BERNARD, ALLAN & EDWARDS, INC. Stock Purchase Warrant Agreement March 26, 2001 Warrant Owner: Heartland Diversified Industries, Inc. 1016 Shore Acres Drive Leesburg, Florida 34748 Number of Warrants Owned: Two Hundred Thousand (200,000) Warrant Terms:...Bernard Allan & Edwards Inc • June 14th, 2001
This Warrant allows the above named owner, Heartland Diversified Industries, Inc. (HDI), the right to acquire two hundred thousand (200,000) shares of the common stock of Bernard, Allan & Edwards, Inc, (the "Company"), in whole or in part, during the exercise period, at the exercise price of four dollars and fifty cents ($4.50) per share. Upon receipt of written notice to the Company or its transfer agent stating that HDI wishes to exercise its Warrants, and with said notice a check is included for the total exercise amount made payable to the Company or its transfer agent, a stock certificate will be issued to HDI without a restrictive legend. The Warrants cannot be exercised until the effective date of a registration statement to be filed with a Securities Exchange Commission (SEC), which will include the registration of the 200,000 shares of common stock underlying the Warrants. The Warrants will expire thirty six (36) months from the SEC effective date. The Company's Board of Direc
FULLY DISCLOSED CORRESPONDENT AGREEMENT THIS ACREEMENT made this 4th day of Dec. 1997 between JB Oxford & Company (herein called "JBOC") a Utah corporation and Bernard, Lee & Edwards Securities. Inc.(herein called the "Correspondent") a Delaware...Disclosed Correspondent Agreement • November 13th, 2001 • Bernard Allan & Edwards Inc • Finance services
BERNARD, ALLAN & EDWARDS, INC. Stock Purchase Warrant Agreement Name(s) of Warrant Owners(s) _________________________________________ Number of Warrants Owned: Warrant A ____________ Warrant B _________ Warrant Terms: Warrant A allows the above named...Bernard Allan & Edwards Inc • June 14th, 2001
Warrant A allows the above named owner(s) the right to acquire eight (8) shares of the Company's common stock for each of Warrant A owned at the exercise price of the $1.25 per share. Warrant B allows the above named owner(s) the right to acquire two and one-half (2 1/2) shares of the Company's common stock for each Warrant B owned at the exercise price of $4.00 dollars per share. The Warrants cannot be exercised until the effective date of a registration statement to be filed with Securities Exchange Commission (SEC) for the purpose of registering the common stock and warrants. Warrant A will expire twelve months from said effective date, and Warrant B will expire 18 months from said date. The Warrants will remain effective during the exercise period, and the Company's Board of Directors has the right to extend expiration dates as long as the registration statement filed with the SEC is kept current. The Board of Directors as other rights involving the modification of the Warrants if
BERNARD, LEE & EDWARDS SECURITIES, INC NASD,SIPC NON-BRANCH OFFICE AND INDEPENDENT CONTRACTORS AGRREMENT This aggreement is made as of February 15, 1999, by and between Bernard, Lee & Edwards Securities, Inc. ("Principal") 1016 Shore Acres Drive,...Bernard Allan & Edwards Inc • November 13th, 2001 • Finance services • Florida
GENERAL AGENT AGREEMENT THIS AGREEMENT, effective this 24 day of May, 2001 is made by and among Nationwide Life and Annuity Insurance Company, Nationwide Life Insurance Company, (collectively, "Nationwide"), and Bernard, Lee & Edwards Securities, Inc....General Agent Agreement • November 13th, 2001 • Bernard Allan & Edwards Inc • Finance services • Ohio
