AMENDED AND RESTATED ADMINISTRATIVE SERVICES AGREEMENTServices Agreement • August 27th, 2002 • Hartford Series Fund Inc
AGREEMENT AND PLAN OF REORGANIZATION THIS AGREEMENT AND PLAN OF REORGANIZATION (the "Agreement") is made as of this 21st day of January, 2003, by and among Hartford Series Fund, Inc. (the "Acquiring Corporation"), a Maryland corporation, on behalf of...Agreement and Plan of Reorganization • August 29th, 2003 • Hartford Series Fund Inc • Maryland
AMENDED AND RESTATED ADMINISTRATIVE SERVICES AGREEMENTAdministrative Services Agreement • February 10th, 1999 • Hartford Series Fund Inc
WITNESSETH:Investment Management Agreement • August 27th, 2002 • Hartford Series Fund Inc • Maryland
WITNESSETH:Custodian Agreement • August 27th, 2002 • Hartford Series Fund Inc • Massachusetts
FIRST AMENDMENT TO TRANSFER AGENCY AND SERVICE AGREEMENTTransfer Agency and Service Agreement • October 24th, 2003 • Hartford Series Fund Inc
Pursuant to the Transfer Agency and Service Agreement between HARTFORD SERIES FUND, INC. and HARTFORD INVESTORS SERVICES COMPANY LLC dated as of March 1, 2003, HARTFORD EQUITY INCOME HLS FUND is hereby included as a new series in accordance with Section 10 of the Agreement. All provisions in the Agreement shall apply to Hartford Equity Income HLS Fund.
WITNESSETH:Custodian Contract • April 29th, 2004 • Hartford Series Fund Inc • Massachusetts
Exhibit 99.h.(ix) FUND ACCOUNTING AGREEMENT THIS AGREEMENT is made as of this 3rd day of January, 2000, by and between the mutual funds listed on Schedule A (each a "Fund" and together the "Funds") and HARTFORD LIFE INSURANCE COMPANY (the "Fund...Fund Accounting Agreement • April 26th, 2006 • Hartford Series Fund Inc • Connecticut
EXHIBIT e.Principal Underwriting Agreement • August 27th, 2002 • Hartford Series Fund Inc • Connecticut
Exhibit 99.d(iii) FIRST AMENDMENT TO AMENDED AND RESTATED INVESTMENT MANAGEMENT AGREEMENT Pursuant to the Amended and Restated Investment Management Agreement between HL Investment Advisors, LLC ("HL Advisors") and Hartford Series Fund, Inc. dated as...Investment Management Agreement • February 12th, 2004 • Hartford Series Fund Inc
Pursuant to the Amended and Restated Investment Management Agreement between HL Investment Advisors, LLC ("HL Advisors") and Hartford Series Fund, Inc. dated as of August 28, 2002, and applicable to Hartford Focus HLS Fund, et al. (the "Agreement"), HARTFORD EQUITY INCOME HLS FUND is hereby included in the definition of Portfolio. All provisions in the Agreement shall apply to the management of Hartford Equity Income HLS Fund except as stated below.
EXHIBIT d.(v)Sub-Advisory Agreement • August 27th, 2002 • Hartford Series Fund Inc
EXHIBIT 99h.(iii) HARTFORD SERIES FUND, INC. SHARE PURCHASE AGREEMENT FIRST FORTIS LIFE INSURANCE COMPANY ("First Fortis"), a New York corporation, as Sponsor-Depositor, now and in the future, of certain separate accounts ("Separate Accounts"), and...Share Purchase Agreement • August 12th, 2003 • Hartford Series Fund Inc • Connecticut
EXHIBIT h.(ii) Form of Amendment Number 5 to Share Purchase Agreement Hartford Life Insurance Company and Hartford Life and Annuity Insurance CompanyShare Purchase Agreement • November 15th, 2001 • Hartford Series Fund Inc
Form of Amendment Number 5 to Share Purchase Agreement Hartford Life Insurance Company and Hartford Life and Annuity Insurance Company
FIRST AMENDMENT TO AMENDED AND RESTATED ADMINISTRATIVE SERVICES AGREEMENT Pursuant to the Amended and Restated Administrative Services Agreement between HARTFORD LIFE INSURANCE COMPANY and HARTFORD SERIES FUND, INC. dated August 28, 2002 (the...Administrative Services Agreement • February 12th, 2004 • Hartford Series Fund Inc
Pursuant to the Amended and Restated Administrative Services Agreement between HARTFORD LIFE INSURANCE COMPANY and HARTFORD SERIES FUND, INC. dated August 28, 2002 (the "Agreement"), HARTFORD EQUITY INCOME HLS FUND is hereby included as a new Fund. All provisions in the Agreement shall apply to Hartford Equity Income HLS Fund.
