FORM OF ESCROW AGREEMENTEscrow Agreement • February 20th, 2001 • Labranche & Co Inc • Security brokers, dealers & flotation companies • New York
AMENDMENT NO.3 --------------Credit Agreement • February 8th, 2000 • Labranche & Co Inc • Security brokers, dealers & flotation companies • New York
BY AND AMONGAgreement and Plan of Merger • April 28th, 2000 • Labranche & Co Inc • Security brokers, dealers & flotation companies • New York
ARTICLE I LIMITATIONS ON TRANSFER OF SECURITIES...........................................................1 Section 1.1. General Transfer Restrictions..........................................................1 Section 1.2. Compliance with Certain...Stockholders' Agreement • August 16th, 1999 • Labranche & Co Inc • Security brokers, dealers & flotation companies • New York
Shares (1) Common Stock ($0.01 par value)Underwriting Agreement • July 30th, 1999 • Labranche & Co Inc • Security brokers, dealers & flotation companies • New York
FORM OF INDEMNIFICATION AGREEMENTIndemnification Agreement • February 20th, 2001 • Labranche & Co Inc • Security brokers, dealers & flotation companies • New York
ARTICLE IOperating Agreement • August 16th, 1999 • Labranche & Co Inc • Security brokers, dealers & flotation companies • New York
LaBranche & CO. NOTE PURCHASE AGREEMENT iNote Purchase Agreement • July 30th, 1999 • Labranche & Co Inc • Security brokers, dealers & flotation companies • Indiana
AMONGStock Purchase Agreement • March 17th, 2000 • Labranche & Co Inc • Security brokers, dealers & flotation companies • New York
DECS TRUST IXStock Option Agreement • February 4th, 2002 • Labranche & Co Inc • Security brokers, dealers & flotation companies • New York
as Issuer andLabranche & Co Inc • April 4th, 2000 • Security brokers, dealers & flotation companies • New York
ARTICLE I LLC EXCHANGEExchange Agreement • February 20th, 2001 • Labranche & Co Inc • Security brokers, dealers & flotation companies • New York
ACQUISITION AGREEMENT AGREEMENT, dated this ___ day of August, 1999, by and between Mill Bridge, Inc., a Delaware corporation ("Seller"), LaB Investing Co. L.L.C., a New York limited liability company ("Purchaser"), LaBranche & Co Inc., a Delaware...Acquisition Agreement • August 16th, 1999 • Labranche & Co Inc • Security brokers, dealers & flotation companies • New York
EXHIBIT 99.2 STOCK OPTION AGREEMENT ROBB PECK MCCOOEY FINANCIAL SERVICES, INC. STOCK OPTION AGREEMENT, made as of the 1st day of May, 2000 between ROBB PECK McCOOEY Financial Services, Inc. ("RPM") and [Name] (the "Participant"), residing at...Stock Option Agreement • March 15th, 2001 • Labranche & Co Inc • Security brokers, dealers & flotation companies • New York
ANDCredit Agreement • July 30th, 1999 • Labranche & Co Inc • Security brokers, dealers & flotation companies • New York
REGISTRATION RIGHTS AGREEMENTRegistration Rights Agreement • April 4th, 2000 • Labranche & Co Inc • Security brokers, dealers & flotation companies • New York
200,000,000 91/2% Senior Notes due 2009 $260,000,000 11% Senior Notes due 2012 LABRANCHE & CO INC. REGISTRATION RIGHTS AGREEMENTRegistration Rights Agreement • August 9th, 2004 • Labranche & Co Inc • Security brokers, dealers & flotation companies • New York
ofPurchase Agreement • April 4th, 2000 • Labranche & Co Inc • Security brokers, dealers & flotation companies • New York
betweenAgreement of Lease • July 30th, 1999 • Labranche & Co Inc • Security brokers, dealers & flotation companies • New York
W I T N E S S E T H:Stock Purchase Agreement • March 17th, 2000 • Labranche & Co Inc • Security brokers, dealers & flotation companies
Exhibit 10.13 INDEMNIFICATION AGREEMENT THIS INDEMNIFICATION AGREEMENT (this "AGREEMENT") is made and entered into as of the ___ day of ______ 1999, by and between LaBranche & Co Inc., a Delaware corporation (the "COMPANY") and each of the Indemnitees...Indemnification Agreement • July 30th, 1999 • Labranche & Co Inc • Security brokers, dealers & flotation companies • New York
AMENDED AND RESTATED ARTICLES OF PARTNERSHIP OF LABRANCHE & CO.Labranche & Co Inc • August 16th, 1999 • Security brokers, dealers & flotation companies
AMENDMENT NO. 1 TO AGREEMENT AND PLAN OF MERGERAgreement and Plan of Merger • March 22nd, 2001 • Labranche & Co Inc • Security brokers, dealers & flotation companies • Delaware
FORM OF REGISTRATION RIGHTS AGREEMENTForm of Registration Rights Agreement • February 20th, 2001 • Labranche & Co Inc • Security brokers, dealers & flotation companies • New York
