Common use of Transfer of Shares After Registration; Suspension Clause in Contracts

Transfer of Shares After Registration; Suspension. (a) The Investor agrees that it will not effect any Disposition of the Shares or its right to purchase the Shares that would constitute a sale within the meaning of the Securities Act except as contemplated in the Registration Statement referred to in Section 7.1 and as described below, and that it will promptly notify the Company of any changes in the information set forth in the Registration Statement regarding the Investor or its plan of distribution.

Appears in 16 contracts

Samples: Stock Purchase Agreement (Endocardial Solutions Inc), Stock Purchase Agreement (Energy Conversion Devices Inc), Stock Purchase Agreement (Energy Conversion Devices Inc)

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Transfer of Shares After Registration; Suspension. (a) The Investor agrees that it will not effect any Disposition disposition of the Shares or its right to purchase the Shares that would constitute a sale within the meaning of the Securities Act except as contemplated in the Registration Statement referred to in Section 7.1 and as described belowbelow or as otherwise permitted by law, and that it will promptly notify the Company of any changes in the information set forth in the Registration Statement regarding the Investor or its plan of distribution.

Appears in 14 contracts

Samples: Stock Purchase Agreement (Rita Medical Systems Inc), Stock Purchase Agreement (Rita Medical Systems Inc), Stock Purchase Agreement (Rita Medical Systems Inc)

Transfer of Shares After Registration; Suspension. (a) The Investor agrees that it will not effect any Disposition disposition of the Shares or its right to purchase the Shares that would constitute a sale within the meaning of the Securities Act other than transactions exempt from the registration requirements of the Securities Act, except as contemplated in the Registration Statement referred to in Section 7.1 6.1 and as described below, and that it will promptly notify the Company of any changes in the information set forth in the Registration Statement regarding the Investor or its plan of distribution.

Appears in 7 contracts

Samples: Stock Purchase Agreement (Endocardial Solutions Inc), Stock Purchase Agreement (Endocardial Solutions Inc), Stock Purchase Agreement (Endocardial Solutions Inc)

Transfer of Shares After Registration; Suspension. (a) The Investor agrees that it will not effect any Disposition disposition or other transfer of the Shares or its right to purchase the Shares that would constitute a sale within the meaning of the Securities Act except other than transactions exempt from the registration requirements of the Securities Act, as contemplated in the Registration Statement referred to in Section 7.1 and as described below, and that it will promptly notify the Company of any material changes in the information set forth in the Registration Statement regarding the Investor or its plan of distribution.

Appears in 6 contracts

Samples: Registration Rights Agreement (Quantum Fuel Systems Technologies Worldwide Inc), Registration Rights Agreement (Smart Online Inc), Registration Rights Agreement (Arcadia Resources, Inc)

Transfer of Shares After Registration; Suspension. (a) The Investor agrees that it will not effect any Disposition of the Shares or its right to purchase the Shares that would constitute a sale within the meaning of the Securities Act other than transactions exempt from the registration requirements of the Securities Act, except as contemplated in the Registration Statement referred to in Section 7.1 6.1 and as described below, and that it will promptly notify the Company of any changes in the information set forth in the Registration Statement regarding the Investor or its plan of distribution.

Appears in 4 contracts

Samples: Stock Purchase Agreement (Nastech Pharmaceutical Co Inc), Stock Purchase Agreement (Endocardial Solutions Inc), Terms and Conditions (Act Teleconferencing Inc)

Transfer of Shares After Registration; Suspension. (a) The Investor agrees that it will not effect any Disposition disposition of the Shares or its right to purchase the Shares or the Warrant Shares that would constitute a sale within the meaning of the Securities Act except as contemplated in the Registration Statement referred or as otherwise permitted by law, and in all cases in accordance with the procedures reasonably requested by the Company to in Section 7.1 and as described belowensure compliance with the securities laws, and that it will promptly notify the Company of any changes in the information set forth in the Registration Statement regarding the Investor or its plan of distributionInvestor.

Appears in 3 contracts

Samples: Form of Subscription Agreement (Beijing Med Pharm Corp), Subscription Agreement (Beijing Med Pharm Corp), Subscription Agreement (Beijing Med Pharm Corp)

Transfer of Shares After Registration; Suspension. (a) The Investor agrees that it will not effect any Disposition disposition of the Shares Securities or its right to purchase the Shares Securities that would constitute a sale within the meaning of the Securities Act except other than transactions exempt from the registration requirements of the Securities Act, as contemplated in the Registration Statement referred to in Section 7.1 and as described below, and that it will promptly notify the Company of any material changes in the information set forth in the Registration Statement regarding the Investor or its plan of distribution.

Appears in 3 contracts

Samples: Registration Rights Agreement (Weikang Bio-Technology Group Co Inc), Registration Rights Agreement (Perfectenergy International LTD), Registration Rights Agreement (China Energy Recovery, Inc.)

