DISTRIBUTION AGREEMENT Legg Mason Charles Street Trust, Inc. This DISTRIBUTION AGREEMENT, made this 13th day of October, 2006 by and between Legg Mason Charles Street Trust, Inc. ("Investment Company"), a Maryland Corporation and Legg Mason Investor...Distribution Agreement • July 27th, 2007 • Legg Mason Charles Street Trust Inc • Maryland
CUSTODIAN CONTRACTTransfer Agency and Service Agreement • June 2nd, 1999 • Lm Institutional Fund Advisors Ii Inc • Massachusetts
AMENDMENT TO CUSTODIAN CONTRACT This Amendment to the Custodian Contract is made effective as of July 1, 2001 by and between Legg Mason Charles Street Trust, Inc. (previously called LM Institutional Fund Advisors II, Inc., hereinafter the "Fund") and...Custodian Contract • July 23rd, 2002 • Legg Mason Charles Street Trust Inc
INVESTMENT ADVISORY AGREEMENT AGREEMENT made this 31st day of December, 2001, by and between Legg Mason Fund Adviser, Inc. ("Manager"), a Maryland corporation, and Batterymarch Financial Management, Inc. ("Batterymarch"), a Maryland corporation, each...Investment Advisory Agreement • July 23rd, 2002 • Legg Mason Charles Street Trust Inc
Legg Mason Fund Adviser, Inc. 100 Light Street Baltimore, Maryland 21202Fee Waiver Agreement • July 27th, 2004 • Legg Mason Charles Street Trust Inc
Legg Mason Fund Adviser, Inc. ("LMFA") hereby agrees that it will waive its compensation (and, to the extent necessary, bear other expenses) through August 1, 2005, to the extent that expenses of each class of Batterymarch U.S. Small Capitalization Equity Portfolio (the "Fund") (exclusive of taxes, interest, brokerage and extraordinary expenses) would exceed an annual rate of 0.95% for Institutional Class and 1.20% for Financial Intermediary Class.
Exhibit 23(d)(2)(iii) --------------------- INVESTMENT ADVISORY AGREEMENT AGREEMENT made this 29th day of December, 1999, by and between LM Institutional Advisors, Inc. ("Manager"), a Maryland corporation, and Legg Mason Fund Adviser, Inc. ("LMFA"), a...Investment Advisory Agreement • August 1st, 2000 • Lm Institutional Fund Advisors Ii Inc
Exhibit 23(d)(2)(v) ------------------- INVESTMENT ADVISORY AGREEMENT AGREEMENT made this 29th day of December, 1999, by and between LM Institutional Advisors, Inc. ("Manager"), a Maryland corporation, and Batterymarch Financial Management, Inc....Investment Advisory Agreement • August 1st, 2000 • Lm Institutional Fund Advisors Ii Inc
Exhibit 23(d)(1)(i) INVESTMENT ADVISORY AGREEMENT AGREEMENT made this __ day of _________, 1999, by and between LM Institutional Advisors, Inc. ("Manager"), a Maryland corporation, and Legg Mason Fund Adviser, Inc. ("LMFA"), a Maryland corporation,...Investment Advisory Agreement • October 1st, 1999 • Lm Institutional Fund Advisors Ii Inc
FORM OF DISTRIBUTION AGREEMENT Legg Mason Charles Street Trust, Inc.Form of Distribution Agreement • September 1st, 2006 • Legg Mason Charles Street Trust Inc • Maryland
Exhibit 23(d)(2)(ii) INVESTMENT MANAGEMENT AGREEMENT This INVESTMENT MANAGEMENT AGREEMENT, made this __ day of _________, 1999, by and between LM Institutional Fund Advisors II, Inc., a Maryland corporation (the "Corporation"), on behalf of...Investment Management Agreement • October 1st, 1999 • Lm Institutional Fund Advisors Ii Inc
DISTRIBUTION AGREEMENT Legg Mason Charles Street Trust, Inc. This DISTRIBUTION AGREEMENT, made this 1st day of December, 2005 by and between Legg Mason Charles Street Trust, Inc. ("Investment Company"), a Maryland Corporation and Legg Mason Investor...Distribution Agreement • July 26th, 2006 • Legg Mason Charles Street Trust Inc • Maryland
UNDERWRITING AGREEMENT This UNDERWRITING AGREEMENT, made this 3rd day of June, 1998, by and between LM Institutional Fund Advisors II, Inc., a Maryland corporation ("Corporation"), and Legg Mason Wood Walker, Incorporated, a Maryland corporation (the...Underwriting Agreement • June 5th, 1998 • Lm Institutional Fund Advisors Ii Inc
