Terms Defined Elsewhere. As used in this Agreement, the following capitalized terms are defined in this Agreement as referenced in the following table: Agreement Preamble Applicable Date 4.5(a) Book-Entry Shares 3.3(b)(ii) Certificate of Merger 2.2(b) Certificates 3.3(b)(i) Change of Control Amendment 6.23(c)(ii) Change of Control Amendment Consent Fee 6.23(c)(ii) Closing 2.2(a) Closing Date 2.2(a) Code Recitals Company Preamble Company 401(k) Plan 6.9(f) Company Affiliate 9.10 Company Alternative Acquisition Agreement 6.3(d)(iv) Company Board Recitals Company Board Recommendation 4.3(a) Company Capital Stock 4.2(a) Company Change of Recommendation 6.3(d)(vii) Company Common Stock Recitals Company Contracts 4.19(b) Company Designees 2.7(a) Company Designated Stockholder Recitals Company Disclosure Letter Article IV Company Employee 6.9(b) Company FA 4.22 Company Independent Petroleum Engineers 4.17(a) Company Intellectual Property 4.14(a) Company Material Adverse Effect 4.1 Company Material Leased Real Property 4.15 Company Material Real Property Lease 4.15 Company Owned Real Property 4.15 Company Permits 4.9(a) Company Preferred Stock 4.2(a) Company Related Party Transaction 4.24 Company Reserve Report 4.17(a) Company Restructuring Transactions Recitals Company SEC Documents 4.5(a) Company Senior Notes Recitals Company Stakeholders’ Pro Forma Equity Percentage 5.22 Company Stock Award 3.2(a) Company Stockholders Meeting 4.4 Company Tax Certificate 6.18(b) Confidentiality Agreement 6.7(b) Creditors’ Rights 4.3(a) days 9.4(e) Designated Stockholder Support Agreement Recitals DGCL 2.1 Dismissal Order 6.24(a)(v) D&O Insurance 6.10(d) DTC 3.3(b)(ii) e-mail 9.3 Effective Time 2.2(b) Eligible Shares 3.1(b)(i) Exchange Agent 3.3(a) Exchange Consideration 6.23(a) Exchange Fund 3.3(a) Exchange Offer Recitals Exchange Offer Expiration Date 6.23(c) Exchange Prospectus 4.8 Exchange Ratio 3.1(b)(i) Exchange Registration Statement 4.8 Excluded Employees 6.9(b) Excluded Shares 3.1(b)(iii) GAAP 4.5(b) HSR Act 4.4 Indemnified Liabilities 6.10(a) Indemnified Persons 6.10(a) Involuntary Insolvency Event Date 6.24(a)(v) Joint Proxy Statement 4.4 Letter of Transmittal 3.3(b)(i) made available 9.4(e) Material Company Insurance Policies 4.20 Material Parent Insurance Policies 5.20 Measurement Date 4.2(a) Merger Recitals Merger Consideration 3.1(b)(i) Merger Registration Statement 4.8 Merger Sub Preamble Merger Sub Board Recitals Minimum Participation Condition 6.23(a) New Financing 6.22 Non-Cancelled Shares 3.1(b)(iii) Note Consents 6.23(c) Note Waivers 6.23(c) Notes Exchange Agent 6.23(f) Other Indenture Amendments 6.23(c)(iii) Outside Date 8.1(b)(ii) Parent Preamble Parent 401(k) Plan 6.9(f) Parent Affiliate 9.10 Parent Alternative Acquisition Agreement 6.4(d)(iii) Parent Board Recitals Parent Board Recommendation 5.3(a) Parent Capital Stock 5.2 Parent Change of Recommendation 6.4(d)(vi) Parent Common Stock Recitals Parent Contracts 5.19(b) Parent Designees 2.7(a) Parent Disclosure Letter Article V Parent Equity Plan 5.2(a) Parent FA 5.22 Parent Independent Petroleum Engineers 5.17(a) Parent Intellectual Property 5.14(a) Parent Material Adverse Effect 5.1 Parent Material Leased Real Property 5.15 Parent Material Real Property Lease 5.15 Parent Owned Real Property 5.15 Parent Permits 5.9(a) Parent Preferred Stock 5.2(a) Parent Right 3.1(b)(iv) Parent Related Party Transaction 5.24 Parent Reserve Report 5.17(a) Parent SEC Documents 5.5(a) Parent Series A Junior Participating Preferred Stock 3.1(b)(iv) Parent Stock Issuance Recitals Parent Stockholders Meeting 4.4 Parent Tax Certificate 6.18(b) pdf 2.2 Registration Statements 4.8 Rights-of-Way 4.16 Second Request 6.8(c) Supplemental Indenture Effective Date 6.23(j) Supporting Noteholders Recitals Surviving Corporation 2.1 Tail Period 6.10(d) Tax Plan Recitals Tax Plan Record Date 3.1(b)(iv) Terminable Breach 8.1(b)(iii) Transaction Expense Fee Recitals Transaction Support Agreement Recitals Transaction Litigation 6.11
Appears in 4 contracts
Sources: Merger Agreement (Bonanza Creek Energy, Inc.), Transaction Support Agreement (HighPoint Resources Corp), Transaction Support Agreement (Bonanza Creek Energy, Inc.)
Terms Defined Elsewhere. As used in this Agreement, the following capitalized terms are defined in this Agreement as referenced in the following table: Agreement Preamble Applicable Date 4.5(aAmendment to the Company Management Agreement Recitals Articles of Merger 2.2(b) Book-Entry Shares 3.3(b)(ii3.3(b)(i) Cancelled Shares 3.1(b)(v) Certificate of Merger 2.2(b) Certificates 3.3(b)(i) Change of Control Amendment 6.23(c)(ii) Change of Control Amendment Consent Fee 6.23(c)(ii) Closing 2.2(a) Closing Date 2.2(a) Code Recitals Company Preamble Company 401(k) Plan 6.9(fAdditional Dividend Amount 6.19(a) Company Affiliate 9.10 Company Alternative Acquisition Agreement 6.3(d)(iv9.10(a) Company Board Recitals Company Board Recommendation 4.3(a) Company Capital Stock 4.2(a) Recitals Company Change of Recommendation 6.3(d)(vii6.3(b) Company Common Stock Recitals 3.1(b)(i) Company Contracts 4.19(b3.2(b) Company Designees 2.7(aDER Consideration 3.2(b) Company Designated Stockholder Recitals Director Designee 2.6 Company Disclosure Letter Article IV Company Employee 6.9(b) Company FA 4.22 Company Independent Petroleum Engineers 4.17(a) Company Intellectual Property 4.14(aDividend Equivalent Right 3.2(b) Company Material Adverse Effect 4.1 Company Material Leased Real Property 4.15 Company Material Real Property Lease 4.15 Company Owned Real Property 4.15 4.1(a) Company Permits 4.9(a4.9 Company Plans 4.10(a) Company Preferred Stock 4.2(a) Company Related Party Transaction 4.24 Company Reserve Report 4.17(a) Company Restructuring Transactions Recitals Company SEC Documents 4.5(a) Company Senior Notes Series A Preferred Stock 3.1(b)(iii) Company Series B Preferred Stock 3.1(b)(iii) Company Series C Preferred Stock 3.1(b)(iii) Company Special Committee Recitals Company Stakeholders’ Pro Forma Equity Percentage 5.22 Company Stock Award 3.2(a) Stockholders Recitals Company Stockholders Meeting 4.4 Company Tax Certificate 6.18(b) Confidentiality Agreement 6.7(b) Creditors’ Rights 4.3(a) days 9.4(e) Designated Stockholder Support Agreement Recitals DGCL Delaware LLC Act 2.1 Dismissal Order 6.24(a)(v) D&O Insurance 6.10(d) DTC 3.3(b)(iiDelaware Secretary of State 2.2(b) e-mail 9.3 Effective Time 2.2(b) Eligible Shares 3.1(b)(iEnd Date 8.1(b)(ii) Exchange Agent 3.3(a) Exchange Consideration 6.23(a) Exchange Fund 3.3(a) Exchange Offer Recitals Exchange Offer Expiration Date 6.23(c) Exchange Prospectus 4.8 Exchange Ratio 3.1(b)(i) Exchange Registration Statement 4.8 Excluded Employees 6.9(b) Excluded Forfeited Phantom Shares 3.1(b)(iii3.2(a) GAAP 4.5(b) HSR Act 4.4 Indemnified Liabilities 6.10(a) Indemnified Persons 6.10(a) Involuntary Insolvency Event Date 6.24(a)(v) Joint Proxy Statement 4.4 Letter of Transmittal 3.3(b)(i) made available 9.4(eLeverage Covenants 6.1(a)(xiv) Maryland Courts 9.7(b) Maryland Department 2.2(b) Material Company Insurance Policies 4.20 4.17 Material Parent Insurance Policies 5.20 Measurement Date 4.2(a) 5.17 Merger Recitals Merger Consideration 3.1(b)(iFilings 2.2(b) Merger Registration Statement 4.8 Merger Sub Preamble Merger Sub Board Sole Member Recitals Minimum Participation Condition 6.23(a) New Financing 6.22 Non-Cancelled Shares 3.1(b)(iii) Note Consents 6.23(c) Note Waivers 6.23(c) Notes Exchange Agent 6.23(f) Other Indenture Amendments 6.23(c)(iii) Outside Date 8.1(b)(ii) MGCL 2.1 Operating Partnership 2.1 Parent Preamble Parent 401(k) Plan 6.9(fAdditional Dividend Amount 6.19(b) Parent Affiliate 9.10 Parent Alternative Acquisition Agreement 6.4(d)(iii9.10(b) Parent Board Recitals Parent Board Recommendation 5.3(a) Parent Capital Stock 5.2 Parent Change of Recommendation 6.4(d)(vi6.4(b) Parent Common Stock Issuance Recitals Parent Contracts 5.19(b) Parent Designees 2.7(a5.16(b) Parent Disclosure Letter Article V Parent Equity Plan 5.2(a) Parent FA 5.22 Management Agreement Amendment Recitals Parent Independent Petroleum Engineers 5.17(a) Parent Intellectual Property 5.14(a) Manager Recitals Parent Material Adverse Effect 5.1 Parent Material Leased Real Property 5.15 Parent Material Real Property Lease 5.15 Parent Owned Real Property 5.15 5.1(a) Parent Permits 5.9(a) 5.9 Parent Preferred Stock 5.2(a) Parent Right 3.1(b)(iv) Parent Related Party Transaction 5.24 Parent Reserve Report 5.17(aPlans 5.10(a) Parent SEC Documents 5.5(a) Parent Series A Junior Participating Preferred Stock 3.1(b)(iv) Parent Stock Issuance Recitals Parent Stockholders Meeting 4.4 Parent Tax Certificate 6.18(bRecitals .pdf 9.5 Per Share Common Merger Consideration 3.1(b)(i) pdf 2.2 Per Share Preferred Merger Consideration 3.1(b)(iii) Per Share Preferred Series B Merger Consideration 3.1(b)(iii) Per Share Preferred Series C Merger Consideration 3.1(b)(iii) Per Share Preferred Series D Merger Consideration 3.1(b)(iii) Per Share Stock Consideration 3.1(b)(i) Phantom Share Consideration 3.2(a) Qualified REIT Subsidiary 4.1(b) Qualifying Income 8.3(i)(i) Registration Statements Statement 4.8 Rights-of-Way 4.16 Second Request 6.8(cREITs Recitals Remedial Measures 6.1(b)(xiv) Supplemental Indenture Effective Date 6.23(j) Supporting Noteholders Recitals Surviving Corporation Company 2.1 Tail Period 6.10(d) Tax Plan Recitals Tax Plan Record Date 3.1(b)(ivTaxable REIT Subsidiary 4.1(b) Terminable Breach 8.1(b)(iii) Transaction Expense Fee Litigation 6.15 Transactions Recitals Transaction Support Agreement Recitals Transaction Litigation 6.11Vesting Phantom Shares 3.2(a)
Appears in 4 contracts
Sources: Merger Agreement (Ready Capital Corp), Merger Agreement (Anworth Mortgage Asset Corp), Merger Agreement (Ready Capital Corp)
Terms Defined Elsewhere. As used in this Agreement, the following capitalized terms are defined in this Agreement as referenced in the following table: Agreement Preamble Applicable Date 4.5(aAntitrust Authority 6.8(b) Antitrust Laws 6.8(b) Average Price 3.2(c) Book-Entry Shares 3.3(b)(ii) Certificate of Merger 2.2(b) Certificates 3.3(b)(i) Change of Control Amendment 6.23(c)(ii) Change of Control Amendment Consent Fee 6.23(c)(ii) Closing 2.2(a) Closing Date 2.2(a) Code Recitals Company Preamble Company 401(k) Plan 6.9(f) Company Affiliate 9.10 Company Alternative Acquisition Agreement 6.3(d)(iv6.4(d)(iv) Company Board Recitals Company Board Recommendation 4.3(a) Company Capital Stock 4.2(a) Company Change of Recommendation 6.3(d)(vii6.4(d)(vii) Company Common Stock Recitals 3.1(b)(i) Company Contracts 4.19(b) Company Designees 2.7(a) Company Designated Stockholder Recitals Company Disclosure Letter Article IV Company Employee 6.9(bDSU Award 3.2(a)(ii) Company FA 4.22 Employee 6.9(a) Company Equity Awards 3.2(e) Company Independent Petroleum Engineers 4.17(a4.17(a)(i) Company Insurance Policies 4.21 Company Intellectual Property 4.14(a) Company Material Adverse Effect 4.1 Company Material Leased Real Property 4.15 4.15(a) Company Material Real Property Lease 4.15 4.15(b) Company Note Offers and Consent Solicitations 6.17(b) Company Option Award 3.2(b) Company Owned Real Property 4.15 4.15(a) Company Performance Unit Award 3.2(c) Company Permits 4.9(a) Company Preferred Stock 4.2(a) Company Related Party Transaction 4.24 4.24(c) Company Reserve Report 4.17(aReports 4.17(a)(i) Company Restructuring Transactions Recitals RSU Award 3.2(a)(i) Company SEC Documents 4.5(a) Company Senior Notes Recitals Company Stakeholders’ Pro Forma Equity Percentage 5.22 Company Stock Award 3.2(aPlan 3.2(a)(i) Company Stockholders Meeting 4.4 Company Tax Certificate 6.18(b4.4(b) Confidentiality Agreement 6.7(b) Consent Solicitations 6.17(b) Converted Shares 3.1(b)(iii) Creditors’ Rights 4.3(a) days 9.4(eD&O Insurance 6.10(c) Designated Stockholder Support Agreement Recitals Debt Offer Documents 6.17(b) DGCL 2.1 Dismissal Order 6.24(a)(vDivestiture Action 6.8(b) D&O Insurance 6.10(d) DTC 3.3(b)(ii) e-mail 9.3 Effect Annex A Effective Time 2.2(b) Eligible Shares 3.1(b)(i) e-mail 9.3(b) End Date 8.1(b)(ii) Exchange Agent 3.3(a) Exchange Consideration 6.23(a) Exchange Fund 3.3(a) Exchange Offer Recitals Exchange Offer Expiration Date 6.23(c) Exchange Prospectus 4.8 Exchange Ratio 3.1(b)(i) Exchange Registration Statement 4.8 Excluded Employees 6.9(b) Excluded Shares 3.1(b)(iii) Existing Credit Facility 6.17(a) FCPA 4.9(e) First Extended End Date 8.1(b)(ii) GAAP 4.5(b4.5(a) Government Official 4.9(c) HSR Act 4.4 Indemnified Liabilities 6.10(a4.4(a) Indemnified Persons 6.10(aPerson 6.10(a)(i) Involuntary Insolvency Event Initial End Date 6.24(a)(v8.1(b)(ii) Joint Proxy Statement 4.4 Letter of Transmittal 3.3(b)(i) made available 9.4(e) Material Company Insurance Policies 4.20 Material Parent Insurance Policies 5.20 Measurement Date 4.2(a) Merger Recitals Merger Consideration 3.1(b)(i) Merger Registration Statement 4.8 Consideration Value 3.2(b) Merger Sub Preamble Merger Sub Board Recitals Minimum Participation Condition 6.23(a) New Financing 6.22 Non-Cancelled Shares 3.1(b)(iiiU.S. Plan 4.10(l) Note Consents 6.23(cOFAC Annex A Offers to Exchange 6.17(b) Note Waivers 6.23(c) Notes Exchange Agent 6.23(f) Other Indenture Amendments 6.23(c)(iii) Outside Date 8.1(b)(iiOffers to Purchase 6.17(b) Parent Preamble Parent 401(k) Plan 6.9(f) Parent Affiliate 9.10 Parent Alternative Acquisition Agreement 6.4(d)(iii) Parent Board Recitals Parent Board Recommendation 5.3(aCapital Stock 5.2(a)(ii) Parent Capital Stock 5.2 Parent Change of Recommendation 6.4(d)(viClosing Price 3.3(h) Parent Common Stock Recitals Parent Contracts 5.19(b) Parent Designees 2.7(a) Parent Disclosure Letter Article V Parent Equity Plan 5.2(a) Parent FA 5.22 Parent Independent Petroleum Engineers 5.17(a) Parent Intellectual Property 5.14(a) Parent Material Adverse Effect 5.1 Parent Material Leased Real Property 5.15 Parent Material Real Property Lease 5.15 Parent Owned Real Property 5.15 Parent Permits 5.9(aPreferred Stock 5.2(a)(ii) Parent Preferred Stock 5.2(a) Parent Right 3.1(b)(iv) Parent Related Party Transaction 5.24 Parent Reserve Report 5.17(aRSU Award 3.2(a)(i) Parent SEC Documents 5.5(a) Parent Series A Junior Participating Preferred Stock 3.1(b)(iv) Parent Stock Issuance Recitals Parent Stockholders Meeting 4.4 Parent Tax Certificate 6.18(bStock Plans 5.2(a)(ii)(B) pdf 2.2 Payoff Letter 6.17(a) PBGC 4.10(h) Proxy Statement 4.4(b) Registration Statements 4.8 Statement 4.8(a) Rights-of-Way 4.16 Second Request 6.8(cSpecified Regulatory Approvals 7.1(b) Supplemental Indenture Effective Date 6.23(j) Supporting Noteholders Recitals Surviving Corporation 2.1 Tail Period 6.10(d) Tax Plan Recitals Tax Plan Record Date 3.1(b)(iv) Terminable Breach 8.1(b)(iii) Transaction Expense Fee Recitals Transaction Support Agreement Recitals Transaction Litigation 6.11
Appears in 3 contracts
Sources: Merger Agreement (Conocophillips), Merger Agreement (Marathon Oil Corp), Merger Agreement (Marathon Oil Corp)
Terms Defined Elsewhere. As used The following terms are defined elsewhere in this Agreement, the following capitalized terms are defined in this Agreement as referenced in the following table: 401(k) Termination Date Section 7.7(c) Agreement Preamble Applicable Date 4.5(aBase Amount Section 7.4(c) Book-Entry Share Section 3.1(a) Cancelled Shares 3.3(b)(iiSection 3.1(b) Capitalization Date Section 5.4(a) Certificate of Merger 2.2(b) Certificates 3.3(b)(iSection 2.3 Certificate Section 3.1(a) Change of Control Amendment 6.23(c)(ii) Change of Control Amendment Consent Fee 6.23(c)(iiRecommendation Section 6.4(b) Closing 2.2(a) Section 2.2 Closing Date 2.2(a) Code Recitals Section 2.2 Company Preamble Company 401(k) Plan 6.9(f) Company Affiliate 9.10 Company Alternative Acquisition Agreement 6.3(d)(ivSection 6.4(b) Company Board of Directors Recitals Company Board Recommendation 4.3(a) Recitals Company Capital Stock Capitalization Date Section 4.2(a) Company Change of Recommendation 6.3(d)(vii) Company Common Stock Recitals Company Contracts 4.19(b) Company Designees 2.7(a) Company Designated Stockholder Recitals Company Disclosure Letter Article IV Company Employee 6.9(bLeases Section 4.16(b) Company FA 4.22 Company Independent Petroleum Engineers 4.17(aPermits Section 4.9(b) Company Intellectual Property Registrations Section 4.14(a) Company Material Adverse Effect 4.1 SEC Documents Section 4.5(a) Company Material Special Stock Section 4.2(a) Company Stockholder Approval Section 4.3(a) Company Stockholders Recitals Company Stockholders’ Meeting Section 7.12(b) Continuing Employees Section 7.7(a) Converted Shares Section 3.1(b) Copyrights Definition of Intellectual Property Rights DOJ Section 7.2(c) Effective Time Section 2.3 Enforceability Limitations Section 4.3(b) Exchange Agent Section 3.2(a) Exchange Fund Section 3.2(a) Form S-4 Section 4.21 FTC Section 7.2(c) GAAP Section 4.5(b) GBCC Recitals Indemnified Parties Section 7.4(a) Intervening Event Section 6.4(e) Leased Real Property 4.15 Company Section 4.16(b) Material Real Property Lease 4.15 Company Owned Real Property 4.15 Company Permits 4.9(a) Company Preferred Stock 4.2(a) Company Related Party Transaction 4.24 Company Reserve Report Contracts Section 4.17(a) Company Restructuring Transactions Recitals Company SEC Documents 4.5(a) Company Senior Notes Recitals Company Stakeholders’ Pro Forma Equity Percentage 5.22 Company Stock Award 3.2(a) Company Stockholders Meeting 4.4 Company Tax Certificate 6.18(b) Confidentiality Agreement 6.7(b) Creditors’ Rights 4.3(a) days 9.4(e) Designated Stockholder Support Agreement Recitals DGCL 2.1 Dismissal Order 6.24(a)(v) D&O Insurance 6.10(d) DTC 3.3(b)(ii) e-mail 9.3 Effective Time 2.2(b) Eligible Shares 3.1(b)(i) Exchange Agent 3.3(a) Exchange Consideration 6.23(a) Exchange Fund 3.3(a) Exchange Offer Recitals Exchange Offer Expiration Date 6.23(c) Exchange Prospectus 4.8 Exchange Ratio 3.1(b)(i) Exchange Registration Statement 4.8 Excluded Employees 6.9(b) Excluded Shares 3.1(b)(iii) GAAP 4.5(b) HSR Act 4.4 Indemnified Liabilities 6.10(a) Indemnified Persons 6.10(a) Involuntary Insolvency Event Date 6.24(a)(v) Joint Proxy Statement 4.4 Letter of Transmittal 3.3(b)(i) made available 9.4(eMaterial Customer Section 4.19(a) Material Company Insurance Policies 4.20 Supplier Section 4.19(b) Material Parent Insurance Policies 5.20 Measurement Date 4.2(aSupplier Agreement Section 4.19(b) Merger Recitals Merger Consideration 3.1(b)(iSection 3.1(a) Merger Registration Statement 4.8 Merger Sub Preamble Merger Sub Board Recitals Minimum Participation Condition 6.23(aShares Section 3.1(c) Nasdaq Section 3.1(e) New Financing 6.22 Non-Cancelled Shares 3.1(b)(iiiPlans Section 7.7(b) Note Consents 6.23(cOFAC Section 4.9(e) Note Waivers 6.23(c) Notes Exchange Agent 6.23(f) Other Indenture Amendments 6.23(c)(iii) Outside Date 8.1(b)(iiOld Plans Section 7.7(b) Parent Preamble Parent 401(k) Plan 6.9(f) Parent Affiliate 9.10 Parent Alternative Acquisition Agreement 6.4(d)(iii) Parent Board Recitals Parent Board Recommendation 5.3(a) Parent Capital Stock 5.2 Parent Change of Recommendation 6.4(d)(vi) Parent Common Stock Recitals Parent Contracts 5.19(b) Parent Designees 2.7(a) Parent Disclosure Letter Article V Parent Equity Plan 5.2(aSEC Documents Section 5.4(a) Parent FA 5.22 Parent Independent Petroleum Engineers 5.17(a) Parent Parties Preamble Party Preamble Patents Definition of Intellectual Property 5.14(aRights Proxy Statement Section 4.21 Relevant Matters Section 10.9(a) Parent Material Adverse Effect 5.1 Parent Material Leased Real Restricted Parties Section 4.9(f) ▇▇▇▇▇▇▇▇-▇▇▇▇▇ Act Section 4.5(a) Stock Option Consideration Section 3.4(c) Surviving Company Section 2.1 Surviving Company Stock Section 3.1(b) Trade Secrets Definition of Intellectual Property 5.15 Parent Material Real Property Lease 5.15 Parent Owned Real Property 5.15 Parent Permits 5.9(aRights Transactions Recitals Union Section 4.11(a) Parent Preferred Stock 5.2(a) Parent Right 3.1(b)(iv) Parent Related Party Transaction 5.24 Parent Reserve Report 5.17(a) Parent SEC Documents 5.5(a) Parent Series A Junior Participating Preferred Stock 3.1(b)(iv) Parent Stock Issuance Recitals Parent Stockholders Meeting 4.4 Parent Tax Certificate 6.18(b) pdf 2.2 Registration Statements 4.8 Rights-of-Way 4.16 Second Request 6.8(c) Supplemental Indenture Effective Date 6.23(j) Supporting Noteholders Recitals Surviving Corporation 2.1 Tail Period 6.10(d) Tax Plan Recitals Tax Plan Record Date 3.1(b)(iv) Terminable Breach 8.1(b)(iii) Transaction Expense Fee Recitals Transaction Support Agreement Recitals Transaction Litigation 6.11willful breach Section 9.2(a)
Appears in 3 contracts
Sources: Merger Agreement (CoreCard Corp), Merger Agreement (Euronet Worldwide, Inc.), Merger Agreement (CoreCard Corp)
Terms Defined Elsewhere. As used in this Agreement, the following capitalized terms are defined in this Agreement as referenced in the following table: Acceptable Confidentiality Agreement 6.3 Agreement Preamble Antitrust Authority 6.7(b) Antitrust Laws 6.7(b) Applicable Date 4.5(aArticle IV Appraisal Shares 3.4(i) Book-Entry Shares 3.3(b)(ii3.4(b)(ii) Cash Consideration 3.1(b)(i) Certificate of First Merger 2.2(b) Certificate of Second Merger 2.2(c) Certificates 3.3(b)(i) Change of Control Amendment 6.23(c)(ii) Change of Control Amendment Consent Fee 6.23(c)(ii3.4(b)(i) Closing 2.2(a) Closing Date 2.2(a) Code Recitals Company Preamble Company 401(k) Plan 6.9(f) Company Affiliate 9.10 Company Alternative Acquisition Agreement 6.3(d)(iv6.3(d)(vi) Company Board Recitals Company Board Recommendation 4.3(a) Company Capital Stock 4.2(a) Company Change of Recommendation 6.3(d)(vii6.3(d)(viii) Company Class A Common Stock Recitals Company Class B Common Stock 3.2 Company Common Stock Recitals Company Contracts 4.19(b) Company Designees 2.7(a4.20(b) Company Designated Stockholder Stockholders Recitals Company Disclosure Letter Article IV Company Employee 6.9(b6.8(a) Company FA 4.22 Company Independent Petroleum Engineers 4.17(a4.18(a) Company Intellectual Property 4.14(a) Company Material Adverse Effect 4.1 Company Material Leased Real Property 4.15 4.16 Company Material Real Property 4.16 Company Material Real Property Lease 4.15 4.16 Company Owned Real Property 4.15 4.16 Company Permits 4.9(a) Company Preferred Stock 4.2(a) Company Related Party Transaction 4.24 4.25 Company Reserve Report 4.17(aReports 4.18(a) Company Restructuring Transactions Recitals Restricted Stock Unit Award 3.3(a) Company SEC Documents 4.5(a) Company Senior Notes Recitals Company Stakeholders’ Pro Forma Equity Percentage 5.22 Company Stock Award 3.2(aPlan 3.3(a) Company Stockholders Meeting 4.4 Company Tax Certificate 6.18(b) Confidentiality Agreement 6.7(b6.6(b) Creditors’ Rights 4.3(a) days 9.4(eD&O Insurance 6.9(d) Designated Stockholder Support Agreement Recitals DGCL 2.1 Dismissal Order 6.24(a)(vDivestiture Action 6.7(b) D&O Insurance 6.10(d) DTC 3.3(b)(ii) e-mail 9.3 Effective Time 2.2(b) Eligible Shares 3.1(b)(i) e-mail 9.3 ERISA Affiliate 4.10(h) Exchange Agent 3.3(a3.4(a)
(a) Exchange Consideration 6.23(a) Exchange Fund 3.3(a) Exchange Offer Recitals Exchange Offer Expiration Date 6.23(c) Exchange Prospectus 4.8 Exchange Ratio 3.1(b)(i) Exchange Registration Statement 4.8 Excluded Employees 6.9(b) Excluded Shares 3.1(b)(iii) First Merger Recitals GAAP 4.5(b) Holdings Recitals Holdings Class B Units 3.2 Holdings Interests 4.2(b) Holdings Managing Member Approval 4.3(a) HSR Act 4.4 Indemnified Liabilities 6.10(a6.9(a) Indemnified Persons 6.10(a6.9(a) Involuntary Insolvency Event Date 6.24(a)(v) Joint Proxy Statement 4.4 Integrated Mergers Recitals Letter of Transmittal 3.3(b)(i) made available 9.4(e3.4(b)(i) Material Company Insurance Policies 4.20 Material Parent Insurance Policies 5.20 Measurement Date 4.2(a) 4.22 Merger Recitals Merger Consideration 3.1(b)(i) Merger Registration Statement 4.8 Sub Board Recitals Merger Sub Inc. Preamble Merger Sub Board LLC Preamble Merger Subs Preamble Merger Support Agreement Recitals Minimum Participation Condition 6.23(a) New Financing 6.22 Non-Cancelled Shares 3.1(b)(iii) Note Consents 6.23(c) Note Waivers 6.23(c) Notes Exchange Agent 6.23(f) Other Indenture Amendments 6.23(c)(iii) Outside Date 8.1(b)(ii) Parent Preamble Parent 401(k) Plan 6.9(f) Parent Affiliate 9.10 Parent Alternative Acquisition Agreement 6.4(d)(iii) Parent Board Recitals Parent Board Recommendation 5.3(aCapital Stock 5.2(a) Parent Capital Stock 5.2 Parent Change of Recommendation 6.4(d)(viClosing Price 3.4(h) Parent Common Stock Recitals Parent Contracts 5.19(b) Parent Designees 2.7(a) Parent Disclosure Letter Article V Parent Equity Plan 5.2(a) Parent FA 5.22 5.18 Parent Independent Petroleum Engineers Engineer 5.17(a) Parent Intellectual Property 5.14(a) Parent Material Adverse Effect 5.1 Parent Material Leased Real Property 5.15 Parent Material Real Property Lease 5.15 Parent Owned Real Property 5.15 Parent Permits 5.9(a) Parent Preferred Stock 5.2(a) Parent Right 3.1(b)(iv) Parent Related Party Transaction 5.24 Parent Reserve Report 5.17(a) Parent Restricted Stock Unit Award 3.3(a) Parent SEC Documents 5.5(a) Parent Series A Junior Participating Preferred Stock 3.1(b)(iv) Parent Stock Issuance Recitals Parent Stockholders Meeting Stock Plans 5.5(a) Proxy Statement 4.4 Parent Tax Certificate 6.18(b) pdf 2.2 Registration Statements Statement 4.8 Rights-of-Way 4.16 4.17 Second Request 6.8(cMerger Recitals Second Merger Effective Time 2.2(c) Supplemental Indenture Effective Date 6.23(jShare Consideration 3.1(b)(i) Supporting Noteholders Recitals Surviving Company 2.1(b) Surviving Corporation 2.1 2.1(a) Tail Period 6.10(d) Tax Plan Recitals Tax Plan Record Date 3.1(b)(iv6.9(d) Terminable Breach 8.1(b)(iii) Transaction Expense Fee TRA Recitals Transaction Support Agreement TRA Amendment Recitals Transaction Litigation 6.116.10
Appears in 3 contracts
Sources: Merger Agreement (Vine Energy Inc.), Merger Agreement (Chesapeake Energy Corp), Merger Agreement (Chesapeake Energy Corp)
Terms Defined Elsewhere. As used in this Agreement, the following capitalized terms are defined in this Agreement as referenced in the following table: Affiliate A-1 Agreement Preamble Applicable Date 4.5(aArticles of Merger 2.2(a) beneficial ownership A-1 beneficially owning A-1 Book-Entry Shares 3.3(b)(ii3.2(b)(i) Business Day A-1 Cancelled Shares 3.1(b)(iii) Certificate of Merger 2.2(b2.2(a) Certificates 3.3(b)(i3.2(b)(i) Change of Control Amendment 6.23(c)(ii) Change of Control Amendment Consent Fee 6.23(c)(iiChosen Courts 9.7(b) Closing 2.2(a) Closing Date 2.2(a) Code Recitals Company Preamble Company 401(k) Plan 6.9(fAdditional Dividend Amount 6.18(a) Company Affiliate 9.10 Company Alternative Acquisition Agreement 6.3(d)(iv9.10(a) Company Board Recitals Company Board Recommendation 4.3(a) Recitals Company Capital Stock 4.2(a) A-2 Company Change of Recommendation 6.3(d)(vii6.3(b) Company Common Stock Recitals 3.1(b)(i) Company Competing Proposal A-1 Company Contracts 4.19(b4.17(b) Company Designees 2.7(a) Company Designated Stockholder Recitals Director Designee 2.6 Company Disclosure Letter Article IV Company Employee 6.9(bEquity Awards 3.3(b) Company FA 4.22 Equity Plan A-1 Company Independent Petroleum Engineers 4.17(a) Expenses A-1 Company Intellectual Property 4.14(aA-1 Company Loan Documentation 4.15(a) Company Loan Files 4.15(a) Company Loans 4.15(a) Company Material Adverse Effect 4.1 Company Material Leased Real Property 4.15 Company Material Real Property Lease 4.15 4.1(a) Company Owned Real Property 4.15 Properties 4.16 Company Performance RSU 3.3(a) Company Permits 4.9(a) 4.9 Company Preferred Stock 4.2(aA-1 Company Real Property 4.16 Company RSU Award 3.3(b) Company Related Party Transaction 4.24 Company Reserve Report 4.17(a) Company Restructuring Transactions Recitals Company SEC Documents 4.5(a) Company Senior Notes Recitals Company Stakeholders’ Pro Forma Equity Percentage 5.22 Company Stock Award 3.2(a) Stockholder Approval A-2 Company Stockholders Meeting 4.4 Company Superior Proposal A-2 Company Tax Certificate 6.18(bRepresentation Letter 6.17(a) Company Termination Fee A-2 Company Warrant Agreement A-2 Company Warrants A-2 Confidentiality Agreement 6.7(b) Consent A-2 Continuing Employee 6.22(a) control A-2 Convertible Notes 5.2(a) COVID-19 A-2 COVID-19 Measures A-2 Creditors’ Rights 4.3(a) days 9.4(e) Designated Stockholder Support Agreement Recitals DGCL 2.1 Dismissal Order 6.24(a)(v) D&O Insurance 6.10(d6.9(d) DTC 3.3(b)(iiDelaware Secretary of State 2.2(a) e-mail 9.3 DLLCA 2.1 Effective Time 2.2(b2.2(a) Eligible Shares 3.1(b)(iEmployee Benefit Plan A-3 Employment Matters 4.11(a) End Date 8.1(b)(ii) ERISA A-3 ERISA Affiliate A-3 Exchange Act A-3 Exchange Agent 3.3(a) Exchange Consideration 6.23(a3.2(a) Exchange Fund 3.3(a3.2(a) Exchange Offer Recitals Exchange Offer Expiration Date 6.23(c) Exchange Prospectus 4.8 Exchange Ratio 3.1(b)(i) Exchange Registration Statement 4.8 Excluded Employees 6.9(b) Excluded Shares 3.1(b)(iii) A-3 GAAP 4.5(b) HSR Act 4.4 Governmental Entity A-3 group A-3 Indebtedness A-3 Indemnified Liabilities 6.10(a6.9(a) Indemnified Persons 6.10(a6.9(a) Involuntary Insolvency Event Date 6.24(a)(v) Intellectual Property A-4 Intended Tax Treatment 2.7 Investment Company Act A-4 IRS A-4 Joint Proxy Statement 4.4 knowledge A-4 Law A-4 Letter of Transmittal 3.3(b)(i3.2(b)(i) made available 9.4(eMaryland Department 2.2(a) Material Adverse Effect A-4 Material Company Insurance Policies 4.20 4.18 Material Parent Insurance Policies 5.20 Measurement Date 4.2(a) 5.16 Merger Recitals Merger Consideration 3.1(b)(i) Merger Registration Statement 4.8 Filings 2.2(a) Merger Sub Preamble Merger Sub Board Recitals MGCL 2.1 Minimum Participation Condition 6.23(a) New Financing 6.22 Non-Cancelled Shares 3.1(b)(iii) Note Consents 6.23(c) Note Waivers 6.23(c) Notes Exchange Agent 6.23(f) Other Indenture Amendments 6.23(c)(iii) Outside Date 8.1(b)(ii) Distribution Dividend A-6 NYSE A-6 Organizational Documents A-6 other party A-6 Parent Preamble Parent 401(k) Plan 6.9(fAdditional Dividend Amount 6.18(b) Parent Affiliate 9.10 Parent Alternative Acquisition Agreement 6.4(d)(iii9.10(b) Parent Board Recitals Parent Board Recommendation 5.3(a) Recitals Parent Capital Stock 5.2 A-6 Parent Change of Recommendation 6.4(d)(vi6.4(b) Parent Common Stock Recitals A-6 Parent Contracts 5.19(b) Competing Proposal A-6 Parent Designees 2.7(aContract 5.15(a) Parent Disclosure Letter Article V Parent Equity Plan 5.2(a) Parent FA 5.22 Parent Independent Petroleum Engineers 5.17(a) Expenses A-6 Parent Intellectual Property 5.14(a) A-7 Parent Material Adverse Effect 5.1 Parent Material Leased Real Property 5.15 Permits 5.9 Parent Material Real Property Lease 5.15 Parent Owned Real Property 5.15 Parent Permits 5.9(aPlan 5.10(a) Parent Preferred Stock 5.2(a) Parent Right 3.1(b)(iv) Parent Related Party Transaction 5.24 Parent Reserve Report 5.17(a) A-7 Parent SEC Documents 5.5(a) Parent Series A Junior Participating C Preferred Stock 3.1(b)(iv) A-9 Parent Stock Issuance Recitals Parent Stockholders Stockholder Approval A-7 Parent Stockholder Meeting 4.4 A-7 Parent Superior Proposal A-7 Parent Tax Certificate 6.18(bRepresentation Letter 6.17(b) pdf 2.2 Parent Termination Fee A-7 parties A-7 party A-9 Permitted Lien A-7 Person A-8 Prior Company Bidders 6.3(a) Proceeding A-8 Qualified REIT Subsidiary 4.1(b) Qualifying Income 8.3(k)(i) Registration Statements Statement 4.8 Rights-of-Way 4.16 Second Request 6.8(cREIT Recitals Representatives A-8 SEC A-8 Securities Act A-8 Sexual Misconduct Allegation 4.11(e) Supplemental Indenture Effective Date 6.23(jSubsidiary A-8 Surviving Company 2.1 Takeover Law A-8 Tax A-8 Tax Returns A-9 Taxable REIT Subsidiary 4.1(b) Supporting Noteholders Recitals Surviving Corporation 2.1 Tail Period 6.10(d) Tax Plan Recitals Tax Plan Record Date 3.1(b)(iv) Taxes A-8 Taxing Authority A-9 Terminable Breach 8.1(b)(iii) Transaction Expense Fee Recitals Transaction Support Agreement Recitals Agreements A-9 Transaction Litigation 6.116.10 Transactions Recitals Transfer Taxes A-9 Treasury Regulations A-9 Voting Debt A-9 WARN Act 4.11(f)
Appears in 2 contracts
Sources: Agreement and Plan of Merger (Broadmark Realty Capital Inc.), Merger Agreement (Ready Capital Corp)
Terms Defined Elsewhere. As used in this Agreement, the following capitalized terms are defined in this Agreement as referenced in the following table: ABS Refinancing Facility 6.25(a) Adjusted Option 3.2(b)(ii) Agreement Preamble Antitrust Authority 6.9(b) Antitrust Laws 6.9(b) Applicable Date 4.5(a) Behavioral Remedies 6.9(d) Book-Entry Shares 3.3(b)(ii3.3(b)(i) Certificate of Merger 2.2(b) Certificates 3.3(b)(i) Change of Control Amendment 6.23(c)(ii) Change of Control Amendment Consent Fee 6.23(c)(ii) Closing 2.2(a) Closing Date 2.2(a) Code Recitals Company Preamble Company 401(k) Plan 6.9(f) Company Affiliate 9.10 Company Alternative Acquisition Agreement 6.3(d)(iv6.4(d)(iv) Company Board Recitals Company Board Recommendation 4.3(a) Company Capital Stock Capitalization Date 4.2(a) Company Change of Recommendation 6.3(d)(vii6.4(d)(vii) Company Common Stock Recitals 3.1(b)(i) Company Contracts 4.19(b4.17(b) Company Designees 2.7(a) Company Designated Stockholder Recitals Company Disclosure Letter Article IV Company Employee 6.9(bDSU Award 3.2(a)(i) Company FA 4.22 Equity Awards 3.2(d) Company Independent Petroleum Engineers 4.17(a) Insurance Policies 4.21 Company Intellectual Property 4.14(a) Company Material Adverse Effect 4.1 Company Material Leased Real Property 4.15 4.15(a) Company Material Real Property Lease 4.15 4.15(a)(ii) Company Option Award 3.2.(b)(i) Company Owned Real Property 4.15 4.15(a) Company Permits 4.9(a) Company Preferred Stock 4.2(a) Company Related Party Transaction 4.24 Company Reserve Report 4.17(aPSU Award 3.2(a)(i) Company Restructuring Transactions Recitals RSU Award 3.2(a)(i) Company SEC Documents 4.5(a) Company Senior Notes Recitals Company Stakeholders’ Pro Forma Equity Percentage 5.22 Stock 4.2(a) Company Stock Award 3.2(aPlan 3.2(a)(i) Company Stockholders Meeting 4.4 4.4(b) Company Tax Certificate 6.18(bTime-Vesting Cash Award 3.2(d) Company Voting and Support Agreement Recitals Compensation Committee 3.2(c)(i) Confidentiality Agreement 6.7(b6.8(b) Converted Shares 3.1(b)(iii) Creditors’ Rights 4.3(a) days 9.4(eD&O Insurance 6.11(d) Designated Stockholder Support Agreement Recitals Definitive Financing Agreements 6.24(a)(viii) DGCL 2.1 Dismissal Order 6.24(a)(vDivestiture Actions 6.9(d) D&O Insurance 6.10(d) DTC 3.3(b)(ii) e-mail 9.3 Effect 1.1 Effective Time 2.2(b) Eligible Shares 3.1(b)(i) e-mail 9.3 End Date 8.1(b)(ii) Exchange Agent 3.3(a) Exchange Consideration 6.23(a) Exchange Fund 3.3(a) Exchange Offer Recitals Exchange Offer Expiration Date 6.23(c) Exchange Prospectus 4.8 Exchange Ratio 3.1(b)(i) Exchange Registration Statement 4.8 Excluded Employees 6.9(b) Excluded Shares 3.1(b)(iii) Financing Authorization Letters 6.24(b) Financing Indemnified Parties 6.24(d) First Extended End Date 8.1(b)(ii) GAAP 4.5(b4.5(a) HSR Act 4.4 Indemnified Liabilities 6.10(aPerson 6.10(a)(i) Indemnified Persons 6.10(a) Involuntary Insolvency Event Initial End Date 6.24(a)(v8.1(b)(ii) Joint Proxy Statement 4.4 Letter of Transmittal 3.3(b)(i4.4(b) made available 9.4(e) Material Company Insurance Policies 4.20 Material Parent Insurance Policies 5.20 Measurement Date 4.2(aMaximum Amount 6.11(d) Merger Recitals Merger Consideration 3.1(b)(i) Merger Registration Statement 4.8 Merger Sub Preamble Merger Sub Board Recitals Minimum Participation Condition 6.23(a) New Financing 6.22 Non-Cancelled Shares 3.1(b)(iiiU.S. Plan 4.10(l) Note Consents 6.23(c) Note Waivers 6.23(c) Notes Exchange Agent 6.23(f) Other Indenture Amendments 6.23(c)(iii) Outside Date 8.1(b)(ii) OFAC 1.1 Parent Preamble Parent 401(k) Plan 6.9(f) Parent Affiliate 9.10 Parent Alternative Acquisition Agreement 6.4(d)(iii6.5(d)(iv) Parent Board Recitals Parent Board Recommendation 5.3(aCapital Stock 5.2(a) Parent Capital Stock 5.2 Capitalization Date 5.2(a) Parent Change of Recommendation 6.4(d)(vi6.5(d)(vii) Parent Class A Common Stock Recitals Parent Contracts 5.19(bClass B Common Stock 5.2(a) Parent Designees 2.7(aClass C Common Stock 5.2(a) Parent Closing Price 3.3(g) Parent Disclosure Letter Article V Parent Equity Plan 5.2(a) Parent FA 5.22 Parent Independent Petroleum Engineers 5.17(a) Parent Intellectual Property 5.14(a) Parent Material Adverse Effect 5.1 Parent Material Leased Real Property 5.15 Parent Material Real Property Lease 5.15 Parent Owned Real Property 5.15 Parent Permits 5.9(a) Parent Preferred Stock 5.2(a) Parent Right 3.1(b)(iv) Parent Related Party Transaction 5.24 Parent Reserve Report 5.17(aRSU Award 3.2(a)(i) Parent SEC Documents 5.5(a) Parent Series A Junior Participating Preferred Stock 3.1(b)(iv) Parent Stock Issuance Recitals Parent Stockholders Meeting 4.4 Stock Plans 5.2(a) Parent Tax Certificate 6.18(bVoting and Support Agreement Recitals Payoff Letter 6.18 Performance Determination Treatment 3.2(a)(i) pdf 2.2 Performance-Vesting Cash Award 3.2(c) Registration Statements 4.8 Rights-of-Way 4.16 Statement 4.8(a) Restricted Company Persons 6.22(a) Restricted Parent Persons 6.22(b) Second Request 6.8(cExtended End Date 8.1(b)(ii) Supplemental Indenture Effective Date 6.23(j) Supporting Noteholders Recitals Surviving Corporation 2.1 Tail Period 6.10(d) Tax Plan Recitals Tax Plan Record Date 3.1(b)(iv) Terminable Breach 8.1(b)(iii) Transaction Expense Fee Recitals Transaction Support Agreement Recitals Title IV Plan 4.10(m) Transaction Litigation 6.116.12
Appears in 2 contracts
Sources: Merger Agreement (Compass, Inc.), Merger Agreement (Anywhere Real Estate Inc.)
Terms Defined Elsewhere. As used in this Agreement, the following capitalized terms are defined in this Agreement as referenced in the following table: Agreement Preamble Antitrust Authority 6.8(b) Antitrust Laws 6.8(b) Applicable Date 4.5(a4.9(a) Book-Entry Shares 3.3(b)(ii) Certificate of Merger 2.2(b) Certificates 3.3(b)(i) Change of Control Amendment 6.23(c)(ii) Change of Control Amendment Consent Fee 6.23(c)(ii) Closing 2.2(a) Closing Date 2.2(a) Code Recitals Company Preamble Company 401(k) Plan 6.9(f6.9(c) Company Affiliate 9.10 Company Alternative Acquisition Agreement 6.3(d)(iv) Company Board Recitals Company Board Recommendation 4.3(a) Company Capital Stock 4.2(a) Company Change of Recommendation 6.3(d)(vii) Company Common Stock Recitals 3.1(b)(i) Company Contracts 4.19(b) Company Designees 2.7(a) Company Designated Stockholder Recitals Company Disclosure Letter Article IV Company Employee 6.9(b4.10(j) Company FA 4.22 Financial Statements 4.5 Company Independent Petroleum Engineers 4.17(a4.17(a)(i) Company Intellectual Property 4.14(a) Company Material Adverse Effect 4.1 Company Material Leased Real Property 4.15 Company Material Owned Real Property 4.15 Company Material Real Property Lease 4.15 Company Owned Real Property 4.15 Company Permits 4.9(a) Company Preferred Stock 4.2(a) Company Related Party Transaction 4.24 Company Reserve Report 4.17(a4.17(a)(i) Company Restructuring Transactions Recitals Company SEC Documents 4.5(aStockholder Consent Deadline 8.1(b)(iv) Company Senior Notes Recitals Company Stakeholders’ Pro Forma Equity Percentage 5.22 Company Stock Award 3.2(aPlan 4.2(a) Company Stockholders Meeting 4.4 Company Tax Certificate 6.18(b6.19(b) Company Voting Agreements Recitals Competition Law Notifications 6.8(b) Confidentiality Agreement 6.7(b6.7(a)(iii) Consent Solicitation Statement/Information Statement/Prospectus 4.8(b) Creditors’ Rights 4.3(a) days 9.4(e) Designated Stockholder Support Agreement Recitals DGCL 2.1 Dismissal Order 6.24(a)(v) D&O Insurance 6.10(d) DTC 3.3(b)(iiDGCL 2.1 Disclosure Letter Article IV Dissenting Shares 3.4 Divestiture Action 6.8(b) Effective Time 2.2(b) Eligible Share 3.1(b)(i) e-mail 9.3 Effective Time 2.2(b) Eligible Shares 3.1(b)(iEnd Date 8.1(b)(ii) Exchange Agent 3.3(a) Exchange Consideration 6.23(a) Exchange Fund 3.3(a) Exchange Offer Recitals Exchange Offer Expiration Date 6.23(c) Exchange Prospectus 4.8 Exchange Ratio 3.1(b)(i) Exchange Registration Statement 4.8 Excluded Employees 6.9(b) Excluded Shares Share 3.1(b)(iii) GAAP 4.5(b) 4.5 HSR Act 4.4 4.3(a) Indemnified Liabilities 6.10(a) Indemnified Persons 6.10(a) Involuntary Insolvency Event Information Statement/Prospectus Distribution Date 6.24(a)(v6.6(a) Joint Proxy Statement 4.4 Last Balance Sheet 4.5 Letter of Transmittal 3.3(b)(i) made available 9.4(e) Material Company Insurance Policies 4.20 4.21 Material Parent Insurance Policies 5.20 Measurement Date 4.2(a) 5.21 Merger Recitals Merger Consideration 3.1(b)(i) Merger Registration Statement 4.8 Merger Sub Preamble Merger Sub Board Recitals Minimum Participation Condition 6.23(a) New Financing 6.22 Non-Cancelled Shares 3.1(b)(iii) Note Consents 6.23(c) Note Waivers 6.23(c) Notes Exchange Agent 6.23(f) Other Indenture Amendments 6.23(c)(iii) Outside Date 8.1(b)(ii) Parent Preamble Parent 401(k) Plan 6.9(f6.9(c) Parent Affiliate 9.10 Parent Alternative Acquisition Agreement 6.4(d)(iii6.4(d)(iv) Parent Board Recitals Parent Board Recommendation 5.3(a) Parent Capital Stock 5.2 5.2(a)(ii) Parent Change of Recommendation 6.4(d)(vi6.4(d)(ii) Parent Charter Amendment 6.22 Parent Common Stock Recitals Parent Contracts 5.19(b) Parent Designees 2.7(a) Parent Disclosure Letter Article V Parent Equity Plan 5.2(a) Parent FA 5.22 Parent Independent Petroleum Engineers 5.17(a5.17(a)(i) Parent Intellectual Property 5.14(a) Parent Material Adverse Effect 5.1 Parent Material Leased Real Property 5.15 Parent Material Owned Real Property 5.15 Parent Material Real Property Lease 5.15 Parent Owned Real Property 5.15 Parent Permits 5.9(a) Parent Preferred Stock 5.2(a) Parent Right 3.1(b)(iv5.2(a)(ii) Parent Related Party Transaction 5.24 Parent Reserve Report 5.17(aReports 5.17(a)(i) Parent SEC Documents 5.5(a) Parent Series A Junior Participating Preferred Stock 3.1(b)(ivStockholder Written Consent 5.3(a) Parent Stock Issuance Recitals Parent Stockholders Meeting 4.4 Stock Plan 5.2(a) Parent Takeover Proposal 6.2(b)(iv) Parent Tax Certificate 6.18(b6.19(b) pdf 2.2 Parent Voting Agreement Recitals PSUs 5.2(a) Registration Statements 4.8 Statement 4.8(a) Regulatory Material Adverse Effect 6.8(b) Rights-of-Way 4.16 Second Request 6.8(cRSUs 5.2(a) Supplemental Indenture Effective Date 6.23(j) Supporting Noteholders Recitals Surviving Corporation 2.1 Tail Period 6.10(d) Tax Plan Recitals Tax Plan Record Date 3.1(b)(iv) Terminable Breach 8.1(b)(iii) Transaction Expense Fee Recitals Transaction Support Agreement Recitals Transaction Litigation 6.11
Appears in 2 contracts
Sources: Merger Agreement (Eclipse Resources Corp), Voting Agreement (Eclipse Resources Corp)
Terms Defined Elsewhere. As used in this Agreement, the following capitalized terms are defined in this Agreement as referenced in the following table: Agreement Preamble Applicable Date 4.5(a) Appraisal Shares 3.5 Book-Entry Shares 3.3(b)(ii3.4(b)(ii) Certificate Cash Consideration 3.1(b)(i) Certificates 3.4(b)(i) Certificates of Merger 2.2(b) Certificates 3.3(b)(i) Change of Control Amendment 6.23(c)(ii) Change of Control Amendment Consent Fee 6.23(c)(ii) Closing 2.2(a) Closing Date 2.2(a) Code Recitals Company Preamble Company 401(k) Plan 6.9(f) Company Affiliate 9.10 Company Alternative Acquisition Agreement 6.3(d)(iv) Company Board Merger Recitals Company Board Recommendation 4.3(a) Company Capital Stock 4.2(a) Company Change of Recommendation 6.3(d)(vii) Company Common Stock Recitals Company Contracts 4.19(b) Company Designees 2.7(a) Company Designated Stockholder Recitals Company Disclosure Letter Article IV Company Employee 6.9(b) Company FA 4.22 Company Independent Petroleum Engineers 4.17(a) Company Intellectual Property 4.14(a) Company Material Adverse Effect 4.1 Company Material Leased Real Property 4.15 Company Material Real Property Lease 4.15 Company Owned Real Property 4.15 Company Permits 4.9(a) Company Preferred Stock 4.2(a) Company Related Party Transaction 4.24 Company Reserve Report 4.17(a) Company Restructuring Transactions Recitals Company SEC Documents 4.5(a) Company Senior Notes Recitals Company Stakeholders’ Pro Forma Equity Percentage 5.22 Company Stock Award 3.2(a) Company Stockholders Meeting 4.4 Company Tax Certificate 6.18(bMerger Effective Time 2.2(b) Confidentiality Agreement 6.7(b) Continuation Period 6.9(a) Continuing Employees 6.9(a) Converted PSU Award 3.3(b) Converted RSU Award 3.3(a) Creditors’ Rights 4.3(a) days 9.4(e) Designated Stockholder Support Agreement Recitals DGCL 2.1 Dismissal Order 6.24(a)(v) D&O Insurance 6.10(d) days 9.4(e) DGCL 2.1(a) DLLCA 2.3(b) DTC 3.3(b)(ii3.4(b)(ii) e-mail 9.3 Effective Time 2.2(b) Eligible Shares 3.1(b)(i) Exchange Agent 3.3(a) Exchange Consideration 6.23(a3.4(a) Exchange Fund 3.3(a3.4(a) Exchange Offer Recitals Exchange Offer Expiration Date 6.23(c) Exchange Prospectus 4.8 Exchange Ratio 3.1(b)(i) Exchange Registration Statement 4.8 Excluded Employees 6.9(b) Excluded Shares 3.1(b)(iii) Firefly Preamble Firefly 401(k) Plan 6.9(f) Firefly Alternative Acquisition Agreement 6.3(d)(iv) Firefly Board Recitals Firefly Board Recommendation 4.3(a) Firefly Capital Stock 4.2(a) Firefly Change of Recommendation 6.3(d)(vii) Firefly Common Stock Recitals Firefly Contracts 4.19(b) Firefly Designees 2.7(a) Firefly Disclosure Letter Article IV Firefly Employee 4.10(i) Firefly Equity Plan 3.3(a) Firefly FA 4.22 Firefly Intellectual Property 4.14(a) Firefly Marketing Contract 4.19(a)(ii) Firefly Material Adverse Effect 4.1 Firefly Material Leased Real Property 4.15 Firefly Material Real Property Lease 4.15 Firefly Owned Real Property 4.15 Firefly Permits 4.9(a) Firefly Preferred Stock 4.2(a) Firefly PSU Award 3.3(b) Firefly Related Party Transaction 4.24 Firefly Reserve Report 4.17(a) Firefly SEC Documents 4.5(a) Firefly Stockholders Meeting 4.4 Firefly Tax Certificate 6.17(b) Firefly RSU Award 3.3(a) GAAP 4.5(b) HSR Act 4.4 Indemnified Liabilities 6.10(a) Indemnified Persons 6.10(a) Involuntary Insolvency Event Date 6.24(a)(v) Joint Proxy Statement 4.4 Letter of Transmittal 3.3(b)(i3.4(b)(i) LLC Sub Recitals LLC Sub Merger Recitals LLC Sub Merger Effective Time 2.2(b) made available 9.4(e) Material Company Firefly Insurance Policies 4.20 Material Parent Ohm Insurance Policies 5.20 Measurement Date 4.2(a) Merger Recitals Merger Consideration 3.1(b)(i) Merger Registration Statement 4.8 Merger Sub Preamble Merger Sub Board Recitals Mergers Recitals Minimum Participation Condition 6.23(aLiquidity 6.26 New Plans 6.9(a) New Financing 6.22 Non-Cancelled Shares 3.1(b)(iiiOhm Preamble Ohm 401(k) Note Consents 6.23(cPlan 6.9(f) Note Waivers 6.23(cOhm Alternative Acquisition Agreement 6.4(d)(iv) Notes Exchange Agent 6.23(fOhm Board Recitals Ohm Board Recommendation 5.3(a) Other Indenture Amendments 6.23(c)(iiiOhm Capital Stock 5.2(a) Ohm Change of Recommendation 6.4(d)(vii) Ohm Common Stock Recitals Ohm Contracts 5.19(b) Ohm Designees 2.7(a) Ohm Disclosure Letter Article V Ohm Employee 5.10(i) Ohm Equity Plan 5.2(b) Ohm FA 5.22 Ohm Independent Petroleum Engineers 5.17(a) Ohm Intellectual Property 5.14(a) Ohm Marketing Contract 5.19(a)(ii) Ohm Material Adverse Effect 5.1 Ohm Material Leased Real Property 5.15 Ohm Material Real Property Lease 5.15 Ohm Owned Real Property 5.15 Ohm Permits 5.9(a) Ohm Preferred Stock 5.2(a) Ohm Related Party Transaction 5.24 Ohm Reserve Report 5.17(a) Ohm SEC Documents 5.5(a) Ohm Stock Issuance Recitals Ohm Stockholders Meeting 4.4 Ohm Tax Certificate 6.17(b) Outside Date 8.1(b)(ii) Parent Preamble Parent 401(kpdf 2.2(a) Plan 6.9(fPost-Effective Time Dividends 3.4(g) Parent Affiliate 9.10 Parent Alternative Acquisition Agreement 6.4(d)(iii) Parent Board Registration Statement 4.8 Reorganization Treatment Recitals Parent Board Recommendation 5.3(a) Parent Capital Stock 5.2 Parent Change of Recommendation 6.4(d)(vi) Parent Common Stock Recitals Parent Contracts 5.19(b) Parent Designees 2.7(a) Parent Disclosure Letter Article V Parent Equity Plan 5.2(a) Parent FA 5.22 Parent Independent Petroleum Engineers 5.17(a) Parent Intellectual Property 5.14(a) Parent Material Adverse Effect 5.1 Parent Material Leased Real Property 5.15 Parent Material Real Property Lease 5.15 Parent Owned Real Property 5.15 Parent Permits 5.9(a) Parent Preferred Stock 5.2(a) Parent Right 3.1(b)(iv) Parent Related Party Transaction 5.24 Parent Reserve Report 5.17(a) Parent SEC Documents 5.5(a) Parent Series A Junior Participating Preferred Stock 3.1(b)(iv) Parent Stock Issuance Recitals Parent Stockholders Meeting 4.4 Parent Tax Certificate 6.18(b) pdf 2.2 Registration Statements 4.8 Rights-of-Way 4.16 Share Consideration 3.1(b)(i) Second Request 6.8(c6.8(d) Supplemental Indenture Effective Date 6.23(j) Supporting Noteholders Recitals Surviving Corporation 2.1 2.1(a) Surviving Corporation Stock 3.1(a) Surviving Entity 2.1(b) Tail Period 6.10(d) Tax Plan Recitals Tax Plan Record Date 3.1(b)(iv) Terminable Breach 8.1(b)(iii) Transaction Expense Fee Recitals Transaction Support Agreement Recitals Transaction Litigation 6.11
Appears in 2 contracts
Sources: Merger Agreement (Oasis Petroleum Inc.), Merger Agreement (Oasis Petroleum Inc.)
Terms Defined Elsewhere. As used The following terms are defined elsewhere in this Agreement, the following capitalized terms are defined in this Agreement as referenced in the following tableindicated below: 2023 Bonus Plan 5.6(c) Affiliate Contract 3.21 Agreement Preamble Applicable Date 4.5(aAlternative Acquisition Agreement 5.3(b) Articles of Merger 1.2 Book-Entry Shares 3.3(b)(ii) Certificate of Merger 2.2(b2.2(b)(ii) Certificates 3.3(b)(i) Change of Control Amendment 6.23(c)(ii) Change of Control Amendment Consent Fee 6.23(c)(ii2.2(b)(i) Closing 2.2(a) 1.2 Closing Date 2.2(a1.2 Closing Legal Impediment 6.1(b) Code Recitals Company Preamble Company 401(k) Benefit Plan 6.9(f) Company Affiliate 9.10 Company Alternative Acquisition Agreement 6.3(d)(iv3.11(a) Company Board Recitals Preamble Company Board Recommendation 4.3(a3.3(b) Company Capital Stock 4.2(aBoard Recommendation Change 5.3(d)(i) Company Change of Recommendation 6.3(d)(vii) Bylaws 3.1 Company Common Stock Recitals Company Contracts 4.19(b) Company Designees 2.7(a) Company Designated Stockholder Recitals Charter 3.1 Company Disclosure Letter Schedule Article IV 3 Company Employee 6.9(b) Financial Advisor 3.24 Company FA 4.22 Company Independent Petroleum Engineers 4.17(a) Company Intellectual Leased Real Property 4.14(a3.14(b) Company Material Adverse Effect 4.1 Contracts 3.16(c) Company Material Leased Real Property 4.15 Company Material Real Property Lease 4.15 Meeting 5.4(a)(i) Company Owned Real Property 4.15 Company Permits 4.9(a3.14(a) Company Preferred Stock 4.2(a3.2(a) Company Real Property 3.14(d) Company Registered IP 3.19(a) Company Related Party Transaction 4.24 Company Reserve Report 4.17(aParties 7.2(e) Company Restructuring Transactions Recitals Company SEC Documents 4.5(a3.5(a) Company Senior Notes Recitals Company Stakeholders’ Pro Forma Equity Percentage 5.22 Company Stock Award 3.2(aSEC Financial Statements 3.5(c) Company Stockholders Meeting 4.4 Company Tax Certificate 6.18(bStockholder Approval 3.3(c) Confidentiality Agreement 6.7(b5.2(b) Creditors’ Rights 4.3(aContinuation Period 5.6(a) days 9.4(e) Designated Stockholder Support Agreement Recitals DGCL 2.1 Dismissal Order 6.24(a)(vContinuing Employee 5.6(a) D&O Insurance 6.10(d5.7(c) DTC 3.3(b)(iiData Partners 3.20(a) e-mail 9.3 Debt Financing 4.5 Debt Financing Commitment Letter 4.5 Disclosure Schedule Article 4 Effective Time 2.2(b1.2 Event Notice Period 5.3(e)(i)(1) Eligible Shares 3.1(b)(iFBCA Preamble FHWA 3.23 Financing Indemnified Parties 5.14(c) Exchange Agent 3.3(aFinancing Purposes 4.5(c) Exchange Consideration 6.23(aFMCSA 3.23 Indemnitee 5.7(a) Exchange Fund 3.3(aIndemnitees 5.7(a) Exchange Offer Recitals Exchange Offer Expiration Date 6.23(cIntervening Event 5.3(e)(i) Exchange Prospectus 4.8 Exchange Ratio 3.1(b)(i) Exchange Registration Statement 4.8 Excluded Employees 6.9(b) Excluded Shares 3.1(b)(iii) GAAP 4.5(b) HSR Act 4.4 Indemnified Liabilities 6.10(a) Indemnified Persons 6.10(a) Involuntary Insolvency Event Date 6.24(a)(v) Joint Proxy Statement 4.4 Letter of Transmittal 3.3(b)(i) made available 9.4(e) Material Company Insurance Policies 4.20 Material Parent Insurance Policies 5.20 Measurement Date 4.2(aLeased Real Property Leases 3.14(b) Merger Recitals Preamble Merger Consideration 3.1(b)(i2.1(a) Merger Registration Statement 4.8 Merger Sub Preamble Merger Sub Board Recitals Minimum Participation Condition 6.23(aNo-Shop Period Start Date 5.3(a) New Financing 6.22 Non-Cancelled Shares 3.1(b)(iii) Note Consents 6.23(c) Note Waivers 6.23(c) Notes Exchange Agent 6.23(f) Other Indenture Amendments 6.23(c)(iii) Outside Date 8.1(b)(iiOperational Tractors and Trailers 3.23(a) Parent Preamble Parent 401(kDisclosure Schedule Article 4 Parent Related Parties 7.2(e) Plan 6.9(fPayee 2.4 Paying Agent 2.2(a) Parent Affiliate 9.10 Parent Alternative Acquisition Agreement 6.4(d)(iiiPayoff Letters 5.15 Payor 2.4 Proposal Notice Period 5.3(e)(ii)(2) Parent Board Recitals Parent Board Recommendation Proxy Statement 5.4(a)(ii) Reference Date 3.2(a) Replacement Debt Financing 5.14(d) Representatives 5.3(a) Parent Capital Stock 5.2 Parent Change of Recommendation 6.4(d)(viS▇▇▇▇▇▇▇-▇▇▇▇▇ Act 3.5(a) Parent Common Stock Recitals Parent Contracts 5.19(bShare Preamble Shares Preamble Spare Trailers 3.23(a) Parent Designees 2.7(a) Parent Disclosure Letter Article V Parent Equity Plan 5.2(a) Parent FA 5.22 Parent Independent Petroleum Engineers 5.17(a) Parent Intellectual Property 5.14(a) Parent Material Adverse Effect 5.1 Parent Material Leased Real Property 5.15 Parent Material Real Property Lease 5.15 Parent Owned Real Property 5.15 Parent Permits 5.9(a) Parent Preferred Stock 5.2(a) Parent Right 3.1(b)(iv) Parent Related Party Transaction 5.24 Parent Reserve Report 5.17(a) Parent SEC Documents 5.5(a) Parent Series A Junior Participating Preferred Stock 3.1(b)(iv) Parent Stock Issuance Recitals Parent Stockholders Meeting 4.4 Parent Tax Certificate 6.18(b) pdf 2.2 Registration Statements 4.8 Rights-of-Way 4.16 Second Request 6.8(c) Supplemental Indenture Effective Date 6.23(j) Supporting Noteholders Recitals Surviving Corporation 2.1 Tail Period 6.10(d1.1(a) Systems 3.19(e) Tax Plan Recitals Tax Plan Record Date 3.1(b)(ivSharing Agreement 3.15(f) Terminable Breach 8.1(b)(iiiTermination Fee Collection Costs 7.2(d) Transaction Expense Termination Fee Recitals Transaction Support Agreement Recitals Transaction Litigation 6.11Payee 7.2(d) Termination Fee Payor 7.2(d) Transactions 1.1(a) WARN Laws 3.12(i) Article 9 General Provisions
Appears in 2 contracts
Sources: Merger Agreement (Patriot Transportation Holding, Inc.), Merger Agreement (Patriot Transportation Holding, Inc.)
Terms Defined Elsewhere. As used in this Agreement, the following capitalized terms are defined in this Agreement as referenced in the following table: Agreement Preamble Antitrust Authority 6.8(b) Antitrust Laws 6.8(b) Applicable Date 4.5(a) Balance Sheet Date 4.6(a) Book-Entry Shares 3.3(b)(ii) Certificate of Merger 2.2(b) Certificates 3.3(b)(i) Change of Control Amendment 6.23(c)(ii) Change of Control Amendment Consent Fee 6.23(c)(ii) Citi 4.22 Closing 2.2(a) Closing Date 2.2(a) Code Recitals Company Preamble Company 401(k) Plan 6.9(f6.9(e) Company Affiliate 9.10 Company Alternative Acquisition Agreement 6.3(d)(iv) Company Board Recitals Company Board Recommendation 4.3(a) Company Capital Stock 4.2(a) Company Change of Recommendation 6.3(d)(vii6.3(d)(vi) Company Common Stock Recitals Company Contracts 4.19(b) Company Designees 2.7(a) Company Designated Stockholder Recitals Company Disclosure Letter Article IV Company Employee 6.9(b6.9(a) Company FA 4.22 Company Independent Petroleum Engineers 4.17(a) Company Intellectual Property 4.14(a) Company Material Adverse Effect 4.1 Company Material Leased Real Property 4.15 Company Material Real Property Lease 4.15 Company Owned Real Property 4.15 Company Permits 4.9(a) Company Preferred Stock 4.2(a) Company Related Party Transaction 4.24 Company Reserve Report 4.17(a) Company Restructuring Transactions Recitals Company SEC Documents 4.5(a) Company Senior Notes Recitals Company Stakeholders’ Pro Forma Equity Percentage 5.22 Company Stock Award 3.2(a) Significant Subsidiaries 4.1 Company Stockholders Meeting 4.4 Company Tax Certificate 6.18(b6.20(b) Confidentiality Agreement 6.7(b) Continuing Employee 6.9(a) Converted PSU 3.2(b) Converted RSU 3.2(a) Creditors’ Rights 4.3(a) days 9.4(e) Designated Stockholder Support Agreement Recitals DGCL 2.1 Dismissal Order 6.24(a)(v) D&O Insurance 6.10(d) DTC 3.3(b)(iiDesignated Stockholder Voting Agreements Recitals DGCL 2.1 Divestiture Action 6.8(b) e-mail 9.3 Effective Time 2.2(b) Eligible Shares Share 3.1(b)(i) Exchange Agent 3.3(a) Exchange Consideration 6.23(a) Exchange Fund 3.3(a) Exchange Offer Recitals Exchange Offer Expiration Date 6.23(c) Exchange Prospectus 4.8 Exchange Ratio 3.1(b)(i) Exchange Registration Statement 4.8 Excluded Employees 6.9(b) Excluded Shares Share 3.1(b)(iii) GAAP 4.5(b) HSR Act 4.4 Indemnified Liabilities 6.10(a) Indemnified Persons 6.10(a) Involuntary Insolvency Event Date 6.24(a)(v) Integrated Mergers Recitals Joint Proxy Statement 4.4 Letter of Transmittal 3.3(b)(i) made available 9.4(e) LLC Sub Recitals LLC Sub Merger 2.8 LLC Sub Merger Agreement 2.8 Material Company Insurance Policies 4.20 4.21 Material Parent Insurance Policies 5.20 5.21(a) Measurement Date 4.2(a) Merger Recitals Merger Consideration 3.1(b)(i) Merger Registration Statement 4.8 Merger Sub Preamble Merger Sub Board Recitals Minimum Participation Condition 6.23(a) New Financing 6.22 Non-Cancelled Shares 3.1(b)(iii) Note Consents 6.23(c) Note Waivers 6.23(c) Notes Exchange Agent 6.23(f) Other Indenture Amendments 6.23(c)(iii) Outside Date 8.1(b)(ii) Parent Preamble Parent 401(k) Plan 6.9(f6.9(e) Parent Affiliate 9.10 Parent Alternative Acquisition Agreement 6.4(d)(iii6.4(d)(iv) Parent Board Recitals Parent Board Recommendation 5.3(a) Parent Capital Stock 5.2 5.2(a) Parent Change of Recommendation 6.4(d)(vi6.4(d)(vii) Parent Class A Common Stock Recitals Parent Class B Common Stock 5.2(a) Parent Contracts 5.19(b) Parent Designees 2.7(a) Designated Stockholder Recitals Parent Disclosure Letter Article V Parent Equity Plan 5.2(a) Parent FA 5.22 Parent Independent Petroleum Engineers 5.17(a) Parent Intellectual Property 5.14(a) 5.14 Parent Material Adverse Effect 5.1 Parent Material Leased Real Property 5.15 Parent Material Real Property Lease 5.15 Parent Owned Real Property 5.15 Parent Permits 5.9(a) Parent Preferred Stock 5.2(a) Parent Right 3.1(b)(iv) Parent Related Party Transaction 5.24 Parent Reserve Report 5.17(a) Parent SEC Documents 5.5(a) Parent Series A Junior Participating Preferred Stock 3.1(b)(iv) Parent Stock Issuance Recitals Parent Stockholders Meeting 4.4 Parent Tax Certificate 6.18(b6.20(b) pdf 2.2 Payoff Letters 6.19 RBCCM 4.22 Registration Statements Statement 4.8 Rights-of-Way 4.16 Second Request 6.8(c) Supplemental Indenture Effective Date 6.23(j) Supporting Noteholders Recitals Surviving Corporation 2.1 Tail Period 6.10(d) Tax Plan Recitals Tax Plan Record Date 3.1(b)(iv) Terminable Breach 8.1(b)(iii) Transaction Expense Fee Recitals Transaction Support Agreement Recitals TPH 5.22 Transaction Litigation 6.11
Appears in 2 contracts
Sources: Merger Agreement (Parsley Energy, Inc.), Merger Agreement (Jagged Peak Energy Inc.)
Terms Defined Elsewhere. As used in this Agreement, the following capitalized terms are defined in this Agreement as referenced in have the following tablemeanings set forth below: 2005 Parent Plan 5.2 401(k) Plan 6.9(d) Agreement Preamble Applicable Date 4.5(aAntitrust Authority 6.8(b) Antitrust Laws 6.8(b) Book-Entry Shares 3.3(b)(ii3.3(b)(i) Business Day 2.2(a) Cap Amount 6.10(d) Certificate of Merger 2.2(b) Certificates 3.3(b)(i) Change of Control Amendment 6.23(c)(ii) Change of Control Amendment Consent Fee 6.23(c)(ii) Closing 2.2(a) Closing Date 2.2(a) Code Recitals Company Preamble Company 401(k) Plan 6.9(f) Company Affiliate 9.10 Company Alternative Acquisition Agreement 6.3(d)(iv) Company Board Recitals Company Board Recommendation 4.3(a) Company Capital Stock 4.2(a4.2 Company Change of Recommendation 6.3(c) Company Change of Recommendation 6.3(d)(viiNotice 6.3(e)(v)(B) Company Common Stock Recitals 3.1(b)(i) Company Contracts 4.19(b4.18(b) Company Designees 2.7(a) Company Designated Stockholder Recitals Company Disclosure Letter Article IV Company Employee 6.9(b6.9(a) Company FA 4.22 Company Independent Petroleum Engineers 4.17(a4.16(a) Company Intellectual Property 4.14(a) 4.14 Company Material Adverse Effect 4.1 Company Material Leased Real Property 4.15 4.15(a) Company Material Real Property Lease 4.15 4.15(b) Company Owned Real Property 4.15 4.15(a) Company Plans 4.11(a) Company Permits 4.9(a) Company Preferred Stock 4.2(a) 4.2 Company Related Party Transaction 4.24 4.23 Company Reserve Report 4.17(a4.16(a) Company Restructuring Transactions Recitals Company SEC Documents 4.5(a) Company Senior Notes Recitals Company Stakeholders’ Pro Forma Equity Percentage 5.22 Company Stock Award 3.2(a) Company Stockholders Meeting 4.4 Company Stock Plan 3.2 Company Superior Proposal Notice 6.3(e)(iii)(B) Company Tax Certificate 6.18(b6.18 Competition Law Notifications 6.8(b) Confidentiality Agreement 6.7(b) Creditors’ Rights 4.3(a) days 9.4(e) Designated Stockholder Support Agreement Recitals DGCL 2.1 Dismissal Order 6.24(a)(v) D&O Insurance 6.10(d) DTC 3.3(b)(iiDebt Offer 6.21 Divestiture Action 6.8(b) e-mail 9.3 Effective Time 2.2(b) Eligible Shares 3.1(b)(iEnd Date 8.1(b)(ii) Exchange Agent 3.3(a) Exchange Consideration 6.23(a) Exchange Fund 3.3(a) Exchange Offer Recitals Exchange Offer Expiration Date 6.23(c) Exchange Prospectus 4.8 Exchange Ratio 3.1(b)(i) Exchange Registration Statement 4.8 Excluded Employees 6.9(b) Excluded Shares 3.1(b)(iii) GAAP 4.5(b) HSR Act 4.4 Holdco Recitals Indemnified Liabilities 6.10(a) Indemnified Persons 6.10(a) Involuntary Insolvency Event Date 6.24(a)(v) Joint Proxy Statement 4.4 Letter of Transmittal 3.3(b)(i) made available 9.4(e) Material Company Insurance Policies 4.20 Material Parent Insurance Policies 5.20 Measurement Date 4.2(a) 4.19 Merger Recitals 2.1 Merger Consideration 3.1(b)(i) Merger Registration Statement 4.8 Merger Sub Preamble Merger Sub Board Recitals Minimum Participation Condition 6.23(a) New Financing 6.22 Non-Cancelled Shares 3.1(b)(iii) Note Consents 6.23(c) Note Waivers 6.23(c) Notes Exchange Agent 6.23(f) Other Indenture Amendments 6.23(c)(iii) Outside Date 8.1(b)(ii) Offer Documents 6.21 Parent Preamble Parent 401(k) Plan 6.9(f) Parent Affiliate 9.10 Parent Alternative Acquisition Agreement 6.4(d)(iii) Parent Board Recitals Parent Board Recommendation 5.3(a) Parent Capital Stock 5.2 Parent Change of Recommendation 6.4(d)(vi) Notice 6.4 Parent Common Stock Recitals Parent Contracts 5.19(b) Parent Designees 2.7(a3.1(b)(i) Parent Disclosure Letter Article V Parent Equity Plan 5.2(a) Parent FA 5.22 Parent Independent Petroleum Engineers 5.17(a) Parent Intellectual Property 5.14(a5.13(a) Parent Material Adverse Effect 5.1 Parent Material Leased Real Property 5.15 Parent Material Real Property Lease 5.15 Parent Owned Real Property 5.15 Parent Permits 5.9(a) Parent Plans 5.11(a) Parent Preferred Stock 5.2(a) Parent Right 3.1(b)(iv) Parent Related Party Transaction 5.24 5.2 Parent Reserve Report 5.17(a5.13(a) Parent SEC Documents 5.5(a) Parent Series A Junior Participating Preferred Stock 3.1(b)(ivIssuance 5.3(a) Parent Stock Issuance Recitals Parent Stockholders Meeting 4.4 Plan 5.2 Parent Tax Certificate 6.18(b6.18 Registration Statement 4.6 Replacement Plans 6.9(b) pdf 2.2 Registration Statements 4.8 Rights-of-Way 4.16 Second Request 6.8(cRepresentatives 6.7(a) Supplemental Indenture Effective Date 6.23(j) Supporting Noteholders Recitals Surviving Corporation 2.1 Tail Period 6.10(d) Tax Plan Recitals Tax Plan Record Date 3.1(b)(iv) Terminable Breach 8.1(b)(iii) Transaction Expense Fee Recitals Transaction Support Voting Agreement Recitals Transaction Litigation 6.11Recitals
Appears in 2 contracts
Sources: Merger Agreement (Range Resources Corp), Merger Agreement (Memorial Resource Development Corp.)
