RECITALSSecurities Purchase Agreement • December 23rd, 2004 • Aradigm Corp • Electromedical & electrotherapeutic apparatus • California
Contract Type FiledDecember 23rd, 2004 Company Industry Jurisdiction
AMENDMENT TO RIGHTS AGREEMENT BETWEEN ARADIGM CORPORATION AND BANKBOSTON, N.A.Rights Agreement • March 29th, 2002 • Aradigm Corp • Electromedical & electrotherapeutic apparatus • California
Contract Type FiledMarch 29th, 2002 Company Industry Jurisdiction
EXHIBIT 4.4 THIS WARRANT AND THE UNDERLYING SECURITIES HAVE NOT BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE "ACT"). THEY MAY NOT BE SOLD, OFFERED FOR SALE, PLEDGED OR HYPOTHECATED IN THE ABSENCE OF AN EFFECTIVE REGISTRATION...Aradigm Corp • September 19th, 2001 • Electromedical & electrotherapeutic apparatus • California
Company FiledSeptember 19th, 2001 Industry Jurisdiction
EXHIBIT 4.5 THIS WARRANT AND THE UNDERLYING SECURITIES HAVE NOT BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE "ACT"). THEY MAY NOT BE SOLD, OFFERED FOR SALE, PLEDGED OR HYPOTHECATED IN THE ABSENCE OF AN EFFECTIVE REGISTRATION...Aradigm Corp • January 11th, 2002 • Electromedical & electrotherapeutic apparatus • California
Company FiledJanuary 11th, 2002 Industry Jurisdiction
COMMON STOCKAradigm Corp • March 28th, 2000 • Electromedical & electrotherapeutic apparatus • New York
Company FiledMarch 28th, 2000 Industry Jurisdiction
1 Exhibit 4.2 ARADIGM CORPORATION COMMON STOCK PURCHASE AGREEMENT January 27, 1999 2 TABLE OF CONTENTSCommon Stock Purchase Agreement • February 9th, 1999 • Aradigm Corp • Electromedical & electrotherapeutic apparatus • California
Contract Type FiledFebruary 9th, 1999 Company Industry Jurisdiction
VOTING AGREEMENTVoting Agreement • February 20th, 2003 • Aradigm Corp • Electromedical & electrotherapeutic apparatus • California
Contract Type FiledFebruary 20th, 2003 Company Industry Jurisdiction
ARADIGM CORPORATION AND U.S. BANK NATIONAL ASSOCIATION, as Trustee INDENTURE Dated as of April 25, 2016 9.0% Convertible Senior Notes due 2021Indenture • April 28th, 2016 • Aradigm Corp • Electromedical & electrotherapeutic apparatus • New York
Contract Type FiledApril 28th, 2016 Company Industry JurisdictionINDENTURE, dated as of April 25, 2016, between ARADIGM CORPORATION, a California corporation, as issuer (the “Company,” as more fully set forth in Section 1.01) and U.S. BANK NATIONAL ASSOCIATION, a national banking association, as trustee (the “Trustee”, as more fully set forth in Section 1.01).
RECITALSStock Purchase Agreement • November 7th, 1997 • Aradigm Corp • Electromedical & electrotherapeutic apparatus • California
Contract Type FiledNovember 7th, 1997 Company Industry Jurisdiction
• ] Shares ARADIGM CORPORATION Common Stock UNDERWRITING AGREEMENTUnderwriting Agreement • January 4th, 2007 • Aradigm Corp • Electromedical & electrotherapeutic apparatus • New York
Contract Type FiledJanuary 4th, 2007 Company Industry JurisdictionPUNK, ZIEGEL & COMPANY, L.P. As Representative of the several Underwriters listed in Schedule I to the Underwriting Agreement referred to below c/o Punk, Ziegel & Company, L.P. 520 Madison Avenue, 7th Floor New York, NY 10022
REGISTRATION RIGHTS AGREEMENTRegistration Rights Agreement • December 13th, 2012 • Aradigm Corp • Electromedical & electrotherapeutic apparatus • New York
Contract Type FiledDecember 13th, 2012 Company Industry JurisdictionThis REGISTRATION RIGHTS AGREEMENT (this “Agreement”), dated as of December 11, 2012, is by and among Aradigm Corporation, a California corporation with offices located at 3929 Point Eden Way, Hayward, CA 94545 (the “Company”), and each of the undersigned buyers (each, a “Buyer,” and collectively, the “Buyers”).