Transfer of Shares After Registration; Suspension. (a) The Investor agrees that it will not effect any Disposition disposition or other transfer of the Shares or its right to purchase the Shares that would constitute a sale within the meaning of the Securities Act except other than transactions exempt from the registration requirements of the Securities Act, as contemplated in the Registration Statement referred to in Section 7.1 and as described below, and that it will promptly notify the Company of any material changes in the information set forth in the Registration Statement regarding the Investor (other than the number of Securities beneficially owned by it) or its plan of distributiondistribution attached as Exhibit “B” hereto.

Appears in 3 contracts

Samples: Registration Rights Agreement (Quantum Fuel Systems Technologies Worldwide Inc), Registration Rights Agreement (Quantum Fuel Systems Technologies Worldwide Inc), Registration Rights Agreement (Quantum Fuel Systems Technologies Worldwide Inc)

Transfer of Shares After Registration; Suspension. (a) The Investor Purchaser agrees that it will not effect any Disposition disposition of the Shares or its right to purchase the Shares that would constitute a sale within the meaning of the Securities Act except as contemplated in the Registration Statement referred to in Section 7.1 8(a) and as described belowbelow or as otherwise permitted by law, and that it will promptly notify the Company of any changes in the information set forth in the Registration Statement regarding the Investor Purchaser or its plan of distribution.

Appears in 3 contracts

Samples: Purchase Agreement (Cerus Corp), Purchase Agreement (Cerus Corp), Purchase Agreement (Kana Software Inc)

Transfer of Shares After Registration; Suspension. (a) The Each Investor agrees that it will not effect any Disposition disposition of the Shares or its their right to purchase the Shares that would constitute a sale within the meaning of the Securities Act except as contemplated in the S-3 Registration Statement referred to in Section 7.1 hereof and as described belowbelow or as otherwise permitted by law, and that it such Investor will promptly notify the Company of any changes in the information set forth in the S-3 Registration Statement regarding the such Investor or its plan of distribution.

Appears in 2 contracts

Samples: Stock Purchase Agreement (Orphan Medical Inc), Stock Purchase Agreement (Orphan Medical Inc)

Transfer of Shares After Registration; Suspension. (a) The Investor agrees that it will not effect any Disposition disposition of the Shares Registrable Securities or its right to purchase the Shares Registrable Securities that would constitute a sale within the meaning of the Securities Act except as contemplated in the Registration Statement referred to in Section 7.1 (including, without limitation, the plan of distribution contained therein) and as described belowbelow or as otherwise permitted by law, and that it will promptly notify the Company in writing of any changes in the information set forth in the Registration Statement regarding the Investor or its plan of distribution.

Appears in 2 contracts

Samples: Securities Purchase Agreement (Nanogen Inc), Securities Purchase Agreement (Orthovita Inc)

Transfer of Shares After Registration; Suspension. (a) The Investor Buyer agrees that it will not effect any Disposition disposition of the Shares Securities or its right to purchase the Shares Securities that would constitute a sale "sale" within the meaning of the Securities Act Act, except as contemplated in the Registration Statement referred to in Section 7.1 and as described belowbelow or as otherwise permitted by law, and that it will promptly notify the Company of any material changes in the information set forth in the Registration Statement regarding the Investor Buyer or its plan of distribution.

Appears in 2 contracts

Samples: Securities Purchase Agreement (Avanir Pharmaceuticals), Securities Purchase Agreement (Avanir Pharmaceuticals)

Transfer of Shares After Registration; Suspension. (ai) The Investor Each Investor, severally and not jointly, agrees that it will not effect any Disposition disposition of the Shares or its right to purchase the Shares that would constitute a sale within the meaning of the Securities Act except as contemplated in the Registration Statement referred to in Section 7.1 3.10(a) and as described belowbelow or as otherwise permitted by law, and that it will promptly notify the Company of any material changes in the information set forth in the Registration Statement regarding the Investor or its plan of distribution.

Appears in 2 contracts

Samples: Stock Purchase Agreement (Artisoft Inc), Stock Purchase Agreement (Artisoft Inc)

Transfer of Shares After Registration; Suspension. (ai) The Investor agrees that it will not effect any Disposition disposition of the Shares or its right to purchase the Purchased Shares that would constitute a sale within the meaning of the Securities Act except (A) as contemplated in Sections 3.2(a) and (b) or (B) as otherwise permitted by law, including pursuant to the Registration Statement referred to in Section 7.1 and as described belowsafe harbor provided by Rule 144 under the Securities Act, and that it will promptly notify the Company of any material changes in the information set forth in the Registration Statement regarding the Investor or its plan of distribution.

Appears in 2 contracts

Samples: Common Stock Subscription Agreement (Exact Sciences Corp), Common Stock Subscription Agreement (Genzyme Corp)

Transfer of Shares After Registration; Suspension. (a) The Investor agrees that it will not effect any Disposition disposition of the Shares or its right to purchase the Shares that would constitute a sale within the meaning of the Securities Act except as contemplated in the Registration Statement referred to in Section 7.1 9.1 and as described belowbelow or as otherwise permitted by law, and that it will promptly notify the Company of any changes in the information set forth in the Registration Statement regarding the Investor or its plan of distribution.