Terms Defined Elsewhere. As used The following terms are defined elsewhere in this Agreement, the following capitalized terms are defined in this Agreement as referenced in the following tableindicated below: Accounting Firm Section 7.14(h) Agreement Preamble Applicable Amazon 401(k) Plan Section 7.16(d) Amazon Bermuda Preamble Amazon Bermuda Shares Section 5.2(a) Amazon Board Recommendation Recitals Amazon Capitalization Date 4.5(aSection 5.2(a) Book-Entry Shares 3.3(b)(ii) Certificate of Merger 2.2(b) Certificates 3.3(b)(i) Amazon Change of Control Amendment 6.23(c)(iiRecommendation Section 6.5(a) Change of Control Amendment Consent Fee 6.23(c)(iiAmazon Claims Section 7.22 Amazon Disclosure Letter Article V Amazon Financial Statements Section 5.4(b) Amazon Indemnified Parties Section 7.14(a) Amazon Permits Section 5.6(a) Amazon Released Parties Section 7.21 Amazon Relevant Persons Section 7.22 Amazon SEC Documents Section 5.4(a) Amazon Shareholders Recitals Amazon Shares Section 5.2(a) Amazon Switzerland Recitals Available Financing Section 7.13(a) Benefits Continuation Period Section 7.16(a) Cash Consideration Section 1.1(c)(i)(A) CFIUS Notice Section 7.3(a) Closing 2.2(aSection 1.1(a) Closing Date 2.2(aSection 1.1(a) Code Recitals Company Consideration Section 1.1(c)(i) Continuing Employee Section 7.16(a) Contribution-in-Kind Agreement Section 2.2 D&O Insurance Section 7.5 Danube Preamble Company Danube 401(k) Plan 6.9(fSection 7.16(d) Company Affiliate 9.10 Company Alternative Acquisition Agreement 6.3(d)(ivDanube Benefit Plan Section 4.8(a) Company Danube Board of Directors Recitals Company Board Recommendation 4.3(aDanube Closing Statement Section 1.1(b) Company Capital Stock 4.2(aDanube Director Appointment Section 7.11(a) Company Change of Recommendation 6.3(d)(viiDanube Directors Section 7.11(a) Company Common Stock Recitals Company Contracts 4.19(b) Company Designees 2.7(a) Company Designated Stockholder Recitals Company Danube Disclosure Letter Article IV Company Employee 6.9(bDanube Financial Statements Section 4.4(a) Company FA 4.22 Company Independent Petroleum Engineers 4.17(aDanube Foreign Benefit Plan Section 4.8(h) Company Intellectual Property 4.14(a) Company Material Adverse Effect 4.1 Company Material Danube Leased Real Property 4.15 Company Section 4.16(b) Danube Material Real Property Lease 4.15 Company Contracts Section 4.17(a) Danube Owned Real Property 4.15 Company Section 4.16(a) Danube Permits 4.9(aSection 4.6(b) Company Preferred Stock Danube Shares Section 4.2(a) Company Related Party Transaction 4.24 Company Reserve Report 4.17(aDanube UK DB Plan Section 4.8(h) Company Restructuring Transactions Recitals Company SEC Documents 4.5(a) Company Senior Notes Recitals Company Stakeholders’ Pro Forma Equity Percentage 5.22 Company Stock Award 3.2(a) Company Stockholders Meeting 4.4 Company Tax Certificate 6.18(b) Confidentiality Agreement 6.7(b) Creditors’ Rights 4.3(a) days 9.4(eDeductible Section 7.14(c) Designated Stockholder Support Sellers Section 10.15 Dispute Section 7.14(h) DOJ Section 7.3(b) DPA Section 7.3(a) Estimated Leakage Section 1.1(b) Extended Outside Date Section 9.1(c) Food Laws Section 4.19 FTC Section 7.3(b) GAAP Section 5.4(b) Gavilon Agreement Section 7.14(a) Glencore Name and Marks Section 7.23 IFRS Section 4.4(a) Indemnified Parties Section 7.5 Indemnity Notice Section 7.15(d)(i)(B) Initial Outside Date Section 9.1(c) Integration Management Committee Section 7.2(b) Interested Party Transactions Section 7.20 Labor Agreement Section 4.13(a) Lock-Up Agreement Recitals DGCL 2.1 Dismissal Order 6.24(a)(vMarketing Documentation Section 7.13(a) D&O Insurance 6.10(dMultiemployer Plan Section 4.8(d) DTC 3.3(b)(iiNew Plans Section 7.16(c) e-mail 9.3 Effective Time 2.2(bOFAC Section 4.21(b)(i) Eligible Shares 3.1(b)(iOld Plans Section 7.16(c) Exchange Agent 3.3(aParties Preamble Party Preamble Payoff Indebtedness Section 1.1(c)(iii)(F) Exchange Consideration 6.23(aPayoff Letters Section 1.1(c)(iii)(F) Exchange Fund 3.3(aPayoff Letter Ancillaries Section 1.1(c)(iii)(F) Exchange Offer Recitals Exchange Offer Expiration Date 6.23(cPBGC Section 4.8(e) Exchange Prospectus 4.8 Exchange Ratio 3.1(b)(iPension Plan Section 4.8(d) Exchange Registration Statement 4.8 Excluded Employees 6.9(bPermitted Redactions Section 7.3(b) Excluded Shares 3.1(b)(iiiProhibited Party Section 4.21(b)(ii) GAAP 4.5(bProrated Bonuses Section 7.16(d) HSR Act 4.4 Indemnified Liabilities 6.10(a) Indemnified Persons 6.10(a) Involuntary Insolvency Event Date 6.24(a)(v) Joint Proxy Statement 4.4 Letter of Transmittal 3.3(b)(iSection 6.6(a) made available 9.4(eRegistration Rights Agreement Recitals Regulatory Termination Fee Section 9.2(b) Material Company Insurance Policies 4.20 Material Parent Insurance Policies 5.20 Measurement Date Remedial Actions Section 7.3(c) Replacement Financing Section 7.12(e) Required Assignment Recitals Restricted Danube Shares Section 4.2(a) Merger Recitals Merger Consideration 3.1(b)(iR&W Insurer Section 7.25 Sanctioned Country Section 4.21(b)(ii) Merger Registration Statement 4.8 Merger Sub Sanctions Section 4.21(b)(i) Seller Preamble Merger Sub Board Recitals Minimum Participation Condition 6.23(aSeller B Preamble Seller C Preamble Seller Claims Section 7.21 Seller G Preamble Seller Indemnity Percentage Section 7.14(b) New Financing 6.22 Non-Cancelled Shares 3.1(b)(iiiSeller Parties Section 10.15 Seller Released Parties Section 7.22 Seller Relevant Persons Section 7.21 Seller Taxes Section 7.14(a) Note Consents 6.23(c) Note Waivers 6.23(c) Notes Exchange Agent 6.23(f) Other Indenture Amendments 6.23(c)(iii) Outside Date 8.1(b)(ii) Parent Sellers Preamble Parent 401(k) Plan 6.9(f) Parent Affiliate 9.10 Parent Alternative Acquisition Agreement 6.4(d)(iii) Parent Board Recitals Parent Board Recommendation 5.3(a) Parent Capital Stock 5.2 Parent Change of Recommendation 6.4(d)(vi) Parent Common Stock Recitals Parent Contracts 5.19(b) Parent Designees 2.7(a) Parent Sellers Disclosure Letter Article V Parent Equity Plan 5.2(aIII Seller T Preamble Share Consideration Section 1.1(c)(i)(B) Parent FA 5.22 Parent Independent Petroleum Engineers 5.17(aShareholder Agreements Recitals Shareholder’s Agreement Recitals Specified Termination Section 9.2(d) Parent Intellectual Property 5.14(aSurvival Expiration Date Section 7.15(i) Parent Material Adverse Effect 5.1 Parent Material Leased Real Property 5.15 Parent Material Real Property Lease 5.15 Parent Owned Real Property 5.15 Parent Permits 5.9(a) Parent Preferred Stock 5.2(a) Parent Right 3.1(b)(iv) Parent Related Surviving Interested Party Transaction 5.24 Parent Reserve Report 5.17(a) Parent SEC Documents 5.5(a) Parent Series A Junior Participating Preferred Stock 3.1(b)(iv) Parent Stock Issuance Recitals Parent Stockholders Meeting 4.4 Parent Tax Certificate 6.18(b) pdf 2.2 Registration Statements 4.8 Rights-of-Way 4.16 Second Request 6.8(c) Supplemental Indenture Effective Date 6.23(j) Supporting Noteholders Recitals Surviving Corporation 2.1 Tail Period 6.10(d) Tax Plan Transactions Section 7.20 Swiss Redomestication Recitals Tax Plan Record Date 3.1(b)(ivMatter Section 7.15(e)(i)(A) Terminable Breach 8.1(b)(iiiTermination Fee Section 9.2(c) Transaction Expense Fee Trade Controls Section 4.21(b)(i) Transactions Recitals Transaction Support Agreement Recitals Transaction Litigation 6.11Transfer Taxes Section 7.15(c) WARN Act Section 4.13(c)
Appears in 2 contracts
Sources: Business Combination Agreement (Bungeltd), Business Combination Agreement (Bungeltd)
Terms Defined Elsewhere. As used in this Agreement, the following capitalized terms are defined in this Agreement as referenced in the following table: Agreement Preamble Applicable Date 4.5(a) Book-Entry Shares 3.3(b)(ii3.4(b)(ii) Certificate of Merger 2.2(b) Certificates 3.3(b)(i) Change of Control Amendment 6.23(c)(ii) Change of Control Amendment Consent Fee 6.23(c)(ii3.4(b)(i) Closing 2.2(a) Closing Date 2.2(a) Code Recitals Company Preamble Company 401(k) Plan 6.9(f) Company Affiliate 9.10 Company Alternative Acquisition Agreement 6.3(d)(iv6.4(d)(iv) Company Board Recitals Company Board Recommendation 4.3(a) Company Capital Stock 4.2(a) Company Change of Recommendation 6.3(d)(vii6.4(d)(vii) Company Common Stock Recitals 3.1(b)(i) Company Contracts 4.19(b) Company Designees 2.7(aDigital Assets 4.17(b) Company Designated Stockholder Recitals Company Disclosure Letter Article IV Company Employee 6.9(bEmployees 6.8(a) Company FA 4.22 Equity Awards 3.2(d) Company Independent Petroleum Engineers 4.17(a) Insurance Policies 4.20 Company Intellectual Property 4.14(a) Company Material Adverse Effect 4.1 Company Material Leased Real Property 4.15 4.15(a) Company Material Real Property Lease 4.15 4.15(b) Company Miners 4.17(d) Company Option Award 3.2(b) Company Owned Real Property 4.15 4.15(a) Company Permits 4.9(a) Company Preferred Stock 4.2(a) Company Related Party Transaction 4.24 4.23 Company Reserve Report 4.17(aRSU Award 3.2(a) Company Restructuring Transactions Recitals Company SEC Documents 4.5(a) Company Senior Notes Recitals Company Stakeholders’ Pro Forma Equity Percentage 5.22 Company Stock Award Plan 3.2(a) Company Stockholders Meeting 4.4 4.4(a) Company Tax Certificate 6.18(bWallets 4.17(a) Confidentiality Agreement 6.7(b) Creditors’ Rights 4.3(a) days 9.4(eD&O Insurance 6.9(c) Designated Stockholder Support Agreement Recitals DGCL 2.1 Dismissal Order 6.24(a)(v) D&O Insurance 6.10(d) DTC 3.3(b)(ii) e-mail 9.3 Effect Annex A Effective Time 2.2(b) Eligible Shares 3.1(b)(i) e-mail 9.3(b) End Date 8.1(b)(ii) Exchange Agent 3.3(a) Exchange Consideration 6.23(a3.4(a) Exchange Fund 3.3(a3.4(a) Exchange Offer Recitals Exchange Offer Expiration Date 6.23(c) Exchange Prospectus 4.8 Exchange Ratio 3.1(b)(i) Exchange Registration Statement 4.8 Excluded Employees 6.9(bExchanged Warrant 3.3(a) Excluded Shares 3.1(b)(iii) FCPA 4.9(e) GAAP 4.5(b) HSR Act 4.4 Government Official 4.9(c) Hosting Agreement 6.22 Indemnified Liabilities 6.10(aPerson 6.9(a)(i) Indemnified Persons 6.10(aIntended Tax Treatment 6.16(a) Involuntary Insolvency Event Date 6.24(a)(v) Joint Proxy Statement 4.4 Letter of Transmittal 3.3(b)(i3.4(b)(i) made available 9.4(e) Material Company Insurance Policies 4.20 Material Parent Insurance Policies 5.20 Measurement Date 4.2(a) Loan Agreement 6.21 Loan Amount 6.21 Merger Recitals Merger Consideration 3.1(b)(i) Merger Registration Statement 4.8 Consideration Value 3.2(b) Merger Sub Preamble Merger Sub Board Recitals Minimum Participation Condition 6.23(a) New Financing 6.22 Non-Cancelled Shares 3.1(b)(iiiU.S. Plan 4.10(k) Note Consents 6.23(c) Note Waivers 6.23(c) Notes Exchange Agent 6.23(f) Other Indenture Amendments 6.23(c)(iii) Outside Date 8.1(b)(ii) OFAC Annex A Parent Preamble Parent 401(k) Plan 6.9(f) Parent Affiliate 9.10 Parent Alternative Acquisition Agreement 6.4(d)(iii) Parent Board Recitals Parent Board Recommendation 5.3(a) Parent Capital Stock 5.2 Parent Change of Recommendation 6.4(d)(vi5.2(a)(ii) Parent Common Stock Recitals Parent Contracts 5.19(b) Parent Designees 2.7(a) Parent Disclosure Letter Article V Parent Equity Plan 5.2(a) Parent FA 5.22 Parent Independent Petroleum Engineers 5.17(a) Parent Intellectual Property 5.14(a) Parent Material Adverse Effect 5.1 Parent Material Leased Real Property 5.15 Parent Material Real Property Lease 5.15 Parent Owned Real Property 5.15 Parent Permits 5.9(a) Parent Preferred Stock 5.2(a) Parent Right 3.1(b)(iv) Parent Related Party Transaction 5.24 Parent Reserve Report 5.17(a5.2(a)(ii) Parent SEC Documents 5.5(a) Parent Series A Junior Participating Preferred Stock 3.1(b)(iv) Parent Stock Issuance Recitals Parent Stockholders Meeting 4.4 Stock Plan 5.2(a)(ii)(B) Parent Tax Certificate 6.18(bStock Price 3.1(b)(i) pdf 2.2 PBGC 4.10(h) Proxy Statement 4.4(a) Registration Statements 4.8 Statement 4.8(a) Rights-of-Way 4.16 Second Request 6.8(c) Supplemental Indenture Effective Date 6.23(j) Supporting Noteholders Special Committee Recitals Surviving Corporation 2.1 Tail Period 6.10(d) Tax Plan Recitals Tax Plan Record Date 3.1(b)(iv) Terminable Breach 8.1(b)(iii) Transaction Expense Fee Recitals Transaction Support Agreement Recitals Transaction Litigation 6.116.10
Appears in 2 contracts
Sources: Merger Agreement (Cleanspark, Inc.), Merger Agreement (Cleanspark, Inc.)
Terms Defined Elsewhere. As used in this Agreement, the following capitalized terms are defined in this Agreement as referenced in the following table: Agreement Preamble Applicable Date 4.5(a) Appraisal Shares 3.6 Balance Sheet Date 4.6(b) Book-Entry Shares 3.3(b)(iiSecurities 3.5(b)(ii) Certificate Certificates 3.5(b)(i) Certificates of Merger 2.2(b2.3(b) Certificates 3.3(b)(iClass A Merger Consideration 3.1(b) Change of Control Amendment 6.23(c)(ii) Change of Control Amendment Consent Fee 6.23(c)(iiClass B Merger Consideration 3.1(b) Closing 2.2(a2.3(a) Closing Date 2.2(a2.3(a) Code Recitals Company Preamble Company 401(k) Plan 6.9(f6.9(e) Company Affiliate 9.10 Company Alternative Acquisition Agreement 6.3(d)(iv) Company Board Recitals Company Board Recommendation 4.3(a) Company Capital Stock 4.2(a) Company Change of Recommendation 6.3(d)(vii) Company Common Stock Recitals Company Contracts 4.19(b4.20(b) Company Designees 2.7(aCounsel 7.3(e) Company Designated Stockholder Recitals Company Disclosure Letter Article IV Company Employee 6.9(bEmployees 4.10(l) Company FA 4.22 Company Independent Petroleum Engineers 4.17(a) 4.23 Company Intellectual Property 4.14(a) Company Marketing Contract 4.20(a)(ii) Company Material Adverse Effect 4.1 Company Material Leased Real Property 4.15 4.16 Company Material Real Property 4.16 Company Material Real Property Lease 4.15 4.16 Company Merger Consideration 3.1(b) Company Officer’s Tax Certificate 6.18(c) Company Owned Real Property 4.15 4.16 Company Parties Preamble Company Permits 4.9(a) Company Preferred Stock 4.2(a) Company Related Party Transaction 4.24 4.25 Company Reserve Report 4.17(a4.18(a) Company Restructuring Transactions Recitals Company SEC Documents 4.5(a) Company Senior Notes Support Agreement Recitals Company Stakeholders’ Pro Forma Equity Percentage 5.22 Company Stock Award 3.2(a) Company Supporting Stockholders Meeting 4.4 Company Tax Certificate 6.18(b) Recitals Confidentiality Agreement 6.7(b) Continuation Period 6.9(a) Continuing Employees 6.9(a) Creditors’ Rights 4.3(a) days 9.4(e) Designated Stockholder Support Agreement Recitals DGCL 2.1 Dismissal Order 6.24(a)(v) D&O Insurance 6.10(d) Days 9.4(e) DGCL 2.1(a) DLLCA 2.1(b) DTC 3.3(b)(ii3.5(b)(ii) e-mail 9.3 Effective Time 2.2(bEligible Class A Shares 3.1(b) Eligible Class B Shares 3.1(b) Eligible Heat OpCo Units 3.3(a) Eligible Shares 3.1(b)(i3.1(b) Excess Shares 3.5(h) Exchange Agent 3.3(a) Exchange Consideration 6.23(a3.5(a) Exchange Fund 3.3(a3.5(a) Exchange Offer Recitals Exchange Offer Expiration Date 6.23(c) Exchange Prospectus 4.8 Exchange Ratio 3.1(b)(i) Exchange Registration Statement 4.8 Excluded Employees 6.9(b3.1(b) Excluded Shares 3.1(b)(iii3.1(d) GAAP 4.5(b) Heat OpCo Preamble HSR Act 4.4 Indemnified Liabilities 6.10(a) Indemnified Persons 6.10(a) Involuntary Insolvency Event Date 6.24(a)(vInitial Company Merger 2.1(a) Initial Company Merger Effective Time 2.3(b) Initial Surviving Corporation 2.1(a) Intended Tax Treatment Recitals Joint Proxy Statement Statement/Prospectus 4.4 Letter of Transmittal 3.3(b)(i3.5(b)(i) made available 9.4(e) Material Company Insurance Policies 4.20 4.21 Material Parent Insurance Policies 5.20 5.19 Measurement Date 4.2(a) Merger Recitals Merger Consideration 3.1(b)(i3.1(b) Merger Registration Statement 4.8 Sub I Preamble Merger Sub II Preamble Merger Sub Board Recitals Minimum Participation Condition 6.23(aOpCo Merger 2.2 OpCo Merger Consideration 3.3(a) New Financing 6.22 Non-Cancelled Shares 3.1(b)(iiiOpCo Merger Effective Time 2.3(b) Note Consents 6.23(c) Note Waivers 6.23(c) Notes Exchange Agent 6.23(f) Other Indenture Amendments 6.23(c)(iii) Outside Date 8.1(b)(ii) Pacers OpCo Preamble Parent Preamble Parent 401(k) Plan 6.9(f6.9(e) Parent Affiliate 9.10 Parent Alternative Acquisition Agreement 6.4(d)(iii6.4(d)(iv) Parent Board Recitals Parent Board Recommendation 5.3(a) Parent Capital Stock 5.2 5.2(a) Parent Change of Recommendation 6.4(d)(vi6.4(d)(vii) Parent Common Stock Recitals Parent Contracts 5.19(b5.18(b) Parent Designees 2.7(aCounsel 7.3(e) Parent Disclosure Letter Article V Parent Equity Plan 5.2(a) FA 5.21 Parent FA 5.22 Parent Independent Petroleum Engineers 5.17(a) Parent Intellectual Property 5.14(aMarketing Contract 5.18(a)(ii) Parent Material Adverse Effect 5.1 Parent Material Leased Real Property 5.15 5.14 Parent Material Real Property 5.14 Parent Material Real Property Lease 5.15 5.14 Parent Officer’s Tax Certificate 6.18(c) Parent Owned Real Property 5.15 5.14 Parent Parties Preamble Parent Permits 5.9(a) Parent Preferred Stock 5.2(a) Parent Right 3.1(b)(iv) Parent Related Party Transaction 5.24 5.23 Parent Reserve Report 5.17(a5.16(a) Parent SEC Documents 5.5(a) Parent Series A Junior Participating Preferred Stock 3.1(b)(iv) Parent Stock Issuance Recitals Parent Support Agreement Recitals Parent Supporting Stockholders Meeting 4.4 Parent Tax Certificate 6.18(bRecitals pdf 2.3(a) pdf 2.2 Post-Effective Time Distributions 3.5(g) PSU Consideration 3.4(b) Registration Statements Rights Agreement Recitals Registration Statement 4.8 Rights-of-Way 4.16 4.17 RSU Consideration 3.4(a) Second Request 6.8(c6.8(d) Supplemental Indenture Subject Courts 9.14 Subsequent Company Merger 2.1(b) Subsequent Company Merger Effective Date 6.23(jTime 2.3(b) Supporting Noteholders Recitals Surviving Corporation 2.1 Company 2.1(b) Surviving OpCo 2.2 Tail Period 6.10(d) Tax Plan Recitals Tax Plan Record Date 3.1(b)(iv) Terminable Breach 8.1(b)(iii) Transaction Expense Fee Recitals Transaction Support Agreement Recitals Transaction Litigation 6.11
Appears in 2 contracts
Sources: Merger Agreement (Earthstone Energy Inc), Merger Agreement (Earthstone Energy Inc)
Terms Defined Elsewhere. As used in this Agreement, the following capitalized terms are defined in this Agreement as referenced in the following table: Definition Section Agreement Preamble Applicable Date 4.5(aArticles of Merger 2.2(b) Book-Entry Shares 3.3(b)(ii3.1(b)(i) Certificate of Merger 2.2(bBuyer Preamble Cancelled Shares 3.1(b)(v) Certificates 3.3(b)(i) Change of Control Amendment 6.23(c)(ii) Change of Control Amendment Consent Fee 6.23(c)(ii3.1(b)(i) Closing 2.2(a) Closing Date 2.2(a) Code Recitals Company Preamble Company 401(k) Plan 6.9(fPlans 7.9(f) Company Additional Dividend Amount 7.18(a) Company Affiliate 9.10 Company Alternative Acquisition Agreement 6.3(d)(iv10.10(a) Company Board Recitals Company Board Recommendation 4.3(a) Company Capital Stock 4.2(a) Recitals Company Change of Recommendation 6.3(d)(vii7.3(b) Company Common Stock Recitals 3.1(b)(i) Company Contracts 4.19(b4.16(b) Company Designees 2.7(aDER Consideration 3.2(b) Company Designated Stockholder Recitals Director Designees 2.5 Company Disclosure Letter Article IV Company Employee 6.9(b) Company FA 4.22 Company Independent Petroleum Engineers 4.17(a) Company Intellectual Property 4.14(a) Company Material Adverse Effect 4.1 4.1(a) Company Material Leased Real Property 4.15 Company Material Real Property Lease 4.15 Company Owned Real Property 4.15 Performance Units 3.2(b) Company Permits 4.9(a4.9 Company Plans 4.10(a) Company Portfolio Securities 7.1(b)(iv) Company Preferred Stock 4.2(a3.1(b)(iii) Company Related Party Transaction 4.24 Company Reserve Report 4.17(aRestricted Stock 3.2(a) Company Restructuring Transactions Recitals Company SEC Documents 4.5(a) Company Senior Notes Recitals Company Stakeholders’ Pro Forma Equity Percentage 5.22 Company Stock Award 3.2(a) Company Stockholders Meeting 4.4 Company Tax Certificate 6.18(b) Confidentiality Agreement 6.7(b7.7(b) Continuing Employees 7.9(a) Creditors’ Rights 4.3(a) days 9.4(e) Designated Stockholder Support Agreement Recitals DGCL 2.1 Dismissal Order 6.24(a)(v) D&O Insurance 6.10(d7.10(c) DTC 3.3(b)(iiDispute Notice 3.1(c)(ii) e-mail 9.3 Earned Unit 3.2(b) Effective Time 2.2(b) Eligible Shares 3.1(b)(iEnd Date 9.1(b)(ii) Exchange Agent 3.3(a) Exchange Consideration 6.23(a) Exchange Fund 3.3(a) Exchange Offer Recitals Exchange Offer Expiration Date 6.23(c) Exchange Prospectus 4.8 Exchange Ratio 3.1(b)(i) Exchange Registration Statement 4.8 Excluded Employees 6.9(b) Excluded Shares 3.1(b)(iii) GAAP 4.5(b) HSR Act 4.4 Indemnified Liabilities 6.10(a7.10(a) Indemnified Persons 6.10(a7.10(a) Involuntary Insolvency Event Date 6.24(a)(v) Joint Proxy Statement 4.4 Intended Tax Treatment 2.6 Letter of Transmittal 3.3(b)(i) made available 9.4(eListing 7.20 LLC Act Recitals Maryland Courts 10.7(b) Maryland Department 2.2(b) Material Company Insurance Policies 4.20 4.17 Material Parent Insurance Policies 5.20 Measurement Date 4.2(a) 5.17 MGCL Recitals Merger Recitals Merger Consideration 3.1(b)(iName Change Recitals Notice of Recommendation Change 7.3(d)(iii) Merger Registration Statement 4.8 Merger Sub Preamble Merger Sub Board Recitals Minimum Participation Condition 6.23(a) New Financing 6.22 Non-Cancelled Shares 3.1(b)(iii) Note Consents 6.23(c) Note Waivers 6.23(c) Notes Exchange Agent 6.23(f) Other Indenture Amendments 6.23(c)(iii) Outside Date 8.1(b)(iiNotice Period 7.3(d)(iii) Parent Preamble Parent 401(k) Plan 6.9(fAdditional Dividend Amount 7.18(b) Parent Affiliate 9.10 Parent Alternative Acquisition Agreement 6.4(d)(iii10.10(b) Parent Board Recitals Parent Board Recommendation 5.3(a) Class A Common Stock Recitals Parent Capital Stock 5.2 Parent Change of Recommendation 6.4(d)(vi) Parent Class B Common Stock Recitals Parent Contracts 5.19(b) Parent Designees 2.7(a5.16(b) Parent Disclosure Letter Article V Parent Equity Plan 5.2(a) Parent FA 5.22 Manager Preamble Parent Independent Petroleum Engineers 5.17(a) Manager Permits 6.4 Parent Intellectual Property 5.14(aManager Plans 7.9(a) Parent Material Adverse Effect 5.1 Parent Material Leased Real Property 5.15 Parent Material Real Property Lease 5.15 Parent Owned Real Property 5.15 5.1(a) Parent Permits 5.9(a) Parent Preferred Stock 5.2(a) Parent Right 3.1(b)(iv) Parent Related Party Transaction 5.24 Parent Reserve Report 5.17(a) 5.9 Parent SEC Documents 5.5(a) Parent Series A Junior Participating Preferred Stock 3.1(b)(iv) Parent Stock Issuance Recitals pdf 10.5 Per Common Share Consideration 3.1(b)(i) Per Common Share Parent Stockholders Meeting Consideration 3.1(b)(i) Per Common Share Parent Stock Consideration 3.1(b)(i) Per Share Preferred Merger Consideration 3.1(b)(iii) Proxy Statement 4.4 Parent Tax Certificate 6.18(bQualified REIT Subsidiary 4.1(b) pdf 2.2 Qualifying Income 9.3(f)(i) Registration Statements Statement 4.8 Rights-of-Way 4.16 Second Request 6.8(cREITs Recitals Reclassification Recitals Reverse Stock Split Recitals Sexual Misconduct Allegation 4.11(e) Supplemental Indenture Effective Date 6.23(j) Supporting Noteholders Recitals Surviving Corporation Company 2.1 Tail Period 6.10(d) Tax Plan Recitals Tax Plan Record Date 3.1(b)(ivTaxable REIT Subsidiary 4.1(b) Terminable Breach 8.1(b)(iii9.1(b)(iii) Total Parent Consideration 3.1(b)(iii) Transaction Expense Fee Recitals Transaction Support Agreement Recitals Transaction Litigation 6.117.15 Transactions Recitals
Appears in 2 contracts
Sources: Merger Agreement (Capstead Mortgage Corp), Merger Agreement (Benefit Street Partners Realty Trust, Inc.)
Terms Defined Elsewhere. As used The following terms are defined elsewhere in this Agreement, the following capitalized terms are defined in this Agreement as referenced in the following tableindicated below: 9% Preferred Stock Section 3.3(a) Agreement Preamble Applicable Agreement Date 4.5(a) Book-Entry Preamble Appraisal Shares 3.3(b)(iiSection 2.3 Biologic Section 3.17(a) Certificate of Merger Section 1.2 Certificates Section 2.2(b) Certificates 3.3(b)(i) Change of Control Amendment 6.23(c)(ii) Change of Control Amendment Consent Fee 6.23(c)(ii) Closing 2.2(a) Section 1.2 Closing Date 2.2(aSection 1.2 Closing Shares Section 5.13(a) Code Recitals Company Preamble Company 401(k) Benefit Plan 6.9(f) Company Affiliate 9.10 Company Alternative Acquisition Agreement 6.3(d)(ivSection 4.10(a) Company Board Recitals Section 4.4(b) Company Board Recommendation 4.3(aApproval Section 4.4(b) Company Capital Stock 4.2(a) Bridge Notes Section 2.6 Company Change of Recommendation 6.3(d)(vii) By-laws Section 4.2 Company Certificate Section 4.2 Company Common Stock Recitals Company Contracts 4.19(bSection 2.1(b) Company Designees 2.7(a) Company Designated Stockholder Recitals Company Disclosure Letter Schedule Article IV Company Employee 6.9(bMaterial Contract Section 4.13 Company Material Intellectual Property Section 4.16 Company Options Section 2.4(b) Company FA 4.22 Permits Section 4.6 Company Independent Petroleum Engineers 4.17(aSecurityholders Section 5.3 Company Securityholder Approval Section 4.20 Company Securityholder Distribution Approval Section 4.3(e) Company Intellectual Property 4.14(aSeries A Preferred Stock Section 2.1(a) Company Material Adverse Effect 4.1 Company Material Leased Real Property 4.15 Company Material Real Property Lease 4.15 Company Owned Real Property 4.15 Company Permits 4.9(aStock Option Plans Section 2.4(b) Company Preferred Stock 4.2(aStockholder Approval Section 4.20 Company Unaudited Financial Statements Section 4.7(b) Company Related Party Transaction 4.24 Company Reserve Report 4.17(a) Company Restructuring Transactions Recitals Company SEC Documents 4.5(a) Company Senior Notes Recitals Company Stakeholders’ Pro Forma Equity Percentage 5.22 Company Stock Award 3.2(a) Company Stockholders Meeting 4.4 Company Tax Certificate 6.18(b) Warrants Section 2.5 Confidentiality Agreement 6.7(bSection 5.4 Consideration Shares Section 5.13(a) Creditors’ Rights 4.3(a) days 9.4(e) Designated Stockholder Support Agreement Recitals DGCL 2.1 Dismissal Order 6.24(a)(vD&O Indemnified Parties Section 5.9(a) D&O Insurance 6.10(dSection 6.2(g) DTC 3.3(b)(iiDelaware Law Recitals Drug Section 3.17(a) e-mail 9.3 Effective Time 2.2(bSection 1.2 Equity Rights Agreement Section 6.2(b) Eligible Shares 3.1(b)(i) Equityholder Representative Section 2.9 Exchange Agent 3.3(a) Exchange Consideration 6.23(aSection 2.2(a) Exchange Fund 3.3(aSection 2.2(a) Exchange Offer Recitals Exchange Offer Expiration FDA Section 3.6 FDCA Section 3.6 Filing Date 6.23(cSection 5.13(a) Exchange Prospectus 4.8 Exchange Ratio 3.1(b)(i) Exchange Registration Statement 4.8 Excluded Employees 6.9(b) Excluded Shares 3.1(b)(iii) GAAP 4.5(b) HSR Act 4.4 Indemnified Liabilities 6.10(a) Indemnified Persons 6.10(a) Involuntary Insolvency Event Date 6.24(a)(v) Joint Proxy Statement 4.4 Letter of Transmittal 3.3(b)(i) made available 9.4(e) Material Company Insurance Policies 4.20 Material Parent Insurance Policies 5.20 Measurement Date 4.2(aMedical Device Section 3.17(a) Merger Recitals Merger Consideration 3.1(b)(i) Merger Registration Statement 4.8 Merger Sub Preamble Merger Sub Board Recitals Minimum Participation Condition 6.23(a) New Financing 6.22 Non-Cancelled Shares 3.1(b)(iii) Note Consents 6.23(c) Note Waivers 6.23(c) Notes Exchange Agent 6.23(f) Other Indenture Amendments 6.23(c)(iii) Outside Date 8.1(b)(ii) Parent Preamble Parent 401(k) Benefit Plan 6.9(f) Parent Affiliate 9.10 Parent Alternative Acquisition Agreement 6.4(d)(iiiSection 3.10(a) Parent Board Recitals Section 3.4(b) Parent Board Recommendation 5.3(aApproval Section 3.4(b) Parent Capital Stock 5.2 By-laws Section 3.2 Parent Change of Recommendation 6.4(d)(vi) Certificate Section 3.2 Parent Common Stock Recitals Parent Contracts 5.19(b) Parent Designees 2.7(aSection 2.1(a) Parent Disclosure Letter Schedule Article V III Parent Equity Plan 5.2(aFinancial Advisor Section 3.20 Parent Form 10-K Section 3.2 Parent Material Contract Section 3.13 Parent Material Intellectual Property Section 3.16 Parent Options Section 3.3(a) Parent FA 5.22 Parent Independent Petroleum Engineers 5.17(a) Parent Intellectual Property 5.14(a) Parent Material Adverse Effect 5.1 Parent Material Leased Real Property 5.15 Parent Material Real Property Lease 5.15 Parent Owned Real Property 5.15 Parent Permits 5.9(a) Section 3.6 Parent Preferred Stock 5.2(a) Parent Right 3.1(b)(iv) Parent Related Party Transaction 5.24 Parent Reserve Report 5.17(aSection 3.3(a) Parent SEC Documents 5.5(aFilings Section 3.7(a) Parent Warrants Section 3.3(a) Recipients Section 5.13(b) Registration Period Section 5.13(b) Registration Statement Section 5.13(a) Representatives Section 5.4 Restricted Share Section 2.4(a) Rule 144 Section 5.13(b) Section 16 Section 5.8 Series A Junior Participating Preferred Stock 3.1(b)(ivSection 3.3(a) Parent Series B Preferred Stock Issuance Recitals Parent Stockholders Meeting 4.4 Parent Tax Certificate 6.18(bSection 3.3(a) pdf 2.2 Registration Statements 4.8 Rights-of-Way 4.16 Second Request 6.8(c) Supplemental Indenture Effective Date 6.23(j) Supporting Noteholders Recitals Surviving Corporation 2.1 Tail Period 6.10(d) Tax Plan Recitals Tax Plan Record Date 3.1(b)(iv) Terminable Breach 8.1(b)(iii) Transaction Expense Fee Recitals Transaction Support Agreement Recitals Transaction Litigation 6.11Recitals
Appears in 2 contracts
Sources: Merger Agreement (RespireRx Pharmaceuticals Inc.), Merger Agreement (Cortex Pharmaceuticals Inc/De/)
Terms Defined Elsewhere. As used Other than the terms defined in this AgreementExhibit B, the following capitalized terms are defined in this Agreement as referenced elsewhere in the following tableAgreement, as indicated below: Additional Issuer SEC Reports Section 2.7(a) Agreement Preamble Applicable Date 4.5(aAggregate Principal Amount Section 1.1 Bankruptcy and Equity Exception Section 2.3(a) Book-Entry Shares 3.3(b)(ii) Certificate of Merger 2.2(b) Certificates 3.3(b)(i) BCA Recitals Change of Control Amendment 6.23(c)(ii) Change of Control Amendment Consent Fee 6.23(c)(iiin Recommendation Section 7.11(a) Closing 2.2(aSection 1.4(a) Closing Conditions Article VI Closing Date 2.2(aSection 1.4(a) Code Recitals Closing Notice Section 1.4(b) Company Preamble Company 401(kDisclosure Schedule(s) Plan 6.9(fArticle III Company Fundamental Representations Section 5.1(a) Company Affiliate 9.10 Company Alternative Acquisition Agreement 6.3(d)(iv) Company Board Recitals Company Board Recommendation 4.3(a) Company Capital Stock 4.2(a) Company Change of Recommendation 6.3(d)(vii) Company Common Stock Recitals Company Contracts 4.19(b) Company Designees 2.7(a) Company Designated Stockholder Recitals Company Disclosure Letter Article IV Company Employee 6.9(b) Company FA 4.22 Company Independent Petroleum Engineers 4.17(a) Company Intellectual Property 4.14(a) Company Material Adverse Effect 4.1 Company Material Leased Real Property 4.15 Company Material Real Property Lease 4.15 Section 3.18(b) Company Owned Real Property 4.15 Company Permits 4.9(aSection 3.18(a) Company Preferred Stock 4.2(aProperty Section 3.18(b) Company Real Property Lease Section 3.18(b) Company Related Party Transaction 4.24 Section 3.21 Company Reserve Report 4.17(aRelated Party Transactions Section 3.21 Contract Property Section 3.18(e) Company Restructuring Transactions Conversant Investor Recitals Company SEC Documents 4.5(a) Company Senior Conversant Subscription Agreement Recitals Convertible Notes Recitals Company Stakeholders’ Pro Forma Equity Percentage 5.22 Company Stock Award 3.2(aCurrent Credit Agreement Section 7.8(f) Company Stockholders Meeting 4.4 Company Tax Certificate 6.18(b) Confidentiality Agreement 6.7(b) Creditors’ Rights 4.3(a) days 9.4(eDamages Section 9.2(a)(i) Designated Stockholder Support Court(s) Section 9.16 Disclosure Document Section 7.5(a) Disclosure Schedule(s) Article III Effectiveness Date Section 7.3(a) Election Notice Section 7.7(c) Filing Deadline Section 7.3(a) Final Offer Notice Section 7.7(b) Financial Statements Section 3.4(a) Indemnified Breaches Section 9.2(a)(i) Indemnifying Party Section 9.2(a)(i) Initial Offer Notice Section 7.7(b) Insurance Policies Section 3.15 Interim Financial Statements Section 3.4(a) Investor Indemnified Persons Section 9.2(a)(i) Investor Subscription Agreement Recitals DGCL 2.1 Dismissal Order 6.24(a)(vInvestor(s) D&O Insurance 6.10(dPreamble Investor’s Closing Conditions Article V IPO Prospectus Section 7.6(a) DTC 3.3(b)(ii) e-mail 9.3 Effective Time Issuance Approval Section 2.2(b) Eligible Shares 3.1(b)(iIssuance Approval Meeting Section 7.11(a) Exchange Agent 3.3(aIssuance Approval Meeting Deadline Section 7.11(a) Exchange Consideration 6.23(aIssuance Approval Proxy Statement Section 7.11(a) Exchange Fund 3.3(aIssuer Preamble Issuer Board Section 2.2(b) Exchange Offer Issuer Board Recommendation Section 2.2(b) Issuer Companies Recitals Exchange Offer Expiration Date 6.23(cIssuer Disclosure Schedule(s) Exchange Prospectus 4.8 Exchange Ratio 3.1(b)(iArticle II Issuer Fundamental Representations Section 5.1(a) Exchange Registration Statement 4.8 Excluded Employees 6.9(b) Excluded Shares 3.1(b)(iii) GAAP 4.5(b) HSR Act 4.4 Indemnified Liabilities 6.10(a) Issuer Indemnified Persons 6.10(aSection 9.2(b) Involuntary Insolvency Event Date 6.24(a)(vIssuer Related Party Section 2.9 Issuer Related Party Transactions Section 2.9 Issuer SEC Reports Section 2.7(a) Joint Proxy Statement 4.4 Letter of Transmittal 3.3(b)(i) made available 9.4(eIssuer’s and Company’s Closing Conditions Article VI Latest Balance Sheet Section 3.4(a) Material Company Insurance Policies 4.20 Contracts Section 3.7(a) Material Parent Insurance Policies 5.20 Measurement Date 4.2(a) Merger Recitals Merger Consideration 3.1(b)(i) Merger Registration Statement 4.8 Merger Sub Preamble Merger Sub Board Recitals Minimum Participation Condition 6.23(a) New Financing 6.22 Non-Cancelled Shares 3.1(b)(iii) Note Consents 6.23(c) Note Waivers 6.23(c) Notes Exchange Agent 6.23(f) Other Indenture Amendments 6.23(c)(iii) Outside Date 8.1(b)(ii) Parent Preamble Parent 401(k) Plan 6.9(f) Parent Affiliate 9.10 Parent Alternative Acquisition Agreement 6.4(d)(iii) Parent Board Recitals Parent Board Recommendation 5.3(a) Parent Capital Stock 5.2 Parent Change of Recommendation 6.4(d)(vi) Parent Common Stock Recitals Parent Contracts 5.19(b) Parent Designees 2.7(a) Parent Disclosure Letter Article V Parent Equity Plan 5.2(a) Parent FA 5.22 Parent Independent Petroleum Engineers 5.17(a) Parent Intellectual Property 5.14(a) Parent Material Adverse Effect 5.1 Parent Material Leased Real Property 5.15 Parent Material Real Property Lease 5.15 Parent Owned Real Property 5.15 Parent Permits 5.9(a) Parent Preferred Stock 5.2(a) Parent Right 3.1(b)(iv) Parent Related Party Transaction 5.24 Parent Reserve Report 5.17(a) Parent SEC Documents 5.5(a) Parent Series A Junior Participating Preferred Stock 3.1(b)(iv) Parent Stock Issuance Recitals Parent Stockholders Meeting 4.4 Parent Tax Certificate 6.18(b) pdf 2.2 Registration Statements 4.8 Rights-of-Way 4.16 Second Request 6.8(c) Supplemental Indenture Effective Date 6.23(j) Supporting Noteholders Recitals Surviving Corporation 2.1 Tail Period 6.10(d) Tax Plan Recitals Tax Plan Record Date 3.1(b)(iv) Terminable Breach 8.1(b)(iii) Transaction Expense Fee Recitals Transaction Support Agreement Recitals Transaction Litigation 6.11Section 3.6
Appears in 2 contracts
Sources: Convertible Note Purchase Agreement (DiamondHead Holdings Corp.), Convertible Note Purchase Agreement (DiamondHead Holdings Corp.)
Terms Defined Elsewhere. As used The following terms are defined elsewhere in this Agreement, the following capitalized terms are defined in this as indicated below: 401(k) Plan Section 5.8(e) Acceptance Time Section 1.1(b) Acquisition Agreement as referenced in the following table: Section 7.3(c) Agreement Preamble Applicable Date 4.5(aBalance Sheet Section 3.9(b) Benefit Plan SEC Reports Section 3.14(v) Book-Entry Shares 3.3(b)(iiSection 2.2(b) Breakup Fee Section 7.3(b) Certificate of Merger Section 1.5 Certificates Section 2.2(b) Certificates 3.3(b)(i) Change of Control Amendment 6.23(c)(ii) Change of Control Amendment Consent Fee 6.23(c)(iiBoard Recommendation Section 5.4(a) Closing 2.2(a) Section 1.5 Closing Date 2.2(a) Code Recitals Section 1.5 Company Preamble Company 401(k) Plan 6.9(f) Company Affiliate 9.10 Company Alternative Acquisition Agreement 6.3(d)(iv) Company Board Recitals Company Board Recommendation 4.3(a) Recitals Company Capital Stock 4.2(a) Bylaws Section 3.2 Company Change of Recommendation 6.3(d)(vii) Charter Section 3.2 Company Common Stock Recitals Company Contracts 4.19(bDisclosure Schedule ARTICLE 3 Company Employees Section 5.8(b) Company Designees 2.7(aEnterprise Value Section 7.3(b), FN 5 Company Equity Plans Section 2.4(a) Company Designated Stockholder Incentive Award Section 3.3(b) Company Registered Intellectual Property Section 3.19(a) Company Representatives Section 5.3(a) Company Rights Recitals Company Disclosure Letter Article IV Company Employee 6.9(bStock Options Section 2.4(a) Company FA 4.22 Stockholder Approval Section 3.4(b) Compensation Committee Section 3.14(s) Continuing Directors Section 1.3(b) Controlled Group Member Section 3.14(a) Converted Parent Option Section 2.4(a) Current Company Independent Petroleum Engineers 4.17(aEmployees Section 5.8(d) Company Current D&O Policy Section 5.9(b) DGCL Recitals Dissenting Shares Section 2.3 Distributor Registrations Section 3.8 (b) EC Merger Regulation Section 3.6 Effective Time Section 1.5 Employee Benefit Plans Section 3.14(a) Environmental Claims Section 3.18 Environmental Laws Section 3.18 Equity Award Waivers Section 2.4(d) ERISA Section 3.14(a) ESPPs Section 2.5 Exchange Act Section 1.1(a) Exchange Ratio Section 2.4(a) Expiration Date Section 1.1(d) Fair Market Value of a share of Parent Common Stock Section 2.4(a) FDA Section 3.8(b) FDCA Section 3.8(b) Financial Advisors Section 3.24 Foreign Employee Benefit Plan Section 5.3(c) Health Care Law Section 3.23 Indemnified Parties Section 5.9(a) Initial Expiration Date Section 1.1(d) Intellectual Property 4.14(aSection 3.19(h) Company IP Standard Form Contracts Section 3.19(a) Material Adverse Effect 4.1 Company Contracts Section 3.13(a) Material Leased Real Property 4.15 Company IP Contracts Section 3.19(i) Materials of Environmental Concern Section 3.18 Material Real Property Lease 4.15 Company Owned Section 3.16(a) Material Real Property 4.15 Company Permits 4.9(a) Company Preferred Stock 4.2(a) Company Related Party Transaction 4.24 Company Reserve Report 4.17(a) Company Restructuring Transactions Recitals Company SEC Documents 4.5(a) Company Senior Notes Recitals Company Stakeholders’ Pro Forma Equity Percentage 5.22 Company Stock Award 3.2(a) Company Stockholders Meeting 4.4 Company Tax Certificate 6.18(b) Confidentiality Agreement 6.7(b) Creditors’ Rights 4.3(a) days 9.4(e) Designated Stockholder Support Agreement Recitals DGCL 2.1 Dismissal Order 6.24(a)(v) D&O Insurance 6.10(d) DTC 3.3(b)(ii) e-mail 9.3 Effective Time 2.2(b) Eligible Shares 3.1(b)(i) Exchange Agent 3.3(a) Exchange Consideration 6.23(a) Exchange Fund 3.3(a) Exchange Offer Recitals Exchange Offer Expiration Date 6.23(c) Exchange Prospectus 4.8 Exchange Ratio 3.1(b)(i) Exchange Registration Statement 4.8 Excluded Employees 6.9(b) Excluded Shares 3.1(b)(iii) GAAP 4.5(b) HSR Act 4.4 Indemnified Liabilities 6.10(a) Indemnified Persons 6.10(a) Involuntary Insolvency Event Date 6.24(a)(v) Joint Proxy Statement 4.4 Letter of Transmittal 3.3(b)(i) made available 9.4(e) Material Company Insurance Policies 4.20 Material Parent Insurance Policies 5.20 Measurement Date 4.2(aLeases Section 3.16(c) Merger Recitals Merger Consideration 3.1(b)(iSection 2.1(a) Merger Registration Statement 4.8 Merger Sub Preamble Merger Sub Board Minimum Condition Section 1.1(b) Notice of Adverse Recommendation Section 5.4(d)(C)(I) Notice Period Section 5.4(d)(C)(I) NYSE Section 1.1(e) Offer Recitals Minimum Participation Condition 6.23(aOffer Documents Section 1.1(h) New Financing 6.22 Non-Cancelled Shares 3.1(b)(iii) Note Consents 6.23(c) Note Waivers 6.23(c) Notes Exchange Agent 6.23(f) Other Indenture Amendments 6.23(c)(iii) Outside Date 8.1(b)(iiOffer Price Recitals Offer to Purchase Section 1.1(c) Parent Preamble Parent 401(k) Plan 6.9(f) Parent Affiliate 9.10 Parent Alternative Acquisition Agreement 6.4(d)(iii) Parent Board Recitals Parent Board Recommendation 5.3(a) Parent Capital Stock 5.2 Parent Change of Recommendation 6.4(d)(viBenefit Plans Section 5.8(b) Parent Common Stock Recitals Parent Contracts 5.19(bSection 2.4(a) Parent Designees 2.7(aRepresentatives Section 5.3(a) Parent Disclosure Letter Article V Parent Equity Paying Agent Section 2.2(a) Permits Section 3.8(b) Preferred Stock Section 3.3(a) Principal Stockholders Recitals Promissory Note Section 1.8(d) Proprietary Product Section 3.19(f) Proxy Statement Section 1.6(a) Purchaser Preamble Purchaser Common Stock Section 2.1(c) Qualified Plan 5.2(aSection 3.14(e) Parent FA 5.22 Parent Independent Petroleum Engineers 5.17(aReal Property Section 3.16(a) Parent Recent SEC Reports ARTICLE 3 Registered Intellectual Property 5.14(aSection 3.19(a) Parent Material Adverse Effect 5.1 Parent Material Leased Real Property 5.15 Parent Material Real Property Lease 5.15 Parent Owned Real Property 5.15 Parent Permits 5.9(aRequisite SEC Reports Section 3.9(a) Parent Restricted Stock Units Section 2.4(c) Rights Agreement Recitals Schedule 14D-9 Section 1.2(a) Schedule TO Section 1.1(h) SEC Section 1.1(e) SEC Required Contracts Section 3.13(a) Section 16 Section 5.12 Series A Preferred Stock 5.2(aSection 3.3(a) Parent Right 3.1(b)(ivShares Recitals Short Form Threshold Section 1.7 Special Meeting Section 1.6(b) Parent Related Party Transaction 5.24 Parent Reserve Report 5.17(a) Parent SEC Subsidiaries Governance Documents 5.5(a) Parent Series A Junior Participating Preferred Stock 3.1(b)(iv) Parent Stock Issuance Recitals Parent Stockholders Meeting 4.4 Parent Tax Certificate 6.18(b) pdf 2.2 Registration Statements 4.8 Rights-of-Way 4.16 Second Request 6.8(c) Supplemental Indenture Effective Date 6.23(j) Supporting Noteholders Section 3.2 Support Agreements Recitals Surviving Corporation 2.1 Tail Period 6.10(dSection 1.4(a) Tax Plan Recitals Tax Plan Record Termination Date 3.1(b)(ivSection 7.1(b) Terminable Breach 8.1(b)(iiiTop-Up Closing Section 1.8(c) Transaction Expense Fee Recitals Transaction Support Agreement Recitals Transaction Litigation 6.11Top-Up Exercise Notice Section 1.8(c) Top-Up Notice Receipt Section 1.8(c) Top-Up Option Section 1.8(a) Top-Up Shares Section 1.8(a)
Appears in 2 contracts
Sources: Merger Agreement (Advanced Medical Optics Inc), Merger Agreement (Abbott Laboratories)
Terms Defined Elsewhere. As used The following terms are defined elsewhere in this Agreement, the following capitalized terms are defined in this Agreement as referenced in the following tableindicated below: 2018 Property Plan 5.1(a)(x) Agreement Preamble Applicable Date 4.5(aAlternate Commitment Letter 5.13(a)(ii) Alternate Financing 5.13(a)(ii) Antitrust Counsel Only Material 5.4(b) Book-Entry Shares 3.3(b)(ii2.2(b)(ii) Cancelled Shares 2.1(d) Capitalization Date 3.2(a) Cash Electing Share 2.1(a) Cash Election 2.1(a) Cash Election Consideration 2.1(a) Cash Fraction 2.1(c)(i)(A) Certificate of Merger 2.2(b1.2 Certificates 2.2(b)(i) Certificates 3.3(b)(ichange in control 5.7(c) Change of Control Amendment 6.23(c)(ii) Change of Control Amendment Consent Fee 6.23(c)(iiBoard Recommendation 5.3(a) Closing 2.2(a) 1.2 Closing Date 2.2(a1.2 Commitment Letter 4.19(a) Code Recitals Company Preamble Company 401(k) Plan 6.9(f) Company Affiliate 9.10 Company Alternative Acquisition Agreement 6.3(d)(iv) Company Board Recitals Company Board Recommendation 4.3(aRecitals Company Bylaws 3.1(b) Company Capital Stock 4.2(aCharter 3.1(b) Company Change of Recommendation 6.3(d)(vii) Company Common Stock Recitals Company Contracts 4.19(b) Company Designees 2.7(a) Company Designated Stockholder Recitals Company Disclosure Letter Article IV 3 Company Employee 6.9(bEmployees 5.7(a) Company FA 4.22 Company Independent Petroleum Engineers 4.17(aEquity Awards 2.4(c) Company Intellectual Property 4.14(aFinancial Statements 3.7(b) Company Material Adverse Effect 4.1 Company Material Leased Real Property 4.15 Company Material Real Property Lease 4.15 Company Owned Real Property 4.15 Contract 3.13(a)(viii) Company Permits 4.9(a3.6(a) Company Preferred Stock 4.2(a3.2(a) Company Property 3.18(b) Company Related Party Transaction 4.24 Company Reserve Report 4.17(aParties 7.3(e) Company Restructuring Transactions Recitals Restricted Stock Award 2.4(b) Company RSU Award 2.4(c) Company SEC Documents 4.5(a3.7(a) Company Senior Notes Recitals Stock Option 2.4(a) Company Stakeholders’ Pro Forma Equity Percentage 5.22 Company Stock Award 3.2(a) Stockholder Approval 3.3 Company Stockholders Meeting 4.4 3.3 Company Tax Certificate 6.18(bSubsidiary 3.1(a) Confidentiality Agreement 6.7(b5.2(b) Creditors’ Rights 4.3(a) days 9.4(e) Designated Stockholder Support Agreement Recitals DGCL 2.1 Dismissal Order 6.24(a)(vCovered Persons 5.8(a) D&O Insurance 6.10(d5.8(c) DTC 3.3(b)(iiDebt Offer 5.14(b)(i) e-mail 9.3 Debt Offer Documents 5.14(b)(i) Definitive Agreements 5.13(a) DGCL Recitals Dissenting Shares 2.3 Dividend Consideration 2.1(a) Effective Time 2.2(b1.2 Election 2.8(a) Eligible Shares 3.1(b)(iElection Deadline 2.8(d) Exchange Agent 3.3(a) Exchange Consideration 6.23(a2.2(a) Exchange Fund 3.3(a2.2(a) Exchange Offer Existing Indemnification Agreements 5.8(a) Fair Value 4.20(d) Fairness Opinions 3.21 Financing 4.19(a) Financing Representatives 5.13(b) Form of Election 2.8(b) Form S-4 3.5 Fractional Share Consideration 2.1(a) Holder 2.8 Indebtedness 3.2(e) Indenture 5.14(b)(i) Information 5.2(b) Insurance Policies 3.20 Intermediate Parent Preamble Key Stockholder Recitals Exchange Offer Expiration Date 6.23(cLeased Real Property 3.18(b) Exchange Prospectus 4.8 Exchange Ratio 3.1(b)(iLenders 4.19(a) Exchange Registration Statement 4.8 Excluded Employees 6.9(b) Excluded Shares 3.1(b)(iii) GAAP 4.5(b) HSR Act 4.4 Indemnified Liabilities 6.10(a) Indemnified Persons 6.10(a) Involuntary Insolvency Event Date 6.24(a)(v) Joint Proxy Statement 4.4 Letter of Transmittal 3.3(b)(i2.2(b)(i) made available 9.4(e) Material Company Insurance Policies 4.20 Material Parent Insurance Policies 5.20 Measurement Date 4.2(aLiabilities 4.20(d) Merger Recitals Merger Consideration 3.1(b)(iAmounts 4.19(d) Merger Registration Statement 4.8 Merger Sub Preamble Merger Sub Board Recitals Minimum Participation Condition 6.23(aMixed Consideration Share 2.1(a) Mixed Election 2.1(a) Mixed Election Consideration 2.1(a) Mixed Stock Consideration 2.1(a) New Financing 6.22 Non-Cancelled Shares 3.1(b)(iiiPlan 5.7(b) Note Consents 6.23(cNew TMM 4.2(b) Note Waivers 6.23(cNotice Period 5.3(f) Notes Exchange Agent 6.23(fOffering Documents 5.13(b)(ii) Other Indenture Amendments 6.23(c)(iiiOld Plans 5.7(b) Outside Date 8.1(b)(ii7.1(b) Owned Real Property 3.18(a) Parent Preamble Parent 401(k) Plan 6.9(f) Parent Affiliate 9.10 Parent Alternative Acquisition Agreement 6.4(d)(iii) Parent Board Recitals Parent Board Recommendation 5.3(aBylaws 4.1(b) Parent Capital Stock 5.2 Parent Change of Recommendation 6.4(d)(viCapitalization Date 4.2(a) Parent Common Stock Recitals Parent Contracts 5.19(bCharter 4.1(b) Parent Designees 2.7(aFinancial Statements 4.8(b) Parent Disclosure Letter Article V Parent Equity Plan 5.2(a) Parent FA 5.22 Parent Independent Petroleum Engineers 5.17(a) Parent Intellectual Property 5.14(a) Parent Material Adverse Effect 5.1 Parent Material Leased Real Property 5.15 Parent Material Real Property Lease 5.15 Parent Owned Real Property 5.15 Parent Permits 5.9(aOptions 4.2(b) Parent Preferred Stock 4.2(a) Parent Representatives 5.2(a) Parent Right 3.1(b)(ivRestricted Stock Award 2.4(b) Parent Related Party Transaction 5.24 Parent Reserve Report 5.17(aRSU Award 2.4(c) Parent SEC Documents 5.5(a4.8(a) Parent Series A Junior Participating Preferred Subsidiary 4.4 Payoff Amount 5.14(a) Payoff Letter 5.14(a) Present Fair Saleable Value 4.20(d) Proposed Changed Terms 5.3(f)(ii) Proxy Statement/Prospectus 3.5 Real Property Lease 3.18(b) SEC 3.7(a) Section 16 5.10 Senior Notes 5.14(b)(i) Significant Company Subsidiary 3.1(a) Significant Parent Subsidiary 4.1(a) Stock 3.1(b)(ivElecting Share 2.1(a) Parent Stock Issuance Recitals Parent Stockholders Meeting 4.4 Parent Tax Certificate 6.18(bElection 2.1(a) pdf 2.2 Registration Statements 4.8 Rights-of-Way 4.16 Second Request 6.8(cStock Election Consideration 2.1(a) Supplemental Indenture Effective Date 6.23(jSubject Indebtedness 5.14(a) Supporting Noteholders Recitals Surviving Corporation 2.1 Tail Period 6.10(d1.1(a) Tax Plan Recitals Tax Plan Record Date 3.1(b)(ivTermination Fee 7.3(a) Terminable Breach 8.1(b)(iiiTrustee 5.14(b)(i) Transaction Expense Fee Recitals Transaction Support Voting Agreement Recitals Transaction Litigation 6.11Recitals
Appears in 2 contracts
Sources: Agreement and Plan of Merger (Taylor Morrison Home Corp), Merger Agreement (AV Homes, Inc.)
Terms Defined Elsewhere. As used The following terms are defined elsewhere in this Agreement, the following capitalized terms are defined in this as indicated below: A&R Partnership Operating Agreement as referenced in the following table: Section 2.3(b) Acceptable Confidentiality Agreement Section 7.4(b) Acquisition Agreement Section 7.4(a) Agreement Preamble Applicable Date 4.5(a) Alpine OP Sub Preamble Alpine Sub Preamble Book-Entry Shares 3.3(b)(iiShare Section 3.1(a)(ii) Certificate Section 3.1(a)(ii) Certificate of Merger 2.2(b) Certificates 3.3(b)(iLimited Partnership Section 4.1(c) Change of Control Amendment 6.23(c)(iiin Company Recommendation Section 7.4(b)(iii) Change of Control Amendment Consent Fee 6.23(c)(iiin Parent Recommendation Section 7.4(b)(iii) Chosen Court Section 10.9(b) Closing 2.2(a) Section 2.2 Closing Date 2.2(a) Section 2.2 Code Recitals Company Preamble Company 401(k) Plan 6.9(fSection 4.14(c) Company Affiliate 9.10 Articles of Merger Section 2.1(a)(ii) Company Alternative Acquisition Agreement 6.3(d)(ivArticles of Organization Section 2.3(a) Company Board Designees Section 7.21(a) Company Board of Trustees Recitals Company Board Recommendation 4.3(a) Company Capital Stock 4.2(a) Company Change of Recommendation 6.3(d)(viiBylaws Section 4.1(c) Company Common Stock Shares Recitals Company Contracts 4.19(bCredit Facility Amendment Section 7.19(a) Company Designees 2.7(aDeclaration of Trust Section 4.1(c) Company Designated Stockholder Recitals Development Properties Section 4.12(h) Company Development Property Section 4.12(h) Company Disclosure Letter Article IV Company Employee 6.9(b) Company FA 4.22 Company Independent Petroleum Engineers 4.17(a) Company Intellectual Property Programs Section 4.14(a) Company Equity Award Consideration Section 1.1(d) Company Governing Documents Section 4.1(c) Company JV Partners Section 4.5 Company Merger Section 2.1(a)(i) Company Merger Effective Time Section 2.1(a)(ii) Company Operating Agreement Section 2.3(a) Company Parties Preamble Company Preferred Shares Section 4.3(a) Company Privacy Requirements Section 4.22(a) Company Properties Section 4.12(a) Company Recommendation Section 4.2(b) Company SEC Reports Section 4.8(a) Company Shareholder Approval Section 4.18 Company Shareholder Meeting Section 7.1(c) Company Subsidiary Section 4.1(b) Company Surviving Entity Section 2.1(a)(i) Company Tax Protection Agreement Section 6.1(w) Consent Solicitations Section 7.19(b) Continuing Employee Section 7.8(a) Contribution Section 2.1(b)(i) Data Partners Section 4.22(a) Debt Offer Documents Section 7.19(b) DRULPA Section 2.1(c)(i) Encumbrances Section 4.12(b) Exchange Agent Section 3.3(a) Exchange Fund Section 3.3(a) Exchange Ratio Section 3.1(a)(ii) Form S-4 Section 4.6 Fractional Share Consideration Section 3.1(a)(ii) Indemnified Parties Section 7.5(a) Indemnifying Party Section 7.5(a) Inquiry Section 7.4(a) Interim Period Section 6.1 Intervening Event Notice Section 7.4(b)(v) Intervening Event Notice Period Section 7.4(b)(v) JV Ownership Interest Rights Section 4.5 Labor Agreement Section 4.15(b) Letter of Transmittal Section 3.3(c) Losses Section 7.19(c) Material Adverse Effect 4.1 Company Material Leased Real Property 4.15 Company Material Real Property Lease 4.15 Company Owned Real Property 4.15 Company Permits 4.9(aSection 4.12(a) Company Preferred Stock 4.2(a) Company Related Party Transaction 4.24 Company Reserve Report 4.17(a) Company Restructuring Transactions Recitals Company SEC Documents 4.5(a) Company Senior Notes Recitals Company Stakeholders’ Pro Forma Equity Percentage 5.22 Company Stock Award 3.2(a) Company Stockholders Meeting 4.4 Company Tax Certificate 6.18(b) Confidentiality Agreement 6.7(b) Creditors’ Rights 4.3(a) days 9.4(e) Designated Stockholder Support Agreement Recitals DGCL 2.1 Dismissal Order 6.24(a)(v) D&O Insurance 6.10(d) DTC 3.3(b)(ii) e-mail 9.3 Effective Time 2.2(b) Eligible Shares 3.1(b)(i) Exchange Agent 3.3(a) Exchange Consideration 6.23(a) Exchange Fund 3.3(a) Exchange Offer Recitals Exchange Offer Expiration Date 6.23(c) Exchange Prospectus 4.8 Exchange Ratio 3.1(b)(i) Exchange Registration Statement 4.8 Excluded Employees 6.9(b) Excluded Shares 3.1(b)(iii) GAAP 4.5(b) HSR Act 4.4 Indemnified Liabilities 6.10(a) Indemnified Persons 6.10(a) Involuntary Insolvency Event Date 6.24(a)(v) Joint Proxy Statement 4.4 Letter of Transmittal 3.3(b)(i) made available 9.4(e) Material Company Insurance Policies 4.20 Material Parent Insurance Policies 5.20 Measurement Date 4.2(aMaximum Premium Section 7.5(c) Merger Recitals Merger Consideration 3.1(b)(iSection 3.1(a)(ii) Merger Registration Statement 4.8 Merger Sub Preamble Merger Sub Board Recitals Minimum Participation Condition 6.23(aMergers Section 2.1(c)(i) New Financing 6.22 Non-Cancelled Shares 3.1(b)(iiiMGCL Section 3.6 MLLCA Section 2.1(a)(i) MRL Section 2.1(a)(i) Note Consents 6.23(cOffers and Consent Solicitations Section 7.19(b) Note Waivers 6.23(cNotice Period Section 7.4(b)(iv) Notes Offers to Exchange Agent 6.23(fSection 7.19(b) Offers to Purchase Section 7.19(b) Order Section 4.9 Other Indenture Amendments 6.23(c)(iii) Filings Section 7.2 Outside Date 8.1(b)(iiSection 9.1(b)(iv) Parent Preamble Parent 401(k) Plan 6.9(f) Parent Affiliate 9.10 Parent Alternative Acquisition Agreement 6.4(d)(iii) Parent Board Recitals Parent Board Recommendation 5.3(aBylaws Section 5.1(c) Parent Capital Stock 5.2 Charter Section 5.1(c) Parent Change of Recommendation 6.4(d)(viCharter Amendment Section 5.2(a) Parent Common Stock Recitals Parent Contracts 5.19(b) Parent Designees 2.7(aIssuance Section 5.2(a) Parent Disclosure Letter Article V Parent Equity Plan 5.2(aAward Section 5.3(d) Parent FA 5.22 Parent Independent Petroleum Engineers 5.17(aGoverning Documents Section 5.1(c) Parent Intellectual Property 5.14(aJV Partners Section 5.5 Parent OP Recitals Parent OP Articles of Organization Section 5.1(c) Parent Material Adverse Effect 5.1 OP Governing Documents Section 5.1(c) Parent Material Leased Real Property 5.15 OP Operating Agreement Section 5.1(c) Parent Material Real Property Lease 5.15 Parent Owned Real Property 5.15 Parent Permits 5.9(a) Parties Preamble Parent Preferred Stock 5.2(aSection 5.3(a) Parent Right 3.1(b)(iv) Parent Related Party Transaction 5.24 Parent Reserve Report 5.17(aRecommendation Section 5.2(b) Parent SEC Documents 5.5(aReports Section 5.8(a) Parent Series A Junior Participating Preferred Stock 3.1(b)(ivStockholder Approval Section 5.14 Parent Stockholder Meeting Section 7.1(c) Parent Stock Issuance Recitals Subsidiaries Section 5.1(b) Parent Stockholders Meeting 4.4 Subsidiary Section 5.1(b) Parent Tax Certificate 6.18(bProtection Agreement Section 6.2(l) pdf 2.2 Registration Statements 4.8 Rights-of-Way 4.16 Second Request 6.8(c) Supplemental Indenture Effective Date 6.23(j) Supporting Noteholders Recitals Surviving Corporation 2.1 Tail Period 6.10(d) Tax Plan Recitals Tax Plan Record Date 3.1(b)(iv) Terminable Breach 8.1(b)(iii) Transaction Expense Fee Recitals Transaction Support Parties Preamble Partnership Preamble Partnership Agreement Recitals Transaction Litigation 6.11Partnership Articles of Merger Section 2.1(c)(ii) Partnership Governing Documents Section 4.1(c) Partnership Merger Section 2.1(c)(i) Partnership Merger Certificate Section 2.1(c)(ii) Partnership Merger Consideration Section 3.1(b)(ii) Partnership Merger Effective Time Section 2.1(c)(ii) Partnership OP Unit Recitals Partnership Surviving Entity Section 2.1(c)(i) Partnership Surviving Entity Unit Section 3.1(b)(ii) Party Preamble Permit Section 4.7 Permitted REIT Dividend Section 7.17(a) Proxy Statement/Prospectus Section 3.3(a) Qualified REIT Subsidiary Section 4.11(f) Qualifying Income Section 9.4(a) Registered Intellectual Property Section 4.21(a) REIT Section 4.11(b) REIT Dividend Section 7.17(b) Release Section 7.8(c) Requested Changes Section 2.5 S▇▇▇▇▇▇▇-▇▇▇▇▇ Act Section 4.8(a) SDAT Section 2.1(a)(ii) Securities Laws Section 4.8(a) Security Incident Section 4.22(b) Superior Proposal Notice Section 7.4(b)(iv) Takeover Statutes Section 4.26 Tax Protection Agreement Section 4.11(l) Taxable REIT Subsidiary Section 4.11(f) Termination Payee Section 9.4(a) Termination Payor Section 9.4(a) Transfer Taxes Section 7.9(c) Union Section 4.15(b)
Appears in 2 contracts
Sources: Merger Agreement (Healthpeak Properties, Inc.), Merger Agreement (Physicians Realty Trust)
Terms Defined Elsewhere. As used The following terms are defined elsewhere in this Agreement, the following capitalized terms are defined in this as indicated below: Acquisition Agreement as referenced in the following table: Section 5.4(a) Acquisitions Section 4.1(b)(viii) Additional Dividend Amount Section 5.10(a) Agreement Preamble Applicable Date 4.5(aBankruptcy and Equitable Exceptions Section 3.1(c)(i) Book-Entry Shares 3.3(b)(iiBase Amount Section 5.9(c) Blue Sky Laws Section 3.1(c)(iii) Certificate of Merger 2.2(b) Certificates 3.3(b)(iSection 1.1(b) Change of Control Amendment 6.23(c)(iiin Company Recommendation Section 5.4(b)(iii) Change of Control Amendment Consent Fee 6.23(c)(iiin Parent Recommendation Section 5.4(b)(iii) Closing 2.2(a) Section 1.2 Closing Date 2.2(aSection 1.2 Closing Dividend Date Section 5.10(a) Code Recitals Company Preamble Company 401(k) Plan 6.9(f368 Opinion Section 6.2(c) Company Affiliate 9.10 Company Alternative Acquisition Agreement 6.3(d)(iv368 Representation Letters Section 5.12(d) Company Board Recitals Company Board Recommendation 4.3(aBase Amount Section 7.2(f) Company Capital Stock 4.2(aBenefit Plans Section 3.1(j)(i) Company Change of Recommendation 6.3(d)(viiBook-Entry Shares Section 2.1(b) Company Capitalization Date Section 3.1(b)(i) Company Certificates Section 2.1(b) Company Common Stock Recitals Company Contracts 4.19(bSection 2.1(a) Company Designees 2.7(aDeferred Stock Unit Award Section 2.4(d) Company Designated Stockholder Recitals Company Disclosure Letter Article IV Section 3.1 Company Employee 6.9(bEmployees Section 3.1(k)(ii) Company FA 4.22 Company Independent Petroleum Engineers 4.17(a) ESPP Section 2.5 Company Intellectual Property 4.14(aSection 3.1(q) Company Material Adverse Effect 4.1 Leases Section 3.1(o)(vi) Company Material Leased Real Property 4.15 OP Preamble Company Material Real Property Lease 4.15 OP GP Recitals Company Owned Real Property 4.15 Performance Stock Unit Award Section 2.4(c) Company Permits 4.9(aPermitted Development Expenditures Section 3.1(o)(xv) Company Preferred Stock 4.2(aSection 3.1(b)(i) Company Related Party Transaction 4.24 Company Reserve Report 4.17(aProperties Section 3.1(o)(i) Company Restructuring Transactions Recitals Property Section 3.1(o)(i) Company Qualified DC Plan Section 5.6(c) Company REIT Opinion Section 6.3(d) Company REIT Representation Letter Section 5.12(d) Company Registered IP Section 3.1(q) Company Expense Reimbursement Section 7.2(i) Company Expense Reimbursement Base Amount Section 7.2(i) Company Required Vote Section 3.1(n) Company Restricted Stock Unit Award Section 2.4(c) Company SEC Documents 4.5(aSection 3.1(d)(i) Company Senior Notes Recitals Company Stakeholders’ Pro Forma Equity Percentage 5.22 Company Stock Award 3.2(aOption Section 2.4(a) Company Stockholders Meeting 4.4 Section 5.1(b) Company Tax Termination Fee Section 7.2(f) Company Title Insurance Policies Section 3.1(o)(xi) Company Title Insurance Policy Section 3.1(o)(xi) Company Transaction Litigation Section 5.14 Continuation Period Section 5.6(a) Continuing Employees Section 5.6(a) Debt Commitment Letter Section 3.2(aa)(i) Debt Recastings Section 5.13(a)(i) Debt Refinancings Section 5.13(a)(i) Debt Repayments Section 5.13(a)(i) Debt Transaction Section 5.13(c) Debt Transaction Documents Section 5.13(c) Definitive Debt Financing Agreements Section 5.13(a)(ii) Delaware Secretary Section 1.1(b)(i) DESM Certificate 6.18(bof Merger Section 1.1(b)(ii) Confidentiality Agreement 6.7(bDGCL Section 1.1(a) Creditors’ Rights 4.3(aDLLCA Section 1.1(a)(i) days 9.4(e) Designated Stockholder Support Agreement Recitals DGCL 2.1 Dismissal Order 6.24(a)(v) D&O Insurance 6.10(d) DTC 3.3(b)(ii) e-mail 9.3 Effective Time 2.2(bSection 1.1(b) Eligible Shares 3.1(b)(iSection 2.1(a) EPCRA Section 9.1 Exchange Act Section 3.1(c)(iii) Exchange Agent 3.3(a) Exchange Consideration 6.23(aSection 2.2(a) Exchange Fund 3.3(aSection 2.2(a) Exchange Offer Ratio Recitals Exchange Offer Expiration Date 6.23(cFee Letter Section 3.2(aa)(i) Exchange Prospectus 4.8 Exchange Ratio 3.1(b)(iFinancing Section 3.2(aa)(i) Exchange Registration Statement 4.8 Excluded Employees 6.9(bForm S-4 Section 5.1(a) Excluded Shares 3.1(b)(iiiGovernmental Entity Section 3.1(c)(iii) GAAP 4.5(b) HSR Act 4.4 HMTA Section 9.1 Indemnified Liabilities 6.10(a) Indemnified Persons 6.10(a) Involuntary Insolvency Event Date 6.24(a)(vParties Section 5.9(a) Joint Proxy Statement 4.4 Statement/Prospectus Section 5.1(a) Legal Proceeding Section 3.1(g) Lenders Section 3.2(aa)(i) Letter of Transmittal 3.3(b)(iSection 2.2(b)(i) made available 9.4(eMaterial Parent Leases Section 3.2(o)(vii) Material Company Insurance Policies 4.20 Material Parent Insurance Policies 5.20 Measurement Date 4.2(aLeases Section 3.1(o)(vii) MDSM Articles of Merger Section 1.1(b)(ii) Merger Section 1.1(a)(i) Merger Consideration Recitals Merger Consideration 3.1(b)(iCashout Value Section 2.4(a) Merger Registration Statement 4.8 Merger Sub Preamble Merger Sub Board MGCL Recitals Minimum Participation Condition 6.23(aNASDAQ Section 2.2(e) New Financing 6.22 Non-Cancelled Shares 3.1(b)(iiiDebt Commitment Letter Section 5.13(a)(iii) Note Consents 6.23(cNew Fee Letter Section 5.13(a)(iii) Note Waivers 6.23(cNew Plans Section 5.6(a) Notes Exchange Agent 6.23(fNotice of Superior Proposal Recommendation Change Section 5.4(b)(iv) Other Indenture Amendments 6.23(c)(iiiOrganizational Documents Section 3.1(a)(i) Outside Date 8.1(b)(iiSection 7.1(c) Parties Preamble Party Preamble Parent Preamble Parent 401(k) Plan 6.9(f368 Opinion Section 6.3(c) Parent Affiliate 9.10 Parent Alternative Acquisition Agreement 6.4(d)(iii368 Representation Letter Section 5.12(e) Parent Board Recitals Parent Board Recommendation 5.3(aBase Amount Section 7.2(g) Parent Capital Stock 5.2 Parent Change of Recommendation 6.4(d)(viBenefit Plans Section 3.2(j)(i) Parent Common Stock Recitals Parent Contracts 5.19(bCapitalization Date Section 3.2(b)(i) Parent Designees 2.7(aDeferred Stock Unit Award Section 2.4(d) Parent Disclosure Letter Article V Section 3.2 Parent Equity Plan 5.2(aEmployees Section 3.2(k)(ii) Parent FA 5.22 Expense Reimbursement Section 7.2(h) Parent Independent Petroleum Engineers 5.17(aExpense Reimbursement Base Amount Section 7.2(h) Parent Intellectual Property 5.14(aSection 3.2(q) Parent Material Adverse Effect 5.1 Parent Material Leased Real Property 5.15 Parent Material Real Property Lease 5.15 Parent Owned Real Property 5.15 Parent Permits 5.9(aLeases Section 3.2(o)(vi) Parent Preferred Stock 5.2(aOP Preamble Parent OP GP Recitals Parent Permitted Development Expenditures Section 3.2(o)(xv) Parent Right 3.1(b)(ivProperties Section 3.2(o)(i) Parent Related Party Transaction 5.24 Property Section 3.2(o)(i) Parent Reserve Report 5.17(aREIT Opinion Section 6.2(d) Parent REIT Representation Letter Section 5.12(e) Parent Registered IP Section 3.2(q) Parent Required Vote Parent Restricted Stock Unit Award Section 3.2(n) Section 2.4(d) Parent SEC Documents 5.5(a) Parent Series A Junior Participating Preferred Stock 3.1(b)(ivSection 3.2(d)(i) Parent Stock Issuance Recitals Section 3.2(m) Parent Stock Options Section 2.4(a) Parent Stockholders Meeting 4.4 Section 5.1(c) Parent Tax Termination Fee Section 7.2(g) Parent Title Insurance Policy Section 3.2(o)(xi) Parent Transaction Litigation Section 5.14 Partnership Certificate 6.18(bof Merger Section 1.1(b)(iii) pdf 2.2 Registration Statements 4.8 RightsPartnership Merger Section 1.1(a)(iii) Partnership Merger Effective Time Section 1.1(b)(iii) Payoff Letters Section 5.13(d) Permits Proceeding Section 3.1(r)(i) Section 8.7(b) Qualifying Acquisition Proposal Section 5.4(b) Qualifying Income Section 7.2(f) RCRA Section 9.1 REIT Requirements Section 7.2(f) Reduction Proceeds Section 5.13(a)(v) Required Information Section 5.13(b) ▇▇▇▇▇▇▇▇-of-Way 4.16 Second Request 6.8(c▇▇▇▇▇ Act Section 3.1(d)(i) Supplemental Indenture SDAT Section 1.1(b)(ii) Securities Act Section 3.1(c)(iii) Series A Parent Preferred Stock Section 3.2(b)(i) SM Surviving Corporation Section 1.1(a)(ii) Special Parent Distribution Section 4.2(b)(iv) Special Company Distribution Section 4.1(b)(iv) Subsequent Merger Section 1.1(b)(ii) Subsequent Merger Effective Date 6.23(jTime Section 1.1(b)(ii) Supporting Noteholders Surviving Company Recitals Surviving Corporation 2.1 Tail Period 6.10(dPartnership Recitals Takeover Statutes Section 3.1(x) Tax Plan Recitals Guidance Section 7.2(f) Tax Plan Record Date 3.1(b)(iv) Terminable Breach 8.1(b)(iiiMatters Agreement Section 3.1(h)(xxii) Transaction Expense Fee Recitals Transaction Support Agreement Recitals Transaction Litigation 6.11Section 5.14 TSCA Section 9.1 Ventas Section 3.1(h)(xxii) Ventas Opinion Section 3.1(h)(xxii) Voting Debt Section 3.1(b)(iv)
Appears in 2 contracts
Sources: Merger Agreement (Sabra Health Care REIT, Inc.), Merger Agreement (Care Capital Properties, Inc.)
