The Auction Agent. 9 3.1 Duties and Responsibilities................................ 9 3.2 Rights of the Auction Agent............................... 10 3.3 Auction Agent's Disclaimer................................ 11
Appears in 6 contracts
Sources: Broker Dealer Agreement (Nuveen Quality Preferred Income Fund 3), Broker Dealer Agreement (Nuveen Diversified Dividend & Income Fund), Broker Dealer Agreement (Nuveen Tax-Advantaged Floating Rate Fund)
The Auction Agent. 9 12 3.1 Duties and Responsibilities................................ 9 ........................................................ 12 3.2 Rights of the Auction Agent............................... 10 3.3 Auction Agent's Disclaimer................................ 11........................................................ 12
Appears in 5 contracts
Sources: Broker Dealer Agreement (Boulder Total Return Fund Inc), Broker Dealer Agreement (Boulder Total Return Fund Inc), Broker Dealer Agreement (Boulder Total Return Fund Inc)
The Auction Agent. 9 12 3.1 Duties and Responsibilities................................ 9 .................................... 12 3.2 Rights of the Auction Agent............................... 10 3.3 Auction Agent's Disclaimer................................ 11.................................... 12
Appears in 1 contract
Sources: Broker Dealer Agreement (Boulder Total Return Fund Inc)
The Auction Agent. 9 3.1 7 3.1. Duties and Responsibilities................................ 9 3.2 Responsibilities of Auction Agent................................................. 7 3.2. Rights of the Auction Agent............................... 10 3.3 .................................................................. 7 3.3. The Auction Agent's Disclaimer................................ 11............................................................... 9
Appears in 1 contract
Sources: Broker Dealer Agreement (Collegiate Funding Services Inc)
The Auction Agent. 9 10 3.1 Duties and Responsibilities................................ 9 10 3.2 Rights of the Auction Agent............................... 10 3.3 Auction Agent's Disclaimer................................ 11
Appears in 1 contract
Sources: Broker Dealer Agreement (Nuveen Floating Rate Income Opportunity Fund)