Appears in 2 contracts

Samples: Stock Purchase Agreement (Osi Pharmaceuticals Inc), Stock Purchase Agreement (Osi Pharmaceuticals Inc)

Transfer of Shares After Registration; Suspension. (a) The Investor hereby agrees that it will not effect any Disposition disposition of the Shares or its right to purchase the Shares that would constitute a sale within the meaning of the Securities Act except as contemplated in the Registration Statement referred to in Section 7.1 2.1 and as described belowbelow or as otherwise permitted by law, and that it will promptly notify the Company of any changes in the information set forth in the Registration Statement regarding the Investor or its plan of distribution.

Appears in 2 contracts

Samples: Osi Pharmaceuticals Inc, Osi Pharmaceuticals Inc

Transfer of Shares After Registration; Suspension. (a) The Each Investor agrees that it will not effect any Disposition disposition of the Shares Registrable Securities or its right to purchase the Shares Registrable Securities that would constitute a sale within the meaning of the Securities Act except as contemplated in the Registration Statement referred to in Section 7.1 and as described belowbelow or as otherwise permitted by law, and that it will promptly notify the Company of any changes in the information set forth in the Registration Statement regarding the Investor or its plan of distribution.

Appears in 2 contracts

Samples: Stock Purchase Agreement (Aptimus Inc), Stock Purchase Agreement (Aptimus Inc)

Transfer of Shares After Registration; Suspension. (ai) The Investor Each Investor, severally and not jointly, agrees that it will not effect any Disposition disposition of the Shares Registrable Securities or its right to purchase the Shares Registrable Securities that would constitute a sale within the meaning of the Securities Act except as contemplated in the Registration Statement referred to in Section 7.1 2(a) and as described belowbelow or as otherwise permitted by law, and that it will promptly notify the Company of any material changes in the information set forth in the Registration Statement regarding the Investor or its plan of distribution.

Appears in 2 contracts

Samples: Registration Rights Agreement (Artisoft Inc), Registration Rights Agreement (Artisoft Inc)

Transfer of Shares After Registration; Suspension. (a) The Investor agrees that it will not effect any Disposition disposition of the Shares or its right to purchase the Shares that would constitute a sale within the meaning of the Securities Act other than transactions exempt from the registration requirements of the Securities Act, except as contemplated in the Registration Statement referred to in Section 7.1 1 and as described belowbelow or as otherwise permitted by law, and that it will promptly notify the Company of any changes in the information set forth in the Registration Statement regarding the Investor or its plan of distribution.

Appears in 2 contracts

Samples: Securities Purchase Agreement (Micro Investment LLC), Securities Purchase Agreement (Micro Therapeutics Inc)

Transfer of Shares After Registration; Suspension. (a) The Investor Each Purchaser agrees that it will not effect any Disposition disposition of the Shares or its right to purchase the Exchange Shares that would constitute a sale within the meaning of the Securities Act except as contemplated in the Registration Statement referred to in Section 7.1 and as described belowbelow or as otherwise permitted by law, and that it will promptly notify the Company Parent in writing of any changes in the information set forth in the Registration Statement regarding the Investor Purchaser or its plan of distribution.

Appears in 2 contracts

Samples: Exchange and Registration Rights Agreement (Abraxas Energy Partners LP), Exchange and Registration Rights Agreement (Abraxas Petroleum Corp)

Transfer of Shares After Registration; Suspension. (a) The Investor agrees that it will not effect any Disposition disposition of the Shares or its right to purchase the Shares that would constitute a sale within the meaning of the Securities Act except as contemplated in the Registration Statement referred to in Section 7.1 6.1 and as described belowbelow or as otherwise permitted by law, and that it will promptly notify the Company of any changes in the information set forth in the Registration Statement regarding the Investor or its plan of distribution.

Appears in 2 contracts

Samples: Stock Purchase Agreement (Spire Corp), Stock Purchase Agreement (Spire Corp)

Transfer of Shares After Registration; Suspension. (a) The Each Investor agrees that it will not effect any Disposition disposition of the Shares or its right to purchase the Shares that would constitute a sale within the meaning of the Securities Act other than transactions exempt from the registration requirements of the Securities Act, except as contemplated in the Registration Statement referred to in Section 7.1 1 and as described belowbelow or as otherwise permitted by law, and that it will promptly notify the Company of any changes in the information set forth in the Registration Statement regarding the Investor itself or its plan of distribution.

Appears in 2 contracts

Samples: Securities Purchase Agreement (Micro Investment LLC), Securities Purchase Agreement (Micro Therapeutics Inc)

Transfer of Shares After Registration; Suspension. (a) The Investor agrees that it will not effect any Disposition sale, assignment or other transfer (a "Disposition") of the Shares or its right to purchase the Shares that would constitute a sale within the meaning of the Securities Act except as contemplated in the Registration Statement referred to in Section 7.1 and as described below, and that it will promptly notify the Company of any changes in the information set forth in the Registration Statement regarding the Investor or its plan of distribution.