FORM OF MANAGEMENT AGREEMENT LEGG MASON CHARLES STREET TRUST, INC.: GLOBAL OPPORTUNITIES BOND FUNDManagement Agreement • September 1st, 2006 • Legg Mason Charles Street Trust Inc
Amendment No. 1 to Distribution Agreement This Amendment No. 1 to the Distribution Agreement dated as of December 15, 2006 (the "Amendment") by and between Legg Mason Charles Street Trust, Inc. (the "Fund") and Legg Mason Investor Services, LLC...Distribution Agreement • July 27th, 2007 • Legg Mason Charles Street Trust Inc
INVESTMENT MANAGEMENT AGREEMENT This INVESTMENT MANAGEMENT AGREEMENT, made this 31st day of December, 2001, by and between Legg Mason Charles Street Trust, Inc., a Maryland corporation ("Corporation"), on behalf of Batterymarch U.S. Small...Investment Management Agreement • July 23rd, 2002 • Legg Mason Charles Street Trust Inc
Exhibit 23(d)(1)(ii) INVESTMENT ADVISORY AGREEMENT AGREEMENT made this __ day of _________, 1999, by and between LM Institutional Advisors, Inc. ("Manager"), a Maryland corporation, and Batterymarch Financial Management, Inc. ("Batterymarch"), a...Investment Advisory Agreement • October 1st, 1999 • Lm Institutional Fund Advisors Ii Inc
FEE WAIVER AGREEMENT Legg Mason Fund Adviser, Inc. 100 Light Street Baltimore, Maryland 21202Fee Waiver Agreement • July 26th, 2006 • Legg Mason Charles Street Trust Inc
Legg Mason Fund Adviser, Inc. ("LMFA") hereby agrees that it will waive its compensation (and, to the extent necessary, bear other expenses) through August 1, 2007, to the extent that expenses of the Batterymarch U.S. Small Capitalization Equity Portfolio (the "Fund") (exclusive of taxes, interest, brokerage and extraordinary expenses) would exceed an annual rate of 0.95% for Institutional Class and 1.20% for Financial Intermediary Class.
FEE WAIVER AGREEMENTFee Waiver Agreement • July 27th, 2007 • Legg Mason Charles Street Trust Inc
Legg Mason Fund Adviser, Inc. ("LMFA") hereby agrees that it or an affiliate will waive its compensation (and, to the extent necessary, bear other expenses) through July 31, 2008, to the extent that expenses of the Global Opportunities Bond Fund (the "Fund") (exclusive of taxes, interest, brokerage and extraordinary expenses) would exceed an annual rate of 0.65% for Institutional Class and 0.90% for Financial Intermediary Class.
AMENDMENT TO CUSTODIAN CONTRACTCustodian Contract • June 26th, 2009 • Legg Mason Charles Street Trust Inc
This Amendment to the Custodian Contract is made effective as of July 1, 2001 by and between Legg Mason Charles Street Trust, Inc. (previously called LM Institutional Fund Advisors II, Inc., hereinafter the “Fund”) and State Street Bank and Trust Company (the “Custodian”). Capitalized terms used in this Amendment without definition shall have the respective meanings given to such terms in the Custodian Contract referred to below.
INVESTMENT ADVISORY AGREEMENT LEGG MASON CHARLES STREET TRUST, INC.: GLOBAL OPPORTUNITIES BOND FUNDInvestment Advisory Agreement • June 26th, 2009 • Legg Mason Charles Street Trust Inc
AGREEMENT made this 13th day of October, 2006 by and between Legg Mason Fund Adviser, Inc. (“Manager”), a Maryland corporation, and Brandywine Global Investment Management, LLC (“Adviser”), a limited liability company organized under the laws of Delaware, each of which is registered as an investment adviser under the Investment Advisers Act of 1940, as amended.
INTER-AFFILIATE TRANSFER AGREEMENT (Investment Management Agreement) Legg Mason FundsTransfer Agreement • February 26th, 2010 • Legg Mason Charles Street Trust Inc • Maryland
This Inter-Affiliate Transfer Agreement (“Transfer Agreement”) is made as of the 30th day of September, 2009 by and among Legg Mason Fund Adviser, Inc. (“LMFA”), Legg Mason Partners Fund Advisor, LLC (“LMPFA”), and each of the investment companies set forth on Appendix 1 (each an “Investment Company”), with respect to the series set forth on Appendix 1 (each a “Fund”).