AMENDMENT NUMBER 1 TO INVESTMENT SUB-ADVISORY AGREEMENT The Investment Sub- Advisory Agreement between HL Investment Advisors, Inc. ("HL Advisors") and Wellington Management Company, LLP ("Wellington Management") dated May 29, 1998 (the "Agreement")...Investment Sub-Advisory Agreement • July 10th, 1998 • Hartford Series Fund Inc
The Investment Sub-Advisory Agreement between HL Investment Advisors, Inc. ("HL Advisors") and Wellington Management Company, LLP ("Wellington Management") dated May 29, 1998 (the "Agreement") is hereby amended to include Hartford Global Leaders HLS Fund (the "Fund") as a Portfolio. All provisions in the Agreement shall also apply to the Fund, except that the management fee shall be as follows:
Amendment Number 3 to Investment Sub-Advisory Agreement AMENDMENT NUMBER 3 TO INVESTMENT SUB-ADVISORY AGREEMENTHartford Series Fund Inc • April 30th, 2002
The Investment Sub-Advisory Agreement between HL Investment Advisors, LLC ("HL Advisors"), formerly known as HL Investment Advisors, Inc., and Wellington Management Company, LLP ("Wellington Management") dated May 29, 1998, as amended (the "Agreement") is hereby amended to include Hartford Global Communications HLS Fund, Hartford Global Financial Services HLS Fund and Hartford Growth HLS Fund (the "New Funds") as three new Portfolios. All provisions in the Agreement shall also apply to the New Funds except as stated below.
EXHIBIT d.(vii)Investment Services Agreement • August 27th, 2002 • Hartford Series Fund Inc
Exhibit 4 FORM OF AGREEMENT AND PLAN OF REORGANIZATION THIS AGREEMENT AND PLAN OF REORGANIZATION (the "Agreement") is made as of this day of , 200 , by and among Hartford Series Fund, Inc. (the "Acquiring Corporation"), a Maryland corporation, on...Form of Agreement and Plan of Reorganization • September 11th, 2002 • Hartford Series Fund Inc • Maryland
PRINCIPAL UNDERWRITING AGREEMENT Hartford Series Fund, Inc. (the "Company")Principal Underwriting Agreement • February 2nd, 1998 • Hartford Series Fund Inc • Connecticut
Amendment Number 3 to Amended and Restated Administrative Services Agreement AMENDMENT NUMBER 3 TO AMENDED AND RESTATED ADMINISTRATIVE SERVICES AGREEMENTAdministrative Services Agreement • April 30th, 2002 • Hartford Series Fund Inc
The Amended and Restated Administrative Services Agreement between Hartford Life Insurance Company ("Company") and the Hartford HLS Funds dated September 30, 1998 (the "Agreement") is hereby amended to include Hartford Focus HLS Fund, Hartford International Capital Appreciation HLS Fund, Hartford International Small Company HLS Fund, Hartford MidCap Value HLS Fund and Hartford Value HLS Fund as additional Funds. All provisions in the Agreement shall also apply to these five additions.
