National Holdings Corp Sample Contracts

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EXHIBIT 10.30
Securities Purchase Agreement • January 11th, 2002 • Olympic Cascade Financial Corp • Security & commodity brokers, dealers, exchanges & services • New York
EXHIBIT 1
Joint Filing Agreement • January 7th, 2002 • Olympic Cascade Financial Corp • Security & commodity brokers, dealers, exchanges & services

The undersigned, and each of them, do hereby agree and consent to the filing of a single statement on behalf of all of them on Schedule 13D and amendments thereto, in accordance with the provisions of Rule 13d-1(f)(1) under the Securities Exchange Act of 1934, as amended.

RECITALS
Employment Agreement • December 22nd, 2000 • Olympic Cascade Financial Corp • Security & commodity brokers, dealers, exchanges & services • Illinois
RECITALS
Employment Agreement • December 21st, 1999 • Olympic Cascade Financial Corp • Security & commodity brokers, dealers, exchanges & services • Illinois
EXHIBIT 10.33
Escrow Agreement • January 11th, 2002 • Olympic Cascade Financial Corp • Security & commodity brokers, dealers, exchanges & services • New York
EXHIBIT 10.32
Securities Exchange Agreement • January 11th, 2002 • Olympic Cascade Financial Corp • Security & commodity brokers, dealers, exchanges & services • New York
RECITALS
Employment Agreement • December 21st, 1999 • Olympic Cascade Financial Corp • Security & commodity brokers, dealers, exchanges & services • Illinois
EXHIBIT 10.39
Registration Rights Agreement • February 27th, 2004 • Olympic Cascade Financial Corp • Security & commodity brokers, dealers, exchanges & services • New York
EXHIBIT 10.38 FORM OF WARRANT
Olympic Cascade Financial Corp • February 27th, 2004 • Security & commodity brokers, dealers, exchanges & services • New York
EXHBIIT 10.36 FORM OF SECURITIES PURCHASE AGREEMENT OLYMPIC CASCADE FINANCIAL CORPORATION SECURITIES PURCHASE AGREEMENT
Securities Purchase Agreement • February 27th, 2004 • Olympic Cascade Financial Corp • Security & commodity brokers, dealers, exchanges & services • New York
STOCK PURCHASE AGREEMENT between OLYMPIC CASCADE FINANCIAL CORPORATION and LHF HOLDCO, LLC
Stock Purchase Agreement • January 8th, 1999 • Olympic Cascade Financial Corp • Security & commodity brokers, dealers, exchanges & services • California
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EXCHANGE AGREEMENT AND PLAN OF REORGANIZATION
Exchange Agreement and Plan of Reorganization • December 24th, 1997 • Olympic Cascade Financial Corp • Security & commodity brokers, dealers, exchanges & services • California
AMONG
Stock Purchase Agreement • December 24th, 1997 • Olympic Cascade Financial Corp • Security & commodity brokers, dealers, exchanges & services • Washington
Exhibit 99.1 JOINT FILING AGREEMENT The undersigned hereby agree that the foregoing statement on Schedule 13G is filed on behalf of each of the undersigned in accordance with the provisions of Rule 13d-1(k) under the Securities Exchange Act of 1934,...
Joint Filing Agreement • February 14th, 2007 • National Holdings Corp • Security & commodity brokers, dealers, exchanges & services

The undersigned hereby agree that the foregoing statement on Schedule 13G is filed on behalf of each of the undersigned in accordance with the provisions of Rule 13d-1(k) under the Securities Exchange Act of 1934, as amended, and that all subsequent amendments to this statement on Schedule 13G may be filed on behalf of each of the undersigned without the necessity of filing additional joint filing agreements.

EMPLOYMENT AGREEMENT
Employment Agreement • July 2nd, 2008 • National Holdings Corp • Security & commodity brokers, dealers, exchanges & services • New York

This Employment Agreement (“Agreement”) is made and entered into as of July 1, 2008, by and between National Holdings Corporation, a Delaware corporation (the “Company”) and Alan B. Levin (the “Executive”).

CASUALTY LOSS SCHEDULE LEASE SCHEDULE NO. 1 DATED APRIL 16, 1998, AS AMENDED TO MASTER LEASE AGREEMENT NO. R0678
Sale and Leaseback Agreement • May 11th, 1998 • Olympic Cascade Financial Corp • Security & commodity brokers, dealers, exchanges & services
EMPLOYMENT AGREEMENT
Employment Agreement • December 30th, 2019 • National Holdings Corp • Security & commodity brokers, dealers, exchanges & services • New York

This Amended and Restated Employment Agreement (this “Agreement”), is effective as of December 31, 2018 (the “Effective Date”), by and between National Holdings Corporation, a Delaware corporation (the “Company”), and Michael Mullen (the “Executive”).