Appears in 2 contracts

Samples: Stock Purchase Agreement (Bioject Medical Technologies Inc), Stock Purchase Agreement (Bioject Medical Technologies Inc)

Transfer of Shares After Registration; Suspension. (a) The Investor agrees ------------------------------------------------- that it will shall not effect any Disposition disposition of the Shares or its right to purchase the Shares that would constitute a sale within the meaning of the Securities Act except as contemplated in the Registration Statement referred to in Section 7.1 and 5.1 or as described belowotherwise permitted by law, and that it will shall promptly notify the Company of any changes in the information set forth in the Registration Statement regarding the Investor or its plan of distribution.

Appears in 2 contracts

Samples: Securities Purchase Agreement (Constellation 3d Inc), Securities Purchase Agreement (Constellation 3d Inc)

Transfer of Shares After Registration; Suspension. (a) The Investor agrees that it will not effect any Disposition of the Shares, the Warrant Shares or its right to purchase the Warrant Shares that would constitute a sale within the meaning of the Securities Act other than transactions exempt from the registration requirements of the Securities Act, except as contemplated in the Registration Statement referred to in Section 7.1 6.1 and as described below, and that it will promptly notify the Company of any material changes in the information set forth in the Registration Statement regarding the Investor or its plan of distribution.

Appears in 1 contract

Samples: Stock Purchase Agreement (Sands Regent)

Transfer of Shares After Registration; Suspension. (a) The Each Eligible Investor agrees that it will not effect any Disposition of the Securities or Warrant Shares or its right to purchase the Securities or Warrant Shares that would constitute a sale within the meaning of the Securities Act other than transactions exempt from the registration requirements of the Securities Act, except as contemplated in the Registration Statement referred to in Section 7.1 6.1 and as described below, and that it will promptly notify the Company of any material changes in the information set forth in the Registration Statement regarding the Investor or its plan of distribution.

Appears in 1 contract

Samples: Securities Purchase Agreement (EnteroMedics Inc)

Transfer of Shares After Registration; Suspension. (a) a. The Investor agrees that it will not effect any Disposition disposition of the Shares Registrable Securities or its right to purchase obtain the Shares Registrable Securities that would constitute a sale within the meaning of the Securities Act except as contemplated in the Registration Statement referred or as otherwise permitted by law, and in all cases in accordance with the procedures reasonably requested by the Company to in Section 7.1 and as described belowensure compliance with the securities laws, and that it will promptly notify the Company of any changes in the information set forth in the Registration Statement regarding the Investor or its plan of distributionInvestor.

Appears in 1 contract

Samples: Subscription Agreement (Broadcast International Inc)

Transfer of Shares After Registration; Suspension. (a) The Initial Investor agrees that it will not effect any Disposition disposition of the Shares Securities or its right to purchase the Shares Securities that would constitute a sale "sale" within the meaning of the Securities Act 1933 Act, except as contemplated in the Registration Statement referred to in Section 7.1 1.1 and as described belowbelow or as otherwise permitted by law, and that it will promptly notify the Company of any material changes in the information set forth in the Registration Statement regarding the Initial Investor or its plan of distribution.

Appears in 1 contract

Samples: Securities Purchase Agreement (Cheetah Oil & Gas Ltd.)

Transfer of Shares After Registration; Suspension. (a) The Each Investor agrees that it will not effect any Disposition disposition of the Shares Registrable Securities or its right to purchase the Shares Registrable Securities that would constitute a sale within the meaning of the Securities Act except as contemplated in the Registration Statement referred to in Section 7.1 6.1 (including, without limitation, the plan of distribution contained therein) and as described belowbelow or as otherwise permitted by law, and that it will promptly notify the Company in writing of any changes in the information set forth in the Registration Statement regarding the Investor itself or its plan of distribution.

Appears in 1 contract

Samples: Securities Purchase Agreement (Nutri System Inc /De/)

Transfer of Shares After Registration; Suspension. (a) The Each Investor agrees that it will not effect any Disposition of the Shares or its right to purchase the Shares that would constitute a sale within the meaning of the Securities Act except as contemplated in to be covered by the Registration Statement referred to in Section 7.1 4.1 and as described belowbelow or under Rule 144 of the Securities Act, and that it will promptly notify the Company of any changes in the information set forth in the Registration Statement regarding the Investor or its plan of distributiondistribution of the Shares.

Appears in 1 contract

Samples: Stock Purchase Agreement (Repligen Corp)

Transfer of Shares After Registration; Suspension. (ai) The Investor Each Investor, severally and not jointly, agrees that it will not effect any Disposition disposition of the Shares or its right to purchase the Shares that would constitute a sale within the meaning of the Securities Act except as contemplated in the Registration Statement referred to in Section 7.1 Sections 2(a) and (b) or as described belowotherwise permitted by law, and that it will promptly notify the Company of any material changes in the information set forth in the Registration Statement regarding the Investor or its plan of distribution.