VOTING AGREEMENTVoting Agreement • February 20th, 2003 • Aradigm Corp • Electromedical & electrotherapeutic apparatus • California
Contract Type FiledFebruary 20th, 2003 Company Industry Jurisdiction
EXHIBIT 10.26 OFFICE/WAREHOUSE LEASE THIS LEASE, made this 11th Day of September, 2000, by and between Winton Industrial Center, Inc. (hereinafter referred as "Landlord"), and Aradigm Corporation, a California corporation (hereinafter referred to as...Aradigm Corp • November 13th, 2000 • Electromedical & electrotherapeutic apparatus • California
Company FiledNovember 13th, 2000 Industry Jurisdiction
RECITALSCertain • March 29th, 2002 • Aradigm Corp • Electromedical & electrotherapeutic apparatus
Contract Type FiledMarch 29th, 2002 Company Industry
RECITALSDevelopment and Commercialization Agreement • March 30th, 2001 • Aradigm Corp • Electromedical & electrotherapeutic apparatus
Contract Type FiledMarch 30th, 2001 Company Industry
RECITALSStock Purchase Agreement • March 29th, 2002 • Aradigm Corp • Electromedical & electrotherapeutic apparatus • California
Contract Type FiledMarch 29th, 2002 Company Industry Jurisdiction
FORM OF REGISTRATION RIGHTS AGREEMENTForm of Registration Rights Agreement • June 21st, 2010 • Aradigm Corp • Electromedical & electrotherapeutic apparatus • New York
Contract Type FiledJune 21st, 2010 Company Industry JurisdictionThis REGISTRATION RIGHTS AGREEMENT (this “Agreement”), dated as of June 21, 2010, is by and among Aradigm Corporation, a California corporation with offices located at 3929 Point Eden Way, Hayward, CA 94545 (the “Company”), and each of the undersigned buyers (each, a “Buyer,” and collectively, the “Buyers”).
CHANGE OF CONTROL AGREEMENTChange of Control Agreement • November 1st, 2018 • Aradigm Corp • Electromedical & electrotherapeutic apparatus • California
Contract Type FiledNovember 1st, 2018 Company Industry JurisdictionThis Change of Control Agreement (the “Agreement”) is made and entered into as of October 31, 2018, by and between Aradigm Corporation (the “Company”), and John M. Siebert, Ph.D. (the “Executive”).
INDEMNIFICATION AGREEMENTIndemnification Agreement • April 18th, 2011 • Aradigm Corp • Electromedical & electrotherapeutic apparatus • California
Contract Type FiledApril 18th, 2011 Company Industry JurisdictionThis Indemnification Agreement (this “Agreement”) is dated as of [insert date], and is between Aradigm Corporation, a California corporation (the “Company”), and [insert name of indemnitee] (“Indemnitee”).
BETWEENCommercialization Agreement • November 7th, 1997 • Aradigm Corp • Electromedical & electrotherapeutic apparatus • New York
Contract Type FiledNovember 7th, 1997 Company Industry Jurisdiction
REGISTRATION RIGHTS AGREEMENTRegistration Rights Agreement • May 24th, 2013 • Aradigm Corp • Electromedical & electrotherapeutic apparatus • New York
Contract Type FiledMay 24th, 2013 Company Industry JurisdictionThis REGISTRATION RIGHTS AGREEMENT (this “Agreement”), dated as of , 2013, is by and among Aradigm Corporation, a California corporation with offices located at 3929 Point Eden Way, Hayward, CA 94545 (the “Company”), and each of the undersigned buyers (each, a “Buyer,” and collectively, the “Buyers”) and, solely with respect to Section 2(j), Grifols, S.A., a company (sociedad anónima) organized under the laws of Spain with offices located at Avinguda de la Generlitat, 152-158, Parc de Negocis Can Sant Joan, Sant Cugat del Valles 08174, Barcelona, Spain (“Grifols”).