Terms Defined Elsewhere. As The following is a list of additional terms used in this Agreement, Agreement and a reference to the following capitalized terms are defined Section hereof in this Agreement as referenced in the following tablewhich such term is defined: Acquisition Sub Preamble Acquisition Sub Company Common Stock 2.8(c) Agreement Preamble Applicable Date 4.5(aAntitrust Expenses 7.3 Asterisked Information 7.3(f) Book-Entry Shares 3.3(b)(iiAsterisked Items 3.27 Book Inventory 2.13(c) Certificate of Merger 2.2(bBusiness Intellectual Property 3.18(b) Calculation Notice 2.13(d) Certificates 3.3(b)(i2.10(b) Change of Control Amendment 6.23(c)(ii) Change of Control Amendment Consent Fee 6.23(c)(iiClaim Notice 8.5(a) Closing 2.2(a2.3(a) Closing Adjustment 2.13(b) Closing Consideration Adjustment Amount 2.13(g) Closing Consideration Allocation Schedule 2.9(c) Closing Date 2.2(a2.3(a) Code Recitals Closing Working Capital 2.13(a) COBRA Coverage 3.12(e) Collective Bargaining Agreement 3.17(a) Company Preamble Company 401(k) Plan 6.9(fAssets 3.5 Company Bylaws 2.3(c)(ii) Company Affiliate 9.10 Disclosure Schedule Article III: Preamble Company Alternative Acquisition Agreement 6.3(d)(ivIPO Cost Statement 2.9(d) Company Board Recitals Company Board Recommendation 4.3(aRepresentative 5.2(a) Company Warrants 3.4(c) Confidentiality Agreement 5.4(d) Copyrights 3.18(a) Deductible 8.3(b)(i) Delivery Deadline 5.14 DGCL 2.1 Dispute Notice 8.5(b) Dissenting Shares 2.12 DOJ 5.5(b) Early Termination Election 7.1(c) Early Termination Override Notice 7.1(c) Effective Time 2.2 Employee Plans 3.12(a) Equityholder Indemnified Parties 8.2(b) Estimated Working Capital Stock 4.2(a2.13(b) Company Change of Recommendation 6.3(d)(viiExchange Act 4.5(a) Company Common Stock Recitals Company Contracts 4.19(bFCPA 3.25(a) Company Designees 2.7(aFinal Adjustment 2.13(g) Company Designated Stockholder Recitals Company Disclosure Letter Article IV Company Employee 6.9(bFinal Working Capital 2.13(f) Company FA 4.22 Company Independent Petroleum Engineers 4.17(aForeign Antitrust Authorities 5.5(a) Company Foreign Antitrust Laws 5.5(a) FTC 5.5(b) General Enforceability Exceptions 3.6(b) ▇▇▇▇▇ Representative Preamble In-Bound License Agreements 3.6(a)(v) Indemnified Officers 5.9(a) Indemnified Party 8.5(a) Indemnitor 8.3(a) Indemnity Cancelled Parent Shares 8.5(b) Infringes 3.18(d) Initial Calculation 2.13(c) Insurance 3.19 Intellectual Property 4.14(a3.18(a) Company Letter of Transmittal 2.10(b) License Agreement 3.6(a)(v) Material Adverse Effect 4.1 Company Material Leased Real Property 4.15 Company Material Real Property Lease 4.15 Company Owned Real Property 4.15 Company Permits 4.9(aContracts 3.6(a) Company Preferred Stock 4.2(aMerger 2.1 Merger Certificate 2.2 Money Laundering Laws 3.25(b) Company Related Party Transaction 4.24 Company Reserve Report 4.17(aMulti-Employer Plan 3.12(a) Company Restructuring Transactions Recitals Company Non-Union Employees 5.8(a) Out-Bound License Agreements 3.6(a)(v) Outside Date 7.1(b) Parent Preamble Parent Indemnified Parties 8.2(a) Parent SEC Documents 4.5(a) Company Senior Notes Recitals Company Stakeholders’ Pro Forma Equity Percentage 5.22 Company Stock Award 3.2(aPatents 3.18(a) Company Stockholders Meeting 4.4 Company Tax Certificate 6.18(bPayoff Letter 2.9(b) Confidentiality Agreement 6.7(bPhysical Inventory 2.13(c) Creditors’ Rights 4.3(aPhysical Inventory Count 2.13(c) days 9.4(ePre-Closing Taxes 3.10(a) Designated Stockholder Support Agreement Recitals DGCL 2.1 Dismissal Order 6.24(a)(v) D&O Insurance 6.10(d) DTC 3.3(b)(ii) e-mail 9.3 Effective Time 2.2(b) Eligible Shares 3.1(b)(i) Exchange Agent 3.3(a) Exchange Consideration 6.23(a) Exchange Fund 3.3(a) Exchange Offer Recitals Exchange Offer Expiration Date 6.23(c) Exchange Prospectus 4.8 Exchange Ratio 3.1(b)(i) Exchange Registration Statement 4.8 Excluded Employees 6.9(b) Excluded Shares 3.1(b)(iii) GAAP 4.5(b) HSR Act 4.4 Indemnified Liabilities 6.10(a) Indemnified Persons 6.10(a) Involuntary Insolvency Event Date 6.24(a)(v) Joint Proxy Statement 4.4 Letter of Transmittal 3.3(b)(i) made available 9.4(e) Material Company Insurance Policies 4.20 Material Parent Insurance Policies 5.20 Measurement Date 4.2(a) Merger Recitals Merger Consideration 3.1(b)(i) Merger Registration Statement 4.8 Merger Sub Preamble Merger Sub Board Recitals Minimum Participation Condition 6.23(a) New Financing 6.22 Non-Cancelled Shares 3.1(b)(iii) Note Consents 6.23(c) Note Waivers 6.23(c) Notes Exchange Agent 6.23(f) Other Indenture Amendments 6.23(c)(iii) Outside Date 8.1(b)(ii) Parent Preamble Parent 401(k) Plan 6.9(f) Parent Affiliate 9.10 Parent Alternative Acquisition Agreement 6.4(d)(iii) Parent Board Recitals Parent Board Recommendation 5.3(a) Parent Capital Stock 5.2 Parent Change of Recommendation 6.4(d)(vi) Parent Common Stock Recitals Parent Contracts 5.19(b) Parent Designees 2.7(a) Parent Disclosure Letter Article V Parent Equity Plan 5.2(a) Parent FA 5.22 Parent Independent Petroleum Engineers 5.17(a) Parent Intellectual Property 5.14(a) Parent Material Adverse Effect 5.1 Parent Material Leased Real Property 5.15 Parent Material Leases 3.7(a) Real Property Lease 5.15 Parent Owned Real Property 5.15 Parent Permits 5.9(a3.7(g) Parent Preferred Record Retention Period 5.12 Representative Preamble Received Refund 8.3(e) Requested Information 5.4(b) ▇▇▇▇▇▇▇▇-▇▇▇▇▇ Act 4.5(a) SEC 4.5(a) Securities Act 4.5(a) Settlement Accountants 2.13(e) Software 3.18(a) Stock 5.2(aPlan 3.4(b) Parent Right 3.1(b)(ivStockholder Approval 3.3(b) Parent Related Party Transaction 5.24 Parent Reserve Report 5.17(a) Parent SEC Documents 5.5(a) Parent Series A Junior Participating Preferred Stock 3.1(b)(iv) Parent Stock Issuance Recitals Parent Stockholders Meeting 4.4 Parent Tax Certificate 6.18(b) pdf 2.2 Registration Statements 4.8 Rights-of-Way 4.16 Second Request 6.8(c) Supplemental Indenture Effective Stockholder Consent 5.3 Survival Date 6.23(j) Supporting Noteholders Recitals 8.1 Surviving Corporation 2.1 Tail Period 6.10(dThird Party Claim Notice 8.6(a) Tax Plan Recitals Tax Plan Record Date 3.1(b)(ivThird Party Intellectual Property 3.18(b) Terminable Breach 8.1(b)(iiiTimken Agreement 8.3(b)(iii) Trade Secrets 3.18(a) Trademarks 3.18(a) Transaction Expense Fee Recitals Transaction Support Agreement Recitals Transaction Litigation 6.11Statement 2.9(a) WARN Act Laws 3.17(d) Watermill Representative Preamble Working Capital Cancelled Parent Shares 2.13(i) Working Capital Statement 2.13(a) Working Capital Target 2.13(a)
Appears in 2 contracts
Sources: Agreement and Plan of Merger (Carpenter Technology Corp), Merger Agreement (Carpenter Technology Corp)
Terms Defined Elsewhere. As used The following terms are defined elsewhere in this Agreement, the following capitalized terms are defined in this as indicated below: Acceptable Confidentiality Agreement as referenced in the following table: Section 7.4(a)(i) Acquisition Agreement Section 7.4(a) Agreement Preamble Applicable Date 4.5(a) Book-Entry Shares 3.3(b)(iiShare Section 3.1(a)(i) Capitalization Reference Date Section 4.3(a) Certificate Section 3.1(a)(i) Certificate of Merger 2.2(b) Certificates 3.3(b)(iLimited Partnership Section 4.1(c) Change of Control Amendment 6.23(c)(ii) Change of Control Amendment Consent Fee 6.23(c)(iiin Company Recommendation Section 7.4(a)(iii) Closing 2.2(a) Section 2.2 Closing Date 2.2(a) Section 2.2 Code Recitals Company Preamble Company 401(k) Plan 6.9(f) Company Affiliate 9.10 Company Alternative Acquisition Agreement 6.3(d)(ivArticles of Merger Section 2.1(a)(ii) Company Board Recitals Company Board Recommendation 4.3(a) Company Capital Stock 4.2(a) Company Change of Recommendation 6.3(d)(vii) Company Common Stock Shares Recitals Company Contracts 4.19(b) Company Designees 2.7(aCounsel Section 7.15(a) Company Designated Stockholder Recitals Director Section 2.4(a) Company Disclosure Letter Schedule Article IV Company Employee 6.9(b) Company FA 4.22 Company Independent Petroleum Engineers 4.17(a) Company Intellectual Property Programs Section 4.14(a) Company Material Adverse Effect 4.1 Company Material Leased Real Property 4.15 Company Material Real Property Lease 4.15 Company Owned Real Property 4.15 Company Permits 4.9(aEquity Award Section 4.3(c) Company Preferred Stock 4.2(aEquity Awards Section 4.3(c) Company Related Party Transaction 4.24 Company Reserve Report 4.17(aGoverning Documents Section 4.1(c) Company Restructuring Transactions Recitals Merger Section 2.1(a)(i) Company Merger Certificate Section 2.1(a)(ii) Company Merger Effective Time Section 2.1(a)(ii) Company Parties Preamble Company Preferred Shares Section 4.3(a) Company Properties Section 4.12(a) Company Recommendation Section 4.2(b) Company SEC Documents 4.5(aReports Section 4.8(a) Company Senior Notes Recitals Stockholder Approval Section 4.18 Company Stakeholders’ Pro Forma Equity Percentage 5.22 Company Stock Award 3.2(aStockholder Meeting Section 7.1(c) Company Stockholders Meeting 4.4 Subsidiaries Section 4.1(b) Company Subsidiary Section 4.1(b) Company Tax Certificate 6.18(bProtection Agreement Section 6.1(v) Confidentiality Agreement 6.7(bContinuing Employee Section 7.8(a) Creditors’ Rights 4.3(aContinuing Employees Section 7.8(a) days 9.4(eDLLCA Section 2.1(a)(i) Designated Stockholder Support Agreement Recitals DGCL 2.1 Dismissal Order 6.24(a)(vDrop Dead Date Section 9.1(b)(iii) D&O Insurance 6.10(dDRULPA Section 2.1(b)(i) DTC 3.3(b)(iiDSOS Section 2.1(a)(ii) e-mail 9.3 Effective Time 2.2(b) Eligible Shares 3.1(b)(iEncumbrances Section 4.12(a) Exchange Agent 3.3(a) Exchange Consideration 6.23(aSection 3.4(a) Exchange Fund 3.3(aSection 3.4(a) Exchange Offer Recitals Exchange Offer Expiration Date 6.23(cRatio Section 3.1(a)(i) Exchange Prospectus 4.8 Exchange Ratio 3.1(b)(iForm S-4 Section 4.6 Fractional Share Consideration Section 3.1(a)(i) Exchange Registration Statement 4.8 Excluded Employees 6.9(bHCERA Section 4.14(j) Excluded Shares 3.1(b)(iii) GAAP 4.5(b) HSR Act 4.4 Indemnified Liabilities 6.10(aHealth Plan Section 4.14(j) Indemnified Persons 6.10(aParties Section 7.5(a) Involuntary Insolvency Indemnifying Party Section 7.5(a) Initial Press Release Section 7.7 Intended Tax Treatment Recitals Interim Period Section 6.1 Intervening Event Date 6.24(a)(vNotice Period Section 7.4(a)(v) Joint Proxy Statement 4.4 Letter of Transmittal 3.3(b)(iSection 3.4(c) made available 9.4(eMaryland Court Section 10.7(b) Material Company Insurance Policies 4.20 Material Parent Insurance Policies 5.20 Measurement Date 4.2(aMaximum Premium Section 7.5(c) Merger Recitals Merger Consideration 3.1(b)(iSection 3.1(a)(i) Merger Registration Statement 4.8 Merger Sub Preamble Merger Sub Board Recitals Minimum Participation Condition 6.23(aCertificate Section 5.1(d) New Financing 6.22 Non-Cancelled Shares 3.1(b)(iiiMerger Sub Governing Documents Section 5.1(d) Note Consents 6.23(cMerger Sub LLC Agreement Section 5.1(d) Note Waivers 6.23(cMergers Section 2.1(b)(i) Notes Exchange Agent 6.23(fMGCL Section 2.1(a)(i) Notice Period Section 7.4(a)(iv) Other Indenture Amendments 6.23(c)(iii) Outside Date 8.1(b)(ii) Filings Section 7.2 Parent Preamble Parent 401(k) Plan 6.9(f) Parent Affiliate 9.10 Parent Alternative Acquisition Agreement 6.4(d)(iii) Parent Board Recitals Parent Board Recommendation 5.3(aBylaws Section 5.1(d) Parent Capital Stock 5.2 Parent Change of Recommendation 6.4(d)(viCharter Section 5.1(d) Parent Common Stock Recitals Parent Contracts 5.19(b) Parent Designees 2.7(aCounsel Section 7.15(a) Parent Disclosure Letter Schedule Article V Parent Equity Plan 5.2(aEmployee Program Section 7.8(c) Parent FA 5.22 Parent Independent Petroleum Engineers 5.17(aEquity Award Section 5.3(c) Parent Intellectual Property 5.14(aEquity Awards Section 5.3(c) Parent Material Adverse Effect 5.1 Parent Material Leased Real Property 5.15 Parent Material Real Property Lease 5.15 Parent Owned Real Property 5.15 Parent Permits 5.9(aGoverning Documents Section 5.1(d) Parent Preferred Stock 5.2(a) Parties Preamble Parent Right 3.1(b)(iv) Parent Related Party Transaction 5.24 Parent Reserve Report 5.17(aProperties Section 5.11(a) Parent SEC Documents 5.5(aReports Section 5.7(a) Parent Series A Junior Participating Preferred Stock 3.1(b)(ivSubsidiaries Section 5.1(b) Parent Stock Issuance Subsidiary Section 5.1(b) Parent-Approved Transaction Section 7.18 Parties Preamble Partnership Agreement Section 4.1(c) Partnership Governing Documents Section 4.1(c) Partnership Merger Section 2.1(b)(i) Partnership Merger Certificate Section 2.1(b)(ii) Partnership Merger Effective Time Section 2.1(b)(ii) Partnership OP Unit Recitals Parent Stockholders Meeting 4.4 Parent Party Preamble Permit Section 4.7 PPACA Section 4.14(j) Proxy Statement/Prospectus Section 3.4(a) Qualified REIT Subsidiary Section 4.11(f) Qualifying Income Section 9.4(a) Registered Intellectual Property Section 4.21(a) REIT Section 4.11(b) REIT Dividend Section 7.17(b) ▇▇▇▇▇▇▇▇-▇▇▇▇▇ Act Section 4.8(a) SDAT Section 2.1(a)(ii) Securities Laws Section 4.8(a) Stifel Section 4.16 Superior Proposal Notice Section 7.4(a)(iv) Takeover Statutes Section 4.25 Tax Certificate 6.18(bProtection Agreement Section 4.11(m) pdf 2.2 Registration Statements 4.8 Rights-of-Way 4.16 Second Request 6.8(cTaxable REIT Subsidiary Section 4.11(f) Supplemental Indenture Effective Date 6.23(j) Supporting Noteholders Recitals Surviving Corporation 2.1 Tail Period 6.10(d) Tax Plan Recitals Tax Plan Record Date 3.1(b)(iv) Terminable Breach 8.1(b)(iii) Transaction Expense Fee Recitals Transaction Support Agreement Recitals Transaction Litigation 6.11Transfer Taxes Section 7.9(b)
Appears in 2 contracts
Sources: Merger Agreement (CatchMark Timber Trust, Inc.), Merger Agreement (Potlatchdeltic Corp)
Terms Defined Elsewhere. As used in this Agreement, the following capitalized terms are defined in this Agreement as referenced in the following table: Accounting Expert 7.5(a)(iii) Accounting Principles 2.4(a) Additional Listing Application 6.14 Adjustment Amount 2.3 Agreement Preamble Applicable Antitrust Authority 6.7(b) Antitrust Laws 6.7(b) Asset Allocation Statement 2.6 Assignment 2.7(b)(i) Audited Financial Statements 4.4(a) Balance Sheet Date 4.5(a4.5(b) Book-Entry Shares 3.3(b)(iiBoard Recommendation 5.3(a) Certificate of Merger 2.2(bCap 10.4(a)(iii) Certificates 3.3(b)(iCapital Plan 6.1(c)(i) Change of Control Amendment 6.23(c)(iiCapital Stock 5.2(a)(ii) Change of Control Amendment Consent Fee 6.23(c)(iiCasualty Value 7.3(c) Closing 2.2(a2.7(a) Closing Adjustment Amount 2.5(a) Closing Date 2.2(a2.7(a) Code Recitals 2.6 Company Preamble Company 401(k) Plan 6.9(f) Company Affiliate 9.10 Company Alternative Acquisition Agreement 6.3(d)(iv) Company Board Recitals Company Board Recommendation 4.3(a) Company Capital Stock 4.2(a) Company Change of Recommendation 6.3(d)(vii) Company Common Stock Recitals Company Contracts 4.19(b4.17(b) Company Designees 2.7(a) Company Designated Stockholder Recitals Company Disclosure Letter Article IV Company Employee 6.9(bFacility Annex A (within “Designated Facility”) Company FA 4.22 Company Independent Petroleum Engineers 4.17(a4.15(a) Company Insurance Policies 4.19 Company Intellectual Property 4.14(a4.12(a) Company Material Adverse Effect 4.1 Company Material Leased Real Property 4.15 4.13 Company Material Real Property Lease 4.15 4.13 Company Owned Real Property 4.15 4.13 Company Permits 4.9(a4.7(a) Company Preferred Stock 4.2(a) Company Related Party Transaction 4.24 Company Reserve Report 4.17(a) Company Restructuring Transactions Recitals Company SEC Documents 4.5(a) Company Senior Notes Recitals Company Stakeholders’ Pro Forma Equity Percentage 5.22 Company Stock Award 3.2(a) Company Stockholders Meeting 4.4 Company Tax Certificate 6.18(b4.15(a) Confidentiality Agreement 6.7(bAgreements 6.6(d) Covered Matters 11.6 CPR 7.5(a)(v) Creditors’ Rights 4.3(a3.3(a) days 9.4(eCure Costs 2.3(o) Designated Stockholder Support Agreement Recitals DGCL 2.1 Dismissal Order 6.24(a)(vCure Period 7.1(d)(ii) D&O Insurance 6.10(dDamages 10.1 De Minimis Amount 10.4(a)(i) DTC 3.3(b)(iiDebt Commitment Letter 5.11(b) Deductible 10.4(a)(ii) Debt Payoff Amount 2.7(c)(i) Defensible Title 7.1(b) Downward Adjustment Excess 2.5(c)(iii) e-mail 9.3 11.2 Environmental Defect 7.2(b)(i) Environmental Defect Value 7.2(b)(iii) Environmental Expert 7.5(a)(ii) Environmental Laws 7.2(b)(ii) Escrowed Shares 2.7(c)(iii) Excluded Subsidiaries Annex A (within “Excluded Assets”) Examination Period 7.1(a) Execution Date Preamble Expert 7.5(a)(iii) Expiration Time 10.3(a) F▇▇▇▇ Water Facility Annex A (within “Designated Facility”) Final Adjustment Amount 2.5(b) Final Settlement Statement 2.5(b) Financial Statements 4.4(a) Financing 6.24(a) GAAP 2.4(a) F▇▇▇▇ Parent Recitals HSR Act 3.4 Indemnified Claims 10.2 Individual Environmental Threshold 7.2(d)(iii) Invoice 2.7(b)(xi) Measurement Date 5.2(a) Mutual Releases Recitals Non-Recourse Persons 11.13 Notice of Defective Interests 7.1(d)(i) Offering Documents 6.24(a) Officer Release Recitals Outside Date 9.1(b)(ii) .pdf 11.4 Party and Parties Preamble Payoff Letter 2.7(b)(x) Post-Effective Time 2.2(bCompany Taxes 6.15(b)(i) Eligible Shares 3.1(b)(iPre-Effective Time Company Taxes 6.15(b)(i) Exchange Agent 3.3(aPreferred Stock 5.2(a)(ii) Exchange Consideration 6.23(aPreliminary Settlement Statement 2.5(a) Exchange Fund 3.3(a) Exchange Offer Recitals Exchange Offer Expiration Date 6.23(c) Exchange Prospectus 4.8 Exchange Ratio 3.1(b)(i) Exchange Registration Statement 4.8 Excluded Employees 6.9(b) Excluded Shares 3.1(b)(iii) GAAP 4.5(b) HSR Act 4.4 Indemnified Liabilities 6.10(a) Indemnified Persons 6.10(a) Involuntary Insolvency Event Date 6.24(a)(v) Joint Proxy Statement 4.4 Letter of Transmittal 3.3(b)(i) made available 9.4(e) Material Company Insurance Policies 4.20 Material Parent Insurance Policies 5.20 Measurement Date 4.2(a) Merger Recitals Merger Consideration 3.1(b)(i) Merger Registration Statement 4.8 Merger Sub 5.4 Purchaser Preamble Merger Sub Board Recitals Minimum Participation Condition 6.23(a) New Financing 6.22 Non-Cancelled Shares 3.1(b)(iii) Note Consents 6.23(c) Note Waivers 6.23(c) Notes Exchange Agent 6.23(f) Other Indenture Amendments 6.23(c)(iii) Outside Date 8.1(b)(ii) Parent Preamble Parent 401(k) Plan 6.9(f) Parent Purchaser Affiliate 9.10 Parent 11.9 Purchaser Alternative Acquisition Agreement 6.4(d)(iii6.3(d)(iv) Parent Board Recitals Parent Board Recommendation 5.3(a) Parent Capital Stock 5.2 Parent Purchaser Change of Recommendation 6.4(d)(vi6.3(d)(vi) Parent Common Stock Recitals Parent Contracts 5.19(bPurchaser Confidentiality Agreement 6.6(d) Parent Designees 2.7(a) Parent Purchaser Disclosure Letter Article V Parent Equity Plan 5.2(a) Parent FA 5.22 Parent Independent Petroleum Engineers 5.17(a) Parent Intellectual Property 5.14(a) Parent Purchaser Indemnitees 10.2 Purchaser Material Adverse Effect 5.1 Parent Material Leased Real Property 5.15 Parent Material Real Property Lease 5.15 Parent Owned Real Property 5.15 Parent Permits 5.9(a) Parent Preferred Stock 5.2(a) Parent Right 3.1(b)(iv) Parent Related Party Transaction 5.24 Parent Reserve Report 5.17(a) Parent Purchaser SEC Documents 5.5(a) Parent Series A Junior Participating Preferred Stock 3.1(b)(ivPurchaser’s Environmental Consultant 7.2(a) Parent Stock Issuance Purchaser’s Environmental Review 7.2(a) Purchaser’s Indemnified Claims 10.2 Purchaser Tax Proceeding 6.15(c)(i) RCAs Recitals Parent Stockholders Meeting 4.4 Parent Tax Certificate 6.18(bRegistration Rights Agreement 2.7(b)(vii) pdf 2.2 Registration Statements 4.8 Replacement Acreage 7.1(d)(iii) Rights-of-Way 4.16 Second Request 6.8(c4.14 Seller Preamble Seller Affiliate 11.9 Seller Confidentiality Agreement 6.6(d) Supplemental Indenture Effective Date 6.23(jSeller Disclosure Letter Article III Seller Facility Annex A (within “Designated Facility”) Supporting Noteholders Seller Indemnitees 10.1 Seller Release Recitals Surviving Corporation 2.1 Tail Period 6.10(dSeller Tax Proceeding 6.15(c)(i) Seller’s Indemnified Claim 10.1 Specified Facilities Annex A (within “Designated Facility”) Stockholders’ Agreement 2.7(b)(vi) Subject Marks 6.17 Subject Securities Recitals Surface Agreements 4.17(a)(xvi) Tax Plan Recitals Tax Plan Record Date 3.1(b)(ivProceeding 6.15(c)(i) Terminable Breach 8.1(b)(iii9.1(b)(iii) Third Party Claim 10.6(b) Title Defect 7.1(c)(i) Title Defect Value 7.1(d)(iv) Title Expert 7.5(a)(i) Transaction Expense Fee Recitals Transaction Support Agreement Recitals Costs Payoff Amount 2.7(c)(ii) Transaction Litigation 6.116.8 Unadjusted Cash Purchase Price 2.2 Unadjusted Equity Consideration 2.2 Unadjusted Purchase Price 2.2
Appears in 2 contracts
Sources: Securities Purchase Agreement (WPX Energy, Inc.), Securities Purchase Agreement (WPX Energy, Inc.)
Terms Defined Elsewhere. As used in this Agreement, the following capitalized terms are defined in this Agreement as referenced in the following table: Agreement Preamble Applicable Date 4.5(aArticles of Merger 2.2(b) Book-Entry Shares 3.3(b)(ii3.3(b)(i) Certificate of Merger 2.2(bCancelled Shares 3.1(b)(vi) Certificates 3.3(b)(i) Change of Control Amendment 6.23(c)(ii) Change of Control Amendment Consent Fee 6.23(c)(ii) Closing 2.2(a) Closing Date 2.2(a) Code Recitals Company Preamble Company 401(k) Plan 6.9(fAdditional Dividend Amount 6.17(a) Company Affiliate 9.10 Company Alternative Acquisition Agreement 6.3(d)(iv9.10(a) Company Board Recitals Company Board Recommendation 4.3(aRecitals Company Change of Recommendation 6.3(b) Company Capital Class B Common Stock 4.2(a) Company Change of Recommendation 6.3(d)(viiCommon Stock 3.1(b)(i) Company Common Stock Recitals Company Contracts 4.19(b4.16(b) Company Designees 2.7(a) Company Designated Stockholder Recitals Director Designee 2.6 Company Disclosure Letter Article IV Company Employee 6.9(b) Company FA 4.22 Company Independent Petroleum Engineers 4.17(a) Company Intellectual Property 4.14(a) Company Material Adverse Effect 4.1 4.1(a) Company Material Leased Real Property 4.15 Notes Assumption 6.22(b) Company Material Real Property Lease 4.15 Company Owned Real Property 4.15 Performance RSUs 3.2(b)(i) Company Permits 4.9(a4.9 Company Plans 4.10(a) Company Preferred Stock 4.2(aRestricted Share 3.2(a) Company Related Party Transaction 4.24 Company Reserve Report 4.17(a) Company Restructuring Transactions Recitals Company SEC Documents 4.5(a) Company Senior Notes Recitals Company Stakeholders’ Pro Forma Equity Percentage 5.22 Company Series A Preferred Stock Award 3.2(a4.2(a) Company Stockholders Series B Preferred Stock 3.1(b)(iii) Company Series C Preferred Stock 3.1(b)(iv) Company Shareholders Meeting 4.4 Company Tax Certificate 6.18(bTrust Preferred Securities 6.22(a) Company Undesignated Preferred Stock 4.2(a) Confidentiality Agreement 6.7(b6.6(b) Continuing Employee 6.8(a) Creditors’ Rights 4.3(a) days 9.4(e) Designated Stockholder Support Agreement Recitals DGCL 2.1 Dismissal Order 6.24(a)(v) D&O Insurance 6.10(d6.9(d) DTC 3.3(b)(ii) e-mail 9.3 Effective Time 2.2(b) Eligible Shares 3.1(b)(iEnd Date 8.1(b)(ii) Exchange Agent 3.3(a) Exchange Consideration 6.23(a) Exchange Fund 3.3(a) Exchange Offer Recitals Exchange Offer Expiration Date 6.23(c) Exchange Prospectus 4.8 Exchange Ratio 3.1(b)(i) Exchange Registration Statement 4.8 Excluded Employees 6.9(b) Excluded Shares 3.1(b)(iii) GAAP 4.5(b) HSR Act 4.4 Hedging Contracts 4.16(a)(iv) Indemnified Liabilities 6.10(a6.9(a) Indemnified Persons 6.10(a6.9(a) Involuntary Insolvency Event Date 6.24(a)(v) Joint Proxy Statement 4.4 Letter of Transmittal 3.3(b)(i) made available 9.4(e) Material Company Insurance Policies 4.20 4.17 Material Parent Insurance Policies 5.20 Measurement Date 4.2(a) 5.17 Merger Recitals Merger Consideration 3.1(b)(i) Merger Registration Statement 4.8 Merger Sub Preamble Merger Sub Board Recitals Minimum Participation Condition 6.23(aMerger Sub Sole Shareholder Recitals MSR Purchase Agreement 4.16(a)(xiii) New Financing 6.22 Non-Cancelled Shares 3.1(b)(iiiMSRs 4.16(a)(xiii) Note Consents 6.23(c) Note Waivers 6.23(c) Notes Exchange Agent 6.23(f) Other Indenture Amendments 6.23(c)(iii) Outside Date 8.1(b)(ii) Operating Partnership 2.1 Parent Preamble Parent 401(k) Plan 6.9(f) Parent Affiliate 9.10 Parent Alternative Acquisition Agreement 6.4(d)(iii9.10(b) Parent Board Recitals Parent Board Recommendation 5.3(a) Parent Capital Stock 5.2 Parent Change of Recommendation 6.4(d)(vi) Parent Common Stock Recitals Parent Contracts 5.19(b) Parent Designees 2.7(a5.16(b) Parent Disclosure Letter Article V Parent Equity Plan 5.2(a) Parent FA 5.22 Parent Independent Petroleum Engineers 5.17(a) Parent Intellectual Property 5.14(a) Manager Preamble Parent Material Adverse Effect 5.1 Parent Material Leased Real Property 5.15 Parent Material Real Property Lease 5.15 Parent Owned Real Property 5.15 5.1(a) Parent Permits 5.9(a) 5.9 Parent Preferred Stock 5.2(a) Parent Right 3.1(b)(iv) Parent Related Party Transaction 5.24 Parent Reserve Report 5.17(aPlans 5.10(a) Parent SEC Documents 5.5(a) Parent Series A Junior Participating Preferred Stock 3.1(b)(iv) Parent Stock Issuance Recitals Parent Stockholders Meeting 4.4 Parent Tax Certificate 6.18(bpdf 9.5 Per Share Cash Consideration 3.1(b)(i) pdf 2.2 Registration Statements 4.8 RightsPer Share Common Merger Consideration 3.1(b)(i) Per Share Series B Preferred Merger Consideration 3.1(b)(iii) Per Share Series C Preferred Merger Consideration 3.1(b)(iv) Per Share Stock Consideration 3.1(b)(i) Plan of Merger 2.2(b) Post-of-Way 4.16 Second Request Closing Plan 6.8(c) Supplemental Indenture Effective Date 6.23(jProxy Statement 4.4 Qualified REIT Subsidiary 4.1(b) Supporting Noteholders Qualifying Income 8.3(f)(i) Registration Statement 4.8 REIT Recitals Stock Price Performance RSU 3.2(b)(ii) Surviving Corporation 2.1 Tail Period 6.10(d) Tax Plan Taxable REIT Subsidiary Recitals Tax Plan Record Date 3.1(b)(iv) Terminable Breach 8.1(b)(iii) Transaction Expense Fee Litigation 6.10 Transactions Recitals Transaction Support Agreement Recitals Transaction Litigation 6.11TruPS Assumption 6.22(a) TruPS Discharge 6.22(a) Virginia Commission 2.2(b) Virginia Courts 9.7(b) VSCA Recitals
Appears in 2 contracts
Sources: Merger Agreement (Ellington Financial Inc.), Merger Agreement (Ellington Financial Inc.)
Terms Defined Elsewhere. As used The following terms are defined elsewhere in this Agreement, the following capitalized terms are defined in this as indicated below: A&R Company Bylaws Section 2.3(a) A&R Company Charter Section 2.3(a) A&R Company OP Partnership Agreement as referenced in the following table: Section 2.3(b) Acceptable Confidentiality Agreement Section 7.4(b)(i) Acquisition Agreement Section 7.4(a) Agreement Preamble Applicable Date 4.5(a) Book-Entry Shares 3.3(b)(iiShare Section 3.1(a)(ii) Certificate Section 3.1(a)(ii) Certificate of Limited Partnership Section 4.1(c) Certificate of Partnership Merger 2.2(b) Certificates 3.3(b)(iSection 2.1(d)(ii) Change of Control Amendment 6.23(c)(iiin Company Recommendation Section 7.4(b)(iii) Change of Control Amendment Consent Fee 6.23(c)(iiin Parent Recommendation Section 7.4(b)(iii) Chosen Court Section 10.7(b) Closing 2.2(a) Section 2.2 Closing Date 2.2(a) Section 2.2 Code Recitals Company Preamble Company 401(k) Plan 6.9(fSection 4.14(b) Company Affiliate 9.10 Company Alternative Acquisition Agreement 6.3(d)(ivArticles of Merger Section 2.1(a)(ii) Company Board Recitals Company Board Recommendation 4.3(aDesignees Section 7.21 Company Bylaws Section 4.1(c) Company Capital Stock 4.2(aCertificate of Merger Section 2.1(a)(ii) Company Change of Recommendation 6.3(d)(viiCharter Section 4.1(c) Company Common Stock Recitals Company Contracts 4.19(bData Partners Section 4.22(a) Company Designees 2.7(aDevelopment Properties Section 4.12(g) Company Designated Stockholder Recitals Development Property Section 4.12(g) Company Disclosure Letter Schedule Article IV Company Employee 6.9(b) Company FA 4.22 Company Independent Petroleum Engineers 4.17(a) Company Intellectual Property Programs Section 4.14(a) Company Equity Award Consideration Section 3.2(e) Company Governing Documents Section 4.1(c) Company LLC Agreement Section 2.3(a) Company Merger Section 2.1(a)(i) Company Merger Certificates Section 2.1(a)(ii) Company Merger Effective Time Section 2.1(a)(ii) Company OP GP Recitals Company Parties Preamble Company Preferred Stock Section 4.3(a) Company Privacy Policy Section 4.22(a) Company Privacy Requirements Section 4.22(a) Company Properties Section 4.12(a) Company Recommendation Section 4.2(b) Company SEC Reports Section 4.8(a) Company Stockholder Approval Section 4.18 Company Stockholder Meeting Section 7.1(c) Company Subsidiaries Section 4.1(b) Company Subsidiary Section 4.1(b) Company Tax Protection Agreement Section 6.1(x) Consent Solicitations Section 7.19(b) Continuing Employee Section 7.8(a) Continuing Employees Section 7.8(a) Contribution Section 2.1(c)(i) Contribution and Issuance Effective Time Section 2.1(c)(ii) Debt Offer Documents Section 7.19(b) Deemed Liquidation Section 7.9(a) DGCL Section 2.1(b)(i) DLLCA Section 2.1(a)(i) Drop Dead Date Section 9.1(b)(iv) DRULPA Section 2.1(d)(i) DSOS Section 2.1(a)(ii) Encumbrances Section 4.12(a) Exchange Agent Section 3.3(a) Exchange Fund Section 3.3(a) Exchange Ratio Section 3.1(a)(ii) Extra Space Merger Sub Preamble Extra Space OP Merger Sub Preamble Form S-4 Section 4.6 Fractional Share Consideration Section 3.1(a)(ii) Indemnified Parties Section 7.5(a) Indemnifying Party Section 7.5(a) Interim Period Section 6.1 Intervening Event Notice Section 7.4(b)(v) Intervening Event Notice Period Section 7.4(b)(v) Issuance Section 2.1(c)(i) JV Ownership Interest Rights Section 5.5 JV Partners Section 5.5 Letter of Transmittal Section 3.3(c) LLC Conversions Recitals Maryland SDAT Section 2.1(a)(ii) Material Adverse Effect 4.1 Company Material Leased Real Property 4.15 Company Material Real Property Lease 4.15 Company Owned Section 4.12(a) Material Parent Real Property 4.15 Company Permits 4.9(aLease Section 5.12(a) Company Preferred Stock 4.2(aMaximum Premium Section 7.5(c) Company Related Party Transaction 4.24 Company Reserve Report 4.17(a) Company Restructuring Transactions Recitals Company SEC Documents 4.5(a) Company Senior Notes Recitals Company Stakeholders’ Pro Forma Equity Percentage 5.22 Company Stock Award 3.2(a) Company Stockholders Meeting 4.4 Company Tax Certificate 6.18(b) Confidentiality Agreement 6.7(b) Creditors’ Rights 4.3(a) days 9.4(e) Designated Stockholder Support Agreement Recitals DGCL 2.1 Dismissal Order 6.24(a)(v) D&O Insurance 6.10(d) DTC 3.3(b)(ii) e-mail 9.3 Effective Time 2.2(b) Eligible Shares 3.1(b)(i) Exchange Agent 3.3(a) Exchange Consideration 6.23(a) Exchange Fund 3.3(a) Exchange Offer Recitals Exchange Offer Expiration Date 6.23(c) Exchange Prospectus 4.8 Exchange Ratio 3.1(b)(i) Exchange Registration Statement 4.8 Excluded Employees 6.9(b) Excluded Shares 3.1(b)(iii) GAAP 4.5(b) HSR MD LLC Act 4.4 Indemnified Liabilities 6.10(a) Indemnified Persons 6.10(a) Involuntary Insolvency Event Date 6.24(a)(v) Joint Proxy Statement 4.4 Letter of Transmittal 3.3(b)(i) made available 9.4(e) Material Company Insurance Policies 4.20 Material Parent Insurance Policies 5.20 Measurement Date 4.2(aSection 2.1(b)(i) Merger Recitals Certificates Section 2.1(d)(ii) Merger Consideration 3.1(b)(iSection 3.1(a)(ii) Merger Registration Statement 4.8 Merger Sub Preamble Merger Sub Board Mergers Section 2.1(d)(i) MGCL Section 2.1(a)(i) Minority Limited Partner Recitals Minimum Participation Condition 6.23(a) New Financing 6.22 Non-Cancelled Shares 3.1(b)(iiiParent OP Units Section 3.1(b)(iv) Note Consents 6.23(cOffers and Consent Solicitations Section 7.19(b) Note Waivers 6.23(cNotice Period Section 7.4(b)(iv) Notes Offers to Exchange Agent 6.23(fSection 7.19(b) Offers to Purchase Section 7.19(b) OP Unit Form S-4 Section 7.1(a) Other Indenture Amendments 6.23(c)(iii) Outside Date 8.1(b)(ii) Filings Section 7.2 Parent Preamble Parent 401(k) Plan 6.9(f) Parent Affiliate 9.10 Parent Alternative Acquisition Agreement 6.4(d)(iiiSection 5.14(b) Parent Board Recitals Parent Board Recommendation 5.3(aBylaws Section 5.1(d) Parent Capital Stock 5.2 Parent Change of Recommendation 6.4(d)(viCharter Section 5.1(d) Parent Common Stock Recitals Parent Contracts 5.19(bElection Section 3.1(b)(v) Parent Designees 2.7(aCommon Stock Election Date Section 3.1(b)(v)(A) Parent Common Stock Election Form Section 3.1(b)(v)(A) Parent Common Stock Issuance Section 5.2(a) Parent Data Partners Section 5.22(a) Parent Development Properties Section 5.12(g) Parent Development Property Section 5.12(g) Parent Disclosure Letter Schedule Article V Parent Equity Plan 5.2(a) Parent FA 5.22 Parent Independent Petroleum Engineers 5.17(a) Parent Intellectual Property Employee Programs Section 5.14(a) Parent Material Adverse Effect 5.1 Equity Award Section 5.3(d) Parent Material Leased Real Property 5.15 Governing Documents Section 5.1(d) Parent Material Real Property Lease 5.15 OP Preamble Parent Owned Real Property 5.15 OP Certificate of Limited Partnership Section 5.1(d) Parent Permits 5.9(aOP Governing Documents Section 5.1(d) Parent OP Unit Recitals Parent Parties Preamble Parent Partnership Agreement Section 5.1(d) Parent Preferred Stock 5.2(aSection 5.3(a) Parent Right 3.1(b)(ivPrivacy Policies Section 5.22(a) Parent Related Party Transaction 5.24 Privacy Requirements Section 5.22(a) Parent Reserve Report 5.17(aProperties Section 5.12(a) Parent Recommendation Section 5.2(b) Parent SEC Documents 5.5(aReports Section 5.8(a) Parent Stockholder Approval Section 5.18 Parent Subsidiaries Section 5.1(c) Parent Subsidiary Section 5.1(c) Parent Tax Protection Agreement Section 6.2(v) Parent Trust Recitals Parties Preamble Partnership Preamble Partnership Agreement Section 4.1(c) Partnership Governing Documents Section 4.1(c) Partnership Merger Section Partnership Merger Effective Time Section 2.1(d)(ii) Partnership OP Unit Recitals Party Preamble Permit Section 4.7 Permitted REIT Dividend Section 6.1(b) Preferred Unitholder Section 3.1(b)(vi) Preferred Unitholder Election Section 3.1(b)(vi) Preferred Unitholder Election Form Section 3.1(b)(vi)(A) Preferred Unitholder Notice Section 3.1(b)(vi)(A) Proxy Statement/Prospectus Section 3.3(a) Qualified REIT Subsidiary Section 4.11(f) Qualifying Income Section 9.4(a) Registered Intellectual Property Section 4.21(a) REIT Section 4.11(b) REIT Dividend Section 7.17(b) Requested Changes Section 2.5 ▇▇▇▇▇▇▇▇-▇▇▇▇▇ Act Section 4.8(a) Securities Laws Section 4.8(a) Security Incident Section 4.22(b) Series A Junior Participating Preferred Stock 3.1(b)(ivLiquidation Payment Section 3.1(b)(vi)(A) Parent Stock Issuance Series A Preferred Units Recitals Parent Stockholders Meeting 4.4 Parent Superior Proposal Notice Section 7.4(b)(iv) Surviving Entity Section 2.1(a)(i) Takeover Statutes Section 4.26 Tax Certificate 6.18(bProtection Agreement Section 4.11(l) pdf 2.2 Registration Statements 4.8 Rights-of-Way 4.16 Second Request 6.8(cTaxable REIT Subsidiary Section 4.11(f) Supplemental Indenture Effective Date 6.23(j) Supporting Noteholders Recitals Surviving Corporation 2.1 Tail Period 6.10(d) Tax Plan Recitals Tax Plan Record Date 3.1(b)(iv) Terminable Breach 8.1(b)(iii) Transaction Expense Fee Recitals Transaction Support Agreement Recitals Transaction Litigation 6.11Transfer Taxes Section 7.9(c)
Appears in 2 contracts
Sources: Merger Agreement (Extra Space Storage Inc.), Merger Agreement (Life Storage Lp)
Terms Defined Elsewhere. As used in this Agreement, the following capitalized terms are defined in this Agreement as referenced in the following table: Agreement Preamble Applicable Date 4.5(aAlternative Financing Section 6.20(b) Appraisal Shares Section 3.5 Assumed Company Option Section 3.3(c) Assumed Company PRSU Section 3.3(b) Assumed Company RSU Section 3.3(a) Book-Entry Shares 3.3(b)(iiSection 3.4(b)(ii) Certificate Cash Consideration Section 3.1(b)(i) Certificates Section 3.4(b)(i) Certificates of Merger Section 2.2(b) Certificates 3.3(b)(i) Change of Control Amendment 6.23(c)(ii) Change of Control Amendment Consent Fee 6.23(c)(iiChosen Courts Section 9.7(b) Closing Section 2.2(a) Closing Date Section 2.2(a) Closing Tax Opinion Section 6.16(b) Code Recitals Company Preamble Company 401(k) Plan 6.9(fSection 6.9(b) Company Affiliate 9.10 Company Alternative Acquisition Agreement Section 6.3(d)(iv) Company Applicable Date Section 4.5(a) Company Board Recitals Company Board Recommendation Section 4.3(a) Company Capital Stock Section 4.2(a) Company Change of Recommendation Section 6.3(d)(vii) Company Common Stock Recitals Company Contracts Section 4.19(b) Company Designees Section 2.7(a) Company Designated Stockholder Recitals Company Disclosure Letter Article ARTICLE IV Company Employee 6.9(bSection 4.10(i) Company Equity Awards Section 4.2(c) Company Equity Plan Section 3.3(a) Company FA 4.22 Section 4.24 Company Independent Petroleum Engineers 4.17(a) Insurance Policies Section 4.20 Company Intellectual Leased Real Property 4.14(a) Section 4.15 Company Material Adverse Effect Section 4.1 Company Material Leased Real Property 4.15 Company Material Real Property Lease 4.15 Company Owned Real Property Section 4.15 Company Permits Section 4.9(a) Company Phantom Stock Award Section 3.3(e) Company Preferred Stock Section 4.2(a) Company PRSU Award Section 3.3(b) Company Real Property Lease Section 4.15 Company Related Party Transaction 4.24 Section 4.23 Company Reserve Report 4.17(aRestricted Stock Award Section 3.3(d) Company Restructuring Transactions Recitals RSU Award Section 3.3(a) Company SEC Documents Section 4.5(a) Company Senior Notes Recitals Company Stakeholders’ Pro Forma Equity Percentage 5.22 Source Code Section 4.14(g) Company Stock Award 3.2(aOption Section 3.3(c) Company Stockholders Meeting Section 4.4 Company Tax Certificate 6.18(bSection 6.16(b) Confidentiality Agreement Section 6.7(b) Continuing Employees Section 6.9(a) Creditors’ Rights Section 4.3(a) days 9.4(e) Designated Stockholder Support Agreement Recitals DGCL 2.1 Dismissal Order 6.24(a)(v) D&O Insurance 6.10(dSection 6.10(a) days Section 9.4(e) Debt Commitment Letter Section 5.25(a) Debt Financing Section 5.25(a) DGCL Section 2.1(a) Directors Deferred Compensation Plan Section 3.3(e) DLLCA Section 2.1(a) DTC 3.3(b)(iiSection 3.4(b)(ii) e-mail Section 9.3 Effective Time 2.2(b) Eligible Shares Section 3.1(b)(i) Exchange Agent 3.3(a) Exchange Consideration 6.23(aSection 3.4(a) Exchange Fund 3.3(aSection 3.4(a) Exchange Offer Recitals Exchange Offer Expiration Date 6.23(c) Exchange Prospectus 4.8 Exchange Ratio Section 3.1(b)(i) Exchange Registration Statement 4.8 Excluded Employees 6.9(b) Excluded Shares Section 3.1(b)(iii) FCPA Section 4.17(a) Final Exercise Date Section 3.3(f) Financing Indemnitees Section 6.20(e) First Merger Recitals First Merger Effective Time Section 2.2(b) GAAP Section 4.5(b) HSR Act Section 4.4 Indemnified Liabilities Person Section 6.10(a) Indemnified Persons 6.10(aIndemnifying Parties Section 6.10(c) Involuntary Insolvency Event Date 6.24(a)(vInternational Trade Laws Section 4.17(b) Joint Proxy Statement Section 4.4 Junior Preferred Shares Section 5.2(a) Letter of Transmittal 3.3(b)(iSection 3.4(b)(i) made available Section 9.4(e) Material Company Insurance Policies 4.20 Material Parent Insurance Policies 5.20 Measurement Date Section 4.2(a) Merger Recitals Merger Consideration Section 3.1(b)(i) Merger Registration Statement 4.8 Merger Sub 1 Preamble Merger Sub Board 2 Preamble Mergers Recitals Minimum Participation Condition 6.23(a) New Financing 6.22 Non-Cancelled Shares 3.1(b)(iii) Note Consents 6.23(c) Note Waivers 6.23(c) Notes Exchange Agent 6.23(f) Other Indenture Amendments 6.23(c)(iii) Outside Date Section 8.1(b)(ii) Parent Preamble Parent 401(k) Plan 6.9(fSection 6.9(b) Parent Affiliate 9.10 Parent Alternative Acquisition Agreement 6.4(d)(iiiSection 6.4(c)(iv) Parent Applicable Date Section 5.5(a) Parent Board Recitals Parent Board Recommendation Section 5.3(a) Parent Capital Stock 5.2 Shares Section 5.2(a) Parent Change of Recommendation 6.4(d)(viSection 6.4(c)(vii) Parent Common Stock Shares Recitals Parent Contracts 5.19(bSection 5.18(b) Parent Designees Section 2.7(a) Parent Disclosure Letter Article ARTICLE V Parent Equity Plan 5.2(aEmployee Section 5.10(g) Parent FA 5.22 Parent Independent Petroleum Engineers 5.17(a) Parent Intellectual Leased Real Property 5.14(a) Section 5.15 Parent Material Adverse Effect Section 5.1 Parent Material Leased Real Property 5.15 Parent Material Real Property Lease 5.15 Nominating Committee Section 2.7(a) Parent Owned Real Property Section 5.15 Parent Permits Section 5.9(a) Parent Plan Section 6.9(c) Parent Preferred Stock Shares Section 5.2(a) Parent Right 3.1(b)(ivPrivacy Requirements Section 4.14(h) Parent Public Documents Section 5.5(a) Parent Real Property Lease Section 5.15 Parent Registered Intellectual Property Section 5.14(a) Parent Related Party Transaction 5.24 Section 5.21 Parent Reserve Report 5.17(a) Parent SEC Documents 5.5(a) Parent Series A Junior Participating Preferred Stock 3.1(b)(iv) Parent Stock Share Issuance Recitals Parent Stockholders Shareholders Meeting Section 4.4 Parent Source Code Section 5.14(g) Parent Tax Certificate 6.18(bSection 6.16(a) Payoff Letters Section 6.19(a) pdf 2.2 Section 2.2(a) Post-Effective Time Dividends Section 3.4(f) Privacy Requirements Section 4.14(h) Registration Statements 4.8 Rights-of-Way 4.16 Statement Section 4.4 Reorganization Treatment Recitals Required Amount Section 5.25(a) Second Request 6.8(cMerger Recitals Second Merger Effective Time Section 2.2(b) Supplemental Indenture Effective Date 6.23(jSenior Notes Redemption Section 6.19(b)(iii) Supporting Noteholders Recitals Senior Preferred Shares Section 5.2(a) Share Consideration Section 3.1(b)(i) Surviving Corporation 2.1 Section 2.1(a) Surviving Corporation Stock Section 3.1(a) Surviving LLC Section 2.1(b) Tail Period 6.10(dPolicy Section 6.10(b) Tax Plan Recitals Tax Plan Record Date 3.1(b)(ivCertificate Section 6.16(a) Terminable Breach Section 8.1(b)(iii) Transaction Expense Fee Recitals Transaction Support Agreement Recitals Top Company Customers Section 4.27 Top Parent Customers Section 5.24 Transaction Litigation 6.11Section 6.11 US Holdings Preamble 2023 Bonus Section 6.9(d) 2023 Bonus Participant Section 6.9(d) 2023 Parent AGM Section 2.7(b)
Appears in 2 contracts
Sources: Merger Agreement (Ritchie Bros Auctioneers Inc), Merger Agreement (IAA, Inc.)
Terms Defined Elsewhere. As used in this Agreement, the following capitalized terms are defined in this Agreement as referenced in the following table: Agreement Preamble Applicable Date 4.5(a) Appraisal Shares 3.6 Balance Sheet Date 4.6(b) Book-Entry Shares 3.3(b)(iiSecurities 3.5(b)(ii) Certificate Certificates 3.5(b)(i) Certificates of Merger 2.2(b2.3(b) Certificates 3.3(b)(iClass A Merger Consideration 3.1(b) Change of Control Amendment 6.23(c)(ii) Change of Control Amendment Consent Fee 6.23(c)(iiClass B Merger Consideration 3.1(b) Closing 2.2(a2.3(a) Closing Date 2.2(a2.3(a) Code Recitals Company Preamble Company 401(k) Plan 6.9(f6.9(e) Company Affiliate 9.10 Company Alternative Acquisition Agreement 6.3(d)(iv) Company Board Recitals Company Board Recommendation 4.3(a) Company Capital Stock 4.2(a) Company Change of Recommendation 6.3(d)(vii) Company Common Stock Recitals Company Contracts 4.19(b4.20(b) Company Designees 2.7(aCounsel 7.3(e) Company Designated Stockholder Recitals Company Disclosure Letter Article IV Company Employee 6.9(bEmployees 4.10(l) Company FA 4.22 Company Independent Petroleum Engineers 4.17(a) 4.23 Company Intellectual Property 4.14(a) Company Marketing Contract 4.20(a)(ii) Company Material Adverse Effect 4.1 Company Material Leased Real Property 4.15 4.16 Company Material Real Property 4.16 Company Material Real Property Lease 4.15 4.16 Company Merger Consideration 3.1(b) Company Officer’s Tax Certificate 6.18(c) Company Owned Real Property 4.15 4.16 Company Parties Preamble Company Permits 4.9(a) Company Preferred Stock 4.2(a) Company Related Party Transaction 4.24 4.25 Company Reserve Report 4.17(a4.18(a) Company Restructuring Transactions Recitals Company SEC Documents 4.5(a) Company Senior Notes Support Agreement Recitals Company Stakeholders’ Pro Forma Equity Percentage 5.22 Company Stock Award 3.2(a) Company Supporting Stockholders Meeting 4.4 Company Tax Certificate 6.18(b) Recitals Confidentiality Agreement 6.7(b) Continuation Period 6.9(a) Continuing Employees 6.9(a) Creditors’ Rights 4.3(a) days 9.4(e) Designated Stockholder Support Agreement Recitals DGCL 2.1 Dismissal Order 6.24(a)(v) D&O Insurance 6.10(d) Days 9.4(e) DGCL 2.1 DLLCA 2.2 DTC 3.3(b)(ii3.5(b)(ii) e-mail 9.3 Effective Time 2.2(bEligible Class A Shares 3.1(b) Eligible Class B Shares 3.1(b) Eligible Heat OpCo Units 3.3(a) Eligible Shares 3.1(b)(i3.1(b) Excess Shares 3.5(h) Exchange Agent 3.3(a) Exchange Consideration 6.23(a3.5(a) Exchange Fund 3.3(a3.5(a) Exchange Offer Recitals Exchange Offer Expiration Date 6.23(c) Exchange Prospectus 4.8 Exchange Ratio 3.1(b)(i) Exchange Registration Statement 4.8 Excluded Employees 6.9(b3.1(b) Excluded Shares 3.1(b)(iii3.1(d) GAAP 4.5(b) Heat OpCo Preamble HSR Act 4.4 Indemnified Liabilities 6.10(a) Indemnified Persons 6.10(a) Involuntary Insolvency Event Date 6.24(a)(vInitial Company Merger 2.1(a) Initial Company Merger Effective Time 2.3(b) Initial Surviving Corporation 2.1(a) Intended Tax Treatment Recitals Joint Proxy Statement Statement/Prospectus 4.4 Letter of Transmittal 3.3(b)(i3.5(b)(i) made available 9.4(e) Material Company Insurance Policies 4.20 4.21 Material Parent Insurance Policies 5.20 5.19 Measurement Date 4.2(a) Merger Recitals Merger Consideration 3.1(b)(i3.1(b) Merger Registration Statement 4.8 Sub I Preamble Merger Sub II Preamble Merger Sub Board Recitals Minimum Participation Condition 6.23(aOpCo Merger 2.2 OpCo Merger Consideration 3.3(a) New Financing 6.22 Non-Cancelled Shares 3.1(b)(iiiOpCo Merger Effective Time 2.3(b) Note Consents 6.23(c) Note Waivers 6.23(c) Notes Exchange Agent 6.23(f) Other Indenture Amendments 6.23(c)(iii) Outside Date 8.1(b)(ii) Pacers OpCo Preamble Parent Preamble Parent 401(k) Plan 6.9(f6.9(e) Parent Affiliate 9.10 Parent Alternative Acquisition Agreement 6.4(d)(iii6.4(d)(iv) Parent Board Recitals Parent Board Recommendation 5.3(a) Parent Capital Stock 5.2 5.2(a) Parent Change of Recommendation 6.4(d)(vi6.4(d)(vii) Parent Common Stock Recitals Parent Contracts 5.19(b5.18(b) Parent Designees 2.7(aCounsel 7.3(e) Parent Disclosure Letter Article V Parent Equity Plan 5.2(a) FA 5.21 Parent FA 5.22 Parent Independent Petroleum Engineers 5.17(a) Parent Intellectual Property 5.14(aMarketing Contract 5.18(a)(ii) Parent Material Adverse Effect 5.1 Parent Material Leased Real Property 5.15 5.14 Parent Material Real Property 5.14 Parent Material Real Property Lease 5.15 5.14 Parent Officer’s Tax Certificate 6.18(c) Parent Owned Real Property 5.15 5.14 Parent Parties Preamble Parent Permits 5.9(a) Parent Preferred Stock 5.2(a) Parent Right 3.1(b)(iv) Parent Related Party Transaction 5.24 5.23 Parent Reserve Report 5.17(a5.16(a) Parent SEC Documents 5.5(a) Parent Series A Junior Participating Preferred Stock 3.1(b)(iv) Parent Stock Issuance Recitals Parent Support Agreement Recitals Parent Supporting Stockholders Meeting 4.4 Parent Tax Certificate 6.18(bRecitals pdf 2.3(a) pdf 2.2 Post-Effective Time Distributions 3.5(g) PSU Consideration 3.4(b) Registration Statements Rights Agreement Recitals Registration Statement 4.8 Rights-of-Way 4.16 4.17 RSU Consideration 3.4(a) Second Request 6.8(c6.8(d) Supplemental Indenture Subject Courts 9.14 Subsequent Company Merger 2.1(b) Subsequent Company Merger Effective Date 6.23(jTime 2.3(b) Supporting Noteholders Recitals Surviving Corporation 2.1 Company 2.1(b) Surviving OpCo 2.2 Tail Period 6.10(d) Tax Plan Recitals Tax Plan Record Date 3.1(b)(iv) Terminable Breach 8.1(b)(iii) Transaction Expense Fee Recitals Transaction Support Agreement Recitals Transaction Litigation 6.11
Appears in 2 contracts
Sources: Merger Agreement (Permian Resources Corp), Agreement and Plan of Merger (Permian Resources Corp)
Terms Defined Elsewhere. As used The following terms are defined elsewhere in this Agreement, the following capitalized terms are defined in this Agreement as referenced in the following tableindicated below: 401(k) Plan Section 5.07(d) Agreement Preamble Applicable Date 4.5(aAlternative Acquisition Agreement Section 5.03(d)(i) Book-Entry Shares 3.3(b)(iiSection 2.02(b) Capitalization Date Section 3.02(a) Certificate of Merger 2.2(b) Section 1.02 Certificates 3.3(b)(iSection 2.02(b) Change of Control Amendment 6.23(c)(ii) Change of Control Amendment Consent Fee 6.23(c)(iiBoard Recommendation Section 5.03(a)(v) Closing 2.2(a) Section 1.02 Closing Date 2.2(a) Code Recitals Section 1.02 Company Preamble Company 401(k) Plan 6.9(f) Company Affiliate 9.10 Company Alternative Acquisition Agreement 6.3(d)(iv) Company Board Recitals Company Board Recommendation 4.3(a) Company Capital Stock 4.2(a) Company Change of Recommendation 6.3(d)(vii) Company Common Stock Recitals Company Contracts 4.19(b) Company Designees 2.7(a) Company Designated Stockholder Recitals Company Disclosure Letter Article IV Schedule ARTICLE III Company Employee 6.9(bEmployees Section 5.07(a) Company FA 4.22 Company Independent Petroleum Engineers 4.17(a) Company Intellectual Property 4.14(aFinancial Statements Section 3.07(a) Company Material Adverse Effect 4.1 Company Material Leased Real Property 4.15 Company Material Real Property Lease 4.15 Company Owned Real Property 4.15 Contract Section 3.13(a) Company Permits 4.9(aSection 3.05(a) Company Preferred Stock 4.2(aSection 3.02(a) Company Related Party Transaction 4.24 Company Reserve Report 4.17(aRepresentatives Section 5.02(a) Company Restructuring Transactions Recitals Company SEC Documents 4.5(aSection 3.06(a) Company Senior Notes Recitals Company Stakeholders’ Pro Forma Equity Percentage 5.22 Company Stock Award 3.2(a) Company Stockholders Meeting 4.4 Company Tax Certificate 6.18(b) Stockholder Approval Section 3.21 Confidentiality Agreement 6.7(b) Creditors’ Rights 4.3(a) days 9.4(e) Designated Stockholder Support Agreement Recitals DGCL 2.1 Dismissal Order 6.24(a)(vSection 5.02(c) D&O Indemnification Agreements Section 5.08(a) D&O Runoff Insurance 6.10(dSection 5.08(c) DTC 3.3(b)(iiDGCL Recitals Dispute Section 3.15(l) e-mail 9.3 Dissenting Shares Section 2.03 Effective Time 2.2(bSection 1.02 Electronic Delivery Section 8.13 Employment Practices Section 3.12(a) Eligible Shares 3.1(b)(iExon-▇▇▇▇▇▇ Filing Section 5.04(c) Exchange Agent 3.3(aExport Approvals Section 3.05(e) Exchange Consideration 6.23(aFull Value Award Section 2.04(b) Exchange Fund 3.3(aFundamental Representations Section 6.02(a)(ii) Exchange Offer Recitals Exchange Offer Expiration Date 6.23(cGuarantee Section 8.15(c) Exchange Prospectus 4.8 Exchange Ratio 3.1(b)(iGuaranteed Obligations Section 8.15(a) Exchange Registration Statement 4.8 Excluded Employees 6.9(bGuarantor Section 8.15(a) Excluded Shares 3.1(b)(iiiIndentures Section 5.14 Independent Director Section 3.12(h) GAAP 4.5(b) HSR Act 4.4 Indemnified Liabilities 6.10(a) Indemnified Persons 6.10(a) Involuntary Insolvency Event Date 6.24(a)(v) Joint Proxy Statement 4.4 Letter of Transmittal 3.3(b)(i) made available 9.4(e) Material Company Insurance Policies 4.20 Material Parent Insurance Policies 5.20 Measurement Date 4.2(aSection 3.17 Intercompany Contracts Section 3.13(a)(vii) Intervening Event Notice Period Section 5.03(e)(i) Leased Real Property Section 3.18(c) LGPL Section 3.15(f) Maximum Amount Section 5.08(c) Merger Recitals Merger Consideration 3.1(b)(i) Merger Registration Statement 4.8 Recitals Merger Sub Preamble Merger Sub Board Recitals Minimum Participation Condition 6.23(aMost Recent Balance Sheet Section 3.09(a)(i) New Financing 6.22 Non-Cancelled Shares 3.1(b)(iii) Note Consents 6.23(c) Note Waivers 6.23(c) Notes Exchange Agent 6.23(f) Other Indenture Amendments 6.23(c)(iii) Outside Date 8.1(b)(iiPlans Section 5.07(a) Parent Preamble Parent 401(k) Plan 6.9(fRepresentatives Section 5.02(a) Parent Affiliate 9.10 Parent Alternative Acquisition Agreement 6.4(d)(iiiSubsidiary Section 4.03(a) Parent Board Welfare Plan Section 5.07(a) Paying Agent Section 2.02(a) Proxy Statement Section 1.03(a) Replacement Right Section 2.04(b) ▇▇▇▇▇▇▇▇-▇▇▇▇▇ Act Section 3.06(a) Section 16 Section 5.10 Shares Recitals Parent Board Recommendation 5.3(aSignificant Customer Section 3.23 Special Meeting Section 1.03(e) Parent Capital Stock 5.2 Parent Change of Recommendation 6.4(d)(viSuperior Proposal Notice Period Section 5.03(d)(i) Parent Common Stock Recitals Parent Contracts 5.19(b) Parent Designees 2.7(a) Parent Disclosure Letter Article V Parent Equity Plan 5.2(a) Parent FA 5.22 Parent Independent Petroleum Engineers 5.17(a) Parent Intellectual Property 5.14(a) Parent Material Adverse Effect 5.1 Parent Material Leased Real Property 5.15 Parent Material Real Property Lease 5.15 Parent Owned Real Property 5.15 Parent Permits 5.9(a) Parent Preferred Stock 5.2(a) Parent Right 3.1(b)(iv) Parent Related Party Transaction 5.24 Parent Reserve Report 5.17(a) Parent SEC Documents 5.5(a) Parent Series A Junior Participating Preferred Stock 3.1(b)(iv) Parent Stock Issuance Recitals Parent Stockholders Meeting 4.4 Parent Tax Certificate 6.18(b) pdf 2.2 Registration Statements 4.8 Rights-of-Way 4.16 Second Request 6.8(c) Supplemental Indenture Effective Date 6.23(j) Supporting Noteholders Recitals Surviving Corporation 2.1 Tail Period 6.10(dRecitals Takeover Law Section 3.03(b) Tax Plan Recitals Tax Plan Record Date 3.1(b)(ivTermination Fee Section 7.02(b) Terminable Breach 8.1(b)(iiiU.S. Continuing Employees Section 5.07(a) Transaction Expense Fee Recitals Transaction Support Voting Agreement Recitals Transaction Litigation 6.11WARN Act Section 3.12(e) Worker List Section 3.12(f)
Appears in 2 contracts
Sources: Merger Agreement (Concur Technologies Inc), Merger Agreement (Concur Technologies Inc)
Terms Defined Elsewhere. As used in this Agreement, the following capitalized terms are defined in this Agreement as referenced in the following table: Agreement Preamble Applicable Date 4.5(aAntitrust Authority 6.8(b) Antitrust Laws 6.8(b) Book-Entry Shares 3.3(b)(ii3.3(b)(i)(B) Cap Amount 6.10(d) Cash Portion 3.1(b)(i)(A) Certificate of Merger 2.2(b) Certificates 3.3(b)(i) Change of Control Amendment 6.23(c)(ii) Change of Control Amendment Consent Fee 6.23(c)(ii3.3(b)(i)(A) Closing 2.2(a) Closing Date 2.2(a) Code Recitals Company Preamble Company 401(k) Plan 6.9(f) Company Affiliate 9.10 Company Alternative Acquisition Agreement 6.3(d)(iv) Company Board Recitals Company Board Recommendation 4.3(a) Company Capital Stock 4.2(a) Company Certificate of Designations 4.2(a) Company Change of Recommendation 6.3(d)(vii6.3(c) Company Common Stock Recitals 3.1(b)(i) Company Contracts 4.19(b) Company Designees 2.7(a) Company Designated Stockholder Recitals Company Disclosure Letter Article IV Company Employee 6.9(b6.9(a) Company FA 4.22 Employee Benefit Plans 6.9(a)(ii) Company Independent Petroleum Engineers 4.17(a4.17(a)(i) Company Intellectual Property 4.14(a) 4.14 Company Material Adverse Effect 4.1 Company Material Leased Real Property 4.15 4.15(a) Company Material Real Property Lease 4.15 4.15(b) Company Owned Real Property 4.15 4.15(a) Company Permits 4.9(a4.9 Company Plans 4.10(a) Company Preferred Stock 4.2(a) Company Related Party Transaction 4.24 Company Reserve Report 4.17(a4.17(a)(i) Company Restructuring Transactions Recitals Company SEC Documents 4.5(a) Company Senior Notes Recitals Company Stakeholders’ Pro Forma Equity Percentage 5.22 Company Stock Award Plan 3.2(a) Company Stockholders Meeting 4.4 4.4(b)(i) Company Tax Certificate 6.18(b6.19(a)(ii) Competition Law Notifications 6.8(b) Confidentiality Agreement 6.7(b) Creditors’ Rights 4.3(a) days 9.4(e) Designated Stockholders Recitals Designated Stockholder Support Agreement Voting Agreements Recitals DGCL 2.1 Dismissal Order 6.24(a)(v) D&O Insurance 6.10(d) DTC 3.3(b)(iiDischarge 6.18(b) e-mail 9.3 9.3(c) Effective Time 2.2(b) Eligible Shares 3.1(b)(iElection Deadline 3.4(b) Election Form 3.4(a) Election Period 3.4(b) End Date 8.1(b)(ii) Exchange Agent 3.3(a) Exchange Consideration 6.23(a) Exchange Fund 3.3(a) Exchange Offer Recitals Exchange Offer Expiration Date 6.23(cRatio 3.1(b)(i)(B) Exchange Prospectus 4.8 Exchange Ratio 3.1(b)(i) Exchange Registration Statement 4.8 Excluded Employees 6.9(b) Excluded Shares 3.1(b)(iiiFirst Company Director 2.6(c) GAAP 4.5(b) HSR Act 4.4 4.4(a) Indemnified Liabilities 6.10(a) Indemnified Persons 6.10(a) Involuntary Insolvency Event Date 6.24(a)(v) Integrated Mergers Recitals Joint Proxy Statement 4.4 4.4(b)(i) Letter of Transmittal 3.3(b)(i3.3(b)(i)(B) made available 9.4(eLLC Sub Recitals LLC Sub Merger 2.7 LLC Sub Merger Agreement 2.7 Mailing Date 3.4(a) Material Company Insurance Policies 4.20 4.21 Material Parent Insurance Policies 5.20 Measurement Date 4.2(a) 5.21 Merger Recitals Merger Consideration 3.1(b)(i) Merger Registration Statement 4.8 Merger Sub Preamble Merger Sub Board Recitals Minimum Participation Condition 6.23(aMixed Consideration 3.1(b)(i)(A) New Financing 6.22 Non-Cancelled Shares 3.1(b)(iiiMixed Exchange Ratio 3.1(b)(i)(A) Note Consents 6.23(cParent 2005 Stock Plan 5.2(a)(ii)(D) Note Waivers 6.23(c) Notes Exchange Agent 6.23(f) Other Indenture Amendments 6.23(c)(iii) Outside Date 8.1(b)(iiParent 2014 Stock Plan 5.2(a)(ii)(A) Parent Preamble Parent 401(k) Plan 6.9(f) Parent Affiliate 9.10 Parent Alternative Acquisition Agreement 6.4(d)(iii) Parent Board Recitals Parent Board Recommendation 5.3(a) Parent Capital Stock 5.2 Certificates of Designations 5.2(a)(ii)(B) Parent Change of Recommendation 6.4(d)(vi6.4(c) Parent Charter Amendment Recommendation 5.3(a) Parent Common Stock Recitals Parent Contracts 5.19(b) Parent Designees 2.7(a) Parent Disclosure Letter Article V Parent Equity Plan 5.2(a) Parent FA 5.22 Parent Independent Petroleum Engineers 5.17(a5.17(a)(i) Parent Intellectual Property 5.14(a) 5.14 Parent Material Adverse Effect 5.1 Parent Material Leased Real Property 5.15 5.15(a) Parent Material Real Property Lease 5.15 5.15(b) Parent Owned Real Property 5.15 5.15(a) Parent Permits 5.9(a5.9 Parent Plans 5.10(a) Parent Preferred Stock 5.2(a5.2(a)(ii) Parent Right 3.1(b)(iv) Parent Related Party Transaction 5.24 Parent Reserve Report 5.17(a5.17(a)(i) Parent SEC Documents 5.5(a) Parent Series A Junior Participating Preferred Stock 3.1(b)(iv) Parent Stock Issuance Recitals Parent Stockholders Meeting 4.4 Parent Tax Certificate 6.18(b6.19(a)(i) pdf 2.2 Post-Closing Proxy Statement 2.6(c) Registration Statements 4.8 Statement 4.8(a) Restricted Stock 3.2(a) Rights-of-Way 4.16 Second Request 6.8(cCompany Director 2.6(d) Supplemental Indenture Effective Date 6.23(jShare Consideration 3.1(b)(i)(B) Supporting Noteholders Recitals Surviving Corporation 2.1 Tail Period 6.10(d) Tax Plan Recitals Tax Plan Record Date 3.1(b)(iv) Terminable Breach 8.1(b)(iii) Transaction Expense Fee Recitals Transaction Support Agreement Recitals Transaction Litigation 6.118.1(b)(iii)(B)
Appears in 2 contracts
Sources: Merger Agreement (WildHorse Resource Development Corp), Merger Agreement (Chesapeake Energy Corp)
Terms Defined Elsewhere. As used in this Agreement, the following capitalized terms are defined in this Agreement as referenced in the following table: Agreement Preamble Applicable Date 4.5(aAnti-Corruption Laws 4.24 Antitrust Authority 6.7(b) Antitrust Laws 6.7(b) Book-Entry Shares 3.3(b)(ii3.3(b)(i)(B) Cap Amount 6.9(b) Certificate of Merger 2.2(b2.4(b) Certificates 3.3(b)(i) Change of Control Amendment 6.23(c)(ii) Change of Control Amendment Consent Fee 6.23(c)(ii3.3(b)(i)(A) Closing 2.2(a2.4(a) Closing Date 2.2(a2.4(a) Code Recitals Company Preamble Company 401(k) Plan 6.9(f6.8(f) Company Affiliate 9.10 Company Alternative Acquisition Agreement 6.3(d)(ivBalance Sheet Date 4.6(a) Company Board Recitals Company Board Recommendation 4.3(a) Company Capital Stock 4.2(a4.2(a)(iii) Company Change of Recommendation 6.3(d)(vii6.3(d) Company Common Stock Recitals Company Contracts 4.19(b) Company Designees 2.7(a) Company Designated Stockholder Recitals 4.17 Company Disclosure Letter Article IV Company Employee 6.9(bEasement Real Property 4.14(a) Company FA 4.22 Company Independent Petroleum Engineers 4.17(aEmployee 6.8(a) Company Intellectual Property 4.15(a) Company Leased Real Property 4.14(a) Company Material Adverse Effect 4.1 Company Material Leased Real Property 4.15 Company Material Real Property Lease 4.15 Miners 4.18 Company Owned Real Property 4.15 4.14(a) Company Permits 4.9(a) Company Plans 4.10(a) Company Preferred Stock 4.2(a4.2(a)(iii) Company Related Party Transaction 4.24 Company Reserve Report 4.17(aReal Property 4.14(e) Company Restructuring Transactions Recitals Real Property Easements 4.14(a) Company Real Property Leases 4.14(a) Company SEC Documents 4.5(a) Company Senior Notes Recitals Company Stakeholders’ Pro Forma Equity Percentage 5.22 Company Stock Award 3.2(a) Company Stockholders Meeting 4.4 Company Tax Certificate 6.18(b4.4(b)(i) Competition Law Notifications 6.7(b) Confidentiality Agreement 6.7(b6.6(b) Conversion 2.3 Conversion Agreement Recitals Creditors’ Rights 4.3(a) days 9.4(eD&O Insurance 6.9(b) Designated Stockholder Support Agreement Recitals DGCL 2.1 Dismissal Order 6.24(a)(v) D&O Insurance 6.10(d) DTC 3.3(b)(iiDivestiture Action 6.7(c) e-mail 9.3 9.3(c) Effective Time 2.2(b2.4(b) Eligible Shares 3.1(b)(i3.1(a)(ii)(A) End Date 8.1(b)(ii) Exchange Agent 3.3(a) Exchange Consideration 6.23(aFund 3.3(a)(ii) Exchange Fund 3.3(aRatio 3.1(a)(ii)(A) Exchange Offer Recitals Exchange Offer Expiration Date 6.23(c) Exchange Prospectus 4.8 Exchange Ratio 3.1(b)(i) Exchange Registration Statement 4.8 Excluded Employees 6.9(bExchanges 2.2(a) Excluded Shares 3.1(b)(iii3.1(a)(v) Export Control and Economic Sanctions Laws 4.25 FCPA 4.24 Fractional Share Consideration 3.3(g) GAAP 4.5(b) HSR Act 4.4 4.4(a) Indemnified Liabilities 6.10(a6.9(a) Indemnified Persons 6.10(a6.9(a) Involuntary Insolvency Event Date 6.24(a)(vInterim Period 6.1(a) Joint Proxy Statement 4.4 Letter of Transmittal 3.3(b)(i) made available 9.4(e3.3(b)(i)(B) Material Company Insurance Policies 4.20 Material Parent Insurance Policies 5.20 MBR Authority 4.19 Measurement Date 4.2(a) Merger Recitals Merger Consideration 3.1(b)(i) Merger Registration Statement 4.8 Merger Sub Preamble Merger Sub Board Recitals Minimum Participation Condition 6.23(aNew Parent Option 3.2(a)(ii) New Financing 6.22 Non-Cancelled Shares 3.1(b)(iii) Note Consents 6.23(c) Note Waivers 6.23(c) Notes Exchange Agent 6.23(f) Other Indenture Amendments 6.23(c)(iii) Outside Date 8.1(b)(iiParent Warrant 3.2(b) Parent Preamble Parent 401(k) Plan 6.9(f) Parent Affiliate 9.10 Parent Alternative Acquisition Agreement 6.4(d)(iii) Parent Board Recitals Parent Board Recommendation 5.3(a) Parent Capital Stock 5.2 Parent Change of Recommendation 6.4(d)(viBalance Sheet Date 5.6(a) Parent Common Stock Shares Recitals Parent Contracts 5.19(b) 5.13 Parent Designees 2.7(aDisclosure Documents 5.5(a) Parent Disclosure Letter Article V Parent Equity Plan 5.2(aFinancial Statements 5.5(b) Parent FA 5.22 Parent Independent Petroleum Engineers 5.17(a) Parent Intellectual Property 5.14(a) Parent Material Adverse Effect 5.1 Parent Material Leased Real Property 5.15 5.11 Parent Material Real Property Lease 5.15 5.11 Parent Miners 5.18 Parent Owned Real Property 5.15 5.11 Parent Permits 5.9(a5.9 Parent Preferred Shares 5.2(a)(ii) Parent Preferred Stock 5.2(aShare Capital 5.2(a)(ii) Parent Right 3.1(b)(ivPayoff Letter 6.18 Per Share Merger Consideration 3.1(a)(ii)(A) Parent Related Party Transaction 5.24 Parent Reserve Report 5.17(aProxy Statement/Prospectus 4.4(b)(i) Parent SEC Documents 5.5(aPURPA Requirements 4.19 Reactive Power Filing 6.7(d) Parent Series A Junior Participating Preferred Stock 3.1(b)(ivReactive Power Tariff 4.19 Registration Statement 4.8(a) Parent Stock Issuance Recitals Parent Stockholders Meeting 4.4 Parent Tax Certificate 6.18(b) pdf 2.2 Registration Statements 4.8 Rights-of-Way 4.16 Second Request 6.8(c) Supplemental Indenture Effective Date 6.23(j) Supporting Noteholders Recitals Sanctioned Country 4.25 Surviving Corporation 2.1 Tail Period 6.10(d6.9(b) Tax Plan Recitals Tax Plan Record Date 3.1(b)(ivReceivable Agreement 4.12(j) Terminable Breach 8.1(b)(iii) Transaction Expense Fee TRA Waiver Recitals Transaction Support Agreement Recitals Transaction Litigation 6.11Voting Agreements Recitals
Appears in 2 contracts
Sources: Merger Agreement (Q Power LLC), Merger Agreement (Bitfarms LTD)
Terms Defined Elsewhere. As used in this Agreement, the following capitalized terms are defined in this Agreement as referenced in the following table: Affiliate A-1 Agency RMBS A-1 Aggregate Additional Manager Consideration Amount A-1 Agreement Preamble Applicable Date 4.5(abeneficial ownership A-1 beneficially owning A-1
(i) Book-Entry Business Day A-1 Cancelled Shares 3.3(b)(ii) Certificate of Merger 2.2(b3.1(b)(iii) Certificates 3.3(b)(i) Change of Control Amendment 6.23(c)(ii) Change of Control Amendment Consent Fee 6.23(c)(iiCHOSEN COURTS 9.7(b) Closing 2.2(a) Closing Date 2.2(a) Code Recitals Company Preamble Company 401(k) Plan 6.9(fAdditional Dividend Amount 6.20(a) Company Affiliate 9.10 Company Alternative Acquisition Agreement 6.3(d)(iv9.10(a) Company Board Recitals Company Board Recommendation 4.3(a) Recitals Company Capital Stock 4.2(a) A-1 Company Change of Recommendation 6.3(d)(vii6.3(b) Company Common Stock Recitals 3.1(b)(i) Company Competing Proposal A-1 Company Contracts 4.19(b4.16(b) Company Designees 2.7(a) Convertible Notes A-1 Company Designated Stockholder Recitals Convertible Notes Indenture A-1 Company Director Designee 2.6 Company Disclosure Letter Article IV Company Employee 6.9(b) Equity Awards 3.2 Company FA 4.22 Equity Plans A-2 Company Independent Petroleum Engineers 4.17(aExpense Reimbursement Amount 8.3(b) Company Intellectual Property 4.14(a) A-2 Company Management Agreement A-2 Company Manager A-2 Company Material Adverse Effect 4.1 Company Material Leased Real Property 4.15 Company Material Real Property Lease 4.15 Company Owned Real Property 4.15 A-2 Company Permits 4.9(a4.9 Company Portfolio Securities 6.1(b)(iv) Company Preferred Stock 4.2(aREIT Cap Amount 8.3(i)(i) Company Related Party Transaction 4.24 Company Reserve Report 4.17(a) Company Restructuring Transactions Recitals Company SEC Documents 4.5(a) Company Senior Notes Severance Payments 6.25 Company Stockholder Approval A-2 Company Stockholders Recitals Company Stakeholders’ Pro Forma Equity Percentage 5.22 Company Stock Award 3.2(a) Company Stockholders Meeting 4.4 Company Superior Proposal A-2 Company Tax Certificate 6.18(bRepresentation Letter 6.19(a) Company Termination Fee A-2 Company Transaction Expenses A-2 Company Vendor Contracts 4.15(a)(xii) Confidentiality Agreement 6.7(b) Consent A-3 control A-3 COVID-19 A-3 Creditors’ Rights 4.3(a) days 9.4(e) Designated Stockholder Support Agreement Recitals DGCL 2.1 Dismissal Order 6.24(a)(v) D&O Insurance 6.10(d6.9(d) DTC 3.3(b)(iiDelaware Secretary of State 2.2(b) Determination Date A-3 DGCL A-3 Dispute Notice 3.1(d)(ii) Dissenting Shares 3.3(j) effect A-5 Effective Time 2.2(b) e-mail 9.3 Effective Time 2.2(bEmployee Benefit Plan A-3 End Date 8.1(b)(ii) Eligible Shares 3.1(b)(i) ERISA A-3 ERISA Affiliate A-3 Exchange Agent 3.3(a) Exchange Consideration 6.23(aAct A-3
(a) Exchange Fund 3.3(a3.3
(a) Exchange Offer Recitals Exchange Offer Expiration Date 6.23(c) Exchange Prospectus 4.8 Ratio A-3 Exchange Ratio 3.1(b)(iSpreadsheet 3.1(d)(iv) Exchange Registration Statement 4.8 Excluded Employees 6.9(bFinal Company Transaction Expenses Amount 3.1(d)(i) Excluded Shares 3.1(b)(iiiFinal Parent Transaction Expenses Amount 3.1(d)(i) GAAP 4.5(b) HSR Act 4.4 Governmental Entity A-3 group A-4 Indebtedness A-4 Indemnified Liabilities 6.10(a6.9(a) Indemnified Persons 6.10(a6.9(a) Involuntary Insolvency Event Date 6.24(a)(vIndependent Valuation Firm 3.1(d)(iii) Joint Proxy Statement 4.4 Intellectual Property A-4 Investment Company Act A-4 IRS A-4 knowledge A-4 Law A-4 Letter of Transmittal 3.3(b)(i) made available 9.4(e) Leverage Ratio A-4 Lien A-5 LLC Act 2.1 Material Adverse Effect A-5 Material Company Insurance Policies 4.20 4.16 Material Parent Insurance Policies 5.20 Measurement Date 4.2(a) 5.16 Maverick Merger Sub Recitals Maximum Leverage Ratio A-6 Merger Recitals Merger Certificate 2.2(b) Merger Consideration 3.1(b)(i) Merger Registration Statement 4.8 Merger Sub Preamble Merger Sub Board Recitals MGCL 5.2(b) Minimum Participation Condition 6.23(a) New Financing 6.22 Non-Cancelled Shares 3.1(b)(iii) Note Consents 6.23(c) Note Waivers 6.23(c) Notes Exchange Agent 6.23(f) Other Indenture Amendments 6.23(c)(iii) Outside Date 8.1(b)(ii) Distribution Dividend A-6 NYSE A-6 Organizational Documents A-6 other party A-6 Parent Preamble Parent 401(k) Plan 6.9(fAdditional Dividend Amount 6.20(b) Parent Affiliate 9.10 Parent Alternative Acquisition Agreement 6.4(d)(iii9.10(b) Parent Board Recitals Parent Board Recommendation 5.3(a) Recitals Parent Capital Stock 5.2 A-6 Parent Change of Recommendation 6.4(d)(vi6.4(a) Parent Common Stock Recitals A-6 Parent Competing Proposal A-6 Parent Contracts 5.19(b) Parent Designees 2.7(a5.15(b) Parent Disclosure Letter Article V Parent Equity Plan 5.2(a) Parent FA 5.22 Parent Independent Petroleum Engineers 5.17(aExpense Reimbursement Amount 8.3(c) Parent Intellectual Property 5.14(a) A-7 Parent Management Agreement Amendment Recitals Parent Manager Preamble Parent Material Adverse Effect 5.1 Parent Material Leased Real Property 5.15 Parent Material Real Property Lease 5.15 Parent Owned Real Property 5.15 A-7 Parent Permits 5.9(a) 5.9 Parent Plan A-7 Parent Preferred Stock 5.2(aA-7 Parent REIT Cap Amount 8.3(j)(i) Parent Right 3.1(b)(iv) Parent Related Party Transaction 5.24 Parent Reserve Report 5.17(a) Restricted Stock A-7 Parent SEC Documents 5.5(a) Parent Series A Junior Participating Preferred Stock 3.1(b)(iv) A-7 Parent Series B Preferred Stock A-7 Parent Series C Preferred Stock A-7 Parent Stock Issuance Recitals Parent Stockholder Approval A-7 Parent Stockholders A-7 Parent Stockholders Meeting 4.4 A-7 Parent Superior Proposal A-7 Parent Tax Certificate 6.18(bRepresentation Letter 6.19(b) Parent Termination Fee A-7 Parent Transaction Expenses A-7 parties A-8 party A-8 pdf 2.2 9.5 Per Share Additional Manager Consideration A-8 Per Share Stock Consideration 3.1(b)(i) Permitted Liens A-8 Person A-8 Prior Company Bidders 6.3(a) Proceeding A-8 Proposed Transaction Expenses Schedule A-8 Proxy Statement 4.4 Qualified REIT Subsidiary 4.1(b) Qualifying Income 8.3(i)(i) Receiving Party A-8 Registration Statements Statement 4.8 Rights-of-Way 4.16 Second Request 6.8(cREIT Recitals Representatives A-9 SEC A-9 Securities Act A-9 Subsidiary A-9 Surviving Company 2.1 Takeover Law A-9 Tax A-9 Tax Returns A-9 Taxable REIT Subsidiary 4.1(b) Supplemental Indenture Effective Date 6.23(j) Supporting Noteholders Recitals Surviving Corporation 2.1 Tail Period 6.10(d) Tax Plan Recitals Tax Plan Record Date 3.1(b)(iv) Taxes A-9 Taxing Authority A-9 Terminable Breach 8.1(b)(iii) Transaction Expense Termination Agreement Recitals TPT Recitals TPT Merger Agreement Recitals TPT Termination Fee Recitals Trading Day A-9 Trading Hour A-9 Transaction Support Agreement Recitals Agreements A-9 Transaction Litigation 6.116.16
Appears in 2 contracts
Sources: Merger Agreement (Western Asset Mortgage Capital Corp), Merger Agreement (AG Mortgage Investment Trust, Inc.)
Terms Defined Elsewhere. As used The following terms are defined elsewhere in this Agreement, the following capitalized terms are defined in this Agreement as referenced in the following tableindicated below: ACT Section 4.5(e)(i) Adverse Recommendation Change Section 6.3(e) Agreement Preamble Applicable Date 4.5(aArticles of Merger Section 1.3 Base Premium Section 7.4(c) Book-Entry Shares 3.3(b)(iiBasket Section 10.1(b)(i) Board Designees Section 7.11(a) Cap Section 10.1(b)(iii) Certificate of Merger 2.2(bSection 1.3 Charter Restrictions Section 7.5 Claim Response Section 10.5(d) Certificates 3.3(b)(i▇▇▇▇▇▇▇▇ Chance Section 11.14(a) Change of Control Amendment 6.23(c)(ii) Change of Control Amendment Consent Fee 6.23(c)(iiCLNY Investor Section 7.10(e) Closing 2.2(a) Section 1.2 Closing Date 2.2(aSection 1.2 COBRA Section 3.11(g) Code Recitals Company Preamble Company 401(k) Plan 6.9(f) Company Affiliate 9.10 Company Alternative Acquisition Agreement 6.3(d)(ivBenefit Plans Section 3.11(b) Company Board of Directors Recitals Company Board Recommendation 4.3(aDesignees Section 7.11(a) Company Capital Stock 4.2(a) Company Change of Recommendation 6.3(d)(vii) Company Common Stock Recitals Company Contracts 4.19(b) Company Designees 2.7(a) Company Designated Stockholder Recitals Company Disclosure Letter Article IV III Company Employee 6.9(bEquity Interests Section 3.2(a) Company FA 4.22 Financial Statements Section 3.6 Company Independent Petroleum Engineers 4.17(aInvestor Preamble Company Investor Equity Holders Article III Company Investor Indemnitees Section 10.2(a) Company Intellectual Leased Properties Section 3.18(a) Company Leased Property 4.14(aSection 3.18(a) Company Material Adverse Effect 4.1 Contract Section 3.13(b) Company Material Leased Real Property 4.15 New Securitization Section 6.1(a) Company Material Real Property Lease 4.15 Operating Partnership Preamble Company Owned Real Properties Section 3.18(a) Company Owned Property 4.15 Section 3.18(a) Company Permits 4.9(aSection 3.17(b) Company Permitted Acquisition Section 6.1(b)(vi) Company Permitted Liens Section 3.18(b) Company Preferred Stock 4.2(aShares Section 2.1(b) Company Properties Section 3.18(a) Company Property Section 3.18(a) Company Qualified Plan Section 3.11(f) Company Related Party Transaction 4.24 Agreements Section 3.21 Company Reserve Report 4.17(a) Company Restructuring Transactions Reorganization Recitals Company SEC Documents 4.5(a) Company Senior Notes Reorganization Step Plan Recitals Company Stakeholders’ Pro Forma Equity Percentage 5.22 Shares Recitals Company Stock Award Stockholders Preamble Company Unitholders Preamble Company Voting Debt Section 3.2(a) Company Stockholders Meeting 4.4 Company Tax Certificate 6.18(bCompeting Acquisition Agreement Section 6.3(a) Confidentiality Agreement 6.7(bCompeting Proposal Section 6.3(i) Creditors’ Rights 4.3(a) days 9.4(e) Designated Stockholder Support Contribution Agreement Recitals DGCL 2.1 Dismissal Order 6.24(a)(vCovered Persons Section 7.4(a) D&O Insurance 6.10(dDelaware Secretary Section 1.3 Designated Recipients Section 2.1(a) DTC 3.3(b)(ii) e-mail 9.3 Effective Time 2.2(b) Eligible Shares 3.1(b)(i) Exchange Agent 3.3(a) Exchange Consideration 6.23(a) Exchange Fund 3.3(a) Exchange Offer DLLCA Recitals Exchange Offer Expiration Date 6.23(cAct Section 3.5 Excluded Business Recitals Excluded Business Separation Agreement Section 8.2(f) Exchange Prospectus 4.8 Exchange Ratio 3.1(b)(i) Exchange Registration Statement 4.8 Excluded Employees 6.9(b) Excluded Shares 3.1(b)(iiiFractional Share Consideration Section 2.1(a) GAAP 4.5(bSection 3.6 Governmental Entity Section 3.5 Indemnification Agreements Section 7.4(a) HSR Act 4.4 Indemnified Liabilities 6.10(aIndemnification Shares Section 10.3(e) Indemnified Persons 6.10(aParty Section 10.5(a) Involuntary Insolvency Event Date 6.24(a)(vIndemnifying Party Section 10.5(a) Joint Proxy Statement 4.4 Letter of Transmittal 3.3(b)(iInitial Company Investor Share Count Recitals Interim Period Section 6.1(a) made available 9.4(e) Material Company Insurance Policies 4.20 Material Parent Insurance Policies 5.20 Measurement Date 4.2(aLegal Proceeding Section 3.10 Lock-Up Section 7.12 Manager Recitals Manager Contribution Recitals Manager Contribution Oversight Committee Section 7.11(b) Merger Recitals Merger Consideration 3.1(b)(iSection 2.1(a) Merger Registration Statement 4.8 Consideration Allocation Section 2.1(a) Merger Effective Time Section 1.3 Merger Oversight Committee Section 7.11(c) Merger Sub Preamble Merger Sub Board MGCL Recitals Minimum Participation Condition 6.23(aMortgage Section 5.25(a) New Financing 6.22 Mortgage Loan Section 5.25(a) Mortgage Loans Section 5.25(a) Mortgaged Property Section 5.25(a) Non-Cancelled Shares 3.1(b)(iii) Note Consents 6.23(c) Note Waivers 6.23(c) Notes Exchange Agent 6.23(fReleased Matters Section 10.6 Other Company Subsidiary Section 3.1(b) Other Indenture Amendments 6.23(c)(iii) Outside Date 8.1(b)(iiParent Subsidiary Section 5.1(b) Parent Preamble Parent 401(k) Benefit Plan 6.9(f) Parent Affiliate 9.10 Parent Alternative Acquisition Agreement 6.4(d)(iiiSection 5.11(b) Parent Board of Trustees Recitals Parent Board Recommendation 5.3(a) Parent Capital Stock 5.2 Parent Change of Recommendation 6.4(d)(vi) Recitals Parent Common Stock Shares Recitals Parent Contracts 5.19(b) Parent Designees 2.7(aSection 7.11(a) Parent Disclosure Letter Article V Parent Equity Plan Awards Section 5.2(a) Parent FA 5.22 Parent Independent Petroleum Engineers 5.17(aEquity Interests Section 5.2(a) Parent Intellectual Financial Statements Section 5.6(a) Parent Indemnitees Section 10.1(a) Parent Leased Properties Section 5.18(a) Parent Leased Property 5.14(aSection 5.18(a) Parent Material Adverse Effect 5.1 Contract Section 5.13(b) Parent Material Leased Real Property 5.15 New Securitization Section 6.2(a) Parent Material Real Property Lease 5.15 Operating Partnership Preamble Parent Owned Real Properties Section 5.18(a) Parent Owned Property 5.15 Section 5.18(a) Parent Permits 5.9(aSection 5.17(b) Parent Permitted Acquisition Section 6.2(b)(vi) Parent Permitted Liens Section 5.18(b) Parent Preferred Stock Section 5.2(a) Parent Right 3.1(b)(ivProperties Section 5.18(a) Parent Property Section 5.18(a) Parent Qualified Plan Section 5.11(f) Parent Related Party Transaction 5.24 Parent Reserve Report 5.17(a) Agreements Section 5.23 Parent SEC Documents 5.5(aSection 5.6(a) Parent Series A Junior Participating Preferred Stock 3.1(b)(ivSubsidiaries Section 5.1(b) Parent Stock Subsidiary Section 5.1(b) Parent Voting Debt Section 5.2(a) Parties Preamble Party Preamble Per Claim Threshold Section 10.1(b)(ii) Privileged Communications Section 11.14(a) Proxy Statement Section 5.5 Qualified REIT Subsidiary Section 3.1(e) Qualifying Income Section 9.2(f)(i) Registration Rights Agreement Section 5.2(a) REIT Recitals Released Claims Section 10.6 Releasee Section 10.6 Releasees Section 10.6 Releasor Section 10.6 Releasors Section 10.6 Relevant Matters Section 11.14(a) Response Period Section 10.5(d) ▇▇▇▇▇▇▇▇-▇▇▇▇▇ Act Section 5.6(a) SDAT Section 1.3 SEC Section 3.13(a)(i) Securities Act Section 5.6(a) Security Holder Litigation Section 7.8 Share Issuance Recitals Parent Stockholders Meeting 4.4 Parent Skadden Section 11.14(a) Special Committee Recitals, Recitals Subject Materials Section 10.5(c) Superior Proposal Section 6.3(j) Surviving Operating Partnership Agreement Section 1.4(c) Takeover Statutes Section 3.26 Tax Certificate 6.18(bCounsel Section 7.10(e) pdf 2.2 Registration Statements 4.8 Rights-of-Way 4.16 Second Request 6.8(cTaxable REIT Subsidiary Section 3.1(e) Supplemental Indenture Effective Date 6.23(jThird Party Claim Section 10.5(a) Supporting Noteholders Recitals Surviving Corporation 2.1 Tail Period 6.10(dTransfer Taxes Section 7.10(c) Tax Plan Recitals Tax Plan Record Date 3.1(b)(iv) Terminable Breach 8.1(b)(iii) Transaction Expense Fee Recitals Transaction Support Agreement Recitals Transaction Litigation 6.11WARN Act Section 3.11(a)(vi)
Appears in 2 contracts
Sources: Merger Agreement (Starwood Waypoint Residential Trust), Merger Agreement (Colony Capital, Inc.)
