Transfer Agent Responsibilities Sample Clauses
The Transfer Agent Responsibilities clause defines the duties and obligations of the transfer agent in managing the registration and transfer of securities on behalf of the issuer. Typically, this includes maintaining accurate records of ownership, processing transfers and cancellations, and issuing new certificates as needed. By clearly outlining these responsibilities, the clause ensures the orderly administration of securities transactions and helps prevent disputes or errors related to ownership records.
Transfer Agent Responsibilities. During the term of this Agreement, the Company, or the Company's transfer agent and registrar or any successor thereof, as the case may be, shall enforce the terms of this Agreement and shall not, during the term of this Agreement, permit any transfer of Securities into a third party's name. All such Securities shall bear a legend in substantially the following form: "NOTICE: These securities are subject to that certain Share Lockup Agreement dated February 24, 2001, between the registered holder hereof and Rhino Enterprises Group, Inc., a Nevada corporation, and may only be sold or otherwise transferred in compliance with the provisions of such agreement."
Transfer Agent Responsibilities. During the term of this Agreement, the Company, or the Company's transfer agent and registrar or any successor thereof, as the case may be, shall enforce the terms of this Agreement and shall not, during the term of this Agreement, permit any transfer of Securities into a third party's name. All such Securities shall bear a legend in substantially the following form:
Transfer Agent Responsibilities. In connection with its use of AVA and AVA e-Delivery, the Transfer Agent and/or Fund, through its service providers, shall:
(a) provide all computers, telecommunications equipment and other equipment and software reasonably necessary to access the AVA site;
(b) review, approve and provide users for access to the AVA site. This shall include any limitations to access based on function;
(c) periodically review users list and make any necessary modifications, including the removal of users that should no longer have access to the Fund’s information;
(d) provide ALPS with a contact for receipt of enhancement and maintenance notices;
(e) provide ALPS with a completed AVA questionnaire, which includes a list of site functionality options and trading rules;
(f) provide ALPS with such other written instructions as it may request from time to time relating to the performance of ALPS’ obligations hereunder; and
(g) perform all other Transfer Agent obligations as set forth in this Agreement.
Transfer Agent Responsibilities. During the term of this Agreement, the Company, or the Company’s transfer agent and registrar or any successor thereof, as the case may be, shall enforce the terms of this Agreement (including the legending of certificates evidencing Subject Shares) and shall not, during any calendar quarter within the term of this agreement, permit any transfer of Subject Shares exceeding 25% into a third party’s name without the Company’s prior written consent.