REGISTRATION RIGHTS AGREEMENT
Registration Rights Agreement • February 14th, 2011 • National Holdings Corp • Security & commodity brokers, dealers, exchanges & services • New York

This REGISTRATION RIGHTS AGREEMENT (the “Agreement”) is made and entered into as of this 4th day of February, 2011 by and among National Holdings Corporation, a Delaware corporation (the “Company”), and those individuals signatory hereto (the “Investors”).

EMPLOYMENT AGREEMENT
Employment Agreement • January 6th, 2017 • National Holdings Corp • Security & commodity brokers, dealers, exchanges & services • New York

This Agreement (this “Agreement”), effective as of January 3, 2017 (the “Effective Date”), by and between National Holdings Corporation, a Delaware corporation with an address at 410 Park Avenue, New York, New York 10022 (the “Company”), and Michael Mullen, an individual having a mailing address at 400 Chambers Street, 4G, New York, NY 10282 (the “Executive”).

NATIONAL HOLDINGS CORPORATION COMMON STOCK PURCHASE WARRANT
National Holdings Corp • December 29th, 2009 • Security & commodity brokers, dealers, exchanges & services • New York

THIS CERTIFIES THAT, for value received, Christopher C. Dewey (the “Holder”), is entitled, upon the terms and subject to the conditions hereinafter set forth, at such times after the date hereof as are set forth below, to acquire from National Holdings Corporation, a Delaware corporation (the “Company”), in whole or, from time to time, in part, up to One Hundred Thousand (100,000) fully paid and nonassessable shares of Common Stock, $.02 par value, of the Company (the “Warrant Shares”) at a purchase price per share (the “Exercise Price”) of $0.75. Such number of shares, type of security and Exercise Price are subject to adjustment as provided herein, and all references to “Warrant Shares” and “Exercise Price” herein shall be deemed to include any such adjustment or series of adjustments. The Warrant Shares shall vest in full immediately upon the date hereof.

NATIONAL HOLDINGS CORPORATION 2013 OMNIBUS INCENTIVE PLAN Nonqualified Stock Option and Dividend Equivalent Agreement
Equivalent Agreement • December 29th, 2014 • National Holdings Corp • Security & commodity brokers, dealers, exchanges & services • Delaware

THIS NONQUALIFIED TOCK OPTION AND DIVIDEND EQUIVALENT AGREEMENT (this "Agreement") dated as of 28th day of July, 2013, between National Holdings Corporation, a Delaware corporation (the "Company"), and Robert B. Fagenson (the "Participant"), is made pursuant and subject to the provisions of the Company's 2013 Omnibus Incentive Plan (the "Plan"), a copy of which is attached hereto. All terms used herein that are defined in the Plan have the same meaning given them in the Plan, except as provided in this Agreement.

REGISTRATION RIGHTS AGREEMENT
Registration Rights Agreement • July 2nd, 2008 • National Holdings Corp • Security & commodity brokers, dealers, exchanges & services • New York

This Registration Rights Agreement (the “Agreement”) is made and entered into as of this 30th day of June, 2008 by and among National Holdings Corporation, a Delaware corporation (the “Company”), and St. Cloud Capital Partners II, L.P. (the “Investor”).

VOTING AND SUPPORT AGREEMENT
Voting and Support Agreement • June 21st, 2013 • National Holdings Corp • Security & commodity brokers, dealers, exchanges & services • Delaware

This VOTING AND SUPPORT AGREEMENT (this “Agreement”) is entered into as of June 20, 2013, by and among National Holdings Corporation, a Delaware corporation (“Parent”), National Acquisition Corp., a Delaware corporation and a direct wholly-owned subsidiary of Parent (“Merger Sub”), and [insert name of Target stockholder], (“Stockholder”). Parent, Merger Sub, and Stockholder are each sometimes referred to herein as a “Party” and collectively as the “Parties”.

FORM OF VOTING AGREEMENT
Form of Voting Agreement • April 28th, 2016 • National Holdings Corp • Security & commodity brokers, dealers, exchanges & services • Delaware

This VOTING AGREEMENT (this “Agreement”), dated as of April 27, 2016, is by and among Fortress Biotech, Inc., a Delaware corporation (“Parent”), FBIO Acquisition, Inc., a Delaware corporation and an indirect, wholly-owned Subsidiary of Parent (“Acquisition Sub”), the Person listed as a “Stockholder” on the signature page hereto (the “Stockholder”), and solely for the limited purposes set forth in Section 8(b), [____________], a Delaware corporation (the “Company”).

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