TEXAS CAPITAL VALUE FUNDS, INC. TRANSFER AGENT SERVICING AGREEMENTTransfer Agent Servicing Agreement • January 26th, 2007 • Texas Capital Value Funds Inc • Wisconsin
THIS AGREEMENT is made and entered into this 14th day of October, 2005, by and between Texas Capital Value Funds, Inc., a Maryland corporation (the “Company”) and U.S. Bancorp Fund Services, LLC, a Wisconsin limited liability company ("USBFS").
CUSTODY AGREEMENTCustody Agreement • January 28th, 2010 • Empiric Funds, Inc • Minnesota
THIS AGREEMENT is made and entered into as of this 13th day of May, 2009, by and between EMPIRIC FUNDS, INC., a Maryland corporation (the “Company”), and U.S. BANK NATIONAL ASSOCIATION, a national banking association organized and existing under the laws of the United States of America (the “Custodian”).
TEXAS CAPITAL VALUE FUNDS, INC. FUND ACCOUNTING SERVICING AGREEMENTFund Accounting Servicing Agreement • January 26th, 2007 • Texas Capital Value Funds Inc • Wisconsin
THIS AGREEMENT is made and entered into this 14th day of October, 2005, by and between Texas Capital Value Funds, Inc., a Maryland corporation (the “Company”) and U.S. Bancorp Fund Services, LLC, a Wisconsin limited liability company ("USBFS").
DISTRIBUTION AGREEMENTDistribution Agreement • January 24th, 2008 • Empiric Funds, Inc • Wisconsin
THIS AGREEMENT is made and entered into as of this 20th day of September, 2007, by and between EMPIRIC FUNDS, INC., a Maryland Corporation (the “Company”) and QUASAR DISTRIBUTORS, LLC, a Delaware limited liability company (the “Distributor”). EMPIRIC ADVISORS, INC., a Delaware corporation, the investment advisor to the Company (the “Advisor”), is a party hereto with respect to Section 5 only.
Exhibit 4 - CUSTODIAL AGREEMENT CUSTODIAN SERVICING AGREEMENT THIS AGREEMENT is made and entered into as of this 1st day of January, 1999, by and between Texas Capital Value Funds, Inc., a Maryland corporation (hereinafter referred to as the...4 - Custodial Agreement • December 1st, 1998 • Texas Capital Value Funds Inc • Wisconsin
AMENDMENT TO THE TEXAS CAPITAL VALUE FUNDS, INC.’S SERVICING AGREEMENTSEmpiric Funds, Inc • January 24th, 2008
THIS AMENDMENT dated as of this 22nd day of March, 2007, to the Transfer Agent Servicing and Fund Accounting Servicing Agreements dated October 14, 2005, as amended, the Custody and Prospect Servicing Agreements, dated as of January 1, 1999, as amended, (collectively the "Agreements"), is entered by and among Empiric Funds, Inc., formerly known as Texas Capital Value Funds, Inc., a Maryland corporation, (the "Corporation"), U.S. Bancorp Fund Services, LLC, a Wisconsin limited liability company ("USBFS") and U.S. Bank National Association, a national banking association (the “Custodian”).
AMENDMENT TO THE TEXAS CAPITAL VALUE FUNDS, INC.’S SERVICING AGREEMENTSEmpiric Funds, Inc • January 24th, 2008
THIS AMENDMENT dated as of this 22nd day of March, 2007, to the Transfer Agent Servicing and Fund Accounting Servicing Agreements dated October 14, 2005, as amended, the Custody and Prospect Servicing Agreements, dated as of January 1, 1999, as amended, (collectively the "Agreements"), is entered by and among Empiric Funds, Inc., formerly known as Texas Capital Value Funds, Inc., a Maryland corporation, (the "Corporation"), U.S. Bancorp Fund Services, LLC, a Wisconsin limited liability company ("USBFS") and U.S. Bank National Association, a national banking association (the “Custodian”).
Exhibit 3 - DISTRIBUTION AGREEMENT FORM OF DISTRIBUTION AGREEMENT THIS AGREEMENT is made as of November 1, 1998, between Texas Capital Value Funds, Inc. ("Fund"), a corporation, and Rafferty Capital Markets, Inc. ("RCM"), a corporation organized and...3 - Distribution Agreement • December 1st, 1998 • Texas Capital Value Funds Inc • New York
AMENDMENT TO THE FUND SUB-ADMINISTRATION SERVICING AGREEMENTSub-Administration Servicing Agreement • January 28th, 2011 • Empiric Funds, Inc
THIS AMENDMENT dated as of this 27th day of April, 2010, to the Fund Sub-Administration Servicing Agreement dated as of October 1, 2006, as amended March 22, 2007 (the “Agreement”) is entered into by and between Empiric Advisors, Inc., a Texas corporation, (the "Company"), as advisor for Empiric Funds, Inc. and U.S. Bancorp Fund Services, LLC, a Wisconsin limited liability company ("USBFS").