Appears in 1 contract

Samples: Registration Rights Agreement (Neurologix Inc/De)

Transfer of Shares After Registration; Suspension. (a) The Investor Holder agrees that it will not effect any Disposition disposition or other transfer of the Shares or its right to purchase the Shares that would constitute a sale within the meaning of the Securities Act except other than transactions exempt from the registration requirements of the Securities Act, as contemplated in the Registration Statement referred to in Section 7.1 and as described below, and that it will promptly notify the Company of any material changes in the information set forth in the Registration Statement regarding the Investor Holder or its plan of distribution.

Appears in 1 contract

Samples: Registration Rights Agreement (Smart Online Inc)

Transfer of Shares After Registration; Suspension. (a) The Investor Purchaser agrees that it will not effect any Disposition disposition of the Shares or its right to purchase the Shares that would constitute a sale within the meaning of the Securities Act except as contemplated in the Registration Statement referred to in Section 7.1 3.1 and as described belowbelow or as permitted by the Securities Act, and that it will promptly notify the Company of any changes in the information set forth in the Registration Statement regarding the Investor Purchaser or its plan of distribution.

Appears in 1 contract

Samples: Stock Purchase Agreement (Isco International Inc)

Transfer of Shares After Registration; Suspension. (a) The Each Investor agrees that it will not effect any Disposition disposition of the Shares Shares, or its right to purchase the Shares Shares, that would constitute a sale within the meaning of the Securities Act except as contemplated in the Registration Statement referred to in Section 7.1 and 9 of this Agreement or, in accordance with Section 6.4 of this Agreement or as described below, and that it will promptly notify the Company of any changes in the information set forth in the Registration Statement regarding the Investor or its plan of distributionotherwise permitted by law.

Appears in 1 contract

Samples: Securities Purchase Agreement (Nestor Inc)

Transfer of Shares After Registration; Suspension. (a) The Investor agrees that it will not effect any Disposition disposition of the Shares or Warrant Shares or its right to purchase the Shares or Warrant Shares that would constitute a sale within the meaning of the Securities Act except as contemplated in the Registration Statement referred to in Section 7.1 and as described below, and that it will promptly notify the Company of any changes in the information set forth in the Registration Statement regarding the Investor or its plan of distribution.

Appears in 1 contract

Samples: Purchase Agreement (Tegal Corp /De/)

Transfer of Shares After Registration; Suspension. (a) The Investor agrees that it will not effect any Disposition of the Shares or its right to purchase the Shares that would constitute a sale within the meaning of the Securities Act except as contemplated in the Registration Statement referred to in Section 7.1 and 6.1 or as described belowotherwise permitted by law, and that it will promptly notify the Company of any changes in the information set forth in the Registration Statement regarding the Investor or its plan of distribution.

Appears in 1 contract

Samples: Stock Purchase Agreement (Collins David C)

Transfer of Shares After Registration; Suspension. (a) The Investor agrees that it will not effect any Disposition disposition of the Shares or its right to purchase the Shares that would constitute a sale within the meaning of the Securities Act except as contemplated in the Registration Statement referred to in Section 7.1 8(a) of this Agreement and as described belowbelow or as otherwise permitted by law, and that it will promptly notify the Company of any changes in the information set forth in the Registration Statement regarding the Investor or its plan of distribution.

Appears in 1 contract

Samples: Execution Copy Purchase Agreement (Overland Storage Inc)

Transfer of Shares After Registration; Suspension. (a) The Each Investor agrees that it will not effect any Disposition of the Securities or Warrant Shares or its right to purchase the Securities or Warrant Shares that would constitute a sale within the meaning of the Securities Act except other than transactions exempt from the registration requirements of the Securities Act (including, without limitation, a so-called “4(1) and a half” transaction) or as contemplated in the by a Registration Statement referred to in Section 7.1 and as described below, and that it will promptly notify the Company of any material changes in the information set forth in the Registration Statement regarding the Investor or its plan of distribution.

Appears in 1 contract

Samples: Securities Purchase Agreement (NeuroMetrix, Inc.)

Transfer of Shares After Registration; Suspension. (a) The Investor Purchaser agrees that it will not effect any Disposition disposition of the Shares Securities or its right to purchase the Shares Securities that would constitute a sale within the meaning of the Securities Act except other than transactions exempt from the registration requirements of the Securities Act, as contemplated in the Registration Statement referred to in Section 7.1 and as described below, and that it will promptly notify the Company of any material changes in the information set forth in the Registration Statement regarding the Investor Purchaser or its plan of distribution.

Appears in 1 contract

Samples: Registration Rights Agreement (Global Payment Technologies Inc)

Transfer of Shares After Registration; Suspension. (a) The Investor Purchaser agrees that it will not effect any Disposition disposition of the Shares or its right to purchase the Shares that would constitute a sale within the meaning of the Securities Act except as contemplated in the Registration Statement referred to in Section 7.1 9.2 and as described belowbelow or as otherwise permitted by law, and that it will promptly notify the Company of any changes in the information set forth in the Registration Statement regarding the Investor Purchaser or its plan of distribution.

