Common use of Transactions Affecting Disclosure to Finra Clause in Contracts

Transactions Affecting Disclosure to Finra. 2.18.1 There are no claims, payments, arrangements, agreements or understandings relating to the payment of a finder’s, consulting or origination fee by the Company or any Company Insider with respect to the sale of the Securities hereunder or any other arrangements, agreements or understandings of the Company or any Company Insider that may affect the Underwriters’ compensation, as determined by FINRA.

Appears in 4 contracts

Samples: Underwriting Agreement (Chart Acquisition Corp.), Underwriting Agreement (Chart Acquisition Corp.), Underwriting Agreement (Chart Acquisition Corp.)

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Transactions Affecting Disclosure to Finra. 2.18.1 2.18.1. There are no claims, payments, arrangements, agreements or understandings relating to the payment of a finder’s, consulting or origination fee by the Company or any Company Insider Affiliate (as defined below) with respect to the sale of the Securities hereunder or any other arrangements, agreements or understandings of the Company or or, to the best of the Company’s knowledge, any Company Insider Affiliate that may affect the Underwriters’ compensation, as determined by the FINRA.

Appears in 2 contracts

Samples: Underwriting Agreement (M I Acquisitions, Inc.), Underwriting Agreement (M I Acquisitions, Inc.)

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