Terms Defined Elsewhere. As used in this Agreement, the following capitalized terms are defined in this Agreement as referenced in the following table: Agreement Preamble Applicable Date 4.5(a) Book-Entry Shares 3.3(b)(ii3.4(b)(ii) Certificate of Merger 2.2(b) Certificates 3.3(b)(i) Change of Control Amendment 6.23(c)(ii) Change of Control Amendment Consent Fee 6.23(c)(ii3.4(b)(i) Closing 2.2(a) Closing Date 2.2(a) Code Recitals Company Preamble Company 401(k) Plan 6.9(f) Company Affiliate 9.10 Company Alternative Acquisition Agreement 6.3(d)(iv6.4(d)(iv) Company Board Recitals Company Board Recommendation 4.3(a) Company Capital Stock 4.2(a) Company Change of Recommendation 6.3(d)(vii6.4(d)(vii) Company Common Stock Recitals 3.1(b)(i) Company Contracts 4.19(b) Company Designees 2.7(aDigital Assets 4.17(b) Company Designated Stockholder Recitals Company Disclosure Letter Article IV Company Employee 6.9(bEmployees 6.8(a) Company FA 4.22 Equity Awards 3.2(d) Company Independent Petroleum Engineers 4.17(a) Insurance Policies 4.20 Company Intellectual Property 4.14(a) Company Material Adverse Effect 4.1 Company Material Leased Real Property 4.15 4.15(a) Company Material Real Property Lease 4.15 4.15(b) 2 Company Miners 4.17(d) Company Option Award 3.2(b) Company Owned Real Property 4.15 4.15(a) Company Permits 4.9(a) Company Preferred Stock 4.2(a) Company Related Party Transaction 4.24 4.23 Company Reserve Report 4.17(aRSU Award 3.2(a) Company Restructuring Transactions Recitals Company SEC Documents 4.5(a) Company Senior Notes Recitals Company Stakeholders’ Pro Forma Equity Percentage 5.22 Company Stock Award Plan 3.2(a) Company Stockholders Meeting 4.4 4.4(a) Company Tax Certificate 6.18(bWallets 4.17(a) Confidentiality Agreement 6.7(b) Creditors’ Rights 4.3(a) days 9.4(eD&O Insurance 6.9(c) Designated Stockholder Support Agreement Recitals DGCL 2.1 Dismissal Order 6.24(a)(v) D&O Insurance 6.10(d) DTC 3.3(b)(ii) e-mail 9.3 Effect Annex A Effective Time 2.2(b) Eligible Shares 3.1(b)(i) e-mail 9.3(b) End Date 8.1(b)(ii) Exchange Agent 3.3(a) Exchange Consideration 6.23(a3.4(a) Exchange Fund 3.3(a3.4(a) Exchange Offer Recitals Exchange Offer Expiration Date 6.23(c) Exchange Prospectus 4.8 Exchange Ratio 3.1(b)(i) Exchange Registration Statement 4.8 Excluded Employees 6.9(bExchanged Warrant 3.3(a) Excluded Shares 3.1(b)(iii) FCPA 4.9(e) GAAP 4.5(b) HSR Act 4.4 Government Official 4.9(c) Hosting Agreement 6.22 Indemnified Liabilities 6.10(aPerson 6.9(a)(i) Indemnified Persons 6.10(aIntended Tax Treatment 6.16(a) Involuntary Insolvency Event Date 6.24(a)(v) Joint Proxy Statement 4.4 Letter of Transmittal 3.3(b)(i3.4(b)(i) made available 9.4(e) Material Company Insurance Policies 4.20 Material Parent Insurance Policies 5.20 Measurement Date 4.2(a) Loan Agreement 6.21 Loan Amount 6.21 Merger Recitals Merger Consideration 3.1(b)(i) Merger Registration Statement 4.8 Consideration Value 3.2(b) Merger Sub Preamble Merger Sub Board Recitals Minimum Participation Condition 6.23(a) New Financing 6.22 Non-Cancelled Shares 3.1(b)(iiiU.S. Plan 4.10(k) Note Consents 6.23(c) Note Waivers 6.23(c) Notes Exchange Agent 6.23(f) Other Indenture Amendments 6.23(c)(iii) Outside Date 8.1(b)(ii) OFAC Annex A Parent Preamble Parent 401(k) Plan 6.9(f) Parent Affiliate 9.10 Parent Alternative Acquisition Agreement 6.4(d)(iii) Parent Board Recitals Parent Board Recommendation 5.3(a) Parent Capital Stock 5.2 Parent Change of Recommendation 6.4(d)(vi5.2(a)(ii) Parent Common Stock Recitals Parent Contracts 5.19(b) Parent Designees 2.7(a) 3 Parent Disclosure Letter Article V Parent Equity Plan 5.2(a) Parent FA 5.22 Parent Independent Petroleum Engineers 5.17(a) Parent Intellectual Property 5.14(a) Parent Material Adverse Effect 5.1 Parent Material Leased Real Property 5.15 Parent Material Real Property Lease 5.15 Parent Owned Real Property 5.15 Parent Permits 5.9(a) Parent Preferred Stock 5.2(a) Parent Right 3.1(b)(iv) Parent Related Party Transaction 5.24 Parent Reserve Report 5.17(a5.2(a)(ii) Parent SEC Documents 5.5(a) Parent Series A Junior Participating Preferred Stock 3.1(b)(iv) Parent Stock Issuance Recitals Parent Stockholders Meeting 4.4 Stock Plan 5.2(a)(ii)(B) Parent Tax Certificate 6.18(bStock Price 3.1(b)(i) pdf 2.2 PBGC 4.10(h) Proxy Statement 4.4(a) Registration Statements 4.8 Statement 4.8(a) Rights-of-Way 4.16 Second Request 6.8(c) Supplemental Indenture Effective Date 6.23(j) Supporting Noteholders Special Committee Recitals Surviving Corporation 2.1 Tail Period 6.10(d) Tax Plan Recitals Tax Plan Record Date 3.1(b)(iv) Terminable Breach 8.1(b)(iii) Transaction Expense Fee Recitals Transaction Support Agreement Recitals Transaction Litigation 6.116.10
Appears in 2 contracts
Sources: Merger Agreement (GRIID Infrastructure Inc.), Merger Agreement (GRIID Infrastructure Inc.)
Terms Defined Elsewhere. As used The following terms are defined elsewhere in this Agreement, the following capitalized terms are defined in this Agreement as referenced in the following tableindicated below: 2022 Bonus Plan 5.6(c) Affiliate Contract 3.21 Agreement Preamble Applicable Date 4.5(aAlternative Acquisition Agreement 5.3(a) Book-Entry Shares 3.3(b)(ii2.2(b)(ii) Certificate of Merger 2.2(b) 1.2 Certificates 3.3(b)(i) Change of Control Amendment 6.23(c)(ii) Change of Control Amendment Consent Fee 6.23(c)(ii2.2(b)(i) Closing 2.2(a) 1.2 Closing Date 2.2(a1.2 Closing Legal Impediment 6.1(b) Code Recitals Company Preamble Company 401(k) Plan 6.9(f) Board Preamble Company Affiliate 9.10 Company Alternative Acquisition Agreement 6.3(d)(ivBoard Recommendation 3.3(b) Company Board Recitals Company Board Recommendation 4.3(aChange 5.3(c)(i) Company Capital Stock 4.2(a) Bylaws 3.1 Company Change of Recommendation 6.3(d)(vii) Company Common Stock Recitals Company Contracts 4.19(b) Company Designees 2.7(a) Company Designated Stockholder Recitals Charter 3.1 Company Disclosure Letter Schedule Article IV 3 Company Employee 6.9(b) Financial Advisor 3.24 Company FA 4.22 Company Independent Petroleum Engineers 4.17(a) Company Intellectual Leased Real Property 4.14(a3.14(b) Company Material Adverse Effect 4.1 Contracts 3.16(b) Company Material Leased Real Property 4.15 Company Material Real Property Lease 4.15 Meeting 5.4(a)(i) Company Owned Real Property 4.15 Company Permits 4.9(a3.14(a) Company Preferred Stock 4.2(a3.2(a) Company Real Property 3.14(d) Company Registered IP 3.19(a) Company Related Party Transaction 4.24 Company Reserve Report 4.17(aParties 7.2(d) Company Restructuring Transactions Recitals Company SEC Documents 4.5(a3.5(a) Company Senior Notes Recitals Company Stakeholders’ Pro Forma Equity Percentage 5.22 Company Stock Award 3.2(aSEC Financial Statements 3.5(c) Company Stockholders Meeting 4.4 Company Tax Certificate 6.18(bStockholder Approval 3.3(c) Confidentiality Agreement 6.7(b5.2(b) Creditors’ Rights 4.3(aContinuation Period 5.6(a) days 9.4(e) Designated Stockholder Support Agreement Recitals DGCL 2.1 Dismissal Order 6.24(a)(vContinuing Employee 5.6(a) D&O Insurance 6.10(d5.7(c) DTC 3.3(b)(iiData Partners 3.20(a) e-mail 9.3 DGCL Preamble Disclosure Schedule Article 4 Dissenting Shares 2.3 Effective Time 2.2(b1.2 Event Notice Period 5.3(d)(i)(1) Eligible Shares 3.1(b)(iFHWA 3.23 FMCSA 3.23 Indemnitee 5.7(a) Exchange Agent 3.3(aIndemnitees 5.7(a) Exchange Consideration 6.23(aIntervening Event 5.3(d)(i) Exchange Fund 3.3(a) Exchange Offer Recitals Exchange Offer Expiration Date 6.23(c) Exchange Prospectus 4.8 Exchange Ratio 3.1(b)(i) Exchange Registration Statement 4.8 Excluded Employees 6.9(b) Excluded Shares 3.1(b)(iii) GAAP 4.5(b) HSR Act 4.4 Indemnified Liabilities 6.10(a) Indemnified Persons 6.10(a) Involuntary Insolvency Event Date 6.24(a)(v) Joint Proxy Statement 4.4 Letter of Transmittal 3.3(b)(i) made available 9.4(e) Material Company Insurance Policies 4.20 Material Parent Insurance Policies 5.20 Measurement Date 4.2(aLeased Real Property Leases 3.14(b) Merger Recitals Preamble Merger Consideration 3.1(b)(i2.1(a) Merger Registration Statement 4.8 Merger Sub Preamble Merger Sub Board Recitals Minimum Participation Condition 6.23(a) New Financing 6.22 Non-Cancelled Shares 3.1(b)(iii) Note Consents 6.23(c) Note Waivers 6.23(c) Notes Exchange Agent 6.23(f) Other Indenture Amendments 6.23(c)(iii) Outside Date 8.1(b)(ii) Operational Tractors and Trailers 3.23 Parent Preamble Parent 401(k) Plan 6.9(f) Parent Affiliate 9.10 Parent Alternative Acquisition Agreement 6.4(d)(iii) Parent Board Recitals Parent Board Recommendation 5.3(a) Parent Capital Stock 5.2 Parent Change of Recommendation 6.4(d)(vi) Parent Common Stock Recitals Parent Contracts 5.19(b) Parent Designees 2.7(a) Parent Disclosure Letter Schedule Article V Parent Equity Plan 5.2(a) Parent FA 5.22 Parent Independent Petroleum Engineers 5.17(a) Parent Intellectual Property 5.14(a) Parent Material Adverse Effect 5.1 Parent Material Leased Real Property 5.15 Parent Material Real Property Lease 5.15 Parent Owned Real Property 5.15 Parent Permits 5.9(a) Parent Preferred Stock 5.2(a) Parent Right 3.1(b)(iv) 4 Parent Related Party Transaction 5.24 Parent Reserve Report 5.17(aParties 7.2(d) Parent SEC Documents 5.5(aPayee 2.5 Paying Agent 2.2(a) Parent Series A Junior Participating Preferred Stock 3.1(b)(ivPayoff Letters 5.14 Payor 2.5 Proposal Notice Period 5.3(d)(ii)(2) Parent Stock Issuance Recitals Parent Stockholders Meeting 4.4 Parent Tax Certificate 6.18(bProxy Statement 5.4(a)(ii) pdf 2.2 Registration Statements 4.8 Rights▇▇▇▇▇▇▇▇-of-Way 4.16 Second Request 6.8(c▇▇▇▇▇ Act 3.5(a) Supplemental Indenture Effective Date 6.23(j) Supporting Noteholders Recitals Share Preamble Shares Preamble Surviving Corporation 2.1 Tail Period 6.10(d1.1(a) Systems 3.19(e) Tax Plan Recitals Tax Plan Record Date 3.1(b)(ivSharing Agreement 3.15(f) Terminable Breach 8.1(b)(iiiTermination Fee Collection Costs 7.2(c) Transaction Expense Fee Recitals Transaction Support Agreement Recitals Transaction Litigation 6.11Transactions 1.1(a) WARN Laws 3.12(f)
Appears in 2 contracts
Sources: Merger Agreement (Usa Truck Inc), Merger Agreement (Usa Truck Inc)
Terms Defined Elsewhere. As used The following terms are defined elsewhere in this Agreement, the following capitalized terms are defined in this as indicated below: Term Section $ or Dollar 1.03 € or Euro 1.03 Acceptable Confidentiality Agreement as referenced in the following table: 5.03(b)(i) Acceptance Time 2.01(b) Accountants Statement 2.08(c)(2) Adverse Recommendation Change 5.03(d)(i) Agreement Preamble Applicable Date 4.5(aAlternative Acquisition Agreement 5.03(d)(ii) BookAnti-Entry Takeover Measure 3.26 Antitrust Investigation 7.01(c) Asset Sale 2.04(a)(v) Asset Sale Documentation 2.07(b) Asset Sale Threshold 2.04(a)(v) Buyer Preamble Buyer Directors 2.05(a) Buyer Note 2.08(c)(ii) Buyer Shares 3.3(b)(ii2.07(a)(vii) Certificate of Merger 2.2(bCall Option 2.08(a) Certificates 3.3(b)(i) Change of Control Amendment 6.23(c)(ii) Change of Control Amendment Consent Fee 6.23(c)(ii) Chosen Courts 9.07 Closing 2.2(a2.01(b) Closing Date 2.2(a2.01(b) Code Recitals Company Preamble Company 401(k) Plan 6.9(f) Company Affiliate 9.10 Company Alternative Acquisition Agreement 6.3(d)(iv) Company Board Recitals Company Board Recommendation 4.3(aDisclosure Documents 3.10(a) Company Capital Stock 4.2(a) Financial Advisor 3.22 Company Change of Recommendation 6.3(d)(vii) Company Common Stock Recitals Company Contracts 4.19(b) Company Designees 2.7(a) Company Designated Stockholder Recitals Company Disclosure Letter Article IV Company Employee 6.9(b) Company FA 4.22 Company Independent Petroleum Engineers 4.17(a) Company Intellectual Property 4.14(a) Company Material Adverse Effect 4.1 Company Material Leased Real Property 4.15 Company Material Real Property Lease 4.15 3.15(b) Company Owned Real Property 4.15 3.15(a) Company Permits 4.9(a3.13(b) Company Preferred Stock 4.2(aPlan List 3.18(a) Company Related Party Transaction 4.24 Company Reserve Report 4.17(aReal Property Leases 3.15(b) Company Restructuring Transactions Recitals Recommendation 3.02(b) Company SEC Documents 4.5(a3.07(a) Company Senior Notes Recitals Company Stakeholders’ Pro Forma Equity Percentage 5.22 Company Stock Award 3.2(aSecurities 3.05(c) Company Stockholders Meeting 4.4 Subsidiary Securities 3.06(b) Company Tax Certificate 6.18(bThird Party 1.01 Compensation Committee 2.03(h) Confidentiality Agreement 6.7(b5.02(b) Creditors’ Rights 4.3(acontrol 1.01 Conversion Resolutions 2.04(a)(iv) days 9.4(eCopyrights 1.01 Discharge Resolution 2.04(a)(ii) Designated Stockholder Support Domain Names 1.01 Effect 1.01 EGM 2.04(a) EGM Materials 2.04(b) Electronic Delivery 9.09 Employment Practices 3.19(b) End Date 8.01(b)(i) Equity Award Adjustment Ratio 2.03(b) Expiration Time 2.01(d) Governance Resolutions 2.04(a)(iii) IFRS Accounts 3.08(d) IIA 3.16(o) Indemnification Agreements 6.01(a) Indemnified Person 6.01(a) Term Section Independent Directors 2.05(a) Initial Expiration Time 2.01(d) Institution 3.16(n) Interim Israel Equity Tax Ruling 5.05(e) Israel Equity Tax Ruling 5.05(a) Israel Tax Rulings 5.05(c) Legal Restraints ▇▇▇. I ¶ C Liability 3.12(a) Liquidation 2.05(b) Liquidator 2.04(a)(vi) Material Contracts 3.21(a) Minimum Condition ▇▇▇. I ¶ A Minority Exit Offering Period 2.01(f) New Plans 6.02(d) Non-Competition Agreement Recitals DGCL 2.1 Dismissal Order 6.24(a)(v) D&O Insurance 6.10(d) DTC 3.3(b)(ii) e-mail 9.3 Effective Time 2.2(b) Eligible Shares 3.1(b)(i) Exchange Agent 3.3(a) Exchange Consideration 6.23(a) Exchange Fund 3.3(a) Exchange OFAC 1.01 Offer Recitals Exchange Offer Expiration Commencement Date 6.23(c2.01(a) Exchange Prospectus 4.8 Exchange Ratio 3.1(b)(iOffer Conditions 2.01(a) Exchange Registration Statement 4.8 Excluded Employees 6.9(bOffer Consideration Recitals Offer Documents 2.01(h) Excluded Old Plans 6.02(d) Option Closing 2.08(b) Option Closing Date 2.08(b) Option Exercise Notice 2.08(b) Option Shares 3.1(b)(iii2.08(a) GAAP 4.5(b) HSR Act 4.4 Indemnified Liabilities 6.10(a) Indemnified Persons 6.10(a) Involuntary Insolvency Event Date 6.24(a)(v) Joint Proxy Statement 4.4 Letter of Transmittal 3.3(b)(i) made available 9.4(e) Material Company Insurance Policies 4.20 Material Parent Insurance Policies 5.20 Measurement Date 4.2(a) Merger Recitals Merger Consideration 3.1(b)(i) Merger Registration Statement 4.8 Merger Sub Preamble Merger Sub Board Recitals Minimum Participation Condition 6.23(a) New Financing 6.22 Non-Cancelled Ordinary Shares 3.1(b)(iii) Note Consents 6.23(c) Note Waivers 6.23(c) Notes Exchange Agent 6.23(f) Other Indenture Amendments 6.23(c)(iii) Outside Date 8.1(b)(ii2.08(a) Parent Preamble Parent 401(kNote 2.08(c)(iii) Partnership Election 2.07(a)(v) Patents 1.01 Post-Offer Reorganization 2.07(a) Pre-Closing Period 5.01 Premium Cap 6.01(b) Pre-Wired Asset Sale Resolutions 2.04(a)(vi) Pre-Wired Asset Sale Ruling 5.05(c) Schedule 14D-9 2.02(b) Schedule TO 2.01(h) Shares Recitals Subsequent EGM 2.04(e) Subsequent Offering Period 2.01(f) Tender and Support Agreements Recitals Terminated Plan 6.9(f6.02(c) Parent Affiliate 9.10 Parent Alternative Acquisition Agreement 6.4(d)(iiiTerminating Option 2.03(c) Parent Board Recitals Parent Board Recommendation 5.3(aTerminating RSU 2.03(a) Parent Capital Stock 5.2 Parent Change of Recommendation 6.4(d)(vi) Parent Common Stock Recitals Parent Contracts 5.19(b) Parent Designees 2.7(a) Parent Disclosure Letter Article V Parent Equity Plan 5.2(a) Parent FA 5.22 Parent Independent Petroleum Engineers 5.17(a) Parent Intellectual Property 5.14(a) Parent Material Adverse Effect 5.1 Parent Material Leased Real Property 5.15 Parent Material Real Property Lease 5.15 Parent Owned Real Property 5.15 Parent Permits 5.9(a) Parent Preferred Stock 5.2(a) Parent Right 3.1(b)(iv) Parent Related Party Transaction 5.24 Parent Reserve Report 5.17(a) Parent SEC Documents 5.5(a) Parent Series A Junior Participating Preferred Stock 3.1(b)(iv) Parent Stock Issuance Recitals Parent Stockholders Meeting 4.4 Parent Tax Certificate 6.18(b) pdf 2.2 Registration Statements 4.8 Rights-of-Way 4.16 Second Request 6.8(c) Supplemental Indenture Effective Date 6.23(j) Supporting Noteholders Recitals Surviving Corporation 2.1 Tail Period 6.10(d) Tax Plan Recitals Tax Plan Record Date 3.1(b)(iv) Terminable Breach 8.1(b)(iii) Transaction Expense Fee Recitals Transaction Support Agreement Recitals Trade Register 3.03 Trade Secrets 1.01 Trademarks 1.01 Transaction Litigation 6.117.06 VAT 3.17(n) WARN 3.19(e) Withholding Tax Ruling 5.05(b)
Appears in 2 contracts
Sources: Purchase Agreement (Mobileye N.V.), Purchase Agreement (Intel Corp)
Terms Defined Elsewhere. As used The following terms are defined elsewhere in this Agreement, the following capitalized terms are defined in this Agreement as referenced in the following tableindicated below: Aggregate Cash Consideration Section 2.1(b) Agreement Preamble Applicable Date 4.5(a) Articles of Merger Section 1.3 Book-Entry Shares 3.3(b)(ii) Certificate of Merger Section 2.2(b) Borrower Section 4.25(a) Cash Consideration Section 2.1(a) Cash Electing Share Section 2.1(a) Cash Election Section 2.1(a) Cash Election Amount Section 2.1(b) Cash Fraction Section 2.1(b)(i) CERCLA Section 3.8 Certificates 3.3(b)(i) Change of Control Amendment 6.23(c)(ii) Change of Control Amendment Consent Fee 6.23(c)(iiSection 2.2(b) Closing 2.2(a) Section 1.2 Closing Date 2.2(aSection 1.2 COBRA Section 3.10(a) Code Recitals Company Preamble Company 401(k) Plan 6.9(f) Company Affiliate 9.10 Company Alternative Acquisition Agreement 6.3(d)(iv) Company Board of Directors Recitals Company Board Recommendation 4.3(aRecitals Company Capitalization Date Section 3.2(a) Company Capital Stock 4.2(aCash Awards Section 2.3(g) Company Change of Recommendation 6.3(d)(viiSection 5.3(c) Company Common Stock Recitals Company Contracts 4.19(bD&O Insurance Section 6.4 Company Deferred Awards Section 2.3(f) Company Designees 2.7(a) Company Designated Stockholder Recitals Company Disclosure Letter Article IV III Company Employee 6.9(bEquity Awards Section 2.3(h) Company FA 4.22 Company Independent Petroleum Engineers 4.17(aExpenses Section 8.2(c)(i) Company Intellectual Foreign Plan Section 3.10(d) Company Indemnified Parties Section 6.4 Company Leased Real Property 4.14(aSection 3.17(b) Company Material Adverse Effect 4.1 Company Material Leased Real Property 4.15 Company Material Real Property Lease 4.15 Contracts Section 3.20(a) Company Owned Real Property 4.15 Section 3.17(a) Company Permits 4.9(aSection 3.7(b) Company Permitted Lien Section 3.17(a) Company Preferred Stock 4.2(aShares Section 3.2(a) Company Related Party Transaction 4.24 Company Reserve Report 4.17(aPSU Award Section 2.3(e) Company Restructuring Transactions Recitals Restricted Stock Award Section 2.3(c) Company RSU Award Section 2.3(d) Company SEC Documents 4.5(aSection 3.4(a) Company Senior Notes Shares Recitals Company Stakeholders’ Pro Forma Equity Percentage 5.22 Specified Termination Fee Section 8.2(b)(iv) Company Stock Award 3.2(aAppreciation Right Section 2.3(b) Company Stockholders Meeting 4.4 Stock Option Section 2.3(a) Company Tax Certificate 6.18(bTermination Fee Section 8.2(b)(ii) Confidentiality Agreement 6.7(bDebt Commitment Letters Section 4.25(a) Creditors’ Rights 4.3(aDebt Financing Section 4.25(a) days 9.4(eDOJ Section 6.2(b) Designated Stockholder Support Agreement Recitals DGCL 2.1 Dismissal Order 6.24(a)(v) D&O Insurance 6.10(d) DTC 3.3(b)(ii) e-mail 9.3 Effective Time 2.2(bSection 1.3 Election Section 2.9(a) Eligible Election Deadline Section 2.9(d) Enforceability Exceptions Section 3.3(a) Environmental Laws Section 3.8 Environmental Liability Section 3.8 Environmental Permits Section 3.8 Excess Shares 3.1(b)(iSection 2.7(c) Exchange Agent 3.3(a) Exchange Consideration 6.23(aSection 2.2(a) Exchange Fund 3.3(aSection 2.2(a) Exchange Offer Recitals Exchange Offer Expiration Ratio Section 2.1(a) Existing Parent Holder Section 2.7(c) First Succession Date 6.23(cSection 6.10(a) Exchange Prospectus 4.8 Exchange Ratio 3.1(b)(iForm 10 Section 3.13(b) Exchange Registration Statement 4.8 Excluded Employees 6.9(bForm of Election Section 2.9(b) Excluded Shares 3.1(b)(iiiForm S-4 Section 3.13 Fractional Share Consideration Section 2.7(b) FTC Section 6.2(b) GAAP 4.5(bSection 3.4(b) HSR Act 4.4 Hazardous Substance Section 3.8 Holder Section 2.9 Indemnified Liabilities 6.10(a) Indemnified Persons 6.10(a) Involuntary Insolvency Event Date 6.24(a)(v) Parties Section 6.4 Joint Proxy Statement 4.4 Letter of Transmittal 3.3(b)(iStatement/Prospectus Section 3.13(a) made available 9.4(e) Material Company Insurance Policies 4.20 Material Parent Insurance Policies 5.20 Measurement Date 4.2(aLenders Section 4.25(a) Merger Recitals Merger Consideration 3.1(b)(iSection 2.1(a) Merger Registration Statement 4.8 Merger Sub Preamble Merger Sub Board Recitals Minimum Participation Condition 6.23(aNew Plans Section 6.11(c) New Financing 6.22 Non-Cancelled Shares 3.1(b)(iii) Note Consents 6.23(c) Note Waivers 6.23(c) Notes Exchange Agent 6.23(f) Other Indenture Amendments 6.23(c)(iiiOld Plans Section 6.11(c) Outside Date 8.1(b)(iiSection 8.1(c) Parent Preamble Parent 401(k) Plan 6.9(f) Parent Affiliate 9.10 Parent Alternative Acquisition Agreement 6.4(d)(iii) Parent Board of Directors Recitals Parent Board Recommendation 5.3(aRecitals Parent Capitalization Date Section 4.2(a) Parent Capital Stock 5.2 Cash Award Section 2.3(g) Parent Change of Recommendation 6.4(d)(viSection 5.4(c) Parent Common Stock Recitals Parent Contracts 5.19(b) Parent Designees 2.7(a) D&O Insurance Section 6.4 Parent Disclosure Letter Article V IV Parent DSU Award Section 2.4(d) Parent Equity Plan 5.2(aAwards Section 2.4(e) Parent FA 5.22 Parent Independent Petroleum Engineers 5.17(aEuro-Denominated Shares Section 4.2(a) Parent Intellectual Expenses Section 8.2(b)(i) Parent Foreign Plan Section 4.10(d) Parent Indemnified Parties Section 6.4 Parent Leased Real Property 5.14(aSection 4.17(b) Parent Material Adverse Effect 5.1 Contracts Section 4.20(a) Parent Material Leased Real Property 5.15 Parent Material Real Property Lease 5.15 Memorandum and Articles of Association Section 4.1(a) Parent Owned Real Property 5.15 Section 4.17(a) Parent Permits 5.9(aSection 4.7(b) Parent Permitted Lien Section 4.17(a) Parent Predecessor Entity Section 4.4(a) Parent Preferred Stock 5.2(aShares Section 4.2(a) Parent Right 3.1(b)(ivPSU Award Section 2.4(c) Parent Related Party Transaction 5.24 Parent Reserve Report 5.17(aRSU Award Section 2.3(d) Parent SEC Documents 5.5(aSection 4.4(a) Parent Series A Junior Participating Preferred Stock 3.1(b)(ivShare Appreciation Right Section 2.3(b) Parent Stock Issuance Recitals Share Option Section 2.3(a) Parent Stockholders Meeting 4.4 Shares Section 4.2(a) Parent Tax Certificate 6.18(bSpecified Termination Fee Section 8.2(c)(iv) pdf 2.2 Registration Statements 4.8 RightsParent Termination Fee Section 8.2(c)(ii) Parties Preamble Party Preamble Person Section 5.3(g) RCRA Section 3.8 Release Section 3.8 Removal, Remedial or Response Section 3.8 Revolver Financing Section 6.16(d) ▇▇▇▇▇▇▇▇-of-Way 4.16 ▇▇▇▇▇ Act Section 3.5(a) Second Request 6.8(cSuccession Date Section 6.10(a) Supplemental Indenture Effective Date 6.23(jShare Consideration Section 2.1(a) Supporting Noteholders Recitals Share Electing Share Section 2.1(a) Share Election Section 2.1(a) Spin Off Section 3.13(b) Surviving Corporation 2.1 Tail Period 6.10(dSection 1.1 Transactions Recitals Transfer Agent Section 2.7(c) Tax Plan WBCL Recitals Tax Plan Record Date 3.1(b)(iv) Terminable Breach 8.1(b)(iii) Transaction Expense Fee Recitals Transaction Support Agreement Recitals Transaction Litigation 6.11WLLCL Recitals
Appears in 2 contracts
Sources: Merger Agreement (TYCO INTERNATIONAL PLC), Merger Agreement (Johnson Controls Inc)
Terms Defined Elsewhere. As used The following terms are defined elsewhere in this Agreement, the following capitalized terms are defined in this Agreement as referenced in the following table: 401(k) Termination Date Section 7.7(e) Adjusted RSU Award Section 3.4(c) Agreement Preamble Applicable Date 4.5(aBase Amount Section 7.4(c) Book-Entry Shares 3.3(b)(iiSection 3.2(c)(ii) Cancelled Shares Section 3.1(b) Capital Expenditure Budget Section 6.1(b)(xiii) Capitalization Date Section 4.2(a) Cash Consideration Section 3.1(a)(i) Cash Election Section 3.1(a)(i) Certificate of Merger 2.2(b) Section 2.3 Certificates 3.3(b)(iSection 3.2(c)(i) Change of Control Amendment 6.23(c)(ii) Change of Control Amendment Consent Fee 6.23(c)(iiRecommendation Section 6.4(a) Closing 2.2(a) Section 2.2 Closing Date 2.2(aSection 2.2 Commitment Letter Section 5.12(a) Code Recitals Company Preamble Company 401(k) Plan 6.9(fPlans Section 7.7(e) Company Affiliate 9.10 Company Alternative Acquisition Agreement 6.3(d)(ivSection 6.4(a) Company Board of Directors Recitals Company Board Recommendation 4.3(a) Company Capital Stock 4.2(a) Company Change of Recommendation 6.3(d)(vii) Recitals Company Common Stock Recitals Company Contracts 4.19(b) Company Designees 2.7(a) Company Designated Stockholder Recitals Company Disclosure Letter Article IV Company Employee 6.9(bLease Section 4.16(b) Company FA 4.22 Company Independent Petroleum Engineers 4.17(aNotes Offers and Consent Solicitations Section 7.16(b)(i) Company Intellectual Property 4.14(a) Company Material Adverse Effect 4.1 Company Material Leased Real Property 4.15 Company Material Real Property Lease 4.15 Company Owned Real Property 4.15 Company Permits 4.9(aSection 4.9(b) Company Preferred Stock Section 4.2(a) Company Related Party Transaction 4.24 Company Reserve Report 4.17(a) Company Restructuring Transactions Recitals Company SEC Documents Section 4.5(a) Company Senior Notes Shareholder Approval Section 4.3(a) Company Shareholders Recitals Company StakeholdersShareholders’ Pro Forma Equity Percentage 5.22 Company Stock Award 3.2(aMeeting Section 7.12(b) Company Stockholders Meeting 4.4 Company Tax Certificate 6.18(bSupplemental Indenture Section 7.16(b)(i) Confidentiality Agreement 6.7(bConsent Section 4.4(a) Creditors’ Rights 4.3(aConsent Solicitations Section 7.16(b)(i) days 9.4(eContinuation Period Section 7.7(a) Designated Stockholder Support Agreement Recitals DGCL 2.1 Dismissal Order 6.24(a)(vContinuing Employee Section 7.7(a) D&O Insurance 6.10(dContinuing U.S. Employee Section 7.7(a) DTC 3.3(b)(iiConverted Shares Section 3.1(b) e-mail 9.3 Credit Facility Termination Section 7.16(a) Current ESPP Offering Period Section 3.4(e) Debt Offer Documents Section 7.16(b)(i) DOJ Section 7.2(d) Effective Time 2.2(bSection 2.3 Election Section 3.2(a)(i) Eligible Shares 3.1(b)(iElection Deadline Section 3.2(a)(iv) Election Period Section 3.2(a)(iii) Employee Communications Section 7.7(f) Enforceability Limitations Section 4.3(b) Evercore Section 4.23 Exchange Agent 3.3(a) Exchange Consideration 6.23(aSection 3.2(b) Exchange Fund 3.3(aSection 3.2(b) Exchange Offer Recitals Exchange Offer Expiration Date 6.23(cFinancing Documents Section 7.15(a)(iii) Exchange Prospectus 4.8 Exchange Ratio 3.1(b)(iFinancing Letters Section 5.12(a) Exchange Registration Statement 4.8 Excluded Employees 6.9(bForm of Election Section 3.2(a)(ii) Excluded Shares 3.1(b)(iiiForm S-4 Section 4.22 Fractional Share Cash Amount Section 3.1(e) FTC Section 7.2(d) GAAP Section 4.5(b) HSR Act 4.4 Indemnified Liabilities 6.10(aHolder Section 3.2(a) Indemnified Persons 6.10(aParties Section 7.4(a) Involuntary Insolvency Injunction Section 9.1(f) Integration Committee Section 7.1(c) Intervening Event Date 6.24(a)(vSection 6.4(d) Joint Proxy Statement 4.4 In-the-Money Option Section 3.4(a) Leased Real Property Section 4.16(b) Letter of Transmittal 3.3(b)(i) made available 9.4(eSection 3.2(c)(i) Material Company Insurance Policies 4.20 Lease Section 4.16(b) Material Parent Insurance Policies 5.20 Measurement Date 4.2(aContracts Section 4.17(a) Material Supplier Section 4.19 Merger Recitals Merger Consideration 3.1(b)(i) Merger Registration Statement 4.8 Merger Sub Preamble Merger Sub Board Recitals Minimum Participation Condition 6.23(aNew Plans Section 7.7(c) New Financing 6.22 Non-Cancelled Election Shares 3.1(b)(iiiSection 3.1(a)(iii) Note Consents 6.23(cNon-U.S. Plan Section 4.10(h) Note Waivers 6.23(cNYBCL Recitals NYLLCA Recitals Offers to Purchase Section 7.16(b)(i) Notes Exchange Agent 6.23(f) Other Indenture Amendments 6.23(c)(iiiOld Plans Section 7.7(c) Outside Date 8.1(b)(iiSection 9.1(d) Owned Real Property Section 4.16(a) Parent Preamble Parent 401(k) Plan 6.9(f) Parent Affiliate 9.10 Parent Alternative Acquisition Agreement 6.4(d)(iii) Parent Board of Directors Recitals Parent Board Recommendation 5.3(a) Parent Capital Stock 5.2 Parent Change of Recommendation 6.4(d)(vi) Parent Class B Common Stock Recitals Parent Contracts 5.19(b) Parent Designees 2.7(aSection 5.2(a) Parent Disclosure Letter Article V Parent Equity Plan 5.2(a) Parent FA 5.22 Parent Independent Petroleum Engineers 5.17(a) Parent Intellectual Property 5.14(a) Parent Material Adverse Effect Governing Documents Section 5.1 Parent Material Leased Real Property 5.15 Parent Material Real Property Lease 5.15 Parent Owned Real Property 5.15 Parent Permits 5.9(a) Parent Preferred Stock Section 5.2(a) Parent Right 3.1(b)(iv) Parent Related Party Transaction 5.24 Parent Reserve Report 5.17(a) Parent SEC Documents Section 5.5(a) Parent Series A Junior Participating Preferred Parties Preamble Party Preamble Payoff Letter Section 7.16(a) PBGC Section 4.10(c) Person Section 6.4(a)(viii) Proxy Statement Section 4.22 Relevant Matters Section 10.9(a) Required Amount Section 5.12(b) Required Financial Statements Section 7.15(a)(i) Reverse Termination Fee Section 9.2(c) Sanctioned Country Section 4.9(g) Sanctioned Person Section 4.9(g) ▇▇▇▇▇▇▇▇-▇▇▇▇▇ Act Section 4.5(a) Stock 3.1(b)(ivConsideration Section 3.1(a)(ii) Parent Stock Issuance Election Section 3.1(a)(ii) Surviving Company Section 2.1 Surviving Company Bylaws Section 2.4 Surviving Company Certificate of Incorporation Section 2.4 Surviving Company Stock Section 3.1(b) Termination Fee Section 9.2(b)(i) Transactions Recitals Parent Stockholders Meeting 4.4 Parent Tax Certificate 6.18(bWARN Act Section 4.11(b) pdf 2.2 Registration Statements 4.8 Rights-of-Way 4.16 Second Request 6.8(c) Supplemental Indenture Effective Date 6.23(j) Supporting Noteholders Recitals Surviving Corporation 2.1 Tail Period 6.10(d) Tax Plan Recitals Tax Plan Record Date 3.1(b)(iv) Terminable Willful Breach 8.1(b)(iii) Transaction Expense Fee Recitals Transaction Support Agreement Recitals Transaction Litigation 6.11Section 9.2(a)
Appears in 2 contracts
Sources: Merger Agreement (Dick's Sporting Goods, Inc.), Merger Agreement (Dick's Sporting Goods, Inc.)
Terms Defined Elsewhere. As used The following terms are defined elsewhere in this Agreement, the following capitalized terms are defined in this Agreement as referenced in the following tableindicated below: Agreement Preamble Applicable Date 4.5(aAlternative Acquisition Agreement 6.3(a)(ii) Amended Offer Documents 1.1(b) Bayer Merger Agreement Recitals Book-Entry Shares 3.3(b)(ii1.4(d) Breach Notice 8.1(f) Breakup Fee 8.2(b) Certificate of Merger 2.2(b2.2 Certificates 3.2(b) Certificates 3.3(b)(iChancery Court 9.12(b) Change of Control Amendment 6.23(c)(iiBoard Recommendation 6.3(d) Change of Control Amendment Consent Fee 6.23(c)(ii) Class A Common Stock Recitals Class B Common Stock Recitals Closing 2.2(a) 2.2 Closing Date 2.2(a) Code Recitals 2.2 Company Preamble Company 401(k) Plan 6.9(f) Company Affiliate 9.10 Company Alternative Acquisition Agreement 6.3(d)(iv) Company Board Recitals Company Board Recommendation 4.3(aRecitals Company Bylaws 4.1(c) Company Capital Stock 4.2(a) Company Change of Recommendation 6.3(d)(viiCertificate 4.1(c) Company Common Stock Recitals Company Contracts 4.19(bDisclosure Schedule 4 Company Employee 6.8(a) Company Designees 2.7(aFinancial Statements 4.7(a) Company Designated Stockholder Recitals Company Disclosure Letter Article IV Company Employee 6.9(b) Company FA 4.22 Company Independent Petroleum Engineers 4.17(a) Company Intellectual Property Material Contract 4.14(a) Company Material Adverse Effect 4.1 Company Material Leased Real Property 4.15 Company Material Real Property Lease 4.15 Company Owned Real Property 4.15 Options 3.4(a) Company Permits 4.9(a4.6(a) Company Preferred Stock 4.2(a) Company Related Party Transaction 4.24 Representatives 6.2 Company Reserve Report 4.17(aRestricted Shares 3.4(c) Company Restructuring Transactions Recitals RSUs 3.4(b) Company SEC Documents 4.5(a4.7(a) Company Senior Notes Recitals Company Stakeholders’ Pro Forma Equity Percentage 5.22 Company Stock Award 3.2(aOption Plans 3.4(a) Company Stockholders Meeting 4.4 Stockholder Approval 4.23 Company Tax Certificate 6.18(bSubsidiary 4.1(b) Confidentiality Agreement 6.7(b6.2 Continuing Directors 1.3(b) Creditors’ Rights 4.3(a) days 9.4(e) Designated Stockholder Support D&O Agreement Recitals DGCL 2.1 Dismissal Order 6.24(a)(v) D&O Insurance 6.10(d6.9(c) DTC 3.3(b)(ii) e-mail 9.3 DGCL Recitals Dissenting Shares 3.3 Effective Time 2.2(b) Eligible Shares 3.1(b)(i) 2.2 Exchange Agent 3.3(a) Exchange Consideration 6.23(a) Exchange Fund 3.3(a) Exchange Offer Recitals Exchange Offer Act 4.5 Expiration Date 6.23(c1.1(d) Exchange Prospectus 4.8 Exchange Ratio 3.1(b)(iFairness Opinion 4.22 FDA 4.26(a) Exchange Registration FDCA 4.26(a) Guarantor Preamble ▇▇▇▇▇▇▇▇ 4.22 Information Statement 4.8 Excluded Employees 6.9(b6.4(c) Excluded Shares 3.1(b)(iiiInitial Expiration Date 1.1(d) GAAP 4.5(bInsurance Policies 4.19 Leased Real Property 4.21(a) HSR Act 4.4 Indemnified Liabilities 6.10(a) Indemnified Persons 6.10(a) Involuntary Insolvency Event Date 6.24(a)(v) Joint Proxy Statement 4.4 Letter of Transmittal 3.3(b)(i) made available 9.4(eLicensed Intellectual Property 4.17(a) Material Company Insurance Policies 4.20 Material Parent Insurance Policies 5.20 Measurement Date 4.2(aIntellectual Property 4.17(b) Merger Recitals Preamble Merger Consideration 3.1(b)(i3.1(a) Merger Registration Statement 4.8 Merger Sub Preamble Merger Sub Board Recitals Minimum Participation Condition 6.23(aCommon Stock 3.1(c) New Financing 6.22 Plans 6.8(b) Non-Cancelled Shares 3.1(b)(iiiRequired Remedy 6.5(e) Note Consents 6.23(cNYSE 1.1(e)(ii) Note Waivers 6.23(c) Notes Exchange Agent 6.23(f) Other Indenture Amendments 6.23(c)(iii) Outside Date 8.1(b)(ii) Parent Preamble Parent 401(k) Plan 6.9(f) Parent Affiliate 9.10 Parent Alternative Acquisition Agreement 6.4(d)(iii) Parent Board Recitals Parent Board Recommendation 5.3(a) Parent Capital Stock 5.2 Parent Change of Recommendation 6.4(d)(vi) Parent Common Stock Recitals Parent Contracts 5.19(b) Parent Designees 2.7(a) Parent Disclosure Letter Article V Parent Equity Plan 5.2(a) Parent FA 5.22 Parent Independent Petroleum Engineers 5.17(a) Parent Intellectual Property 5.14(a) Parent Material Adverse Effect 5.1 Parent Material Leased Real Property 5.15 Parent Material Real Property Lease 5.15 Parent Owned Real Property 5.15 Parent Permits 5.9(a) Parent Preferred Stock 5.2(a) Parent Right 3.1(b)(iv) Parent Related Party Transaction 5.24 Parent Reserve Report 5.17(a) Parent SEC Documents 5.5(a) Parent Series A Junior Participating Preferred Stock 3.1(b)(iv) Parent Stock Issuance Recitals Parent Stockholders Meeting 4.4 Parent Tax Certificate 6.18(b) pdf 2.2 Registration Statements 4.8 Rights-of-Way 4.16 Second Request 6.8(c) Supplemental Indenture Effective Date 6.23(j) Supporting Noteholders Recitals Surviving Corporation 2.1 Tail Period 6.10(d) Tax Plan Recitals Tax Plan Record Date 3.1(b)(iv) Terminable Breach 8.1(b)(iii) Transaction Expense Fee Recitals Transaction Support Agreement Recitals Transaction Litigation 6.11Offer Recitals
Appears in 2 contracts
Sources: Merger Agreement (Reckitt Benckiser Group PLC), Merger Agreement (Schiff Nutrition International, Inc.)
Terms Defined Elsewhere. As used in For the purposes of this Agreement, the following capitalized terms are defined in this Agreement as referenced have the meanings specified in the following tableindicated Sections of this Agreement: Act 3.20 Action 3.12 Affiliate 10.1 Affiliated 10.1 Agreement Preamble Applicable Date 4.5(aLaw 3.13(a) Book-Entry Shares 3.3(b)(iiApprovals 3.5 Board 10.1 Business Day 10.1 CFC 3.17(e) Certificate of Merger 2.2(b) Certificates 3.3(b)(i) Change of Control Amendment 6.23(c)(ii) Change of Control Amendment Consent Fee 6.23(c)(iiCircular 37 3.13(c) Closing 2.2(a2.1(a) Closing Date 2.2(a2.1(a) Code Recitals Company Preamble Company 401(kSecurity Holder 3.13(c) Plan 6.9(fCompliance Laws 3.23(a) Control 10.1 Controlled 10.1 Controlling Documents 3.3 Conversion Shares 1.1 Disclosing Party 9.13(d) ESOP 10.1 Existing Articles 10.1 Existing Shareholders Agreement 10.1 FCPA 3.23(a) Financial Statements 3.16(a) Financing Terms 9.13(a) Founder Preamble Founders Preamble Fundamental Warranties 10.1 Governmental Authority 10.1 Governmental Order 10.1 Group Companies 10.1 Group Company Affiliate 9.10 10.1 HKIAC 9.11(b) HKIAC Rules 9.11(b) Indemnifiable Loss 10.1 Indemnified Party 8.1 Indemnifying Parties 8.1 Key Employee 10.1 Key Group Companies Preamble Key Group Company Alternative Acquisition Agreement 6.3(d)(iv) Company Board Recitals Company Board Recommendation 4.3(a) Company Capital Stock 4.2(a) Company Change Preamble Knowledge of Recommendation 6.3(d)(vii) Company Common Stock Recitals Company Contracts 4.19(b) Company Designees 2.7(a) Company Designated Stockholder Recitals Company Disclosure Letter Article IV Company Employee 6.9(b) Company FA 4.22 Company Independent Petroleum Engineers 4.17(a) Company Intellectual Property 4.14(a) Company the Warrantors 10.1 Liabilities 3.8 Lien 10.1 Management Shareholder Preamble Management Shareholders Preamble Material Adverse Effect 4.1 Company 10.1 Material Leased Real Contract 3.11(a) Non-Disclosing Parties 9.13(d) Open Source Software 10.1 Ordinary Shares 10.1 Permit 3.13(b) Person 10.1 PFIC 3.17(e) PRC 10.1 Preferred Shares 10.1 Prohibited Person 10.1 Proprietary Assets 10.1 Public Official 10.1 Registered Intellectual Property 4.15 Company Material Real Property Lease 4.15 Company Owned Real Property 4.15 Company Permits 4.9(a) Company Preferred Stock 4.2(a) Company 10.1 Related Party Transaction 4.24 Company Reserve Report 4.17(a) Company Restructuring Transactions Recitals Company SEC Documents 4.5(a) Company Senior Notes Recitals Company Stakeholders’ Pro Forma Equity Percentage 5.22 Company Stock Award 3.2(a) Company Stockholders Meeting 4.4 Company Tax Certificate 6.18(b) Confidentiality Agreement 6.7(b) Creditors’ Rights 4.3(a) days 9.4(e) Designated Stockholder Support Agreement Recitals DGCL 2.1 Dismissal Order 6.24(a)(v) D&O Insurance 6.10(d) DTC 3.3(b)(ii) e-mail 9.3 Effective Time 2.2(b) Eligible Shares 3.1(b)(i) Exchange Agent 3.3(a) Exchange Consideration 6.23(a) Exchange Fund 3.3(a) Exchange Offer Recitals Exchange Offer Expiration Date 6.23(c) Exchange Prospectus 4.8 Exchange Ratio 3.1(b)(i) Exchange Registration Statement 4.8 Excluded Employees 6.9(b) Excluded Shares 3.1(b)(iii) GAAP 4.5(b) HSR Act 4.4 Indemnified Liabilities 6.10(a) Indemnified Persons 6.10(a) Involuntary Insolvency Event Date 6.24(a)(v) Joint Proxy Statement 4.4 Letter of Transmittal 3.3(b)(i) made available 9.4(e) Material Company Insurance Policies 4.20 Material Parent Insurance Policies 5.20 Measurement Date 4.2(a) Merger Recitals Merger Consideration 3.1(b)(i) Merger Registration Statement 4.8 Merger Sub Preamble Merger Sub Board Recitals Minimum Participation Condition 6.23(a) New Financing 6.22 Non-Cancelled Shares 3.1(b)(iii) Note Consents 6.23(c) Note Waivers 6.23(c) Notes Exchange Agent 6.23(f) Other Indenture Amendments 6.23(c)(iii) Outside Date 8.1(b)(ii) Parent Preamble Parent 401(k) Plan 6.9(f) Parent Affiliate 9.10 Parent Alternative Acquisition Agreement 6.4(d)(iii) Parent Board Recitals Parent Board Recommendation 5.3(a) Parent Capital Stock 5.2 Parent Change of Recommendation 6.4(d)(vi) Parent Common Stock Recitals Parent Contracts 5.19(b) Parent Designees 2.7(a) Parent Disclosure Letter Article V Parent Equity Plan 5.2(a) Parent FA 5.22 Parent Independent Petroleum Engineers 5.17(a) Parent Intellectual Property 5.14(a) Parent Material Adverse Effect 5.1 Parent Material Leased Real Property 5.15 Parent Material Real Property Lease 5.15 Parent Owned Real Property 5.15 Parent Permits 5.9(a) Parent Preferred Stock 5.2(a) Parent Right 3.1(b)(iv) Parent 3.18 Related Party Contract 3.18 Representatives 3.23(a) Restated Articles 10.1 RMB 10.1 SAFE 10.1 SAFE Rules and Regulations 3.13(c) Series A-1 Preferred Shares 10.1 Series A-2 Preferred Shares 10.1 Series A-3 Preferred Shares 10.1 Series A-4 Preferred Shares 10.1 Series A-5 Preferred Shares 10.1 Series A-6 Preferred Shares 10.1 Series A-7 Preferred Shares 10.1 Series B-1 Preferred Shares 10.1 Series B-2 Preferred Shares 10.1 Series C-1 Preferred Shares 10.1 Series C-2 Preferred Shares 10.1 Series C-3 Closing Consideration Fair Value 1.1 Series C-3 Preferred Shares Recitals Shareholders 10.1 Statement Date 3.16(a) Subscription Shares 1.1 Subsidiary 10.1 Tax 10.1 Taxation 10.1 Taxes 10.1 Tencent Preamble Third Party Claim 8.5 Transaction 5.24 Parent Reserve Report 5.17(a) Parent SEC Documents 5.5(a) Parent Series A Junior Participating Preferred Stock 3.1(b)(iv) Parent Stock Issuance Recitals Parent Stockholders Meeting 4.4 Parent Tax Certificate 6.18(b) pdf 2.2 Registration Statements 4.8 Rights-of-Way 4.16 Second Request 6.8(c) Supplemental Indenture Effective Date 6.23(j) Supporting Noteholders Recitals Surviving Corporation 2.1 Tail Period 6.10(d) Tax Plan Recitals Tax Plan Record Date 3.1(b)(iv) Terminable 10.1 Undertakings to Act in Concert 10.1 Warrantor 3 Warrantors 3 Warranty Breach 8.1(b)(iii) Transaction Expense Fee Recitals Transaction Support Agreement Recitals Transaction Litigation 6.118.1(a)
Appears in 2 contracts
Sources: Series C 3 Preferred Share Subscription Agreement (MOGU Inc.), Series C 3 Preferred Share Subscription Agreement (Meili Inc.)
Terms Defined Elsewhere. As used in this Agreement, the following capitalized terms are defined in this Agreement as referenced in the following table: 2022 Bonus Section 6.9(e) 2022 Bonus Plan Section 6.9(e) 2023 Bonus Plan Section 6.9(f) Agreement Preamble Anti-Corruption Laws Section 4.29 Applicable Date 4.5(a) Book-Entry Shares 3.3(b)(ii3.4(b)(ii) Cash Consideration 3.1(b)(i) Certificates 3.4(b)(i) Certificate of Merger 2.2(b) Certificates 3.3(b)(i) Change of Control Amendment 6.23(c)(ii) Change of Control Amendment Consent Fee 6.23(c)(ii) Closing 2.2(a) Closing Date 2.2(a) Code Recitals Section 3.3(e) Company Preamble Company 401(k) Plan 6.9(f6.9(d) Company Affiliate 9.10 Company Alternative Acquisition Agreement 6.3(d)(iv) Company Board Recitals Company Board Recommendation 4.3(a) Company Capital Stock 4.2(a) Company Change of Recommendation 6.3(d)(vii) Company Common Stock Class B Holders Recitals Company Contracts 4.19(b) Company Designees 2.7(a) Company Designated Stockholder Recitals Company Disclosure Letter Article IV Company Employee 6.9(b4.10(i) Company Equity Plan 3.3(a) Company FA 4.22 Section 4.23 Company Independent Petroleum Engineers 4.17(aIndemnified Parties Section 6.20(f) Company Intellectual Property 4.14(a) Company Leased Real Property 4.15 Company Marketing Contract 4.19(a)(ii) Company Material Adverse Effect 4.1 Company Material Leased Real Property 4.15 Merger Recitals Company Material Real Property Lease 4.15 Merger Effective Time 2.2(b) Company Owned Real Property 4.15 Company PBRSU Award 3.3(a) Company Permits 4.9(a) Company Preferred Stock 4.2(a) Company Proxy Statement 4.4 Company Real Property Lease 4.15 Company Related Party Transaction 4.24 4.25 Company Reserve Report 4.17(a) Company Restructuring Transactions Recitals Company SEC Documents 4.5(a) Company Senior Notes Recitals Company Stakeholders’ Pro Forma Equity Percentage 5.22 Company Stock Award 3.2(a) Company Stockholders Meeting 4.4 Company Tax Certificate 6.18(bSupport Agreement Recitals Company Support Agreement Failure Section 6.5(a) Company TRSU Award 3.3(a) Compensatory Issuance Section 3.1(c) Confidentiality Agreement 6.7(b) Continuation Period 6.9(a) Continuing Employee 6.9(a) Converted Parent TRSU Award 3.3(a) Creditors’ Rights 4.3(a) days 9.4(e) Designated Stockholder Support Agreement Recitals DGCL 2.1 Dismissal Order 6.24(a)(v) D&O Insurance 6.10(d) days 9.4(e) Debt Offer Section 6.21(a) Director TRSU Award 3.3(a) DLLCA 2.1 DTC 3.3(b)(ii3.4(b)(ii) e-mail 9.3 Effective Time 2.2(b) Eligible Shares 3.1(b)(i) Exchange Agent 3.3(a) Exchange Consideration 6.23(a3.4(a) Exchange Fund 3.3(a3.4(a) Exchange Offer Recitals Exchange Offer Expiration Date 6.23(c) Exchange Prospectus 4.8 Exchange Ratio 3.1(b)(i) Exchange Registration Statement 4.8 Excluded Employees 6.9(bBenefits 6.9(a) Excluded Shares 3.1(b)(iii) Export Control and Economic Sanctions Laws Section 4.30 FCPA Section 4.29 GAAP 4.5(b) Holdings GP Section 4.2(c) HSR Act 4.4 Indemnified Liabilities 6.10(a) Indemnified Persons 6.10(a) Intended U.S. Tax Treatment Recitals Involuntary Insolvency Event Date 6.24(a)(vTermination Section 6.9(f) Joint Proxy Statement 4.4 IRRA Recitals JSTX Recitals Letter of Transmittal 3.3(b)(i3.4(b)(i) made available 9.4(e) Material Company Insurance Policies 4.20 Material Parent Insurance Policies 5.20 Measurement Date 4.2(a) Merger Recitals Merger Consideration 3.1(b)(i) Merger Registration Statement 4.8 Merger Sub Preamble Merger Sub Board Recitals Minimum Participation Condition 6.23(a) New Financing 6.22 Non-Cancelled Shares 3.1(b)(iii) Note Consents 6.23(c) Note Waivers 6.23(c) Notes Exchange Agent 6.23(f) Other Indenture Amendments 6.23(c)(iiiOffer Documents Section 6.21(a) Outside Date Section 8.1(b)(ii) Parent Preamble Parent 401(k) Plan 6.9(f6.9(d) Parent Affiliate 9.10 Parent Alternative Acquisition Agreement 6.4(d)(iii6.4(d)(iv) Parent Board Recitals Parent Board Recommendation 5.3(a) Parent Capital Stock 5.2 Parent Change of Recommendation 6.4(d)(vi6.4(d)(vii) Parent Circular 4.8 Parent Common Stock Shares Recitals Parent Contracts Section 5.19(b) Parent Designees 2.7(a) Parent Disclosure Letter Article V Parent Employee 5.10(l) Parent Equity Plan 5.2(a5.2(b) Parent FA 5.22 Parent Independent Petroleum Engineers 5.17(a) FAs Section 5.23 Parent Intellectual Property 5.14(a) Parent Leased Real Property 5.15 Parent Marketing Contract Section 5.19(a)(ii) Parent Material Adverse Effect 5.1 Parent Material Leased Owned Real Property 5.15 Parent Material Real Property Lease 5.15 Parent Owned Real Property 5.15 Parties Recitals Parent Permits 5.9(a) Parent Preferred Stock Shares 5.2(a) Parent Right 3.1(b)(iv) Real Property Lease 5.15 Parent Related Party Transaction 5.24 Section 5.25 Parent Reporting Documents 5.5(a) Parent Reserve Report 5.17(a) Parent SEC Documents 5.5(a) Parent Series A Junior Participating Preferred Stock 3.1(b)(iv) Parent Stock Share Issuance Recitals Parent Stockholders Shareholder Meeting 4.4 4.8 Parent Tax Certificate 6.18(bShares Section 5.2(a) Participant’s Separation Date 6.9(f) Participating Employee 6.9(f) pdf 2.2 2.2(a) Pre-Closing Restructuring Transactions Section 6.25 Post-Effective Time Dividends 3.4(g) Registration Statements Statement 4.8 Required Amount Section 5.29 Rights-of-Way 4.16 Rocky Creek Recitals Second Request 6.8(c6.8(d) Supplemental Indenture Effective Date 6.23(jShare Consideration 3.1(b)(i) Supporting Noteholders Recitals Separated Participant 6.9(f) Subsidiary Interests Section 4.2(e) Surviving Corporation 2.1 Surviving Corporation Stock 3.1(a) Tail Period 6.10(d) Tax Plan Recitals Tax Plan Record Date 3.1(b)(iv) Terminable Breach 8.1(b)(iii) Transaction Expense Fee Recitals Transaction Support Agreement Recitals Transaction Litigation 6.116.11 TRSU Consideration Section 3.3(b) VSCA 2.1
Appears in 2 contracts
Sources: Merger Agreement (Ranger Oil Corp), Merger Agreement (Ranger Oil Corp)
Terms Defined Elsewhere. As used The following terms are defined elsewhere in this Agreement, the following capitalized terms are defined in this Agreement as referenced in the following tableindicated below: ADS Employees Section 6.12 After Consultation Section 5.3(b) Agreement Preamble Applicable Appointment Date 4.5(a) Book-Entry Shares 3.3(b)(ii) Certificate Section 5.1 Appraisal Section 6.16 Articles of Merger Section 1.6 Audited Income Statement Section 3.26 Balance Sheet Date Section 3.8(a) Base Premium Section 6.6(c) Canceled Stock Rights Section 2.5(a) Certificates Section 2.2(b) Certificates 3.3(b)(i) Change of Control Amendment 6.23(c)(ii) Change of Control Amendment Consent Fee 6.23(c)(ii) CGCL Recitals Closing 2.2(a) Section 1.7 Closing Date 2.2(a) Section 1.7 Code Recitals Company Preamble Company 401(k) Plan 6.9(fAffiliate Section 6.9 Company Agreements Section 3.5 Company Articles Section 1.3(b) Company Affiliate 9.10 Company Alternative Acquisition Agreement 6.3(d)(ivBenefit Plans Section 3.11(a) Company Board of Directors Recitals Company Board Recommendation 4.3(a) Company Capital Stock 4.2(aBylaws Section 1.3(b) Company Change of in Recommendation 6.3(d)(viiSection 5.4(a) Company Common Stock Recitals Company Contracts 4.19(bDisclosure Schedule Article III Company Expenses Section 8.2(d) Company Designees 2.7(aFinancial Advisor Section 3.20 Company Financial Statements Section 3.6(a) Company Designated Stockholder Recitals Company Disclosure Letter Article IV Company Employee 6.9(b) Company FA 4.22 Company Independent Petroleum Engineers 4.17(aGoverning Documents Section 1.3(b) Company Intellectual Property 4.14(aSection 3.15 Company Material Contract Section 3.13 Company Options Section 2.5(a) Company Material Adverse Effect 4.1 Company Material Leased Real Property 4.15 Company Material Real Property Lease 4.15 Company Owned Real Property 4.15 Company Permits 4.9(aSection 3.16(b) Company Preferred Stock 4.2(aSection 3.2(a) Company Related Party Transaction 4.24 Company Reserve Report 4.17(aRecommendation Section 5.4(a) Company Restructuring Transactions Rights Recitals Company Rights Agreement Recitals Company SEC Documents 4.5(aSection 3.6(a) Company Senior Notes Recitals Company Stakeholders’ Pro Forma Equity Percentage 5.22 Company Stock Award Rights Section 3.2(a) Company Stockholders Meeting 4.4 Company Tax Certificate 6.18(b) Confidentiality Agreement 6.7(bSection 5.3(b) Creditors’ Rights 4.3(aContinuing Directors Section 1.3(b) days 9.4(e) Designated Stockholder Support Contribution Recitals Contribution Agreement Recitals DGCL 2.1 Dismissal Order 6.24(a)(vCovered Persons Section 6.6(a) D&O Insurance 6.10(dSection 6.6(c) DTC 3.3(b)(iiDGCL Recitals Dissenters Provisions Section 2.3(a) e-mail 9.3 Dissenting Shares Section 2.3(a) Effective Time 2.2(bSection 1.6 Equity Interests Section 3.2(a) Eligible Shares 3.1(b)(iExchange Act Section 1.1(a) Exchange Agent 3.3(aSection 1.4(a) Exchange Consideration 6.23(aForm 10 Section 6.13 GAAP Section 3.6(a) Exchange Fund 3.3(aGovernmental Entity Section 3.5 HSR Act Section 3.5 Incorporated Open Source Materials Section 3.15(c) Exchange Offer Recitals Exchange Offer Indemnification Agreements Section 6.6(a) Indemnification and Tax Matters Agreement Annex I Information Statement Section 1.10(a) Initial Expiration Date 6.23(cSection 1.1(a) Exchange Prospectus 4.8 Exchange Ratio 3.1(b)(iJunior Preferred Stock Section 3.2(a) Exchange Registration Statement 4.8 Excluded Employees 6.9(b) Excluded Shares 3.1(b)(iii) GAAP 4.5(b) HSR Act 4.4 Indemnified Liabilities 6.10(a) Indemnified Persons 6.10(a) Involuntary Insolvency Event Date 6.24(a)(v) Joint Proxy Statement 4.4 Letter of Transmittal 3.3(b)(i) made available 9.4(e) Material Company Insurance Policies 4.20 Material Parent Insurance Policies 5.20 Measurement Date 4.2(a) Media Distribution Service Agreement Recitals Merger Recitals Merger Consideration 3.1(b)(iSection 2.1(c) Merger Registration Statement 4.8 Merger Exchange Fund Section 2.2(a) Minimum Condition Section 1.1(a) Monthly Unaudited Financial Information Section 6.14 Nasdaq Section 1.1(b) Noncompetition Agreement Annex I Notice of Recommendation Change Section 5.4(b) Offer Recitals Offer Consideration Recitals Offer Documents Section 1.1(c) Offer Exchange Fund Section 1.4(a) Offer to Exchange Section 1.1(a) Officer Confidentiality Agreement Annex I Outside Date Section 8.1(b)(iv) Permitted Liens Section 3.14 Post Production Services Agreement Annex I Post Signing Returns Section 6.8(a) PPB Appraisal Report Section 6.16 PPB Fair Market Value Section 6.16 PPB Sub Preamble Merger Sub Board Recitals Minimum Participation Condition 6.23(aProspectus Section 1.1(c) New Financing 6.22 Non-Cancelled Shares 3.1(b)(iiiPublic Disclosure Section 5.4(a) Note Consents 6.23(c) Note Waivers 6.23(c) Notes Exchange Agent 6.23(f) Other Indenture Amendments 6.23(c)(iii) Outside Date 8.1(b)(ii) Parent Purchaser Preamble Parent 401(k) Plan 6.9(f) Parent Affiliate 9.10 Parent Alternative Acquisition Agreement 6.4(d)(iii) Parent Board Recitals Parent Board Recommendation 5.3(a) Parent Capital Stock 5.2 Parent Change of Recommendation 6.4(d)(vi) Parent Purchaser Agreements Section 4.5 Purchaser Common Stock Recitals Parent Contracts 5.19(bPurchaser Expenses Section 8.2(b) Parent Designees 2.7(aPurchaser Financial Statements Section 4.6 Purchaser Governing Documents Section 4.3(c) Parent Disclosure Letter Article V Parent Equity Plan 5.2(aPurchaser Options Section 4.3(a) Parent FA 5.22 Parent Independent Petroleum Engineers 5.17(a) Parent Intellectual Property 5.14(a) Parent Material Adverse Effect 5.1 Parent Material Leased Real Property 5.15 Parent Material Real Property Lease 5.15 Parent Owned Real Property 5.15 Parent Permits 5.9(a) Parent Purchaser Preferred Stock 5.2(aSection 4.3(a) Parent Right 3.1(b)(iv) Parent Related Party Transaction 5.24 Parent Reserve Report 5.17(a) Parent Purchaser SEC Documents 5.5(aSection 4.6 Purchaser Stock Rights Section 4.3(a) Parent Series Registration Statement Section 1.1(c) Regulation M-A Junior Participating Preferred Section 1.1(c) Representatives Section 5.3(a) Restricted Stock 3.1(b)(ivSection 2.5(b) Parent Stock Issuance SAR Section 2.5(a) ▇▇▇▇▇▇▇▇-▇▇▇▇▇ Act Section 3.6(a) Schedule 14D-9 Section 1.2(a) Schedule TO Section 1.1(c) SEC Section 1.1(c) Section 16 Section 6.12 Securities Act Section 3.6(a) Shares Recitals Parent Stockholders Meeting 4.4 Parent Tax Certificate 6.18(b) pdf 2.2 Registration Statements 4.8 RightsSignificant Subsidiaries Section 4.2 Spin-of-Way 4.16 Second Request 6.8(c) Supplemental Indenture Effective Date 6.23(j) Supporting Noteholders Off Recitals Support Agreement Recitals Surviving Corporation 2.1 Tail Period 6.10(dSection 1.5(a) Tax Plan Termination Fee Section 8.2(b) Third Party Section 5.3(a) Top-Up Closing Section 2.4(c) Top-Up Exercise Event Section 2.4(b) Top-Up Exercise Notice Section 2.4(c) Top-Up Notice Date Section 2.4(c) Top-Up Notice Receipt Section 2.4(c) Top-Up Option Section 2.4(a) Top-Up Option Shares Section 2.4(a) Transactions Recitals Tax Plan Record Date 3.1(b)(ivUnaudited Income Statement Section 3.26 Voting Debt Section 3.2(a) Terminable Breach 8.1(b)(iii) Transaction Expense Fee Recitals Transaction Support Working Capital Reconciliation Agreement Recitals Transaction Litigation 6.11Annex I
Appears in 2 contracts
Sources: Merger Agreement (New 360), Merger Agreement (DG FastChannel, Inc)
Terms Defined Elsewhere. As used The following terms are defined elsewhere in this Agreement, the following capitalized terms are defined in this Agreement as referenced in the following tableindicated below: Agreement Preamble Alternative Financing 6.16(b)(i) Ancillary Documents 9.17 Antitrust Counsel Only Material 6.4(b) Applicable Date 4.5(a) Article 4 Book-Entry Shares 3.3(b)(ii3.2(b)(iii) Cancelled Shares 3.1(c) Certificate of Merger 2.2(b) 2.2 Certificates 3.3(b)(i) Change of Control Amendment 6.23(c)(ii) Change of Control Amendment Consent Fee 6.23(c)(ii3.2(b)(ii) Closing 2.2(a) 2.2 Closing Date 2.2(a) Code Recitals 2.2 Company Preamble Company 401(k) Plan 6.9(f) Company Affiliate 9.10 Company Alternative Acquisition Agreement 6.3(d)(iv) Company Board Recitals Company Board Recommendation 4.3(aRecitals Company Bylaws 4.1(b) Company Capital Stock 4.2(aCharter 4.1(b) Company Change of Recommendation 6.3(d)(viiDisclosure Schedule Article 4 Company Financial Statements 4.7(b) Confidential Information 6.2(b) Continuing Employee 6.7(a) Company Common Stock Recitals Company Contracts 4.19(b401(k) Plan 6.7(e) Company Designees 2.7(a) Company Designated Stockholder Recitals Company Disclosure Letter Article IV Company Employee 6.9(b) Company FA 4.22 Company Independent Petroleum Engineers 4.17(a) Company Intellectual Leased Real Property 4.14(a4.18(b) Company Material Adverse Effect 4.1 Contract 4.13(a) Company Material Leased Real Property 4.15 Company Material Real Property Lease 4.15 Notice Period 6.3(f) Company Owned Real Property 4.15 4.1(a) Company Permits 4.9(a4.6(a) Company Preferred Stock 4.2(aReal Property Lease 4.18(b) Company Related Party Transaction 4.24 Company Reserve Report 4.17(a) Company Restructuring Transactions Recitals Company SEC Documents 4.5(a4.7(a) Company Senior Notes Shares Recitals Company Stakeholders’ Pro Forma Equity Percentage 5.22 Company Stock Award 3.2(a) Company Stockholders Meeting 4.4 Company Tax Certificate 6.18(bSubsidiary 4.1(a) Confidentiality Agreement 6.7(b6.2(b) Creditors’ Rights 4.3(a) days 9.4(e) Designated Stockholder Support Agreement Recitals DGCL 2.1 Dismissal Order 6.24(a)(vCovered Persons 6.8(a) D&O Insurance 6.10(d6.8(c) DTC 3.3(b)(iiDebt Document 6.16(b)(i) e-mail 9.3 Debt Financing 5.12(a) Dissenting Shares 3.3 Effective Time 2.2(b) Eligible Shares 3.1(b)(i) Exchange Agent 3.3(a) Exchange Consideration 6.23(a2.2 Effects 9.6 Enforceability Exceptions 4.3 Equity Commitment Letter Recitals Equity Financing 5.12(a) Exchange Fund 3.3(a3.2(a) Exchange Offer Existing Indemnification Agreements 6.8(a) Expiration Time 1.1(d)(i) Financing 5.12(a) Financing Letters 5.12(a) Financing Purposes 5.12(b) Independent Contractor 4.12(i) Insurance Policies 4.21 Investor Recitals Exchange Offer Expiration Date 6.23(c) Exchange Prospectus 4.8 Exchange Ratio 3.1(b)(i) Exchange Registration Statement 4.8 Excluded Employees 6.9(b) Excluded Shares 3.1(b)(iii) GAAP 4.5(b) HSR Act 4.4 Indemnified Liabilities 6.10(a) Indemnified Persons 6.10(a) Involuntary Insolvency Event Date 6.24(a)(v) Joint Proxy Statement 4.4 Investors Recitals Letter of Transmittal 3.3(b)(i) made available 9.4(e) Material Company Insurance Policies 4.20 Material Parent Insurance Policies 5.20 Measurement Date 4.2(a3.2(b)(ii) Merger Recitals Merger Consideration 3.1(b)(i3.1(a) Merger Registration Statement 4.8 Merger Sub Preamble Merger Sub Board Recitals Minimum Participation Condition 6.23(aNew Plan 6.7(e) New Financing 6.22 Non-Cancelled Shares 3.1(b)(iiiOld Plans 6.7(e) Note Consents 6.23(c) Note Waivers 6.23(c) Notes Exchange Agent 6.23(f) Other Indenture Amendments 6.23(c)(iiiOption Consideration 3.4(a) Outside Date 8.1(b)(ii8.1(a) Parent Preamble Parent 401(kExpenses 8.3(d) Plan 6.9(fPaying Agent 3.2(a) Parent Affiliate 9.10 Parent Alternative Acquisition Payoff Letter 6.14 PSU Consideration 3.4(c) PSU Replacement Award 3.4(c)(ii) Qualifying Termination 3.4(b)(ii) Release 3.4(b) Required Amount 5.12(b) Rights Agreement 6.4(d)(iiiConditions 6.18 RSU Consideration 3.4(b) Parent Board Recitals Parent Board Recommendation 5.3(aRSU Replacement Award 3.4(b)(ii) Parent Capital Stock 5.2 Parent Change of Recommendation 6.4(d)(viSection 16 6.10 Significant Company Subsidiary 4.1(a) Parent Common Stock Recitals Parent Contracts 5.19(b) Parent Designees 2.7(a) Parent Disclosure Letter Article V Parent Equity Plan 5.2(a) Parent FA 5.22 Parent Independent Petroleum Engineers 5.17(a) Parent Intellectual Property 5.14(a) Parent Material Adverse Effect 5.1 Parent Material Leased Real Property 5.15 Parent Material Real Property Lease 5.15 Parent Owned Real Property 5.15 Parent Permits 5.9(a) Parent Preferred Stock 5.2(a) Parent Right 3.1(b)(iv) Parent Related Party Transaction 5.24 Parent Reserve Report 5.17(a) Parent SEC Documents 5.5(a) Parent Series A Junior Participating Preferred Stock 3.1(b)(iv) Parent Stock Issuance Recitals Parent Solvent 5.10 Specified Stockholders Meeting 4.4 Parent Tax Certificate 6.18(b) pdf 2.2 Registration Statements 4.8 Rights-of-Way 4.16 Second Request 6.8(c) Supplemental Indenture Effective Date 6.23(j) Supporting Noteholders Recitals Surviving Corporation 2.1 Tail Period 6.10(d2.1(a) Tax Plan Recitals Tax Plan Record Date 3.1(b)(iv) Terminable Breach 8.1(b)(iii) Transaction Expense Fee Recitals Transaction Tender and Support Agreement Recitals Transaction Litigation 6.11Recitals
Appears in 1 contract
Sources: Merger Agreement (Trecora Resources)
Terms Defined Elsewhere. As used The following terms are defined elsewhere in this Agreement, the following capitalized terms are defined in this Agreement as referenced in the following tableindicated below: 280G Stockholder Approval 6.6(b) 401(k) Plan 1.5(a)(ii) Adjustment Resolution Period 2.9(b) Adjustment Review Period 2.9(b) Agreement Preamble Applicable -95- Agreement Date 4.5(aPreamble Allocation Schedule 5.3(a) Book-Entry Balance Sheet Date 3.6(b) Board Recitals Cancelled Shares 3.3(b)(ii2.1(e) Certificate of Merger 2.2(b) Certificates 3.3(b)(i) Change of Control Amendment 6.23(c)(ii) Change of Control Amendment Consent Fee 6.23(c)(ii1.2 Charter Documents 3.1(d) Closing 2.2(a) 1.4 Closing Date 2.2(a) Code Recitals 1.4 Company Preamble Company 401(k) Plan 6.9(f) Company Affiliate 9.10 Company Alternative Acquisition Agreement 6.3(d)(ivAuthorizations 3.14(a) Company Board Resolutions 3.4(a) Company Indemnitees 5.4(a) Company IP 3.11(a)(ii) Company Owned IP 3.11(a)(iii) Company Prepared Returns 5.2(a)(i) Company Products 3.11(a)(iv) Company Registered IP 3.11(b) Company Software 3.11(a)(v) Company Source Code 3.11(a)(vi) Company Stockholder Approval Recitals Company Board Recommendation 4.3(aVoting Debt 3.2(g) Company Confidentiality Agreement 6.7 Contaminant 3.11(a)(vii) Contingent Consideration 2.11(c) Contingent Holdback Cash and Shares 2.11(h) Continuing Claim 8.4(e) Converted Unvested Options 2.1(b)(ii) Converted Unvested Option Exercise Price 2.1(b)(ii) COVID-19 Measures 3.19(j) Current Balance Sheet 3.6(b) Determination Date 2.9(c) DGCL 1.1 Disclosure Schedule Article III D&O Indemnifiable Matters 5.4(a) D&O Tail Policy 5.4(b) Dissenting Shares 2.5(a) Effective Time 1.2 Earnout Event 2.11(a) Eligible Employees 6.20 Embargoed Countries 3.24 End Date 9.1(b) Engagement Letter 8.6(b) EPLI Tail Policy 5.4(b) Estimated Closing Cash Amount 2.9(a) Estimated Closing Indebtedness Amount 2.9(a) Estimated Closing Statement 2.9(a) Estimated Transaction Expense Amount 2.9(a) Estimated Closing Working Capital Stock 4.2(aAdjustment Amount 2.9(a) Company Change of Recommendation 6.3(d)(viiExpense Fund 8.6(c) Company Common Stock Recitals Company Contracts 4.19(bExpense Fund Account 8.6(c) Company Designees 2.7(aExport Approvals 3.24 Financials 3.6(a) Company Designated Stockholder Recitals Company Disclosure Letter Article IV Company Employee FIRPTA Compliance Certificate 1.5(a)(vi) Formation Documents 3.1(d) GDPR 3.11(a)(viii) HSR Act 6.9(b) Company FA 4.22 Company Identified Stockholders Recitals Inbound Licenses 3.11(d)(i) Indemnification Claim Notice 8.4(a) Indemnification Claim Objection Notice 8.4(b) Indemnity Escrow Expiration Date 8.4(e) Independent Petroleum Engineers 4.17(aAccountant 2.9(b) Company Information Privacy and Security Laws 3.11(a)(x) Intellectual Property 4.14(aRights 3.11(a)(xi) Company Material Adverse Effect 4.1 Company Material Interested Party 3.13(a) Invoice 1.5(a)(v) Key Employees Recitals Lease Agreements 3.10(b) Leased Real Property 4.15 Company Material Real Property Lease 4.15 Company Owned Real Property 4.15 Company Permits 4.9(a3.10(b) Company Preferred Stock 4.2(a) Company Related Party Transaction 4.24 Company Reserve Report 4.17(a) Company Restructuring Transactions Recitals Company SEC Documents 4.5(a) Company Senior Notes Recitals Company Stakeholders’ Pro Forma Equity Percentage 5.22 Company Stock Award 3.2(a) Company Stockholders Meeting 4.4 Company Tax Certificate 6.18(b) Confidentiality Agreement 6.7(b) Creditors’ Rights 4.3(a) days 9.4(e) Designated Stockholder Support Agreement Recitals DGCL 2.1 Dismissal Order 6.24(a)(v) D&O Insurance 6.10(d) DTC 3.3(b)(ii) e-mail 9.3 Effective Time 2.2(b) Eligible Shares 3.1(b)(i) Exchange Agent 3.3(a) Exchange Consideration 6.23(a) Exchange Fund 3.3(a) Exchange Offer Recitals Exchange Offer Expiration Date 6.23(c) Exchange Prospectus 4.8 Exchange Ratio 3.1(b)(i) Exchange Registration Statement 4.8 Excluded Employees 6.9(b) Excluded Shares 3.1(b)(iii) GAAP 4.5(b) HSR Act 4.4 Indemnified Liabilities 6.10(a) Indemnified Persons 6.10(a) Involuntary Insolvency Event Date 6.24(a)(v) Joint Proxy Statement 4.4 Letter of Transmittal 3.3(b)(i) made available 9.4(e2.3(a) Material Company Insurance Policies 4.20 Material Parent Insurance Policies 5.20 Measurement Date 4.2(aContract(s) Merger Recitals Merger Consideration 3.1(b)(i3.12(b) Merger Registration Statement 4.8 MedMal Tail Policy 5.4(b) Merger Sub Preamble Merger Sub Board Recitals Minimum Participation Condition 6.23(aNotice of Adjustment Disagreement 2.9(b) New Financing 6.22 Non-Cancelled Shares 3.1(b)(iiiOFAC 3.24 Open Source Licenses 3.11(a)(xii) Note Consents 6.23(cOpen Source Material 3.11(a)(xii) Note Waivers 6.23(cOption Release Individual 3.2(c) Notes Exchange Agent 6.23(fOutbound Licenses 3.11(d)(ii) Other Indenture Amendments 6.23(c)(iii) Outside Date 8.1(b)(iiParachute Payment Waiver 6.6(a) Parent Preamble Parent 401(k) Plan 6.9(fIndemnified Parties 8.2(a) Parent Affiliate 9.10 Parent Alternative Acquisition Agreement 6.4(d)(iii) Parent Board Recitals Parent Board Recommendation 5.3(a) Parent Capital Stock 5.2 Parent Change of Recommendation 6.4(d)(vi) Parent Common Stock Recitals Parent Contracts 5.19(b) Parent Designees 2.7(a) Parent Disclosure Letter Article V Parent Equity Plan 5.2(a) Parent FA 5.22 Parent Independent Petroleum Engineers 5.17(a) Parent Intellectual Property 5.14(a) Parent Material Adverse Effect 5.1 Parent Material Leased Real Property 5.15 Parent Material Real Property Lease 5.15 Parent Owned Real Property 5.15 Parent Permits 5.9(a) Parent Preferred Stock 5.2(a) Parent Right 3.1(b)(iv) Parent Related Party Transaction 5.24 Parent Reserve Report 5.17(a) Parent SEC Documents 5.5(a) Parent Series A Junior Participating Preferred Stock 3.1(b)(ivPrepared Returns 5.2(a)(ii) Parent Stock Issuance Recitals Parent Stockholders Meeting 4.4 Parent Tax Certificate 6.18(bPatent Rights 3.11(a)(xi) pdf 2.2 Registration Paying Agent Agreement 2.3(a) Payoff Letter 1.5(a)(v) Personal Data 3.11(a)(xiii) Personnel Agreements 3.11(f)(i) Post-Closing Deficit Amount 2.9(d) Post-Closing Excess Amount 2.9(e) Post-Closing Statement 2.9(b) Preliminary Allocation Schedule 2.12 Privacy Statements 4.8 Rights3.11(a)(xiv) Prohibited Party Lists 3.24 Personal Information 3.11(a)(xvi) PTO 3.11(b) Registered IP 3.11(a)(xviii) Representative Losses 8.6(b) Required Information 2.3(a) Resignation Letters 1.5(a)(iii) Resolved Matters 2.9(b) Restraint 7.1(a) Restricted Shares 3.2(a) Retained Escrow Amount 8.4(e) Section 280G Payments 6.6(b) Shrink-of-Way 4.16 Second Request 6.8(cWrap Software 3.11(a)(xx) Supplemental Indenture Effective Date 6.23(jStandard Form Agreements 3.11(d)(iii) Supporting Noteholders Recitals Statement No. 5 3.6(d) Stockholder Notice 5.1(b) Stockholder Representative Preamble Surviving Corporation 2.1 1.2 Tax Representations 8.1 Tail Period 6.10(dPolicies 5.4(b) Tax Plan Recitals Tax Plan Record Date 3.1(b)(ivTechnology 3.11(a)(xxi) Terminable Breach 8.1(b)(iiiThird Party Claim 8.5 Third Party Notice 8.5 Top Customer 3.26(a) Transaction Expense Fee Recitals Transaction Support Top Partner 3.26(a) United States Real Property Holding Corporation 3.8(a)(viii) Unresolved Matters 2.9(b) In Witness Whereof, Parent, Merger Sub, the Company and the Stockholder Representative have caused this Agreement Recitals Transaction Litigation 6.11to be signed, all as of the date first written above. By: /s/ R▇▇▇▇▇ ▇▇▇▇▇ Name: R▇▇▇▇▇ ▇▇▇▇▇ Title: Chief Executive Officer By: /s/ R▇▇▇▇▇ ▇▇▇▇▇ Name: R▇▇▇▇▇ ▇▇▇▇▇ Title: President In Witness Whereof, Parent, Merger Sub, the Company and the Stockholder Representative have caused this Agreement to be signed, all as of the date first written above. By: /s/ R▇▇▇ ▇▇▇▇▇▇▇ Name: R▇▇▇ ▇▇▇▇▇▇▇ Title: Chief Executive Officer In Witness Whereof, Parent, Merger Sub, the Company and the Stockholder Representative have caused this Agreement to be signed, all as of the date first written above. Fortis Advisors LLC, solely in its capacity as the Stockholder Representative By: /s/ R▇▇▇ ▇▇▇▇▇▇ Name: R▇▇▇ ▇▇▇▇▇▇ Title: Managing Director
Appears in 1 contract
Terms Defined Elsewhere. As used The following terms are defined elsewhere in this Agreement, the following capitalized terms are defined in this Agreement as referenced in the following tableindicated below: Adverse Effect on Debt Financing Section 7.5(b) Adverse Recommendation Change Section 6.3(c) Agreement Preamble Applicable Date 4.5(a) Book-Entry Shares 3.3(b)(ii) Certificate of Merger 2.2(b) Certificates 3.3(b)(i) Change of Control Amendment 6.23(c)(ii) Change of Control Amendment Consent Fee 6.23(c)(ii) Closing 2.2(a) Closing Date 2.2(a) Code Recitals Company Preamble Company 401(k) Plan 6.9(f) Company Affiliate 9.10 Company Alternative Acquisition Agreement 6.3(d)(ivSection 6.3(c) Alternative Financing Section 7.5(b) Alternative Financing Documents Section 7.5(b) Arbitrator Section 10.8(b) Base Premium Section 7.6(c) Benefit Plan Section 4.14(b) Benefit Plans Section 4.14(b) CICL Recitals Closing Section 2.2 Closing Date Section 2.2 Company Preamble Company Board Recitals Company Board Recommendation 4.3(aRecitals Company Equity Interests Section 4.2(b) Company Capital Stock 4.2(aGroup Section 9.3(f) Company Change of Recommendation 6.3(d)(viiTermination Fee Section 9.3(a) Company Common Stock Recitals Company Contracts 4.19(bConsenting Warrantholder Section 3.2(b) Company Designees 2.7(aCovered Persons Section 7.6(a) Company Designated Stockholder Recitals Company Disclosure Letter Article IV Company Employee 6.9(bDebt Commitment Letters Section 5.5(a) Company FA 4.22 Company Independent Petroleum Engineers Debt Financing Section 5.5(a) Dissenting Shareholders Section 3.5(a) Dissenting Shares Section 3.5(a) Effective Time Section 2.3 Enforceability Exceptions Section 4.3 Environmental Claim Section 4.17(a) Company Intellectual Property 4.14(aEquity Commitment Letters Section 5.5(a) Company Material Adverse Effect 4.1 Company Material Equity Financing Section 5.5(a) Exchange Act Section 4.5 Exchange Fund Section 3.6(a) Financial Statements Section 4.6(b) Financing Section 5.5(a) Financing Documents Section 5.5(a) Governmental Entity Section 4.5 HKIAC Section 10.8(b) HoldCo Preamble HoldCo Group Section 9.3(f) HoldCo Option Section 3.3(b) HoldCo RSU Award Section 3.3(c) HoldCo Share Plan Section 3.3(b) HoldCo Termination Fee Section 9.3(b) IFRS Section 4.6(b) Indemnification Agreements Section 7.6(a) Intervening Event Section 6.3(e) Leased Real Property 4.15 Company Section 4.11(a) Limited Guarantee Recitals Material Real Property Lease 4.15 Company Owned Real Property 4.15 Company Permits 4.9(a) Company Preferred Stock 4.2(a) Company Related Party Transaction 4.24 Company Reserve Report 4.17(a) Company Restructuring Transactions Recitals Company SEC Documents 4.5(a) Company Senior Notes Recitals Company Stakeholders’ Pro Forma Equity Percentage 5.22 Company Stock Award 3.2(a) Company Stockholders Meeting 4.4 Company Tax Certificate 6.18(b) Confidentiality Agreement 6.7(b) Creditors’ Rights 4.3(a) days 9.4(e) Designated Stockholder Support Agreement Recitals DGCL 2.1 Dismissal Order 6.24(a)(v) D&O Insurance 6.10(d) DTC 3.3(b)(ii) e-mail 9.3 Effective Time 2.2(b) Eligible Shares 3.1(b)(i) Exchange Agent 3.3(a) Exchange Consideration 6.23(a) Exchange Fund 3.3(a) Exchange Offer Recitals Exchange Offer Expiration Date 6.23(c) Exchange Prospectus 4.8 Exchange Ratio 3.1(b)(i) Exchange Registration Statement 4.8 Excluded Employees 6.9(b) Excluded Shares 3.1(b)(iii) GAAP 4.5(b) HSR Act 4.4 Indemnified Liabilities 6.10(a) Indemnified Persons 6.10(a) Involuntary Insolvency Event Date 6.24(a)(v) Joint Proxy Statement 4.4 Letter of Transmittal 3.3(b)(i) made available 9.4(e) Material Company Insurance Policies 4.20 Material Parent Insurance Policies 5.20 Measurement Date 4.2(aContract Section 4.15(a) Merger Recitals Merger Consideration 3.1(b)(iSection 3.6(a) Merger Registration Statement 4.8 Merger Sub Preamble Merger Sub Board Recitals Minimum Participation Condition 6.23(a) New Financing 6.22 Non-Cancelled Shares 3.1(b)(iiiU.S. Benefit Plan Section 4.14(h) Note Consents 6.23(cNYSE Section 4.2(c) Note Waivers 6.23(c) Notes Exchange Agent 6.23(f) Other Indenture Amendments 6.23(c)(iii) Outside Date 8.1(b)(iiOperating Subsidiary Section 4.15(a)(xi) Parent Preamble Parent 401(kParties Preamble Parties Preamble Party Preamble Paying Agent Section 3.6(a) Per Share Merger Consideration Section 3.1(a) Per Warrant Consent Fee Section 3.2(b) Per Warrant Merger Consideration Section 3.2(a) Plan 6.9(fof Merger Section 2.3 Rules Section 10.8(b) Parent Affiliate 9.10 Parent Alternative Acquisition Agreement 6.4(d)(iiiS▇▇▇▇▇▇▇-▇▇▇▇▇ Act Section 4.6(a) Parent Board Recitals Parent Board Recommendation 5.3(aSchedule 13E-3 Section 6.4(a) Parent Capital Stock 5.2 Parent Change of Recommendation 6.4(d)(vi) Parent Common Stock Recitals Parent Contracts 5.19(b) Parent Designees 2.7(a) Parent Disclosure Letter Article V Parent Equity Plan 5.2(a) Parent FA 5.22 Parent Independent Petroleum Engineers 5.17(a) Parent Intellectual Property 5.14(a) Parent Material Adverse Effect 5.1 Parent Material Leased Real Property 5.15 Parent Material Real Property Lease 5.15 Parent Owned Real Property 5.15 Parent Permits 5.9(a) Parent Preferred Stock 5.2(a) Parent Right 3.1(b)(iv) Parent Related Party Transaction 5.24 Parent Reserve Report 5.17(a) Parent SEC Section 4.5 SEC Documents 5.5(aSection 4.6(a) Parent Series A Junior Participating Preferred Stock 3.1(b)(ivSecurities Act Section 4.6(a) Parent Stock Issuance Recitals Parent Stockholders Meeting 4.4 Parent Tax Certificate 6.18(bShare Certificates Section 3.6(b)(i) pdf 2.2 Registration Statements 4.8 Rights-of-Way 4.16 Second Request 6.8(c) Supplemental Indenture Effective Date 6.23(j) Supporting Noteholders Recitals Surviving Corporation 2.1 Tail Period 6.10(d) Tax Plan Recitals Tax Plan Shareholder Proxy Statement Section 4.5 Shareholder Record Date 3.1(b)(ivSection 6.5(a) Terminable Breach 8.1(b)(iiiSocial Insurance Section 4.14(j) Transaction Expense Fee Special Committee Recitals Transaction Support Agreement Recitals Surviving Entity Section 2.1 Takeover Statute Section 4.23 Tax Returns Section 4.12(a) Transaction Litigation 6.11Section 7.9 Transactions Recitals Uncertificated Shares Section 3.6(b)(i) Uncertificated Warrants Section 3.6(b)(i) US$ Section 1.3(c) Warrant Amendment Section 6.6 Warrant Certificates Section 3.6(b)(i) Warrantholder Consent Deadline Section 6.6(b) Warrantholder Proxy Statement Section 4.5 Warrantholder Record Date Section 6.6(a)
Appears in 1 contract
Terms Defined Elsewhere. As used The following terms are defined elsewhere in this Agreement, the following capitalized terms are defined in this Agreement as referenced in the following tableindicated below: Agreement Preamble Alternative Financing 6.16(b)(i) Antitrust Counsel Only Material 6.4(d) Applicable Date 4.5(a) Article 4 Book-Entry Shares 3.3(b)(ii3.2(c)(ii) Cancelled Shares 3.1(c) Capitalization Date 4.2(a) Certificate of Merger 2.2(b) 2.2 Certificates 3.3(b)(i) Change of Control Amendment 6.23(c)(ii) Change of Control Amendment Consent Fee 6.23(c)(ii3.2(c)(i) Closing 2.2(a) 2.2 Closing Date 2.2(a) Code Recitals 2.2 Company Preamble Company 401(k) Plan 6.9(f6.7(e) Company Affiliate 9.10 Company Alternative Acquisition Agreement 6.3(d)(ivAdvisor 4.22(a) Company Board Recitals Company Board Approval 4.3 Company Board Recommendation 4.3(aRecitals Company Bylaws 4.1(b) Company Capital Stock Charter 4.1(b) Company Disclosure Schedule Article 4 Company Financial Statements 4.7(b) Company Leased Real Property 4.18(b) Company Material Contract 4.13(a) Company Notice 6.3(e) Company Notice Period 6.3(e) Company Permits 4.6(a) Company Preferred Shares 4.2(a) Company Change of Recommendation 6.3(d)(viiSEC Documents 4.7(a) Company Common Stock Shares Recitals Company Contracts 4.19(bSubsidiary 4.1(a) Company Designees 2.7(a) Company Designated Stockholder Recitals Company Disclosure Letter Article IV Company Employee 6.9(b) Company FA 4.22 Company Independent Petroleum Engineers 4.17(a) Company Intellectual Property 4.14(a) Company Material Adverse Effect 4.1 Company Material Leased Real Property 4.15 Company Material Real Property Lease 4.15 Company Owned Real Property 4.15 Company Permits 4.9(a) Company Preferred Stock 4.2(a) Company Related Party Transaction 4.24 Company Reserve Report 4.17(a) Company Restructuring Transactions Recitals Company SEC Documents 4.5(a) Company Senior Notes Recitals Company Stakeholders’ Pro Forma Equity Percentage 5.22 Company Stock Award 3.2(a) Company Stockholders Meeting 4.4 Company Tax Certificate 6.18(bConfidential Information 6.2(b) Confidentiality Agreement 6.7(b6.2(b) Creditors’ Rights 4.3(aContinuing Employee 6.7(a) days 9.4(e) Designated Stockholder Support Agreement Recitals DGCL 2.1 Dismissal Order 6.24(a)(vContracting Party 9.17 Covered Persons 6.8(a) D&O Insurance 6.10(d6.8(c) DTC 3.3(b)(iiDCP Unit Consideration 3.4(c) e-mail 9.3 Debt Financing 5.12(a) DGCL Recitals Dissenting Shares 3.3 Effective Time 2.2(b) Eligible Shares 3.1(b)(i) Exchange Agent 3.3(a) Exchange Consideration 6.23(a2.2 Effect 9.6 Enforceability Exceptions 4.3 Equity Commitment Letter Recitals Equity Financing 5.12(a) Exchange Fund 3.3(a3.2(a) Exchange Offer Existing Indemnification Agreements 6.8(a) Expiration Time 1.1(d)(i) Financing 5.12(a) Financing Letters 5.12(a) Financing Purposes 5.12(b) Insurance Policies 4.19 Investor Recitals Exchange Offer Expiration Date 6.23(cInvestors Recitals Internet Domain Names 9.6 Labor Agreement 4.12(c)(i) Exchange Prospectus 4.8 Exchange Ratio 3.1(b)(i) Exchange Registration Statement 4.8 Excluded Employees 6.9(b) Excluded Shares 3.1(b)(iii) GAAP 4.5(b) HSR Act 4.4 Indemnified Liabilities 6.10(a) Indemnified Persons 6.10(a) Involuntary Insolvency Event Date 6.24(a)(v) Joint Proxy Statement 4.4 Letter of Transmittal 3.3(b)(i3.2(c)(i) made available 9.4(e) Material Company Insurance Policies 4.20 Material Parent Insurance Policies 5.20 Measurement Date 4.2(aLimited Guarantee 5.12(f) Merger Recitals Merger Consideration 3.1(b)(i3.1(a) Merger Registration Statement 4.8 Merger Sub Preamble Merger Sub Board Recitals Minimum Participation Condition 6.23(a1.1(a)(i) New Financing 6.22 Plan 6.7(d) Non-Cancelled Shares 3.1(b)(iii) Note Consents 6.23(c) Note Waivers 6.23(c) Notes Exchange Agent 6.23(f) Other Indenture Amendments 6.23(c)(iii) Outside Date 8.1(b)(ii) Parent Preamble Parent 401(k) Plan 6.9(f) Parent Affiliate 9.10 Parent Alternative Acquisition Agreement 6.4(d)(iii) Parent Board Recitals Parent Board Recommendation 5.3(a) Parent Capital Stock 5.2 Parent Change of Recommendation 6.4(d)(vi) Parent Common Stock Recitals Parent Contracts 5.19(b) Parent Designees 2.7(a) Parent Disclosure Letter Article V Parent Equity Plan 5.2(a) Parent FA 5.22 Parent Independent Petroleum Engineers 5.17(a) Parent Intellectual Property 5.14(a) Parent Material Adverse Effect 5.1 Parent Material Leased Real Property 5.15 Parent Material Real Property Lease 5.15 Parent Owned Real Property 5.15 Parent Permits 5.9(a) Parent Preferred Stock 5.2(a) Parent Right 3.1(b)(iv) Parent Related Recourse Party Transaction 5.24 Parent Reserve Report 5.17(a) Parent SEC Documents 5.5(a) Parent Series A Junior Participating Preferred Stock 3.1(b)(iv) Parent Stock Issuance Recitals Parent Stockholders Meeting 4.4 Parent Tax Certificate 6.18(b) pdf 2.2 Registration Statements 4.8 Rights-of-Way 4.16 Second Request 6.8(c) Supplemental Indenture Effective Date 6.23(j) Supporting Noteholders Recitals Surviving Corporation 2.1 Tail Period 6.10(d) Tax Plan Recitals Tax Plan Record Date 3.1(b)(iv) Terminable Breach 8.1(b)(iii) Transaction Expense Fee Recitals Transaction Support Agreement Recitals Transaction Litigation 6.119.17
Appears in 1 contract
Sources: Merger Agreement (PHX Minerals Inc.)
