AS ISSUERDole Food Co Inc • August 14th, 2009 • Agricultural production-crops • New York
Company FiledAugust 14th, 2009 Industry Jurisdiction
INDENTUREPerkins & Marie Callender's Inc • October 3rd, 2008 • Retail-eating places • New York
Company FiledOctober 3rd, 2008 Industry Jurisdiction
RECITALSFarmers & Merchants Bancorp Inc • November 30th, 2007 • Savings institution, federally chartered • Ohio
Company FiledNovember 30th, 2007 Industry Jurisdiction
| Execution Copy | ------------------ BANC OF AMERICA FUNDING CORPORATION $564,610,876 (Approximate) Mortgage Pass-Through Certificates, Series 2007-8 September 27, 2007 UNDERWRITING AGREEMENT Banc of America Securities LLC 214 North Tryon Street...Banc of America Funding 2007-8 Trust • October 12th, 2007 • Asset-backed securities • New York
Company FiledOctober 12th, 2007 Industry Jurisdiction
EXECUTION COPY -------------- BANC OF AMERICA FUNDING CORPORATION $618,218,285 (Approximate) Mortgage Pass-Through Certificates, Series 2007-7 August 30, 2007 UNDERWRITING AGREEMENT Banc of America Securities LLC 214 North Tryon Street Charlotte,...Banc of America Funding 2007-7 Trust • September 14th, 2007 • Asset-backed securities • New York
Company FiledSeptember 14th, 2007 Industry Jurisdiction
Exhibit 99.1 NEITHER THIS SECURITY NOR THE SECURITIES INTO WHICH THIS SECURITY IS CONVERTIBLE HAVE BEEN REGISTERED WITH THE SECURITIES AND EXCHANGE COMMISSION OR THE SECURITIES COMMISSION OF ANY STATE IN RELIANCE UPON AN EXEMPTION FROM REGISTRATION...Environmental Service Professionals, Inc. • June 20th, 2007 • Services-to dwellings & other buildings • New York
Company FiledJune 20th, 2007 Industry Jurisdiction
INDENTURELeucadia National Corp • June 15th, 2007 • Lumber & wood products (no furniture) • New York
Company FiledJune 15th, 2007 Industry Jurisdiction
ANDGrupo Iusacell Sa De Cv • June 1st, 2007 • Telephone communications (no radiotelephone) • New York
Company FiledJune 1st, 2007 Industry Jurisdiction
EXCELSIOR DIRECTIONAL HEDGE FUND OF FUNDS (TE), LLC 225 HIGH RIDGE ROAD STAMFORD, CT 06905 UST Securities Corp. 499 Washington Boulevard Jersey City, NJ 07310 Re: APPOINTMENT OF UST SECURITIES CORP. AS PLACEMENT AGENT Ladies and Gentlemen: Pursuant to...Excelsior Directional Hedge Fund of Funds (Te) LLC • May 16th, 2007 • New York
Company FiledMay 16th, 2007 Jurisdiction
EXHIBIT (e)(2) AMERICAN CENTURY INVESTMENT SERVICES, INC. AMERICAN CENTURY SERVICES, LLC P.O. Box 410274 4500 Main Street Kansas City, Missouri 64141-0274 DEALER/AGENCY AGREEMENT Ladies and Gentlemen: American Century Investment Services, Inc....American Century International Bond Funds • April 30th, 2007
Company FiledApril 30th, 2007
INDENTURETitan Distribution, Inc • April 4th, 2007 • Motor vehicle parts & accessories • New York
Company FiledApril 4th, 2007 Industry Jurisdiction
Baldwin Technology Company, Inc. 2 Trap Falls Road Suite 402 Shelton, CT 06484 Tel: 203 402-1000 Fax: 203 402-5500Baldwin Technology Co Inc • March 12th, 2007 • Printing trades machinery & equipment • Connecticut
Company FiledMarch 12th, 2007 Industry Jurisdiction
6.25% SENIOR NOTES DUE 2037Berkley W R Corp • February 12th, 2007 • Fire, marine & casualty insurance • New York
Company FiledFebruary 12th, 2007 Industry Jurisdiction
EXHIBIT 1.1 Form Of Underwriting Agreement (Iterative) RESIDENTIAL FUNDING MORTGAGE SECURITIES I, INC. Mortgage Pass-Through Certificates, Series 20[ ]-[ ] Initial Principal Amount Class Initial Pass-Through Rate ------------------------ -----...Residential Funding Mortgage Securities I Inc • February 12th, 2007 • Asset-backed securities • New York
Company FiledFebruary 12th, 2007 Industry Jurisdiction
PAGE ---- ARTICLE I DEFINITIONS AND INCORPORATION BY REFERENCE SECTION 1.1. Definitions................................................. 1 SECTION 1.2. Other Definitions........................................... 32 SECTION 1.3. Incorporation by...Stewart & Stevenson LLC • February 1st, 2007 • Oil & gas field machinery & equipment • Texas
Company FiledFebruary 1st, 2007 Industry Jurisdiction
INDENTUREGoodyear Tire & Rubber Co /Oh/ • November 22nd, 2006 • Tires & inner tubes • New York
Company FiledNovember 22nd, 2006 Industry Jurisdiction
337,898,035.00 (Approximate) Mortgage Pass-Through Certificates, Series 2006-3Banc of America Mortgage 2006-3 Trust • October 12th, 2006 • Asset-backed securities • New York
Company FiledOctober 12th, 2006 Industry Jurisdiction
21 Erie Street Cambridge, Massachusetts 02139-4260 USA Tel: 617.492.0505 . Fax: 617-492-1996 Web: www.metabolix.com August 29, 2006Metabolix, Inc. • September 21st, 2006 • Miscellaneous plastics products • Massachusetts
