AS ISSUERDole Food Co Inc • September 18th, 2009 • Agricultural production-crops • New York
Company FiledSeptember 18th, 2009 Industry Jurisdiction
AS ISSUERDole Food Co Inc • August 14th, 2009 • Agricultural production-crops • New York
Company FiledAugust 14th, 2009 Industry Jurisdiction
INDENTUREPerkins & Marie Callender's Inc • October 3rd, 2008 • Retail-eating places • New York
Company FiledOctober 3rd, 2008 Industry Jurisdiction
Exhibit 4.1 THE KANSAS CITY SOUTHERN RAILWAY COMPANY 8.0% Senior Notes due 2015 UNDERWRITING AGREEMENT May 27, 2008Kansas City Southern • June 2nd, 2008 • Railroads, line-haul operating • New York
Company FiledJune 2nd, 2008 Industry Jurisdiction
RECITALSFarmers & Merchants Bancorp Inc • November 30th, 2007 • Savings institution, federally chartered • Ohio
Company FiledNovember 30th, 2007 Industry Jurisdiction
| Execution Copy | ------------------ BANC OF AMERICA FUNDING CORPORATION $564,610,876 (Approximate) Mortgage Pass-Through Certificates, Series 2007-8 September 27, 2007 UNDERWRITING AGREEMENT Banc of America Securities LLC 214 North Tryon Street...Banc of America Funding 2007-8 Trust • October 12th, 2007 • Asset-backed securities • New York
Company FiledOctober 12th, 2007 Industry Jurisdiction
EXECUTION COPY -------------- BANC OF AMERICA FUNDING CORPORATION $618,218,285 (Approximate) Mortgage Pass-Through Certificates, Series 2007-7 August 30, 2007 UNDERWRITING AGREEMENT Banc of America Securities LLC 214 North Tryon Street Charlotte,...Banc of America Funding 2007-7 Trust • September 14th, 2007 • Asset-backed securities • New York
Company FiledSeptember 14th, 2007 Industry Jurisdiction
EXHIBIT 1.1 SUNTRUST REAL ESTATE TRUST, LLC $[-------------] (Approximate) Mortgage Pass-Through Certificates, Series[________] UNDERWRITING AGREEMENT SunTrust Robinson Humphrey, Inc. 303 Peachtree Street Atlanta, Georgia 30308 [other Underwriters]...SunTrust Real Estate Trust, LLC • August 29th, 2007 • New York
Company FiledAugust 29th, 2007 Jurisdiction
Execution Copy -------------- BANC OF AMERICA FUNDING CORPORATION $436,364,100 (Approximate) Mortgage Pass-Through Certificates, Series 2007-6 July 31, 2007 UNDERWRITING AGREEMENT Banc of America Securities LLC 214 North Tryon Street Charlotte, North...Banc of America Funding 2007-6 Trust • August 15th, 2007 • Asset-backed securities • New York
Company FiledAugust 15th, 2007 Industry Jurisdiction
COMMON STOCKNetezza Corp • June 28th, 2007 • Electronic computers • New York
Company FiledJune 28th, 2007 Industry Jurisdiction
Exhibit 99.1 NEITHER THIS SECURITY NOR THE SECURITIES INTO WHICH THIS SECURITY IS CONVERTIBLE HAVE BEEN REGISTERED WITH THE SECURITIES AND EXCHANGE COMMISSION OR THE SECURITIES COMMISSION OF ANY STATE IN RELIANCE UPON AN EXEMPTION FROM REGISTRATION...Environmental Service Professionals, Inc. • June 20th, 2007 • Services-to dwellings & other buildings • New York
Company FiledJune 20th, 2007 Industry Jurisdiction
Issuer [ ]% Senior Notes Due 2015 [ ]% Senior Notes Due 2017Freeport McMoran Copper & Gold Inc • March 1st, 2007 • Metal mining • New York
Company FiledMarch 1st, 2007 Industry Jurisdiction
EXHIBIT 1.1 Form Of Underwriting Agreement (Iterative) RESIDENTIAL FUNDING MORTGAGE SECURITIES I, INC. Mortgage Pass-Through Certificates, Series 20[ ]-[ ] Initial Principal Amount Class Initial Pass-Through Rate ------------------------ -----...Residential Funding Mortgage Securities I Inc • February 12th, 2007 • Asset-backed securities • New York
Company FiledFebruary 12th, 2007 Industry Jurisdiction
PAGE ---- ARTICLE I DEFINITIONS AND INCORPORATION BY REFERENCE SECTION 1.1. Definitions................................................. 1 SECTION 1.2. Other Definitions........................................... 32 SECTION 1.3. Incorporation by...Stewart & Stevenson LLC • February 1st, 2007 • Oil & gas field machinery & equipment • Texas
Company FiledFebruary 1st, 2007 Industry Jurisdiction
803,217,000 (Approximate)ABFC 2006-Opt3 Trust • November 29th, 2006 • Asset-backed securities • New York
Company FiledNovember 29th, 2006 Industry Jurisdiction
INDENTUREGoodyear Tire & Rubber Co /Oh/ • November 22nd, 2006 • Tires & inner tubes • New York
Company FiledNovember 22nd, 2006 Industry Jurisdiction
757,964,100 (Approximate) Mortgage Pass-Through Certificates, Series 2006-BBanc of America Mortgage 2006-B Trust • November 14th, 2006 • Asset-backed securities • New York
Company FiledNovember 14th, 2006 Industry Jurisdiction
COMMON STOCKAriad Pharmaceuticals Inc • October 20th, 2006 • Biological products, (no disgnostic substances) • New York