Terms Defined Elsewhere. As used in this Agreement, the following capitalized terms are defined in this Agreement as referenced in the following table: Agreement Preamble Applicable Date 4.5(aArticles of Merger 2.2(b) Boards Recitals Book-Entry Shares 3.3(b)(ii) Certificate of Merger 2.2(b) Certificates 3.3(b)(i) Change of Control Amendment 6.23(c)(iiCancelled Shares 3.1(b)(iii) Change of Control Amendment Consent Fee 6.23(c)(iiChosen Courts 9.7(b) Closing 2.2(a) Closing Company Transaction Expenses 6.1(c) Closing Date 2.2(a) Closing Dividend Recitals Closing Dividend Calculation 6.17 Code Recitals Company Preamble Company 401(k) Plan 6.9(f) Company Affiliate 9.10 Company Alternative Acquisition Agreement 6.3(d)(iv) Company Board Recitals Company Board Recommendation 4.3(a) Company Capital Stock 4.2(a) Recitals Company Change of Recommendation 6.3(d)(vii6.3(b) Company Common Stock Recitals Shares 3.1(b)(i) Company Contracts 4.19(b4.17(b) Company Designees 2.7(a) Company Designated Stockholder Recitals Company Disclosure Letter Schedules Article IV Company Employee 6.9(bEquity Awards 3.2(b) Company FA 4.22 Company Independent Petroleum Engineers 4.17(aInsurance Policies 4.19(a) Company Intellectual Property 4.14(aInvestment Documentation 4.7(b) Company Investments 4.7(b) Company Loan 4.7(a) Company Loan Documentation 4.7(a) Company Loan Files 4.7(a) Company Material Adverse Effect 4.1 4.1(a) Company Material Leased Real Property 4.15 Company Material Real Property Lease 4.15 Company Owned Real Property 4.15 Note 4.7(a) Company Permits 4.9(a4.10(a) Company Plans 4.11(a) Company Preferred Stock Shares 4.2(a) Company Related Party Transaction 4.24 Company Reserve Report 4.17(a) Company Restructuring Transactions Shareholders Recitals Company SEC Documents 4.5(a) Company Senior Notes Shareholders Meeting Recitals Company Stakeholders’ Pro Forma Equity Percentage 5.22 Company Stock Award 3.2(a) Company Stockholders Meeting 4.4 Company Tax Certificate 6.18(bRepresentation Letter 6.18(a) Confidentiality Agreement 6.7(b6.6(b) Creditors’ Rights 4.3(a) days 9.4(e) Designated Stockholder Support CVR Agreement Recitals DGCL 2.1 Dismissal Order 6.24(a)(v) D&O Insurance 6.10(d6.8(d) DTC 3.3(b)(iiDelaware Secretary of State 2.2(b) e-mail 9.3 DLLCA 2.1 Effective Time 2.2(b) Eligible Shares 3.1(b)(iEnd Date 8.1(b)(ii) Escrow Agent 8.4(a) Escrow Agreement 8.4(a) Exchange Agent 3.3(a) Exchange Consideration 6.23(a) Exchange Fund 3.3(a) Exchange Offer Recitals Exchange Offer Expiration Date 6.23(c) Exchange Prospectus 4.8 Exchange Ratio 3.1(b)(i) Exchange Registration Statement 4.8 Excluded Employees 6.9(b) Excluded Shares 3.1(b)(iii) GAAP 4.5(b) HSR Act 4.4 ICOFR 4.5(c) Indemnified Liabilities 6.10(a6.8(a) Indemnified Persons 6.10(a6.8(a) Involuntary Insolvency Event Date 6.24(a)(v) Joint Proxy Statement 4.4 Letter of Transmittal 3.3(b)(i) made available 9.4(e) Material Company Insurance Policies 4.20 Material Parent Insurance Policies 5.20 Measurement Date 4.2(a) Merger Recitals Merger Certificate 2.2(b) Merger Consideration 3.1(b)(i) Merger Registration Statement 4.8 Merger Sub Preamble Merger Sub Board Recitals Minimum Participation Condition 6.23(a) New Financing 6.22 MGCL 2.1 MRL 2.1 Non-Cancelled Shares 3.1(b)(iii) Note Consents 6.23(c) Note Waivers 6.23(c) Notes Exchange Agent 6.23(f) Other Indenture Amendments 6.23(c)(iii) Outside Date 8.1(b)(ii) Party Affiliates 9.13 Parent Preamble Parent 401(k) Plan 6.9(f) Parent Affiliate 9.10 Parent Alternative Acquisition Agreement 6.4(d)(iii) Parent Board Recitals Parent Board Recommendation 5.3(a) Parent Capital Stock 5.2 Parent Change of Recommendation 6.4(d)(vi) Parent Common Stock Recitals Parent Contracts 5.19(b) Parent Designees 2.7(a) Parent Disclosure Letter Schedules Article V Parent Equity Plan Plans 5.2(a) Parent FA 5.22 Parent Independent Petroleum Engineers 5.17(a) Parent Intellectual Property 5.14(a) Parent Material Adverse Effect 5.1 Parent Material Leased Real Property 5.15 Parent Material Real Property Lease 5.15 Parent Owned Real Property 5.15 Parent Permits 5.9(a) Parent Preferred Stock 5.2(a) Parent Right 3.1(b)(iv) Parent Related Party Transaction 5.24 Parent Reserve Report 5.17(a) 5.8 Parent SEC Documents 5.5(a) Parent Series A Junior Participating Preferred Stock 3.1(b)(iv) Parent Stock Issuance Recitals Parent Stockholders Meeting 4.4 Parent Tax Certificate Representation Letter 6.18(b) pdf 2.2 Prior Company Bidders 6.3(a) Proxy Statement 4.9 Qualified REIT Subsidiary 4.1(b) Qualifying Income 8.4(a) Quarterly Dividend Amount 6.1(b)(i)(A) Registration Statements 4.8 Rights-of-Way 4.16 Second Request 6.8(cStatement 4.9 REIT Recitals Rights Agent Recitals SDAT 2.2(b) Supplemental Indenture Effective Date 6.23(j) Supporting Noteholders Special Committee Recitals Surviving Corporation Company 2.1 Tail Period 6.10(d) Tax Plan Recitals Tax Plan Record Date 3.1(b)(ivTaxable REIT Subsidiary 4.1(b) Terminable Breach 8.1(b)(iii) Transaction Expense Fee Recitals Transaction Support Termination Agreement Recitals Transaction Litigation 6.116.9 Transactions Recitals Trust Indemnitees 6.8(c) TSA 6.20
Appears in 1 contract
Terms Defined Elsewhere. As used in For purposes of this Agreement, the following terms (as capitalized terms are defined in this Agreement as referenced in below) will have the following tablemeanings when used herein: 2019 Company Performance Share Award Section 2.3(b)(i) 2019 Vested Shares Section 2.3(b)(i)(A) 2020 Company Performance Share Award Section 2.3(b)(ii) 2020 Vested Shares Section 2.3(b)(ii)(A) ACA Section 3.11(c) Accelerated Company Restricted Share Award Section 2.3(a) Action Section 5.11(b) Agreement Preamble Applicable Date 4.5(aAlternative Proposal Section 5.5(f) Antitrust Termination Fee Section 7.3(b)(ii) Articles of Merger Section 1.3 Board of Directors Recitals Book-Entry Shares 3.3(b)(iiSection 2.2(a) Cancelled Shares Section 2.1(a)(ii) Cash Equity Section 4.5(b) Cedar Confidentiality Agreement Section 5.4(b) Cedar Guarantor Recitals Certificate of Merger 2.2(b) Section 1.3 Certificates 3.3(b)(iSection 2.2(a) Change of Control Amendment 6.23(c)(ii) Change of Control Amendment Consent Fee 6.23(c)(iiRecommendation Section 5.5(c) Closing 2.2(a) Section 1.2 Closing Date 2.2(aSection 1.2 Code Section 2.2(b)(iii) Code Recitals Commitment Letters Section 4.5(b) Common Stock Section 2.1(a)(i) Company Preamble Company 401(k) Plan 6.9(fBenefit Plans Section 3.11(a) Company Affiliate 9.10 Bylaws Section 1.5 Company Alternative Acquisition Agreement 6.3(d)(ivDamage Cap Section 7.3(c)(ii) Company Board Recitals Company Board Recommendation 4.3(a) Company Capital Stock 4.2(a) Company Change of Recommendation 6.3(d)(vii) Company Common Stock Recitals Company Contracts 4.19(b) Company Designees 2.7(a) Company Designated Stockholder Recitals Company Disclosure Letter Article IV 3 Company Employee 6.9(bEmployees Section 5.7(a) Company FA 4.22 Company Independent Petroleum Engineers 4.17(a) Company Intellectual Property 4.14(aESOP Section 5.7(g) Company Material Adverse Effect 4.1 Contract Section 3.19(a) Company Material Meeting Section 5.6(b) Company Performance Share Awards Section 2.3(b)(ii) Company Permits Section 3.7(b) Company Related Parties Section 7.3(a) Company Restricted Share Awards Section 2.3(a) Company SEC Documents Section 3.4(a) Company Stockholder Approval Section 3.18 Company Termination Fee Section 7.3(a) Confidentiality Agreements Section 5.4(c) Conifer Confidentiality Agreement Section 5.4(b) Conifer Guarantor Recitals Credit Agreement Section 5.12(e) Debt Commitment Letter Section 4.5(a) Debt Financing Section 4.5(a) Definitive Agreements Section 5.12(a) Dissenting Shares Section 2.1(b) Divestiture Actions Section 5.8(b) DLLCA Recitals Effective Time Section 1.3 End Date Section 7.1(b) Enforceability Exceptions Section 3.19(b) Enforcement Expenses Section 7.3(c)(i) Equity Investors Recitals ERISA Section 3.11(a) Exchange Fund Section 2.2(a) Executive Committee Employees Section 5.11(a) Existing Credit Facilities Termination Section 5.12(e) FDA Section 3.9(a) Financing Section 4.5(b) Food Authorities Section 3.9(a) FTC Section 3.9(a) Governmental Entity Section 3.3(b) Guarantee Section 4.13 HSR Act Section 3.3(b) Indemnified Party Section 5.11(b) Intellectual Property Section 3.15(a) Intervening Event Section 5.4(h) Intervening Event Notice Section 5.5(d) Investment Agreement Section 4.5(b) Lease Section 3.16 Leased Real Property 4.15 Company Material Real Property Lease 4.15 Company Section 3.16 Legal Restraint Section 6.1(b) MAE Detriment Section 5.8(b) Maximum Amount Section 5.11(c) MBCA Recitals Merger Recitals Merger Amounts Section 4.5(d) Merger Consideration Section 2.1(a)(i) Merger Sub Preamble Multiemployer Plan Section 3.11(a) New Plans Section 5.7(a) Old Plans Section 5.7(a) Owned Real Property 4.15 Company Permits 4.9(a) Company Preferred Stock 4.2(a) Company Related Party Transaction 4.24 Company Reserve Report 4.17(a) Company Restructuring Transactions Recitals Company SEC Documents 4.5(a) Company Senior Notes Recitals Company Stakeholders’ Pro Forma Equity Percentage 5.22 Company Stock Award 3.2(a) Company Stockholders Meeting 4.4 Company Tax Certificate 6.18(b) Confidentiality Agreement 6.7(b) Creditors’ Rights 4.3(a) days 9.4(e) Designated Stockholder Support Agreement Recitals DGCL 2.1 Dismissal Order 6.24(a)(v) D&O Insurance 6.10(d) DTC 3.3(b)(ii) e-mail 9.3 Effective Time 2.2(b) Eligible Shares 3.1(b)(i) Exchange Agent 3.3(a) Exchange Consideration 6.23(a) Exchange Fund 3.3(a) Exchange Offer Recitals Exchange Offer Expiration Date 6.23(c) Exchange Prospectus 4.8 Exchange Ratio 3.1(b)(i) Exchange Registration Statement 4.8 Excluded Employees 6.9(b) Excluded Shares 3.1(b)(iii) GAAP 4.5(b) HSR Act 4.4 Indemnified Liabilities 6.10(a) Indemnified Persons 6.10(a) Involuntary Insolvency Event Date 6.24(a)(v) Joint Proxy Statement 4.4 Letter of Transmittal 3.3(b)(i) made available 9.4(e) Material Company Insurance Policies 4.20 Material Parent Insurance Policies 5.20 Measurement Date 4.2(a) Merger Recitals Merger Consideration 3.1(b)(i) Merger Registration Statement 4.8 Merger Sub Preamble Merger Sub Board Recitals Minimum Participation Condition 6.23(a) New Financing 6.22 Non-Cancelled Shares 3.1(b)(iii) Note Consents 6.23(c) Note Waivers 6.23(c) Notes Exchange Agent 6.23(f) Other Indenture Amendments 6.23(c)(iii) Outside Date 8.1(b)(ii) Section 3.16 Parent Preamble Parent 401(k) Plan 6.9(fApprovals Section 4.2(b) Parent Affiliate 9.10 Parent Alternative Acquisition Agreement 6.4(d)(iiiDamage Cap Section 7.3(c)(ii) Parent Board Recitals Parent Board Recommendation 5.3(a) Parent Capital Stock 5.2 Parent Change of Recommendation 6.4(d)(vi) Parent Common Stock Recitals Parent Contracts 5.19(b) Parent Designees 2.7(aDebt Financing Termination Fee Section 7.3(b)(ii) Parent Disclosure Letter Article V 4 Parent Equity Plan 5.2(a) Parent FA 5.22 Parent Independent Petroleum Engineers 5.17(a) Parent Intellectual Property 5.14(aFinancing Termination Fee Section 7.3(b)(i) Parent Material Adverse Effect 5.1 Section 4.1 Parent Material Leased Related Parties Section 7.3(a) Paying Agent Section 2.2(a) Payoff Amount Section 5.11(f) Permits Section 3.7(b) Preferred Stock Section 3.2(a) Products Section 3.9(a) Proxy Statement Section 3.13 Real Property 5.15 Parent Material Real Property Lease 5.15 Parent Owned Real Property 5.15 Parent Permits 5.9(aSection 3.16 Recommendation Section 3.3(a) Parent Preferred Stock 5.2(aReimbursement Obligations Section 5.12(e) Parent Representatives Section 5.4(a) Share Section 2.1(a)(i) SP Right 3.1(b)(ivNotice Period Section 8.5(b) Parent Related Party Transaction 5.24 Parent Reserve Report 5.17(aSpecified Acquisition Section 5.8(e) Parent SEC Documents 5.5(aSpecified Approvals Section 3.3(b) Parent Series A Junior Participating Preferred Stock 3.1(b)(ivSuperior Proposal Section 5.4(g) Parent Stock Issuance Recitals Parent Stockholders Meeting 4.4 Parent Tax Certificate 6.18(bSuperior Proposal Notice Section 5.5(c) pdf 2.2 Registration Statements 4.8 Rights-of-Way 4.16 Second Request 6.8(c) Supplemental Indenture Effective Date 6.23(j) Supporting Noteholders Recitals Surviving Corporation 2.1 Tail Section 1.1 Termination Date Section 5.1(a) Termination Right Notice Period 6.10(dSection 7.1(h) Tax Plan Recitals Tax Plan Record Date 3.1(b)(ivUSDA Section 3.9(a) Terminable Breach 8.1(b)(iii) Transaction Expense Fee Recitals Transaction Support Agreement Recitals Transaction Litigation 6.11Walnut Preamble
Appears in 1 contract
Terms Defined Elsewhere. As used The following terms are defined elsewhere in this Agreement, the following capitalized terms are defined in this Agreement as referenced in the following tableindicated below: 2002 Option Plan Section 2.4 Acceptance Time Section 1.1(b) Agreement Preamble Applicable Date 4.5(aARRA Section 3.14(k) Balance Sheet Section 3.9(b) Benefits Package Section 5.11(a) Book-Entry Shares 3.3(b)(iiSection 2.2(b) Breakup Fee Section 7.3(d) Certificate of Merger Section 1.5 Certificates Section 2.2(b) Certificates 3.3(b)(i) Change of Control Amendment 6.23(c)(ii) Change of Control Amendment Consent Fee 6.23(c)(iiBoard Recommendation Section 5.4(b) Closing 2.2(a) Section 1.5 Closing Date 2.2(aSection 1.5 COBRA Section 3.14(k) Code Recitals Company Preamble Company 401(k) Plan 6.9(f) Company Affiliate 9.10 Company Alternative Acquisition Agreement 6.3(d)(iv) Company Board Recitals Company Board Recommendation 4.3(a) Recitals Company Capital Stock 4.2(a) Bylaws Section 3.2 Company Change of Recommendation 6.3(d)(vii) Charter Section 3.2 Company Common Stock Recitals Company Contracts 4.19(bDisclosure Schedule Preamble to Article III Company Preferred Stock Section 3.3(a) Company Designees 2.7(aRepresentatives Section 5.3(a) Company Designated Stockholder Rights Recitals Company Disclosure Letter Article IV Company Employee 6.9(bSecurities Section 3.3(a) Company FA 4.22 Company Independent Petroleum Engineers 4.17(aStockholder Approval Section 3.4(b) Company Intellectual Continuing Directors Section 1.3(b) Continuing Employee Section 5.11(a) Current D&O Policy Section 5.8(b) DGCL Recitals Dissenting Shares Section 2.3 Effective Time Section 1.5 ERISA Affiliate Section 3.14(a) ESPP Section 2.5 Exchange Act Section 1.1(a) Expiration Date Section 1.1(d) FDCA Section 3.8(a) Financial Advisor Section 3.25 FMIA Section 3.8(a) Go-Shop Party Section 5.4(b) Go-Shop Period Termination Date Section 5.4(a) Indemnified Parties Section 5.8(a) Initial Expiration Date Section 1.1(d) IP Contracts Section 3.19(c) Leased Real Property 4.14(aSection 3.16(a) Company Material Adverse Effect 4.1 Company Contracts Section 3.13(a) Material Leased Real Property 4.15 Company Section 3.16(a) Material Real Property Lease 4.15 Company Owned Real Property 4.15 Company Permits 4.9(a) Company Preferred Stock 4.2(a) Company Related Party Transaction 4.24 Company Reserve Report 4.17(a) Company Restructuring Transactions Recitals Company SEC Documents 4.5(a) Company Senior Notes Recitals Company Stakeholders’ Pro Forma Equity Percentage 5.22 Company Stock Award 3.2(a) Company Stockholders Meeting 4.4 Company Tax Certificate 6.18(b) Confidentiality Agreement 6.7(b) Creditors’ Rights 4.3(a) days 9.4(e) Designated Stockholder Support Agreement Recitals DGCL 2.1 Dismissal Order 6.24(a)(v) D&O Insurance 6.10(d) DTC 3.3(b)(ii) e-mail 9.3 Effective Time 2.2(b) Eligible Shares 3.1(b)(i) Exchange Agent 3.3(a) Exchange Consideration 6.23(a) Exchange Fund 3.3(a) Exchange Offer Recitals Exchange Offer Expiration Date 6.23(c) Exchange Prospectus 4.8 Exchange Ratio 3.1(b)(i) Exchange Registration Statement 4.8 Excluded Employees 6.9(b) Excluded Shares 3.1(b)(iii) GAAP 4.5(b) HSR Act 4.4 Indemnified Liabilities 6.10(a) Indemnified Persons 6.10(a) Involuntary Insolvency Event Date 6.24(a)(v) Joint Proxy Statement 4.4 Letter of Transmittal 3.3(b)(i) made available 9.4(e) Material Company Insurance Policies 4.20 Material Parent Insurance Policies 5.20 Measurement Date 4.2(aLeases Section 3.16(c) Merger Recitals Merger Consideration 3.1(b)(iSection 2.1(a) Merger Registration Statement 4.8 Merger Sub Preamble Merger Sub Board Recitals Minimum Participation Condition 6.23(aSection 1.1(b) New Financing 6.22 NASD Section 1.1(e) Non-Cancelled Shares 3.1(b)(iiistatutory Plan Section 2.4 Notice of Adverse Recommendation Section 5.4(d)(C)(i) Note Consents 6.23(cNotice Period Section 5.4(d)(C)(i) Note Waivers 6.23(c) Notes Exchange Agent 6.23(f) Other Indenture Amendments 6.23(c)(iii) Outside Date 8.1(b)(ii) Parent Preamble Parent 401(k) Plan 6.9(f) Parent Affiliate 9.10 Parent Alternative Acquisition Agreement 6.4(d)(iii) Parent Board Recitals Parent Board Recommendation 5.3(a) Parent Capital Stock 5.2 Parent Change of Recommendation 6.4(d)(vi) Parent Common Stock Recitals Parent Contracts 5.19(b) Parent Designees 2.7(a) Parent Disclosure Letter Article V Parent Equity Plan 5.2(a) Parent FA 5.22 Parent Independent Petroleum Engineers 5.17(a) Parent Intellectual Property 5.14(a) Parent Material Adverse Effect 5.1 Parent Material Leased Real Property 5.15 Parent Material Real Property Lease 5.15 Parent Owned Real Property 5.15 Parent Permits 5.9(a) Parent Preferred Stock 5.2(a) Parent Right 3.1(b)(iv) Parent Related Party Transaction 5.24 Parent Reserve Report 5.17(a) Parent SEC Documents 5.5(a) Parent Series A Junior Participating Preferred Stock 3.1(b)(iv) Parent Stock Issuance Recitals Parent Stockholders Meeting 4.4 Parent Tax Certificate 6.18(b) pdf 2.2 Registration Statements 4.8 Rights-of-Way 4.16 Second Request 6.8(c) Supplemental Indenture Effective Date 6.23(j) Supporting Noteholders Recitals Surviving Corporation 2.1 Tail Period 6.10(d) Tax Plan Recitals Tax Plan Record Date 3.1(b)(iv) Terminable Breach 8.1(b)(iii) Transaction Expense Fee Recitals Transaction Support Agreement Recitals Transaction Litigation 6.11Offer Recitals
Appears in 1 contract
Terms Defined Elsewhere. As used The following terms are defined elsewhere in this Agreement, the following capitalized terms are defined in this Agreement as referenced in the following tableindicated below: Action Section 4.12 Acceptance Time Section 1.4(a) Agency Permits Section 4.7(a) Agreement Preamble Applicable Alternative Acquisition Agreement Section 6.2(a)(ii) Board Appointment Date 4.5(a) Book-Entry Shares 3.3(b)(iiSection 1.4(a) Certificate of Merger 2.2(bSection 2.2(a) Certificates 3.3(b)(i) Change of Control Amendment 6.23(c)(ii) Change of Control Amendment Consent Fee 6.23(c)(iiSection 3.2(b) Closing 2.2(a) Section 2.1 Closing Date 2.2(a) Code Recitals Section 2.1 Company Preamble Company 401(k) Plan 6.9(f) Company Affiliate 9.10 Company Alternative Acquisition Agreement 6.3(d)(ivAdverse Recommendation Change Section 6.2(c)(i) Company Board Recitals Company Board Recommendation 4.3(a) Company Capital Stock 4.2(a) Company Change of Recommendation 6.3(d)(viiSection 4.2(c) Company Common Stock Recitals Company Contracts 4.19(bDisclosure Documents Section 4.10(a) Company Designees 2.7(aFinancial Advisor Section 4.2(e) Company Designated Stockholder Recitals Company Disclosure Letter Article IV Company Employee 6.9(b) Company FA 4.22 Company Independent Petroleum Engineers 4.17(aFinancial Statements Section 4.5(b)(i) Company Intellectual Property 4.14(aSection 4.15(a) Company Material Adverse Effect 4.1 Contract Section 4.11(a) Company Plan(s) Section 4.13(a) Company Preferred Stock Section 4.4(a) Company Representatives Section 6.5(a) Company SEC Filings Section 4.5(a) Company Stockholders Recitals Company Stockholders’ Meeting Section 6.3(a) Company Stockholder Approval Section 4.2(b) Company Subsidiary Section 4.1(b) Compensation Committee Section 4.21 Continuing Directors Section 1.4(a) D&O Insurance Section 6.11(d) Determination Notice Section 6.2(d)(i)(A) DGCL Recitals Dissenting Shares Section 3.4 Dissenting Stockholder Section 3.4 Effective Time Section 2.2(a) Employment Compensation Arrangement Section 4.21 End Date Section 8.1(b) Enforceability Exception Section 4.11(b) ERISA Section 4.13(a) ERISA Affiliate Section 4.13(a) Exchange Fund Section 3.2(a) Expiration Date Section 1.1(b)(i) FDA Section 4.7(a) FDCA Section 4.7(c) Final Purchase Date Section 3.6 Indemnified Parties Section 6.11(a) Indenture Section 6.16 Independent Directors Section 1.4(c) Investments Section 4.4(e) IT Assets Section 4.15(e) Material Leased Real Property 4.15 Company Section 4.18 Material Real Property Lease 4.15 Company Owned Real Property 4.15 Company Permits 4.9(a) Company Preferred Stock 4.2(a) Company Related Party Transaction 4.24 Company Reserve Report 4.17(a) Company Restructuring Transactions Recitals Company SEC Documents 4.5(a) Company Senior Notes Recitals Company Stakeholders’ Pro Forma Equity Percentage 5.22 Company Stock Award 3.2(a) Company Stockholders Meeting 4.4 Company Tax Certificate 6.18(b) Confidentiality Agreement 6.7(b) Creditors’ Rights 4.3(a) days 9.4(e) Designated Stockholder Support Agreement Recitals DGCL 2.1 Dismissal Order 6.24(a)(v) D&O Insurance 6.10(d) DTC 3.3(b)(ii) e-mail 9.3 Effective Time 2.2(b) Eligible Shares 3.1(b)(i) Exchange Agent 3.3(a) Exchange Consideration 6.23(a) Exchange Fund 3.3(a) Exchange Offer Recitals Exchange Offer Expiration Date 6.23(c) Exchange Prospectus 4.8 Exchange Ratio 3.1(b)(i) Exchange Registration Statement 4.8 Excluded Employees 6.9(b) Excluded Shares 3.1(b)(iii) GAAP 4.5(b) HSR Act 4.4 Indemnified Liabilities 6.10(a) Indemnified Persons 6.10(a) Involuntary Insolvency Event Date 6.24(a)(v) Joint Proxy Statement 4.4 Letter of Transmittal 3.3(b)(i) made available 9.4(e) Leases Section 4.18 Material Company Insurance Policies 4.20 Material Parent Insurance Policies 5.20 Measurement Date 4.2(aRestriction Section 6.6(f) Merger Recitals Merger Consideration 3.1(b)(iSection 3.1(a)(i) Merger Registration Statement 4.8 Merger Sub Preamble Merger Sub Board Recitals Minimum Participation Condition 6.23(aSection 1.1(b)(i) New Financing 6.22 Non-Cancelled Shares 3.1(b)(iiiU.S. Company Plan(s) Note Consents 6.23(cSection 4.13(b) Note Waivers 6.23(cNotice Period Section 6.2(d)(i)(A) Notes Exchange Agent 6.23(fOffer Recitals Offer Documents Section 1.1(g) Other Indenture Amendments 6.23(c)(iii) Outside Date 8.1(b)(iiOffer Price Recitals Offer to Purchase Section 1.1(g) Parent Preamble Parent 401(k) Plan 6.9(fInsider Section 1.4(a) Parent Affiliate 9.10 Parent Alternative Acquisition Agreement 6.4(d)(iiiRepresentatives Section 6.5(a) Parent Board Party Preamble Paying Agent Section 3.2(a) Proxy Statement Section 6.3(b) Purchaser Preamble Safety Notice Section 4.7(e) Schedule TO Section 1.1(g) Schedule 14D-9 Section 1.2(a) Shares Recitals Parent Board Recommendation 5.3(aShort-Form Threshold Section 6.4 Subsequent Offering Period Section 1.1(f) Parent Capital Stock 5.2 Parent Change of Recommendation 6.4(d)(vi) Parent Common Stock Recitals Parent Contracts 5.19(b) Parent Designees 2.7(a) Parent Disclosure Letter Article V Parent Equity Plan 5.2(a) Parent FA 5.22 Parent Independent Petroleum Engineers 5.17(a) Parent Intellectual Property 5.14(a) Parent Material Adverse Effect 5.1 Parent Material Leased Real Property 5.15 Parent Material Real Property Lease 5.15 Parent Owned Real Property 5.15 Parent Permits 5.9(a) Parent Preferred Stock 5.2(a) Parent Right 3.1(b)(iv) Parent Related Party Transaction 5.24 Parent Reserve Report 5.17(a) Parent SEC Documents 5.5(a) Parent Series A Junior Participating Preferred Stock 3.1(b)(iv) Parent Stock Issuance Recitals Parent Stockholders Meeting 4.4 Parent Tax Certificate 6.18(b) pdf 2.2 Registration Statements 4.8 Rights-of-Way 4.16 Second Request 6.8(c) Supplemental Indenture Effective Date 6.23(j) Supporting Noteholders Recitals Surviving Corporation 2.1 Section 2.2(b) Tail Period 6.10(dSection 6.11(d) Tax Plan Recitals Tax Plan Record Date 3.1(b)(ivTakeover Provisions Section 4.2(d) Terminable Breach 8.1(b)(iiiTop-Up Option Section 1.3(a) Transaction Expense Fee Recitals Transaction Support Agreement Recitals Transaction Litigation 6.11Section 6.7
Appears in 1 contract
Sources: Merger Agreement (Conceptus Inc)
Terms Defined Elsewhere. As used The following table sets forth the terms that are defined elsewhere in this Agreement, the following capitalized terms are defined in this Agreement as referenced in the following table: 2025 Annual Bonus Amount Section 5.8(c) Agreement Preamble Applicable Date 4.5(aAlternative Acquisition Agreement Section 5.3(a) Book-Entry Shares 3.3(b)(iiSection 2.2(b)(ii) Capitalization Date Section 3.2(a) Certificate of Merger 2.2(bSection 1.2 Certificates Section 2.2(b)(i) Certificates 3.3(b)(i) Change of Control Amendment 6.23(c)(ii) Change of Control Amendment Consent Fee 6.23(c)(ii) Class B Common Stock Recitals Closing 2.2(a) Section 1.2 Closing Date 2.2(a) Code Section 1.2 Common Stock Recitals Company Preamble Company 401(k) Plan 6.9(fSection 5.8(e) Company Affiliate 9.10 Company Alternative Acquisition Agreement 6.3(d)(ivBenefit Plan Section 3.11(a) Company Board Recitals Company Board Recommendation 4.3(aSection 3.3(b) Company Capital Stock 4.2(aBoard Recommendation Change Section 5.3(c)(i) Company Change of Recommendation 6.3(d)(vii) Bylaws Section 3.1 Company Charter Section 3.1 Company Common Stock Recitals Company Contracts 4.19(bDisclosure Schedule Article 3 Company Equity Plans Section 2.4(f) Company Designees 2.7(a) Company Designated Stockholder Recitals Company Disclosure Letter Article IV Company Employee 6.9(b) Company FA 4.22 Company Independent Petroleum Engineers 4.17(a) Company Intellectual Leased Real Property 4.14(aSection 3.14(a) Company Material Adverse Effect 4.1 Contracts Section 3.16(b) Company Material Leased Real Property 4.15 Meeting Section 5.4(b) Company Material Real Property Lease 4.15 Company Owned Real Property 4.15 Company Permits 4.9(aOption Section 2.4(a) Company Preferred Stock 4.2(aSection 3.2(a) Company Related Party Transaction 4.24 Proprietary Software 62 Company Reserve Report 4.17(aRegistered Intellectual Property Section 3.17(a) Company Restructuring Transactions Recitals Restricted Share Section 2.4(d) Company RSU Section 2.4(c) Company SAR Section 2.4(b) Company SEC Documents 4.5(aSection 3.5(a) Company Senior Notes Recitals SEC Financial Statements Section 3.5(c) Company Stakeholders’ Pro Forma Equity Percentage 5.22 Source Code Section 3.17(e) Company Stock Award 3.2(aStockholder Approval Section 3.3(c) Company Stockholders Meeting 4.4 Recitals Company Tax Certificate 6.18(bSystem Interruption Section 3.17(g) Company Systems Section 3.17(g) Company-Owned Intellectual Property 62 Confidential Information Section 3.17(d) Confidentiality Agreement 6.7(bSection 5.2 Continuing Employee Section 5.8(a) Creditors’ Rights 4.3(a) days 9.4(e) Designated Stockholder Support Agreement Recitals DGCL 2.1 Dismissal Order 6.24(a)(vCurrent Insurance Section 5.9(c) D&O Insurance 6.10(dSection 5.9(c) DTC 3.3(b)(iiData Partners Section 3.17(i) e-mail 9.3 Delisting Period Section 5.13 DGCL Recitals Dissenting Shares Section 2.3 DPA Section 3.9(f) Effective Time 2.2(bSection 1.2 Financing Section 5.17 FIRPTA Certificate Section 5.14 First Extended Outside Date Section 7.1(d) Eligible Shares 3.1(b)(iGuaranteed Obligations Section 8.15 Guarantor Preamble Guaranty Section 8.15 IAC Section 3.15(h) Exchange Agent 3.3(aIndemnitee Section 5.9(a) Exchange Consideration 6.23(aInitial Outside Date Section 7.1(d), Section 7.1(d) Exchange Fund 3.3(aInsured Persons Section 5.9(c) Exchange Offer Recitals Exchange Offer Expiration Date 6.23(cLabor Agreement Section 3.5(b) Exchange Prospectus 4.8 Exchange Ratio 3.1(b)(iMalicious Code Section 3.17(h) Exchange Registration Statement 4.8 Excluded Employees 6.9(b) Excluded Shares 3.1(b)(iii) GAAP 4.5(b) HSR Act 4.4 Indemnified Liabilities 6.10(a) Indemnified Persons 6.10(a) Involuntary Insolvency Event Date 6.24(a)(v) Joint Proxy Statement 4.4 Letter of Transmittal 3.3(b)(i) made available 9.4(e) Material Company Insurance Policies 4.20 Material Parent Insurance Policies 5.20 Measurement Date 4.2(aMaximum Amount Section 5.9(c) Merger Recitals Merger Consideration 3.1(b)(iSection 2.1(a) Merger Registration Statement 4.8 Merger Sub Preamble Merger Sub Board Recitals Minimum Participation Condition 6.23(a) New Financing 6.22 Non-Cancelled Shares 3.1(b)(iii) Note Consents 6.23(c) Note Waivers 6.23(c) Notes Exchange Agent 6.23(fNotice Period Section 5.3(d)(i)(B) Other Indenture Amendments 6.23(c)(iii) Outside Date 8.1(b)(iiRequired Approvals Section 6.1(c) Parent Preamble Parent 401(k) Plan 6.9(f) Parent Affiliate 9.10 Parent Alternative Acquisition Agreement 6.4(d)(iii) Parent Board Recitals Parent Board Recommendation 5.3(a) Parent Capital Stock 5.2 Parent Change of Recommendation 6.4(d)(vi) Parent Common Stock Recitals Parent Contracts 5.19(b) Parent Designees 2.7(aSection 5.8(e) Parent Disclosure Letter Schedule Article V 4 Parent Equity Plan 5.2(aSubsidiary Section 4.3(a) Parent FA 5.22 Parent Independent Petroleum Engineers 5.17(aPaying Agent Section 2.2(a) Parent Intellectual Property 5.14(aPermits Section 3.10 S▇▇▇▇▇▇▇-▇▇▇▇▇ Act Section 3.5(b) Parent Material Adverse Effect 5.1 Parent Material Leased Real Property 5.15 Parent Material Real Property Lease 5.15 Parent Owned Real Property 5.15 Parent Permits 5.9(aSecond Extended Outside Date Section 7.1(d) Parent Preferred Stock 5.2(aService Provider Section 3.11(a) Parent Right 3.1(b)(iv) Parent Related Party Transaction 5.24 Parent Reserve Report 5.17(a) Parent SEC Documents 5.5(a) Parent Series A Junior Participating Preferred Stock 3.1(b)(iv) Parent Stock Issuance Recitals Parent Stockholders Meeting 4.4 Parent Tax Certificate 6.18(b) pdf 2.2 Registration Statements 4.8 Rights-of-Way 4.16 Second Request 6.8(c) Supplemental Indenture Effective Date 6.23(j) Supporting Noteholders Share Recitals Surviving Corporation 2.1 Tail Period 6.10(dSection 1.1(a) Tax Plan Transactions Recitals Tax Plan Record Date 3.1(b)(iv) Terminable Breach 8.1(b)(iii) Transaction Expense Fee Recitals Transaction Support Agreement Recitals Transaction Litigation 6.11WARN Act Section 3.12(c)
Appears in 1 contract
Sources: Merger Agreement (Vimeo, Inc.)
Terms Defined Elsewhere. As used The following terms are defined elsewhere in this Agreement, the following capitalized terms are defined in this Agreement as referenced in the following tableindicated below: Agreement Preamble Applicable Date 4.5(a) Book-Entry Shares 3.3(b)(ii) Certificate of Merger 2.2(b) Certificates 3.3(b)(i) Change of Control Amendment 6.23(c)(ii) Change of Control Amendment Consent Fee 6.23(c)(ii) Section 1.2 Closing 2.2(a) Section 1.2 Closing Date 2.2(a) Section 1.2 Code Recitals Company Preamble Company 401(k) Benefit Plan 6.9(f) Company Affiliate 9.10 Company Alternative Acquisition Agreement 6.3(d)(ivSection 4.10(a) Company Board Recitals Section 4.4(b) Company Board Recommendation 4.3(aApproval Section 4.4(b) Company Capital Stock 4.2(a) By-laws Section 4.2 Company Change of Recommendation 6.3(d)(vii) Certificate Section 4.2 Company Common Stock Recitals Company Contracts 4.19(bSection 2.1(d) Company Designees 2.7(aConverted Warrant Section 2.6 Company Deferred Compensation Plan Section 4.10(g) Company Designated Stockholder Recitals Company Disclosure Letter Schedule Article IV Company Employee 6.9(bFinancial Advisor Section 4.21 Company Material Contract Section 4.13 Company Material Intellectual Property Section 4.16 Company Minimum Cash Balance Section 5.15(b) Company FA 4.22 Options Section 2.5 Company Independent Petroleum Engineers 4.17(aRecommendation Section 5.4(b) Company Intellectual Property 4.14(aS-1 Section 4.2 Company Series A Preferred Stock Section 2.1(a) Company Material Adverse Effect 4.1 Company Material Leased Real Property 4.15 Company Material Real Property Lease 4.15 Company Owned Real Property 4.15 Company Permits 4.9(aSeries B Preferred Stock Section 2.1(b) Company Series C Preferred Stock 4.2(aSection 2.1(c) Company Related Party Transaction 4.24 Stock Option Plans Section 2.5 Company Reserve Report 4.17(aStockholder Approval Section 4.21 Company Stockholders’ Meeting Section 5.4(b) Company Restructuring Transactions Termination Fee Section 7.2(c) Company Unaudited Financial Statements Section 4.7(b) Company Voting Agreement Recitals Company SEC Documents 4.5(a) Company Senior Notes Recitals Company Stakeholders’ Pro Forma Equity Percentage 5.22 Company Stock Award 3.2(a) Company Stockholders Meeting 4.4 Company Tax Certificate 6.18(b) Warrants Section 2.6 Confidentiality Agreement 6.7(bSection 5.5 Continuing Employees Section 5.11(c) Creditors’ Rights 4.3(a) days 9.4(e) Designated Stockholder Support Agreement Recitals DGCL 2.1 Dismissal Order 6.24(a)(v) Damages Section 8.2 D&O Insurance 6.10(dSection 5.12 (b) DTC 3.3(b)(ii) e-mail 9.3 Delaware Law Recitals Effective Time 2.2(b) Eligible Shares 3.1(b)(i) Section 1.2 Exchange Agent 3.3(a) Exchange Consideration 6.23(aSection 2.2(a) Exchange Fund 3.3(aSection 2.2(a) Exchange Offer Recitals Exchange Offer Expiration Date 6.23(c) Exchange Prospectus 4.8 Exchange Ratio 3.1(b)(i) Exchange Registration Statement 4.8 Excluded Employees 6.9(b) Excluded Shares 3.1(b)(iii) GAAP 4.5(b) HSR Act 4.4 Indemnified Liabilities 6.10(a) Indemnified Persons 6.10(a) Involuntary Insolvency Event Date 6.24(a)(v) FDA Section 3.6 FDCA Section 3.6 Joint Proxy Statement 4.4 Letter of Transmittal 3.3(b)(i) made available 9.4(e) Material Company Insurance Policies 4.20 Material Parent Insurance Policies 5.20 Measurement Date 4.2(aStatement/Prospectus Section 5.3(a) Merger Recitals Merger Consideration 3.1(b)(i) Merger Registration Statement 4.8 Merger Sub Preamble Merger Sub Board Recitals Minimum Participation Condition 6.23(a) New Financing 6.22 Non-Cancelled Shares 3.1(b)(iii) Note Consents 6.23(c) Note Waivers 6.23(c) Notes Exchange Agent 6.23(f) Other Indenture Amendments 6.23(c)(iiiMultiemployer Plan Section 3.10(c) Outside Date 8.1(b)(iiSection 7.1(b) Parent Preamble Parent 401(k) Benefit Plan 6.9(f) Parent Affiliate 9.10 Parent Alternative Acquisition Agreement 6.4(d)(iiiSection 3.10(a) Parent Board Recitals Section 3.4(b) Parent Board Recommendation 5.3(aApproval Section 3.4(b) Parent Capital Stock 5.2 By-Laws Section 3.2 Parent Change of Recommendation 6.4(d)(vi) Certificate Section 3.2 Parent Common Stock Recitals Parent Contracts 5.19(bSection 2.1(a) Parent Designees 2.7(aDeferred Compensation Plan Section 3.10(g) Parent Disclosure Letter Schedule Article V III Parent Equity Plan 5.2(aFinancial Advisor Section 3.20 Parent Form 10-K Section 3.2 Parent Material Contract Section 3.13 Parent Material Intellectual Property Section 3.16 Parent Minimum Cash Balance Section 5.15(a) Parent FA 5.22 Parent Independent Petroleum Engineers 5.17(aOptions Section 3.3(a) Parent Intellectual Property 5.14(a) Parent Material Adverse Effect 5.1 Parent Material Leased Real Property 5.15 Parent Material Real Property Lease 5.15 Parent Owned Real Property 5.15 Parent Permits 5.9(a) Section 3.6 Parent Preferred Stock 5.2(aSection 3.3(a) Parent Right 3.1(b)(iv) Parent Related Party Transaction 5.24 Parent Reserve Report 5.17(aRecommendation Section 5.4(a) Parent SEC Documents 5.5(a) Parent Series A Junior Participating Preferred Stock 3.1(b)(ivFilings Section 3.7(a) Parent Stock Issuance Plans Section 3.3(b) Parent Stockholder Approval Section 3.21 Parent Stockholders’ Meeting Section 5.4(a) Parent Termination Fee Section 7.2(b) Parent Voting Agreement Recitals Parent Stockholders Meeting 4.4 Parent Tax Certificate 6.18(bReasonable Interpretation Section 3.10(g) pdf 2.2 Registration Statements 4.8 RightsStatement Section 5.3(a) Representatives Section 5.5 Retention Bonus Plan Payment Section 2.4 ▇▇▇▇▇▇▇▇-of-Way 4.16 Second Request 6.8(c▇▇▇▇▇ Act Section 3.7(d) Supplemental Indenture Effective Date 6.23(jSection 16 Section 5.11(b) Supporting Noteholders Recitals Stockholder Representative Preamble Surviving Corporation 2.1 Tail Period 6.10(d) Tax Plan Recitals Tax Plan Record Date 3.1(b)(iv) Terminable Breach 8.1(b)(iii) Transaction Expense Fee Recitals Transaction Support Agreement Recitals Transaction Litigation 6.11Recitals
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Sources: Merger Agreement (Corgentech Inc)
Terms Defined Elsewhere. As used The following terms are defined elsewhere in this Agreement, the following capitalized terms are defined in this Agreement as referenced in the following table: 401(k) Termination Date Section 7.7(c) Adjusted RSU Award Section 3.5(d) Agreement Preamble Applicable Date 4.5(aAlternative Transaction Structure Section 2.8 Approvals Section 7.2(a) Base Amount Section 7.4(c) Book-Entry Shares 3.3(b)(iiSection 3.3(a)(i) Cancelled Shares Section 3.3(a)(ii) Capitalization Date Section 4.2(a) Cash Consideration Section 3.3(a)(i)(A) Cash Election Section 3.3(a)(i)(A) Cash Election Number Section 3.4(a)(ii)(A) Cash Election Shares Section 3.3(a)(i)(A) Certificate Section 3.3(a)(i) Certificate of Merger 2.2(b) Certificates 3.3(b)(iConversion Section 2.3(b) Change of Control Amendment 6.23(c)(ii) Change of Control Amendment Consent Fee 6.23(c)(iiRecommendation Section 6.3(b) Closing 2.2(a) Section 2.2 Closing Date 2.2(aSection 2.2 Closing Effective Time Section 2.3(c) Code Recitals Company Preamble Company 401(k) Plan 6.9(fAcquisition Agreement Section 6.3(b) Company Affiliate 9.10 Company Alternative Acquisition Agreement 6.3(d)(iv) Base Indenture Section 1.1 Company Board of Directors Recitals Company Board Recommendation 4.3(a) Company Capital Stock 4.2(a) Company Change of Recommendation 6.3(d)(vii) Company Common Stock Recitals Company Contracts 4.19(b) Company Designees 2.7(a) Company Designated Stockholder Recitals Company Disclosure Letter Article IV Company Employee 6.9(bLeases Section 4.16(b) Company FA 4.22 Company Independent Petroleum Engineers 4.17(aNotes Section 7.14(b) Company Intellectual Property 4.14(a) Company Material Adverse Effect 4.1 Company Material Leased Real Property 4.15 Company Material Real Property Lease 4.15 Company Owned Real Property 4.15 Company Permits 4.9(aSection 4.9(b) Company Preferred Stock Section 4.2(a) Company Related Party Transaction 4.24 Company Reserve Report 4.17(a) Company Restructuring Transactions Recitals Company SEC Documents Section 4.5(a) Company Senior Notes Recitals Company Stakeholders’ Pro Forma Equity Percentage 5.22 Company Stock Award 3.2(aStockholder Approval Section 4.3(a) Company Stockholders Recitals Company Stockholders’ Meeting 4.4 Section 7.12(b) Company Tax Certificate 6.18(bSection 7.16(b) Confidentiality Agreement 6.7(bCompany Tax Counsel Section 8.3(e) Creditors’ Rights 4.3(aContinuing Employees Section 7.7(a) days 9.4(e) Designated Stockholder Support Agreement Recitals DGCL 2.1 Dismissal Order 6.24(a)(v) D&O Insurance 6.10(d) DTC 3.3(b)(ii) e-mail 9.3 Conversion Effective Time 2.2(bSection 2.3(b) Eligible Copyrights Section 1.1 COVID-19 Measures Section 1.1 Credit Facility Terminations Section 7.14(a) Current ESPP Offering Period Section 3.5(a) Debt Commitment Letter Section 5.12(a) Dell Section 1.1 DGCL Section 2.1(a) DGCL 262 Section 3.3(b) Director Award Section 3.5(c) Dissenting Shares 3.1(b)(iSection 3.3(b) DLLCA Section 2.1(b) DOJ Section 7.2(e) Election Section 3.4(b)(i) Election Deadline Section 3.4(b)(iv) Election Period Section 3.4(b)(iii) Enforceability Limitations Section 4.3(b) Exchange Agent 3.3(a) Exchange Consideration 6.23(aSection 3.4(c) Exchange Fund 3.3(aSection 3.4(d) Exchange Offer Recitals Exchange Offer Expiration Date 6.23(c) Exchange Prospectus 4.8 Exchange Ratio 3.1(b)(i) Exchange Registration Statement 4.8 Excluded Employees 6.9(bSection 3.3(a)(i) Excluded Shares 3.1(b)(iiiSection 3.3(a)(iv) Financing Section 5.12(a) Financing Entities Section 1.1 First Certificate of Merger Section 2.3(a) First Merger Section 2.1(a) Form of Election Section 3.4(b)(ii) Form S-4 Section 4.21 Fractional Share Cash Amount Section 3.3(d) ▇▇▇ ▇▇▇▇▇▇▇ 7.2(e) GAAP Section 4.5(b) HSR Act 4.4 Indemnified Liabilities 6.10(a▇▇▇▇▇▇▇ ▇▇▇▇▇ Section 4.22 HIPAA Section 1.1 Holdco Preamble Holdco Board of Directors Recitals Holdco Common Stock Section 3.1(a)(ii) Holdco Stockholders Recitals Holdco Surviving Company Section 2.1(c) Holder Section 3.4(b) Indemnified Persons 6.10(aParties Section 7.4(a) Involuntary Insolvency Initial Effective Time Section 2.3(a) Integration Committee Section 7.1(c) Integration Plan Section 7.1(c) Intended Tax Treatment Section 2.7 Intervening Event Date 6.24(a)(vSection 6.3(e) Joint Proxy Statement 4.4 IP Contracts Section 4.14(h) ▇.▇. ▇▇▇▇▇▇ Section 4.22 Last Effective Time Section 2.3(d) Letter of Transmittal 3.3(b)(iSection 3.4(e) made available 9.4(eLLC Conversion Section 2.1(b) Material Company Insurance Policies 4.20 Contracts Section 4.17(a) Material Parent Insurance Policies 5.20 Measurement Date 4.2(aCustomer Section 4.19(a) Material Customer Agreement Section 4.19(a) Material Reseller Section 4.19(c) Material Reseller Agreement Section 4.19(c) Material Supplier Section 4.19(b) Material Supplier Agreement Section 4.19(b) Maximum Cash Share Number Section 3.4(a)(i) Merger Recitals Merger Consideration 3.1(b)(iSection 3.3(a)(i) Merger Registration Statement 4.8 Merger Sub 1 Preamble Merger Sub Board Recitals Minimum Participation Condition 6.23(a2 Preamble Merger Sub 3 Preamble New Plans Section 7.7(b) New Financing 6.22 Non-Cancelled Election Shares 3.1(b)(iiiSection 3.3(a)(i)(C) Note Consents 6.23(cNo-Shop Period Start Date Section 6.3(a) Note Waivers 6.23(cOFAC Section 4.9(e) Notes Exchange Agent 6.23(f) Other Indenture Amendments 6.23(c)(iiiOld Plans Section 7.7(b) Outside Date 8.1(b)(iiSection 9.1(d) Owned Real Property Section 4.16(a) Parent Preamble Parent 401(k) Plan 6.9(f) Parent Affiliate 9.10 Parent Alternative Acquisition Agreement 6.4(d)(iii) Parent Board Recitals Parent Board Recommendation 5.3(a) Parent Capital Stock 5.2 Parent Change of Recommendation 6.4(d)(vi) Parent Common Stock Recitals Parent Contracts 5.19(b) Parent Designees 2.7(a) Parent Disclosure Letter Article V Parent Equity Plan 5.2(a) Parent FA 5.22 Parent Independent Petroleum Engineers 5.17(a) Parent Intellectual Property 5.14(a) Parent Material Adverse Effect Governing Documents Section 5.1 Parent Material Leased Real Property 5.15 Parent Material Real Property Lease 5.15 Parent Owned Real Property 5.15 Merger Subs Preamble Parent Permits 5.9(aSection 5.9(b) Parent Preferred Stock Section 5.2(a) Parent Right 3.1(b)(iv) Parent Related Party Transaction 5.24 Parent Reserve Report 5.17(a) Parent SEC Documents Section 5.5(a) Parent Series A Junior Participating Preferred Stock 3.1(b)(iv) Parent Stock Issuance Recitals Parent Stockholders Meeting 4.4 Parent Tax Certificate 6.18(bSection 7.16(b) pdf 2.2 Registration Statements 4.8 RightsParties Preamble Party Preamble Patents Section 1.1 Payoff Letter Section 7.14(a) Per Share Cash Consideration Section 3.3(a)(i) Proposed Dissenting Shares Section 3.3(b) Proxy Statement Section 4.4(a) Regulatory Actions Section 7.2(c) Relevant Matters Section 10.9(a) Restricted Parties Section 4.9(g) Revised Structure Notice Section 2.8 ▇▇▇▇▇▇▇▇-of-Way 4.16 ▇▇▇▇▇ Act Section 4.5(a) Second Request 6.8(cCertificate of Merger Section 2.3(c) Supplemental Indenture Effective Date 6.23(jSecond Merger Section 2.1(c) Supporting Noteholders Recitals Shortfall Number Section 3.3(a)(ii)(B) Specified Contract Section 6.1(b)(xiii) Stock Consideration Section 3.3(a)(i)(B) Stock Election Section 3.3(a)(i)(B) Stock Election Shares Section 3.3(a)(i)(B) Third Certificate of Merger Section 2.3(d) Third Merger Section 2.1(d) Trade Secrets Section 1.1 Transaction Tax Opinion Section 7.16(b) Transactions Section 2.1(d) Verona Converted LLC Section 2.1(b) Verona Surviving Corporation 2.1 Tail Period 6.10(dCompany Section 2.1(a) Tax Plan Recitals Tax Plan Record Date 3.1(b)(ivVerona Surviving LLC Section 2.1(d) Terminable Breach 8.1(b)(iii) Transaction Expense Fee Recitals Transaction Support Voting Agreement Recitals Transaction Litigation 6.11Recitals
Appears in 1 contract
Terms Defined Elsewhere. As used in this Agreement, the following capitalized terms are defined in this Agreement as referenced in the following table: Affiliate A-1 Agency RMBS A-1 Agreement Preamble Applicable Date 4.5(aArticles of Merger 2.2(b) B-1 Exchange Ratio A-1 B-2 Exchange Ratio A-1 B-3 Exchange Ratio A-1 beneficial ownership A-1 beneficially owning A-1 Book-Entry Shares 3.3(b)(ii3.2(b)(i) Certificate of Merger 2.2(bBusiness Day A-1 Calculating Party A-1 Calculation Principles A-1 Cancelled Shares 3.1(b)(iii) Certificates 3.3(b)(i3.2(b)(i) Change of Control Amendment 6.23(c)(ii) Change of Control Amendment Consent Fee 6.23(c)(iiCHOSEN COURTS 9.7(b) Closing 2.2(a) Closing Date 2.2(a) Code Recitals Company Preamble Company 401(k) Plan 6.9(fAdditional Dividend Amount 6.20(a) Company Adjusted Book Value Per Share A-1 Company Affiliate 9.10 Company Alternative Acquisition Agreement 6.3(d)(iv9.10(a) Company Board Recitals Company Board Recommendation 4.3(a) Recitals Company Capital Stock 4.2(a) A-2 Company Change of Recommendation 6.3(d)(vii6.3(a) Company Class A Common Stock Recitals A-2 Company Class B Common Stock A-2 Company Competing Proposal A-2 Company Contracts 4.19(b4.15(b) Company Designees 2.7(a) Company Designated Stockholder Recitals Director Designee 2.6 Company Disclosure Letter Article IV Company Employee 6.9(b) Company FA 4.22 Company Independent Petroleum Engineers 4.17(a) Company Intellectual Property 4.14(a) A-2 Company Manager A-2 Company Material Adverse Effect 4.1 Company Material Leased Real Property 4.15 Company Material Real Property Lease 4.15 Company Owned Real Property 4.15 A-2 Company Permits 4.9(a4.9 Company Plans 4.10(a) Company Preferred Stock 4.2(a) Company Related Party Transaction 4.24 Company Reserve Report 4.17(a) Company Restructuring Transactions Recitals Company SEC Documents 4.5(a) Company Senior Notes Series A Preferred Stock 4.2(a) Company Stockholder Approval A-3 Company Stockholders Recitals Company Stakeholders’ Pro Forma Equity Percentage 5.22 Company Stock Award 3.2(a) Company Stockholders Meeting 4.4 Company Superior Proposal A-3 Company Tax Certificate 6.18(bRepresentation Letter 6.19(a) Company Termination Fee A-3 Company Transaction Expenses A-3 Confidentiality Agreement 6.7(b) Consent A-3 Continuing Director 2.6 control A-3 COVID-19 A-3 Creditors’ Rights 4.3(a) days 9.4(e) Designated Stockholder Support Agreement Recitals DGCL 2.1 Dismissal Order 6.24(a)(v) D&O Insurance 6.10(d6.9(d) DTC 3.3(b)(iiDetermination Date A-3 Dispute Notice 3.1(c)(ii) Effective Time 2.2(b) e-mail 9.3 Effective Time 2.2(bEmployee Benefit Plan A-4 End Date 8.1(b)(ii) Eligible Shares 3.1(b)(i) ERISA A-4 ERISA Affiliate A-4 Exchange Act A-4 Exchange Agent 3.3(a) Exchange Consideration 6.23(a3.2(a) Exchange Fund 3.3(a3.2(a) Exchange Offer Recitals Exchange Offer Expiration Date 6.23(c) Exchange Prospectus 4.8 Ratio A-4 Exchange Ratio 3.1(b)(i) Exchange Registration Statement 4.8 Excluded Employees 6.9(b) Excluded Shares 3.1(b)(iiiAnnouncement 3.1(c)(iv) GAAP 4.5(b) HSR Act 4.4 Governmental Entity A-4 group A-4 Indebtedness A-4 Indemnified Liabilities 6.10(a6.9(a) Indemnified Persons 6.10(a6.9(a) Involuntary Insolvency Event Date 6.24(a)(vIndependent Valuation Firm 3.1(c)(iii) Intellectual Property A-5 Investment Company Act A-5 IRS A-5 Joint Proxy Statement 4.4 knowledge A-5 Law A-5 Letter of Transmittal 3.3(b)(i3.2(b)(i) made available 9.4(eLeverage Covenants 6.2(b)(xiv) Maryland Department 2.2(b) Material Adverse Effect A-5 Material Company Insurance Policies 4.20 4.16 Material Parent Insurance Policies 5.20 Measurement Date 4.2(a) 5.16 Maximum Leverage Ratio A-6 MD LLC Act 2.1 Merger Recitals Merger Consideration 3.1(b)(i) Merger Registration Statement 4.8 Merger Sub Preamble Merger Sub Board MGCL 2.1 Minimum Distribution Dividend A-6 Minimum Liquidity A-6 Name Change Amendment 6.27 New Management Agreement Recitals Minimum Participation Condition 6.23(a) New Financing 6.22 Non-Cancelled Shares 3.1(b)(iii) Note Consents 6.23(c) Note Waivers 6.23(c) Notes Exchange Agent 6.23(f) Other Indenture Amendments 6.23(c)(iii) Outside Date 8.1(b)(ii) NYSE A-7 Organizational Documents A-7 other party A-7 Parent Preamble Parent 401(k) Plan 6.9(fAdditional Dividend Amount 6.20(b) Parent Adjusted Book Value Per Share A-7 Parent Affiliate 9.10 Parent Alternative Acquisition Agreement 6.4(d)(iii9.10(b) Parent Board Recitals Parent Board Recommendation 5.3(a) Recitals Parent Capital Stock 5.2 A-8 Parent Change of Recommendation 6.4(d)(vi6.4(b) Parent Charter Amendment A-8 Parent Class A Common Stock A-8 Parent Class B Common Stock A-8 Parent Class B-1 Common Stock A-8 Parent Class B-2 Common Stock A-8 Parent Class B-3 Common Stock A-8 Parent Common Stock Recitals A-8 Parent Competing Proposal A-8 Parent Contracts 5.19(b5.15(b) Parent Designees 2.7(a) Convertible Notes A-9 Parent Convertible Notes Indenture A-8 Parent Disclosure Letter Article V Parent Equity Plan 5.2(a) Awards 2.9 Parent FA 5.22 Parent Independent Petroleum Engineers 5.17(a) Equity Plans A-9 Parent Intellectual Property 5.14(a) A-9 Parent Management Agreement A-9 Parent Manager A-9 Parent Material Adverse Effect 5.1 A-9 Parent Material Leased Real Property 5.15 New Equity Incentive Plan 6.26 Parent Material Real Property Lease 5.15 Parent Owned Real Property 5.15 Parent Permits 5.9(aPlans 5.10(a) Parent Preferred Stock 5.2(aPortfolio Securities 6.2(b)(v) Parent Right 3.1(b)(iv) Parent Related Party Transaction 5.24 Parent Reserve Report 5.17(a) Parent SEC Documents 5.5(a) Parent Series A Junior Participating Preferred Stock 3.1(b)(iv) Severance Payments 6.25 Parent Stock Issuance Recitals Parent Stockholder Approval A-9 Parent Stockholders Meeting 4.4 Recitals Parent Superior Proposal A-9 Parent Tax Certificate 6.18(bRepresentation Letter 6.19(b) Parent Termination Fee A-9 Parent Transaction Expenses A-9 parties A-10 party A-10 pdf 2.2 9.5 Permitted Liens A-10 Person A-10 Prior Parent Bidders 6.4(a) Proceeding A-10 Proposed Book Value Schedule A-10 Qualified REIT Subsidiary 4.1(b) Receiving Party A-11 Registration Statements Statement 4.8 Rights-of-Way 4.16 Second Request 6.8(cREIT Recitals Remedial Measures 6.2(b)(xiv) Supplemental Indenture Effective Date 6.23(jRepresentatives A-11 SEC A-11 Securities Act A-11 Specified Financing 6.28 Subsidiary A-11 Surviving Company 2.1 Takeover Law A-11 Tax A-11 Tax Returns A-12 Taxable REIT Subsidiary 4.1(b) Supporting Noteholders Recitals Surviving Corporation 2.1 Tail Period 6.10(d) Tax Plan Recitals Tax Plan Record Date 3.1(b)(iv) Taxes A-11 Taxing Authority A-12 Terminable Breach 8.1(b)(iii) Transaction Expense Fee Recitals Transaction Support Termination Agreement Recitals Trading Day A-12 Trading Hour A-12 Transaction Agreements A-12 Transaction Litigation 6.116.16 Transactions Recitals Transfer Taxes A-12 Treasury Regulations A-12 Voting Agreement Recitals Voting Debt A-12 Willful and Material Breach A-12
Appears in 1 contract
Terms Defined Elsewhere. As used The following terms are defined elsewhere in this Agreement, the following capitalized terms are defined in this Agreement as referenced in the following tableindicated below: Acquisition Proposal 8.2(d) Agreement Preamble Applicable Date 4.5(aAlternative Acquisition Agreement 6.3(a)(ii) Amended Offer Documents 1.1(b) Bayer Merger Agreement Recitals Book-Entry Shares 3.3(b)(ii1.4(d) Breach Notice 8.1(f) Breakup Fee 8.2(b) Certificate of Merger 2.2(b2.2 Certificates 3.2(b) Certificates 3.3(b)(iChancery Court 9.12(b) Change of Control Amendment 6.23(c)(iiBoard Recommendation 6.3(c) Change of Control Amendment Consent Fee 6.23(c)(ii) Class A Common Stock Recitals Class B Common Stock Recitals Closing 2.2(a) 2.2 Closing Date 2.2(a) Code Recitals 2.2 Company Preamble Company 401(k) Plan 6.9(f) Company Affiliate 9.10 Company Alternative Acquisition Agreement 6.3(d)(iv) Company Board Recitals Company Board Recommendation 4.3(aRecitals Company Bylaws 4.1(c) Company Capital Stock 4.2(a) Company Change of Recommendation 6.3(d)(viiCertificate 4.1(c) Company Common Stock Recitals Company Contracts 4.19(bDisclosure Schedule 4 Company Employee 6.8(a) Company Designees 2.7(aEmployees 6.8(a) Company Designated Stockholder Recitals Company Disclosure Letter Article IV Company Employee 6.9(b) Company FA 4.22 Company Independent Petroleum Engineers 4.17(a) Company Intellectual Property 4.14(aFinancial Statements 4.7(a) Company Material Adverse Effect 4.1 Contract 4.14(a)(xiii) Company Material Leased Real Property 4.15 Company Material Real Property Lease 4.15 Company Owned Real Property 4.15 Options 3.4(a) Company Permits 4.9(a4.6(a) Company Preferred Stock 4.2(a) Company Related Party Transaction 4.24 Representatives 6.2 Company Reserve Report 4.17(aRestricted Shares 3.4(c) Company Restructuring Transactions Recitals RSUs 3.4(b) Company SEC Documents 4.5(a4.7(a) Company Senior Notes Recitals Company Stakeholders’ Pro Forma Equity Percentage 5.22 Company Stock Award 3.2(aOption Plans 3.4(a) Company Stockholders Meeting 4.4 Stockholder Approval 4.23 Company Tax Certificate 6.18(bSubsidiary 4.1(b) Confidentiality Agreement 6.7(b) Creditors’ Rights 4.3(a) days 9.4(e) Designated Stockholder Support Agreement Recitals DGCL 2.1 Dismissal Order 6.24(a)(v6.2 Continuing Directors 1.3(b) D&O Insurance 6.10(d6.9(c) DTC 3.3(b)(ii) e-mail 9.3 DGCL Recitals Dissenting Shares 3.3 Effective Time 2.2(b) Eligible Shares 3.1(b)(i) 2.2 ERISA 9.4 Exchange Agent 3.3(a) Exchange Consideration 6.23(a) Exchange Fund 3.3(a) Exchange Offer Recitals Exchange Offer Act 4.5 Expiration Date 6.23(c1.1(d) Exchange Prospectus 4.8 Exchange Ratio 3.1(b)(iFairness Opinion 4.22 FDA 4.26(a) Exchange Registration FDCA 4.26(a) Guarantor Preamble ▇▇▇▇▇▇▇▇ 4.22 Information Statement 4.8 Excluded Employees 6.9(b6.4(c) Excluded Shares 3.1(b)(iiiInitial Expiration Date 1.1(d) GAAP 4.5(bInsurance Policies 4.19 Leased Real Property 4.21(a) HSR Act 4.4 Indemnified Liabilities 6.10(a) Indemnified Persons 6.10(a) Involuntary Insolvency Event Date 6.24(a)(v) Joint Proxy Statement 4.4 Letter of Transmittal 3.3(b)(i) made available 9.4(eLicensed Intellectual Property 4.17(a) Material Company Insurance Policies 4.20 Material Parent Insurance Policies 5.20 Measurement Date 4.2(aIntellectual Property 4.17(b) Merger Recitals Preamble Merger Consideration 3.1(b)(i3.1(a) Merger Registration Statement 4.8 Merger Sub Preamble Merger Sub Board Recitals Minimum Participation Condition 6.23(aCommon Stock 3.1(c) New Financing 6.22 Plans 6.8(b) Non-Cancelled Shares 3.1(b)(iiiRequired Remedy 6.5(e) Note Consents 6.23(cNYSE 1.1(e)(ii) Note Waivers 6.23(cOffer Recitals Offer Conditions 1.1(b)
(a) Notes Exchange Agent 6.23(fOffer Price Recitals Offer to Purchase 1.1(b) Option Payments 3.4(a) Order 4.15(b) Other Indenture Amendments 6.23(c)(iiiInterested Party 6.3(b) Outside Date 8.1(b)(ii8.1(e) Owned Intellectual Property 4.17(a) Parent Preamble Parent 401(kDisclosure Schedule 5 Parent Representatives 6.2 Parent Subsidiaries 5.3 Parent Subsidiary 5.3 Paying Agent 3.2(a) Plan 6.9(fProceeding 4.15(a) Parent Affiliate 9.10 Parent Alternative Acquisition Agreement 6.4(d)(iii) Parent Board Recitals Parent Board Recommendation 5.3(a) Parent Capital Stock 5.2 Parent Change of Recommendation 6.4(d)(vi) Parent Common Stock Recitals Parent Contracts 5.19(b) Parent Designees 2.7(a) Parent Disclosure Letter Article V Parent Equity Plan 5.2(a) Parent FA 5.22 Parent Independent Petroleum Engineers 5.17(a) Parent Registered Intellectual Property 5.14(a4.17(a) Parent Material Adverse Effect 5.1 Parent Material Leased Real Property 5.15 Parent Material Real Property Lease 5.15 Parent Owned Real Property 5.15 Parent Permits 5.9(aRepresentatives 6.2 Required Vote 4.23 RSU Payments 3.4(b) Parent Preferred Stock 5.2(a▇▇▇▇▇▇▇▇-▇▇▇▇▇ Act 4.7(a) Parent Right 3.1(b)(ivSchedule 14D-9 1.2(a) Parent Related Party Transaction 5.24 Parent Reserve Report 5.17(aSchedule TO 1.1(a) Parent SEC Documents 5.5(a4.5 Section 16 6.12 Service Providers 4.12(a) Parent Series A Junior Participating Preferred Stock 3.1(b)(ivShares Recitals Stockholder Written Consent 6.4(a) Parent Stock Issuance Recitals Parent Stockholders Meeting 4.4 Parent Tax Certificate 6.18(b) pdf 2.2 Registration Statements 4.8 Rights-of-Way 4.16 Second Request 6.8(c) Supplemental Indenture Effective Date 6.23(j) Supporting Noteholders Recitals Surviving Corporation 2.1 Tail Period 6.10(d2.1(a) Tax Plan Tender and Support Agreements Recitals Tax Plan Record Date 3.1(b)(ivTop-Up Option 1.4(a) Terminable Breach 8.1(b)(iii) Transaction Expense Fee Recitals Transaction Support Agreement Recitals Transaction Litigation 6.11Top-Up Option Shares 1.4(a)
Appears in 1 contract
Terms Defined Elsewhere. As used The following terms are defined elsewhere in this Agreement, the following capitalized terms are defined in this Agreement as referenced in the following tableindicated below: Agreement Term Location Acquired Companies Recitals Acquired Company Releasee Section 8.20(a) Acquired Interests Recitals Acquisition Transaction Section 5.21(b) Allocation Section 5.13(a)(ii) Antitrust Division Section 5.5(b) Applicable Debt Financing Provisions Section 8.11 Assigned Software Section 5.30 Back Office Operations Section 3.9(b) Balance Sheet Date Section 3.6 Bankruptcy and Equity Principles Section 3.2 Business Product Section 3.8(b) Buyer Preamble Applicable Date 4.5(aBuyer 401(k) Book-Entry Shares 3.3(b)(iiPlan Section 5.2(c)(iii) Certificate of Merger 2.2(bBuyer Benefit Plan Section 5.2(c)(i) Certificates 3.3(b)(iBuyer Disclosing Party Section 5.4(e) Change of Control Amendment 6.23(c)(iiBuyer General Liability Policies Section 5.24(a) Change of Control Amendment Consent Fee 6.23(c)(iiBuyer Insureds Section 5.24(b) Buyer Parties Section 7.3(b) Buyer’s Allocation Section 5.13(a)(ii) Chosen Courts Section 8.3 Closing Section 2.3(a) Closing 2.2(aCash Amounts Section 2.4(b) Closing Date 2.2(aSection 2.3(a) Code Recitals Company Preamble Company 401(kClosing Indebtedness Section 2.4(b) Plan 6.9(fClosing Net Working Capital Section 2.4(b) Closing Transaction Expenses Section 2.4(b) Commitment Letters Section 4.7(a) Company Affiliate 9.10 Company Alternative Acquisition Recitals Confidential Business Information Section 5.4(b) Continuation Period Section 5.2(b)(i) Covered Parties Section 5.14 Covered Persons Section 5.21(a) Current Representation Section 8.17(a) Debt Commitment Letter Section 4.7(a) Debt Fee Letter Section 4.7(a) Debt Financing Section 4.7(a) Designated LOA Employee Section 5.2(a)(i) Designated Person Section 8.17(a) Disagreement Notice Section 2.4(c) Disclosing Party Section 5.4(c) Divestiture Actions Section 5.5(c) Effective Time Section 2.3(a) Equity Commitment Letter Section 4.7(a) Equity Financing Section 4.7(a) Estimated Closing Cash Amounts Section 2.4(a)(i) Estimated Closing Indebtedness Section 2.4(a)(i) Estimated Closing Statement Section 2.4(a)(i) Estimated Net Working Capital Section 2.4(a)(i) Estimated Transaction Expenses Section 2.4(a)(i) Excluded Businesses Section 1.1 Exclusivity Period Section 5.27 Final Cash Amounts Section 2.4(h) Final Closing Adjustment Section 2.4(i) Final Indebtedness Section 2.4(h) Final Net Working Capital Section 2.4(h) Final Purchase Price Section 2.4(i) Final Transaction Expenses Section 2.4(h) Financial Statements Section 3.6 Financing Section 4.7(a) Financing Related Parties Section 7.3(b) FTC Section 5.5(b) Governmental Filings Section 3.4(a) Guarantors Recitals Independent Accounting Firm Section 2.4(e) Initial Purchase Price Section 2.4(a)(ii) Insurance Policies Section 3.25 Lease Agreement 6.3(d)(ivSection 5.29 Legacy Policies Section 5.24(c) Company Board Limited Guarantee Recitals Company Board Recommendation 4.3(aMaterial Contract Section 3.12(a) Company Capital Stock 4.2(aMinimum Cash Balance Section 5.25 Outside Date Section 7.1(b) Company Change of Recommendation 6.3(d)(viiPayoff Letters Section 2.4(a)(i) Company Common Stock Recitals Company Contracts 4.19(bPermits Section 3.14(b) Company Designees 2.7(aPost-Closing Representation Section 8.17(a) Company Designated Stockholder Recitals Company Disclosure Letter Article IV Company Employee 6.9(bPre-Closing State Income Tax Section 5.13(c) Company FA 4.22 Company Independent Petroleum Engineers 4.17(aPreliminary Adjustment Statement Section 2.4(b) Company Privileged Communications Section 8.17(b) R&W Insurance Policy Section 5.18 Recovery Costs Section 7.3(b) Recovery Interest Section 7.3(b) Registered Business Intellectual Property 4.14(aSection 3.16(a) Company Material Adverse Effect 4.1 Company Material Leased Real Property 4.15 Company Material Real Property Lease 4.15 Company Owned Real Property 4.15 Company Permits 4.9(aResolution Period Section 2.4(e) Company Preferred Stock 4.2(aReview Period Section 2.4(c) Company Related Party Transaction 4.24 Company Reserve Report 4.17(aSale Section 2.1 Sales Tax Study Section 5.13(k) Company Restructuring Transactions Recitals Company SEC Section 336(e) Elections Section 5.13(h)(iii)(1) Section 336(e) Forms Section 5.13(h)(iii)(2) Section 338(h)(10) Elections Section 5.13(h)(ii)(1) Section 338(h)(10) Forms Section 5.13(h)(ii)(2) Seller Preamble Seller Confidential Information Section 5.4(d) Seller Debt Release Documents 4.5(aSection 2.3(b)(vi) Company Senior Notes Recitals Company Stakeholders’ Pro Forma Equity Percentage 5.22 Company Stock Award 3.2(aSeller General Liability Policies Section 5.24(b) Company Stockholders Meeting 4.4 Company Tax Certificate 6.18(bSeller Guarantors Section 5.16(a) Confidentiality Seller Insureds Section 5.24(a) Seller Parties Section 7.3(b) Seller Releasee Section 8.20(b) Seller’s Allocation Notice Section 5.13(a)(ii) Service Credits Section 5.2(b)(ii) Signing Date Preamble Sufficiency Assets Section 3.24 Supply/Distribution Agreement 6.7(b) Creditors’ Rights 4.3(a) days 9.4(e) Designated Stockholder Section 5.27 Support Agreement Recitals DGCL 2.1 Dismissal Order 6.24(a)(v) D&O Insurance 6.10(d) DTC 3.3(b)(ii) e-mail 9.3 Effective Time 2.2(b) Eligible Shares 3.1(b)(i) Exchange Agent 3.3(a) Exchange Consideration 6.23(a) Exchange Fund 3.3(a) Exchange Offer Recitals Exchange Offer Expiration Date 6.23(c) Exchange Prospectus 4.8 Exchange Ratio 3.1(b)(i) Exchange Registration Statement 4.8 Excluded Employees 6.9(b) Excluded Shares 3.1(b)(iii) GAAP 4.5(b) HSR Act 4.4 Indemnified Liabilities 6.10(a) Indemnified Persons 6.10(a) Involuntary Insolvency Event Date 6.24(a)(v) Joint Proxy Statement 4.4 Letter of Transmittal 3.3(b)(i) made available 9.4(e) Material Company Insurance Policies 4.20 Material Parent Insurance Policies 5.20 Measurement Date 4.2(a) Merger Recitals Merger Consideration 3.1(b)(i) Merger Registration Statement 4.8 Merger Sub Preamble Merger Sub Board Recitals Minimum Participation Condition 6.23(a) New Financing 6.22 Non-Cancelled Shares 3.1(b)(iii) Note Consents 6.23(c) Note Waivers 6.23(c) Notes Exchange Agent 6.23(f) Other Indenture Amendments 6.23(c)(iii) Outside Date 8.1(b)(ii) Parent Preamble Parent 401(k) Plan 6.9(f) Parent Affiliate 9.10 Parent Alternative Acquisition Agreement 6.4(d)(iii) Parent Board Recitals Parent Board Recommendation 5.3(a) Parent Capital Stock 5.2 Parent Change of Recommendation 6.4(d)(vi) Parent Common Stock Recitals Parent Services Section 5.10 Terminating Contracts 5.19(b) Parent Designees 2.7(a) Parent Disclosure Letter Article V Parent Equity Plan 5.2(a) Parent FA 5.22 Parent Independent Petroleum Engineers 5.17(a) Parent Intellectual Property 5.14(a) Parent Material Adverse Effect 5.1 Parent Material Leased Real Property 5.15 Parent Material Real Property Lease 5.15 Parent Owned Real Property 5.15 Parent Permits Section 5.9(a) Parent Preferred Stock 5.2(aTermination Fee Section 7.3(a) Parent Right 3.1(b)(ivTermination Payments Section 7.3(a) Parent Related Party Transaction 5.24 Parent Reserve Report 5.17(aTHP Recitals Top Customers Section 3.26(a) Parent SEC Documents 5.5(a) Parent Series A Junior Participating Preferred Stock 3.1(b)(iv) Parent Stock Issuance Recitals Parent Stockholders Meeting 4.4 Parent Tax Certificate 6.18(b) pdf 2.2 Registration Statements 4.8 Rights-of-Way 4.16 Second Request 6.8(c) Supplemental Indenture Effective Date 6.23(j) Supporting Noteholders Recitals Surviving Corporation 2.1 Tail Period 6.10(d) Tax Plan Recitals Tax Plan Record Date 3.1(b)(iv) Terminable Breach 8.1(b)(iiiTop Suppliers Section 3.26(b) Transaction Expense Fee Recitals Accounting Principles Section 1.1 Transaction Support Agreement Recitals Amounts Section 4.7(c) Transaction Litigation 6.11Invoices Section 2.4(a)(i) Transferred Employee Section 5.2(a)(i) Transitional Trademark License Period Section 5.11(a) Union Section 3.13(b) Unresolved Items Section 2.4(e) VDA Process Section 5.13(k) willful and material breach Section 7.2
Appears in 1 contract
Sources: Purchase and Sale Agreement (Trinity Industries Inc)
Terms Defined Elsewhere. As used in this Agreement, the following capitalized terms are defined in this Agreement as referenced in the following table: Definition Section Agreement Preamble Applicable Date 4.5(aArticles of Merger 2.2(b) Book-Entry Shares 3.3(b)(ii3.3(b)(i) Certificate of Merger 2.2(bCancelled Shares 3.1(b)(vi) Certificates 3.3(b)(i) Change of Control Amendment 6.23(c)(ii) Change of Control Amendment Consent Fee 6.23(c)(ii) Closing 2.2(a) Closing Date 2.2(a) Code Recitals Company Preamble Company 401(k) Plan 6.9(fAdditional Dividend Amount 6.17(a) Company Affiliate 9.10 Company Alternative Acquisition Agreement 6.3(d)(iv9.10(a) Company Board Recitals Company Board Recommendation 4.3(aRecitals Company Change of Recommendation 6.3(b) Company Capital Class B Common Stock 4.2(a) Company Change of Recommendation 6.3(d)(viiCommon Stock 3.1(b)(i) Company Common Stock Recitals Contracts 4.16(b) Definition Section Company Contracts 4.19(b) Company Designees 2.7(a) Company Designated Stockholder Recitals Director Designee 2.6 Company Disclosure Letter Article IV Company Employee 6.9(b) Company FA 4.22 Company Independent Petroleum Engineers 4.17(a) Company Intellectual Property 4.14(a) Company Material Adverse Effect 4.1 4.1(a) Company Material Leased Real Property 4.15 Notes Assumption 6.22(b) Company Material Real Property Lease 4.15 Company Owned Real Property 4.15 Performance RSUs 3.2(b)(i) Company Permits 4.9(a4.9 Company Plans 4.10(a) Company Preferred Stock 4.2(aRestricted Share 3.2(a) Company Related Party Transaction 4.24 Company Reserve Report 4.17(a) Company Restructuring Transactions Recitals Company SEC Documents 4.5(a) Company Senior Notes Recitals Company Stakeholders’ Pro Forma Equity Percentage 5.22 Company Series A Preferred Stock Award 3.2(a4.2(a) Company Stockholders Series B Preferred Stock 3.1(b)(iii) Company Series C Preferred Stock 3.1(b)(iv) Company Shareholders Meeting 4.4 Company Tax Certificate 6.18(bTrust Preferred Securities 6.22(a) Company Undesignated Preferred Stock 4.2(a) Confidentiality Agreement 6.7(b6.6(b) Continuing Employee 6.8(a) Creditors’ Rights 4.3(a) days 9.4(e) Designated Stockholder Support Agreement Recitals DGCL 2.1 Dismissal Order 6.24(a)(v) D&O Insurance 6.10(d6.9(d) DTC 3.3(b)(ii) e-mail 9.3 Effective Time 2.2(b) Eligible Shares 3.1(b)(iEnd Date 8.1(b)(ii) Exchange Agent 3.3(a) Exchange Consideration 6.23(a) Exchange Fund 3.3(a) Exchange Offer Recitals Exchange Offer Expiration Date 6.23(c) Exchange Prospectus 4.8 Exchange Ratio 3.1(b)(i) Exchange Registration Statement 4.8 Excluded Employees 6.9(b) Excluded Shares 3.1(b)(iii) GAAP 4.5(b) HSR Act 4.4 Hedging Contracts 4.16(a)(iv) Indemnified Liabilities 6.10(a6.9(a) Indemnified Persons 6.10(a6.9(a) Involuntary Insolvency Event Date 6.24(a)(v) Joint Proxy Statement 4.4 Letter of Transmittal 3.3(b)(i) made available 9.4(e) Material Company Insurance Policies 4.20 4.17 Material Parent Insurance Policies 5.20 Measurement Date 4.2(a) 5.17 Merger Recitals Merger Consideration 3.1(b)(i) Merger Registration Statement 4.8 Merger Sub Preamble Merger Sub Board Recitals Minimum Participation Condition 6.23(aMerger Sub Sole Shareholder Recitals MSR Purchase Agreement 4.16(a)(xiii) New Financing 6.22 Non-Cancelled Shares 3.1(b)(iiiMSRs 4.16(a)(xiii) Note Consents 6.23(c) Note Waivers 6.23(c) Notes Exchange Agent 6.23(f) Other Indenture Amendments 6.23(c)(iii) Outside Date 8.1(b)(ii) Operating Partnership 2.1 Parent Preamble Parent 401(k) Plan 6.9(f) Parent Affiliate 9.10 Parent Alternative Acquisition Agreement 6.4(d)(iii9.10(b) Parent Board Recitals Parent Board Recommendation 5.3(a) Parent Capital Stock 5.2 Parent Change of Recommendation 6.4(d)(vi) Parent Common Stock Recitals Parent Contracts 5.19(b) Parent Designees 2.7(a5.16(b) Parent Disclosure Letter Article V Parent Equity Plan 5.2(a) Parent FA 5.22 Parent Independent Petroleum Engineers 5.17(a) Parent Intellectual Property 5.14(a) Manager Preamble Definition Section Parent Material Adverse Effect 5.1 Parent Material Leased Real Property 5.15 Parent Material Real Property Lease 5.15 Parent Owned Real Property 5.15 5.1(a) Parent Permits 5.9(a) 5.9 Parent Preferred Stock 5.2(a) Parent Right 3.1(b)(iv) Parent Related Party Transaction 5.24 Parent Reserve Report 5.17(aPlans 5.10(a) Parent SEC Documents 5.5(a) Parent Series A Junior Participating Preferred Stock 3.1(b)(iv) Parent Stock Issuance Recitals Parent Stockholders Meeting 4.4 Parent Tax Certificate 6.18(bpdf 9.5 Per Share Cash Consideration 3.1(b)(i) pdf 2.2 Registration Statements 4.8 RightsPer Share Common Merger Consideration 3.1(b)(i) Per Share Series B Preferred Merger Consideration 3.1(b)(iii) Per Share Series C Preferred Merger Consideration 3.1(b)(iv) Per Share Stock Consideration 3.1(b)(i) Plan of Merger 2.2(b) Post-of-Way 4.16 Second Request Closing Plan 6.8(c) Supplemental Indenture Effective Date 6.23(jProxy Statement 4.4 Qualified REIT Subsidiary 4.1(b) Supporting Noteholders Qualifying Income 8.3(f)(i) Registration Statement 4.8 REIT Recitals Stock Price Performance RSU 3.2(b)(ii) Surviving Corporation 2.1 Tail Period 6.10(d) Tax Plan Taxable REIT Subsidiary Recitals Tax Plan Record Date 3.1(b)(iv) Terminable Breach 8.1(b)(iii) Transaction Expense Fee Litigation 6.10 Transactions Recitals Transaction Support Agreement Recitals Transaction Litigation 6.11TruPS Assumption 6.22(a) TruPS Discharge 6.22(a) Virginia Commission 2.2(b) Virginia Courts 9.7(b) VSCA Recitals
Appears in 1 contract
Sources: Merger Agreement (Arlington Asset Investment Corp.)