Investment Advisory Contract THIS AGREEMENT (this "Agreement") is made this _________ day of ______________, 2004, by and between Texas Capital Value Funds, Inc., a Maryland corporation (the "Fund"), and First Austin Capital Management, Inc., a...Investment Advisory Contract • December 3rd, 2004 • Texas Capital Value Funds Inc • Texas
EMPIRIC FUNDS, INC. AMENDMENT TO THE TRANSFER AGENT SERVICING AGREEMENTTransfer Agent Servicing Agreement • January 28th, 2011 • Empiric Funds, Inc
THIS AMENDMENT dated as of the 27th day of April, 2010, to the Transfer Agent Servicing Agreement dated October 14, 2005, as amended (the "Agreement"), is entered into by and between Empiric Funds, Inc., a Maryland corporation, (the "Corporation") and U.S. Bancorp Fund Services, LLC, a Wisconsin limited liability company ("USBFS").
Exhibit 5 - TRANSFER AGENCY AGREEMENT TRANSFER AGENT SERVICING AGREEMENT THIS AGREEMENT is made and entered into as of this 1st day of January, 1999, by and between Texas Capital Value Funds, Inc., a Maryland corporation (hereinafter referred to as...Transfer Agency Agreement • December 1st, 1998 • Texas Capital Value Funds Inc • Wisconsin
SERVICES AGREEMENTServices Agreement • January 28th, 2009 • Empiric Funds, Inc • Texas
This Services Agreement (the "Agreement") is made and entered into on this ____ day of February, 2008, by and between EMPIRIC ADVISORS, INC., a Delaware corporation (“Empiric”) and SAMUELS CHASE & CO., INC., a California corporation (“Samuels Chase”).
Administrative Services Contract THIS AGREEMENT (this "Agreement") is made this ___ day of ______________, 2004, by and between Texas Capital Value Funds, Inc., a Maryland corporation (the "Fund"), and First Austin Capital Management, Inc., a Delaware...Administrative Services Contract • January 31st, 2005 • Texas Capital Value Funds Inc • Texas
Exhibit 6 DISTRIBUTION AGREEMENT THIS DISTRIBUTION AGREEMENT (this "Agreement") is made this ____ day of __________, 1997, between Texas Capital Value Funds, Inc., a Maryland corporation (the "Company"), and Choice Investments, Inc., a Texas...Distribution Agreement • December 2nd, 1997 • Texas Capital Value Funds Inc • Texas
Exhibit 8 - FULFILLMENT SERVICES AGREEMENT FULFILLMENT SERVICING AGREEMENT THIS AGREEMENT is made and entered into as of this 1st day of January, 1999, by and between Texas Capital Value Funds, Inc., a Maryland corporation (hereinafter referred to as...8 - Fulfillment Services Agreement • December 1st, 1998 • Texas Capital Value Funds Inc
Exhibit 5 Investment Advisory and Administrative Contract THIS AGREEMENT (this "Agreement") is made this ___day of___, 1997, by and between Texas Capital Value Fund, Inc., a Maryland corporation (the "Fund"), and First Austin Capital Management, Inc.,...Investment Advisory and Administrative Contract • December 2nd, 1997 • Texas Capital Value Funds Inc • Texas
FUND SUB-ADMINISTRATION SERVICING AGREEMENTFund Sub-Administration Servicing Agreement • January 26th, 2007 • Texas Capital Value Funds Inc • Wisconsin
THIS AGREEMENT is made and entered into as of this 14th day of October, 2006, by and between FIRST AUSTIN CAPITAL MANAGEMENT, INC., a Texas corporation, (the “Company”) as advisor for TEXAS CAPITAL VALUE FUND, INC. and U.S. BANCORP FUND SERVICES, LLC, a Wisconsin limited liability company (“USBFS”).