Company FiledOctober 20th, 2006 Industry Jurisdiction
INDENTURESHG Holding Solutions Inc • October 10th, 2006 • New York
Company FiledOctober 10th, 2006 Jurisdiction
INDENTURELeasehold Resource Group LLC • October 10th, 2006 • Services-skilled nursing care facilities • New York
Company FiledOctober 10th, 2006 Industry Jurisdiction
21 Erie Street Cambridge, Massachusetts 02139-4260 USA Tel: 617.492.0505 . Fax: 617-492-1996 Web: www.metabolix.com August 29, 2006Metabolix, Inc. • September 21st, 2006 • Miscellaneous plastics products • Massachusetts
Company FiledSeptember 21st, 2006 Industry Jurisdiction
July 20, 2006 Dr. Oliver Peoples c/o Metabolix, Inc. 21 Erie Street Cambridge, MA 02139 Re: EMPLOYMENT AGREEMENT Dear Oliver: This letter is to confirm our understanding with respect to your employment by Metabolix, Inc. (the "Company"). The terms and...Metabolix, Inc. • September 21st, 2006 • Miscellaneous plastics products
Company FiledSeptember 21st, 2006 Industry
September 5, 2006 Philippe P. Dauman c/o Viacom Inc. 1515 Broadway New York, NY 10036 Dear Mr. Dauman: Viacom Inc. ("Employer" and, together with its subsidiaries, the "Company"), having an address at 1515 Broadway, New York, New York 10036, agrees to...Viacom Inc. • September 7th, 2006 • Cable & other pay television services
Company FiledSeptember 7th, 2006 Industry
September 5, 2006 Thomas E. Dooley c/o Viacom Inc. 1515 Broadway New York, NY 10036 Dear Mr. Dooley: Viacom Inc. ("Employer" and, together with its subsidiaries, the "Company"), having an address at 1515 Broadway, New York, New York 10036, agrees to...Viacom Inc. • September 7th, 2006 • Cable & other pay television services
Company FiledSeptember 7th, 2006 Industry
EXHIBIT 10.1 (Date) (Name) (Address) Dear __________: The purpose of this letter agreement is to document the terms of the severance package to which you will be entitled should your employment with Ligand Pharmaceuticals Incorporated (the "Company")...Ligand Pharmaceuticals Inc • August 30th, 2006 • Pharmaceutical preparations
Company FiledAugust 30th, 2006 Industry
733,871,000 (Approximate)C-Bass 2006-Cb6 Trust • August 15th, 2006 • Asset-backed securities • New York
Company FiledAugust 15th, 2006 Industry Jurisdiction
OFChartermac • August 9th, 2006 • Real estate • Delaware
Company FiledAugust 9th, 2006 Industry Jurisdiction
Exhibit 10.2 Form of Change In Control Agreement [Name of Officer] [Home Address] Dear ________: ATS Medical, Inc. (the "Company") recognizes that your contribution to the growth and success of the Company will be substantial and therefore desires to...Ats Medical Inc • August 8th, 2006 • Orthopedic, prosthetic & surgical appliances & supplies • Minnesota
Company FiledAugust 8th, 2006 Industry Jurisdiction
305,688,755 (Approximate) Mortgage Pass-Through Certificates, Series 2006-6 June 28, 2006Banc of America Alternative Loan Trust 2006-6 • July 13th, 2006 • Asset-backed securities • New York
Company FiledJuly 13th, 2006 Industry Jurisdiction
Exhibit 4.1 =============================================================================== JUNIOR SUBORDINATED INDENTUREFirst Litchfield Financial Corp • June 30th, 2006 • National commercial banks • New York
Company FiledJune 30th, 2006 Industry Jurisdiction
AS ISSUERInterline Brands, Inc./De • June 27th, 2006 • Wholesale-hardware & plumbing & heating equipment & supplies • New York
Company FiledJune 27th, 2006 Industry Jurisdiction
INDENTUREHealthsouth Corp • June 16th, 2006 • Services-specialty outpatient facilities, nec • New York
Company FiledJune 16th, 2006 Industry Jurisdiction
Exhibit 10.4 COMPANY LETTERHEAD May 26, 2006 Dr. Robin L. Smith 930 Fifth Avenue Suite 8H New York, New York 10021 Dear Robin: We are delighted to present this letter agreement (the "Agreement"), setting out the terms of your employment with Phase III...Phase Iii Medical Inc/De • June 8th, 2006 • Services-misc health & allied services, nec • New York
Company FiledJune 8th, 2006 Industry Jurisdiction
Exhibit 10.1 AFP IMAGING CORPORATION Subscription Agreement AFP Imaging Corporation 250 Clearbrook Road Elmsford, New York 10523 Dear Sirs and Madams: Based upon the representations and warranties of AFP Imaging Corporation, a New York corporation...Afp Imaging Corp • May 3rd, 2006 • Photographic equipment & supplies • New York
Company FiledMay 3rd, 2006 Industry Jurisdiction
INDENTUREGlatfelter P H Co • May 3rd, 2006 • Paper mills • New York
Company FiledMay 3rd, 2006 Industry Jurisdiction