Common use of Understandings or Arrangements Clause in Contracts

Understandings or Arrangements. The Purchaser is acquiring the Shares for its own account and has no direct or indirect arrangement or understandings with any other persons to distribute or regarding the distribution of the Shares (this representation and warranty not limiting the Purchaser’s right to sell the Shares in compliance with applicable federal and state securities laws). The Purchaser is acquiring the Shares as principal, not as nominee or agent, and not with a view to or for distributing or reselling the Shares or any part thereof in violation of the Securities Act or any applicable state securities law.

Appears in 72 contracts

Samples: Securities Purchase Agreement (China Recycling Energy Corp), Securities Purchase Agreement (Color Star Technology Co., Ltd.), Securities Purchase Agreement (Merion, Inc.)

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Understandings or Arrangements. The Purchaser is acquiring the Shares and Warrants as principal for its own account and has no direct or indirect arrangement or understandings with any other persons to distribute or regarding the distribution of the such Shares and Warrants (this representation and warranty not limiting the Purchaser’s right to sell the Shares and Warrants pursuant to the Registration Statement or otherwise in compliance with applicable federal and state securities laws). The Purchaser is acquiring the Shares as principal, not as nominee or agent, and not with a view to or for distributing or reselling Warrants hereunder in the Shares or any part thereof in violation ordinary course of the Securities Act or any applicable state securities lawits business.

Appears in 4 contracts

Samples: Securities Purchase Agreement (Document Security Systems Inc), Securities Purchase Agreement (Document Security Systems Inc), Securities Purchase Agreement (Document Security Systems Inc)

Understandings or Arrangements. The Purchaser is acquiring the Shares as principal for its own account and has no direct or indirect arrangement or understandings with any other persons to distribute or regarding the distribution of the such Shares (this representation and warranty not limiting the Purchaser’s right to sell the Shares pursuant to the Registration Statement or otherwise in compliance with applicable federal and state securities laws). The Purchaser is acquiring the Shares as principal, not as nominee or agent, and not with a view to or for distributing or reselling hereunder in the Shares or any part thereof in violation ordinary course of the Securities Act or any applicable state securities lawits business.

Appears in 3 contracts

Samples: Securities Purchase Agreement (Northwest Biotherapeutics Inc), Securities Purchase Agreement (Document Security Systems Inc), Securities Purchase Agreement (Loop Industries, Inc.)

Understandings or Arrangements. The Purchaser is acquiring the Shares for its his own account and has no direct or indirect arrangement or understandings with any other persons to distribute or regarding the distribution of the Shares (this representation and warranty not limiting the Purchaser’s right to sell the Shares in compliance with applicable federal and state securities laws). The Purchaser is acquiring the Shares as principal, not as nominee or agent, and not with a view to or for distributing or reselling the Shares or any part thereof in violation of the Securities Act or any applicable state securities law.

Appears in 2 contracts

Samples: Securities Purchase Agreement (IWEB, Inc.), Securities Purchase Agreement (IWEB, Inc.)

Understandings or Arrangements. The Such Purchaser is acquiring the Shares for its own account and has no direct or indirect arrangement or understandings with any other persons to distribute or regarding the distribution of the Shares (this representation and warranty not limiting the such Purchaser’s right to sell the Shares in compliance with applicable federal and state securities laws). The Such Purchaser is acquiring the Shares as principal, not as nominee or agent, and not with a view to or for distributing or reselling the Shares or any part thereof in violation of the Securities Act or any applicable state securities law.

Appears in 2 contracts

Samples: Securities Purchase Agreement (E-Home Household Service Holdings LTD), Securities Purchase Agreement (IWEB, Inc.)

Understandings or Arrangements. The Purchaser is acquiring the Shares as principal for its own account and has no direct or indirect arrangement or understandings with any other persons to distribute or regarding the distribution of the such Shares (this representation and warranty not limiting the Purchaser’s right to sell the Shares pursuant to the Registration Statement or otherwise in compliance with applicable federal and state securities laws). The Purchaser is acquiring the Shares as principal, not as nominee or agent, and not with a view to or for distributing or reselling the Shares or any part thereof ) in violation of the Securities Act or any applicable state securities law. The Purchaser is acquiring the Shares hereunder in the ordinary course of its business.

Appears in 2 contracts

Samples: Securities Purchase Agreement (Catalyst Pharmaceutical Partners, Inc.), Securities Purchase Agreement (Catalyst Pharmaceutical Partners, Inc.)

Understandings or Arrangements. The Purchaser is acquiring the Shares for its own account and has no direct or indirect arrangement or understandings with any other persons to distribute or regarding the distribution of the Shares (this representation and warranty not limiting the Purchaser’s 's right to sell the Shares in compliance with applicable federal and state securities laws). The Purchaser is acquiring the Shares as principal, not as nominee or agent, and not with a view to or for distributing or reselling the Shares or any part thereof in violation of the Securities Act or any applicable state securities law.

Appears in 2 contracts

Samples: Securities Purchase Agreement (Color Star Technology Co., Ltd.), Securities Purchase Agreement (Color Star Technology Co., Ltd.)

Understandings or Arrangements. The Purchaser is acquiring the Shares for its own account and has no direct or indirect arrangement or understandings with any other persons to distribute or regarding the distribution of the Shares (this representation and warranty not limiting the Purchaser’s right to sell the Shares in compliance with applicable federal and state securities laws). The laws).The Purchaser is acquiring the Shares as principal, not as nominee or agent, and not with a view to or for distributing or reselling the Shares or any part thereof in violation of the Securities Act or any applicable state securities law.

Appears in 1 contract

Samples: Securities Purchase Agreement (Merion, Inc.)

