ARTICLE 1 AGREEMENT AND DECLARATION OF TRUST AND PRINCIPAL OFFICEPimco Corporate Opportunity Fund • July 24th, 2009
WITNESSETH:Management Agreement • December 23rd, 2002 • Pimco Corporate Opportunity Fund
Exhibit j. Custodian Agreement This Agreement between PIMCO Corporate Opportunity Fund, a business trust organized and existing under the laws of Massachusetts (the "Fund"), and State Street Bank and Trust Company, a Massachusetts trust company (the...Custodian Agreement • November 22nd, 2002 • Pimco Corporate Opportunity Fund • Massachusetts
Exhibit a. PIMCO CORPORATE ADVANTAGE FUND AGREEMENT AND DECLARATION OF TRUST ---------------------------------- September 13, 2002 PIMCO CORPORATE ADVANTAGE FUND AGREEMENT AND DECLARATION OF TRUST AGREEMENT AND DECLARATION OF TRUST made this 13/th/...Agreement and Declaration • October 23rd, 2002 • Pimco Corporate Opportunity Fund • Massachusetts
EXHIBIT H.1 PIMCO Corporate Opportunity Fund (a Massachusetts business trust) [ ] Common Shares of Beneficial Interest (Par Value $.00001 Per Share) FORM OF PURCHASE AGREEMENTPimco Corporate Opportunity Fund • December 23rd, 2002 • New York
Relating toDealer Agreement • February 21st, 2003 • Pimco Corporate Opportunity Fund • New York
Exhibit k. TRANSFER AGENCY SERVICES AGREEMENTTransfer Agency Services Agreement • November 22nd, 2002 • Pimco Corporate Opportunity Fund
AUCTION AGENCY AGREEMENT dated as of February __, 2003 Relating to Auction Market Preferred Shares Series M, Series T, Series W, Series TH and Series F of PIMCO Corporate Opportunity FundAuction Agency Agreement • February 21st, 2003 • Pimco Corporate Opportunity Fund • New York
WITNESSETH:Investment Management Agreement • December 23rd, 2002 • Pimco Corporate Opportunity Fund
Exhibit a. PIMCO CORPORATE ADVANTAGE FUND (now known as PIMCO Corporate Opportunity Fund) AMENDED AND RESTATED AGREEMENT AND DECLARATION OF TRUST November 19, 2002 PIMCO CORPORATE OPPORTUNITY FUND AMENDED AND RESTATED AGREEMENT AND DECLARATION OF...Agreement and Declaration of Trust • November 22nd, 2002 • Pimco Corporate Opportunity Fund • Massachusetts
ARTICLE 1 Agreement and Declaration of Trust and Principal OfficePimco Corporate Opportunity Fund • November 22nd, 2002
PIMCO CORPORATE & INCOME OPPORTUNITY FUND COMMON SHARES CAPITAL ON DEMAND™ THIRD AMENDED AND RESTATED SALES AGREEMENTSales Agreement • September 28th, 2023 • Pimco Corporate & Income Opportunity Fund • New York
PIMCO Corporate & Income Opportunity Fund, an unincorporated voluntary association with transferable shares organized and existing under and by virtue of the laws of The Commonwealth of Massachusetts (commonly referred to as a Massachusetts business trust) (the “Fund”), Pacific Investment Management Company LLC, a Delaware limited liability company (the “Manager”), and JonesTrading Institutional Services LLC (“Jones”) previously entered into a Capital on Demand™ Second Amended and Restated Sales Agreement dated October 5, 2021, as amended (the “Original Agreement”). The parties hereby amend and restate the Original Agreement and the parties hereto collectively confirm their agreement in the form of this Capital on Demand™ Third Amended and Restated Sales Agreement (this “Agreement”), which supersedes and replaces the Original Agreement, as follows:
Exhibit j. CUSTODIAN AND INVESTMENT ACCOUNTING AGREEMENT --------------------------------------------- This Agreement between PIMCO CORPORATE OPPORTUNITY FUND, a business trust organized and existing under the laws of Massachusetts (the "Fund"), and...Custodian and Investment Accounting Agreement • December 23rd, 2002 • Pimco Corporate Opportunity Fund • Massachusetts
Exhibit k.2 ORGANIZATIONAL AND OFFERING EXPENSES REIMBURSEMENT AGREEMENT AGREEMENT made this 19th day of November, 2002, by and between PIMCO CORPORATE OPPORTUNITY FUND, a Massachusetts business trust (the "Fund"), and PIMCO ADVISORS FUND MANAGEMENT...Organizational and Offering Expenses Reimbursement Agreement • December 23rd, 2002 • Pimco Corporate Opportunity Fund
AMENDED AND RESTATED SUPPORT SERVICES AGREEMENTSupport Services Agreement • November 24th, 2020 • Pimco Corporate & Income Opportunity Fund • New York
This AMENDED AND RESTATED AGREEMENT is made on this 8th day of October, 2020, by and between PIMCO Investments LLC, a Delaware limited liability company (“PI”), and each of the investment companies listed on Appendix A hereto (each a “Fund” and, collectively, the “Funds”), in each case acting and agreeing with PI severally and neither jointly nor jointly and severally with any other Fund.