WITNESSETH:Investment Advisory Agreement • August 27th, 2002 • Hartford Series Fund Inc
Hartford Advisers HLS Fund, Inc. Hartford Bond HLS Fund, Inc. Hartford Capital Appreciation HLS Fund, Inc. Hartford Dividend and Growth HLS Fund, Inc. Hartford Index HLS Fund, Inc. Hartford International Advisers HLS Fund, Inc. Hartford International...Fund Accounting Agreement • April 26th, 2006 • Hartford Series Fund Inc
INVESTMENT SUB-ADVISORY AGREEMENT This Investment Sub-Advisory Agreement is made by and between HL Investment Advisors, Inc., a Connecticut corporation ("HL Advisors") and Wellington Management Company, LLP, a Massachusetts partnership ("Wellington...Investment Sub-Advisory Agreement • February 2nd, 1998 • Hartford Series Fund Inc • Connecticut
FORM OF INVESTMENT SUB-ADVISORY AGREEMENTInvestment Sub-Advisory Agreement • February 15th, 2013 • Hartford Series Fund Inc • Connecticut
This Investment Sub-Advisory Agreement is made by and between Hartford Funds Management Company, LLC, a Connecticut limited liability company (the “Adviser”) and Wellington Management Company, LLP, a Massachusetts limited liability partnership (the “Sub-Adviser”).
FORM OF AGREEMENT AND PLAN OF REORGANIZATION AGREEMENT AND PLAN OF REORGANIZATIONAgreement and Plan of Reorganization • July 2nd, 2014 • HIMCO Variable Insurance Trust • Delaware
THIS AGREEMENT AND PLAN OF REORGANIZATION (“Agreement”) is made as of this [ ] day of [ ], 2014, by and between HIMCO Variable Insurance Trust, a Delaware statutory trust (“HIMCO Variable Insurance Trust”), with its principal place of business at One Hartford Plaza, Hartford, Connecticut 06155, on behalf of HIMCO VIT Portfolio Diversifier Fund (“Acquiring Fund”), a series of HIMCO Variable Insurance Trust, and Hartford Series Fund, Inc., a Maryland corporation (“Hartford Series Fund,” together with HIMCO Variable Insurance Trust, the “Registrants”), with its principal place of business at 5 Radnor Corporate Center, Suite 300, 100 Matsonford Road, Radnor, Pennsylvania 19087, on behalf of Hartford Portfolio Diversifier HLS Fund (“Acquired Fund”), a series of Hartford Series Fund.
INVESTMENT SUB-ADVISORY AGREEMENTInvestment Sub-Advisory Agreement • February 15th, 2013 • Hartford Series Fund Inc • Connecticut
This Investment Sub-Advisory Agreement is made by and between Hartford Funds Management Company, LLC a Connecticut limited liability company (the “Adviser”) and Hartford Investment Management Company, a Delaware corporation (the “Sub-Adviser”).
FIRST AMENDMENT TO TRANSFER AGENCY AND SERVICE AGREEMENT Pursuant to the Transfer Agency and Service Agreement between HARTFORD SERIES FUND, INC. and HARTFORD INVESTORS SERVICES COMPANY LLC dated as of March 1, 2003, HARTFORD EQUITY INCOME HLS FUND is...Transfer Agency and Service Agreement • February 12th, 2004 • Hartford Series Fund Inc
Pursuant to the Transfer Agency and Service Agreement between HARTFORD SERIES FUND, INC. and HARTFORD INVESTORS SERVICES COMPANY LLC dated as of March 1, 2003, HARTFORD EQUITY INCOME HLS FUND is hereby included as a new series in accordance with Section 10 of the Agreement. All provisions in the Agreement shall apply to Hartford Equity Income HLS Fund.