Appears in 1 contract

Samples: Stock Purchase Agreement (Aphton Corp)

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Transfer of Shares After Registration; Suspension. (a) The Investor Purchaser agrees that it will not effect any Disposition disposition of the Shares Conversion Stock or its right to purchase the Shares Conversion Stock that would constitute a sale within the meaning of the Securities Act except as contemplated in the Registration Statement referred to in Section 7.1 4(a) and as described belowbelow or as otherwise permitted by law, and that it will promptly notify the Company of any changes in the information set forth in the Registration Statement regarding the Investor Purchaser or its plan of distribution.distribution.(i)

Appears in 1 contract

Samples: Note Purchase Agreement (Chartwell International, Inc.)

Transfer of Shares After Registration; Suspension. (a) The Investor agrees that it will not effect any Disposition disposition of the Shares or its right to purchase the Shares that would constitute a sale within the meaning of the Securities Act except (i) pursuant to a valid exemption from registration, provided that the Investor provides the Company with an opinion of the Investor’s counsel, which counsel and opinion shall both be satisfactory to the Company, and such other information and documentation as the Company shall reasonably request, or (ii) as contemplated in the Registration Statement referred to in Section 7.1 and as described below, and that it will promptly notify the Company of any changes in the information set forth in the Registration Statement regarding the Investor or its plan of distribution.

Appears in 1 contract

Samples: Stock Purchase Agreement (Tivo Inc)

Transfer of Shares After Registration; Suspension. (ai) The Investor Purchaser agrees that it will not effect any Disposition disposition of the Shares Conversion Stock or its right to purchase the Shares Conversion Stock that would constitute a sale within the meaning of the Securities Act except as contemplated in the Registration Statement referred to in Section 7.1 4(a) and as described belowbelow or as otherwise permitted by law, and that it will promptly notify the Company of any changes in the information set forth in the Registration Statement regarding the Investor Purchaser or its plan of distribution.

Appears in 1 contract

Samples: Note Purchase Agreement (Chartwell International, Inc.)

Transfer of Shares After Registration; Suspension. (a) The Each Investor agrees that it will not effect any Disposition disposition of the Shares or its right to purchase the Shares that would constitute a sale within the meaning of the Securities Act except as contemplated in the Registration Statement referred to in Section 7.1 and as described belowbelow or as otherwise permitted by law, and that it will promptly notify the Company of any changes in the information set forth in the Registration Statement regarding the Investor or its plan of distribution.

Appears in 1 contract

Samples: Securities Purchase Agreement (Integral Technologies Inc /Cn/)

Transfer of Shares After Registration; Suspension. (a) The Investor agrees that it will not effect any Disposition disposition of the Shares or its right to purchase the Shares that would constitute a sale within the meaning of the Securities Act except as contemplated in the Registration Statement referred to in Section 7.1 3.1 and as described belowbelow or as otherwise permitted by law, and that it will promptly notify the Company of any changes in the information set forth in the Registration Statement regarding the Investor or its plan of distribution.

Appears in 1 contract

Samples: Investor Rights Agreement (Osi Pharmaceuticals Inc)

Transfer of Shares After Registration; Suspension. (a) The Investor agrees that it will Purchaser shall not effect any Disposition disposition of the Shares or its right to purchase the Shares that would constitute a sale or resale within the meaning of the Securities Act except as contemplated in the Registration Statement referred to in Section 7.1 and or as described belowotherwise permitted by law, and that it the Purchaser will promptly notify the Company of any changes in the information set forth in the Registration Statement regarding the Investor Purchaser or its plan of distribution.

Appears in 1 contract

Samples: Common Stock Purchase Agreement (World Energy Solutions, Inc.)

Transfer of Shares After Registration; Suspension. (ai) The Investor Each Investor, severally and not jointly, agrees that it will not effect any Disposition disposition of the Shares, the Warrant Shares or its right to purchase the Shares or Warrant Shares that would constitute a sale within the meaning of the Securities Act except as contemplated in the Registration Statement referred to in Section 7.1 3.10(a) and as described belowbelow or as otherwise permitted by law, and that it will promptly notify the Company of any material changes in the information set forth in the Registration Statement regarding the Investor or its plan of distribution.

Appears in 1 contract

Samples: Stock Purchase Agreement (Artisoft Inc)

Transfer of Shares After Registration; Suspension. (a) The Investor agrees that it will not effect any Disposition of the Shares Securities or its right to purchase the Shares Securities that would constitute a sale within the meaning of the Securities Act other than transactions exempt from the registration requirements of the Securities Act, except as contemplated in the Registration Statement referred to in Section 7.1 6.1 and as described below, and that it will promptly notify the Company of any changes in the information set forth in the Registration Statement regarding the Investor or its plan of distribution.

Appears in 1 contract

Samples: Stock Purchase Agreement (Sands Regent)

Transfer of Shares After Registration; Suspension. (a) The Investor Purchaser agrees that it will not effect any Disposition disposition of the Shares or its right to purchase the Shares that would constitute a sale within the meaning of the Securities Act except as contemplated in the Registration Statement referred to in Section 7.1 6.1 or as otherwise permitted by law and as described belowby this Agreement, and that it will promptly notify the Company of any changes in the information set forth in the Registration Statement regarding the Investor Purchaser or its plan of distribution.