Exhibit h.4 ADDITIONAL COMPENSATION AGREEMENT ADDITIONAL COMPENSATION AGREEMENT (the "Agreement"), dated as of December 24, 2002, between Merrill Lynch & Co., Merrill Lynch, Pierce, Fenner & Smith Incorporated ("Merrill Lynch") and PIMCO Advisors Fund...Additional Compensation Agreement • December 23rd, 2002 • Pimco Corporate Opportunity Fund • New York
CUSTODIAN AND INVESTMENT ACCOUNTING AGREEMENTCustodian and Investment Accounting Agreement • March 21st, 2017 • Pimco Corporate & Income Opportunity Fund • Massachusetts
This Agreement between PIMCO CORPORATE OPPORTUNITY FUND, a business trust organized and existing under the laws of Massachusetts (the “Fund”), and STATE STREET BANK and TRUST COMPANY, a Massachusetts trust company (the “State Street”),
AMENDMENT TO CUSTODIAN AGREEMENTSCustodian Agreements • March 21st, 2017 • Pimco Corporate & Income Opportunity Fund
THIS AMENDMENT is made as of the close of business on the 5th day of September, 2014 (the “Amendment”), by and among State Street Bank and Trust Company (“State Street”), each investment company listed on Schedule A hereto (each, a “Fund” and, together, the “Funds”) and Pacific Investment Management Company LLC (“PIMCO”).
Exhibit h.1 PIMCO Corporate Opportunity Fund (a Massachusetts business trust) 4,520 Auction Market Preferred Shares ("AMPS") of Beneficial Interest Series M 4,520 Auction Market Preferred Shares ("AMPS") of Beneficial Interest Series T 4,520 Auction...Auction Agency Agreement • February 21st, 2003 • Pimco Corporate Opportunity Fund • New York
TRANSFER AGENCY AND REGISTRAR SERVICES AGREEMENTTransfer Agency and Registrar Services Agreement • March 21st, 2017 • Pimco Corporate & Income Opportunity Fund • New York
This Transfer Agency and Registrar Services Agreement (this “Agreement”), dated as of April 19, 2016 is between Pacific Investment Management Company LLC, a Delaware limited liability company (“PIMCO”), on behalf of each of the funds listed on Exhibit A (each a “Company” and collectively the “Companies”) and American Stock Transfer & Trust Company, LLC, a New York limited liability trust company (“AST”).
Revised July 16, 2001 Merrill Lynch & Co. Merrill Lynch, Pierce, Fenner & Smith Incorporated Merrill Lynch World Headquarters 4 World Financial Center New York, N.Y. 10800 STANDARD DEALER AGREEMENT Dear Sirs: In connection with public offerings of...Pimco Corporate Opportunity Fund • December 23rd, 2002
TENDER OFFER AGREEMENTTender Offer Agreement • July 1st, 2019 • Pimco Corporate & Income Opportunity Fund • New York
This Agreement (“Agreement”) is made and entered into as of the 14th day of June, 2019, by and among PIMCO Corporate & Income Opportunity Fund (“PTY”), PIMCO Corporate & Income Strategy Fund (“PCN”), PIMCO Income Strategy Fund (“PFL”), PIMCO Income Strategy Fund II (“PFN”) and PIMCO High Income Fund (“PHK” and, together with PTY, PCN, PFL and PFN each, a “Fund” and, collectively, the “Funds”), Pacific Investment Management Company LLC (“PIMCO” and, together with the Funds, the “Fund Parties”) and RiverNorth Capital Management, LLC, on behalf of the investment funds and accounts it manages (collectively, the “RiverNorth Parties”).
