] SHARESFirst Trust MLP & Energy Income Fund • November 27th, 2012 • New York
Company FiledNovember 27th, 2012 Jurisdiction
Exhibit d under Form N-1A Exhibit 10 under Item 601/Reg. S-K FEDERATED MANAGED ALLOCATION PORTFOLIOS INVESTMENT ADVISORY CONTRACT This Contract is made this 17th day of August, 2007, between Federated Global Investment Management Corp., a =...Federated Managed Allocation Portfolios • November 29th, 2007 • Pennsylvania
Company FiledNovember 29th, 2007 Jurisdiction
EXHIBIT 1.1 ____ AMERICAN DEPOSITARY SHARES EACH REPRESENTING ONE ORDINARY SHARE, PAR VALUE $0.001 PER ORDINARY SHARE E-HOUSE (CHINA) HOLDINGS LIMITED UNDERWRITING AGREEMENTE-House (China) Holdings LTD • August 3rd, 2007 • Real estate agents & managers (for others) • New York
Company FiledAugust 3rd, 2007 Industry Jurisdiction
EXHIBIT D UNDER FORM N-1A EXHIBIT 10 UNDER ITEM 601/REG.S-K FEDERATED EQUITY FUNDS INVESTMENT ADVISORY CONTRACT This Contract is made this 1st day of March, 2007, between FEDERATED GLOBAL INVESTMENT MANAGEMENT CORP., a = "corporation" " " "" Delaware...Federated Equity Funds • June 25th, 2007 • Pennsylvania
Company FiledJune 25th, 2007 Jurisdiction
22,106,597 SHARES CELANESE CORPORATION SERIES A COMMON STOCK, PAR VALUE $.0001 PER SHARE UNDERWRITING AGREEMENT May 14, 2007Celanese CORP • May 16th, 2007 • Plastic material, synth resin/rubber, cellulos (no glass) • New York
Company FiledMay 16th, 2007 Industry Jurisdiction
TORTOISE ENERGY CAPITAL CORPORATION (a Maryland Corporation) ____________ Shares of Common Stock Par Value $.001 Per Share UNDERWRITING AGREEMENT Ladies and Gentlemen: Tortoise Energy Captial Corporation, a Maryland corporation (the "FUND"), and the...Tortoise Energy Capital Corp • March 6th, 2007 • Missouri
Company FiledMarch 6th, 2007 JurisdictionTortoise Energy Captial Corporation, a Maryland corporation (the "FUND"), and the Fund's investment adviser, Tortoise Capital Advisors, LLC, a __________ limited liability company (the "ADVISER"), each confirms its agreement with ____________________ ____________________ and each of the other Underwriters named in Schedule A hereto (collectively, the "UNDERWRITERS"), for whom ____________________ are acting as representatives (in such capacity, the "REPRESENTATIVES"), with respect to the issue and sale by the Fund and the purchase by the Underwriters, acting severally and not jointly, of the respective number of shares of common stock, par value $.001 per share, of the Fund ("COMMON SHARES") set forth in Schedule A hereof (collectively, the "PRIMARY SHARES"), and with respect to the grant by the Fund to the Underwriters, acting severally and not jointly, of the option described in Section 2(b) hereof to purchase all or any part of _________ additional Common Shares to cover over-allotm
FORM OF UNDERWRITING AGREEMENT ----------------------DaimlerChrysler Financial Services Americas LLC • October 23rd, 2006 • Asset-backed securities • New York
Company FiledOctober 23rd, 2006 Industry Jurisdiction
Exhibit d (iii) under Form N-1A Exhibit 10 under Item 601/Reg. S-K INTERIM INVESTMENT ADVISORY CONTRACT This Interim Investment Advisory Contract (this "Contract") is made this __ day of ____, 2006, between MDTA LLC, having its principal place of...MDT Funds • September 27th, 2006 • Massachusetts
Company FiledSeptember 27th, 2006 Jurisdiction
Exhibit (d2) COLUMBIA FUNDS INSTITUTIONAL TRUST CMG INTERNATIONAL STOCK FUND FORM OF INVESTMENT ADVISORY CONTRACT This Agreement is made the __ day of ____________, 2006 between COLUMBIA FUNDS INSTITUTIONAL TRUST, a Massachusetts business trust, (the...CMG Fund Trust • March 24th, 2006