INVESTMENT ADVISORY AGREEMENT AGREEMENT made this 3rd day of June, 1998, by and between LM Institutional Advisors, Inc. ("Manager"), a Maryland corporation, and Western Asset Management Company ("Western Asset"), a California corporation, each of...Investment Advisory Agreement • June 5th, 1998 • Lm Institutional Fund Advisors Ii Inc
INTER-AFFILIATE TRANSFER AGREEMENT (Investment Management Agreement) Legg Mason Funds This Inter-Affiliate Transfer Agreement (Transfer Agreement) is made as of the 30th day of September, 2009 by and among Legg Mason Fund Adviser, Inc. (LMFA), Legg...Transfer Agreement • February 26th, 2010 • Legg Mason Charles Street Trust Inc • Maryland
FEE WAIVER AND EXPENSE CAP AGREEMENTFee Waiver and Expense Cap Agreement • July 27th, 2007 • Legg Mason Charles Street Trust Inc
Legg Mason Fund Adviser, Inc. ("LMFA") hereby agrees that it or an affiliate will waive its compensation (and, to the extent necessary, bear other expenses) through July 31, 2008, to the extent that expenses of the Batterymarch U.S. Small Capitalization Equity Portfolio (the "Fund") (exclusive of taxes, interest, brokerage and extraordinary expenses) would exceed an annual rate of 0.95% for Institutional Class and 1.20% for Financial Intermediary Class.
INVESTMENT ADVISORY AGREEMENT AGREEMENT made this 3rd day of June, 1998, by and between LM Institutional Advisors, Inc. ("Manager"), a Maryland corporation, and Legg Mason Fund Adviser, Inc. ("LMFA"), a Maryland corporation, each of which is...Investment Advisory Agreement • June 5th, 1998 • Lm Institutional Fund Advisors Ii Inc
Exhibit 23(d)(1)(iii) INVESTMENT ADVISORY AGREEMENT AGREEMENT made this __ day of ________, 1999, by and between LM Institutional Advisors, Inc. ("Manager"), a Maryland corporation, and Batterymarch Financial Management, Inc. ("Batterymarch"), a...Investment Advisory Agreement • October 1st, 1999 • Lm Institutional Fund Advisors Ii Inc
INTER-AFFILIATE TRANSFER AGREEMENT (Advisory Agreement) Legg Mason FundsAffiliate Transfer Agreement • February 26th, 2010 • Legg Mason Charles Street Trust Inc • Maryland
This Inter-Affiliate Transfer Agreement (“Transfer Agreement”) is made as of the 30th day of September, 2009 by and among Legg Mason Fund Adviser, Inc. (“LMFA”), Legg Mason Partners Fund Advisor, LLC (“LMPFA”), and the investment advisers or sub-advisers set forth on Appendix 2 (“Adviser”), with respect to the series set forth on Appendix 1 (each a “Fund”).
FORM OF FEE WAIVER AGREEMENTFee Waiver Agreement • September 1st, 2006 • Legg Mason Charles Street Trust Inc
Legg Mason Fund Adviser, Inc. ("LMFA") hereby agrees that it will waive its compensation (and, to the extent necessary, bear other expenses) through July 31, 2007, to the extent that expenses of the Global Opportunities Bond Fund (the "Fund") (exclusive of taxes, interest, brokerage and extraordinary expenses) would exceed an annual rate of 0.65% for Institutional Class (the "Institutional Class Agreement") and 0.90% for Financial Intermediary Class (the "Financial Intermediary Agreement").
MANAGEMENT AGREEMENT LEGG MASON CHARLES STREET TRUST, INC.: GLOBAL OPPORTUNITIES BOND FUNDManagement Agreement • June 26th, 2009 • Legg Mason Charles Street Trust Inc
This MANAGEMENT AGREEMENT (“Agreement”) is made this 13th day of October, 2006, by and between Legg Mason Charles Street Trust, Inc., a Maryland corporation (the “Corporation”), on behalf of Global Opportunities Bond Fund (“Fund”), and Legg Mason Fund Adviser, Inc., a Maryland corporation (the “Manager”).
FORM OF INVESTMENT ADVISORY AGREEMENT LEGG MASON CHARLES STREET TRUST, INC.: GLOBAL OPPORTUNITIES BOND FUNDInvestment Advisory Agreement • September 1st, 2006 • Legg Mason Charles Street Trust Inc