GLOBAL SECURITIES LENDING AGENCY AGREEMENTSecurities Lending Agency Agreement • April 16th, 2018 • Hartford Series Fund Inc
EXHIBIT d.(i)Investment Management Agreement • August 27th, 2002 • Hartford Series Fund Inc • Connecticut
FORM OF AMENDED AND RESTATED PRINCIPAL UNDERWRITING AGREEMENT Hartford Series Fund, Inc. and Hartford HLS Series Fund II, Inc. (each, a “Company” and collectively, the “Companies”), on behalf of their respective series listed on Schedule A January 1,...Principal Underwriting Agreement • April 18th, 2014 • Hartford Series Fund Inc • Maryland
Each Company is a Maryland corporation registered as a management investment company under the Investment Company Act of 1940, as amended (the “1940 Act”), and has shares of capital stock (hereinafter the “Shares”) representing interests in the respective series of the Company listed on Schedule A (each, a “Fund” and collectively, the “Funds”), which are registered under the Securities Act of 1933, as amended (the “1933 Act”), and securities acts of various states and jurisdictions, where appropriate. In addition, each Fund offers multiple classes of Shares that vary with regard to certain characteristics. The specific characteristics of the classes offered by each Fund are set forth in the respective Company’s then currently effective Prospectus and Statement of Additional Information (including any supplements or amendments thereto). This Agreement is intended to take effect as if entered into between each Company, severally, and Hartford Funds Distributors, LLC (“HFD”), and the prov
TRANSFER AGENCY AND SERVICE AGREEMENTTransfer Agency and Service Agreement • April 10th, 2015 • Hartford Series Fund Inc • Maryland
AGREEMENT made as of the 1st day of December, 2014, by and among Hartford Series Fund, Inc., a Maryland corporation, having its principal office and place of business at 5 Radnor Corporate Center, Suite 300, 100 Matsonford Road, Radnor, PA 19087, Hartford HLS Series Fund II, Inc., a Maryland corporation having its principal office and place of business at 5 Radnor Corporate Center, Suite 300, 100 Matsonford Road, Radnor, PA 19087 (together, the “Funds”), and Hartford Administrative Services Company (“HASCO”), having its principal office and place of business at 500 Bielenberg Drive, Woodbury, Minnesota 55125. This Agreement is intended to take effect as if entered into among the Funds on behalf of each of their series of shares (each a “Portfolio”), severally, and HASCO, and the provisions of this Agreement shall be construed accordingly.
AMENDED AND RESTATED AGREEMENT AND DECLARATION OF TRUST OF HIMCO VARIABLE INSURANCE TRUST (a Delaware Statutory Trust) Dated as of January 13, 2012 (as amended and restated March 25, 2014)Agreement and Declaration of Trust • May 23rd, 2014 • HIMCO Variable Insurance Trust • Delaware
WHEREAS, HIMCO Variable Insurance Trust was established on January 13, 2012 (as Hartford Variable Insurance Trust I) with the filing of a Certificate of Trust with the Delaware Secretary of State for the purposes of carrying on the business of a management investment company;
AMENDMENT EIGHT TO FUND ACCOUNTING AGREEMENTFund Accounting Agreement • April 12th, 2019 • Hartford Series Fund Inc
This Amendment Eight (the “Amendment”) to the Fund Accounting Agreement is made as of this 1st day of March, 2019, by and among Hartford Funds Management Company, LLC, a Delaware limited liability company, and each of The Hartford Mutual Funds, Inc., The Hartford Mutual Funds II, Inc., Hartford Series Fund, Inc., Hartford HLS Series Fund II, Inc., Hartford Funds Master Fund, and Hartford Funds NextShares Trust on behalf of their respective series listed on Schedule A (together with the series listed on Schedule A, the “Funds”).
AGREEMENT BETWEEN JPMORGAN CHASE BANK, N.A. AND EACH OF THE INVESTMENT COMPANIES LISTED ON SCHEDULE A ATTACHED HERETOAgreement • February 15th, 2013 • Hartford Series Fund Inc
AGREEMENT made this 5th day of April, 2012 by and between each of the investment companies listed on Schedule A hereto, as the same may be amended from time to time and JPMorgan Chase Bank, N.A. (the “Custodian”).
AMENDED AND RESTATED GLOBAL SECURITIES LENDING AGENCY AGREEMENTGlobal Securities Lending Agency Agreement • April 15th, 2020 • Hartford Series Fund Inc