Terms Defined Elsewhere. As used in For purposes of this Agreement, the following capitalized terms are defined in this Agreement as referenced shall have the meaning specified in the following tableSection set forth opposite to such term: Additional Tax Liability Cap 8.19(k) Advance/▇▇▇▇▇▇▇▇ Recitals Agreement Preamble Alternative Financing 8.19(b) Alternative Transaction Structure 2.9 Amended RMT Partner Charter 1.1 Applicable Date 4.5(a) Book-Entry Shares 3.3(b)(ii) ARTICLE V Bankruptcy and Equity Exception 5.2 Bylaws 2.5 Certificate of Merger 2.2(b2.3 CEO Designee 2.8(a) Certificates 3.3(b)(i) Change of Control Charter 2.4 Charter Amendment 6.23(c)(ii) Change of Control Amendment Consent Fee 6.23(c)(iiEffective Time 1.2 Chosen Courts 11.4(b) Closing 2.2(a) 2.2 Closing Date 2.2(a2.2 Consent Agreement Recitals Costs 8.15(a) Code Delayed RMT 2.9 D&O Insurance 8.15(b) DGCL 1.2 Effective Time 2.3 Excess Tax Liability Amount 8.19(k) Exchange Agent 4.2 Exchange Fund 4.2 Exchange Offer Recitals Company Preamble Company 401(kFinancial Market Deferral 8.19(k) Plan 6.9(fFinancial Market Deferral Period 8.19(k) Company Affiliate 9.10 Company Alternative Acquisition Agreement 6.3(d)(ivFinancing 8.19(a) Company Board Recitals Company Board Recommendation 4.3(aFinancing Agreements 8.19(a) Company Capital Stock 4.2(aIndemnified Parties 8.15(a) Company Change of Recommendation 6.3(d)(vii) Company Common Stock Recitals Company Contracts 4.19(b) Company Designees 2.7(a) Company Designated Stockholder Recitals Company Disclosure Letter Article IV Company Employee 6.9(b) Company FA 4.22 Company Independent Petroleum Engineers 4.17(a) Company Intellectual Property 4.14(aMatters Agreement 8.20(a) Company Material Adverse Effect 4.1 Company Spinco Owned Real Property 6.17(b) Material Spinco Leased Real Property 4.15 Company 6.17(a) Material Real Property Lease 4.15 Company RMT Partner Owned Real Property 4.15 Company Permits 4.9(a) Company Preferred Stock 4.2(a) Company Related Party Transaction 4.24 Company Reserve Report 4.17(a) Company Restructuring Transactions Recitals Company SEC Documents 4.5(a) Company Senior Notes Recitals Company Stakeholders’ Pro Forma Equity Percentage 5.22 Company Stock Award 3.2(a) Company Stockholders Meeting 4.4 Company Tax Certificate 6.18(b) Confidentiality Agreement 6.7(b) Creditors’ Rights 4.3(a) days 9.4(e) Designated Stockholder Support Agreement Recitals DGCL 2.1 Dismissal Order 6.24(a)(v) D&O Insurance 6.10(d) DTC 3.3(b)(ii) e-mail 9.3 Effective Time 2.2(b) Eligible Shares 3.1(b)(i) Exchange Agent 3.3(a) Exchange Consideration 6.23(a) Exchange Fund 3.3(a) Exchange Offer Recitals Exchange Offer Expiration Date 6.23(c) Exchange Prospectus 4.8 Exchange Ratio 3.1(b)(i) Exchange Registration Statement 4.8 Excluded Employees 6.9(b) Excluded Shares 3.1(b)(iii) GAAP 4.5(b) HSR Act 4.4 Indemnified Liabilities 6.10(a) Indemnified Persons 6.10(a) Involuntary Insolvency Event Date 6.24(a)(v) Joint Proxy Statement 4.4 Letter of Transmittal 3.3(b)(i) made available 9.4(eProperties 7.17(b) Material Company Insurance Policies 4.20 Material Parent Insurance Policies 5.20 Measurement Date 4.2(aRMT Partner Leased Real Properties 7.17(a) Merger Recitals Merger Consideration 3.1(b)(i) Merger Registration Statement 4.8 3.1 Merger Sub Preamble Merger Sub Board Recitals Minimum Participation Condition 6.23(a) New Financing 6.22 Non-Cancelled Shares 3.1(b)(iii) Note Consents 6.23(c) Note Waivers 6.23(c) Notes Exchange Agent 6.23(f) Other Indenture Amendments 6.23(c)(iiiOriginal Date 8.5(b) Outside Date 8.1(b)(ii10.2(a) Parent Parties Preamble Parent 401(kParty Preamble Permanent Financing Agreements 8.19(a) Plan 6.9(fProxy Statement 8.4(a) Parent Affiliate 9.10 Parent Remainco Preamble Remainco Board Recitals Remainco Designees 2.8(a) Remainco Reports ARTICLE V Remainco Special Election 8.19(k) Remainco Transaction Litigation 8.18(b) Requisite Regulatory Approvals 9.1(c) RMT Partner Preamble RMT Partner Additional Contract 7.10(b) RMT Partner Alternative Acquisition Agreement 6.4(d)(iii8.3(d)(i) Parent RMT Partner Board Recitals Parent Board Recommendation 5.3(a) Parent Capital Stock 5.2 Parent RMT Partner Change of Recommendation 6.4(d)(vi8.3(d)(i) Parent Common Stock Recitals Parent Contracts 5.19(bRMT Partner Charter Amendment 1.1 RMT Partner Designees 2.8(a) Parent Designees 2.7(a) Parent RMT Partner Disclosure Letter Article V Parent Equity ARTICLE VII RMT Partner ERISA Affiliate 7.8(d) RMT Partner ERISA Plan 5.2(a7.8(c) Parent FA 5.22 Parent RMT Partner Independent Petroleum Engineers 5.17(aCommittee Recitals RMT Partner Material Contract 7.10(a) Parent Intellectual Property 5.14(aRMT Partner Multiemployer Plan 7.8(f) Parent Material Adverse Effect 5.1 Parent Material Leased Real Property 5.15 Parent Material Real Property Lease 5.15 Parent Owned Real Property 5.15 Parent Permits 5.9(aRMT Partner Options 7.2(a) Parent RMT Partner Pension Plan 7.8(c) RMT Partner Performance Restricted Stock Units 7.2(a) RMT Partner Reports ARTICLE VII RMT Partner Restricted Stock Units 7.2(a) RMT Partner Series Preferred Stock 5.2(a7.2(a) Parent Right 3.1(b)(ivRMT Partner Special Election 8.19(k) Parent Related Party Transaction 5.24 Parent Reserve Report 5.17(a) Parent SEC Documents 5.5(a) Parent Series A Junior Participating Preferred Stock 3.1(b)(iv) Parent Stock Issuance Recitals Parent RMT Partner Stockholders Meeting 4.4 Parent Tax Certificate 6.18(b8.5(a) pdf 2.2 Registration Statements 4.8 Rights-of-Way 4.16 Second Request RMT Partner Stock Plans 7.2(a) RMT Partner Termination Fee 10.5(b)(i) RMT Partner Transaction Litigation 8.18(a) RMT Partner U.S. Benefit Plans 7.8(c) Securities Filings 8.4(a) Significant Stockholder Preamble Spinco Preamble Spinco Additional Contract 6.11(b) Spinco Board Recitals Spinco Commitment Letter 8.19(a) Spinco Consideration Amount 8.19(a) Spinco Debt Securities Valuation 8.19(k) Spinco Disclosure Letter ARTICLE V Spinco ERISA Affiliate 6.8(d) Spinco ERISA Plan 6.8(c) Supplemental Indenture Effective Date 6.23(jSpinco Financial Statements 6.5(a) Supporting Noteholders Spinco Financing 8.19(a) Spinco Financing Agreements 8.19(a) Spinco Lenders 8.19(a) Spinco Material Contract 6.11(a) Spinco Multiemployer Plan 6.8(f) Spinco Pension Plan 6.8(c) Spinco Termination Fee 10.5(c) Spinco Transaction Litigation 8.18(b) Spinco U.S. Benefit Plans 6.8(c) Spin-Off Recitals Split Off TO 8.4(a) Surviving Corporation 2.1 Tail Period 6.10(d8.15(b) Tax Plan Transactions Recitals Tax Plan Record Date 3.1(b)(iv) Terminable Breach 8.1(b)(iii) Transaction Expense Fee Voting Agreements Recitals Transaction Support Agreement Recitals Transaction Litigation 6.11WARN 6.8(q)
Appears in 1 contract
Sources: Merger Agreement (At&t Inc.)
Terms Defined Elsewhere. As used The following terms are defined elsewhere in this Agreement, the following capitalized terms are defined in this Agreement as referenced in the following tableindicated below: 2012 Double Trigger Company Option 2.4(b) 2012 Double Trigger Option Consideration 2.4(b) 2012 Double Trigger Restricted Stock 2.4(d) Acquisition Proposal 8.3(b) Affected Employees 6.11(b) Agreement Preamble Applicable Alternative Acquisition Agreement 5.3(a) Balance Sheet Date 4.5(a3.8(a) Book-Entry Shares 3.3(b)(iiBase Premium 6.7(c) Benefit Plans 3.11(a) Certificate of Merger 1.2 Certificates 2.2(b) Certificates 3.3(b)(i) Change of Control Amendment 6.23(c)(ii) Change of Control Amendment Consent Fee 6.23(c)(ii) Closing 2.2(a) 1.3 Closing Date 2.2(a1.3 Common Stock 3.2(a) Code Recitals Company Preamble Company 401(k) Plan 6.9(fBoard of Directors Recitals Company Change in Recommendation 5.3(a) Company Affiliate 9.10 Disclosure Schedule Lead in to Article III Company Alternative Acquisition Agreement 6.3(d)(iv) Company Board Recitals Company Board Recommendation 4.3(a) Company Capital Stock 4.2(a) Company Change of Recommendation 6.3(d)(vii) Company Common Stock Recitals Company Contracts 4.19(b) Company Designees 2.7(a) Company Designated Stockholder Recitals Company Disclosure Letter Article IV Company Employee 6.9(b) Company FA 4.22 Company Independent Petroleum Engineers 4.17(a) Governmental Filings 3.5 Company Intellectual Property 4.14(a3.15(a) Company Leases 3.14(b) Company Material Adverse Effect 4.1 Contract 3.13(a) Company Material Leased Leases 3.14(b) Company Material Order 3.10 Company Options 2.4(a) Company Real Property 4.15 Company Material Real Property Lease 4.15 Company Owned Real Property 4.15 Company Permits 4.9(a3.14(b) Company Preferred Stock 4.2(a) Company Related Party Transaction 4.24 Company Reserve Report 4.17(a) Company Restructuring Transactions Recitals Recommendation 3.4 Company SEC Documents 4.5(a3.6(a) Company Senior Notes Stockholder Approval 3.24 Company Stockholders Recitals Company Stakeholders’ Pro Forma Equity Percentage 5.22 Company Stock Award 3.2(aTermination Fee 8.3(b) Company Stockholders Meeting 4.4 Company Tax Certificate 6.18(bCompany-owned Intellectual Property 3.15(b) Confidentiality Agreement 6.7(b) Creditors’ Rights 4.3(a) days 9.4(e) Designated Stockholder Support Agreement Recitals DGCL 2.1 Dismissal Order 6.24(a)(vCovered Persons 6.7(a) D&O Insurance 6.10(d6.7(c) DTC 3.3(b)(iiDGCL Recitals Disclosure Schedules IV Dissenters Provisions 2.3(a) e-mail 9.3 Dissenting Shares 2.3(a) DOL 3.11(b) Effective Time 2.2(b1.2 EPL Insurance 6.7(c) Eligible Shares 3.1(b)(iEquity Interests 3.2(a) Exchange Agent 3.3(aFiduciary Insurance 6.7(c) Exchange Consideration 6.23(aFinancial Statements 3.6(a) Exchange Fund 3.3(a) Exchange Offer Recitals Exchange Offer Expiration Date 6.23(c) Exchange Prospectus 4.8 Exchange Ratio 3.1(b)(i) Exchange Registration Statement 4.8 Excluded Employees 6.9(b) Excluded Shares 3.1(b)(iiiForeign Plan 3.11(k) GAAP 4.5(b3.6(a) HSR Act 4.4 Indemnified Liabilities 6.10(aGo-Shop Company Termination Fee 8.3(b) Indemnified Persons 6.10(aGo-Shop Period Termination Date 5.2(c) Involuntary Insolvency Guarantor Recitals Indemnification Agreement 6.7(a) Intervening Event Date 6.24(a)(v5.3(b) Joint Proxy Statement 4.4 Letter of Transmittal 3.3(b)(iIRS 3.11(b) made available 9.4(eLicensed Intellectual Property 3.15(b) Material Company Insurance Policies 4.20 Material Parent Insurance Policies 5.20 Measurement Date 4.2(aLocation 3.14(b) Merger Recitals Merger Consideration 3.1(b)(i) Merger Registration Statement 4.8 Recitals Merger Sub Preamble Merger Sub Board Recitals Minimum Participation Condition 6.23(aCommon Stock 2.1 Option Consideration 2.4(a) New Financing 6.22 Non-Cancelled Shares 3.1(b)(iii) Note Consents 6.23(c) Note Waivers 6.23(c) Notes Exchange Agent 6.23(f) Other Indenture Amendments 6.23(c)(iii) Outside Date 8.1(b)(iiOrder 3.10 Owned Real Property 3.14(b) Parent Preamble Parent 401(k) Benefit Plan 6.9(f) Parent Affiliate 9.10 Parent Alternative Acquisition Agreement 6.4(d)(iii) Parent Board Recitals Parent Board Recommendation 5.3(a) Parent Capital Stock 5.2 Parent Change of Recommendation 6.4(d)(vi) Parent Common Stock Recitals Parent Contracts 5.19(b) Parent Designees 2.7(a6.11(c) Parent Disclosure Schedule IV Parent Expenses 8.3(b) Parties Preamble Party Preamble Paying Agent 2.2(a) Payoff Letter Article V Parent Equity Plan 6.14 Personal Information 3.26 Preferred Stock 3.2(a) Privacy Policy 3.26 Proxy Statement 6.1(a) Restricted Stock 2.4(c) Section 16 6.9 Section 203 3.23 Share Recitals Single Trigger Company Option 2.4(a) Single Trigger Option Consideration 2.4(a) Single Trigger Restricted Stock 2.4(c) Solicitation Period Termination Date Section 5.2(a) Parent FA 5.22 Parent Independent Petroleum Engineers 5.17(aSpecial Meeting 6.1(e) Parent Intellectual Property 5.14(a) Parent Material Adverse Effect 5.1 Parent Material Leased Real Property 5.15 Parent Material Real Property Lease 5.15 Parent Owned Real Property 5.15 Parent Permits 5.9(a) Parent Preferred Stock 5.2(a) Parent Right 3.1(b)(iv) Parent Related Party Transaction 5.24 Parent Reserve Report 5.17(a) Parent SEC Documents 5.5(a) Parent Series A Junior Participating Preferred Stock 3.1(b)(iv) Parent Stock Issuance Recitals Parent Stockholders Meeting 4.4 Parent Tax Certificate 6.18(b) pdf 2.2 Registration Statements 4.8 Rights-of-Way 4.16 Second Request 6.8(c) Supplemental Indenture Effective Date 6.23(j) Supporting Noteholders Recitals Surviving Corporation 2.1 Tail Period 6.10(d1.1(a) Tax Plan Third Party 5.2(c) Transactions Recitals Tax Plan Record Date 3.1(b)(iv) Terminable Breach 8.1(b)(iii) Transaction Expense Fee Recitals Transaction Support Agreement Recitals Transaction Litigation 6.11WARN 3.16(d)
Appears in 1 contract
Sources: Merger Agreement (Advance America, Cash Advance Centers, Inc.)
Terms Defined Elsewhere. As used in For purposes of this Agreement, the following capitalized terms are defined in this Agreement as referenced shall have the meaning specified in the following tableSection set forth opposite to such term: Term Section Additional Tax Liability Cap 8.19(k) Advance/▇▇▇▇▇▇▇▇ Recitals Agreement Preamble Alternative Financing 8.19(b) Alternative Transaction Structure 2.9 Amended RMT Partner Charter 1.1 Applicable Date 4.5(a) Book-Entry Shares 3.3(b)(ii) ARTICLE V Bankruptcy and Equity Exception 5.2 Bylaws 2.5 Certificate of Merger 2.2(b2.3 CEO Designee 2.8(a) Certificates 3.3(b)(i) Change of Control Charter 2.4 Charter Amendment 6.23(c)(ii) Change of Control Amendment Consent Fee 6.23(c)(iiEffective Time 1.2 Term Section Chosen Courts 11.4(b) Closing 2.2(a) 2.2 Closing Date 2.2(a2.2 Consent Agreement Recitals Costs 8.15(a) Code Delayed RMT 2.9 D&O Insurance 8.15(b) DGCL 1.2 Effective Time 2.3 Excess Tax Liability Amount 8.19(k) Exchange Agent 4.2 Exchange Fund 4.2 Exchange Offer Recitals Company Preamble Company 401(kFinancial Market Deferral 8.19(k) Plan 6.9(fFinancial Market Deferral Period 8.19(k) Company Affiliate 9.10 Company Alternative Acquisition Agreement 6.3(d)(ivFinancing 8.19(a) Company Board Recitals Company Board Recommendation 4.3(aFinancing Agreements 8.19(a) Company Capital Stock 4.2(aIndemnified Parties 8.15(a) Company Change of Recommendation 6.3(d)(vii) Company Common Stock Recitals Company Contracts 4.19(b) Company Designees 2.7(a) Company Designated Stockholder Recitals Company Disclosure Letter Article IV Company Employee 6.9(b) Company FA 4.22 Company Independent Petroleum Engineers 4.17(a) Company Intellectual Property 4.14(aMatters Agreement 8.20(a) Company Material Adverse Effect 4.1 Company Spinco Owned Real Property 6.17(b) Material Spinco Leased Real Property 4.15 Company 6.17(a) Material Real Property Lease 4.15 Company RMT Partner Owned Real Property 4.15 Company Permits 4.9(a) Company Preferred Stock 4.2(a) Company Related Party Transaction 4.24 Company Reserve Report 4.17(a) Company Restructuring Transactions Recitals Company SEC Documents 4.5(a) Company Senior Notes Recitals Company Stakeholders’ Pro Forma Equity Percentage 5.22 Company Stock Award 3.2(a) Company Stockholders Meeting 4.4 Company Tax Certificate 6.18(b) Confidentiality Agreement 6.7(b) Creditors’ Rights 4.3(a) days 9.4(e) Designated Stockholder Support Agreement Recitals DGCL 2.1 Dismissal Order 6.24(a)(v) D&O Insurance 6.10(d) DTC 3.3(b)(ii) e-mail 9.3 Effective Time 2.2(b) Eligible Shares 3.1(b)(i) Exchange Agent 3.3(a) Exchange Consideration 6.23(a) Exchange Fund 3.3(a) Exchange Offer Recitals Exchange Offer Expiration Date 6.23(c) Exchange Prospectus 4.8 Exchange Ratio 3.1(b)(i) Exchange Registration Statement 4.8 Excluded Employees 6.9(b) Excluded Shares 3.1(b)(iii) GAAP 4.5(b) HSR Act 4.4 Indemnified Liabilities 6.10(a) Indemnified Persons 6.10(a) Involuntary Insolvency Event Date 6.24(a)(v) Joint Proxy Statement 4.4 Letter of Transmittal 3.3(b)(i) made available 9.4(eProperties 7.17(b) Material Company Insurance Policies 4.20 Material Parent Insurance Policies 5.20 Measurement Date 4.2(aRMT Partner Leased Real Properties 7.17(a) Merger Recitals Merger Consideration 3.1(b)(i) Merger Registration Statement 4.8 3.1 Merger Sub Preamble Merger Sub Board Recitals Minimum Participation Condition 6.23(a) New Financing 6.22 Non-Cancelled Shares 3.1(b)(iii) Note Consents 6.23(c) Note Waivers 6.23(c) Notes Exchange Agent 6.23(f) Other Indenture Amendments 6.23(c)(iiiOriginal Date 8.5(b) Outside Date 8.1(b)(ii10.2(a) Parent Parties Preamble Parent 401(kParty Preamble Permanent Financing Agreements 8.19(a) Plan 6.9(fProxy Statement 8.4(a) Parent Affiliate 9.10 Parent Remainco Preamble Remainco Board Recitals Remainco Designees 2.8(a) Remainco Reports ARTICLE V Remainco Special Election 8.19(k) Remainco Transaction Litigation 8.18(b) Requisite Regulatory Approvals 9.1(c) RMT Partner Preamble RMT Partner Additional Contract 7.10(b) RMT Partner Alternative Acquisition Agreement 6.4(d)(iii8.3(d)(i) Parent RMT Partner Board Recitals Parent Board Recommendation 5.3(a) Parent Capital Stock 5.2 Parent RMT Partner Change of Recommendation 6.4(d)(vi8.3(d)(i) Parent Common Stock Recitals Parent Contracts 5.19(bRMT Partner Charter Amendment 1.1 Term Section RMT Partner Designees 2.8(a) Parent Designees 2.7(a) Parent RMT Partner Disclosure Letter Article V Parent Equity ARTICLE VII RMT Partner ERISA Affiliate 7.8(d) RMT Partner ERISA Plan 5.2(a7.8(c) Parent FA 5.22 Parent RMT Partner Independent Petroleum Engineers 5.17(aCommittee Recitals RMT Partner Material Contract 7.10(a) Parent Intellectual Property 5.14(aRMT Partner Multiemployer Plan 7.8(f) Parent Material Adverse Effect 5.1 Parent Material Leased Real Property 5.15 Parent Material Real Property Lease 5.15 Parent Owned Real Property 5.15 Parent Permits 5.9(aRMT Partner Options 7.2(a) Parent RMT Partner Pension Plan 7.8(c) RMT Partner Performance Restricted Stock Units 7.2(a) RMT Partner Reports ARTICLE VII RMT Partner Restricted Stock Units 7.2(a) RMT Partner Series Preferred Stock 5.2(a7.2(a) Parent Right 3.1(b)(ivRMT Partner Special Election 8.19(k) Parent Related Party Transaction 5.24 Parent Reserve Report 5.17(a) Parent SEC Documents 5.5(a) Parent Series A Junior Participating Preferred Stock 3.1(b)(iv) Parent Stock Issuance Recitals Parent RMT Partner Stockholders Meeting 4.4 Parent Tax Certificate 6.18(b8.5(a) pdf 2.2 Registration Statements 4.8 Rights-of-Way 4.16 Second Request RMT Partner Stock Plans 7.2(a) RMT Partner Termination Fee 10.5(b)(i) RMT Partner Transaction Litigation 8.18(a) RMT Partner U.S. Benefit Plans 7.8(c) Securities Filings 8.4(a) Significant Stockholder Preamble Spinco Preamble Spinco Additional Contract 6.11(b) Spinco Board Recitals Spinco Commitment Letter 8.19(a) Spinco Consideration Amount 8.19(a) Spinco Debt Securities Valuation 8.19(k) Spinco Disclosure Letter ARTICLE V Spinco ERISA Affiliate 6.8(d) Spinco ERISA Plan 6.8(c) Supplemental Indenture Effective Date 6.23(jSpinco Financial Statements 6.5(a) Supporting Noteholders Spinco Financing 8.19(a) Spinco Financing Agreements 8.19(a) Spinco Lenders 8.19(a) Spinco Material Contract 6.11(a) Spinco Multiemployer Plan 6.8(f) Spinco Pension Plan 6.8(c) Spinco Termination Fee 10.5(c) Spinco Transaction Litigation 8.18(b) Spinco U.S. Benefit Plans 6.8(c) Spin-Off Recitals Split Off TO 8.4(a) Surviving Corporation 2.1 Tail Period 6.10(d8.15(b) Tax Plan Transactions Recitals Tax Plan Record Date 3.1(b)(iv) Terminable Breach 8.1(b)(iii) Transaction Expense Fee Voting Agreements Recitals Transaction Support Agreement Recitals Transaction Litigation 6.11WARN 6.8(q)
Appears in 1 contract
Sources: Merger Agreement (Discovery, Inc.)
Terms Defined Elsewhere. As used in this Agreement, the following capitalized terms are defined in this Agreement as referenced in the following table: 667 Recitals Agreement Preamble Applicable Date 4.5(aArticles of Merger 2.2(b) Assignment Agreement Recitals ▇▇▇▇▇ Recitals ▇▇▇▇▇ Royalty Note Recitals Book-Entry Shares 3.3(b)(ii3.2(b)(i) Certificate of Merger 2.2(bBusiness Employees 4.11(a) Cancelled Shares 3.1(b)(iv) Certificates 3.3(b)(i) Change of Control Amendment 6.23(c)(ii) Change of Control Amendment Consent Fee 6.23(c)(ii3.2(b)(i) Closing 2.2(a) Closing Date 2.2(a) Code Recitals Company Preamble Company 401(k) Plan 6.9(f) Company Affiliate 9.10 Company Alternative Acquisition Agreement 6.3(d)(iv9.10(a) Company Board Recitals Company Board Recommendation 4.3(a) Company Capital Stock 4.2(a) Recitals Company Change of Recommendation 6.3(d)(vii6.3(b) Company Common Stock Recitals 3.1(b)(i) Company Contracts 4.19(b4.16(b) Company Designees 2.7(a) Company Designated Stockholder Recitals Company Disclosure Letter Article IV Company Employee 6.9(b) Company FA 4.22 Company Independent Petroleum Engineers 4.17(a) Company Intellectual Property 4.14(a) Company Material Adverse Effect 4.1 Company Material Leased Real Property 4.15 Company Material Real Property Lease 4.15 Company Owned Real Property 4.15 4.1(a) Company Permits 4.9(a4.9 Company Plans 4.10(a) Company Preferred Stock 4.2(a) Company Related Party Transaction 4.24 Company Reserve Report 4.17(a) Company Restructuring Transactions Recitals Company SEC Documents 4.5(a) Company Senior Notes Recitals Company Stakeholders’ Pro Forma Equity Percentage 5.22 Company Stock Award 3.2(a) Company Stockholders Shareholders Meeting 4.4 Company Tax Certificate 6.18(b) Confidentiality Agreement 6.7(b) Creditors’ Rights 4.3(a) days 9.4(eDelaware Department 2.2(b) Designated Stockholder Support Agreement Agent Recitals DGCL 2.1 Dismissal Order 6.24(a)(v) D&O Insurance 6.10(d) DTC 3.3(b)(ii) e-mail 9.3 Recitals Effective Time 2.2(b) Eligible Shares 3.1(b)(iEnd Date 8.1(b)(ii) Exchange Agent 3.3(a) Exchange Consideration 6.23(a3.2(a) Exchange Fund 3.3(a3.2(a) Exchange Offer Recitals Exchange Offer Expiration Date 6.23(c) Exchange Prospectus 4.8 Exchange Ratio 3.1(b)(i) Exchange Registration Statement 4.8 Excluded Employees 6.9(b) Excluded Shares 3.1(b)(iiiExchanged Option 0 FDA Permits Section 4.23(b) GAAP 4.5(b) HSR Act 4.4 Indemnified Liabilities 6.10(a) Indemnified Persons 6.10(a) Involuntary Insolvency Event Date 6.24(a)(v) Joint Proxy Statement 4.4 Letter of Transmittal 3.3(b)(i) made available 9.4(e3.2(b)(i) Material Company Insurance Policies 4.20 4.17 Material Parent Insurance Policies 5.20 Measurement Date 4.2(a) 5.17 Merger Recitals Merger Consideration 3.1(b)(i) Merger Registration Statement 4.8 Merger Sub Preamble Merger Sub Board Sole Stockholder Recitals Minimum Participation Condition 6.23(a) New Financing 6.22 Non-Cancelled Shares 3.1(b)(iiiDisclosure Agreement 6.7(b) Note Consents 6.23(c) Note Waivers 6.23(c) Notes Exchange Agent 6.23(f) Other Indenture Amendments 6.23(c)(iii) Outside Date 8.1(b)(ii) Original Loan Amount Recitals Original Loan Documents Recitals Parent Preamble Parent 401(k) Plan 6.9(f) Parent Affiliate 9.10 Parent Alternative Acquisition Agreement 6.4(d)(iii9.10(b) Parent Board Recitals Parent Board Recommendation 5.3(a) Parent Capital Stock 5.2 Parent Change of Recommendation 6.4(d)(vi) Parent Common Stock Recitals Parent Contracts 5.19(b) Parent Designees 2.7(a5.16(b) Parent Disclosure Letter Article V Parent Equity Plan Plans 5.2(a) Parent FA 5.22 Parent Independent Petroleum Engineers 5.17(a) Parent Intellectual Property 5.14(a) Parent Material Adverse Effect 5.1 Parent Material Leased Real Property 5.15 Parent Material Real Property Lease 5.15 Parent Owned Real Property 5.15 5.1(a) Parent Permits 5.9(a) 5.9 Parent Preferred Stock 5.2(a) Parent Right 3.1(b)(iv) Parent Related Party Transaction 5.24 Parent Reserve Report 5.17(aPlans 5.10(a) Parent SEC Documents Section 5.5(a) Parent Series A Junior Participating Preferred Stock 3.1(b)(iv) Parent Stock Issuance Recitals Parent Stockholders Meeting 4.4 Parent Tax Certificate 6.18(bPdf 9.5 Potential Product Section 4.23(c) pdf 2.2 Registration Statements Statement Section 4.8 Rights-of-Way 4.16 Second Request 6.8(c) Supplemental Indenture Effective Date 6.23(j) Supporting Noteholders Recitals Surviving Corporation Company 2.1 Tail Period 6.10(d) Tax Plan Recitals Tax Plan Record Date 3.1(b)(iv) Terminable Breach 8.1(b)(iii) Transaction Expense Fee Recitals Transaction Support Agreement Recitals Transaction Litigation 6.116.15 Transactions Recitals
Appears in 1 contract
Sources: Merger Agreement (Aditxt, Inc.)
Terms Defined Elsewhere. As used The following terms are defined elsewhere in this Agreement, the following capitalized terms are defined in this Agreement as referenced in the following tableindicated below: 2007/2008 EBITDA 1.5(d) 2007 Contingent Payment Shortfall 1.5(d) 2007 EBITDA 1.5(d) Accountant 1.6(b) Affiliate 9.12 Aggregate Value 1.2(b) Agreement Preamble Applicable Date 4.5(aAMEX 1.5(c) BookArbitrators 9.6(a) Award Agreement Preamble Base Balance Sheet 2.5(a) Base Working Capital 1.6(a) Benefit Plans 2.15(a) Business Combination 4.7(a) Carve-Entry Shares 3.3(b)(iiOut Claims 7.3(c) Certificate of Merger 2.2(bCash Purchase Price 1.2(b) Certificates 3.3(b)(i) Change of Control Amendment 6.23(c)(ii) Change of Control Amendment Consent Fee 6.23(c)(ii) Claim 5.3 Closing 2.2(a1.7 Closing Consideration 1.2(b) Closing Date 2.2(a1.7 Closing Working Capital 1.6(b) Code Recitals 1.12 Company Preamble Company 401(k) Bonus Plan 6.9(f) Company Affiliate 9.10 Company Alternative Acquisition Agreement 6.3(d)(iv) Company Board Recitals Company Board Recommendation 4.3(a) Bylaws 2.1 Company Capital Stock 4.2(a) Company Change of Recommendation 6.3(d)(vii) Charter 2.1 Company Common Stock 1.2(a) Company Debt 9.12 Company EBITDA 1.5(d) Company Employees 5.1(a) Company Shares Recitals Company Contracts 4.19(bSubsidiary 2.4 Company Warrants 1.2(a) Company Designees 2.7(aConfidentiality Agreement 4.3 Contingent Payment 1.5 Contingent Payment Amount 1.5(d) Company Designated Contingent Payment Note 1.5(c) Contingent Payment Report 1.5(e) Contingent Payment Shares 4.16(a) Continuing Stockholders 1.3(b) Continuing Stockholder Value 1.2(b) Contributing Stockholder 4.1 Control 9.12 Customers 2.19 Deductible 7.3(a) Disclosure Schedule 2 Discretionary Bonuses 1.4 Distributors 2.19 EBITDA 1.5(d) Employer Payroll Taxes 2.9(d) Encumbrances 1.1 Environment 2.18(f) Environmental Laws 2.18(f) Equity Incentive Plan Recitals Company Disclosure Letter Article IV Company Employee 6.9(bERISA 2.15(a) Company FA 4.22 Company Independent Petroleum Engineers 4.17(aEscrow Agent 1.10 Escrow Agreement 1.10 Escrow Amount 1.10 Escrow Cap 7.3(b) Company Escrow Fund 7.6(b) Escrow Reduction Amount 7.6(b) Estimated Closing Date Balance Sheet 1.6(a) Estimated Closing Working Capital 1.6(a) Exchange Act 1.5(d) Filing Date 9.6(b) Financial Statements 2.5(a) First Escrow Release Date 1.10 First Measurement Period 1.5(d) GAAP 9.12 Governmental Authority 9.12 Harbor Preamble Harbor Board 3.11(a) Harbor Bylaws 3.2 Harbor Charter 3.2 Harbor Common Stock Recitals Harbor EBITDA 1.5(d) Harbor Financial Advisor 3.11(c) Harbor Indemnified Party/Parties 7.2(a) Harbor Indemnifying Party/Parties 7.2(b) Harbor Stockholder Approval 4.10(d) Harbor Stockholder Meeting 4.10(d) Harbor SEC Reports 3.4(a) Hazardous Material 2.18(f) HSR Act 4.4(a) Indemnified Parties 7.2(b) Indemnified Persons 5.3 Indemnifying Parties 7.2(b) Intellectual Property 4.14(aRights 2.11(d) Investment Company Act 3.12(a) IRS 2.9(a) Leases 2.8(a) Loss Payment 7.7 Losses 7.2(a) Management Equity Transfers 4.1 Material Adverse Effect 4.1 9.12 Measurement Period 1.5(d) NASD 3.10 Net Company Material Leased Debt 9.12 Net Equity Value 1.2(b) Net Working Capital Adjustment Amount 1.6(c) Neutral Auditor 1.5(e) Person 9.12 Post-Closing Audited Balance Sheet 1.6(b) Proxy Statement 4.10(a) Public Company Expenses 1.5(d) Put Right 1.3(b) Put Right Exchange Ratio 1.3(b) Put Notice 1.3(b) Real Property 4.15 Company Material Real Property Lease 4.15 Company Owned Real Property 4.15 Company Permits 4.9(a2.8(a) Company Preferred Stock 4.2(a) Company Related Party Transaction 4.24 Company Reserve Report 4.17(a) Company Restructuring Transactions Recitals Company SEC Documents 4.5(a) Company Senior Notes Recitals Company Stakeholders’ Pro Forma Equity Percentage 5.22 Company Stock Award 3.2(a) Company Stockholders Meeting 4.4 Company Tax Certificate 6.18(b) Confidentiality Agreement 6.7(b) Creditors’ Registration Rights 4.3(a) days 9.4(e) Designated Stockholder Support Agreement Recitals DGCL 2.1 Dismissal Order 6.24(a)(vRetained Shares 1.3(b) D&O Insurance 6.10(dRollover Shares 1.3(a) DTC 3.3(b)(iiRollover Stockholders 1.3(a) e-mail 9.3 Effective Time 2.2(bRollover Stockholder Letter Agreements 1.3(a) Eligible Shares 3.1(b)(iRollover Stockholder Value 1.2(b) Exchange Agent 3.3(aSEC 3.4(a) Exchange Consideration 6.23(aSecond Escrow Release Date 1.10 Second Measurement Period 1.5(d) Exchange Securities Act 1.11 Seller Indemnified Party/Parties 7.2(b) Seller Indemnifying Party/Parties 7.2(a) Selling Expenses 9.12 Stock Sale 1.2(a) Stockholder Releases 6.2(h) Stockholders Preamble Stockholders’ Representative 1.9(a) Stockholders’ Representative Accountant 1.5(e) Subsidiary 9.12 Tax Returns 2.9(b) Taxes 2.9(b) Trade Secrets 2.11(d) Trustee 3.12(a) Trust Fund 3.3(a3.12(a) Exchange Offer Recitals Exchange Offer Expiration Date 6.23(c) Exchange Prospectus 4.8 Exchange Ratio 3.1(b)(i) Exchange Registration Statement 4.8 Excluded Employees 6.9(b) Excluded Shares 3.1(b)(iii) GAAP 4.5(b) HSR Act 4.4 Indemnified Liabilities 6.10(a) Indemnified Persons 6.10(a) Involuntary Insolvency Event Date 6.24(a)(v) Joint Proxy Statement 4.4 Letter of Transmittal 3.3(b)(i) made available 9.4(e) Material Company Insurance Policies 4.20 Material Parent Insurance Policies 5.20 Measurement Date 4.2(a) Merger Recitals Merger Consideration 3.1(b)(i) Merger Registration Statement 4.8 Merger Sub Preamble Merger Sub Board Recitals Minimum Participation Condition 6.23(a) New Financing 6.22 Non-Cancelled Shares 3.1(b)(iii) Note Consents 6.23(c) Note Waivers 6.23(c) Notes Exchange Agent 6.23(f) Other Indenture Amendments 6.23(c)(iii) Outside Date 8.1(b)(ii) Parent Preamble Parent 401(k) Plan 6.9(f) Parent Affiliate 9.10 Parent Alternative Acquisition Agreement 6.4(d)(iii) Parent Board Recitals Parent Board Recommendation 5.3(a) Parent WARN 2.13 Working Capital Stock 5.2 Parent Change of Recommendation 6.4(d)(vi) Parent Common Stock Recitals Parent Contracts 5.19(b) Parent Designees 2.7(a) Parent Disclosure Letter Article V Parent Equity Plan 5.2(a) Parent FA 5.22 Parent Independent Petroleum Engineers 5.17(a) Parent Intellectual Property 5.14(a) Parent Material Adverse Effect 5.1 Parent Material Leased Real Property 5.15 Parent Material Real Property Lease 5.15 Parent Owned Real Property 5.15 Parent Permits 5.9(a) Parent Preferred Stock 5.2(a) Parent Right 3.1(b)(iv) Parent Related Party Transaction 5.24 Parent Reserve Report 5.17(a) Parent SEC Documents 5.5(a) Parent Series A Junior Participating Preferred Stock 3.1(b)(iv) Parent Stock Issuance Recitals Parent Stockholders Meeting 4.4 Parent Tax Certificate 6.18(b) pdf 2.2 Registration Statements 4.8 Rights-of-Way 4.16 Second Request 6.8(c) Supplemental Indenture Effective Date 6.23(j) Supporting Noteholders Recitals Surviving Corporation 2.1 Tail Period 6.10(d) Tax Plan Recitals Tax Plan Record Date 3.1(b)(iv) Terminable Breach 8.1(b)(iii) Transaction Expense Fee Recitals Transaction Support Agreement Recitals Transaction Litigation 6.111.6(e)
Appears in 1 contract
Sources: Stock Purchase Agreement (Harbor Acquisition Corp.)
Terms Defined Elsewhere. As used in this Agreement, the following capitalized terms are defined in this Agreement as referenced in the following table: 667 Recitals Agreement Preamble Applicable Date 4.5(a) ▇▇▇▇▇ Recitals Book-Entry Shares 3.3(b)(ii3.2(b)(i) Business Employees 4.11(a) Cancelled Shares 3.1(b)(iv) Certificate of Merger 2.2(b) Certificates 3.3(b)(i) Change of Control Amendment 6.23(c)(ii) Change of Control Amendment Consent Fee 6.23(c)(ii3.2(b)(i) Closing 2.2(a) Closing Date 2.2(a) Code Recitals 3.2(i) Common Exchange Ratio 3.1(b)(i) Common Merger Consideration 3.1(b)(i) Company Preamble Company 401(k) Plan 6.9(f) Company Affiliate 9.10 Company Alternative Acquisition Agreement 6.3(d)(iv) Company Board Recitals Company Board Recommendation 4.3(a) Company Capital Stock 4.2(a) Company Change of Recommendation 6.3(d)(vii) Recitals Company Common Stock Recitals 3.1(b)(i) Company Contracts 4.19(b4.16(b) Company Designees 2.7(a) Company Designated Stockholder Recitals Company Disclosure Letter Article IV Company Employee 6.9(b) Company FA 4.22 Company Independent Petroleum Engineers 4.17(a) Company Intellectual Property 4.14(a) Company Material Adverse Effect 4.1 Company Material Leased Real Property 4.15 Company Material Real Property Lease 4.15 Company Owned Real Property 4.15 4.1(a) Company Permits 4.9(a4.9 Company Plans 4.10(a) Company Preferred Stock 4.2(a) Company Related Party Transaction 4.24 Company Reserve Report 4.17(a) Company Restructuring Transactions Recitals Company SEC Documents 4.5(a) Company Senior Notes Recitals Company Stakeholders’ Pro Forma Equity Percentage 5.22 Company Stock Award 3.2(a) Company Stockholders Shareholders Meeting 4.4 Company Tax Certificate 6.18(b) Confidentiality Agreement 6.7(b) Creditors’ Rights 4.3(a) days 9.4(eDelaware Department 2.2(b) Designated Stockholder Support Agreement Agent Recitals Designation 5.3(a) DGCL 2.1 Dismissal Order 6.24(a)(vRecitals Dissenting Shares 3.2(j) D&O Insurance 6.10(d) DTC 3.3(b)(ii) e-mail 9.3 Effective Time 2.2(b) Eligible Shares 3.1(b)(iEnd Date 8.1(b)(ii) Exchange Agent 3.3(a) Exchange Consideration 6.23(a3.2(a) Exchange Fund 3.3(a3.2(a) Exchange Offer Recitals Exchange Offer Expiration Date 6.23(cRatios 3.1(b)(ii) Exchange Prospectus 4.8 Exchange Ratio 3.1(b)(iExchanged Parent Preferred Stock 3.1(b)(ii) Exchange Registration Statement 4.8 Excluded Employees 6.9(b) Excluded Shares 3.1(b)(iiiF-1 Preferred Stock 6.10 FDA Permits 4.23(b) GAAP 4.5(b) HSR Act 4.4 Indemnified Liabilities 6.10(a) Indemnified Persons 6.10(a) Involuntary Insolvency Event Date 6.24(a)(v) Joint Proxy Statement 4.4 Letter of Transmittal 3.3(b)(i3.2(b)(i) made available 9.4(e) Loan Amount Recitals Loan Documents Recitals Material Company Insurance Policies 4.20 4.17 Material Parent Insurance Policies 5.20 Measurement Date 4.2(a) 5.17 Merger Recitals Merger Consideration 3.1(b)(i3.1(b)(ii) Merger Registration Statement 4.8 Merger Sub Preamble Merger Sub Board Sole Stockholder Recitals Minimum Participation Condition 6.23(a) New Financing 6.22 Non-Cancelled Shares 3.1(b)(iii) Note Consents 6.23(c) Note Waivers 6.23(c) Notes Exchange Agent 6.23(f) Other Indenture Amendments 6.23(c)(iii) Outside Date 8.1(b)(iiDisclosure Agreement 6.7(b) Parent Preamble Parent 401(k) Plan 6.9(f) Parent Affiliate 9.10 Parent Alternative Acquisition Agreement 6.4(d)(iii9.10(b) Parent Board Recitals Parent Board Recommendation 5.3(a) Parent Capital Stock 5.2 Parent Change of Recommendation 6.4(d)(vi) Parent Common Stock Recitals Parent Contracts 5.19(b) Parent Designees 2.7(a5.16(b) Parent Disclosure Letter Article V Parent Equity Plan 5.2(a) Parent FA 5.22 Parent Independent Petroleum Engineers 5.17(a) Parent Intellectual Property 5.14(a) Parent Material Adverse Effect 5.1 Parent Material Leased Real Property 5.15 Parent Material Real Property Lease 5.15 Parent Owned Real Property 5.15 5.1(a) Parent Permits 5.9(a) 5.9 Parent Preferred Stock 5.2(a) Parent Right 3.1(b)(iv) Parent Related Party Transaction 5.24 Parent Reserve Report 5.17(aPlans 5.10(a) Parent SEC Documents 5.5(a) Parent Series A Junior Participating Preferred Stock 3.1(b)(iv) Parent Stock Issuance Recitals Parent Stockholders Meeting Pdf 9.5 Potential Product 4.23(c) Preferred Exchange Ratio 3.1(b)(ii) Preferred Merger Consideration 3.1(b)(ii) Proxy Statement 4.4 Parent Tax Certificate 6.18(b) pdf 2.2 Registration Statements 4.8 Rights-of-Way 4.16 Second Request 6.8(c) Supplemental Indenture Effective Date 6.23(j) Supporting Noteholders Securities Purchase Agreement Recitals Surviving Corporation Company 2.1 Tail Period 6.10(d) Tax Plan Recitals Tax Plan Record Date 3.1(b)(iv) Terminable Breach 8.1(b)(iii) Transaction Expense Fee Litigation 6.15 Transactions Recitals Transaction Support Agreement Recitals Transaction Litigation 6.11Unconverted Company Preferred Stock 3.1(b)(ii)
Appears in 1 contract
Terms Defined Elsewhere. As used in For purposes of this Agreement, the following capitalized terms are defined in this Agreement as referenced have the meanings set forth in the following tablesections indicated: Action 7.10(a) Adjusted Restricted Shares 3.8(b) Affiliate 1.1 Aggregate Non-Election Number 3.5(b)(iii)(A) Agreement Preamble Applicable Alternative Proposal 7.3(h)(i)
(a) Average Closing Price 1.1 Balance Sheet Date 4.5(a) 5.9 Book-Entry Shares 3.3(b)(ii3.2 Business Day 1.1 Cash Component 3.5(a) Cash Conversion Number 3.5(a) Cash Election 3.1(b)(iii) Cash Election Share 3.1(b)(iii) Cash Election Warrant 3.1(b)(iii) Cash Consideration 3.1(b)(iii) Certificate 3.2 Certificate of Merger 2.2(b2.1(b) Certificates 3.3(b)(iCERCLA 1.1 Change in Recommendation 7.3(d) Change of Control Amendment 6.23(c)(ii) Change of Control Amendment Consent Fee 6.23(c)(iiClaim 7.10(a) Closing 2.2(a) 2.2 Closing Date 2.2(a) 2.2 Code Recitals Company Preamble Company 401(k) Plan 6.9(f) Company Affiliate 9.10 Company Alternative Acquisition Agreement 6.3(d)(iv) Company Board Recitals Company Board Recommendation 4.3(a7.2(b) Company Capital Stock 4.2(aBylaws 1.1 Company Charter 1.1 Company Common Shares 1.1 Company Disclosure Schedule 4.1 Company Employee Benefit Plan 5.19(a) Company Change of Recommendation 6.3(d)(viiFinancial Advisors 1.1 Company Financial Statements 5.7(b) Company Common Stock Recitals Company Contracts 4.19(b) Company Designees 2.7(a) Company Designated Stockholder Recitals Company Disclosure Letter Article IV Company Employee 6.9(b) Company FA 4.22 Company Independent Petroleum Engineers 4.17(a) Holder 3.4 Company Intellectual Property 4.14(a5.20 Company Leased Real Property 5.15(c) Company Material Adverse Effect 4.1 Article V Company Material Leased Real Property 4.15 Agreement 5.12(a) Company Material Real Property Lease 4.15 Meeting 5.6 Company Option 1.1 Company Owned Real Property 4.15 5.15(c) Company Permits 4.9(a5.11(b) Company Preferred Stock 4.2(aShares 1.1 Company Real Property 5.15(c) Company Related Party Transaction 4.24 Real Property Leases 5.15(c) Company Reserve Report 4.17(aReports 5.14 Company Restricted Share 1.1 Company Risk Policies 5.7(d) Company Restructuring Transactions Recitals Company SEC Documents 4.5(aArticle V Company Service Provider 4.1(o) Company Senior Notes Recitals Stock Plans 1.1 Company Stakeholders’ Pro Forma Equity Percentage 5.22 Company Stock Award 3.2(aStockholder Approval 8.1(a) Company Stockholders Meeting 4.4 1.1 Company Tax Certificate 6.18(b) Warrant 1.1 CONE Midstream Companies 1.1 Confidentiality Agreement 6.7(b1.1 Continuing Employees 7.13(a) Creditors’ Rights 4.3(acontrol 1.1 controlled by 1.1 controlling 1.1 Data Site 1.1 Debt Transactions 7.16(c) days 9.4(eDerivative Instrument 5.12(a)(vii) Designated Stockholder Support Agreement DGCL Recitals DGCL 2.1 Dismissal Order 6.24(a)(vDirector and Officer Indemnification Agreements 1.1 Dissenting Share 3.9 Divestiture Action 7.1(d) D&O Insurance 6.10(d) DTC 3.3(b)(ii) e-mail 9.3 DLLCA Recitals Effective Time 2.2(b2.1(b) Eligible Shares 3.1(b)(iElection 3.4(b) Election Deadline 3.4(d) Employee Benefit Plan 1.1 Employees 1.1 Environmental Claim 5.13(d) Environmental Law 1.1 Environmental Permit 1.1 ERISA 1.1 ERISA Affiliate 1.1 Exchange Act 1.1 Exchange Agent 3.3(a)
(a) Exchange Consideration 6.23(a) Exchange Fund 3.3(a) Exchange Offer Recitals Exchange Offer Expiration Date 6.23(c) Exchange Prospectus 4.8 Exchange Ratio 3.1(b)(i) Exchange Registration Statement 4.8 Excluded Employees 6.9(b) Excluded Shares 3.1(b)(iiiExisting Credit Agreement 1.1 FCPA 1.1 Form of Election 3.4(a) GAAP 4.5(b) 1.1 Governmental Authority 1.1 Hazardous Material 1.1 HSR Act 4.4 Indemnified Liabilities 6.10(a1.1 Hydrocarbons 1.1 Indebtedness 1.1 Indemnification Expenses 7.10(a) Indemnified Persons 6.10(aParties 7.10(a) Involuntary Insolvency Event Date 6.24(a)(v) Joint Proxy Statement 4.4 Letter of Transmittal 3.3(b)(i) made available 9.4(e) Material Company Insurance Policies 4.20 Material Parent Insurance Policies 5.20 Measurement Date 4.2(a) Merger Recitals Merger Consideration 3.1(b)(i) Merger Registration Statement 4.8 Merger Sub Preamble Merger Sub Board Recitals Minimum Participation Condition 6.23(a) New Financing 6.22 Non-Cancelled Shares 3.1(b)(iii) Note Consents 6.23(c) Note Waivers 6.23(c) Notes Exchange Agent 6.23(f) Other Indenture Amendments 6.23(c)(iii) Outside Date 8.1(b)(ii) Parent Preamble Parent 401(k) Plan 6.9(f) Parent Affiliate 9.10 Parent Alternative Acquisition Agreement 6.4(d)(iii) Parent Board Recitals Parent Board Recommendation 5.3(a) Parent Capital Stock 5.2 Parent Change of Recommendation 6.4(d)(vi) Parent Common Stock Recitals Parent Contracts 5.19(b) Parent Designees 2.7(a) Parent Disclosure Letter Article V Parent Equity Plan 5.2(a) Parent FA 5.22 Parent Independent Petroleum Engineers 5.17(a) Parent Intellectual Property 5.14(a) Parent Material Adverse Effect 5.1 Parent Material Leased Real Property 5.15 Parent Material Real Property Lease 5.15 Parent Owned Real Property 5.15 Parent Permits 5.9(a) Parent Preferred Stock 5.2(a) Parent Right 3.1(b)(iv) Parent Related Party Transaction 5.24 Parent Reserve Report 5.17(a) Parent SEC Documents 5.5(a) Parent Series A Junior Participating Preferred Stock 3.1(b)(iv) Parent Stock Issuance Recitals Parent Stockholders Meeting 4.4 Parent Tax Certificate 6.18(b) pdf 2.2 Registration Statements 4.8 Rights-of-Way 4.16 Second Request 6.8(c) Supplemental Indenture Effective Date 6.23(j) Supporting Noteholders Recitals Surviving Corporation 2.1 Tail Period 6.10(d) Tax Plan Recitals Tax Plan Record Date 3.1(b)(iv) Terminable Breach 8.1(b)(iii) Transaction Expense Fee Recitals Transaction Support Agreement Recitals Transaction Litigation 6.11Indemnitees 1.1
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Terms Defined Elsewhere. As used The following terms are defined elsewhere in this Agreement, the following capitalized terms are defined in this Agreement as referenced in the following table: 401(k) Termination Date Section 7.7(c) Adjusted Option Section 3.4(b) Adjusted RS Award Section 3.4(e) Adjusted RSU Award Section 3.4(d) Agreement Preamble Applicable Date 4.5(aBase Amount Section 7.4(c) Book-Entry Shares 3.3(b)(iiSection 3.2(b)(ii) Certificate of Merger 2.2(b) Section 2.3 Certificates 3.3(b)(iSection 3.2(b)(i) Change of Control Amendment 6.23(c)(ii) Change of Control Amendment Consent Fee 6.23(c)(iiRecommendation Section 6.3(a) Closing 2.2(a) Section 2.2 Closing Date 2.2(a) Code Recitals Section 2.2 Company Preamble Company 401(k) Plan 6.9(f) Company Affiliate 9.10 Company Alternative Acquisition Agreement 6.3(d)(ivSection 6.3(a) Company Board of Directors Recitals Company Board Recommendation 4.3(a) Recitals Company Capital Stock Capitalization Date Section 4.2(a) Company Change of Recommendation 6.3(d)(vii) Company Common Stock Recitals Company Contracts 4.19(b) Company Designees 2.7(a) Company Designated Stockholder Recitals Company Disclosure Letter Article IV Company Employee 6.9(bNotes Section 7.14(b) Company FA 4.22 Company Independent Petroleum Engineers 4.17(a) Company Intellectual Property 4.14(a) Company Material Adverse Effect 4.1 Company Material Leased Real Property 4.15 Company Material Real Property Lease 4.15 Company Owned Real Property 4.15 Company Permits 4.9(aSection 4.9(b) Company Preferred Stock Section 4.2(a) Company Related Party Transaction 4.24 Company Reserve Report 4.17(a) Company Restructuring Transactions Recitals Company SEC Documents Section 4.5(a) Company Senior Notes Recitals Company Stakeholders’ Pro Forma Equity Percentage 5.22 Company Stock Award 3.2(aStockholder Approval Section 4.3(a) Company Stockholders Recitals Company Stockholders’ Meeting 4.4 Company Tax Certificate 6.18(bSection 7.12(b) Confidentiality Agreement 6.7(bContinuing Employees Section 7.7(a) Creditors’ Rights 4.3(aConverted Shares Section 3.1(b) days 9.4(eCopyrights Section 1.1 Credit Facility Terminations Section 7.14(a) Designated Stockholder Support Agreement Current ESPP Offering Period Section 3.4(f) Debt Commitment Letter Section 5.6(a) DGCL Recitals DGCL 2.1 Dismissal Order 6.24(a)(vDissenting Shares Section 3.3(a) D&O Insurance 6.10(dDOJ Section 7.2(b) DTC 3.3(b)(ii) e-mail 9.3 Effective Time 2.2(bSection 2.3 Enforceability Limitations Section 4.3(b) Eligible Shares 3.1(b)(iFinancing Section 5.6(a) Exchange Agent 3.3(a) Exchange Consideration 6.23(a) Exchange Fund 3.3(a) Exchange Offer Recitals Exchange Offer Expiration Date 6.23(c) Exchange Prospectus 4.8 Exchange Ratio 3.1(b)(i) Exchange Registration Statement 4.8 Excluded Employees 6.9(b) Excluded Shares 3.1(b)(iiiFinancing Entities Section 1.1 FTC Section 7.2(b) GAAP Section 4.5(b) HSR Act 4.4 HIPAA Section 1.1 Indemnified Liabilities 6.10(aParties Section 7.4(a) Indemnified Persons 6.10(aIndenture Section 7.14(b) Involuntary Insolvency Integration Committee Section 7.1(c) Integration Plan Section 7.1(c) Intervening Event Date 6.24(a)(vSection 6.3(d) Joint Proxy Statement 4.4 Letter of Transmittal 3.3(b)(i) made available 9.4(eIP Contracts Section 4.14(h) Material Company Insurance Policies 4.20 Contracts Section 4.17(a) Material Parent Insurance Policies 5.20 Measurement Date 4.2(aCustomer Section 4.19(a) Material Customer Agreement Section 4.19(a) Material Government Bid Section 4.17(c) Material Reseller Section 4.19(c) Material Reseller Agreement Section 4.19(c) Material Supplier Section 4.19(b) Material Supplier Agreement Section 4.19(b) Merger Recitals Merger Consideration 3.1(b)(iSection 3.1(a) Merger Registration Statement 4.8 Merger Sub Preamble Merger Sub Board Recitals Minimum Participation Condition 6.23(aShares Section 3.1(c) New Financing 6.22 Non-Cancelled Shares 3.1(b)(iiiPlans Section 7.7(b) Note Consents 6.23(cOFAC Section 4.9(e) Note Waivers 6.23(c) Notes Exchange Agent 6.23(f) Other Indenture Amendments 6.23(c)(iiiOld Plans Section 7.7(b) Outside Date 8.1(b)(iiSection 9.1(d) Owned Real Property Section 4.16(a) Parent Preamble Parent 401(kGoverning Documents Section 5.1 Parties Preamble Party Preamble Patents Section 1.1 Paying Agent Section 3.2(a) Plan 6.9(fPayment Fund Section 3.2(a) Parent Affiliate 9.10 Parent Alternative Acquisition Agreement 6.4(d)(iiiPayoff Letter Section 7.14(a) Parent Board Proxy Statement Section 7.12(a) Qatalyst Section 4.22 Quarterly Dividend Section 6.1(b)(ii) Relevant Matters Section 10.9(a) Remaining Shares Section 3.1(b) Restricted Parties Section 4.9(g) Sale Section 7.16(a) ▇▇▇▇▇▇▇▇-▇▇▇▇▇ Act Section 4.5(a) Surviving Company Section 2.1 Surviving Company Stock Section 3.1(b) Termination Fee Section 9.2(b)(i) Trade Secrets Section 1.1 Transactions Recitals Parent Board Recommendation 5.3(a) Parent Capital Stock 5.2 Parent Change of Recommendation 6.4(d)(vi) Parent Common Stock Recitals Parent Contracts 5.19(b) Parent Designees 2.7(a) Parent Disclosure Letter Article V Parent Equity Plan 5.2(a) Parent FA 5.22 Parent Independent Petroleum Engineers 5.17(a) Parent Intellectual Property 5.14(a) Parent Material Adverse Effect 5.1 Parent Material Leased Real Property 5.15 Parent Material Real Property Lease 5.15 Parent Owned Real Property 5.15 Parent Permits 5.9(a) Parent Preferred Stock 5.2(a) Parent Right 3.1(b)(iv) Parent Related Party Transaction 5.24 Parent Reserve Report 5.17(a) Parent SEC Documents 5.5(a) Parent Series A Junior Participating Preferred Stock 3.1(b)(iv) Parent Stock Issuance Recitals Parent Stockholders Meeting 4.4 Parent Tax Certificate 6.18(b) pdf 2.2 Registration Statements 4.8 Rights-of-Way 4.16 Second Request 6.8(c) Supplemental Indenture Effective Date 6.23(j) Supporting Noteholders Recitals Surviving Corporation 2.1 Tail Period 6.10(d) Tax Plan Recitals Tax Plan Record Date 3.1(b)(iv) Terminable Breach 8.1(b)(iii) Transaction Expense Fee Recitals Transaction Support Voting Agreement Recitals Transaction Litigation 6.11willful breach Section 9.2(a)
Appears in 1 contract
Terms Defined Elsewhere. As used in this Agreement, the following capitalized terms are defined in this Agreement as referenced in the following table: Affiliate A-1 Agency RMBS A-1 Agreement Preamble Applicable Date 4.5(aArticles of Merger 2.2(b) B-1 Exchange Ratio A-1 B-2 Exchange Ratio A-1 B-3 Exchange Ratio A-1 beneficial ownership A-1 beneficially owning A-1 Book-Entry Shares 3.3(b)(ii3.2(b)(i) Certificate of Merger 2.2(bBusiness Day A-1 Calculating Party A-1 Calculation Principles A-1 Cancelled Shares 3.1(b)(iii) Certificates 3.3(b)(i3.2(b)(i) Change of Control Amendment 6.23(c)(ii) Change of Control Amendment Consent Fee 6.23(c)(iiCHOSEN COURTS 9.7(b) Closing 2.2(a) Closing Date 2.2(a) Code Recitals Company Preamble Company 401(k) Plan 6.9(fAdditional Dividend Amount 6.20(a) Company Adjusted Book Value Per Share A-1 Company Affiliate 9.10 Company Alternative Acquisition Agreement 6.3(d)(iv9.10(a) Company Board Recitals Company Board Recommendation 4.3(a) Recitals Company Capital Stock 4.2(a) A-2 Company Change of Recommendation 6.3(d)(vii6.3(a) Company Class A Common Stock Recitals A-2 Company Class B Common Stock A-2 Company Competing Proposal A-2 Company Contracts 4.19(b4.15(b) Company Designees 2.7(a) Company Designated Stockholder Recitals Director Designee 2.6 Company Disclosure Letter Article IV Company Employee 6.9(b) Company FA 4.22 Company Independent Petroleum Engineers 4.17(a) Company Intellectual Property 4.14(a) A-2 Company Manager A-2 Company Material Adverse Effect 4.1 Company Material Leased Real Property 4.15 Company Material Real Property Lease 4.15 Company Owned Real Property 4.15 A-2 Company Permits 4.9(a4.9 Company Plans 4.10(a) Company Preferred Stock 4.2(a) Company Related Party Transaction 4.24 Company Reserve Report 4.17(a) Company Restructuring Transactions Recitals Company SEC Documents 4.5(a) Company Senior Notes Series A Preferred Stock 4.2(a) Company Stockholder Approval A-3 Company Stockholders Recitals Company Stakeholders’ Pro Forma Equity Percentage 5.22 Company Stock Award 3.2(a) Company Stockholders Meeting 4.4 Company Superior Proposal A-3 Company Tax Certificate 6.18(bRepresentation Letter 6.19(a) Company Termination Fee A-3 Company Transaction Expenses A-3 Confidentiality Agreement 6.7(b) Consent A-3 Continuing Director 2.6 control A-3 COVID-19 A-3 Creditors’ Rights 4.3(a) days 9.4(e) Designated Stockholder Support Agreement Recitals DGCL 2.1 Dismissal Order 6.24(a)(v) D&O Insurance 6.10(d6.9(d) DTC 3.3(b)(iiDetermination Date A-3 DGCL A-3 Dispute Notice 3.1(c)(ii) Effective Time 2.2(b) e-mail 9.3 Effective Time 2.2(bEmployee Benefit Plan A-4 End Date 8.1(b)(ii) Eligible Shares 3.1(b)(i) ERISA A-4 ERISA Affiliate A-4 Exchange Act A-4 Exchange Agent 3.3(a) Exchange Consideration 6.23(a3.2(a) Exchange Fund 3.3(a3.2(a) Exchange Offer Recitals Exchange Offer Expiration Date 6.23(c) Exchange Prospectus 4.8 Ratio A-4 Exchange Ratio 3.1(b)(i) Exchange Registration Statement 4.8 Excluded Employees 6.9(b) Excluded Shares 3.1(b)(iiiAnnouncement 3.1(c)(iv) GAAP 4.5(b) HSR Act 4.4 Governmental Entity A-4 group A-4 Indebtedness A-4 Indemnified Liabilities 6.10(a6.9(a) Indemnified Persons 6.10(a6.9(a) Involuntary Insolvency Event Date 6.24(a)(vIndependent Valuation Firm 3.1(c)(iii) Intellectual Property A-5 Investment Company Act A-5 IRS A-5 Joint Proxy Statement 4.4 knowledge A-5 Law A-5 Letter of Transmittal 3.3(b)(i3.2(b)(i) made available 9.4(eLeverage Covenants 6.2(b)(xiv) Leverage Ratio A-5 Maryland Department 2.2(b) Material Adverse Effect A-5 Material Company Insurance Policies 4.20 4.16 Material Parent Insurance Policies 5.20 Measurement Date 4.2(a) 5.16 Maximum Leverage Ratio A-6 MD LLC Act 2.1 Merger Recitals Merger Consideration 3.1(b)(i) Merger Registration Statement 4.8 Merger Sub Preamble Merger Sub Board MGCL 2.1 Minimum Distribution Dividend A-6 Minimum Liquidity A-6 Name Change Amendment 6.27 New Management Agreement Recitals Minimum Participation Condition 6.23(a) New Financing 6.22 Non-Cancelled Shares 3.1(b)(iii) Note Consents 6.23(c) Note Waivers 6.23(c) Notes Exchange Agent 6.23(f) Other Indenture Amendments 6.23(c)(iii) Outside Date 8.1(b)(ii) NYSE A-7 Organizational Documents A-7 other party A-7 Parent Preamble Parent 401(k) Plan 6.9(fAdditional Dividend Amount 6.20(b) Parent Adjusted Book Value Per Share A-7 Parent Affiliate 9.10 Parent Alternative Acquisition Agreement 6.4(d)(iii9.10(b) Parent Board Recitals Parent Board Recommendation 5.3(a) Recitals Parent Capital Stock 5.2 A-8 Parent Change of Recommendation 6.4(d)(vi6.4(b) Parent Charter Amendment A-8 Parent Class A Common Stock A-8 Parent Class B Common Stock A-8 Parent Class B-1 Common Stock A-8 Parent Class B-2 Common Stock A-8 Parent Class B-3 Common Stock A-8 Parent Common Stock Recitals A-8 Parent Competing Proposal A-8 Parent Contracts 5.19(b5.15(b) Parent Designees 2.7(a) Convertible Notes A-9 Parent Convertible Notes Indenture A-8 Parent Disclosure Letter Article V Parent Equity Plan 5.2(a) Awards 2.9 Parent FA 5.22 Parent Independent Petroleum Engineers 5.17(a) Equity Plans A-9 Parent Intellectual Property 5.14(a) A-9 Parent Management Agreement A-9 Parent Manager A-9 Parent Material Adverse Effect 5.1 A-9 Parent Material Leased Real Property 5.15 New Equity Incentive Plan 6.26 Parent Material Real Property Lease 5.15 Parent Owned Real Property 5.15 Parent Permits 5.9(aPlans 5.10(a) Parent Preferred Stock 5.2(aPortfolio Securities 6.2(b)(v) Parent Right 3.1(b)(iv) Parent Related Party Transaction 5.24 Parent Reserve Report 5.17(a) Parent SEC Documents 5.5(a) Parent Series A Junior Participating Preferred Stock 3.1(b)(iv) Severance Payments 6.25 Parent Stock Issuance Recitals Parent Stockholder Approval A-9 Parent Stockholders Meeting 4.4 Recitals Parent Superior Proposal A-9 Parent Tax Certificate 6.18(bRepresentation Letter 6.19(b) Parent Termination Fee A-9 Parent Transaction Expenses A-9 parties A-10 party A-10 pdf 2.2 9.5 Permitted Liens A-10 Person A-10 Prior Parent Bidders 6.4(a) Proceeding A-10 Proposed Book Value Schedule A-10 Qualified REIT Subsidiary 4.1(b) Receiving Party A-11 Registration Statements Statement 4.8 Rights-of-Way 4.16 Second Request 6.8(cREIT Recitals Remedial Measures 6.2(b)(xiv) Supplemental Indenture Effective Date 6.23(jRepresentatives A-11 SEC A-11 Securities Act A-11 Specified Financing 6.28 Subsidiary A-11 Surviving Company 2.1 Takeover Law A-11 Tax A-11 Tax Returns A-12 Taxable REIT Subsidiary 4.1(b) Supporting Noteholders Recitals Surviving Corporation 2.1 Tail Period 6.10(d) Tax Plan Recitals Tax Plan Record Date 3.1(b)(iv) Taxes A-11 Taxing Authority A-12 Terminable Breach 8.1(b)(iii) Transaction Expense Fee Recitals Transaction Support Termination Agreement Recitals Trading Day A-12 Trading Hour A-12 Transaction Agreements A-12 Transaction Litigation 6.116.16 Transactions Recitals Transfer Taxes A-12 Treasury Regulations A-12 Voting Agreement Recitals Voting Debt A-12 Willful and Material Breach A-12
Appears in 1 contract
Sources: Merger Agreement (Western Asset Mortgage Capital Corp)
Terms Defined Elsewhere. As used The following terms are defined elsewhere in this Agreement, the following capitalized terms are defined in this Agreement as referenced in the following tableindicated below: Actions Section 9.4(b) Agreement Preamble Applicable Date 4.5(a) Book-Entry Cancelled Shares 3.3(b)(ii) Certificate of Merger 2.2(b) Certificates 3.3(b)(iSection 3.1(a)(ii) Change of Control Amendment 6.23(c)(iiSection 4.1(c) Change of Control Amendment Consent Fee 6.23(c)(iiChosen Courts Section 9.4(b) Clearance Date Section 6.4(a) Closing 2.2(a) Section 2.2 Closing Date 2.2(a) Code Recitals Section 2.2 Company Preamble Company 401(k) Plan 6.9(fAcquisition Agreement Section 6.3(e) Company Affiliate 9.10 Company Alternative Acquisition Agreement 6.3(d)(ivAdverse Recommendation Change Section 6.3(e) Company Board Recitals Company Board Recommendation 4.3(a) Company Capital Common Stock Section 4.2(a) Company Change of Recommendation 6.3(d)(vii) Company Common Stock Recitals Company Contracts 4.19(b) Company Designees 2.7(a) Company Designated Stockholder Recitals Company Disclosure Letter Schedule Article IV Company Employee 6.9(bSection 6.5(a) Company FA 4.22 Company Independent Petroleum Engineers 4.17(aIndenture Officers’ Certificates Section 6.16(a) Company Intellectual Property 4.14(a) Internal Controls Disclosures Section 4.6 Company Material Adverse Effect 4.1 Section 4.1(c) Company Material Leased Real Contracts Section 4.19(a) Company Note Offers and Consent Solicitations Section 6.16(a) Company Organizational Documents Section 4.1(b) Company Phantom Share Unit Award Section 3.3(b) Company PSU Award Section 3.3(a) Company Recommendation Section 4.3 Company Redemption Notice Section 6.16(b) Company Redemption Officers’ Certificate Section 6.16(b) Company Registered Intellectual Property 4.15 Section 4.18(a) Company Material Real Property Lease 4.15 Related Parties Section 8.3(f)(i) Company Owned Real Property 4.15 RSU Award Section 3.3(a) Company Permits SEC Documents Section 4.5(a) Company Station License Section 4.9(a) Company Preferred Stock 4.2(aStations Section 4.9(a) Company Related Party Transaction 4.24 Stockholder Approval Section 4.3 Company Reserve Report 4.17(aStockholders’ Meeting Section 6.4(b) Company Restructuring Transactions Recitals Company SEC Documents 4.5(aSupplemental Indenture Section 6.16(a) Company Senior Notes Recitals Company Stakeholders’ Pro Forma Equity Percentage 5.22 Company Stock Award 3.2(aConsent Solicitations Section 6.16(a) Company Stockholders Meeting 4.4 Company Tax Certificate 6.18(bContinuation Period Section 6.5(a) Confidentiality Agreement 6.7(bcontrol See definition of Affiliate controlled by See definition of Affiliate Converted Shares Section 3.1(a)(ii) Creditors’ Rights 4.3(a) days 9.4(e) Designated Stockholder Support Agreement Recitals DGCL 2.1 Dismissal Order 6.24(a)(vCopyrights See definition of Intellectual Property Covered Persons Section 6.9(a) D&O Insurance 6.10(dSection 6.9(c) DTC 3.3(b)(iidays Section 9.15 Debt Commitment Letter Section 5.12(a) e-mail 9.3 Effective Time 2.2(bDebt Financing Section 5.12(a) Eligible Debt Financing Entities See definition of Debt Financing Parties Debt Financing Related Parties Section 9.14 Debt Offer Documents Section 6.16(a) Definitive Agreements Section 6.15(a) DGCL Recitals Disclosure Schedule Section 9.16 Dissenting Shares Section 3.1(b)(i) Exchange Agent 3.3(aEnforceability Exceptions Section 4.3 Enforcement Expenses Section 8.3(d) Exchange Consideration 6.23(a) Exchange Fund 3.3(a) Exchange Offer Recitals Exchange Offer Expiration Date 6.23(c) Exchange Prospectus 4.8 Exchange Ratio 3.1(b)(i) Exchange Registration Statement 4.8 Excluded Employees 6.9(bEnvironmental Laws Section 4.10(a) Excluded Shares 3.1(b)(iiiInformation See definition of Required Information Existing Credit Facilities Termination Section 6.16(c) extent Section 9.15 Financing Amount Section 5.12(c) GAAP Section 4.5(b) HSR Act 4.4 Indemnified Liabilities 6.10(aSection 4.4(a) Indemnified Persons 6.10(aIRS Section 4.11(a)(iv) Involuntary Insolvency Event Date 6.24(a)(vLaws Section 4.8(a) Joint Proxy Statement 4.4 Letter Marks See definition of Transmittal 3.3(b)(i) made available 9.4(e) Material Company Insurance Policies 4.20 Material Parent Insurance Policies 5.20 Measurement Date 4.2(a) Merger Recitals Intellectual Property Merger Consideration 3.1(b)(iSection 3.1(a)(iii) Merger Registration Statement 4.8 Merger Sub Preamble Merger Sub Board Recitals Minimum Participation Condition 6.23(aMultiemployer Plan Section 4.11(e) New Financing 6.22 Non-Cancelled Shares 3.1(b)(iii) Note Consents 6.23(c) Note Waivers 6.23(c) Notes Exchange Agent 6.23(f) Other Indenture Amendments 6.23(c)(iiiOffers to Purchase Section 6.16(a) Outside Date 8.1(b)(iiSection 8.1(b) Owned Real Property Section 4.17(a) Parent Preamble Parent 401(k) Plan 6.9(f) Parent Affiliate 9.10 Parent Alternative Acquisition Agreement 6.4(d)(iii) Parent Board Recitals Parent Board Recommendation 5.3(a) Parent Capital Stock 5.2 Parent Change of Recommendation 6.4(d)(vi) Parent Common Stock Recitals Parent Contracts 5.19(b) Parent Designees 2.7(a) Parent Disclosure Letter Schedule Article V Parent Equity Plan 5.2(a) Parent FA 5.22 Parent Independent Petroleum Engineers 5.17(a) Parent Intellectual Property 5.14(aExpenses Section 8.3(e) Parent Material Adverse Effect 5.1 Parent Material Leased Real Property 5.15 Parent Material Real Property Lease 5.15 Parent Owned Real Property 5.15 Parent Permits 5.9(a) Parent Preferred Stock 5.2(a) Parent Right 3.1(b)(ivSection 5.1(b) Parent Related Party Parties Section 8.3(f)(i) participate Section 6.11 Patents See definition of Intellectual Property Paying Agent Section 3.2(a) Payment Fund Section 3.2(b) Payoff Amount Section 6.16(c) Post-Closing Plans Section 6.5(c) Prohibited Modifications Section 6.15(b) Proxy Statement Section 4.14 Qualified Plan Section 4.11(c) Qualifying Transaction 5.24 Parent Reserve Report 5.17(aSection 8.3(a) Parent SEC Documents 5.5(aRedemption Section 6.16(b) Parent Series A Junior Participating Preferred Stock 3.1(b)(ivReimbursement Obligations Section 6.16(d) Parent Stock Issuance Renewal Application Section 6.6(d) Representatives Section 5.13 ▇▇▇▇▇▇▇▇-▇▇▇▇▇ Act Section 4.5(a) Specified Date Section 4.2(a) Surviving Company Section 2.1 Takeover Statute Section 4.23 Teton Certificate of Merger Section 2.3 Teton Merger Recitals Parent Stockholders Meeting 4.4 Parent Tax Certificate 6.18(b) pdf 2.2 Registration Statements 4.8 Rights-of-Way 4.16 Second Request 6.8(c) Supplemental Indenture Teton Merger Effective Date 6.23(j) Supporting Noteholders Recitals Surviving Corporation 2.1 Tail Period 6.10(d) Tax Plan Recitals Tax Plan Record Date 3.1(b)(iv) Terminable Breach 8.1(b)(iiiTime Section 2.3 Teton Merger Sub Preamble to the extent Section 9.15 Trade Secrets See definition of Intellectual Property Transaction Approvals Section 4.4(a) Transaction Expense Fee Recitals Transaction Support Agreement Recitals Transaction Litigation 6.11Section 6.11 under common control with See definition of Affiliate
Appears in 1 contract