Appears in 1 contract

Samples: Purchase Agreement (Us Bancorp \De\)

Transfer of Shares After Registration; Suspension. (a) The Investor agrees that it will not effect any Disposition of the Shares or its right to purchase the Shares that would constitute a sale within the meaning of the Securities Act except as contemplated in the Registration Statement referred to in Section 7.1 7.1, including any means of sale that would be permissible under the Securities Act under the circumstances, and as described below, and that it will promptly notify the Company of any changes in the information set forth in the Registration Statement regarding the Investor or its plan of distribution.

Appears in 1 contract

Samples: Stock Purchase Agreement (Intrabiotics Pharmaceuticals Inc /De)

Transfer of Shares After Registration; Suspension. (a) The Each Investor agrees that it will not effect any Disposition disposition of the Common Shares or its right to purchase at any time after registration of the Common Shares owned by such Investor that would constitute a sale within the meaning of the Securities 1933 Act except as contemplated in the Registration Statement referred to in Section 7.1 1 and as described belowbelow or as otherwise permitted by law, and that it will promptly notify the Company Corporation of any material changes in the information set forth in the Registration Statement regarding the such Investor or its plan of distribution.

Appears in 1 contract

Samples: Akela Pharma Inc.

Transfer of Shares After Registration; Suspension. (a) The Investor agrees that it will not effect any Disposition of the Shares or its right to purchase the Shares that would constitute a sale within the meaning of the Securities Act other than transactions exempt from the registration requirements of the Securities Act, except as contemplated in the Registration Statement referred to in Section 7.1 6.1 and as described below, and that it will promptly notify the Company of any material changes in the information set forth in the Registration Statement regarding the Investor or its plan of distribution.

Appears in 1 contract

Samples: Stock Purchase Agreement (Vital Images Inc)

Transfer of Shares After Registration; Suspension. (a) The Investor agrees that it will not effect any Disposition of the Shares or its right to purchase the Shares that would constitute a sale within the meaning of the Securities Act except as contemplated in the Registration Statement referred to in Section 7.1 and as described below, and that it will promptly notify the Company of any changes in the information set forth in the Registration Statement regarding the Investor or its plan of distribution.promptly

Appears in 1 contract

Samples: Stock Purchase Agreement (Messagemedia Inc)

Transfer of Shares After Registration; Suspension. (a) The Investor ------------------------------------------------- agrees that it will not effect any Disposition disposition of the Shares or its right to purchase the Shares that would constitute a sale within the meaning of the Securities Act except as contemplated in the Registration Statement referred to in Section 7.1 5.1 or as otherwise permitted by law and as described belowby this Agreement, and that it will promptly notify the Company of any changes in the information set forth in the Registration Statement regarding the Investor or its plan of distribution.

Appears in 1 contract

Samples: Purchase Agreement (Anworth Mortgage Asset Corp)

Transfer of Shares After Registration; Suspension. (a) a. The Investor agrees that it will not effect any Disposition disposition of the Shares or its right to purchase obtain the Shares that would constitute a sale within the meaning of the Securities Act except as contemplated in the Registration Statement referred or as otherwise permitted by law, and in all cases in accordance with the procedures reasonably requested by the Company to in Section 7.1 and as described belowensure compliance with the securities laws, and that it will promptly notify the Company of any changes in the information set forth in the Registration Statement regarding the Investor or its plan of distributionInvestor.

Appears in 1 contract

Samples: Pledge Agreement (Beijing Med Pharm Corp)

Transfer of Shares After Registration; Suspension. (a) The Investor agrees that it will not effect any Disposition disposition of the Shares or its right to purchase the Shares that would constitute a sale within the meaning of the Securities Act except as contemplated in the Registration Statement referred to in Section 7.1 6.1 and as described belowbelow or as otherwise permitted by law, and that it will promptly notify the Company of any changes in the information set forth in the Registration Statement regarding the Investor or its plan of distribution.

Appears in 1 contract

Samples: Form of Stock Purchase Agreement (Netopia Inc)

Transfer of Shares After Registration; Suspension. (a) The Investor Each Purchaser agrees that it will not effect any Disposition disposition of the Shares or its right to purchase the Shares Common Stock that would constitute a sale within the meaning of the Securities Act except as contemplated in the Registration Statement referred to in Section 7.1 8.1 and as described belowbelow or as otherwise permitted by law, and that it will promptly notify the Company Issuer in writing of any changes in the information set forth in the Registration Statement regarding the Investor Purchaser or its plan of distribution.

Appears in 1 contract

Samples: Common Stock Purchase Agreement (Abraxas Petroleum Corp)

Transfer of Shares After Registration; Suspension. (a) The Investor agrees Investors agree that it they will not effect any Disposition disposition of the Shares or its their right to purchase the Shares that would constitute a sale within the meaning of the Securities Act except as contemplated in the Registration Statement referred to in Section 7.1 3.1 and as described belowbelow or as otherwise permitted by law, and that it they will promptly notify the Company of any changes in the information set forth in the Registration Statement regarding the Investor Investors or its their plan of distribution.