Company FiledSeptember 21st, 2006 Industry Jurisdiction
July 20, 2006 Dr. Oliver Peoples c/o Metabolix, Inc. 21 Erie Street Cambridge, MA 02139 Re: EMPLOYMENT AGREEMENT Dear Oliver: This letter is to confirm our understanding with respect to your employment by Metabolix, Inc. (the "Company"). The terms and...Metabolix, Inc. • September 21st, 2006 • Miscellaneous plastics products
Company FiledSeptember 21st, 2006 Industry
September 5, 2006 Philippe P. Dauman c/o Viacom Inc. 1515 Broadway New York, NY 10036 Dear Mr. Dauman: Viacom Inc. ("Employer" and, together with its subsidiaries, the "Company"), having an address at 1515 Broadway, New York, New York 10036, agrees to...Viacom Inc. • September 7th, 2006 • Cable & other pay television services
Company FiledSeptember 7th, 2006 Industry
September 5, 2006 Thomas E. Dooley c/o Viacom Inc. 1515 Broadway New York, NY 10036 Dear Mr. Dooley: Viacom Inc. ("Employer" and, together with its subsidiaries, the "Company"), having an address at 1515 Broadway, New York, New York 10036, agrees to...Viacom Inc. • September 7th, 2006 • Cable & other pay television services
Company FiledSeptember 7th, 2006 Industry
733,871,000 (Approximate)C-Bass 2006-Cb6 Trust • August 15th, 2006 • Asset-backed securities • New York
Company FiledAugust 15th, 2006 Industry Jurisdiction
OFChartermac • August 9th, 2006 • Real estate • Delaware
Company FiledAugust 9th, 2006 Industry Jurisdiction
Exhibit 10.2 Form of Change In Control Agreement [Name of Officer] [Home Address] Dear ________: ATS Medical, Inc. (the "Company") recognizes that your contribution to the growth and success of the Company will be substantial and therefore desires to...Ats Medical Inc • August 8th, 2006 • Orthopedic, prosthetic & surgical appliances & supplies • Minnesota
Company FiledAugust 8th, 2006 Industry Jurisdiction
June 30, 2006 Mr. David B. Swank Chief Financial Officer Diomed Holdings, Inc. One Dundee Park P.O. Box 97 Andover, MA 01810 Dear David: Roth Capital Partners, LLC ("we," "us" or "RCP") is pleased to act as financial advisor and co-placement agent for...Diomed Holdings Inc • August 1st, 2006 • Surgical & medical instruments & apparatus • New York
Company FiledAugust 1st, 2006 Industry Jurisdiction
305,688,755 (Approximate) Mortgage Pass-Through Certificates, Series 2006-6 June 28, 2006Banc of America Alternative Loan Trust 2006-6 • July 13th, 2006 • Asset-backed securities • New York
Company FiledJuly 13th, 2006 Industry Jurisdiction
INDENTUREHealthsouth Corp • June 16th, 2006 • Services-specialty outpatient facilities, nec • New York
Company FiledJune 16th, 2006 Industry Jurisdiction
Exhibit 10.4 COMPANY LETTERHEAD May 26, 2006 Dr. Robin L. Smith 930 Fifth Avenue Suite 8H New York, New York 10021 Dear Robin: We are delighted to present this letter agreement (the "Agreement"), setting out the terms of your employment with Phase III...Phase Iii Medical Inc/De • June 8th, 2006 • Services-misc health & allied services, nec • New York
Company FiledJune 8th, 2006 Industry Jurisdiction
EXHIBIT 1.3 GREENPOINT MORTGAGE SECURITIES LLC Asset-Backed Notes, Series [Deal Name]Greenpoint Mortgage Securities LLC • May 23rd, 2006 • Asset-backed securities • New York
Company FiledMay 23rd, 2006 Industry Jurisdiction
Exhibit 10.1 AFP IMAGING CORPORATION Subscription Agreement AFP Imaging Corporation 250 Clearbrook Road Elmsford, New York 10523 Dear Sirs and Madams: Based upon the representations and warranties of AFP Imaging Corporation, a New York corporation...Afp Imaging Corp • May 3rd, 2006 • Photographic equipment & supplies • New York
Company FiledMay 3rd, 2006 Industry Jurisdiction
WELLMAN, INC. ANDWellman Inc • April 7th, 2006 • Plastic material, synth resin/rubber, cellulos (no glass) • New York
Company FiledApril 7th, 2006 Industry Jurisdiction
dated as ofInternational Paper Co /New/ • April 3rd, 2006 • Paper mills • New York
Company FiledApril 3rd, 2006 Industry Jurisdiction
478,411,100 (Approximate) Mortgage Pass-Through Certificates, Series 2006-BBanc of America Funding Corp • March 15th, 2006 • Asset-backed securities • New York
Company FiledMarch 15th, 2006 Industry Jurisdiction
SENIOR NOTESPinnacle West Capital Corp • March 13th, 2006 • Electric services • New York
Company FiledMarch 13th, 2006 Industry Jurisdiction
LIGAND LETTERHEAD} 1 March 2006 [Employee] Address City, State Zip Dear [Employee]: The purpose of this letter agreement between you and Ligand Pharmaceuticals, Inc. (the "Company") is to document the terms of a retention or stay bonus to which you...Ligand Pharmaceuticals Inc • March 7th, 2006 • Pharmaceutical preparations
Company FiledMarch 7th, 2006 Industry