Terms Defined Elsewhere. As used in this Agreement, the following capitalized terms are defined in this Agreement as referenced in the following table: Agreement Preamble Applicable Date 4.5(aArticles of Merger 2.2(b) Base Ratio 3.1(b)(i) Book-Entry Shares 3.3(b)(ii3.2(b)(i)(A)(2) Certificate of Merger 2.2(bCancelled Shares 3.1(b)(iii) Certificates 3.3(b)(i) Change of Control Amendment 6.23(c)(ii) Change of Control Amendment Consent Fee 6.23(c)(ii3.2(b)(i)(A)(1) Closing 2.2(a) Closing Date 2.2(a) Code Recitals Company Preamble Company 401(k) Plan 6.9(fAdditional Dividend Amount 6.19(a)(ii) Company Affiliate 9.10 Company Alternative Acquisition Agreement 6.3(d)(iv) Company Board Recitals Company Board Recommendation 4.3(a) Company Capital Stock 4.2(a) Recitals Company Change of Recommendation 6.3(d)(vii6.3(b)(v) Company Common Stock Recitals 3.1(b)(i) Company Contracts 4.19(b4.17(b) Company Designees 2.7(a) Company Designated Stockholder Recitals Director Designee 2.6 Company Disclosure Letter Article IV Company Employee 6.9(b6.9(a) Company FA 4.22 Company Independent Petroleum Engineers 4.17(aFiles 4.15(a) Company Intellectual Property 4.14(aLoans 4.15(a) Company Material Adverse Effect 4.1 4.1(a) Company Material Leased Real Property 4.15 Company Material Real Property Lease 4.15 Company Owned Real Property 4.15 Notes 4.15(a) Company Permits 4.9(a) 4.9 Company Preferred Stock 4.2(a4.2(a)(ii) Company Related Party Transaction 4.24 Company Reserve Report 4.17(aProperties 4.16(a)(ii) Company Restructuring Transactions Recitals Property 4.16(a)(ii) Company SEC Documents 4.5(a) Company Senior Notes Special Committee Recitals Company Stakeholders’ Pro Forma Equity Percentage 5.22 Company Stock Award 3.2(a) Stockholders Recitals Company Stockholders Meeting 4.4 4.4(a)(i) Company Tax Certificate 6.18(b) 2017 10-K Article IV Confidentiality Agreement 6.7(b) Convertible Notes 5.2 Creditors’ ' Rights 4.3(a4.3(a)(ii) days 9.4(eDispute Notice 3.1(c)(iv) Designated Stockholder Support Agreement Recitals DGCL 2.1 Dismissal Order 6.24(a)(v) D&O Insurance 6.10(d) DTC 3.3(b)(iiEffective Time 2.2(b) e-mail 9.3 Effective Time 2.2(b9.3(c) Eligible Shares 3.1(b)(iEnd Date 8.1(b)(ii) Exchange Agent 3.3(a) Exchange Consideration 6.23(a3.2(a) Exchange Fund 3.3(a3.2(a) Exchange Offer Recitals Exchange Offer Expiration Date 6.23(c) Exchange Prospectus 4.8 Exchange Ratio 3.1(b)(i) Exchange Registration Statement 4.8 Excluded Employees 6.9(b) Excluded Shares 3.1(b)(iiiRatio Announcement 3.1(c)(vi) GAAP 4.5(b) HSR Act 4.4 Indemnified Liabilities 6.10(a) Indemnified Persons 6.10(a) Involuntary Insolvency Event Date 6.24(a)(vIndependent Accounting Firm 3.1(c)(v) Joint Proxy Statement 4.4 4.4(a)(i) Letter of Transmittal 3.3(b)(i3.2(b)(i)(B) made available 9.4(eMaryland Courts 9.7(b) Maryland Department 2.2(b) Material Company Insurance Policies 4.20 Material Parent Insurance Policies 5.20 Measurement Date 4.2(a4.18(a) MGCL 2.1 Merger Recitals Merger Consideration 3.1(b)(i) Merger Registration Statement 4.8 Merger Sub Preamble Merger Sub Board Recitals Minimum Participation Condition 6.23(aOP Units 5.2 Operating Partnership 2.1 Owned Properties 4.16(a)(i) New Financing 6.22 Non-Cancelled Shares 3.1(b)(iii) Note Consents 6.23(c) Note Waivers 6.23(c) Notes Exchange Agent 6.23(f) Other Indenture Amendments 6.23(c)(iii) Outside Date 8.1(b)(iiOwned Property 4.16(a)(i) Parent Preamble Parent 401(k) Plan 6.9(f) Parent Affiliate 9.10 Parent Alternative Acquisition Agreement 6.4(d)(iii) Parent Board Recitals Parent Board Recommendation 5.3(a) Parent Capital Stock 5.2 Recitals Parent Change of Recommendation 6.4(d)(vi6.4(b)(v) Parent Common Stock Recitals Parent Common Stock Issuance Recitals Parent Contracts 5.19(b) Parent Designees 2.7(a5.15(b) Parent Disclosure Letter Article V Parent Equity Plan 5.2(a) Parent FA 5.22 Parent Independent Petroleum Engineers 5.17(a) Parent Intellectual Property 5.14(a5.2(a)(ii)(C) Parent Material Adverse Effect 5.1 Parent Material Leased Real Property 5.15 Parent Material Real Property Lease 5.15 Parent Owned Real Property 5.15 5.1(a) Parent Permits 5.9(a) 5.9 Parent Preferred Stock 5.2(a) Parent Right 3.1(b)(iv) Parent Related Party Transaction 5.24 Parent Reserve Report 5.17(aPlans 5.10(a) Parent SEC Documents 5.5(a) Parent Series A Junior Participating Preferred Stock 3.1(b)(iv) Parent Stock Issuance Recitals 2017 10-K Article V Parent Stockholders Meeting 4.4 Parent Tax Certificate 6.18(bRecitals .pdf 9.5 Permitted Exceptions 8.3(h)(i)(B)(1) pdf 2.2 Proposed Book Value Schedule 3.1(c)(iii) Qualified REIT Subsidiary 4.1(b) Qualifying Income 8.3(h)(i)(B)(1) Real Property Lease 4.16(a)(ii) Real Property Leases 4.16(a)(ii) Registration Statements 4.8 Rights-of-Way 4.16 Second Request 6.8(cStatement 4.8(a) Supplemental Indenture Effective Date 6.23(j) Supporting Noteholders REITs Recitals Surviving Corporation Company 2.1 Tail Period 6.10(d) Tax Plan Recitals Tax Plan Record Date 3.1(b)(ivTaxable REIT Subsidiary 4.1(b) Terminable Breach 8.1(b)(iii) Transaction Expense Fee Recitals Transaction Support Agreement Recitals Transaction Litigation 6.11Transactions Recitals
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Terms Defined Elsewhere. As used in For purposes of this Agreement, the following capitalized terms are defined in this Agreement as referenced have the meanings set forth in the following tablesections indicated: Action 7.10(a) Adjusted Class B Amount 3.5 Affiliate 1.1 Agreement Preamble Applicable Alternative Proposal 7.3(j)(i)
(a) Average Closing Price 1.1 Balance Sheet Date 4.5(a) 5.9 Book-Entry Shares 3.3(b)(iiUnits 3.2 Business Day 1.1 Business Employee 7.15(a) Cash Consideration 3.1(d) CERCLA 1.1 Certificate 3.2 Certificate of Merger 2.2(b2.1(b) Certificates 3.3(b)(iClaim 7.10(a) Change of Control Amendment 6.23(c)(ii) Change of Control Amendment Consent Fee 6.23(c)(ii) Class C Agreement Recitals Closing 2.2(a) 2.2 Closing Date 2.2(a2.2 Code 1.1 Confidentiality Agreement 1.1 Conflicts Committee 1.1 Contingent Class B Units 1.1 Contingent Class B Waiver Recitals
(a) Code Recitals Company Preamble Company 401(kcontrol 1.1 controlled by 1.1 controlling 1.1 Derivative 1.1 Director and Officer Indemnification Agreement 1.1 Disguised Sale 3.3(k) Divestiture Action 7.1(d) DLLCA 1.1 DRULPA 1.1 Effective Time 2.1(b) Employee Benefit Plan 6.9(f1.1 Employees 1.1 Environmental Law 1.1 Environmental Permit 1.1 ERISA 1.1 ERISA Affiliate 1.1 Exchange Act 1.1 Exchange Agent 3.3(a)
(a) Company Affiliate 9.10 Company Alternative Acquisition Exchange Ratio 3.1(c) Existing Partnership Agreement 6.3(d)(iv1.1 Expenses 9.4(f) Company Board Recitals Company Board Recommendation 4.3(aFinancial Advisors 1.1 Finance Related Parties 10.13 Financing Sources 10.13 GAAP 1.1 Governmental Authority 1.1 Hazardous Material 1.1 HSR Act 1.1 Hydrocarbons 1.1 Indebtedness 1.1 Indemnification Expenses 7.10(a) Company Capital Stock 4.2(aIndemnified Parties 7.10(a) Company Change Indemnitees 1.1 Intervening Event 7.3(e) Knowledge 1.1 Law 1.1 Letter of Recommendation 6.3(d)(viiTransmittal 3.3(b) Company Common Stock Recitals Company Contracts 4.19(b) Company Designees 2.7(a) Company Designated Stockholder Recitals Company Disclosure Letter Article IV Company Employee 6.9(b) Company FA 4.22 Company Independent Petroleum Engineers 4.17(a) Company Intellectual Property 4.14(a) Company Lien 1.1 Material Adverse Effect 4.1 Company Material Leased Real Property 4.15 Company Material Real Property Lease 4.15 Company Owned Real Property 4.15 Company Permits 4.9(a) Company Preferred Stock 4.2(a) Company Related Party Transaction 4.24 Company Reserve Report 4.17(a) Company Restructuring Transactions Recitals Company SEC Documents 4.5(a) Company Senior Notes Recitals Company Stakeholders’ Pro Forma Equity Percentage 5.22 Company Stock Award 3.2(a) Company Stockholders Meeting 4.4 Company Tax Certificate 6.18(b) Confidentiality Agreement 6.7(b) Creditors’ Rights 4.3(a) days 9.4(e) Designated Stockholder Support Agreement Recitals DGCL 2.1 Dismissal Order 6.24(a)(v) D&O Insurance 6.10(d) DTC 3.3(b)(ii) e-mail 9.3 Effective Time 2.2(b) Eligible Shares 3.1(b)(i) Exchange Agent 3.3(a) Exchange Consideration 6.23(a) Exchange Fund 3.3(a) Exchange Offer Recitals Exchange Offer Expiration Date 6.23(c) Exchange Prospectus 4.8 Exchange Ratio 3.1(b)(i) Exchange Registration Statement 4.8 Excluded Employees 6.9(b) Excluded Shares 3.1(b)(iii) GAAP 4.5(b) HSR Act 4.4 Indemnified Liabilities 6.10(a) Indemnified Persons 6.10(a) Involuntary Insolvency Event Date 6.24(a)(v) Joint Proxy Statement 4.4 Letter of Transmittal 3.3(b)(i) made available 9.4(e) Material Company Insurance Policies 4.20 Material Parent Insurance Policies 5.20 Measurement Date 4.2(a1.1 Maximum Amount 7.10(d) Merger Recitals 2.1(a) Merger Consideration 3.1(b)(i3.1(c) Merger Registration Statement 4.8 Merger Sub Preamble Merger Sub Board Recitals Minimum Participation Condition 6.23(aNASDAQ 1.1 New Common Units 3.1(c) New Financing 6.22 Non-Cancelled Shares 3.1(b)(iiiNotice Period 7.3(d)(i) Note Consents 6.23(c) Note Waivers 6.23(c) Notes Exchange Agent 6.23(f) NYSE 1.1 Other Indenture Amendments 6.23(c)(iii) Parties 1.1 Outside Date 8.1(b)(ii9.1(e) Parent Preamble Parent 401(k) Plan 6.9(f) Parent Affiliate 9.10 Parent Alternative Acquisition Agreement 6.4(d)(iii) 1.1 Parent Board Recitals Parent Board Recommendation 5.3(aCommon Units 1.1 Parent Disclosure Schedule 4.2 Parent Employee 6.19(a) Parent Capital Stock 5.2 Parent Change of Recommendation 6.4(d)(viEmployee Benefit Plan 6.19(a) Parent Common Stock Recitals Entities Preamble Parent Contracts 5.19(bFinancial Statements 6.7(b) Parent Designees 2.7(a) Parent Disclosure Letter Article V Parent Equity Plan 5.2(a) Parent FA 5.22 Parent Independent Petroleum Engineers 5.17(a) GP Preamble Parent Intellectual Property 5.14(a) 6.20 Parent Material Adverse Effect 5.1 Article VI Parent Material Leased Real Property 5.15 Parent Material Real Property Lease 5.15 Parent Owned Real Property 5.15 Agreement 6.12 Parent Permits 5.9(a6.11(b) Parent Preferred Stock 5.2(aUnits 1.1 Parent Reserve Report 6.14 Parent SEC Documents Article VI Parent Unitholders 1.1 Partnership Preamble Partnership 2014 Budget 4.1(a) Parent Right 3.1(b)(ivPartnership Board Recitals Partnership Board Recommendation 7.2(b) Parent Partnership Certificate of Limited Partnership 1.1 Partnership Change in Recommendation 7.3(c) Partnership Class B Units 1.1 Partnership Class C Units 1.1 Partnership Common Units 1.1 Partnership Disclosure Schedule 4.1 Partnership Employee Benefit Plan 5.19(a) Partnership Entities Preamble Partnership Equity Awards 3.5 Partnership Financial Statements 5.7(b) Partnership GP Preamble, 1.1 Partnership GP Agreement 1.1 Partnership Intellectual Property 5.19(e) Partnership LTIP 1.1 Partnership Material Adverse Effect Article V Partnership Material Agreement 5.12(a) Partnership Meeting 5.6 Partnership Parties 10.13 Partnership Performance Units 3.5 Partnership Permits 5.11(b) Partnership Related Party Transaction 5.24 Parent 5.21 Partnership Reserve Report 5.17(a) Parent 5.14 Partnership Restricted Units 3.5 Partnership SEC Documents 5.5(aArticle V
(a) Parent Series A Junior Participating Preferred Stock 3.1(b)(ivPartnership Unitholders 1.1 Partnership Units 1.1 Party 1.1 PBGC 5.19(f)
(f) Parent Stock Issuance Permitted Encumbrances 1.1 person 1.1 Person 1.1 Proceedings 5.16 Proxy Statement 5.6 Registration Rights Agreement Recitals Parent Stockholders Meeting 4.4 Parent Tax Certificate 6.18(bRegistration Statement 6.6 Regular Distribution 3.2 Related Party Transaction 5.21 Release 1.1 Representatives 1.1 Rights 1.1 SEC 1.1 Securities Act 1.1 Subsidiary 1.1 Superior Proposal 7.3(j)(ii) pdf 2.2 Registration Statements 4.8 Rights-of-Way 4.16 Second Request 6.8(c) Supplemental Indenture Effective Date 6.23(j) Supporting Noteholders Recitals Surviving Corporation 2.1 Tail Period 6.10(d) Tax Plan Recitals Tax Plan Record Date 3.1(b)(iv) Terminable Breach 8.1(b)(iii) Transaction Expense Fee Recitals Transaction Support Agreement Recitals Transaction Litigation 6.11Surviving Entity 2.1(a) Systems 1.1 Takeover Law 1.1 Tax Law 1.1
1.1 Taxes 1.1 Termination Fee 9.4(f) under common control with 1.1 Willful Breach 9.3 4062(e) Event 5.19(f)
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Sources: Merger Agreement (QR Energy, LP)
Terms Defined Elsewhere. As used in this Agreement, the following capitalized terms are defined in this Agreement as referenced in the following table: 2017 Period 6.1(b)(xiv) 2018 Period 6.1(b)(xiv) Agreement Preamble Applicable Date 4.5(aAction 9.7(d)) Annual Period 6.1(b)(xiv) Antitrust Authority 6.8(b) Antitrust Laws 6.8(b) Appraisal Shares 3.4 Book-Entry Shares 3.3(b)(ii3.3(b)(i)(B) Cancelled Shares 3.1(b)(iii) Cap Amount 6.10(d) Cash Consideration 3.1(b)(i) Certificate of Merger 2.2(b) Certificates 3.3(b)(i) Change of Control Amendment 6.23(c)(ii) Change of Control Amendment Consent Fee 6.23(c)(ii3.3(b)(i)(A) Closing 2.2(a) Closing Date 2.2(a) Code Recitals Company Preamble Company 401(k) Plan 6.9(f) Company Affiliate 9.10 Company Alternative Acquisition Agreement 6.3(d)(iv) Company Board Recitals Company Board Recommendation 4.3(a) Company Capital Stock 4.2(a) Company CEO 6.23(a) Company Chairman 6.23(a) Company Change of Recommendation 6.3(d)(vii6.3(c) Company Class A Preferred Stock 4.2(a) Company Common Stock Recitals 3.1(b)(i) Company Contracts 4.19(b) Company Designees 2.7(a) Company Designated Stockholder Recitals Company Disclosure Letter Article IV Company Employee 6.9(b6.9(a) Company FA 4.22 Company Independent Petroleum Engineers 4.17(a4.17(a)(i) Company Intellectual Property 4.14(a) 4.14 Company Material Adverse Effect 4.1 Company Material Leased Real Property 4.15 4.15(a) Company Material Real Property Lease 4.15 4.15(b) Company Oil and Gas Leases 4.17(c)(i) Company Oil and Gas Properties 4.17(a)(ii) Company Owned Real Property 4.15 4.15(a) Company Permits 4.9(a4.9 Company Plans 4.10(a) Company Preferred Stock 4.2(a) Company Related Party Transaction 4.24 PSU Award 3.2(b) Company Qualified DC Plan 6.9(f) Company Reserve Report 4.17(a4.17(a)(i) Company Restructuring Transactions Recitals RSU Award 3.2(a) Company SEC Documents 4.5(a) Company Senior Notes Stockholders Recitals Company Stakeholders’ Pro Forma Equity Percentage 5.22 Stockholders Meeting 4.4(b)(i) Company Stock Award Plan 3.2(a) Company Stockholders Meeting 4.4 Company Tax Certificate 6.18(b) 6.18 Confidentiality Agreement 6.7(b) Continuation Period 6.9(a) Converted Shares 3.1(b)(iii) Creditors’ Rights 4.3(a) days 9.4(eDebt Transaction 6.21(b) Designated Stockholder Support Agreement Recitals Debt Transaction Documents 6.21(b) DGCL 2.1 Dismissal Order 6.24(a)(vDischarge 6.21(d) D&O Insurance 6.10(dEQT MLP Common Units 5.2(d) DTC 3.3(b)(iiEQT MLP General Partner Interest 5.2(d) EQT MLP IDRs 5.2(d) e-mail 9.3 9.3(c) EIH Recitals Effective Time 2.2(b) Eligible Shares 3.1(b)(iEnd Date 8.1(b)(ii) End Date Extension 8.1(b)(ii) EPC 2.7 Exchange Agent 3.3(a) Exchange Consideration 6.23(a) Exchange Fund 3.3(a) Exchange Offer Recitals Exchange Offer Expiration Date 6.23(c) Exchange Prospectus 4.8 Exchange Ratio 3.1(b)(i) Exchange Registration Statement 4.8 Excluded Employees 6.9(b) Excluded Shares 3.1(b)(iii) GAAP 4.5(b) GP Holdings HSR Act 4.4 4.2(d) 4.4(a) Indemnified Liabilities 6.10(a) Indemnified Persons 6.10(a) Involuntary Insolvency Event Date 6.24(a)(v) Integrated Mergers Joint Proxy Statement 4.4 Recitals 4.4(b)(i) Letter of Transmittal 3.3(b)(i3.3(b)(i)(B) made available 9.4(e) Material Company Insurance Policies 4.20 Material Parent Insurance Policies 5.20 Measurement Date 4.2(a) LLC Sub Recitals LLC Sub Merger 2.7 LLC Sub Merger Agreement 2.7 Merger Recitals Merger Consideration 3.1(b)(i) Merger Registration Statement 4.8 Merger Sub Preamble Merger Sub Board Recitals Minimum Participation Condition New Director 6.23(a) New Financing 6.22 Non-Cancelled Shares 3.1(b)(iiiCompany Operating Company Member 3.2(e) Note Consents 6.23(c) Note Waivers 6.23(c) Notes Exchange Agent 6.23(f) Other Indenture Amendments 6.23(c)(iii) Outside Date 8.1(b)(iiNon-Competition Agreements Recitals Offering Documents 6.21(a) Parent Preamble Parent 401(k) Plan 6.9(f) Parent Affiliate 9.10 Parent Alternative Acquisition Agreement 6.4(d)(iii) Parent Board Recitals Parent Board Recommendation 5.3(a) Parent Capital Stock 5.2 Parent Change of Recommendation 6.4(d)(vi6.4(c) Parent Charter Amendment Recommendation 5.3(a) Parent Common Stock Recitals Parent Contracts 5.19(b) Parent Designees 2.7(a) 5.19 Parent Disclosure Letter Article V Parent Equity Plan 5.2(a) Parent FA 5.22 Intellectual Property 5.14 Parent Independent Petroleum Engineers 5.17(a) Parent Intellectual Property 5.14(a5.17(a)(i) Parent Material Adverse Effect 5.1 Parent Material Leased Real Property 5.15 Parent Material Real Property Lease 5.15 Parent Owned Real Property 5.15 Parent Permits 5.9(a5.9 Parent Plan 5.10(a)(i) Parent Preferred Stock 5.2(a5.2(a)(ii) Parent Right 3.1(b)(iv) Parent Related Party Transaction 5.24 Parent Reserve Report 5.17(a5.17(a)(i) Parent RSU Award 3.2(a) Parent SEC Documents 5.5(a) Parent Series A Junior Participating Preferred Stock 3.1(b)(iv) Parent Stock Issuance Recitals Parent Stockholders Meeting 4.4 Parent Tax Certificate 6.18(b6.18 Payoff Letters 6.21(c) pdf 2.2 Post-Closing Annual Meeting 6.23(a) Post-Closing Charter Amendment Proposal 6.23(b) Post-Closing Proxy Statement 6.23(b) Redemption 3.2(e) Registration Statements 4.8 Statement 4.8(a) Rice MLP Common Units 4.2(d) Rice MLP General Partner Interest 4.2(d) Rice MLP IDRs 4.2(d) Rice MLP Subordinated Units 4.2(d) Rights-of-Way 4.16 Second Request 6.8(c▇▇▇▇▇▇▇▇-▇▇▇▇▇ Act 4.5(a) Supplemental Indenture Effective Date 6.23(jSeries B Units 4.2(f) Supporting Noteholders Recitals Share Consideration 3.1(b)(i) Surviving Corporation 2.1 Tail Period 6.10(d) Tax Plan Recitals Tax Plan Record Date 3.1(b)(iv) Terminable Breach 8.1(b)(iii) Transaction Expense Fee Recitals Transaction Support Voting Agreement Recitals Transaction Litigation 6.11Recitals
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Terms Defined Elsewhere. As used The following terms are defined elsewhere in this Agreement, the following capitalized terms are defined in this Agreement as referenced in the following tableindicated below: Act 1.2(a) Agents 9.15 Agreement Preamble Applicable Date 4.5(aAlternative Financing 6.11(a) BookAmended Parent By-Entry Shares 3.3(b)(iiLaws 1.4(c) Amended Parent Certificate of Merger 2.2(bIncorporation 1.4(c) Certificates 3.3(b)(iAudited Financial Statements 4.4(a) Board Recommendation Change of Control Amendment 6.23(c)(ii6.1(d) Change of Control Amendment Consent Fee 6.23(c)(iiBorrower 4.1(d)(ii) Cash Election Shares 2.1(a)(i) Closing 2.2(a) 1.3 Closing Date 2.2(a1.3 Debt Commitment Letters 4.21 Debt Financing 4.21 Dissenting Shares 2.1(c) Code Recitals Company Effective Time 1.1(b) Election Deadline 2.3(b) Election Form 2.3(a) Election Period 2.3(b) Exchange Agent 2.4(a) Exchange Fund 2.4(b) FCC 3.22 FCC Application 6.18 FCC Approval 6.18 FCC Authorization 3.22 Financing Documents 6.11(b) Financing Parties 6.11(b) Guarantor 4.1(d)(ii) Holdcos 4.1(d)(ii) IM Preamble Company 401(kIM Financial Statements 4.4(a) Plan 6.9(f) Company Affiliate 9.10 Company Alternative Acquisition Agreement 6.3(d)(iv) Company Board Recitals Company Board Recommendation 4.3(a) Company Capital Stock 4.2(a) Company Change of Recommendation 6.3(d)(vii) Company Common Stock Recitals Company Contracts 4.19(b) Company Designees 2.7(a) Company Designated Stockholder Recitals Company Disclosure Letter Article IV Company Employee 6.9(b) Company FA 4.22 Company Independent Petroleum Engineers 4.17(a) Company IM Intellectual Property 4.14(a4.10(a) Company IM IP Licenses 4.10(c) IM Leased Property 4.11(b) IM LLC Agreement Recitals IM Material Adverse Effect 4.1 Company Material Leased Real Contracts 4.8(b) IM Members Recitals IM Merger Recitals IM Merger Consideration 2.7(a)(i) IM Merger Filing 1.2(b) IM Merger Sub Preamble IM Organizational Documents 4.1(b) IM Owned Property 4.15 Company Material 4.11(a) IM Parties. Preamble IM Permits 4.6(a) IM Property 4.11(b) IM Real Property Lease 4.15 Company Owned Real 4.11(b) IM Registered Intellectual Property 4.15 Company Permits 4.9(a4.10(b) Company Preferred Stock 4.2(aIM Subsidiary Organizational Documents 4.1(b) Company Related IM Surviving LLC 1.2(a) IM Voting Debt 4.2(c) Indemnified Party Transaction 4.24 Company Reserve Report 4.17(a6.12(a) Company Restructuring Transactions Recitals Company SEC Documents 4.5(aInterim Financial Statements 4.4(a) Company Senior Notes Recitals Company Stakeholders’ Pro Forma Equity Percentage 5.22 Company Stock Award 3.2(aIntervening Event 6.1(d) Company Stockholders Meeting 4.4 Company Tax Certificate 6.18(bLender Parties 9.15 Lenders 9.15 Licensed IM Intellectual Property 4.10(a) Confidentiality Agreement 6.7(bLicensed OUTD Intellectual Property 3.10(a) Creditors’ Rights 4.3(aLine of Business 3.8(a)(iii) days 9.4(e) Designated Stockholder Support Lock-Up Agreement Recitals DGCL 2.1 Dismissal Order 6.24(a)(v) D&O Insurance 6.10(d) DTC 3.3(b)(ii) e-mail 9.3 Effective Time 2.2(b) Eligible Shares 3.1(b)(i) Exchange Agent 3.3(a) Exchange Consideration 6.23(a) Exchange Fund 3.3(a) Exchange Offer Recitals Exchange Offer Expiration Mailing Date 6.23(c) Exchange Prospectus 4.8 Exchange Ratio 3.1(b)(i) Exchange Registration Statement 4.8 Excluded Employees 6.9(b) Excluded Shares 3.1(b)(iii) GAAP 4.5(b) HSR Act 4.4 Indemnified Liabilities 6.10(a) Indemnified Persons 6.10(a) Involuntary Insolvency Event Date 6.24(a)(v) Joint Proxy Statement 4.4 Letter of Transmittal 3.3(b)(i) made available 9.4(e) Material Company Insurance Policies 4.20 Material Parent Insurance Policies 5.20 Measurement Date 4.2(a2.3(a) Merger Recitals Merger Consideration 3.1(b)(i) Merger Registration Statement 4.8 Merger Sub Preamble Merger Sub Board Recitals Minimum Participation Condition 6.23(a) New Financing 6.22 Non-Cancelled Shares 3.1(b)(iii) Note Consents 6.23(c) Note Waivers 6.23(c) Notes Exchange Agent 6.23(f) Other Indenture Amendments 6.23(c)(iii) Outside Date 8.1(b)(ii) Parent Preamble Parent 401(k) Plan 6.9(f) Parent Affiliate 9.10 Parent Alternative Acquisition Agreement 6.4(d)(iii) Parent Board Recitals Parent Board Recommendation 5.3(a) Parent Capital Stock 5.2 Parent Change of Recommendation 6.4(d)(vi) Parent Common Stock Recitals Parent Contracts 5.19(b) Parent Designees 2.7(a) Parent Disclosure Letter Article V Parent Equity Plan 5.2(a) Parent FA 5.22 Parent Independent Petroleum Engineers 5.17(a) Parent Intellectual Property 5.14(a) Parent Material Adverse Effect 5.1 Parent Material Leased Real Property 5.15 Parent Material Real Property Lease 5.15 Parent Owned Real Property 5.15 Parent Permits 5.9(a) Parent Preferred Stock 5.2(a) Parent Right 3.1(b)(iv) Parent Related Party Transaction 5.24 Parent Reserve Report 5.17(a) Parent SEC Documents 5.5(a) Parent Series A Junior Participating Preferred Stock 3.1(b)(iv) Parent Stock Issuance Recitals Parent Stockholders Meeting 4.4 Parent Tax Certificate 6.18(b) pdf 2.2 Registration Statements 4.8 Rights-of-Way 4.16 Second Request 6.8(c) Supplemental Indenture Effective Date 6.23(j) Supporting Noteholders Recitals Surviving Corporation 2.1 Tail Period 6.10(d) Tax Plan Recitals Tax Plan Record Date 3.1(b)(iv) Terminable Breach 8.1(b)(iii) Transaction Expense Fee Recitals Transaction Support Agreement Recitals Transaction Litigation 6.11Subsidiaries Preamble
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Terms Defined Elsewhere. As used The following terms are defined elsewhere in this Agreement, the following capitalized terms are defined in this Agreement as referenced in the following tableindicated below: 510(k)’s 3.26(a) Acquisition Proposal 7.2(c) Affiliate Transaction 3.25 Agreement Preamble Applicable Date 4.5(aAgreement of Merger 1.2 Alternative Acquisition Agreement 5.3(b)ii Assumed Restricted Stock Award 2.4(a) Book-Entry Shares 3.3(b)(ii) Certificate of Merger 2.2(b) Centerview 3.22(b) Certificates 3.3(b)(i2.2(b) CGCL Recitals Change of Control Amendment 6.23(c)(ii) Change of Control Amendment Consent Fee 6.23(c)(iiBoard Recommendation 5.3(e) Closing 2.2(a) 1.2 Closing Date 2.2(a) Code Recitals 1.2 Company Preamble Company 401(k) Plan 6.9(f) Company Affiliate 9.10 Company Alternative Acquisition Agreement 6.3(d)(ivArticles 3.1(c) Company Board Recitals Company Board Recommendation 4.3(a) Recitals Company Capital Stock 4.2(a) Company Change of Recommendation 6.3(d)(viiBylaws 3.1(c) Company Common Stock Recitals Company Contracts 4.19(bDisclosure Schedule Article 3 Company Employee 5.8(a) Company Designees 2.7(a) Company Designated Stockholder Recitals Company Disclosure Letter Article IV Company Employee 6.9(b) Company FA 4.22 Company Independent Petroleum Engineers 4.17(a) Company Intellectual Property 4.14(aFinancial Statements 3.7(a) Company Material Adverse Effect 4.1 Contract 3.14(a) Company Material Leased Real Property 4.15 Company Material Real Property Lease 4.15 Company Owned Real Property 4.15 Options 2.4(a) Company Permits 4.9(a3.6(a) Company Preferred Stock 4.2(a3.2(a) Company Related Party Transaction 4.24 Company Reserve Report 4.17(aRepresentatives 5.2(a) Company Restructuring Transactions Recitals RSUs 2.4(c) Company SEC Documents 4.5(a3.7(a) Company Senior Notes Recitals Shareholder Approval 3.23 Company Stakeholders’ Pro Forma Equity Percentage 5.22 Shareholder Meeting 5.4(a) Company Stock Award 3.2(aOption Plans 2.4(a) Company Stockholders Meeting 4.4 Company Tax Certificate 6.18(bSubsidiary 3.1(b) Confidentiality Agreement 6.7(b) Creditors’ Rights 4.3(a) days 9.4(e) Designated Stockholder Support Agreement Recitals DGCL 2.1 Dismissal Order 6.24(a)(v5.2(a) D&O Insurance 6.10(d5.9(c) DTC 3.3(b)(ii) e-mail 9.3 Dissenting Shares 2.3 Effective Time 2.2(b) Eligible Shares 3.1(b)(i) 1.2 Exchange Agent 3.3(a) Exchange Consideration 6.23(a) Exchange Fund 3.3(a) Exchange Offer Recitals Exchange Offer Expiration Date 6.23(c) Exchange Prospectus 4.8 Act 3.5 Exchange Ratio 3.1(b)(i) Exchange Registration Statement 4.8 Excluded Employees 6.9(b2.4(c) Excluded Shares 3.1(b)(iiiParty Cutoff Date 5.3(b)(ii) GAAP 4.5(bExclusively Licensed Registered Intellectual Property 3.17(c) HSR Act 4.4 Indemnified Liabilities 6.10(aFDA 3.26(a) Indemnified Persons 6.10(aFDA Permits 3.26(a) Involuntary Insolvency Guggenheim 3.22(a) Inbound Exclusive License Agreements 3.17(a) Insurance Policies 3.18(a) Intervening Event Date 6.24(a)(v5.3(g) Joint Proxy Statement 4.4 Letter of Transmittal 3.3(b)(iIntervening Event Notice Period 5.3(g)i Leased Real Property 3.21(a) made available 9.4(eLicensed Intellectual Property 3.17(a) Match Event 5.3(f) Material Company Insurance Policies 4.20 Intellectual Property 3.17(b) Material Parent Insurance Policies 5.20 Measurement Date 4.2(aStructural Remedy 5.5(c) Merger Recitals Merger Consideration 3.1(b)(i) Merger Registration Statement 4.8 Recitals Merger Sub Preamble Merger Sub Board Recitals Minimum Participation Condition 6.23(aCommon Stock 2.1(c) New Financing 6.22 NonNASDAQ 3.5 No-Cancelled Shares 3.1(b)(iii) Note Consents 6.23(c) Note Waivers 6.23(c) Notes Exchange Agent 6.23(f) Other Indenture Amendments 6.23(c)(iiiShop Period Start Date 5.3(b)i Notice Period 5.3(f)i Option Payments 2.4(b) Outside Date 8.1(b)(ii7.1(e) Owned Intellectual Property 3.17(c) Parent Preamble Parent 401(k) Plan 6.9(f) Disclosure Schedule Article 4 Parent Affiliate 9.10 Parent Alternative Acquisition Agreement 6.4(d)(iii) Parent Board Recitals Parent Board Recommendation 5.3(a) Parent Capital Stock 5.2 Parent Change of Recommendation 6.4(d)(vi) Parent Common Stock Recitals Parent Contracts 5.19(b) Parent Designees 2.7(a) Parent Disclosure Letter Article V Parent Equity Plan Representatives 5.2(a) Parent FA 5.22 Subsidiaries 4.3 Parent Independent Petroleum Engineers 5.17(aSubsidiary 4.3 Paying Agent 2.2(a) Parent Payment Fund 2.2(a) PMA’s 3.26(a) Proceeding 3.15(a) Proxy Statement 3.30 Proxy Statement Clearance Date 5.4(a) Registered Intellectual Property 5.14(a3.17(a) Parent Material Adverse Effect 5.1 Parent Material Leased Real Property 5.15 Parent Material Real Property Lease 5.15 Parent Owned Real Property 5.15 Parent Permits 5.9(a) Parent Preferred Stock Related Party 3.25 Representatives 5.2(a) Parent Right 3.1(b)(ivRSU Payments 2.4(d) Parent Related Party Transaction 5.24 Parent Reserve Report 5.17(a▇▇▇▇▇▇▇▇-▇▇▇▇▇ Act 3.7(a) Parent SEC Documents 5.5(a2.4(e) Parent Series A Junior Participating Preferred Stock 3.1(b)(ivSection 16 5.12 Securities Act 3.5 Service Providers 3.12(a) Parent Stock Issuance Recitals Parent Stockholders Meeting 4.4 Parent Tax Certificate 6.18(b) pdf 2.2 Registration Statements 4.8 Rights-of-Way 4.16 Second Request 6.8(c) Supplemental Indenture Effective Date 6.23(j) Supporting Noteholders Shares Recitals Surviving Corporation 2.1 Tail Period 6.10(d1.1(a) Tax Plan Top Suppliers 3.28 Ultimate Parent Preamble Ultimate Parent Compensation Committee 2.4(a) Ultimate Parent Shares 2.4(a) Ultimate Parent Subsidiaries 5.8(a) Ultimate Parent Subsidiary 5.8(a) Voting Agreements Recitals Tax Plan Record Date 3.1(b)(iv) Terminable Breach 8.1(b)(iii) Transaction Expense Fee Recitals Transaction Support Agreement Recitals Transaction Litigation 6.11WARN Act 3.13(c)
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Terms Defined Elsewhere. As used in this Agreement, the following capitalized terms are defined in this Agreement as referenced in the following table: Agreement Preamble Applicable Date 4.5(aArticles of Merger 2.2(b) Aspen 4.10(b) Book-Entry Shares 3.3(b)(ii3.3(b)(i) Certificate of Merger 2.2(bBusiness Employees 4.11(a) Cancelled Shares 3.1(b)(iii) Certificates 3.3(b)(i) Change of Control Amendment 6.23(c)(ii) Change of Control Amendment Consent Fee 6.23(c)(ii) Closing 2.2(a) Closing Date 2.2(a) Code Recitals Company Preamble Company 401(kAdditional Dividend Amount 6.16(a) Plan 6.9(fCompany Adjusted Book Value Per Share 3.1(c) Company Affiliate 9.10 Company Alternative Acquisition Agreement 6.3(d)(iv9.10(a) Company Board Recitals Company Board Recommendation 4.3(a) Company Capital Stock 4.2(a) Recitals Company Change of Recommendation 6.3(d)(vii6.3(b) Company Common Stock Recitals 3.1(b)(i) Company Contracts 4.19(b4.16(b) Company Designees 2.7(a) Company Designated Stockholder Recitals Company Disclosure Letter Article IV Company Employee 6.9(b) Leased Real Property 4.15 Company FA 4.22 Company Independent Petroleum Engineers 4.17(a) Company Intellectual Property 4.14(aManager Plans 4.10(b) Company Material Adverse Effect 4.1 4.1(a) Company Material Leased Real Property 4.15 Company Material Real Property Lease 4.15 Notes Assumption 6.21 Company Owned Real Property 4.15 Company Permits 4.9(a4.9 Company Plans 4.10(a) Company Portfolio Securities 6.1(b)(iv) Company Preferred Stock 4.2(aRedemptions 6.22 Company Restricted Share 3.2(a) Company Related Party Transaction 4.24 Company Reserve Report 4.17(a) Company Restructuring Transactions Recitals Company SEC Documents 4.5(a) Company Senior Notes Recitals Company Stakeholders’ Pro Forma Equity Percentage 5.22 Company Stock Award 3.2(a) Company Stockholders Shareholders Meeting 4.4 Company Tax Certificate 6.18(b) Confidentiality Agreement 6.7(bWarrant Purchases 6.22 Contingent Cash Purchase Price 3.1(d) Creditors’ Rights 4.3(a) days 9.4(e) Designated Stockholder Support Agreement Recitals DGCL 2.1 Dismissal Order 6.24(a)(v) D&O Insurance 6.10(d6.9(d) DTC 3.3(b)(ii) e-mail 9.3 Effective Time 2.2(b) Eligible Shares 3.1(b)(iEnd Date 8.1(b)(ii) Exchange Agent 3.3(a) Exchange Consideration 6.23(a) Exchange Fund 3.3(a) Exchange Offer Recitals Exchange Offer Expiration Date 6.23(c) Exchange Prospectus 4.8 Exchange Ratio 3.1(b)(i) Exchange Registration Statement 4.8 Excluded Employees 6.9(b) Excluded Shares 3.1(b)(iii) GAAP 4.5(b) HSR Act 4.4 Gaea 4.1(a) ▇▇▇▇▇▇▇ 4.10(b) Hedging Contracts 4.16(a)(iv) Indemnified Liabilities 6.10(a6.9(a) Indemnified Persons 6.10(a6.9(a) Involuntary Insolvency Event Date 6.24(a)(v) Joint Proxy Statement 4.4 Letter of Transmittal 3.3(b)(i) made available 9.4(eMaryland Department 2.2(b) Material Company Insurance Policies 4.20 4.17 Material Parent Insurance Policies 5.20 Measurement Date 4.2(a) 5.17 Merger Recitals Merger Consideration 3.1(b)(i) Merger Registration Statement 4.8 Merger Sub Preamble Merger Sub Board Sole Member Recitals Minimum Participation Condition 6.23(a) New Financing 6.22 MGCL Recitals MLLC Act Recitals Non-Cancelled Shares 3.1(b)(iii) Note Consents 6.23(c) Note Waivers 6.23(c) Notes Exchange Agent 6.23(f) Other Indenture Amendments 6.23(c)(iii) Outside Date 8.1(b)(iiDisclosure Agreement 6.6(b) Parent Preamble Parent 401(k) Plan 6.9(f) Parent Affiliate 9.10 Parent Alternative Acquisition Agreement 6.4(d)(iii9.10(b) Parent Board Recitals Parent Board Recommendation 5.3(a) Parent Capital Stock 5.2 Parent Change of Recommendation 6.4(d)(vi) Parent Common Stock Recitals Parent Contracts 5.19(b) Parent Designees 2.7(a5.16(b) Parent Disclosure Letter Article V Parent Equity Plan 5.2(a) Parent FA 5.22 Parent Independent Petroleum Engineers 5.17(a) Parent Intellectual Property 5.14(a) Parent Material Adverse Effect 5.1 Parent Material Leased Real Property 5.15 Parent Material Real Property Lease 5.15 Parent Owned Real Property 5.15 5.1(a) Parent Permits 5.9(a) 5.9 Parent Preferred Stock 5.2(a) Parent Right 3.1(b)(iv) Parent Related Party Transaction 5.24 Parent Reserve Report 5.17(aPlans 5.10(a) Parent SEC Documents 5.5(a) Parent Series A Junior Participating Preferred Stock 3.1(b)(iv) Parent Stock Issuance Recitals Parent Stockholders Meeting pdf 9.5 Proxy Statement 4.4 Parent Tax Certificate 6.18(bQualified REIT Subsidiary 4.1(b) pdf 2.2 Qualifying Income 8.3(h)(i) Registration Statements Statement 4.8 Rights-of-Way 4.16 Second Request 6.8(cREIT Recitals REOs 4.15 Special Committee Recitals Specified Incentive Equity Issuances 6.1(b)(ii) Supplemental Indenture Effective Date 6.23(j) Supporting Noteholders Recitals Surviving Corporation Company 2.1 Tail Period 6.10(d) Tax Plan Recitals Tax Plan Record Date 3.1(b)(ivTaxable REIT Subsidiary 4.1(b) Terminable Breach 8.1(b)(iii) Transaction Expense Fee Recitals Transaction Support Agreement Recitals Transaction Litigation 6.116.14 Transactions Recitals
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Terms Defined Elsewhere. As used in For purposes of this Agreement, the following capitalized terms are defined in this Agreement as referenced have the meanings set forth in the following tablesections indicated: Action 7.10(a) Adjusted Option 3.5(a) Adjusted Restricted Shares 3.5(b) Affiliate 1.1 Agreement Preamble Applicable Alternative Proposal 7.3(g)(i) Antitrust Laws 7.1(a) Balance Sheet Date 4.5(a) 5.9 Book-Entry Shares 3.3(b)(ii) 3.2 Business Day 1.1 CERCLA 1.1 Certificate 3.2 Certificate of Merger 2.2(b) Certificates 3.3(b)(i2.1(b) Change of Control Amendment 6.23(c)(iiin Recommendation 7.3(c) Change of Control Amendment Consent Fee 6.23(c)(iiClaim 7.10(a) Closing 2.2(a) 2.2 Closing Date 2.2(a) 2.2 Code Recitals Common Shares Trust 3.3(d)(ii) Company Preamble Company 401(k) Plan 6.9(f) Company Affiliate 9.10 Company Alternative Acquisition Agreement 6.3(d)(iv) Company Board Recitals Company Board Recommendation 4.3(a7.2(b) Company Capital Stock 4.2(a) Bylaws 1.1 Company Change of Recommendation 6.3(d)(vii) Charter 1.1 Company Common Stock Recitals Company Contracts 4.19(b) Company Designees 2.7(a) Company Designated Stockholder Recitals Shares 1.1 Company Disclosure Letter Article IV 4.1 Company Employee 6.9(bBenefit Plan 5.19(a) Company FA 4.22 Financial Advisor 1.1 Company Independent Petroleum Engineers 4.17(aFinancial Statements 5.7(b) Company Intellectual Property 4.14(a5.20 Company Leased Real Property 5.15(c) Company Material Adverse Effect 4.1 Article V Company Material Leased Real Property 4.15 Agreement 5.12(a) Company Material Real Property Lease 4.15 Meeting 5.6 Company Option 1.1 Company Owned Real Property 4.15 5.15(c) Company Permits 4.9(a5.11(b) Company Preferred Stock 4.2(a5.2 Company PSU 1.1 Company Real Property 5.15(c) Company Related Party Transaction 4.24 Real Property Leases 5.15(c) Company Reserve Report 4.17(a5.14 Company Restricted Share 1.1 Company Risk Policies 5.7(d) Company Restructuring Transactions Recitals Company SEC Documents 4.5(aArticle V Company Service Provider 5.10(a)(iv) Company Senior Notes Recitals Stock Plans 1.1 Company Stakeholders’ Pro Forma Equity Percentage 5.22 Company Stock Award 3.2(aStockholder Approval 8.1(a) Company Stockholders Meeting 4.4 Company Tax Certificate 6.18(b) 1.1 CONE Midstream Companies 1.1 Confidentiality Agreement 6.7(b1.1 Continuing Employees 7.13(a) Creditors’ Rights 4.3(acontrol 1.1 controlled by 1.1 controlling 1.1 Converted PSU Shares 3.5(c) days 9.4(eData Site 1.1 Debt Transactions 7.17(b) Designated Stockholder Support Agreement Derivative Transaction 1.1 DGCL Recitals DGCL 2.1 Dismissal Order 6.24(a)(vDirector and Officer Indemnification Agreements 1.1 Divestiture Action 7.1(d) D&O Insurance 6.10(d) DTC 3.3(b)(ii) e-mail 9.3 Effective Time 2.2(b2.1(b) Eligible Employee 1.1 Employee Benefit Plan 1.1 Environmental Claim 5.13(c) Environmental Law 1.1 Environmental Permit 1.1 ERISA 1.1 ERISA Affiliate 1.1 Excess Shares 3.1(b)(i3.3(d)(i) Exchange Act 1.1 Exchange Agent 3.3(a)
(a) Exchange Consideration 6.23(aRatio 3.1(b) Exchange Fund 3.3(a) Exchange Offer Recitals Exchange Offer Expiration Date 6.23(c) Exchange Prospectus 4.8 Exchange Ratio 3.1(b)(i) Exchange Registration Statement 4.8 Excluded Employees 6.9(b) Excluded Shares 3.1(b)(iii) Existing Credit Agreement 1.1 GAAP 4.5(b) HSR Act 4.4 Indemnified Liabilities 6.10(a) Indemnified Persons 6.10(a) Involuntary Insolvency Event Date 6.24(a)(v) Joint Proxy Statement 4.4 Letter of Transmittal 3.3(b)(i) made available 9.4(e) Material Company Insurance Policies 4.20 Material Parent Insurance Policies 5.20 Measurement Date 4.2(a) Merger Recitals Merger Consideration 3.1(b)(i) Merger Registration Statement 4.8 Merger Sub Preamble Merger Sub Board Recitals Minimum Participation Condition 6.23(a) New Financing 6.22 Non-Cancelled Shares 3.1(b)(iii) Note Consents 6.23(c) Note Waivers 6.23(c) Notes Exchange Agent 6.23(f) Other Indenture Amendments 6.23(c)(iii) Outside Date 8.1(b)(ii) Parent Preamble Parent 401(k) Plan 6.9(f) Parent Affiliate 9.10 Parent Alternative Acquisition Agreement 6.4(d)(iii) Parent Board Recitals Parent Board Recommendation 5.3(a) Parent Capital Stock 5.2 Parent Change of Recommendation 6.4(d)(vi) Parent Common Stock Recitals Parent Contracts 5.19(b) Parent Designees 2.7(a) Parent Disclosure Letter Article V Parent Equity Plan 5.2(a) Parent FA 5.22 Parent Independent Petroleum Engineers 5.17(a) Parent Intellectual Property 5.14(a) Parent Material Adverse Effect 5.1 Parent Material Leased Real Property 5.15 Parent Material Real Property Lease 5.15 Parent Owned Real Property 5.15 Parent Permits 5.9(a) Parent Preferred Stock 5.2(a) Parent Right 3.1(b)(iv) Parent Related Party Transaction 5.24 Parent Reserve Report 5.17(a) Parent SEC Documents 5.5(a) Parent Series A Junior Participating Preferred Stock 3.1(b)(iv) Parent Stock Issuance Recitals Parent Stockholders Meeting 4.4 Parent Tax Certificate 6.18(b) pdf 2.2 Registration Statements 4.8 Rights-of-Way 4.16 Second Request 6.8(c) Supplemental Indenture Effective Date 6.23(j) Supporting Noteholders Recitals Surviving Corporation 2.1 Tail Period 6.10(d) Tax Plan Recitals Tax Plan Record Date 3.1(b)(iv) Terminable Breach 8.1(b)(iii) Transaction Expense Fee Recitals Transaction Support Agreement Recitals Transaction Litigation 6.111.1
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Sources: Merger Agreement (Noble Energy Inc)
Terms Defined Elsewhere. As used The following terms are defined elsewhere in this Agreement, the following capitalized terms are defined in this Agreement as referenced in the following tableindicated below: Acceptable MNPI 5.15 (i) Affiliate Contract 3.20 Agreement Preamble Applicable Date 4.5(aAlternative Acquisition Agreement 5.3 (d)(ii) Alternative Financing 5.15 (d) Book-Entry Shares 3.3(b)(ii2.2 (b)(ii) Certificate of Merger 2.2(b) 1.2 Certificates 3.3(b)(i) Change of Control Amendment 6.23(c)(ii) Change of Control Amendment Consent Fee 6.23(c)(ii2.2 (b)(i) Closing 2.2(a) 1.2 Closing Date 2.2(a1.2 Closing Legal Impediment 6.1 (b) Code Recitals Commitment Letters 4.5 (b) Company Preamble Company 401(k) Plan 6.9(f) Company Affiliate 9.10 Company Alternative Acquisition Agreement 6.3(d)(ivAwards 2.4 (a) Company Board Recitals Company Board Recommendation 4.3(a3.3 (b) Company Capital Stock 4.2(aBoard Recommendation Change 5.3 (d)(i) Company Change of Recommendation 6.3(d)(viiBylaws 3.1 Company Charter 3.1 Company Disclosure Schedule Article III Company Material Contracts 3.16 (b) Company Common Stock Recitals Company Contracts 4.19(bMeeting 5.4 (a)(i) Company Designees 2.7(aReal Property 3.14 (d) Company Designated Stockholder Recitals Company Disclosure Letter Article IV Company Employee 6.9(b) Company FA 4.22 Company Independent Petroleum Engineers 4.17(a) Company Intellectual Property 4.14(a) Company Material Adverse Effect 4.1 Company Material Leased Real Property 4.15 Company Material Real Property Lease 4.15 Company Owned Real Property 4.15 Company Permits 4.9(a) Company Preferred Stock 4.2(aRegistered IP 3.19 (a) Company Related Party Transaction 4.24 Company Reserve Report 4.17(aParties 7.2 (f) Company Restructuring Transactions Recitals Company SEC Documents 4.5(a3.5 (a) Company Senior Notes Recitals Company Stakeholders’ Pro Forma Equity Percentage 5.22 Company Stock Award 3.2(aSEC Financial Statements 3.5 (c) Company Stockholders Meeting 4.4 Company Tax Certificate 6.18(bContinuation Period 5.6 (a) Confidentiality Agreement 6.7(b) Creditors’ Rights 4.3(a) days 9.4(e) Designated Stockholder Support Agreement Recitals DGCL 2.1 Dismissal Order 6.24(a)(vContinuing Employee 5.6 (a) D&O Insurance 6.10(d5.7 (c) DTC 3.3(b)(iiDebt Commitment Letter 0 Debt Financing 0 Definitive Agreements 5.15 (a) e-mail 9.3 DGCL Recitals Disclosure Schedules Article IV Dissenting Shares 2.3 Effective Time 2.2(b1.2 Equity Commitment Letter 4.5 (b) Eligible Shares 3.1(b)(iEquity Financing 4.5 (b) Exchange Agent 3.3(aEvent Notice Period 5.3 (e)(i)(1) Exchange Consideration 6.23(aFCC 5.5 (a) Exchange Fund 3.3(aFCC Rules 5.5 (a) Exchange Offer Recitals Exchange Offer Expiration Date 6.23(cFinancing 4.5 (b) Exchange Prospectus 4.8 Exchange Ratio 3.1(b)(iFinancing Amounts 4.5 (e) Exchange Registration Statement 4.8 Excluded Employees 6.9(bIdentified MNPI 5.15 (i) Excluded Shares 3.1(b)(iiiIndemnification Contract 5.7 (a) GAAP 4.5(bIndemnitee 5.7 (a) HSR Act 4.4 Indemnified Liabilities 6.10(aIndemnitees 5.7 (a) Indemnified Persons 6.10(a) Involuntary Insolvency Intervening Event Date 6.24(a)(v) Joint Proxy Statement 4.4 Letter of Transmittal 3.3(b)(i) made available 9.4(e) Material Company Insurance Policies 4.20 Material Parent Insurance Policies 5.20 Measurement Date 4.2(a5.3 (e)(i) Merger Recitals Merger Consideration 3.1(b)(i2.1 (a) Merger Registration Statement 4.8 Merger Sub Preamble Merger Sub Board Recitals Minimum Participation Condition 6.23(a) New Financing 6.22 Non-Cancelled Shares 3.1(b)(iiiRecourse Party 9.16 No-Shop Period Start Date 5.3 (a) Note Consents 6.23(c) Note Waivers 6.23(c) Notes Exchange Agent 6.23(f) Other Indenture Amendments 6.23(c)(iii) Notified Party 5.17 Outside Date 8.1(b)(ii7.1 (b) Parent Preamble Parent 401(k) Plan 6.9(fDisclosure Schedule Article IV Parent Related Parties 7.2 (f) Parent Affiliate 9.10 Parent Alternative Acquisition Agreement 6.4(d)(iiiSubsidiaries 4.3 (a) Parent Board Recitals Parent Board Recommendation 5.3(aSubsidiary 4.3 (a) Parent Capital Stock 5.2 Parent Change of Recommendation 6.4(d)(viPaying Agent 2.2 (a) Parent Common Stock Recitals Parent Contracts 5.19(b) Parent Designees 2.7(a) Parent Disclosure Payoff Letter Article V Parent Equity Plan 5.2(a) Parent FA 5.22 Parent Independent Petroleum Engineers 5.17(a) Parent Intellectual Property 5.14(a) Parent Material Adverse Effect 5.1 Parent Material Leased Real Property 5.15 Parent Material Real Property Lease 5.15 Parent Owned Real Property 5.15 Parent Permits 5.9(a) Parent 5.14 Preferred Stock 5.2(a3.2 (a) Parent Right 3.1(b)(ivProhibited Modifications 5.15 (a) Parent Related Proposal Notice Period 5.3 (e)(ii)(2) Proxy Statement 5.4 (a)(ii) Receiving Party Transaction 5.24 Parent Reserve Report 5.17(a5.17 Reimbursement Obligations 7.2 (f) Parent SEC Documents 5.5(aRemedy Actions 5.5 (e) Parent Series A Junior Participating Preferred Stock 3.1(b)(ivReplacement Financing 5.15 (b) Parent Stock Issuance ▇▇▇▇▇▇▇▇-▇▇▇▇▇ Act 3.5 (a) Share Recitals Parent Stockholders Meeting 4.4 Parent Tax Certificate 6.18(b) pdf 2.2 Registration Statements 4.8 Rights-of-Way 4.16 Second Request 6.8(c) Supplemental Indenture Effective Date 6.23(j) Supporting Noteholders Shares Recitals Significant Customers 3.17 Significant Suppliers 3.17 Solvent 4.7 Surviving Corporation 2.1 Tail Period 6.10(d1.1 (a) Systems 3.19 (e) Tax Plan Recitals Tax Plan Record Date 3.1(b)(ivSharing Agreement 3.15 (a)(vii) Terminable Breach 8.1(b)(iiiTermination Fee Collection Costs 7.2 (e) Transaction Expense Fee Recitals Transaction Support Agreement Recitals Transaction Litigation 6.11Claims 7.2 (f) Transactions 1.1 (a) Transition Committee 5.16 (a)
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Terms Defined Elsewhere. As used The following terms are defined elsewhere in this Agreement, the following capitalized terms are defined in this Agreement as referenced in the following tableindicated below: DEFINED TERM PARAGRAPH 280G Stockholder Approval 6.6(b) 401(k) Plan 1.5(a)(ii) Adjustment Resolution Period 2.9(b) Adjustment Review Period 2.9(b) Agreement Preamble Applicable Agreement Date 4.5(aPreamble Allocation Schedule 5.3(a) BookAnti-Entry Corruption Laws 3.24 Audited Financials 3.7(a) Automatic Resale Registration Statement Schedule 5.6(a) Balance Sheet Date 3.7(a) DEFINED TERM PARAGRAPH Behavioral Data 3.12(a)(i) Board Recitals Books and Records 3.17(b) Cancelled Options 2.1(b)(iii) Cancelled RSU 2.1(b)(v) Cancelled Shares 3.3(b)(ii2.1(e) CCPA 3.12(a)(xiv) Certificate of Incorporation 3.1(d) Certificate of Merger 2.2(b) Certificates 3.3(b)(i) Change of Control Amendment 6.23(c)(ii) Change of Control Amendment Consent Fee 6.23(c)(ii1.2 Charter Documents 3.1(d) Closing 2.2(a) 1.4 Closing Date 2.2(a) Code Recitals 1.4 Company Preamble Company 401(k) Plan 6.9(fAuthorizations 3.15 Company Board Resolutions 3.4(a) Company Affiliate 9.10 Company Alternative Acquisition Agreement 6.3(d)(ivCertificate 7.2(c) Company Board Recitals Hybrid Product Company Board Recommendation 4.3(aIndemnitees 5.5(a) Company Capital Stock 4.2(aIP 3.12(a)(iii) Company Change of Recommendation 6.3(d)(viiOwned IP 3.12(a)(iv) Company Common Stock Recitals Company Contracts 4.19(bPrepared Returns 5.2(a)(i) Company Designees 2.7(aPrivacy Policy 3.12(a)(v) Company Designated Stockholder Recitals Company Disclosure Letter Article IV Company Employee 6.9(bProducts 3.12(a)(vi) Company FA 4.22 Company Independent Petroleum Engineers 4.17(aProducts Data 3.12(a)(vii) Company Intellectual Property 4.14(aRegistered IP 3.12(b) Company Material Adverse Effect 4.1 Company Material Leased Real Property 4.15 Company Material Real Property Lease 4.15 Company Owned Real Property 4.15 Company Permits 4.9(aSoftware 3.12(a)(viii) Company Preferred Stock 4.2(aSource Code 3.12(a)(ix) Company Related Party Transaction 4.24 Stockholder Approval Preamble Company Reserve Report 4.17(a) Company Restructuring Transactions Recitals Company SEC Documents 4.5(a) Company Senior Notes Recitals Company Stakeholders’ Pro Forma Equity Percentage 5.22 Company Stock Award 3.2(a) Company Stockholders Meeting 4.4 Company Tax Certificate 6.18(bVoting Debt 3.2(f) Confidentiality Agreement 6.7(bAgreements 6.7 Contaminant 3.12(a)(x) Creditors’ Rights 4.3(aContemplated Transaction Schedule 6.9(c) days 9.4(eConverted Option 2.1(b)(ii) Designated Stockholder Support Agreement Recitals DGCL 2.1 Dismissal Order 6.24(a)(vConverted Option Exercise Price 2.1(b)(ii) Converted RSU 2.1(b)(v) Current Balance Sheet 3.7(b) Cyber Tail Policy 5.5(b) Director and Officer Resignation Letters 1.5(a)(v) D&O Insurance 6.10(dIndemnifiable Matters 5.5(a) DTC 3.3(b)(iiD&O Tail Policy 5.5(b) e-mail 9.3 Deductible Amount 8.3(a) Determination Date 2.9(c) DGCL 1.1 Director and Officer Resignation Letters 1.5(a)(v) Disclosure Schedule Article III Dissenting Shares 2.5(a) Effective Time 2.2(b1.2 Embargoed Countries 3.23 End Date 9.1(b) Eligible Shares 3.1(b)(i) Exchange Agent 3.3(a) Exchange Consideration 6.23(a) Exchange Fund 3.3(a) Exchange Offer Recitals Exchange Offer Expiration Date 6.23(c) Exchange Prospectus 4.8 Exchange Ratio 3.1(b)(i) Exchange Registration Statement 4.8 Excluded Employees 6.9(b) Excluded Shares 3.1(b)(iii) GAAP 4.5(b) HSR Act 4.4 Indemnified Liabilities 6.10(a) Indemnified Persons 6.10(a) Involuntary Insolvency Event Date 6.24(a)(v) Joint Proxy Statement 4.4 Letter of Transmittal 3.3(b)(i) made available 9.4(e) Material Company Insurance Policies 4.20 Material Parent Insurance Policies 5.20 Measurement Date 4.2(a) Merger Recitals Merger Consideration 3.1(b)(i) Merger Registration Statement 4.8 Merger Sub Preamble Merger Sub Board Recitals Minimum Participation Condition 6.23(a) New Financing 6.22 Non-Cancelled Shares 3.1(b)(iii) Note Consents 6.23(c) Note Waivers 6.23(c) Notes Exchange Agent 6.23(f) Other Indenture Amendments 6.23(c)(iii) Outside Date 8.1(b)(ii) Parent Preamble Parent 401(k) Plan 6.9(f) Parent Affiliate 9.10 Parent Alternative Acquisition Agreement 6.4(d)(iii) Parent Board Recitals Parent Board Recommendation 5.3(a) Parent Capital Stock 5.2 Parent Change of Recommendation 6.4(d)(vi) Parent Common Stock Recitals Parent Contracts 5.19(b) Parent Designees 2.7(a) Parent Disclosure Letter Article V Parent Equity Plan 5.2(a) Parent FA 5.22 Parent Independent Petroleum Engineers 5.17(a) Parent Intellectual Property 5.14(a) Parent Material Adverse Effect 5.1 Parent Material Leased Real Property 5.15 Parent Material Real Property Lease 5.15 Parent Owned Real Property 5.15 Parent Permits 5.9(a) Parent Preferred Stock 5.2(a) Parent Right 3.1(b)(iv) Parent Related Party Transaction 5.24 Parent Reserve Report 5.17(a) Parent SEC Documents 5.5(a) Parent Series A Junior Participating Preferred Stock 3.1(b)(iv) Parent Stock Issuance Recitals Parent Stockholders Meeting 4.4 Parent Tax Certificate 6.18(b) pdf 2.2 Registration Statements 4.8 Rights-of-Way 4.16 Second Request 6.8(c) Supplemental Indenture Effective Date 6.23(j) Supporting Noteholders Recitals Surviving Corporation 2.1 Tail Period 6.10(d) Tax Plan Recitals Tax Plan Record Date 3.1(b)(iv) Terminable Breach 8.1(b)(iii) Transaction Expense Fee Recitals Transaction Support Agreement Recitals Transaction Litigation 6.11Enforcement Exceptions 3.4
Appears in 1 contract
Terms Defined Elsewhere. As used The following terms are defined elsewhere in this Agreement, the following capitalized terms are defined in this Agreement as referenced in the following tableindicated below: 280G Stockholder Approval 6.6(b) Adjustment Resolution Period 2.9(b) Adjustment Review Period 2.9(b) Advisory Committee 8.6(b) Agreement Preamble Applicable Agreement Date 4.5(aPreamble Agreement Date Committed Equity Individual 3.2(e) BookAllocation Schedule 5.3(a) Anti-Entry Corruption Laws 3.24 Audited Financials 3.7(a) Automatic Resale Registration Statement 5.6(b) Balance Sheet Date 3.7(b) Behavioral Data 3.12(a)(i) Board Recitals Books and Records 3.17(b) Cancelled Options 2.1(b)(iii) Cancelled RSU 2.1(b)(vii) Cancelled Shares 3.3(b)(ii2.1(f) CASL 3.12(a)(xv) CCPA 3.12(a)(xv) Certificate of Merger 2.2(bIncorporation 3.1(d) Certificates 3.3(b)(i) Change of Control Amendment 6.23(c)(ii) Change of Control Amendment Consent Fee 6.23(c)(iiCharter Documents 3.1(d) Closing 2.2(a) 1.4 Closing Date 2.2(a) Code Recitals 1.4 Company Preamble Company 401(k) Plan 6.9(fAuthorizations 3.15 Company Board Resolutions 3.4(a) Company Affiliate 9.10 Company Alternative Acquisition Agreement 6.3(d)(ivCertificate 7.2(c) Company Board Data 3.12(a)(iii) Company Group 10.14 Company Indemnitees 5.5(a) Company IP 3.12(a)(v) Company Owned IP 3.12(a)(v) Company Prepared Returns 5.2(a)(i) Company Privacy Policy 3.12(a)(vi) Company Products 3.12(a)(vii) Company Products Data 3.12(a)(viii) Company Registered IP 3.12(b) Company Software 3.12(a)(ix) Company Source Code 3.12(a)(x) Company Stockholder Approval Recitals Company Board Recommendation 4.3(aSystems 3.12(q)(i) Company Voting Debt 3.2(f) Confidentiality Agreement 6.7 Contaminants 3.12(a)(xi) Converted Option 2.1(b)(ii) Converted Option Exercise Price 2.1(b)(ii) Converted RSU 2.1(b)(v) CRTC 3.12(q)(v) Current Balance Sheet 3.7(b) Cyber Tail Policy 5.5(b) D&O Indemnifiable Matters 5.5(a) D&O Tail Policy 5.5(b) Deductible Amount 8.3(a) Determination Date 2.9(c) DGCL 1.1 Director and Officer Resignation Letters 1.5(a)(iv) Disclosure Schedule Article III Dissenting Shares 2.5(a) DLLCA 1.1 Effective Time 1.2 Embargoed Countries 3.23 End Date 9.1(b) Enforcement Exceptions 3.4(a) Engagement Letter 8.6(b) ePrivacy Directive 3.12(a)(xv) Escrow Agreement 1.5(a)(ix) Estimated Closing Cash Amount 2.9(a) Estimated Closing Indebtedness Amount 2.9(a) Estimated Closing Statement 2.9(a) Estimated Closing Third-Party Expenses 2.9(a) Estimated Closing Working Capital Stock 4.2(aAdjustment Amount 2.9(a) Company Change Exchange Documents 2.3(b) Expense Fund 8.6(c) Expense Fund Account 8.6(c) Export Approvals 3.23 FCPA 3.24 Final Closing Statement 2.9(c) Final Surviving Entity 1.1 Financials 3.7(a) Firm 10.14 FIRPTA Compliance Certificate 1.5(a)(viii) First Certificate of Recommendation 6.3(d)(viiMerger 1.2 First Merger Recitals First Step Surviving Corporation 1.1 Fund Transferee 5.4(c) Company Common Stock Recitals Company Contracts 4.19(bGDPR 3.12(a)(xv) Company Designees 2.7(aHIPAA 3.12(a)(xv) Company Designated Stockholder Recitals Company Disclosure Letter Article IV Company Employee HSR Act 6.9(b) Company FA 4.22 Company Identified Stockholders Recitals Inbound Licenses 3.12(d)(i) Indemnification Claim Notice 8.4(a) Indemnification Claim Objection Notice 8.4(b) Indemnified Person 5.6(f) Independent Petroleum Engineers 4.17(aAccountant 2.9(b) Company Intellectual Property 4.14(aRights 3.12(a)(xii) Company Material Adverse Effect 4.1 Company Material Interested Party 3.14(a) Interim Financials 3.7(a) Lease Agreements 3.11(b) Leased Real Property 4.15 Company Material Real Property Lease 4.15 Company Owned Real Property 4.15 Company Permits 4.9(a3.11(b) Company Preferred Stock 4.2(a) Company Related Party Transaction 4.24 Company Reserve Report 4.17(a) Company Restructuring Transactions Recitals Company SEC Documents 4.5(a) Company Senior Notes Recitals Company Stakeholders’ Pro Forma Equity Percentage 5.22 Company Stock Award 3.2(a) Company Stockholders Meeting 4.4 Company Tax Certificate 6.18(b) Confidentiality Agreement 6.7(b) Creditors’ Rights 4.3(a) days 9.4(e) Designated Stockholder Support Agreement Recitals DGCL 2.1 Dismissal Order 6.24(a)(v) D&O Insurance 6.10(d) DTC 3.3(b)(ii) e-mail 9.3 Effective Time 2.2(b) Eligible Shares 3.1(b)(i) Exchange Agent 3.3(a) Exchange Consideration 6.23(a) Exchange Fund 3.3(a) Exchange Offer Recitals Exchange Offer Expiration Date 6.23(c) Exchange Prospectus 4.8 Exchange Ratio 3.1(b)(i) Exchange Registration Statement 4.8 Excluded Employees 6.9(b) Excluded Shares 3.1(b)(iii) GAAP 4.5(b) HSR Act 4.4 Indemnified Liabilities 6.10(a) Indemnified Persons 6.10(a) Involuntary Insolvency Event Date 6.24(a)(v) Joint Proxy Statement 4.4 Letter of Transmittal 3.3(b)(i) made available 9.4(e2.3(a) Material Company Insurance Policies 4.20 Contract 3.13(b) Material Parent Insurance Policies 5.20 Measurement Date 4.2(aContracts 3.13(b) Merger Recitals Merger Consideration 3.1(b)(i) Merger Registration Statement 4.8 Merger Sub I Preamble Merger Sub Board Recitals Minimum Participation Condition 6.23(aII Preamble Merger Subs Preamble Notice of Adjustment Disagreement 2.9(b) New Financing 6.22 Non-Cancelled Shares 3.1(b)(iiiOFAC 3.23 Open Source Licenses 3.12(a)(xiii) Note Consents 6.23(cOpen Source Material 3.12(a)(xiii) Note Waivers 6.23(c) Notes Exchange Agent 6.23(fOpen Trading Window 5.6(b) Other Indenture Amendments 6.23(c)(iiiIndemnity Claim 8.3(c) Outside Date 8.1(b)(iiOther Indemnity Continuing Claim 8.4(e) Other Indemnity Retained Escrow Amount 8.4(e) Outbound Licenses 3.12(d)(ii) Parachute Payment Waiver 6.6(a) Parent Preamble Parent 401(k) Plan 6.9(fBoard Approval 4.2 Parent Certificate 7.3(f) Parent Affiliate 9.10 Parent Alternative Acquisition Agreement 6.4(d)(iiiFinancial Statements 4.5(b) Parent Board Recitals Parent Board Recommendation 5.3(aIndemnified Parties 8.2(a) Parent Capital Stock 5.2 Parent Change of Recommendation 6.4(d)(vi) Parent Common Stock Recitals Parent Contracts 5.19(b) Parent Designees 2.7(a) Parent Disclosure Letter Article V Parent Equity Plan 5.2(a) Parent FA 5.22 Parent Independent Petroleum Engineers 5.17(a) Parent Intellectual Property 5.14(a) Parent Material Adverse Effect 5.1 Parent Material Leased Real Property 5.15 Parent Material Real Property Lease 5.15 Parent Owned Real Property 5.15 Parent Permits 5.9(a) Parent Preferred Stock 5.2(a) Parent Right 3.1(b)(iv) Parent Related Party Transaction 5.24 Parent Reserve Report 5.17(aPrepared Returns 5.2(a)(ii) Parent SEC Documents 5.5(a) Parent Series A Junior Participating Preferred Stock 3.1(b)(iv4.5(a) Parent Stock Issuance Recitals Parent Stockholders Meeting 4.4 Parent Tax Patent Rights 3.12(a)(xii) Paying Agent Agreement 2.3(a) Payoff Letter 1.5(a)(vi) Permitted Suspension 5.6(e) Permitted Transferee 5.4(c) Personal Data 3.12(a)(xiv) Personnel Agreements 3.12(f)(i) PIPEDA 3.12(a)(xv) Post-Closing Deficit Amount 2.9(d) Post-Closing Excess Amount 2.9(e) Post-Closing Statement 2.9(b) Post-Signing Committed Equity Individual 6.1(e) Privacy Requirements 3.12(a)(xv) Process 3.12(a)(xvi) Processing 3.12(a)(xvi) Prohibited Party Lists 3.23 PTO 3.12(b) Registered IP 3.12(a)(xvii) Registrable Shares 5.6(a) Registration Deadline 5.6(b) Registration Period 5.6(b) Representative Losses 8.6(b) Required Information 2.3(a) Resale Registration Statement 5.6(a) Resolved Matters 2.9(b) Restricted Shares 3.2(a) Rev. Proc. 2018-12 5.2(d)(ii) RSU Agreement 6.18 RW Indemnity Continuing Claim 8.4(e) RW Indemnity Retained Escrow Amount 8.4(e) Second Certificate 6.18(b) pdf 2.2 Registration Statements 4.8 Rights-of-Way 4.16 of Merger 1.2 Second Request 6.8(c) Supplemental Indenture Effective Date 6.23(j) Supporting Noteholders Recitals Surviving Corporation 2.1 Tail Period 6.10(d) Tax Plan Recitals Tax Plan Record Date 3.1(b)(iv) Terminable Breach 8.1(b)(iii) Transaction Expense Fee Recitals Transaction Support Agreement Recitals Transaction Litigation 6.11Time 1.2
Appears in 1 contract
Sources: Merger Agreement (Twilio Inc)
Terms Defined Elsewhere. As used in this Agreement, the following capitalized terms are defined in this Agreement as referenced in the following table: Agreement Preamble Applicable Date 4.5(aArticles of Merger 2.2(b) Book-Entry Shares 3.3(b)(ii3.3(b)(i) Certificate of Merger 2.2(bCancelled Shares 3.1(b)(v) Certificates 3.3(b)(i) Change of Control Amendment 6.23(c)(ii) Change of Control Amendment Consent Fee 6.23(c)(ii) Closing 2.2(a) Closing Date 2.2(a) Code Recitals Common Merger Consideration 3.1(b)(i) Company Preamble Company 401(k) Plan 6.9(fAdditional Dividend Amount 6.19(a) Company Affiliate 9.10 Company Alternative Acquisition Agreement 6.3(d)(iv9.10(a) Company Board Recitals Company Board Recommendation 4.3(a) Company Capital Stock 4.2(a) Recitals Company Change of Recommendation 6.3(d)(vii6.3(b) Company Common Stock Recitals 3.1(b)(i) Company Contracts 4.19(b4.16(b) Company Designees 2.7(a) Company Designated Stockholder Recitals Director Designee 2.6 Company Disclosure Letter Article IV Company Employee 6.9(a) Company Employee Benefit Plans 6.9(b) Company FA 4.22 Company Independent Petroleum Engineers 4.17(a) Company Intellectual Property 4.14(aEquity Plan 3.2(a) Company Material Adverse Effect 4.1 4.1(a) Company Material Leased Real Property 4.15 Company Material Real Property Lease 4.15 Company Owned Real Property 4.15 MBS 4.17 Company Permits 4.9(a4.9 Company Plans 4.10(a) Company Preferred Stock 4.2(a3.1(b)(iii) Company Related Party Transaction 4.24 Company Reserve Report 4.17(aRestricted Stock 3.2(a) Company Restructuring Transactions Recitals Company SEC Documents 4.5(a) Company Senior Notes Series A Preferred Stock 3.1(b)(iii) Company Series B Preferred Stock 3.1(b)(iii) Company Special Committee Recitals Company Stakeholders’ Pro Forma Equity Percentage 5.22 Company Stock Award 3.2(a) Stockholders Recitals Company Stockholders Meeting 4.4 Company Tax Certificate 6.18(b4.4(a)(i) Confidentiality Agreement 6.7(b) Creditors’ Rights 4.3(a) days 9.4(e) Designated Stockholder Support Agreement Recitals DGCL 2.1 Dismissal Order 6.24(a)(v) D&O Insurance 6.10(d) DTC 3.3(b)(iiDispute Notice 3.1(c)(ii) e-mail 9.3 9.3(c) Effective Time 2.2(b) Eligible Shares 3.1(b)(iEiger Holdings Recitals Eiger Partnership Recitals End Date 8.1(b)(ii) Exchange Agent 3.3(a) Exchange Consideration 6.23(a) Exchange Fund 3.3(a) Exchange Offer Recitals Exchange Offer Expiration Date 6.23(c) Exchange Prospectus 4.8 Exchange Ratio 3.1(b)(i) Exchange Registration Statement 4.8 Excluded Employees 6.9(b) Excluded Shares 3.1(b)(iiiRatio Announcement 3.1(c)(iv) GAAP 4.5(b) HSR Act 4.4 Indemnified Liabilities 6.10(a) Indemnified Persons 6.10(a) Involuntary Insolvency Event Date 6.24(a)(vIndependent Accounting or Valuation Firm 3.1(c)(iii) Joint Proxy Statement 4.4 4.4(a)(i) Letter of Transmittal 3.3(b)(i) made available 9.4(eMaryland Courts 9.7(b) Maryland Department 2.2(b) Material Company Insurance Policies 4.20 4.19 Material Parent Insurance Policies 5.20 Measurement Date 4.2(a) 5.17 MGCL 2.1 Merger Recitals Merger Consideration 3.1(b)(i) Merger Registration Statement 4.8 Merger Sub Preamble Merger Sub Board Sole Member Recitals Minimum Participation Condition 6.23(a) New Financing 6.22 Non-Cancelled Shares 3.1(b)(iii) Note Consents 6.23(c) Note Waivers 6.23(c) Notes Exchange Agent 6.23(f) Other Indenture Amendments 6.23(c)(iii) Outside Date 8.1(b)(ii) Parent Preamble Parent 401(k) Plan 6.9(fAdditional Dividend Amount 6.19(b)(ii) Parent Affiliate 9.10 Parent Alternative Acquisition Agreement 6.4(d)(iii9.10(b) Parent Board Recitals Parent Board Recommendation 5.3(a) Parent Capital Stock 5.2 Parent Change of Recommendation 6.4(d)(vi6.4(b) Parent Common Stock Recitals Parent Common Stock Issuance Recitals Parent Contracts 5.19(b) Parent Designees 2.7(a5.16(b) Parent Disclosure Letter Article V Parent Equity Plan 5.2(a) Parent FA 5.22 Parent Independent Petroleum Engineers 5.17(a) Parent Intellectual Property 5.14(a) Manager Recitals Parent Material Adverse Effect 5.1 Parent Material Leased Real Property 5.15 Parent Material Real Property Lease 5.15 Parent Owned Real Property 5.15 5.1(a) Parent Permits 5.9(a) 5.9 Parent Preferred Stock 5.2(a) Parent Right 3.1(b)(iv) Parent Related Party Transaction 5.24 Parent Reserve Report 5.17(aPlans 5.10(a) Parent SEC Documents 5.5(a) Parent Series A Junior Participating Preferred Stock 3.1(b)(iv) 5.5 Parent Stock Issuance Recitals Parent Stockholders Meeting 4.4 Recitals .pdf 9.5 Per Share Stock Consideration 3.1(b)(i) Pine River 6.9(a) Portfolio Securities 6.1(b)(iv) Post-Merger Employee Benefit Plans 6.9(a) Preferred Merger Consideration 3.1(b)(iii) Preferred Series D Merger Consideration 3.1(b)(iii) Preferred Series E Merger Consideration 3.1(b)(iii) Prior Company Bidders 6.3(a) Prior Parent Tax Certificate 6.18(bBidders 6.4(a) pdf 2.2 Qualified REIT Subsidiary 4.1(b) Qualifying Income 8.3(h)(i) Registration Statements 4.8 Rights-of-Way 4.16 Second Request 6.8(cStatement 4.8(a) Supplemental Indenture Effective Date 6.23(jREITs Recitals Retention Amount 6.1(b)(ix) Supporting Noteholders Recitals SEP-▇▇▇ 6.1(b)(ix) Surviving Corporation 2.1 Tail Period 6.10(d) Tax Plan Recitals Tax Plan Record Date 3.1(b)(ivTaxable REIT Subsidiary 4.1(b) Terminable Breach 8.1(b)(iii) Transaction Expense Fee Litigation 6.15 Transactions Recitals Transaction Support Agreement Recitals Transaction Litigation 6.11U.S. Treasuries 4.18
Appears in 1 contract
