalsouth Partners Fund Ii Lp • New York
This Investment Advisory and Management Agreement (this “Agreement”) is made this [ ] day of [ ], 2013, by and between CAPITALA FINANCE CORP., a Maryland corporation (“Company”), and CAPITALA INVESTMENT ADVISORS, LLC, a Delaware limited liability company (the “Adviser”).
