ContractSubin Neil S • June 29th, 2020 • Hospital & medical service plans • Florida
THIS WARRANT AND THE SECURITIES ISSUABLE UPON EXERCISE HEREOF HAVE NOT BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE “SECURITIES ACT”) OR ANY STATE SECURITIES LAWS AND MAY NOT BE SOLD, TRANSFERRED OR OTHERWISE DISPOSED OF UNLESS REGISTERED UNDER THE SECURITIES ACT AND UNDER APPLICABLE STATE SECURITIES LAWS OR THE ISSUER SHALL HAVE RECEIVED AN OPINION OF COUNSEL REASONABLY SATISFACTORY TO THE ISSUER THAT REGISTRATION OF SUCH SECURITIES UNDER THE SECURITIES ACT AND UNDER THE PROVISIONS OF APPLICABLE STATE SECURITIES LAWS IS NOT REQUIRED.
COMMON STOCK PURCHASE WARRANT TRANS WORLD ENTERTAINMENT CORPORATIONCommon Stock Purchase Warrant • April 9th, 2020 • Subin Neil S • Retail-record & prerecorded tape stores • New York
THIS COMMON STOCK PURCHASE WARRANT (this “Warrant”) certifies that, for value received (in connection with Alimco Re Ltd. providing a $2,718,000 loan to Etailz, Inc. (“Etailz”), a subsidiary of Trans World Entertainment Corporation (the “Company”)), Alimco Re Ltd. (including its permitted and registered assigns, the “Holder”) is entitled, upon the terms and subject to the limitations on exercise and the conditions hereinafter set forth, at any time on or after the date of issuance hereof, to purchase from the Company up to 127,208 shares of Common Stock (as defined below) (the “Warrant Shares”) at the Exercise Price per share. The number of Warrant Shares for which this Warrant may be exercised is subject to adjustment in accordance with the terms hereof.
JOINT FILING AGREEMENTJoint Filing Agreement • November 24th, 2021 • Subin Neil S • Mining & quarrying of nonmetallic minerals (no fuels)
This Joint Filing Agreement may be executed in any number of counterparts, all of which together shall constitute one and the same instrument. A facsimile, telecopy or other reproduction of this Joint Filing Agreement may be executed by one or more parties hereto, and an executed copy of this Joint Filing Agreement may be delivered by one or more parties hereto by facsimile or similar instantaneous electronic transmission device pursuant to which the signature of or on behalf of such party can be seen, and such execution and delivery shall be considered valid, binding and effective for all purposes as of the date hereof.
JOINT FILING AGREEMENTJoint Filing Agreement • March 9th, 2023 • Subin Neil S • Mining & quarrying of nonmetallic minerals (no fuels)
This Joint Filing Agreement may be executed in any number of counterparts, all of which together shall constitute one and the same instrument. A facsimile, telecopy or other reproduction of this Joint Filing Agreement may be executed by one or more parties hereto, and an executed copy of this Joint Filing Agreement may be delivered by one or more parties hereto by facsimile or similar instantaneous electronic transmission device pursuant to which the signature of or on behalf of such party can be seen, and such execution and delivery shall be considered valid, binding and effective for all purposes as of the date hereof.
JOINT FILING AGREEMENTJoint Filing Agreement • October 29th, 2020 • Subin Neil S • Blank checks
This Joint Filing Agreement may be executed in any number of counterparts, all of which together shall constitute one and the same instrument. A facsimile, telecopy or other reproduction of this Joint Filing Agreement may be executed by one or more parties hereto, and an executed copy of this Joint Filing Agreement may be delivered by one or more parties hereto by facsimile or similar instantaneous electronic transmission device pursuant to which the signature of or on behalf of such party can be seen, and such execution and delivery shall be considered valid, binding and effective for all purposes as of the date hereof.