TENDER OFFER AGREEMENTTender Offer Agreement • July 1st, 2019 • Pimco Corporate & Income Opportunity Fund • New York
This Agreement (“Agreement”) is made and entered into as of the 13th day of June, 2019, by and among PIMCO Corporate & Income Opportunity Fund (“PTY”), PIMCO Corporate & Income Strategy Fund (“PCN”), PIMCO Income Strategy Fund (“PFL”), PIMCO Income Strategy Fund II (“PFN”) and PIMCO High Income Fund (“PHK” and, together with PTY, PCN, PFL and PFN each, a “Fund” and, collectively, the “Funds”), Pacific Investment Management Company LLC (“PIMCO” and, together with the Funds, the “Fund Parties”) and RJ Securities, Inc. (“Raymond James”).
Exhibit h.2 MASTER AGREEMENT AMONG UNDERWRITERSMaster Agreement • February 21st, 2003 • Pimco Corporate Opportunity Fund • New York
THIRD AMENDED AND RESTATED BYLAWS of PIMCO CORPORATE OPPORTUNITY FUND (Amended and Restated as of December 11, 2008) ARTICLE 1 Agreement and Declaration of Trust and Principal OfficePimco Corporate Opportunity Fund • March 21st, 2017 • Pimco Corporate & Income Opportunity Fund
The Moody’s Discount Factor applied to residential mortgage pass-throughs (including private-placement mortgage pass-throughs) shall be determined by reference to the coupon paid by such security and whether cash flow is retained (i.e., controlled by a trustee) or excluded (i.e., not controlled by a trustee), in accordance with the table set forth below.
PIMCO CORPORATE & INCOME OPPORTUNITY FUND AMENDMENT NO. 2 TO THE AMENDED AND RESTATED AGREEMENT AND DECLARATION OF TRUSTAgreement and Declaration • March 21st, 2017 • Pimco Corporate & Income Opportunity Fund
The undersigned, being at least a majority of the Trustees of PIMCO Corporate & Income Opportunity Fund (the “Trust”), hereby amend the Trust’s Amended and Restated Agreement and Declaration of Trust dated November 19, 2002 (the “Declaration of Trust”), a copy of which is on file in the office of the Secretary of State of the Commonwealth of Massachusetts, as follows:
AMENDMENT TO TRANSFER AGENCY AND REGISTRAR SERVICES AGREEMENTTransfer Agency and Registrar Services Agreement • July 1st, 2019 • Pimco Corporate & Income Opportunity Fund • New York
THIS AMENDMENT TO TRANSFER AGENCY AND REGISTRAR SERVICES AGREEMENT (this “Amendment”), dated as of December 13, 2018 (the “Effective Date”), by and between PACIFIC INVESTMENT MANAGEMENT COMPANY LLC, a Delaware limited liability company (“PIMCO”), on behalf of each of the funds listed on Exhibit A hereto and AMERICAN STOCK TRANSFER & TRUST COMPANY, LLC, a New York limited liability trust company (“AST”; together with PIMCO, the “Parties” and each, a “Party”).
PIMCO CORPORATE OPPORTUNITY FUND AMENDMENT NO. 3 TO THE AMENDED AND RESTATED AGREEMENT AND DECLARATION OF TRUSTPimco Corporate Opportunity Fund • March 21st, 2017 • Pimco Corporate & Income Opportunity Fund
The undersigned, being at least a majority of the Trustees of PIMCO Corporate Opportunity Fund (the “Trust”), hereby amend the Trust’s Amended and Restated Agreement and Declaration of Trust dated November 19, 2002 (the “Declaration of Trust”), a copy of which is on file in the office of the Secretary of State of the Commonwealth of Massachusetts, as follows:
Companies Insurance PolicyPimco Corporate Opportunity Fund • January 17th, 2007 • Loan brokers
We, the Insurers, hereby severally agree, in consideration of the payment to us, or the promise of payment to us, by the Insured of the premium specified in the Schedule, to insure against loss, damage, liability or expense in the proportions and manner hereinafter provided. Each Insurer shall be liable only for its own respective proportion.