NYSE CSA FORM 1 D SUBORDINATED LOAN AGREEMENT - CASH THIS AGREEMENT is entered into this ____ day of ___________ 199_, between __________________________ (the "Lender") and ________________________ LaBranche & Co. _____________________________, (the...Labranche & Co Inc • August 16th, 1999 • Security brokers, dealers & flotation companies • New York
March 7, 2001 Option Holder 20 Broad Street, 6th Floor New York, New York 10005 Dear ________: Pursuant to Section 2.7(e) of the Agreement and Plan of Merger between LaBranche & Co Inc. ("LaBranche") and ROBB PECK McCOOEY Financial Services, Inc....Labranche & Co Inc • March 15th, 2001 • Security brokers, dealers & flotation companies
Option Holder] Dear ___________: Pursuant to Section 2.7(e) of the Agreement and Plan of Merger between LaBranche & Co Inc. ("LaBranche") and ROBB PECK McCOOEY Financial Services, Inc. ("RPM"), dated as of January 18, 2001 (the "Merger Agreement"),...Labranche & Co Inc • February 20th, 2001 • Security brokers, dealers & flotation companies
FIRST SUPPLEMENTAL INDENTUREFirst Supplemental Indenture • August 9th, 2004 • Labranche & Co Inc • Security brokers, dealers & flotation companies • New York
FIRST SUPPLEMENTAL INDENTURE dated as of April 20, 2004 (this "Supplemental Indenture") between LaBranche & Co Inc., a Delaware corporation (the "Company"), and U.S. Bank, National Association, the successor in interest to Firstar Bank, N.A., as trustee (the "Trustee") for the securities issued under the Indenture dated as of March 2, 2000 between the Company and the Trustee (as amended, supplemented or otherwise modified from time to time, the "Indenture").
ARTICLE I DEFINITIONSAgreement and Plan of Merger • March 22nd, 2001 • Labranche & Co Inc • Security brokers, dealers & flotation companies • Delaware
Exhibit 10.2 SECOND AMENDMENT TO LEASE AGREEMENT AGREEMENT made as of the ____ day of July, 1995 by and between Bank of Communications a banking corporation organized and doing business pursuant to the laws of the People's Republic of China, having an...Lease Agreement • July 30th, 1999 • Labranche & Co Inc • Security brokers, dealers & flotation companies
RE: Change in Control AgreementControl Agreement • November 8th, 2007 • Labranche & Co Inc • Security brokers, dealers & flotation companies • New York
LaBranche & Co Inc. (the “Company”) has determined that appropriate steps should be taken to reinforce and encourage your continued employment and dedication, in light of the prospect of a sale of the Company or other change in control transaction. In consideration for you remaining in its employ, the Company and you agree as follows:
ASSET PURCHASE AGREEMENT by and among BARCLAYS CAPITAL INC., LABRANCHE & CO. LLC, and LABRANCHE & CO INC., dated as of January 13, 2010Asset Purchase Agreement • May 10th, 2010 • Labranche & Co Inc • Security brokers, dealers & flotation companies • New York
ASSET PURCHASE AGREEMENT, dated as of January 13, 2010, by and among Barclays Capital Inc., a Connecticut corporation (“Purchaser”), LaBranche & Co. LLC, a New York limited liability company (“Seller”), and LaBranche & Co Inc., a Delaware corporation (“Seller Parent” and together with Seller, the “Seller Parties”). Unless otherwise indicated, capitalized terms used herein are used as defined in Section 1.1 hereof.
AMENDMENT AGREEMENTAmendment Agreement • May 10th, 2010 • Labranche & Co Inc • Security brokers, dealers & flotation companies
This Amendment Agreement (this “Amendment”) is dated as of January 22, 2010 to the Asset Purchase Agreement (the “Agreement”) dated as of January 13, 2010 by and among Barclays Capital Inc., a Connecticut corporation (“Purchaser”), LaBranche & Co Inc., a Delaware corporation (“Seller Parent”), and LaBranche & Co. LLC, a New York limited liability company (“Seller”). Capitalized terms not defined herein shall have the meanings ascribed thereto in the Agreement.
200,000,000 91/2% Senior Notes due 2009 $260,000,000 11% Senior Notes due 2012 LABRANCHE & CO INC. PURCHASE AGREEMENTLabranche & Co Inc • August 13th, 2004 • Security brokers, dealers & flotation companies • New York
RESTRICTED STOCK UNIT AGREEMENT PURSUANT TO THE LaBRANCHE & CO INC. EQUITY INCENTIVE PLANRestricted Stock Unit Agreement • March 16th, 2005 • Labranche & Co Inc • Security brokers, dealers & flotation companies