Company FiledMarch 24th, 2006
Exhibit (d6) COLUMBIA FUNDS INSTITUTIONAL TRUST CMG CORE BOND FUND FORM OF INVESTMENT ADVISORY CONTRACT This Agreement is made the __ day of ____________, 2006 between COLUMBIA FUNDS INSTITUTIONAL TRUST, a Massachusetts business trust, (the "Fund")...CMG Fund Trust • March 24th, 2006
Company FiledMarch 24th, 2006
Cohen & Steers REIT and Utility Income Fund, Inc. (a Maryland corporation) Taxable Auction Market Preferred Shares ("AMPS") 2,200 Shares [ ]% AMPS, Series M28 Liquidation Preference $25,000 per Share FORM OF PURCHASE AGREEMENTCohen & Steers Reit & Utility Income Fund Inc • February 15th, 2006 • New York
Company FiledFebruary 15th, 2006 Jurisdiction
JOHN HANCOCK CAPITAL SERIES John Hancock International Classic Value Sub- Investment Management Contract Dated February 28, 2006 JOHN HANCOCK ADVISERS, LLC 101 Huntington Avenue Boston, Massachusetts 02199 JOHN HANCOCK CAPITAL SERIES on behalf of:...Hancock John Capital Series • December 14th, 2005 • Massachusetts
Company FiledDecember 14th, 2005 Jurisdiction
INTERIM INVESTMENT MANAGEMENT CONTRACT BETWEEN HILLVIEW INVESTMENT TRUST II AND HILLVIEW CAPITAL ADVISORS, LLCHillview Investment Trust Ii • October 28th, 2005 • Delaware
Company FiledOctober 28th, 2005 Jurisdiction
July 26, 2005 MFS Service Center, Inc 500 Boylston Street Boston, Massachusetts 02116 Shareholder Servicing Agent Agreement Dear Sir: MFS Series Trust XII which is a Massachusetts business trust (referred to as the "Fund"), is an open-end registered...MFS Series Trust XII • September 27th, 2005 • Massachusetts
Company FiledSeptember 27th, 2005 Jurisdiction
AIM CORE ALLOCATION PORTFOLIO SERIES MASTER INTERGROUP SUB-ADVISORY CONTRACT FOR MUTUAL FUNDS This contract ("Contract") is made as of _____________, 2005, between A I M Advisors, Inc. ("Adviser"), 11 Greenway Plaza, Suite 100, Houston, Texas 77046,...AIM Core Allocation Portfolio Series • August 9th, 2005
Company FiledAugust 9th, 2005
INTERVEST MORTGAGE CORPORATION One Rockefeller Plaza Suite 400 New York, New York 10020-2002 __________, 2005Intervest Mortgage Corp • June 14th, 2005 • Real estate
Company FiledJune 14th, 2005 Industry
First Trust/FIDAC Mortgage Income Fund (a Massachusetts business trust) [________] Common Shares of Beneficial Interest (Par Value $.01 Per Share) FORM OF PURCHASE AGREEMENTFirst Trust/Fidac Mortgage Income Fund • May 25th, 2005 • New York
Company FiledMay 25th, 2005 Jurisdiction
3,120 SHARESNuveen Tax-Advantaged Floating Rate Fund • May 20th, 2005 • New York
Company FiledMay 20th, 2005 Jurisdiction
Exhibit 1.1 $250,000,000 Series X 5.70% Senior Notes due January 15, 2045 GEORGIA POWER COMPANY UNDERWRITING AGREEMENT Citigroup Global Markets Inc. 390 Greenwich Street New York, New York 10013 Morgan Stanley & Co. Incorporated 1585 Broadway New...Georgia Power Co • January 20th, 2005 • Electric services • New York
Company FiledJanuary 20th, 2005 Industry Jurisdiction
RepresentingHDFC Bank LTD • January 11th, 2005 • Commercial banks, nec • New York
Company FiledJanuary 11th, 2005 Industry Jurisdiction
EXHIBIT A to the Investment Advisory ContractFederated Equity Funds • January 7th, 2005 • Pennsylvania
Company FiledJanuary 7th, 2005 Jurisdiction
EXHIBIT (h) Pioneer Floating Rate Trust (a Delaware statutory trust) [ ] Common Shares of Beneficial Interest (No Par Value) FORM OF PURCHASE AGREEMENTPioneer Floating Rate Trust • December 16th, 2004 • New York
