Common use of Transactions in Securities Clause in Contracts

Transactions in Securities. The Company has questioned its directors and executive officers concerning known stock transfers since December 31, 1999 and based upon that investigation the Company has not, and to the Company's knowledge (a) no director or officer of the Company or the Company's Subsidiaries, (b) no Person related to any such director or officer by blood, marriage or adoption and residing in the same household and (c) no Person who has been knowingly provided material nonpublic information by any one or more of these Persons, has purchased or sold, or caused to be purchased or sold, any shares of Company Common Stock or other securities issued by the Company (i) during any period when the Company was in possession of material nonpublic information or (ii) in violation of any applicable provision of the Exchange Act.

Appears in 3 contracts

Samples: Voting Agreement (Abington Bancorp Inc), Voting Agreement (Abington Bancorp Inc), Agreement and Plan of Merger (Bay State Bancorp Inc)

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Transactions in Securities. The Company has questioned its directors and executive officers concerning known stock transfers since December 31, 1999 2000 and based upon that investigation the Company has not, and to the Company's ’s knowledge (a) no director or officer of the Company or the Company's ’s Subsidiaries, (b) no Person related to any such director or officer by blood, marriage or adoption and residing in the same household and (c) no Person who has been knowingly provided material nonpublic information by any one or more of these Persons, has purchased or sold, or caused to be purchased or sold, any shares of Company Common Stock or other securities issued by the Company (i) during any period when the Company was in possession of material nonpublic information or (ii) in violation of any applicable provision of the Exchange Act.

Appears in 2 contracts

Samples: Agreement and Plan of Merger (Falmouth Bancorp Inc), Agreement and Plan of Merger (Independent Bank Corp)

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Transactions in Securities. The Company has questioned its directors and executive officers concerning known stock transfers since December 31, 1999 and based upon that investigation the Company has not, and to the Company's knowledge (a) no director or officer of the Company or the Company's Subsidiaries, (b) no Person person related to any such director or officer by blood, marriage or adoption and residing in the same household and (c) no Person person who has been knowingly provided material nonpublic information by any one or more of these Personspersons, has purchased or sold, or caused to be purchased or sold, any shares of Company Common Stock or other securities issued by the Company (i) during any period when the Company was in possession of material nonpublic information or (ii) in violation of any applicable provision of the Exchange Act.

Appears in 1 contract

Samples: Shareholder Agreement (Banknorth Group Inc/Me)

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