Understandings or Arrangements. The Purchaser is acquiring the Shares as principal for its own account and has no direct or indirect arrangement or understandings with any other persons to distribute or regarding the distribution of the Shares (this representation and warranty not limiting the Purchaser’s right to sell the Shares pursuant to the Registration Statement or otherwise in compliance with applicable federal and state securities laws). The Purchaser is acquiring the Shares as principal, not as nominee or agent, and not with a view to or for distributing or reselling hereunder in the Shares or any part thereof in violation ordinary course of the Securities Act or any applicable state securities lawits business.

Appears in 1 contract

Samples: Securities Purchase Agreement (Bridger Aerospace Group Holdings, Inc.)

Understandings or Arrangements. The Purchaser Buyer is acquiring the Shares for its his own account and has no direct or indirect arrangement or understandings with any other persons to distribute or regarding the distribution of the Shares (this representation and warranty not limiting the PurchaserBuyer’s right to sell the Shares in compliance with applicable federal and state securities laws). The Purchaser Buyer is acquiring the Shares as principal, not as nominee or agent, and not with a view to or for distributing or reselling the Shares or any part thereof in violation of the Securities Act or any applicable state securities law.

Appears in 1 contract

Samples: Share Purchase Agreement (SkyPeople International Holdings Group LTD)

Understandings or Arrangements. The Purchaser is acquiring the Shares for its her own account and has no direct or indirect arrangement or understandings with any other persons to distribute or regarding the distribution of the Shares (this representation and warranty not limiting the Purchaser’s right to sell the Shares in compliance with applicable federal and state securities laws). The Purchaser is acquiring the Shares as principal, not as nominee or agent, and not with a view to or for distributing or reselling the Shares or any part thereof in violation of the Securities Act or any applicable state securities law.

Appears in 1 contract

Samples: Securities Purchase Agreement (IWEB, Inc.)

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Understandings or Arrangements. The Purchaser is acquiring the Shares Securities for its own account and has no direct or indirect arrangement or understandings with any other persons to distribute or regarding the distribution of the Shares Securities (this representation and warranty not limiting the Purchaser’s right to sell the Shares Securities in compliance with applicable federal and state securities laws). The Purchaser is acquiring the Shares Securities as principal, not as nominee or agent, and not with a view to or for distributing or reselling the Shares Securities or any part thereof in violation of the Securities Act or any applicable state securities law.

Appears in 1 contract

Samples: Securities Purchase Agreement (Jowell Global Ltd.)

Understandings or Arrangements. The Purchaser is acquiring the Shares for its own account and has no direct or indirect arrangement or understandings with any other persons to distribute or regarding the distribution of the Shares (this representation and warranty not limiting the Purchaser’s right to sell the Shares pursuant to the Registration Statement or otherwise in compliance with applicable federal and state securities laws). The Purchaser is acquiring the Shares as principal, not as nominee or agent, and not with a view to or for distributing or reselling the Shares or any part thereof in violation of the Securities Act or any applicable state securities law.

Appears in 1 contract

Samples: Securities Purchase Agreement (SGOCO Group, Ltd.)

Understandings or Arrangements. The Purchaser is acquiring the Shares as principal for its own account and has no direct or indirect arrangement or understandings with any other persons to distribute or regarding the distribution of the such Shares (this representation and warranty not limiting the Purchaser’s right to sell the Shares pursuant to the Registration Statement or otherwise in compliance with applicable federal and state securities laws). The Purchaser is acquiring the Shares as principal, not as nominee or agent, and not with a view to or for distributing or reselling hereunder in the Shares or any part thereof in violation ordinary course of the Securities Act or any applicable state securities lawits business.

Appears in 1 contract

Samples: Securities Purchase Agreement (Sonoma Pharmaceuticals, Inc.)

Understandings or Arrangements. The Purchaser is acquiring the Shares as principal for its own account and not with a present view toward the public sale or distribution thereof, and has no present intention of selling or distributing any of the Shares or any direct or indirect arrangement or understandings understanding with any other persons to distribute or regarding the distribution of the Shares (this representation and warranty not limiting the Purchaser’s right to sell the Shares in compliance with applicable federal and state securities laws). The Such Purchaser is acquiring the Shares as principal, not as nominee or agent, and not with a view to or for distributing or reselling hereunder in the Shares or any part thereof in violation ordinary course of the Securities Act or any applicable state securities lawits business.

Appears in 1 contract

Samples: Securities Purchase Agreement (ChromaDex Corp.)

Understandings or Arrangements. The Purchaser is acquiring the Shares as principal for its own account and has no direct or indirect arrangement or understandings with any other persons to distribute or regarding the distribution of the such Shares (this representation and warranty not limiting the Purchaser’s right to sell the Shares in compliance with applicable federal and state securities laws). The Specifically, Purchaser is acquiring understands that the Shares as principal, are “restricted securities” and have not as nominee or agent, and not with a view to or for distributing or reselling the Shares or any part thereof in violation of been registered under the Securities Act or any other applicable state securities law.

Appears in 1 contract

Samples: Securities Purchase Agreement (electroCore, Inc.)

Understandings or Arrangements. The Purchaser is acquiring the Shares for its own account and has no direct or indirect arrangement or understandings with any other persons to distribute or regarding the distribution of the Shares (this representation and warranty not limiting the PurchaserlimitingthePurchaser’s right to sell the Shares in compliance with applicable federal and state securities laws). The Purchaser is acquiring the Shares as principal, not as nominee or agent, and not with a view to or for distributing or reselling the Shares or any part thereof in violation of the Securities Act or any applicable state securities law.

Appears in 1 contract

Samples: Securities Purchase Agreement (Merion, Inc.)

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