Company FiledDecember 16th, 2004 Jurisdiction
EXHIBIT h.1 TORTOISE ENERGY INFRASTRUCTURE CORPORATION (a Maryland Corporation) ____________ Shares of Common Stock Par Value $.00l Per Share UNDERWRITING AGREEMENT Stifel, Nicolaus & Company, Inc. 501 North Broadway St. Louis, Missouri 63012 Ladies...Tortoise Energy Infrastructure Corp • December 14th, 2004 • Missouri
Company FiledDecember 14th, 2004 Jurisdiction
Exhibit 1.1 $35,000,000 Series G 5.75% Senior Notes due December 1, 2044 SAVANNAH ELECTRIC AND POWER COMPANY UNDERWRITING AGREEMENTSavannah Electric & Power Co • December 9th, 2004 • Electric services • New York
Company FiledDecember 9th, 2004 Industry Jurisdiction
EXHIBIT 1.1 INLAND WESTERN RETAIL REAL ESTATE TRUST, INC. SHARES OF COMMON STOCK $.001 PAR VALUE PER SHARE FORM OF DEALER MANAGER AGREEMENT Inland Securities Corporation 2901 Butterfield Road Oak Brook, Illinois 60521 Ladies/Gentlemen: Inland Western...Inland Western Retail Real Estate Trust Inc • November 10th, 2004 • Real estate investment trusts • Illinois
Company FiledNovember 10th, 2004 Industry Jurisdiction
250,000,000 6 3/4% Senior Notes Due 2013Arch Western Resources LLC • October 28th, 2004 • Bituminous coal & lignite surface mining • New York
Company FiledOctober 28th, 2004 Industry Jurisdiction
Exhibit (h)(3) CO-ADMINISTRATION AGREEMENT Credit Suisse Asset Management Securities, Inc. 466 Lexington Avenue New York, New York 10017-3147 Dear Ladies and Gentlemen: Credit Suisse Target Return Fund (the "Fund") confirms its agreement with Credit...Credit Suisse Target Return Fund • October 6th, 2004 • New York
Company FiledOctober 6th, 2004 Jurisdiction
EXHIBIT 1.3 INLAND WESTERN RETAIL REAL ESTATE TRUST, INC. SHARES OF COMMON STOCK $.001 PAR VALUE PER SHARE DEALER MANAGER AGREEMENTInland Western Retail Real Estate Trust Inc • June 15th, 2004 • Real estate investment trusts • Illinois
Company FiledJune 15th, 2004 Industry Jurisdiction
METLIFE, INC.Metlife Inc • June 3rd, 2004 • Insurance agents, brokers & service • New York
Company FiledJune 3rd, 2004 Industry Jurisdiction
Exhibit h.1 CALAMOS STRATEGIC TOTAL RETURN FUND _____ COMMON SHARES OF BENEFICIAL INTEREST (no par value) UNDERWRITING AGREEMENTCalamos Strategic Total Return Fund • March 24th, 2004 • New York
Company FiledMarch 24th, 2004 Jurisdiction
Exhibit 1.1 CHASE MANHATTAN AUTO OWNER TRUST 2004-A ASSET BACKED NOTES CHASE MANHATTAN BANK USA, NATIONAL ASSOCIATION Seller and Servicer NOTE UNDERWRITING AGREEMENTChase Manhattan Auto Trust 2004-A • March 16th, 2004 • Asset-backed securities • New York
Company FiledMarch 16th, 2004 Industry Jurisdiction
Exhibit 99.h. Western Asset/Claymore U.S. Treasury Inflation Protected Securities Fund (a Massachusetts business trust) 8,200 Auction Market Preferred Shares ("AMPS") of Beneficial Interest 1,640 Shares AMPS, Series M 1,640 Shares AMPS, Series T 1,640...Western Asset Claymore Us Treasury Inflation Pro Secu Fund • December 17th, 2003 • New York
Company FiledDecember 17th, 2003 Jurisdiction
FORM OF]Oppenheimer LTD Term California Municipal Fund • December 16th, 2003
Company FiledDecember 16th, 2003
EXHIBIT G JOHN HANCOCK INVESTORS TRUST INVESTMENT MANAGEMENT CONTRACTHancock John Investors Trust • October 27th, 2003
Company FiledOctober 27th, 2003
EXHIBIT A to the Investment Advisory ContractFederated Core Trust Ii • October 10th, 2003 • Pennsylvania
Company FiledOctober 10th, 2003 Jurisdiction