1 EXHIBIT 10.28 COMMON STOCK PURCHASE AGREEMENT DATED AS OF NOVEMBER 3, 2000 BY AND BETWEEN ARADIGM CORPORATIONCommon Stock Purchase Agreement • December 11th, 2000 • Aradigm Corp • Electromedical & electrotherapeutic apparatus • New York
Contract Type FiledDecember 11th, 2000 Company Industry Jurisdiction
REGISTRATION RIGHTS AGREEMENTRegistration Rights Agreement • May 24th, 2013 • Aradigm Corp • Electromedical & electrotherapeutic apparatus • New York
Contract Type FiledMay 24th, 2013 Company Industry JurisdictionREGISTRATION RIGHTS AGREEMENT, dated as of [ ], 2013 (this “Agreement”), between ARADIGM CORPORATION, a California corporation (the “Company”), and GRIFOLS, S.A., a company (sociedad anónima) organized under the laws of Spain (“Purchaser”). Each of Purchaser and any Person to whom Purchaser (or any successor or permitted assign of Purchaser) transfers or assigns any Registrable Securities (as defined below) and who becomes a party hereto pursuant to Section 10(e) are referred to individually as an “Investor” and together as the “Investors”.
RECITALSWarrant Repricing Agreement • February 20th, 2003 • Aradigm Corp • Electromedical & electrotherapeutic apparatus • California
Contract Type FiledFebruary 20th, 2003 Company Industry Jurisdiction
TEXT OMITTED AND FILED SEPARATELY CONFIDENTIAL TREATMENT REQUESTED UNDER 17 C.F.R. Sections 200.80(b)(4) 200.83 AND 240.24b-2 DEVELOPMENT AND LICENSE AGREEMENT This Agreement is made this 2nd day of June, 1998 ("the Effective Date") by and between...Development and License Agreement • August 14th, 1998 • Aradigm Corp • Electromedical & electrotherapeutic apparatus • New York
Contract Type FiledAugust 14th, 1998 Company Industry Jurisdiction
SECURITIES PURCHASE AGREEMENTSecurities Purchase Agreement • June 21st, 2010 • Aradigm Corp • Electromedical & electrotherapeutic apparatus • New York
Contract Type FiledJune 21st, 2010 Company Industry JurisdictionThis SECURITIES PURCHASE AGREEMENT (this “Agreement”), dated as of June 18, 2010, is by and among Aradigm Corporation, a California corporation with offices located at 3929 Point Eden Way, Hayward, CA 94545 (the “Company”), and the investors listed on the Schedule of Buyers attached hereto (individually, a “Buyer” and collectively, the “Buyers”).
STOCK PURCHASE AGREEMENT by and between ARADIGM CORPORATION and GRIFOLS, S.A. Dated as of May 20, 2013Stock Purchase Agreement • May 24th, 2013 • Aradigm Corp • Electromedical & electrotherapeutic apparatus • New York
Contract Type FiledMay 24th, 2013 Company Industry JurisdictionThis STOCK PURCHASE AGREEMENT (this “Agreement”), dated as of May 20, 2013, is entered into by and between the purchasers listed on the Schedule of Purchasers attached hereto as Schedule A (individually, a “Purchaser” and collectively, the “Purchasers”), and ARADIGM CORPORATION, a California corporation (the “Company”). Purchasers and the Company are sometimes referred to as the “Parties.” Certain capitalized terms used in this Agreement are defined in Article I of this Agreement.
CHANGE OF CONTROL AGREEMENTChange of Control Agreement • January 4th, 2007 • Aradigm Corp • Electromedical & electrotherapeutic apparatus • California
Contract Type FiledJanuary 4th, 2007 Company Industry JurisdictionThis Change of Control Agreement (the “Agreement”) is made and entered into as of , 200 , by and between Aradigm Corporation (the “Company”), and (the “Executive”).
AMENDED AND RESTATED CHANGE OF CONTROL AGREEMENTChange of Control Agreement • April 18th, 2011 • Aradigm Corp • Electromedical & electrotherapeutic apparatus • California
Contract Type FiledApril 18th, 2011 Company Industry JurisdictionThis Amended and Restated Change of Control Agreement (the “Agreement”) is made and entered into as of April 15, 2011, by and between Aradigm Corporation (the “Company”), and Igor Gonda (the “Executive”).
