USA PATRIOT Act Section 311 – Special Measures. The Transfer Agent on behalf of the Fund will maintain written policies and procedures to review potential “Special Measures” matches within the Transfer Agent’s shareholder database. At the Fund’s request, the Transfer Agent will conduct due diligence to determine if the Fund is involved with any foreign jurisdiction, institution, class of transactions and a type of account designated, from time to time, by the U.S. Department of Justice in order to identify and take certain “special measures” against such entities as required under Section 311 of the USA PATRIOT Act (31 C.F.R. 103.193). The Transfer Agent will promptly notify the Fund of any exact match to determine if additional action is required.
Appears in 7 contracts
Samples: Transfer Agency and Service Agreement (Allspring Variable Trust), Transfer Agency and Service Agreement (Wells Fargo Variable Trust), Transfer Agency and Service Agreement (Wells Fargo Funds Trust)
