Common use of Transactions Affecting Disclosure to Finra Clause in Contracts

Transactions Affecting Disclosure to Finra. 2.18.1. Except as described in the Registration Statement, the Statutory Prospectus and the Prospectus, there are no claims, payments, arrangements, agreements or understandings relating to the payment of a finder’s, consulting or origination fee by the Company or, to the knowledge of the Company, any Initial Stockholder with respect to the sale of the Public Securities hereunder, or any other arrangements, agreements or understandings of the Company or, to the Company’s knowledge, any Initial Stockholder that may affect the Underwriters’ compensation, as determined by FINRA.

Appears in 6 contracts

Samples: Underwriting Agreement (COMMITTED CAPITAL ACQUISITION Corp II), Underwriting Agreement (COMMITTED CAPITAL ACQUISITION Corp II), Underwriting Agreement (COMMITTED CAPITAL ACQUISITION Corp)

AutoNDA by SimpleDocs

Transactions Affecting Disclosure to Finra. 2.18.1. Except as described in the Registration Statement, the Statutory Preliminary Prospectus and and/or the Prospectus, there are no claims, payments, arrangements, agreements or understandings relating to the payment of a finder’s, consulting or origination fee by the Company or, to the knowledge of the Company, or its officers or directors or any Initial Stockholder Shareholder with respect to the sale of the Public Securities hereunder, hereunder or any other arrangements, agreements or understandings of the Company or its officers or directors or, to the Company’s knowledge, any Initial Stockholder Shareholder that may affect the Underwriters’ compensation, as determined by FINRA.

Appears in 5 contracts

Samples: Underwriting Agreement (AGBA Acquisition LTD), Underwriting Agreement (Tenzing Acquisition Corp.), Underwriting Agreement (Tenzing Acquisition Corp.)

Transactions Affecting Disclosure to Finra. 2.18.1. Except as described in the Registration Statement, the Statutory Preliminary Prospectus and and/or the Prospectus, there are no claims, payments, arrangements, agreements agreements, letters of intent, engagement letters or understandings relating to the payment of a finder’s, consulting or origination fee by the Company or, to the knowledge of the Company, or any Initial Stockholder with respect to the sale of the Public Securities hereunder, hereunder or any other arrangements, agreements or understandings of the Company or, to the Company’s knowledge, any Initial Stockholder that may affect the Underwriters’ compensation, as determined by the FINRA.

Appears in 2 contracts

Samples: Underwriting Agreement (Deep Medicine Acquisition Corp.), Underwriting Agreement (Deep Medicine Acquisition Corp.)

Transactions Affecting Disclosure to Finra. 2.18.1. 2.18.1 Except as described in the Registration Statement, the Statutory Preliminary Prospectus and and/or the Prospectus, there are no claims, payments, arrangements, agreements agreements, letters of intent, engagement letters or understandings relating to the payment of a finder’s, consulting or origination fee by the Company or, to the knowledge of the Company, or any Initial Stockholder Shareholder with respect to the sale of the Public Securities hereunder, hereunder or any other arrangements, agreements or understandings of the Company or, to the Company’s knowledge, any Initial Stockholder Shareholder that may affect the Underwriters’ Underwriter’s compensation, as determined by the FINRA.

Appears in 1 contract

Samples: Underwriting Agreement (Fortune Joy International Acquisition Corp)

Transactions Affecting Disclosure to Finra. 2.18.1. Except as described in the Registration Statement, the Statutory Preliminary Prospectus and and/or the Prospectus, there are no claims, payments, arrangements, agreements agreements, letters of intent, engagement letters or understandings relating to the payment of a finder’s, consulting or origination fee by the Company or, to the knowledge of the Company, or any Initial Stockholder Shareholder or Anchor Investor with respect to the sale of the Public Securities hereunder, hereunder or any other arrangements, agreements or understandings of the Company or, to the Company’s knowledge, any Initial Stockholder Shareholder that may affect the Underwriters’ compensation, as determined by the FINRA.

Appears in 1 contract

Samples: Underwriting Agreement (East Stone Acquisition Corp)

AutoNDA by SimpleDocs

Transactions Affecting Disclosure to Finra. 2.18.1. 2.18.1 Except as described in the Registration Statement, the Statutory Preliminary Prospectus and and/or the Prospectus, there are no claims, payments, arrangements, agreements agreements, letters of intent, engagement letters or understandings relating to the payment of a finder’s, consulting or origination fee by the Company or, to the knowledge of the Company, or any Initial Stockholder Shareholder with respect to the sale of the Public Securities hereunder, hereunder or any other arrangements, agreements or understandings of the Company or, to the Company’s knowledge, any Initial Stockholder Shareholder that may affect the Underwriters' compensation, as determined by the FINRA.

Appears in 1 contract

Samples: Underwriting Agreement (Fortune Joy International Acquisition Corp)

Transactions Affecting Disclosure to Finra. 2.18.1. Except as described in the Registration Statement, the Statutory Preliminary Prospectus and and/or the Prospectus, there are no claims, payments, arrangements, agreements agreements, letters of intent, engagement letters or understandings relating to the payment of a finder’s, consulting or origination fee by the Company or, to the knowledge of the Company, or any Initial Stockholder Shareholder with respect to the sale of the Public Securities hereunder, hereunder or any other arrangements, agreements or understandings of the Company or, to the Company’s knowledge, any Initial Stockholder Shareholder that may affect the Underwriters’ compensation, as determined by the FINRA.

Appears in 1 contract

Samples: Underwriting Agreement (Pomelo Acquisition Corp LTD)

Time is Money Join Law Insider Premium to draft better contracts faster.