4,000,000 Shares Aradigm Corporation Common Stock (No Par Value) PLACEMENT AGENCY AGREEMENTAgency Agreement • February 26th, 2009 • Aradigm Corp • Electromedical & electrotherapeutic apparatus • New York
Contract Type FiledFebruary 26th, 2009 Company Industry JurisdictionAradigm Corporation, a California corporation (the “Company”), proposes, subject to the terms and conditions stated in this Placement Agency Agreement (this “Agreement”) and the Subscription Agreements in the form of Exhibit A attached hereto (the “Subscription Agreements”) entered into with the investors identified therein (each, an “Investor” and collectively, the “Investors”), to issue and sell an aggregate of 4,000,000 shares (the “Shares”) of the Company’s common stock, no par value per share (the “Common Stock”). The Shares are more fully described in the Registration Statement (as defined herein). This is to confirm the agreement between the Company and the several placement agents set forth on Schedule I attached hereto (the “Placement Agents”) concerning the offering, issuance and sale of the Shares. Piper Jaffray & Co. is acting as representative (the “Representative”) of the Placement Agents.
SECURITIES PURCHASE AGREEMENTSecurities Purchase Agreement • December 13th, 2012 • Aradigm Corp • Electromedical & electrotherapeutic apparatus • New York
Contract Type FiledDecember 13th, 2012 Company Industry JurisdictionThis SECURITIES PURCHASE AGREEMENT (this “Agreement”), dated as of December 11, 2012, is by and among Aradigm Corporation, a California corporation with offices located at 3929 Point Eden Way, Hayward, CA 94545 (the “Company”), and the investors listed on the Schedule of Buyers attached hereto (individually, a “Buyer” and collectively, the “Buyers”).
SENIOR NOTE PURCHASE AGREEMENTSenior Note Purchase Agreement • October 30th, 2018 • Aradigm Corp • Electromedical & electrotherapeutic apparatus • New York
Contract Type FiledOctober 30th, 2018 Company Industry JurisdictionTHIS SENIOR NOTE PURCHASE AGREEMENT (this “Agreement”) is made as of October 25, 2018, by and between Aradigm Corporation, a California corporation (the “Company”) and Grifols Worldwide Operations Ltd., an entity formed under the laws of Ireland (the “Lender”).
ARADIGM CORPORATION 2005 Equity Incentive Plan Restricted Stock Bonus AgreementRestricted Stock Bonus Agreement • March 31st, 2006 • Aradigm Corp • Electromedical & electrotherapeutic apparatus
Contract Type FiledMarch 31st, 2006 Company IndustryPursuant to the Restricted Stock Bonus Grant Notice (“Grant Notice”) and this Restricted Stock Bonus Agreement (collectively, the “Award”) and in consideration of your past services, Aradigm Corporation (the “Company”) has awarded you a stock bonus under its 2005 Equity Incentive Plan (the “Plan”) for the number of shares of the Company’s Common Stock subject to the Award as indicated in the Grant Notice. Defined terms not explicitly defined in this Restricted Stock Bonus Agreement but defined in the Plan shall have the same definitions as in the Plan.
RESTRUCTURING AGREEMENT dated as of September 28, 2004 among ARADIGM CORPORATION NOVO NORDISK A/S and NOVO NORDISK DELIVERY TECHNOLOGIES, INC.License Agreement • December 23rd, 2004 • Aradigm Corp • Electromedical & electrotherapeutic apparatus • New York
Contract Type FiledDecember 23rd, 2004 Company Industry JurisdictionThis Sublease Agreement (“Sublease”) is dated as of , 2004 (the “Effective Date”) by and between Aradigm Corporation, a California corporation (“Aradigm”), Novo Nordisk Delivery Technologies, Inc., a Delaware corporation, and, solely for the purposes of Section 16, Novo Nordisk A/S, a company organized under the laws of Denmark (“Novo Nordisk”).
SECOND AMENDED AND RESTATED LICENSE AGREEMENT dated as of July 3, 2006 between ARADIGM CORPORATION and NOVO NORDISK A/SLicense Agreement • August 14th, 2006 • Aradigm Corp • Electromedical & electrotherapeutic apparatus • New York
Contract Type FiledAugust 14th, 2006 Company Industry JurisdictionThis SECOND AMENDED AND RESTATED LICENSE AGREEMENT (the “Agreement”) is entered into as of July 3, 2006 by and between Aradigm Corporation, a corporation duly organized and existing under the laws of the State of California (“Aradigm”) and Novo Nordisk A/S, a company duly organized and existing under the laws of Denmark (“Novo Nordisk”).