AMENDMENT TO TRANSFER AGENCY AND REGISTRAR SERVICES AGREEMENTTransfer Agency and Registrar Services Agreement • July 1st, 2019 • Pimco Corporate & Income Opportunity Fund • New York
This Amendment (this “Amendment”) is made as of July 29, 2016, by and between Pacific Investment Management Company LLC, a Delaware corporation, on behalf of each of the funds listed on Exhibit A of the Agreement (as defined below), and American Stock Transfer & Trust Company, LLC, a New York limited liability trust company (“AST”).
TENDER OFFER AND STANDSTILL AGREEMENTTender Offer and Standstill Agreement • January 16th, 2015 • Pimco Corporate & Income Opportunity Fund • New York
This Agreement (“Agreement”) is made and entered into as of the 13th day of January, 2015, by and among PIMCO Corporate & Income Opportunity Fund (“PTY” or the “Fund”), Pacific Investment Management Company LLC (“PIMCO”), Allianz Global Investors Fund Management LLC (“AGIFM” and, together with PTY and PIMCO, the “Fund Parties”) and Brigade Capital Management, LP (“Brigade Capital”), Brigade Leveraged Capital Structures Fund Ltd. (“Brigade Fund”) and Donald E. Morgan, III (“Morgan” and, together with Brigade Capital and Brigade Fund, the “Brigade Parties”).
PIMCO CORPORATE OPPORTUNITY FUND AMENDMENT NO. 1 TO THE AMENDED AND RESTATED AGREEMENT AND DECLARATION OF TRUSTPimco Corporate Opportunity Fund • March 21st, 2017 • Pimco Corporate & Income Opportunity Fund
The undersigned, being at least a majority of the Trustees of PIMCO Corporate Opportunity Fund (the “Trust”), hereby amend the Trust’s Amended and Restated Agreement and Declaration of Trust dated November 19, 2002 (the “Declaration of Trust”), a copy of which is on file in the office of the Secretary of State of the Commonwealth of Massachusetts, as follows:
PIMCO CORPORATE & INCOME OPPORTUNITY FUND PIMCO DYNAMIC CREDIT AND MORTGAGE INCOME FUND PIMCO DYNAMIC INCOME FUND PIMCO INCOME OPPORTUNITY FUND PIMCO INCOME STRATEGY FUND PIMCO INCOME STRATEGY FUND II (each, a “Fund” and collectively, the “Funds”)Pimco Corporate & Income Opportunity Fund • November 24th, 2020
INVESTMENT MANAGEMENT AGREEMENTInvestment Management Agreement • March 21st, 2017 • Pimco Corporate & Income Opportunity Fund • California
INVESTMENT MANAGEMENT AGREEMENT, made this 5th day of September, 2014, between each closed-end management investment company listed on Schedule A attached hereto and made a part hereof, as such Schedule A may be amended from time to time, including to add or remove Funds (each a “Fund” and, collectively, the “Funds”), and Pacific Investment Management Company LLC (“PIMCO”).
PIMCO CORPORATE OPPORTUNITY FUND AUCTION AGENCY AGREEMENT dated as of February 25, 2003 Relating to Auction Market Preferred Shares Series M, Series T, Series W, Series TH and Series F of PIMCO Corporate Opportunity Fund DEUTSCHE BANK TRUST COMPANY...Auction Agency Agreement • July 1st, 2019 • Pimco Corporate & Income Opportunity Fund • New York
This Auction Agency Agreement (this “Agreement”), dated as of February 25, 2003 is between PIMCO Corporate Opportunity Fund (the “Fund”) and Deutsche Bank Trust Company Americas, a New York banking corporation.