JOINT FILING AGREEMENTJoint Filing Agreement • June 19th, 2020 • Subin Neil S • Mining & quarrying of nonmetallic minerals (no fuels)
This Joint Filing Agreement may be executed in any number of counterparts, all of which together shall constitute one and the same instrument. A facsimile, telecopy or other reproduction of this Joint Filing Agreement may be executed by one or more parties hereto, and an executed copy of this Joint Filing Agreement may be delivered by one or more parties hereto by facsimile or similar instantaneous electronic transmission device pursuant to which the signature of or on behalf of such party can be seen, and such execution and delivery shall be considered valid, binding and effective for all purposes as of the date hereof.
JOINT FILING AGREEMENTJoint Filing Agreement • February 15th, 2023 • Subin Neil S • Retail-record & prerecorded tape stores
This Joint Filing Agreement may be executed in any number of counterparts, all of which together shall constitute one and the same instrument. A facsimile, telecopy or other reproduction of this Joint Filing Agreement may be executed by one or more parties hereto, and an executed copy of this Joint Filing Agreement may be delivered by one or more parties hereto by facsimile or similar instantaneous electronic transmission device pursuant to which the signature of or on behalf of such party can be seen, and such execution and delivery shall be considered valid, binding and effective for all purposes as of the date hereof.
JOINT FILING AGREEMENT August 19, 2022Joint Filing Agreement • August 19th, 2022 • Subin Neil S • Search, detection, navagation, guidance, aeronautical sys
EXCHANGE AGREEMENTExchange Agreement • June 29th, 2020 • Subin Neil S • Hospital & medical service plans • Florida
This Exchange Agreement (‘‘Agreement”) is dated as of May __, 2020, by and between Advanzeon Solutions, Inc., a Delaware corporation, (“ASI”) and Marli B. Miller Trust A-4, Lloyd I. Miller Trust A-4, MILFAM LLC, Marli B. Miller, JPMorgan Chase, N.A. Custodian FBO Susan F Miller Spousal IRA, the Lloyd I Miller, III revocable Trust dtd 01/07/97 and Catherine Miller Trust C, (collectively the “Holders”).
JOINT FILING AGREEMENTJoint Filing Agreement • August 25th, 2020 • Subin Neil S • Mining & quarrying of nonmetallic minerals (no fuels)
This Joint Filing Agreement may be executed in any number of counterparts, all of which together shall constitute one and the same instrument. A facsimile, telecopy or other reproduction of this Joint Filing Agreement may be executed by one or more parties hereto, and an executed copy of this Joint Filing Agreement may be delivered by one or more parties hereto by facsimile or similar instantaneous electronic transmission device pursuant to which the signature of or on behalf of such party can be seen, and such execution and delivery shall be considered valid, binding and effective for all purposes as of the date hereof.
JOINT FILING AGREEMENTJoint Filing Agreement • April 9th, 2020 • Subin Neil S • Retail-record & prerecorded tape stores
This Joint Filing Agreement may be executed in any number of counterparts, all of which together shall constitute one and the same instrument. A facsimile, telecopy or other reproduction of this Joint Filing Agreement may be executed by one or more parties hereto, and an executed copy of this Joint Filing Agreement may be delivered by one or more parties hereto by facsimile or similar instantaneous electronic transmission device pursuant to which the signature of or on behalf of such party can be seen, and such execution and delivery shall be considered valid, binding and effective for all purposes as of the date hereof.
JOINT FILING AGREEMENT December 11, 2023Joint Filing Agreement • December 11th, 2023 • Subin Neil S • Mineral royalty traders
JOINT FILING AGREEMENTJoint Filing Agreement • June 29th, 2020 • Subin Neil S • Hospital & medical service plans
This Joint Filing Agreement may be executed in any number of counterparts, all of which together shall constitute one and the same instrument. A facsimile, telecopy or other reproduction of this Joint Filing Agreement may be executed by one or more parties hereto, and an executed copy of this Joint Filing Agreement may be delivered by one or more parties hereto by facsimile or similar instantaneous electronic transmission device pursuant to which the signature of or on behalf of such party can be seen, and such execution and delivery shall be considered valid, binding and effective for all purposes as of the date hereof.