Form of New Advisory Contract Investment Advisory and Administrative Contract THIS AGREEMENT (this "Agreement") is made this 19th day of August, 1999, by and between Texas Capital Value Fund, Inc., a Maryland corporation (the "Fund"), and First Austin...Agreement • September 21st, 1999 • Texas Capital Value Funds Inc • Texas
Exhibit 6 - FUND ACCOUNTING AGREEMENT FUND ACCOUNTING SERVICING AGREEMENT THIS AGREEMENT is made and entered into as of this 1st day of January, 1999, by and between Texas Capital Value Funds, Inc., a Maryland corporation (hereinafter referred to as...Fund Accounting Agreement • December 1st, 1998 • Texas Capital Value Funds Inc • Wisconsin
EMPIRIC FUNDS, INC. FIRST AMENDMENT TO THE CUSTODY AGREEMENTCustody Agreement • January 28th, 2011 • Empiric Funds, Inc
THIS FIRST AMENDMENT dated as of the 1st day of September, 2009, to the Custody Agreement dated May 13, 2009, (the "Custody Agreement"), is entered into by and between Empiric Funds, Inc., a Maryland corporation, (the "Corporation") and U.S. Bank National Association, a national banking association (the "Custodian").
Rule 12b-1 Related AgreementRelated Agreement • January 24th, 2008 • Empiric Funds, Inc
This letter will confirm our understanding and agreement with respect to payments to be made to you pursuant to a Distribution Plan (the “Plan”) adopted by Empiric Funds Inc., (the “Corporation”), on behalf of the Empiric Funds (the “Fund”), a series of the Corporation, pursuant to Rule 12b-1 under the Investment Company Act of 1940, as amended (the “Act”). The Plan and this related agreement (the “Rule 12b-1 Agreement”) have been approved by a majority of the Board of Directors, including a majority of the Board of Directors who are not “interested persons” of the Corporation, as defined in the Act, and who have no direct or indirect financial interest in the operation of the Plan or in this or any other Rule 12b-1 Agreement (the “Disinterested Directors”), cast in person at a meeting called for the purpose of voting thereon. Such approval included a determination by the Board of Directors that, in the exercise of its reasonable business judgment and in light of its fiduciary duties,
AMENDMENT TO THE FUND SUB-ADMINISTRATION SERVICING AGREEMENTSub-Administration Servicing Agreement • January 28th, 2010 • Empiric Funds, Inc
THIS AMENDMENT dated as of this 22nd day of March, 2007 to the Fund Sub-Administration Servicing Agreement dated as of October 1, 2006, (the “Agreement”) is entered by and between Empiric Advisors, Inc., formerly known as First Austin Capital Management, Inc., a Texas corporation (the “Company”), as advisor for Empiric Funds, Inc. (formerly known as Texas Capital Value Funds, Inc.) and U.S. Bancorp Fund Services, LLC, a Wisconsin limited liability company (“USBFS”).
Investment Advisory and Administrative Contract THIS AGREEMENT (this "Agreement") is made this ___day of___, 1995, by and between Texas Capital Value Fund, Inc., a Maryland corporation (the "Fund"), and First Austin Capital Management, Inc., a...Investment Advisory and Administrative Contract • December 4th, 1996 • Texas Capital Value Funds Inc • Texas
INTERIM FUND ADMINISTRATION SERVICING AGREEMENTInterim Fund Administration Servicing Agreement • December 28th, 2012 • Empiric Funds, Inc • Wisconsin
THIS AGREEMENT is made and entered into as of this 26th day of December, 2012, by and between EMPIRIC FUNDS, INC., a Maryland corporation, (the “Company”) and U.S. BANCORP FUND SERVICES, LLC, a Wisconsin limited liability company (“USBFS”).
Empiric Advisors, Inc.Empiric Funds, Inc • October 26th, 2012
You have engaged us to act as the sole investment advisor to the Core Equity Fund (the “Fund”), a series of Empiric Funds, Inc., a Maryland corporation, pursuant to a Management Agreement approved by the Board of Directors.
EMPIRIC FUNDS, INC. AMENDMENT TO THE TRANSFER AGENT SERVICING AGREEMENTTransfer Agent Servicing Agreement • January 28th, 2010 • Empiric Funds, Inc
THIS AMENDMENT dated as of the 1st day of September, 2009, to the Transfer Agent Servicing Agreement dated October 14, 2005, as amended (the "Agreement"), is entered into by and between Empiric Funds, Inc., a Maryland corporation, (the "Corporation") and U.S. Bancorp Fund Services, LLC, a Wisconsin limited liability company ("USBFS").