Appears in 1 contract

Samples: Asset Purchase Agreement (Symbollon Corp)

Transfer of Shares After Registration; Suspension. (a) The Investor agrees that it will not effect any Disposition disposition or other transfer of the Shares or its right to purchase the Shares that would constitute a sale within the meaning of the Securities Act except other than transactions exempt from the registration requirements of the Securities Act, as contemplated in the Registration Statement referred to in Section 7.1 and as described below, and that it will promptly notify the Company of any material changes in the information set forth in the Registration Statement regarding the Investor (other than the number of Securities beneficially owned by it) or its plan of distributiondistribution attached as Exhibit "B" hereto.

Appears in 1 contract

Samples: Registration Rights Agreement (Quantum Fuel Systems Technologies Worldwide Inc)

Transfer of Shares After Registration; Suspension. (a) The Investor agrees that it will not effect any Disposition of the Shares or its right to purchase the Shares that would constitute a sale within the meaning of the Securities Act other than transactions exempt from the registration requirements of the Securities Act, except as contemplated in the Registration Statement referred to in Section 7.1 6.1 and as described below, and if necessary to comply with applicable securities laws that it will promptly notify the Company of any material changes in the information set forth in the Registration Statement regarding the Investor or its plan of distribution.

Appears in 1 contract

Samples: Stock Purchase Agreement (Cryolife Inc)

Transfer of Shares After Registration; Suspension. (ai) The Investor Each Investor, severally and not jointly, agrees that it will not effect any Disposition disposition of the Shares or its right to purchase the Shares that would constitute a sale within the meaning of the Securities Act except as contemplated in the Registration Statement referred to in Section 7.1 Sections 3.9(a) and (b) or as described belowotherwise permitted by law, and that it will promptly notify the Company of any material changes in the information set forth in the Registration Statement regarding the Investor or its plan of distribution.

Appears in 1 contract

Samples: Stock and Warrant Subscription Agreement (Neurologix Inc/De)

Transfer of Shares After Registration; Suspension. (a) The Investor agrees that it will not effect any Disposition disposition of the Shares or its right to purchase the Shares that would constitute a sale within the meaning of the Securities Act except (i) pursuant to a valid exemption from registration, provided that the Investor provides the Company with an opinion of the Investor’s counsel, which counsel and opinion shall both be satisfactory to the Company, and such other information and documentation as the Company shall reasonably request, or (ii) as contemplated in the Registration Statement referred to in Section 7.1 and as described below, and that it will promptly notify the Company of any changes in the information set forth in the Registration Statement regarding the Investor or its plan of distribution.

Appears in 1 contract

Samples: Stock Purchase Agreement (Tivo Inc)

Transfer of Shares After Registration; Suspension. (a) The Each Investor agrees that it will not effect any Disposition disposition of the Shares Shares, or its right to purchase the Shares Shares, that would constitute a sale within the meaning of the Securities Act except as contemplated in the Registration Statement referred to in Section 7.1 and 0 of this Agreement or, in accordance with Section 0 of this Agreement or as described below, and that it will promptly notify the Company of any changes in the information set forth in the Registration Statement regarding the Investor or its plan of distributionotherwise permitted by law.

Appears in 1 contract

Samples: Securities Purchase Agreement (Nestor Inc)

Transfer of Shares After Registration; Suspension. (a) The Each Investor agrees that it will not effect any Disposition of the Securities or Warrant Shares or its right to purchase the Securities or Warrant Shares that would constitute a sale within the meaning of the Securities Act other than transactions exempt from the registration requirements of the Securities Act, except as contemplated in the Registration Statement referred to in Section 7.1 6.1 and as described below, and that it will promptly notify the Company of any material changes in the information set forth in the Registration Statement regarding the Investor or its plan of distribution.

Appears in 1 contract

Samples: Securities Purchase Agreement (EnteroMedics Inc)

Transfer of Shares After Registration; Suspension. (a) The Each Investor agrees that it will not effect any Disposition disposition or other transfer of the Shares or its right to purchase the Shares that would constitute a sale within the meaning of the Securities Act except other than transactions exempt from the registration requirements of the Securities Act or pursuant to, and as contemplated in in, the Registration Statement referred to in Section 7.1 and as described below, and that it will promptly notify the Company of any changes in the information set forth in the Registration Statement regarding the Investor or its plan of distribution.

Appears in 1 contract

Samples: Registration Rights Agreement (3d Systems Corp)

Transfer of Shares After Registration; Suspension. (a) The Investor Purchaser agrees that it will not effect any Disposition disposition of the Shares or its right to purchase the Shares that would constitute a sale within the meaning of the Securities Act except as contemplated in the Registration Statement referred to in Section 7.1 7 and as described belowbelow or as otherwise permitted by law, and that it will promptly notify the Company of any changes in the information set forth in the Registration Statement regarding the Investor each Purchaser or its plan of distribution.

Appears in 1 contract

Samples: Convertible Note Purchase Agreement (Big Dog Holdings Inc)

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