Terms Defined Elsewhere. As used The following terms are defined elsewhere in this Agreement, the following capitalized terms are defined in this Agreement as referenced in the following tableindicated below: Agreement Preamble Applicable Date 4.5(aAlternate Commitment Letter 5.16(a)(ii) Alternate Financing 5.16(a)(ii) Annual Meeting 1.3(a) Antitrust Counsel Only Material 5.5(b) Book-Entry Shares 3.3(b)(ii2.2(b)(ii) Cancelled Shares 2.1(c) Capitalization Date 3.2(a) Cash Consideration 2.1(a) Certificate of Merger 2.2(b1.2 Certificates 2.2(b)(i) Certificates 3.3(b)(i) Change of Control Amendment 6.23(c)(ii) Change of Control Amendment Consent Fee 6.23(c)(iiClass B Warrant 2.4(d) Closing 2.2(a) 1.2 Closing Date 2.2(a1.2 Commitment Letter 4.26(a) Code Recitals Company Preamble Company 401(k) Plan 6.9(f) Company Affiliate 9.10 Company Alternative Acquisition Agreement 6.3(d)(iv) Company Board Recitals Company Board Recommendation 4.3(a) Recitals Company Capital Stock 4.2(aBylaws 3.1(b) Company Change of Board Recommendation 6.3(d)(vii5.3(a) Company Common Stock Recitals Company Contracts 4.19(bCharter 3.1(b) Company Designees 2.7(a1.3(a) Company Designated Stockholder Recitals Company Disclosure Letter Article IV 3 Company Employee 6.9(bEmployees 5.8(a) Company FA 4.22 Company Independent Petroleum Engineers 4.17(aEquity Awards 2.4(c) Company Intellectual Expenses 7.3(f) Company Financial Statements 3.7(b) Company Leased Real Property 4.14(a3.18(b) Company Material Adverse Effect 4.1 Contract 3.13(a)(viii) Company Material Leased Real Property 4.15 Company Material Real Property Lease 4.15 Notice Period 5.3(f) Company Owned Real Property 4.15 3.18(a) Company Permits 4.9(a3.6(a) Company Preferred Stock 4.2(a3.2(a) Company Related Party Transaction 4.24 Company Reserve Report 4.17(aProperty 3.18(b) Company Restructuring Transactions Recitals PSU Award 2.4(c) Company Real Property Lease 3.18(b) Company Restricted Stock Award 2.4(b) Company SEC Documents 4.5(a3.7(a) Company Senior Notes Recitals Stock Option 2.4(a) Company Stakeholders’ Pro Forma Equity Percentage 5.22 Company Stock Award 3.2(a) Stockholder Approval 3.3 Company Stockholders Meeting 4.4 3.3 Company Tax Certificate 6.18(bSubsidiary 3.1(a) Company Termination Fee 7.3(a) Confidentiality Agreement 6.7(b5.2(b) Creditors’ Rights 4.3(a) days 9.4(e) Designated Stockholder Support Agreement Recitals DGCL 2.1 Dismissal Order 6.24(a)(vCovered Persons 5.9(a) D&O Insurance 6.10(d5.9(c) DTC 3.3(b)(iiDebt Offer 5.17(b)(i) e-mail 9.3 Debt Offer Documents 5.17(b)(i) Debt Offers 5.17(b)(i) Definitive Agreements 5.16(a) DGCL Recitals Dissenting Shares 2.3 Dividend Consideration 2.1(a) Effective Time 2.2(b) Eligible Shares 3.1(b)(i1.2 Enforceability Exceptions 3.3 Evaluation Material 5.2(b) Exchange Agent 3.3(a) Exchange Consideration 6.23(a2.2(a) Exchange Fund 3.3(a2.2(a) Exchange Offer Recitals Exchange Offer Expiration Date 6.23(cExisting Indemnification Agreements 5.9(a) Exchange Prospectus 4.8 Exchange Ratio 3.1(b)(iFairness Opinion 3.21 Financing Representatives 5.16(b) Exchange Registration Statement 4.8 Excluded Employees 6.9(bFinancing 4.26(a) Excluded Shares 3.1(b)(iiiForm S-4 3.5 Fractional Share Consideration 2.1(a) GAAP 4.5(bIndebtedness 3.2(e) HSR Act 4.4 Indemnified Liabilities 6.10(aIndentures 5.17(b)(i) Indemnified Persons 6.10(a) Involuntary Insolvency Event Date 6.24(a)(vInsurance Policies 3.20 Intended Tax Treatment 5.10(a) Joint Proxy Statement 4.4 Statement/Prospectus 3.5 Lenders 4.26(a) Letter of Transmittal 3.3(b)(i2.2(b)(i) made available 9.4(e) Material Company Insurance Policies 4.20 Material Parent Insurance Policies 5.20 Measurement Date 4.2(a) Marketing Period 1.2 Merger Recitals Merger Consideration 3.1(b)(iAmounts 4.26(d) Merger Registration Statement 4.8 Consideration 2.1(a) Merger Sub Preamble Merger Sub Board Recitals Minimum Participation Condition 6.23(aNew Plan 5.8(b) New Financing 6.22 Non-Cancelled Shares 3.1(b)(iiiSurviving Entity 5.11 Offering Documents 5.16(b)(ii) Note Consents 6.23(c) Note Waivers 6.23(c) Notes Exchange Agent 6.23(f) Other Indenture Amendments 6.23(c)(iiiOld Plans 5.8(b) Outside Date 8.1(b)(ii7.1(b) Parent Preamble Parent 401(k) Plan 6.9(f) Parent Affiliate 9.10 Parent Alternative Acquisition Agreement 6.4(d)(iii) Parent Board Recitals Parent Board Recommendation 5.3(aRecitals Parent Bylaws 4.1(b) Parent Capital Stock 5.2 Capitalization Date 4.2(a) Parent Change of Board Recommendation 6.4(d)(vi5.4(a) Parent Common Stock Recitals Parent Contracts 5.19(bCharter 4.1(b) Parent Designees 2.7(aEquity Awards 4.2(c) Parent Disclosure Letter Article V Parent Equity Plan 5.2(aExpenses 7.3(c) Parent FA 5.22 Parent Independent Petroleum Engineers 5.17(aFinancial Statements 4.8(b) Parent Intellectual Property 5.14(a) Insurance Policies 4.19 Parent Material Adverse Effect 5.1 Parent Material Leased Real Property 5.15 4.17(b) Parent Material Real Property Lease 5.15 Notice Period 5.4(f) Parent Options 4.2(b) Parent Owned Real Property 5.15 4.17(a) Parent Permits 5.9(a4.7(a) Parent Preferred Stock 5.2(a4.2(a) Parent Right 3.1(b)(ivProperty 4.17(b) Parent Related Party Transaction 5.24 Real Property Lease 4.17(b) Parent Reserve Report 5.17(aRestricted Stock Award 2.4(b) Parent RSU Award 2.4(c) Parent SEC Documents 5.5(a4.8(a) Parent Series A Junior Participating Preferred Stock 3.1(b)(iv) Parent Stock Share Issuance Recitals Parent Stock Option 2.4(a) Parent Stockholder Approval 4.3(a) Parent Stockholders Meeting 4.4 4.3(a) Parent Tax Certificate 6.18(bSubsidiary 4.1(a) pdf 2.2 Registration Statements 4.8 Rights-of-Way 4.16 Parent Termination Fee 7.3(d) Payoff Amount 5.17(a) Payoff Letter 5.17(a) Representatives 5.2(a) SEC 3.7(a) Second Request 6.8(cMerger 5.11 Section 16 5.13 Senior Notes 5.17(b)(i) Supplemental Indenture Effective Date 6.23(jSignificant Company Subsidiary 3.1(a)
(a) Supporting Noteholders Specified Stockholders Recitals Stock Consideration 2.1(a) Subject Indebtedness 5.17(a) Surviving Corporation 2.1 Tail Period 6.10(d1.1(a) Tax Plan Recitals Tax Plan Record Date 3.1(b)(iv) Terminable Breach 8.1(b)(iii) Transaction Expense Fee Recitals Transaction Support Voting Agreement Recitals Transaction Litigation 6.11Recitals
Appears in 1 contract
Terms Defined Elsewhere. As used The following terms are defined elsewhere in this Agreement, the following capitalized terms are defined in this Agreement as referenced in the following tableindicated below: 510(k)’s 3.26(a) Acquisition Proposal 7.2(c) Affiliate Transaction 3.25 Agreement Preamble Applicable Date 4.5(aAgreement of Merger 1.2 Alternative Acquisition Agreement 5.3(b)ii Assumed Restricted Stock Award 2.4(a) Book-Entry Shares 3.3(b)(ii) Certificate of Merger 2.2(b) Centerview 3.22(b) Certificates 3.3(b)(i2.2(b) CGCL Recitals Change of Control Amendment 6.23(c)(ii) Change of Control Amendment Consent Fee 6.23(c)(iiBoard Recommendation 5.3(e) Closing 2.2(a) 1.2 Closing Date 2.2(a) Code Recitals 1.2 Company Preamble Company 401(k) Plan 6.9(f) Company Affiliate 9.10 Company Alternative Acquisition Agreement 6.3(d)(ivArticles 3.1(c) Company Board Recitals Company Board Recommendation 4.3(a) Recitals Company Capital Stock 4.2(a) Company Change of Recommendation 6.3(d)(viiBylaws 3.1(c) Company Common Stock Recitals Company Contracts 4.19(bDisclosure Schedule Article 3 Company Employee 5.8(a) Company Designees 2.7(a) Company Designated Stockholder Recitals Company Disclosure Letter Article IV Company Employee 6.9(b) Company FA 4.22 Company Independent Petroleum Engineers 4.17(a) Company Intellectual Property 4.14(aFinancial Statements 3.7(a) Company Material Adverse Effect 4.1 Contract 3.14(a) Company Material Leased Real Property 4.15 Company Material Real Property Lease 4.15 Company Owned Real Property 4.15 Options 2.4(a) Company Permits 4.9(a3.6(a) Company Preferred Stock 4.2(a3.2(a) Company Related Party Transaction 4.24 Company Reserve Report 4.17(aRepresentatives 5.2(a) Company Restructuring Transactions Recitals RSUs 2.4(c) Company SEC Documents 4.5(a3.7(a) Company Senior Notes Recitals Shareholder Approval 3.23 Company Stakeholders’ Pro Forma Equity Percentage 5.22 Shareholder Meeting 5.4(a) Company Stock Award 3.2(aOption Plans 2.4(a) Company Stockholders Meeting 4.4 Company Tax Certificate 6.18(bSubsidiary 3.1(b) Confidentiality Agreement 6.7(b) Creditors’ Rights 4.3(a) days 9.4(e) Designated Stockholder Support Agreement Recitals DGCL 2.1 Dismissal Order 6.24(a)(v5.2(a) D&O Insurance 6.10(d5.9(c) DTC 3.3(b)(ii) e-mail 9.3 Dissenting Shares 2.3 Effective Time 2.2(b) Eligible Shares 3.1(b)(i) 1.2 Exchange Agent 3.3(a) Exchange Consideration 6.23(a) Exchange Fund 3.3(a) Exchange Offer Recitals Exchange Offer Expiration Date 6.23(c) Exchange Prospectus 4.8 Act 3.5 Exchange Ratio 3.1(b)(i) Exchange Registration Statement 4.8 Excluded Employees 6.9(b2.4(c) Excluded Shares 3.1(b)(iiiParty Cutoff Date 5.3(b)(ii) GAAP 4.5(bExclusively Licensed Registered Intellectual Property 3.17(c) HSR Act 4.4 Indemnified Liabilities 6.10(aFDA 3.26(a) Indemnified Persons 6.10(aFDA Permits 3.26(a) Involuntary Insolvency Guggenheim 3.22(a) Inbound Exclusive License Agreements 3.17(a) Insurance Policies 3.18(a) Intervening Event Date 6.24(a)(v5.3(g) Joint Proxy Statement 4.4 Letter of Transmittal 3.3(b)(iIntervening Event Notice Period 5.3(g)i Leased Real Property 3.21(a) made available 9.4(eLicensed Intellectual Property 3.17(a) Match Event 5.3(f) Material Company Insurance Policies 4.20 Intellectual Property 3.17(b) Material Parent Insurance Policies 5.20 Measurement Date 4.2(aStructural Remedy 5.5(c) Merger Recitals Merger Consideration 3.1(b)(i) Merger Registration Statement 4.8 Recitals Merger Sub Preamble Merger Sub Board Recitals Minimum Participation Condition 6.23(aCommon Stock 2.1(c) New Financing 6.22 NonNASDAQ 3.5 No-Cancelled Shares 3.1(b)(iii) Note Consents 6.23(c) Note Waivers 6.23(c) Notes Exchange Agent 6.23(f) Other Indenture Amendments 6.23(c)(iiiShop Period Start Date 5.3(b)i Notice Period 5.3(f)i Option Payments 2.4(b) Outside Date 8.1(b)(ii7.1(e) Owned Intellectual Property 3.15(a) Parent Preamble Parent 401(k) Plan 6.9(f) Disclosure Schedule Article 4 Parent Affiliate 9.10 Parent Alternative Acquisition Agreement 6.4(d)(iii) Parent Board Recitals Parent Board Recommendation 5.3(a) Parent Capital Stock 5.2 Parent Change of Recommendation 6.4(d)(vi) Parent Common Stock Recitals Parent Contracts 5.19(b) Parent Designees 2.7(a) Parent Disclosure Letter Article V Parent Equity Plan Representatives 5.2(a) Parent FA 5.22 Subsidiaries 4.3 Parent Independent Petroleum Engineers 5.17(aSubsidiary 4.3 Paying Agent 2.2(a) Parent Payment Fund 2.2(a) PMA’s 3.26(a) Proceeding 3.15(a) Proxy Statement 3.30 Proxy Statement Clearance Date 5.4(a) Registered Intellectual Property 5.14(a3.17(a) Parent Material Adverse Effect 5.1 Parent Material Leased Real Property 5.15 Parent Material Real Property Lease 5.15 Parent Owned Real Property 5.15 Parent Permits 5.9(a) Parent Preferred Stock Related Party 3.25 Representatives 5.2(a) Parent Right 3.1(b)(ivRSU Payments 2.4(d) Parent Related Party Transaction 5.24 Parent Reserve Report 5.17(a▇▇▇▇▇▇▇▇-▇▇▇▇▇ Act 3.7(a) Parent SEC Documents 5.5(a2.4(e) Parent Series A Junior Participating Preferred Stock 3.1(b)(ivSection 16 5.12 Securities Act 3.5 Service Providers 3.12(a) Parent Stock Issuance Recitals Parent Stockholders Meeting 4.4 Parent Tax Certificate 6.18(b) pdf 2.2 Registration Statements 4.8 Rights-of-Way 4.16 Second Request 6.8(c) Supplemental Indenture Effective Date 6.23(j) Supporting Noteholders Shares Recitals Surviving Corporation 2.1 Tail Period 6.10(d1.1(a) Tax Plan Top Suppliers 3.28 Ultimate Parent Preamble Ultimate Parent Compensation Committee 2.4(a) Ultimate Parent Shares 2.4(a) Ultimate Parent Subsidiaries 5.8(a) Ultimate Parent Subsidiary 5.8(a) Voting Agreements Recitals Tax Plan Record Date 3.1(b)(iv) Terminable Breach 8.1(b)(iii) Transaction Expense Fee Recitals Transaction Support Agreement Recitals Transaction Litigation 6.11WARN Act 3.13(c)
Appears in 1 contract
Sources: Merger Agreement (Thoratec Corp)
Terms Defined Elsewhere. As used The following terms are defined elsewhere in this Agreement, the following capitalized terms are defined in this Agreement as referenced in the following tableindicated below: Actions Section 9.4(b) Agreement Preamble Applicable Date 4.5(a) Book-Entry Cancelled Shares 3.3(b)(ii) Certificate of Merger 2.2(b) Certificates 3.3(b)(iSection 3.1(a)(ii) Change of Control Amendment 6.23(c)(iiSection 4.1(c) Change of Control Amendment Consent Fee 6.23(c)(iiChosen Courts Section 9.4(b) Clearance Date Section 6.4(a) Closing 2.2(a) Section 2.2 Closing Date 2.2(a) Code Recitals Section 2.2 Company Preamble Company 401(k) Plan 6.9(fAcquisition Agreement Section 6.3(e) Company Affiliate 9.10 Company Alternative Acquisition Agreement 6.3(d)(ivAdverse Recommendation Change Section 6.3(e) Company Board Recitals Company Board Recommendation 4.3(a) Company Capital Common Stock Section 4.2(a) Company Change of Recommendation 6.3(d)(vii) Company Common Stock Recitals Company Contracts 4.19(b) Company Designees 2.7(a) Company Designated Stockholder Recitals Company Disclosure Letter Schedule Article IV Company Employee 6.9(bSection 6.5(a) Company FA 4.22 Company Independent Petroleum Engineers 4.17(aIndenture Officers’ Certificates Section 6.16(a) Company Intellectual Property 4.14(a) Internal Controls Disclosures Section 4.6 Company Material Adverse Effect 4.1 Section 4.1(c) Company Material Leased Real Contracts Section 4.19(a) Company Note Offers and Consent Solicitations Section 6.16(a) Company Organizational Documents Section 4.1(b) Company Phantom Share Unit Award Section 3.3(b) Company PSU Award Section 3.3(a) Company Recommendation Section 4.3 Company Redemption Notice Section 6.16(b) Company Redemption Officers’ Certificate Section 6.16(b) Company Registered Intellectual Property 4.15 Section 4.18(a) Company Material Real Property Lease 4.15 Related Parties Section 8.3(f)(i) Company Owned Real Property 4.15 RSU Award Section 3.3(a) Company Permits SEC Documents Section 4.5(a) Company Station License Section 4.9(a) Company Preferred Stock 4.2(aStations Section 4.9(a) Company Related Party Transaction 4.24 Stockholder Approval Section 4.3 Company Reserve Report 4.17(aStockholders’ Meeting Section 6.4(b) Company Restructuring Transactions Recitals Company SEC Documents 4.5(aSupplemental Indenture Section 6.16(a) Company Senior Notes Recitals Company Stakeholders’ Pro Forma Equity Percentage 5.22 Company Stock Award 3.2(aConsent Solicitations Section 6.16(a) Company Stockholders Meeting 4.4 Company Tax Certificate 6.18(bContinuation Period Section 6.5(a) Confidentiality Agreement 6.7(bcontrol See definition of Affiliate controlled by See definition of Affiliate Converted Shares Section 3.1(a)(ii) Creditors’ Rights 4.3(a) days 9.4(e) Designated Stockholder Support Agreement Recitals DGCL 2.1 Dismissal Order 6.24(a)(vCopyrights See definition of Intellectual Property Covered Persons Section 6.9(a) D&O Insurance 6.10(dSection 6.9(c) DTC 3.3(b)(iidays Section 9.15 Debt Commitment Letter Section 5.12(a) e-mail 9.3 Effective Time 2.2(bDebt Financing Section 5.12(a) Eligible Debt Financing Entities See definition of Debt Financing Parties Debt Financing Related Parties Section 9.14 Debt Offer Documents Section 6.16(a) Definitive Agreements Section 6.15(a) DGCL Recitals Disclosure Schedule Section 9.16 Dissenting Shares Section 3.1(b)(i) Exchange Agent 3.3(aEnforceability Exceptions Section 4.3 Enforcement Expenses Section 8.3(d) Exchange Consideration 6.23(a) Exchange Fund 3.3(a) Exchange Offer Recitals Exchange Offer Expiration Date 6.23(c) Exchange Prospectus 4.8 Exchange Ratio 3.1(b)(i) Exchange Registration Statement 4.8 Excluded Employees 6.9(bEnvironmental Laws Section 4.10(a) Excluded Shares 3.1(b)(iiiInformation See definition of Required Information Existing Credit Facilities Termination Section 6.16(c) extent Section 9.15 Financing Amount Section 5.12(c) GAAP Section 4.5(b) HSR Act 4.4 Indemnified Liabilities 6.10(aSection 4.4(a) Indemnified Persons 6.10(aIRS Section 4.11(a)(iv) Involuntary Insolvency Event Date 6.24(a)(vLaws Section 4.8(a) Joint Proxy Statement 4.4 Letter Marks See definition of Transmittal 3.3(b)(i) made available 9.4(e) Material Company Insurance Policies 4.20 Material Parent Insurance Policies 5.20 Measurement Date 4.2(a) Merger Recitals Intellectual Property Merger Consideration 3.1(b)(iSection 3.1(a)(iii) Merger Registration Statement 4.8 Merger Sub Preamble Merger Sub Board Recitals Minimum Participation Condition 6.23(aMultiemployer Plan Section 4.11(e) New Financing 6.22 Non-Cancelled Shares 3.1(b)(iii) Note Consents 6.23(c) Note Waivers 6.23(c) Notes Exchange Agent 6.23(f) Other Indenture Amendments 6.23(c)(iiiOffers to Purchase Section 6.16(a) Outside Date 8.1(b)(iiSection 8.1(b) Owned Real Property Section 4.17(a) Parent Preamble Parent 401(k) Plan 6.9(f) Parent Affiliate 9.10 Parent Alternative Acquisition Agreement 6.4(d)(iii) Parent Board Recitals Parent Board Recommendation 5.3(a) Disclosure Schedule ArticleV Parent Capital Stock 5.2 Parent Change of Recommendation 6.4(d)(vi) Parent Common Stock Recitals Parent Contracts 5.19(b) Parent Designees 2.7(a) Parent Disclosure Letter Article V Parent Equity Plan 5.2(a) Parent FA 5.22 Parent Independent Petroleum Engineers 5.17(a) Parent Intellectual Property 5.14(aExpenses Section 8.3(e) Parent Material Adverse Effect 5.1 Parent Material Leased Real Property 5.15 Parent Material Real Property Lease 5.15 Parent Owned Real Property 5.15 Parent Permits 5.9(a) Parent Preferred Stock 5.2(a) Parent Right 3.1(b)(ivSection 5.1(b) Parent Related Party Parties Section 8.3(f)(i) participate Section 6.11 Patents See definition of Intellectual Property Paying Agent Section 3.2(a) Payment Fund Section 3.2(b) Payoff Amount Section 6.16(c) Post-Closing Plans Section 6.5(c) Prohibited Modifications Section 6.15(b) Proxy Statement Section 4.14 Qualified Plan Section 4.11(c) Qualifying Transaction 5.24 Parent Reserve Report 5.17(aSection 8.3(a) Parent SEC Documents 5.5(aRedemption Section 6.16(b) Parent Series A Junior Participating Preferred Stock 3.1(b)(ivReimbursement Obligations Section 6.16(d) Parent Stock Issuance Renewal Application Section 6.6(d) Representatives Section 5.13 S▇▇▇▇▇▇▇-▇▇▇▇▇ Act Section 4.5(a) Specified Date Section 4.2(a) Surviving Company Section 2.1 Takeover Statute Section 4.23 Teton Certificate of Merger Section 2.3 Teton Merger Recitals Parent Stockholders Meeting 4.4 Parent Tax Certificate 6.18(b) pdf 2.2 Registration Statements 4.8 Rights-of-Way 4.16 Second Request 6.8(c) Supplemental Indenture Teton Merger Effective Date 6.23(j) Supporting Noteholders Recitals Surviving Corporation 2.1 Tail Period 6.10(d) Tax Plan Recitals Tax Plan Record Date 3.1(b)(iv) Terminable Breach 8.1(b)(iiiTime Section 2.3 Teton Merger Sub Preamble to the extent Section 9.15 Trade Secrets See definition of Intellectual Property Transaction Approvals Section 4.4(a) Transaction Expense Fee Recitals Transaction Support Agreement Recitals Transaction Litigation 6.11Section 6.11 under common control with See definition of Affiliate
Appears in 1 contract
Sources: Merger Agreement (Tegna Inc)
Terms Defined Elsewhere. As used The following terms are defined elsewhere in this Agreement, the following capitalized terms are defined in this Agreement as referenced in the following tableindicated below: Agreement Preamble Applicable Date 4.5(aBase Amount Section 6.4(c) Book-Entry Shares 3.3(b)(iiSection 2.1(a) Certificate of Merger 2.2(bCancelled Shares Section 2.1(b) Certificates 3.3(b)(iSection 2.1(a) Change of Control Amendment 6.23(c)(ii) Change of Control Amendment Consent Fee 6.23(c)(iiRecommendation Section 5.3(a) Closing 2.2(a) Section 1.3 Closing Date 2.2(a) Section 1.3 Code Recitals Company Preamble Company 401(k) Plan 6.9(fAcquisition Agreement Section 5.3(a) Company Affiliate 9.10 Company Alternative Acquisition Agreement 6.3(d)(ivBenefit Plan Section 3.10(a) Company Board of Directors Recitals Company Board Recommendation 4.3(a) Recitals Company Capital Stock 4.2(a) Company Change of Recommendation 6.3(d)(viiCapitalization Date Section 3.2(a) Company Common Stock Recitals Company Contracts 4.19(bCounsel Section 5.4(a)(ii) Company Designees 2.7(a) Company Designated Stockholder Recitals Company Disclosure Letter Article IV ARTICLE III Company Employee 6.9(b) Company FA 4.22 Company Independent Petroleum Engineers 4.17(a) Company Intellectual Property 4.14(a) Company Material Adverse Effect 4.1 Company Material Leased Real Property 4.15 Company Material Real Property Lease 4.15 Company Owned Real Property 4.15 Leases Section 3.16 Company Permits 4.9(aSection 3.9(b) Company Preferred Stock 4.2(aSection 3.2(a) Company Related Party Transaction 4.24 Company Reserve Report 4.17(aRegistered Intellectual Property Section 3.14(a) Company Restructuring Transactions Recitals Company SEC Documents 4.5(aSection 3.5(a) Company Senior Notes Recitals Company Stakeholders’ Pro Forma Equity Percentage 5.22 Company Stock Award 3.2(aStockholder Approval Section 3.3(c) Company Stockholders Recitals Company Stockholders Meeting 4.4 Section 5.4(b) Company Tax Certificate 6.18(bRepresentation Letter Section 6.12(b) Confidentiality Agreement 6.7(bContinuing Employees Section 6.13(a) Creditors’ Rights 4.3(aContribution Section 6.14 Current ESPP Offering Periods Section 2.3(d) days 9.4(e) Designated Stockholder Support Agreement DGCL Recitals DGCL 2.1 Dismissal Order 6.24(a)(v) D&O Insurance 6.10(d) DTC 3.3(b)(ii) e-mail 9.3 DLLCA Recitals Effective Time 2.2(bSection 1.4(a) Eligible Shares 3.1(b)(iSection 2.1(a) Enforceability Limitations Section 3.3(d) Exchange Agent 3.3(a) Exchange Consideration 6.23(aSection 2.2(a) Exchange Fund 3.3(aSection 2.2(a) Exchange Offer First Certificate of Merger Section 1.4(a) First Merger Recitals Exchange Offer Expiration Date 6.23(cFirst Surviving Corporation Section 1.1(a) Exchange Prospectus 4.8 Exchange Ratio 3.1(b)(iForm S-4 Section 3.4(a) Exchange Registration Statement 4.8 Excluded Employees 6.9(bFractional Share Consideration Section 2.1(a) Excluded Shares 3.1(b)(iiifraud Section 8.2(a) GAAP 4.5(bSection 3.5(b) HSR Act 4.4 Governmental Order Section 3.13 Indemnified Liabilities 6.10(aParties Section 6.4(a) Indemnified Persons 6.10(aIntended Tax Treatment Recitals Interim Period Section 5.1 Intervening Event Section 5.3(d) Involuntary Insolvency Event Date 6.24(a)(vIn-the-Money Company Option Section 2.3(a)(i) Joint Proxy Statement 4.4 IP Contracts Section 3.14(i) Key Personnel Section 5.1(a) Letter of Transmittal 3.3(b)(i) made available 9.4(eSection 2.2(b)(i) Material Company Insurance Policies 4.20 Material Parent Insurance Policies 5.20 Measurement Date 4.2(aContract Section 3.17(a) Merger Consideration Section 2.1(a) Mergers Recitals Merger Consideration 3.1(b)(i) Merger Registration Statement 4.8 Merger Sub I Preamble Merger Sub Board Recitals Minimum Participation Condition 6.23(aII Preamble Merger Subs Preamble Merger Sub Stockholder Consents Section 4.3(a) New Financing 6.22 Non-Cancelled Shares 3.1(b)(iiiPlans Section 6.13(b) Note Consents 6.23(cOFAC Section 3.9(e) Note Waivers 6.23(c) Notes Exchange Agent 6.23(f) Other Indenture Amendments 6.23(c)(iiiOld Plan Section 6.13(b) Outside Date 8.1(b)(iiSection 8.1(d) Parent Preamble Parent 401(k) Plan 6.9(f10-Q Section 5.5 Parent Capitalization Date Section 4.2(a) Parent Affiliate 9.10 Parent Alternative Acquisition Agreement 6.4(d)(iiiClass A Common Stock Section 2.1(a) Parent Board Recitals Parent Board Recommendation 5.3(a) Parent Capital Class V Common Stock 5.2 Parent Change of Recommendation 6.4(d)(viSection 4.2(a) Parent Common Stock Recitals Parent Contracts 5.19(bSection 4.2(a) Parent Designees 2.7(aCounsel Section 5.4(a)(ii) Parent Disclosure Letter Article V ARTICLE IV Parent Equity Plan 5.2(a) Parent FA 5.22 Parent Independent Petroleum Engineers 5.17(a) Parent Intellectual Property 5.14(a) Parent Material Adverse Effect 5.1 Parent Material Leased Real Property 5.15 Parent Material Real Property Lease 5.15 Parent Owned Real Property 5.15 Governing Documents Section 4.1 Parent Permits 5.9(aSection 4.9(b) Parent Preferred Stock 5.2(a) Parent Right 3.1(b)(iv) Parent Related Party Transaction 5.24 Parent Reserve Report 5.17(aSection 4.2(a) Parent SEC Documents 5.5(aSection 4.5(a) Parent Series A Junior Participating Tax Representation Letter Section 6.12(b) Party or Parties Preamble person Section 5.3(a) Post-Closing Distributions Section 2.2(f) Preferred Stock 3.1(b)(ivShare Purchase Rights Section 3.2(a) Parent Stock Issuance Privacy Requirements Section 3.15(a) Processing Section 3.15(a) Proxy Statement/Prospectus Section 3.20 Restricted Parties Section 3.9(g) ▇▇▇▇▇▇▇▇-▇▇▇▇▇ Act Section 3.5(c) Second Certificate of Merger Section 1.4(b) Second Effective Time Section 1.4(b) Second Merger Recitals Parent Stockholders Meeting 4.4 Parent Tax Certificate 6.18(bShareholder Rights Agreement Amendment Section 3.3(b) pdf 2.2 Registration Statements 4.8 Rights-of-Way 4.16 Second Request 6.8(cShare Merger Consideration Section 2.1(a) Supplemental Indenture Effective Date 6.23(j) Supporting Noteholders Recitals Surviving Corporation 2.1 Tail Period 6.10(dCompany Section 1.1(b) Tax Plan Representation Letters Section 6.12(b) Termination Fee Section 8.2(b)(i) Transactions Recitals Tax Plan Record Date 3.1(b)(ivVoting Agreements Recitals Wind-Down Matters Section 5.6 Annex II Liabilities
1. All costs or obligations to make any change of control payments, transaction bonus payments or severance payments that are (i) Terminable Breach 8.1(b)(iiiset forth in an individual’s employment agreements with the Company or its Subsidiaries as in effect prior to the Closing or that are otherwise granted by authorization of the Compensation Committee of the Company’s Board of Directors, or by other action by the Company or its Board of Directors prior to the Closing, [***]; provided, that such payments are actually made to each such individual by or on behalf of the Company or its Subsidiary at the Closing or become due to be paid by or on behalf of the Company or its Subsidiary at or as a result of the Closing (including because an employee does not become a Continuing Employee upon the Effective Time).
2. Any remaining rent and other obligations owed (including for periods after the Closing) Transaction Expense Fee Recitals Transaction Support Agreement Recitals Transaction Litigation 6.11under the real property lease by the Company or its Subsidiary in Pasadena (net of the $[***] initial deposit).
Appears in 1 contract
Sources: Merger Agreement (Zeo Energy Corp.)
Terms Defined Elsewhere. As used The following terms are defined elsewhere in this Agreement, the following capitalized terms are defined in this Agreement as referenced in the following tableindicated below: Term Section Agreement Preamble Applicable Date 4.5(aAlternative Acquisition Agreement 6.3(a)(ii) Amended Offer Documents 1.1(b) Bayer Merger Agreement Recitals Book-Entry Shares 3.3(b)(ii1.4(d) Breach Notice 8.1(f) Breakup Fee 8.2(b) Certificate of Merger 2.2(b2.2 Certificates 3.2(b) Certificates 3.3(b)(iChancery Court 9.12(b) Change of Control Amendment 6.23(c)(iiBoard Recommendation 6.3(d) Change of Control Amendment Consent Fee 6.23(c)(ii) Class A Common Stock Recitals Class B Common Stock Recitals Closing 2.2(a) 2.2 Closing Date 2.2(a) Code Recitals 2.2 Company Preamble Company 401(k) Plan 6.9(f) Company Affiliate 9.10 Company Alternative Acquisition Agreement 6.3(d)(iv) Company Board Recitals Company Board Recommendation 4.3(aRecitals 68 Term Section Company Bylaws 4.1(c) Company Capital Stock 4.2(a) Company Change of Recommendation 6.3(d)(viiCertificate 4.1(c) Company Common Stock Recitals Company Contracts 4.19(bDisclosure Schedule 4 Company Employee 6.8(a) Company Designees 2.7(aFinancial Statements 4.7(a) Company Designated Stockholder Recitals Company Disclosure Letter Article IV Company Employee 6.9(b) Company FA 4.22 Company Independent Petroleum Engineers 4.17(a) Company Intellectual Property Material Contract 4.14(a) Company Material Adverse Effect 4.1 Company Material Leased Real Property 4.15 Company Material Real Property Lease 4.15 Company Owned Real Property 4.15 Options 3.4(a) Company Permits 4.9(a4.6(a) Company Preferred Stock 4.2(a) Company Related Party Transaction 4.24 Representatives 6.2 Company Reserve Report 4.17(aRestricted Shares 3.4(c) Company Restructuring Transactions Recitals RSUs 3.4(b) Company SEC Documents 4.5(a4.7(a) Company Senior Notes Recitals Company Stakeholders’ Pro Forma Equity Percentage 5.22 Company Stock Award 3.2(aOption Plans 3.4(a) Company Stockholders Meeting 4.4 Stockholder Approval 4.23 Company Tax Certificate 6.18(bSubsidiary 4.1(b) Confidentiality Agreement 6.7(b6.2 Continuing Directors 1.3(b) Creditors’ Rights 4.3(a) days 9.4(e) Designated Stockholder Support D&O Agreement Recitals DGCL 2.1 Dismissal Order 6.24(a)(v) D&O Insurance 6.10(d6.9(c) DTC 3.3(b)(ii) e-mail 9.3 DGCL Recitals Dissenting Shares 3.3 Effective Time 2.2(b) Eligible Shares 3.1(b)(i) 2.2 Exchange Agent 3.3(a) Exchange Consideration 6.23(a) Exchange Fund 3.3(a) Exchange Offer Recitals Exchange Offer Act 4.5 Expiration Date 6.23(c1.1(d) Exchange Prospectus 4.8 Exchange Ratio 3.1(b)(iFairness Opinion 4.22 FDA 4.26(a) Exchange Registration FDCA 4.26(a) Guarantor Preamble ▇▇▇▇▇▇▇▇ 4.22 Information Statement 4.8 Excluded Employees 6.9(b6.4(c) Excluded Shares 3.1(b)(iiiInitial Expiration Date 1.1(d) GAAP 4.5(bInsurance Policies 4.19 Leased Real Property 4.21(a) HSR Act 4.4 Indemnified Liabilities 6.10(a) Indemnified Persons 6.10(a) Involuntary Insolvency Event Date 6.24(a)(v) Joint Proxy Statement 4.4 Letter of Transmittal 3.3(b)(i) made available 9.4(eLicensed Intellectual Property 4.17(a) Material Company Insurance Policies 4.20 Material Parent Insurance Policies 5.20 Measurement Date 4.2(aIntellectual Property 4.17(b) Merger Recitals Preamble Merger Consideration 3.1(b)(i3.1(a) Merger Registration Statement 4.8 Merger Sub Preamble Merger Sub Board Recitals Minimum Participation Condition 6.23(aCommon Stock 3.1(c) New Financing 6.22 Plans 6.8(b) Non-Cancelled Shares 3.1(b)(iiiRequired Remedy 6.5(e) Note Consents 6.23(cNYSE 1.1(e)(ii) Note Waivers 6.23(c) Notes Exchange Agent 6.23(f) Other Indenture Amendments 6.23(c)(iii) Outside Date 8.1(b)(ii) Parent Preamble Parent 401(k) Plan 6.9(f) Parent Affiliate 9.10 Parent Alternative Acquisition Agreement 6.4(d)(iii) Parent Board Recitals Parent Board Recommendation 5.3(a) Parent Capital Stock 5.2 Parent Change of Recommendation 6.4(d)(vi) Parent Common Stock Recitals Parent Contracts 5.19(b) Parent Designees 2.7(a) Parent Disclosure Letter Article V Parent Equity Plan 5.2(a) Parent FA 5.22 Parent Independent Petroleum Engineers 5.17(a) Parent Intellectual Property 5.14(a) Parent Material Adverse Effect 5.1 Parent Material Leased Real Property 5.15 Parent Material Real Property Lease 5.15 Parent Owned Real Property 5.15 Parent Permits 5.9(a) Parent Preferred Stock 5.2(a) Parent Right 3.1(b)(iv) Parent Related Party Transaction 5.24 Parent Reserve Report 5.17(a) Parent SEC Documents 5.5(a) Parent Series A Junior Participating Preferred Stock 3.1(b)(iv) Parent Stock Issuance Recitals Parent Stockholders Meeting 4.4 Parent Tax Certificate 6.18(b) pdf 2.2 Registration Statements 4.8 Rights-of-Way 4.16 Second Request 6.8(c) Supplemental Indenture Effective Date 6.23(j) Supporting Noteholders Recitals Surviving Corporation 2.1 Tail Period 6.10(d) Tax Plan Recitals Tax Plan Record Date 3.1(b)(iv) Terminable Breach 8.1(b)(iii) Transaction Expense Fee Recitals Transaction Support Agreement Recitals Transaction Litigation 6.11Offer Recitals
Appears in 1 contract
Sources: Merger Agreement
Terms Defined Elsewhere. As used in this Agreement, Each of the following capitalized terms are shall be defined as set forth in the Section of this Agreement as referenced in the following tableopposite such term below: 2010 Stockholders Agreement Recital 1 2020 Reclassification Recital 3 2020 Stock Purchase Recital 2 2020 Transaction Recital 4 Act 7.2 Additional Registration Counsel 6.3.3 Affidavit and Indemnity 7.5 Agreement Preamble Applicable Date 4.5(a) Book-Entry Shares 3.3(b)(ii) Certificate of Merger 2.2(b) Certificates 3.3(b)(i) Amendment 8.1 Audit Committee 1.2.1 Board Designees 1.1.5 Board Observer 1.1.5 Chairperson 1.1.4 Change Notice 3.4.3 Change of Control Amendment 6.23(c)(iiProcedures 3.4 Charter Recital 3 Class C Common Stock Recital 2 Class D Common Stock Recital 2 COC Buyer 3.4.1(a) Change of Control Amendment Consent Fee 6.23(c)(iiCOC Election Deadline 3.4.2 COC Initiating Party 3.4.1 COC Notice 3.4.1 COC Participation Election 3.4.1(b) Closing 2.2(aCOC Participation Rights 3.4.1(b)(i) Closing Date 2.2(aCOC Rollover Rights 3.4.1(b)(ii) Code Recitals COC Sellers 3.4.1(a) COC Termination 3.4.3 Company Preamble Company 401(kSecurities 2.7.1 Compensation and Nominating Committee 1.2.1 Covered Matters 10.11 Covered Person 6.4.1 Covered Persons 5.9 Demand Initiating Investor 6.1.1 Demand Registration 6.1.1 Demand Registration Request 6.1.1 Drag Along Holders 3.3 Drag Along Initiating Sellers 3.3 Drag Along Participating Seller 3.3.1 Drag Along Sale 3.3 Drag Along Sale Notice 3.3.1 Drag Along Sale Percentage 3.3 Drag Along Sellers 3.3.1 Drag Along Transaction 3.3 Effective Time Recital 5 Escrow Agent 7.5 Exit Transaction 3.5.1 First Offer Acceptance Notice 3.1.4 First Offer Deadline 3.1.2(a) First Offer Holder 3.1.1 First Offer Notice 3.1.2(a) First Offer Purchaser 3.1.2(a) First Offer Requested Amount 3.1.2(a) First Offer Sale 3.1 First Offer Sale Notice 3.3.1 First Offer Seller 3.1 First Offer Shares 3.1.1(a) Forgelight Preamble Indemnified Liabilities 5.8.1 Indemnitee 6.4.3 Indemnitees 5.8.1 Issuance 4.1 Issuer 4.1 Liberty Ventures Preamble Long-Term Plan 6.9(f1.4.1 Major Televisa Competitor Schedule II Managers Preamble Midco Preamble NASDAQ 6.3.2(g) Company Affiliate 9.10 Company Alternative Acquisition Other Stockholders Preamble Parity Shares 6.3.1(a) Participating Buyer 4.2.2 Participation Acceptance 4.2.2 Participation Acceptance Deadline 4.2.2 Participation Notice 4.2.1 Participation Offerees 4.2.1 Participation Portion 4.2.1(a) Participation Requested Amount 4.2.2 Permitted Person Schedule III Piggyback Eligible Holder 6.2.1(a) Prospective Subscriber 4.2.1(a) Purchase Agreement 6.3(d)(ivRecital 2 Reconciliation Compensation 5.5.3(a) Company Board Recitals Company Board Recommendation 4.3(a) Company Capital Stock 4.2(a) Company Change of Recommendation 6.3(d)(vii) Company Common Stock Recitals Company Contracts 4.19(b) Company Designees 2.7(a) Company Designated Stockholder Recitals Company Disclosure Letter Article IV Company Employee 6.9(b) Company FA 4.22 Company Independent Petroleum Engineers 4.17(a) Company Intellectual Property 4.14(a) Company Material Adverse Effect 4.1 Company Material Leased Real Property 4.15 Company Material Real Property Lease 4.15 Company Owned Real Property 4.15 Company Permits 4.9(a) Company Reconciliation Information 5.5.3 Registration Participating Investor 6.3.3 Rollover Transaction 3.6.1 Searchlight Preamble Senior or Pari Registration Rights 6.3.6 Series A Preferred Stock 4.2(aRecital 3 Shelf Offering 6.5 Special Meeting Notice 1.8 Stockholders Preamble Subject Securities 4.1 Subscription Agreement Recital 4 Tag Along Aggregate Amount 3.2.4 Tag Along Buyer 3.2 Tag Along Deadline 3.2.2 Tag Along Holder 3.2.1 Tag Along Initiating Sellers 3.2 Tag Along Notice 3.2.1 Tag Along Offer 3.2.2 Tag Along Participating Seller 3.2.2 Tag Along Requested Amount 3.2.2 Tag Along Sale 3.2 Tag Along Sale Percentage 3.2.1(a) Company Related Tag Along Sellers 3.2.2 Take-Down Notice 6.5 Televisa Preamble Televisa Voting Limit 7.6.1 Third-Party Transaction 4.24 Company Reserve Report 4.17(a) Company Restructuring Transactions Recitals Company SEC Documents 4.5(a) Company Senior Notes Recitals Company Stakeholders’ Pro Forma Equity Percentage 5.22 Company Stock Award 3.2(a) Company Stockholders Meeting 4.4 Company Tax Certificate 6.18(b) Confidentiality Agreement 6.7(b) Creditors’ Rights 4.3(a) days 9.4(e) Designated Stockholder Support Agreement Recitals DGCL 2.1 Dismissal Order 6.24(a)(v) D&O Insurance 6.10(d) DTC 3.3(b)(ii) e-mail 9.3 Effective Time 2.2(b) Eligible Shares 3.1(b)(i) Exchange Agent 3.3(a) Exchange Consideration 6.23(a) Exchange Fund 3.3(a) Exchange Offer Recitals Exchange Offer Expiration Date 6.23(c) Exchange Prospectus 4.8 Exchange Ratio 3.1(b)(i) Exchange Registration Statement 4.8 Excluded Employees 6.9(b) Excluded Shares 3.1(b)(iii) GAAP 4.5(b) HSR Act 4.4 Indemnified Liabilities 6.10(a) Indemnified Persons 6.10(a) Involuntary Insolvency Event Date 6.24(a)(v) Joint Proxy Statement 4.4 Letter of Transmittal 3.3(b)(i) made available 9.4(e) Material Company Insurance Policies 4.20 Material Parent Insurance Policies 5.20 Measurement Date 4.2(a) Merger Recitals Merger Consideration 3.1(b)(i) Merger Registration Statement 4.8 Merger Sub Preamble Merger Sub Board Recitals Minimum Participation Condition 6.23(a) New Financing 6.22 Non-Cancelled Shares 3.1(b)(iii) Note Consents 6.23(c) Note Waivers 6.23(c) Notes Exchange Agent 6.23(f) Other Indenture Amendments 6.23(c)(iii) Outside Date 8.1(b)(ii) Parent Preamble Parent 401(k) Plan 6.9(f) Parent Affiliate 9.10 Parent Alternative Acquisition Agreement 6.4(d)(iii) Parent Board Recitals Parent Board Recommendation 5.3(a) Parent Capital Stock 5.2 Parent Change of Recommendation 6.4(d)(vi) Parent Common Stock Recitals Parent Contracts 5.19(b) Parent Designees 2.7(a) Parent Disclosure Letter Article V Parent Equity Plan 5.2(a) Parent FA 5.22 Parent Independent Petroleum Engineers 5.17(a) Parent Intellectual Property 5.14(a) Parent Material Adverse Effect 5.1 Parent Material Leased Real Property 5.15 Parent Material Real Property Lease 5.15 Parent Owned Real Property 5.15 Parent Permits 5.9(a) Parent Preferred Stock 5.2(a) Parent Right 3.1(b)(iv) Parent Related Party Transaction 5.24 Parent Reserve Report 5.17(a) Parent SEC Documents 5.5(a) Parent Series A Junior Participating Preferred Stock 3.1(b)(iv) Parent Stock Issuance Recitals Parent Stockholders Meeting 4.4 Parent Tax Certificate 6.18(b) pdf 2.2 Registration Statements 4.8 Rights-of-Way 4.16 Second Request 6.8(c) Supplemental Indenture Effective Date 6.23(j) Supporting Noteholders Recitals Surviving Corporation 2.1 Tail Claim 5.8.2 Transfer Restriction Period 6.10(d) Tax Plan Recitals Tax Plan Record Date 3.1(b)(iv) Terminable Breach 8.1(b)(iii) Transaction Expense Fee Recitals Transaction Support Agreement Recitals Transaction Litigation 6.112.2.1 UCI Preamble
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Terms Defined Elsewhere. As used The following terms are defined elsewhere in this Agreement, the following capitalized terms are defined in this as indicated below: Acceptable Confidentiality Agreement as referenced in the following table: Section 5.2(b) Agreement Preamble Applicable Date 4.5(aAlternative Acquisition Agreement Section 5.2(a) Alternative Debt Financing Section 6.15(b) Alternative Debt Financing Commitment Letter Section 6.15(b) Amended Partnership Agreement Section 1.5(b) Articles of Merger Section 1.4(b) Articles of Partnership Merger Section 1.4(a) Book-Entry Shares 3.3(b)(iiSection 2.2(b) Capitalization Date Section 3.2(a) Certificate of Merger Limited Partnership Section 1.5(b) Certificates Section 2.2(b) Certificates 3.3(b)(i) Change of Control Amendment 6.23(c)(ii) Change of Control Amendment Consent Fee 6.23(c)(ii) Closing 2.2(a) Section 1.3 Closing Date 2.2(aSection 1.3 Collective Bargaining Agreement Section 3.12(a) Code Recitals Company Preamble Company 401(k) Plan 6.9(fAlternative Proposal Section 5.2(f) Company Affiliate 9.10 Company Alternative Acquisition Agreement 6.3(d)(iv) Approvals Section 3.5 Company Board Recitals of Trustees Recital Company Board Recommendation 4.3(a) Company Capital Stock 4.2(a) Recital Company Change of Recommendation 6.3(d)(viiSection 5.2(c) Company Common Stock Recitals Company Contracts 4.19(bCompensation Committee Section 2.4(c) Company Designees 2.7(a) Company Designated Stockholder Recitals Company Disclosure Letter Article IV III Company Employee 6.9(bEquity Interests Section 3.2(c) Company FA 4.22 Company Independent Petroleum Engineers 4.17(aIntervening Event Section 5.2(h) Company Intellectual Property 4.14(aIntervening Event Notice Section 5.2(d) Company Intervening Event Notice Period Section 5.2(d) Company Material Adverse Effect 4.1 Contract Section 3.14(a) Company Material Leased Real Property 4.15 Merger Recital Company Material Real Property Lease 4.15 Merger Effective Time Section 1.4(b) Company Operating Partnership Preamble Company Operating Partnership Approval Section 3.4(b) Company Owned Real Property 4.15 Section 3.18(a) Company Permits 4.9(aSection 3.17(b) Company Preferred Stock 4.2(aPermitted Dividend Section 5.1(b)(iii) Company Related Party Transaction 4.24 Company Reserve Report 4.17(aReal Property Leases Section 3.18(b) Company Restructuring Transactions Recitals Registered Intellectual Property Section 3.16(a) Company REIT Counsel Section 7.2(c) Company Restricted Share Award Section 2.4(a) Company SEC Documents 4.5(aSection 3.6(a) Company Senior Notes Recitals Company Stakeholders’ Pro Forma Equity Percentage 5.22 Company Stock Award 3.2(aSubsidiary Section 3.1(a) Company Stockholders Meeting 4.4 Superior Proposal Section 5.2(g) Company Tax Certificate 6.18(bSuperior Proposal Notice Section 5.2(c) Company Superior Proposal Notice Period Section 5.2(c) Company Termination Payment Section 8.2(b)(iii) Company Transaction Committee Recital Confidentiality Agreement 6.7(bSection 6.1(c) Creditors’ Rights 4.3(aConsents Section 6.2(a) days 9.4(eContinuing Employee Section 6.5(a) Designated Stockholder Support Agreement Recitals DGCL 2.1 Dismissal Order 6.24(a)(vContinuing Units Section 2.1(b)(ii) D&O Insurance 6.10(dContracting Party Section 9.14(d) DTC 3.3(b)(iiDebt Financing Section 4.9 Debt Financing Commitments Section 4.9 Definitive Financing Agreements Section 6.15(a) e-mail 9.3 Effective Time 2.2(bDLLCA Recital End Date Section 8.1(c) Eligible Shares 3.1(b)(i) Exchange Agent Enforceability Exceptions Section 3.3(a) Exchange Consideration 6.23(a) Equity Financing Section 4.9 Equity Financing Commitments Section 4.9 Exchange Fund 3.3(a) Exchange Offer Recitals Exchange Offer Expiration Date 6.23(c) Exchange Prospectus 4.8 Exchange Ratio 3.1(b)(i) Exchange Registration Statement 4.8 Excluded Employees 6.9(bSection 2.2(a) Excluded Shares 3.1(b)(iiiSection 2.1(a)(iv) GAAP 4.5(bExcluded Units Section 2.1(b)(iii) HSR Act 4.4 Existing Loan Document 3.14(a)(iv) Financial Advisor Section 3.20 Financing Section 4.9 Financing Commitments Section 4.9 Financing Uses Section 4.9 Funded Indebtedness Section 6.14 Governmental Entity Section 3.5 Ground Leased Real Property Section 3.18(b) Guarantor Recital Indemnified Liabilities 6.10(aParty Section 6.4(b) Indemnified Persons 6.10(aInquiry Section 5.2(j) Involuntary Insolvency Event Date 6.24(a)(v) Joint Proxy Statement 4.4 Letter of Transmittal 3.3(b)(i) made available 9.4(e) Material Company Insurance Policies 4.20 Material Parent Insurance Policies 5.20 Measurement Date 4.2(aSection 3.21 KYC Certifications Section 6.17 Law Section 3.17(a) Laws Section 3.17(a) Merger Recitals Consideration Section 2.1(a)(i) Mergers Recital MGCL Section 3.24 MRL Recital Non-Cooperation Notice Section 6.15(f) Non-Recourse Party Section 9.14(d) OP Merger Consideration 3.1(b)(iSection 2.1(b)(i) Merger Registration Statement 4.8 OP Merger Sub Preamble Merger Sub Board Recitals Minimum Participation Condition 6.23(a) New Financing 6.22 Non-Cancelled Shares 3.1(b)(iii) Note Consents 6.23(c) Note Waivers 6.23(c) Notes Exchange Agent 6.23(f) Other Indenture Amendments 6.23(c)(iii) Outside Date 8.1(b)(ii) Parent Preamble Parent 401(k) Plan 6.9(f) Parent Affiliate 9.10 Parent Alternative Acquisition Agreement 6.4(d)(iii) Parent Board Recitals Parent Board Recommendation 5.3(a) Parent Capital Stock 5.2 Parent Change of Recommendation 6.4(d)(vi) Parent Common Stock Recitals Parent Contracts 5.19(b) Parent Designees 2.7(a) Approvals Section 4.4 Parent Disclosure Letter Article V IV Parent Equity Plan 5.2(aGuarantee Recital Parent Liability Cap Section 9.14(d) Parent FA 5.22 Parties Preamble Parent Independent Petroleum Engineers 5.17(aTermination Payment Section 8.2(c) Parent Intellectual Property 5.14(aParticipation Agreements Section 3.18(i) Parent Material Adverse Effect 5.1 Parent Material Participation Interest Section 3.18(i) Participation Party Section 3.18(i) Parties Preamble Partnership Agreement Amendments Section 1.5(b) Partnership Board of Managers Recital Partnership Merger Recital Partnership Merger Effective Time Section 1.4(a) Party Preamble Paying Agent Section 2.2(a) Pay-Off Letters Section 6.14 Pending Sale Contract Section 3.18(c) Pending Sale Properties Section 3.18(c) Per Company Preferred Share Merger Consideration Section 2.1(a)(ii) Per Company Series C Preferred Share Merger Consideration Section 2.1(a)(ii) Per Company Series D Preferred Share Merger Consideration Section 2.1(a)(ii) Per Company Series E Preferred Share Merger Consideration Section 2.1(a)(ii) Per Company Share Merger Consideration Section 2.1(a)(i) Per Partnership Unit Merger Consideration Section 2.1(b)(i) Permits Section 3.17(b) Preferred Merger Consideration Section 2.1(a)(ii) Proceeding Section 6.4(b) Proxy Statement Section 3.5 Qualifying Income Section 8.2(e)(i) Qualifying Transaction Section 8.2(b)(i) REIT Merger Sub Preamble Recovery Costs Section 8.2(d) Related Party Agreement Section 3.22 SDAT Section 1.4 Space Leased Real Property 5.15 Parent Material Real Property Lease 5.15 Parent Owned Real Property 5.15 Parent Permits 5.9(aSection 3.18(b) Parent Preferred Stock 5.2(aSubject Courts Section 9.11(b) Parent Right 3.1(b)(ivSurviving Entity Section 1.2 Surviving Partnership Section 1.1 Takeover Statutes Section 3.24 Termination Payee Section 8.2(e)(i) Parent Related Party Transaction 5.24 Parent Reserve Report 5.17(aTermination Payment Section 8.2(e)(i) Parent SEC Documents 5.5(aTermination Payor Section 8.2(e)(i) Parent Series A Junior Participating Preferred Stock 3.1(b)(ivTransactions Recital Transfer Taxes Section 6.12(b) Parent Stock Issuance VRULPA Recitals Parent Stockholders Meeting 4.4 Parent Tax Certificate 6.18(b) pdf 2.2 Registration Statements 4.8 Rights-of-Way 4.16 Second Request 6.8(c) Supplemental Indenture Effective Date 6.23(j) Supporting Noteholders Recitals Surviving Corporation 2.1 Tail Period 6.10(d) Tax Plan Recitals Tax Plan Record Date 3.1(b)(iv) Terminable Breach 8.1(b)(iii) Transaction Expense Fee Recitals Transaction Support Agreement Recitals Transaction Litigation 6.11VSCC Section 1.4(a)
Appears in 1 contract
Terms Defined Elsewhere. As used The following terms are defined elsewhere in this Agreement, the following capitalized terms are defined in this Agreement as referenced in the following table: 401(k) Termination Date Section 7.7(e) Adjusted RSU Award Section 3.4(c) Agreement Preamble Applicable Date 4.5(aBase Amount Section 7.4(c) Book-Entry Shares 3.3(b)(iiSection 3.2(c)(ii) Cancelled Shares Section 3.1(b) Capital Expenditure Budget Section 6.1(b)(xiii) Capitalization Date Section 4.2(a) Cash Consideration Section 3.1(a)(i) Cash Election Section 3.1(a)(i) Certificate of Merger 2.2(b) Section 2.3 Certificates 3.3(b)(iSection 3.2(c)(i) Change of Control Amendment 6.23(c)(ii) Change of Control Amendment Consent Fee 6.23(c)(iiRecommendation Section 6.4(a) Closing 2.2(a) Section 2.2 Closing Date 2.2(aSection 2.2 Commitment Letter Section 5.12(a) Code Recitals Company Preamble Company 401(k) Plan 6.9(fPlans Section 7.7(e) Company Affiliate 9.10 Company Alternative Acquisition Agreement 6.3(d)(ivSection 6.4(a) Company Board of Directors Recitals Company Board Recommendation 4.3(a) Company Capital Stock 4.2(a) Company Change of Recommendation 6.3(d)(vii) Recitals Company Common Stock Recitals Company Contracts 4.19(b) Company Designees 2.7(a) Company Designated Stockholder Recitals Company Disclosure Letter Article IV Company Employee 6.9(bLease Section 4.16(b) Company FA 4.22 Company Independent Petroleum Engineers 4.17(aNotes Offers and Consent Solicitations Section 7.16(b)(i) Company Intellectual Property 4.14(a) Company Material Adverse Effect 4.1 Company Material Leased Real Property 4.15 Company Material Real Property Lease 4.15 Company Owned Real Property 4.15 Company Permits 4.9(aSection 4.9(b) Company Preferred Stock Section 4.2(a) Company Related Party Transaction 4.24 Company Reserve Report 4.17(a) Company Restructuring Transactions Recitals Company SEC Documents Section 4.5(a) Company Senior Notes Shareholder Approval Section 4.3(a) Company Shareholders Recitals Company StakeholdersShareholders’ Pro Forma Equity Percentage 5.22 Company Stock Award 3.2(aMeeting Section 7.12(b) Company Stockholders Meeting 4.4 Company Tax Certificate 6.18(bSupplemental Indenture Section 7.16(b)(i) Confidentiality Agreement 6.7(bConsent Section 4.4(a) Creditors’ Rights 4.3(aConsent Solicitations Section 7.16(b)(i) days 9.4(eContinuation Period Section 7.7(a) Designated Stockholder Support Agreement Recitals DGCL 2.1 Dismissal Order 6.24(a)(vContinuing Employee Section 7.7(a) D&O Insurance 6.10(dContinuing U.S. Employee Section 7.7(a) DTC 3.3(b)(iiConverted Shares Section 3.1(b) e-mail 9.3 Credit Facility Termination Section 7.16(a) Current ESPP Offering Period Section 3.4(e) Debt Offer Documents Section 7.16(b)(i) DOJ Section 7.2(d) Effective Time 2.2(bSection 2.3 Election Section 3.2(a)(i) Eligible Shares 3.1(b)(iElection Deadline Section 3.2(a)(iv) Election Period Section 3.2(a)(iii) Employee Communications Section 7.7(f) Enforceability Limitations Section 4.3(b) Evercore Section 4.23 Exchange Agent 3.3(a) Exchange Consideration 6.23(aSection 3.2(b) Exchange Fund 3.3(aSection 3.2(b) Exchange Offer Recitals Exchange Offer Expiration Date 6.23(cFinancing Documents Section 7.15(a)(iii) Exchange Prospectus 4.8 Exchange Ratio 3.1(b)(iFinancing Letters Section 5.12(a) Exchange Registration Statement 4.8 Excluded Employees 6.9(bForm of Election Section 3.2(a)(ii) Excluded Shares 3.1(b)(iiiForm S-4 Section 4.22 Fractional Share Cash Amount Section 3.1(e) FTC Section 7.2(d) GAAP Section 4.5(b) HSR Act 4.4 Indemnified Liabilities 6.10(aHolder Section 3.2(a) Indemnified Persons 6.10(aParties Section 7.4(a) Involuntary Insolvency Injunction Section 9.1(f) Integration Committee Section 7.1(c) Intervening Event Date 6.24(a)(vSection 6.4(d) Joint Proxy Statement 4.4 In-the-Money Option Section 3.4(a) Leased Real Property Section 4.16(b) Letter of Transmittal 3.3(b)(i) made available 9.4(eSection 3.2(c)(i) Material Company Insurance Policies 4.20 Lease Section 4.16(b) Material Parent Insurance Policies 5.20 Measurement Date 4.2(aContracts Section 4.17(a) Material Supplier Section 4.19 Merger Recitals Merger Consideration 3.1(b)(i) Merger Registration Statement 4.8 Merger Sub Preamble Merger Sub Board Recitals Minimum Participation Condition 6.23(aNew Plans Section 7.7(c) New Financing 6.22 Non-Cancelled Election Shares 3.1(b)(iiiSection 3.1(a)(iii) Note Consents 6.23(cNon-U.S. Plan Section 4.10(h) Note Waivers 6.23(cNYBCL Recitals NYLLCA Recitals Offers to Purchase Section 7.16(b)(i) Notes Exchange Agent 6.23(f) Other Indenture Amendments 6.23(c)(iiiOld Plans Section 7.7(c) Outside Date 8.1(b)(iiSection 9.1(d) Owned Real Property Section 4.16(a) Parent Preamble Parent 401(k) Plan 6.9(f) Parent Affiliate 9.10 Parent Alternative Acquisition Agreement 6.4(d)(iii) Parent Board of Directors Recitals Parent Board Recommendation 5.3(a) Parent Capital Stock 5.2 Parent Change of Recommendation 6.4(d)(vi) Parent Class B Common Stock Recitals Parent Contracts 5.19(b) Parent Designees 2.7(aSection 5.2(a) Parent Disclosure Letter Article V Parent Equity Plan 5.2(a) Parent FA 5.22 Parent Independent Petroleum Engineers 5.17(a) Parent Intellectual Property 5.14(a) Parent Material Adverse Effect Governing Documents Section 5.1 Parent Material Leased Real Property 5.15 Parent Material Real Property Lease 5.15 Parent Owned Real Property 5.15 Parent Permits 5.9(a) Parent Preferred Stock Section 5.2(a) Parent Right 3.1(b)(iv) Parent Related Party Transaction 5.24 Parent Reserve Report 5.17(a) Parent SEC Documents Section 5.5(a) Parent Series A Junior Participating Preferred Parties Preamble Party Preamble Payoff Letter Section 7.16(a) PBGC Section 4.10(c) Person Section 6.4(a)(viii) Proxy Statement Section 4.22 Relevant Matters Section 10.9(a) Required Amount Section 5.12(b) Required Financial Statements Section 7.15(a)(i) Reverse Termination Fee Section 9.2(c) Sanctioned Country Section 4.9(g) Sanctioned Person Section 4.9(g) S▇▇▇▇▇▇▇-▇▇▇▇▇ Act Section 4.5(a) Stock 3.1(b)(ivConsideration Section 3.1(a)(ii) Parent Stock Issuance Election Section 3.1(a)(ii) Surviving Company Section 2.1 Surviving Company Bylaws Section 2.4 Surviving Company Certificate of Incorporation Section 2.4 Surviving Company Stock Section 3.1(b) Termination Fee Section 9.2(b)(i) Transactions Recitals Parent Stockholders Meeting 4.4 Parent Tax Certificate 6.18(bWARN Act Section 4.11(b) pdf 2.2 Registration Statements 4.8 Rights-of-Way 4.16 Second Request 6.8(c) Supplemental Indenture Effective Date 6.23(j) Supporting Noteholders Recitals Surviving Corporation 2.1 Tail Period 6.10(d) Tax Plan Recitals Tax Plan Record Date 3.1(b)(iv) Terminable Willful Breach 8.1(b)(iii) Transaction Expense Fee Recitals Transaction Support Agreement Recitals Transaction Litigation 6.11Section 9.2(a)
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Terms Defined Elsewhere. As used in this Agreement, Each of the following capitalized terms are is defined in this the Section set forth opposite such term: Term Section Acceptable Company Confidentiality Agreement as referenced in the following table: 6.02(b) Acceptable Parent Confidentiality Agreement 7.02(b) Agreement Preamble Applicable Ancillary Scheme Documentation 3.01(b) Assumed Company Option 2.03(a) Assumed Company RSU 2.03(c) Bankruptcy and Equity Exceptions 4.02(a) Benefits Continuation Period 8.03(a) Capitalization Date 4.5(a 4.05(a) Book-Entry Shares 3.3(b)(ii) Certificate of Merger 2.2(b) Certificates 3.3(b)(i) Change of Control Amendment 6.23(c)(ii) Change of Control Amendment Consent Fee 6.23(c)(ii) Closing 2.2(a) 1.02 Closing Date 2.2(a) Code Recitals 1.02 Company Preamble Company 401(k) Plan 6.9(f 8.03(c) Company Affiliate 9.10 Adverse Recommendation Change 6.02(a) Company Alternative Acquisition Agreement 6.3(d)(ivApproval Time 6.02(b) Company Board Recitals Company Board Recommendation 4.3(a 4.02(b) Company Capital Stock 4.2(aDirectors 2.05(d) Company Change of Recommendation 6.3(d)(viiExchange Fund 2.01(b) TABLE OF CONTENTS Term Section Company Common Stock Recitals Material Contract 4.15(a) Company Contracts 4.19(bMaterial Subsidiaries 4.06(a) Company Designees 2.7(aOrganizational Document 4.01 Company Permits 4.12 Company Registered IP 4.19(a) Company Designated Stockholder Recitals Company Disclosure Letter Article IV Company Employee 6.9(b) Company FA 4.22 Company Independent Petroleum Engineers 4.17(a) Company Intellectual Property Regulatory Agency 4.14(a) Company Material Adverse Effect 4.1 Regulatory Permits 4.14(a) Company Material Leased Real Property 4.15 Company Material Real Property Lease 4.15 Company Owned Real Property 4.15 Company Permits 4.9(aRetention Plan 8.03(d) Company Preferred Stock 4.2(a) Company Related Party Transaction 4.24 Company Reserve Report 4.17(a) Company Restructuring Transactions Recitals Company SEC Documents 4.5(a 4.07(a) Company Senior Notes Recitals Company Stakeholders’ Pro Forma Equity Percentage 5.22 Company Stock Award 3.2(aTermination Payment 10.03(a) Company Stockholders Meeting 4.4 Company Tax Certificate 6.18(b Conditions 8.06(b)(iii) Confidentiality Agreement 6.7(b Continuing Employees 8.03(a) Creditors’ Rights 4.3(a Court Documentation 3.02(a)(i) days 9.4(e Court Sanction Hearing 3.02(b)(i) Designated Stockholder Support Agreement Recitals DGCL 2.1 Dismissal Order 6.24(a)(v Depositary Custodian 2.01(b) D&O Insurance 6.10(d EC 4.14(a) DTC 3.3(b)(ii) e-mail 9.3 Effective Date 1.03 Effective Time 2.2(b 1.03 EMA 4.14(a) Eligible Shares 3.1(b)(i End Date 10.01(b)(i) Exchange Agent 3.3(a 2.01(b) Exchange Consideration 6.23(a) Exchange Fund 3.3(a) Exchange Offer Recitals Exchange Offer Expiration Date 6.23(c) Exchange Prospectus 4.8 Exchange Ratio 3.1(b)(i 2.02(a) Exchange Registration Statement 4.8 Excluded Employees 6.9(b FDA 4.14(a) Excluded Shares 3.1(b)(iii FDCA 4.14(a) GAAP 4.5(b Foreign Antitrust Laws 4.03 Forms of Proxy 3.01(b) HSR Act 4.4 HMRC 4.03 HMRC Clearance 4.03 Indemnified Liabilities 6.10(aParty 7.03(b) Indemnified Persons 6.10(a Intended U.S. Tax Treatment 8.07(b) Involuntary Insolvency Event Date 6.24(a)(v internal controls 4.07(f) Joint Proxy Statement 4.4 Letter of Transmittal 3.3(b)(i Leases 4.20 Maximum Amount 7.03(c) made available 9.4(e MHRA 4.14(a) Material Nasdaq 4.03 New Company Insurance Policies 4.20 Material Parent Insurance Policies 5.20 Measurement Date 4.2(aPlans 8.03(b) Merger Recitals Merger Consideration 3.1(b)(i) Merger Registration Statement 4.8 Merger Sub Preamble Merger Sub Board Recitals Minimum Participation Condition 6.23(a) New Financing 6.22 Non-Cancelled Shares 3.1(b)(iiiU.S. Plan 4.17(j) Note Consents 6.23(c Offer Document 8.06(b)(i) Note Waivers 6.23(c Other Required Filing 3.01(c) Notes Exchange Agent 6.23(f Panel 4.25 Parent Preamble Parent Adverse Recommendation Change 8.04 Parent Approval Time 7.02(b) Other Indenture Amendments 6.23(c)(iii) Outside Date 8.1(b)(ii) Parent Preamble Parent 401(k) Plan 6.9(f) Parent Affiliate 9.10 Parent Alternative Acquisition Agreement 6.4(d)(iii) TABLE OF CONTENTS Term Section Parent Board Recitals Parent Board Recommendation 5.3(a 5.02(b) Parent Capital Stock 5.2 Material Contract 5.14(a) Parent Change of Recommendation 6.4(d)(viOption 2.03(a) Parent Common Stock Recitals Organizational Documents 5.01 Parent Contracts 5.19(b) Parent Designees 2.7(a) Parent Disclosure Letter Article V Parent Equity Plan 5.2(a) Parent FA 5.22 Parent Independent Petroleum Engineers Registered IP 5.17(a) Parent Intellectual Property 5.14(aRegulatory Agency 5.13(a) Parent Material Adverse Effect 5.1 Regulatory Permits 5.13(a) Parent Material Leased Real Property 5.15 Parent Material Real Property Lease 5.15 Parent Owned Real Property 5.15 Parent Permits 5.9(aRSU 2.03(c) Parent Preferred Stock 5.2(a) Parent Right 3.1(b)(iv) Parent Related Party Transaction 5.24 Parent Reserve Report 5.17(a) Parent SEC Documents 5.5(a 5.06(a) Parent Series A Junior Participating Preferred Stock 3.1(b)(ivShare Issuance 3.01(a) Parent Stock Issuance Recitals Stockholder Meeting 3.01(a) Parent Stockholders Meeting 4.4 3.01(a) Parent Tax Certificate 6.18(bTermination Payment 10.03(b) pdf 2.2 Parties Preamble Per ADS Share Deliverable 2.01(a) PHSA 4.14(a) Proxy Statement 3.01(a) Real Properties 4.20 Registration Statements 4.8 RightsStatement 8.06(b)(i) Regulation S-of-Way 4.16 K 4.10 Schedule 14D-9 8.06(b)(ii) Scheme Document Annex 3.01(a) Scheme Technical Defect 3.05(b)(i) Second Request 6.8(c 8.02(c) Supplemental Indenture Effective Date 6.23(j Share Consideration 2.02(a) Supporting Noteholders Share Deliverable 2.02(a) Takeover Code Recitals Surviving Corporation 2.1 Tail Period 6.10(d Technical Revision 3.05(b) Tax Plan Transaction Recitals Tax Plan Record Date 3.1(b)(iv Transaction Documentation 3.01(d) Terminable Breach 8.1(b)(iii) Transaction Expense Fee Recitals Transaction Support Agreement Recitals Transaction Litigation 6.11 8.08 Transfer Taxes 11.04 TABLE OF CONTENTS IN THE HIGH COURT OF JUSTICE BUSINESS AND PROPERTY COURTS OF ENGLAND AND WALES COMPANIES COURT (ChD) CR-2024-005324
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Terms Defined Elsewhere. As used The following terms are defined elsewhere in this Agreement, the following capitalized terms are defined in this Agreement as referenced in the following tableindicated below: Agent 6.14(c)(ii) Aggregate Consideration 5.12(b) Agreement Preamble Applicable Date 4.5(aAlternative Financing 6.15(b) Alternative Financing Commitment Letter 6.15(b) Ancillary Documents 9.17 Antitrust Counsel Only Material 6.4(c) Book-Entry Shares 3.3(b)(ii3.2(b)(iii) Cancelled Shares 3.1(c) Capitalization Date 4.2(a) Certificate of Merger 2.2(b) 2.2 Certificates 3.3(b)(i) Change of Control Amendment 6.23(c)(ii) Change of Control Amendment Consent Fee 6.23(c)(ii3.2(b)(ii) Closing 2.2(a) 2.2 Closing Date 2.2(a) Code Recitals 2.2 Company Preamble Company 401(k) Plan 6.9(f) Company Affiliate 9.10 Company Alternative Acquisition Agreement 6.3(d)(iv) Company Board Recitals Company Board Recommendation 4.3(aRecitals Company Bylaws 4.1(b) Company Capital Stock 4.2(aCharter 4.1(b) Company Change of Recommendation 6.3(d)(vii) Company Common Stock Recitals Company Contracts 4.19(b) Company Designees 2.7(a) Company Designated Stockholder Recitals Company Disclosure Letter Article IV 4 Company Employee 6.9(b6.7(a) Company FA 4.22 Company Independent Petroleum Engineers 4.17(aFinancial Statements 4.7(b) Company Intellectual Leased Real Property 4.14(a4.18(c) Company Material Adverse Effect 4.1 Contract 4.13(a)(x) Company Material Leased Real Property 4.15 Company Material Real Property Lease 4.15 Notice Period 6.3(f) Company Owned Real Property 4.15 4.18(a) Company Permits 4.9(a4.6(a) Company Preferred Stock 4.2(a) Company Related Party Transaction 4.24 Company Reserve Report 4.17(aProperty 4.18(c) Company Restructuring Transactions Recitals Real Property Lease 4.18(c) Company SEC Documents 4.5(a4.7(a) Company Senior Notes Recitals Company Stakeholders’ Pro Forma Equity Percentage 5.22 Company Stock Award 3.2(a) Company Stockholders Meeting 4.4 Company Tax Certificate 6.18(bSubsidiary 4.1(a) Confidentiality Agreement 6.2(b) Covered Persons 6.8(a) D&O Insurance 6.8(c) Debt Offer 6.14(c)(i) Debt Offer Documents 6.14(c)(i) Debt Offers 6.14(c)(i) Definitive Financing Agreements 6.15(a) Dissenting Shares 3.3 Effective Time 2.2 Effects 9.6 Enforceability Exceptions 4.3 Equity Commitment Letter Recitals Equity Financing 5.12(a) Evaluation Material 6.2(b) Exchange Fund 3.2(a) Excluded Information 6.14(a) Existing Indemnification Agreements 6.8(a) Expense Cap 8.3(e) Expiration Time 1.1(d)(i) Financing 5.12(a) Financing Letters 5.12(a) Insurance Policies 4.20 Investor Recitals Investors Recitals Land Bank Financing 5.12(a) Letter of Transmittal 3.2(b)(ii) Limited Guarantee 5.12(f) Maximum Liability Amount 8.3(e) Merger Consideration 3.1(a) Merger Sub Preamble New Plan 6.7(b) Creditors’ Rights 4.3(aOffering Documents 6.14(a) days 9.4(eOld Plans 6.7(b) Designated Stockholder Option Consideration 3.5(a) Outside Date 8.1(b) Parent Preamble Paying Agent 3.2(a) Payoff Letter 6.14(e) PSU Consideration 3.4(c) Redemption 6.14(c)(iii) Release 3.4(a) Representatives 6.2(a) Required Amount 5.12(b) RSU Consideration 3.5(b) SEC 4.7(a) Section 16 6.10 Significant Company Subsidiary 4.1(a) Solvent 5.10 Surviving Corporation 2.1(a) Tender and Support Agreement Recitals DGCL 2.1 Dismissal Order 6.24(a)(v) D&O Insurance 6.10(d) DTC 3.3(b)(ii) e-mail 9.3 Effective Time 2.2(b) Eligible Shares 3.1(b)(i) Exchange Agent 3.3(a) Exchange Consideration 6.23(a) Exchange Fund 3.3(a) Exchange Offer Recitals Exchange Offer Expiration Date 6.23(c) Exchange Prospectus 4.8 Exchange Ratio 3.1(b)(i) Exchange Registration Statement 4.8 Excluded Employees 6.9(b) Excluded Shares 3.1(b)(iii) GAAP 4.5(b) HSR Act 4.4 Indemnified Liabilities 6.10(a) Indemnified Persons 6.10(a) Involuntary Insolvency Event Date 6.24(a)(v) Joint Proxy Statement 4.4 Letter of Transmittal 3.3(b)(i) made available 9.4(e) Material Company Insurance Policies 4.20 Material Parent Insurance Policies 5.20 Measurement Date 4.2(a) Merger Recitals Merger Consideration 3.1(b)(i) Merger Registration Statement 4.8 Merger Sub Preamble Merger Sub Board Recitals Minimum Participation Condition 6.23(a) New Financing 6.22 Non-Cancelled Shares 3.1(b)(iii) Note Consents 6.23(c) Note Waivers 6.23(c) Notes Exchange Agent 6.23(f) Other Indenture Amendments 6.23(c)(iii) Outside Date 8.1(b)(ii) Parent Preamble Parent 401(k) Plan 6.9(f) Parent Affiliate 9.10 Parent Alternative Acquisition Agreement 6.4(d)(iii) Parent Board Recitals Parent Board Recommendation 5.3(a) Parent Capital Stock 5.2 Parent Change of Recommendation 6.4(d)(vi) Parent Common Stock Recitals Parent Contracts 5.19(b) Parent Designees 2.7(a) Parent Disclosure Letter Article V Parent Equity Plan 5.2(a) Parent FA 5.22 Parent Independent Petroleum Engineers 5.17(a) Parent Intellectual Property 5.14(a) Parent Material Adverse Effect 5.1 Parent Material Leased Real Property 5.15 Parent Material Real Property Lease 5.15 Parent Owned Real Property 5.15 Parent Permits 5.9(a) Parent Preferred Stock 5.2(a) Parent Right 3.1(b)(iv) Parent Related Party Transaction 5.24 Parent Reserve Report 5.17(a) Parent SEC Documents 5.5(a) Parent Series A Junior Participating Preferred Stock 3.1(b)(iv) Parent Stock Issuance Recitals Parent Stockholders Meeting 4.4 Parent Tax Certificate 6.18(b) pdf 2.2 Registration Statements 4.8 Rights-of-Way 4.16 Second Request 6.8(c) Supplemental Indenture Effective Date 6.23(j) Supporting Noteholders Recitals Surviving Corporation 2.1 Tail Period 6.10(d) Tax Plan Recitals Tax Plan Record Date 3.1(b)(iv) Terminable Breach 8.1(b)(iii) Transaction Expense Fee Recitals Transaction Support Agreement Recitals Transaction Litigation 6.11Trustee 6.14(c)(ii)
Appears in 1 contract
Terms Defined Elsewhere. As used The following terms are defined elsewhere in this Agreement, the following capitalized terms are defined in this Agreement as referenced in the following tableindicated below: Additional Preferred Shares 1.2(c) Adjustment Date 1.2(c) Adjustment Preferred Shares 1.2(c) Affiliate 8.14(a)(A) Agreement Preamble Applicable Date 4.5(aLaw 4.2(f) BookBREF-Entry Shares 3.3(b)(iiMillenia 1.2(d) Certificate of Merger 2.2(bBREF Liquidating Trust 1.2(d) Certificates 3.3(b)(i) Change of Control Amendment 6.23(c)(ii) Change of Control Amendment Consent Fee 6.23(c)(iiBUSF-Millenia 1.2(d) Closing 2.2(a) 3.1 Closing Date 2.2(a3.1 Code 3.2(a)(C) Code Recitals Company Preamble Company 401(k) Plan 6.9(f) Company Affiliate 9.10 Company Alternative Acquisition Agreement 6.3(d)(iv) Company Board Recitals Company Board Recommendation 4.3(a) Company Capital Stock 4.2(a) Company Change of Recommendation 6.3(d)(vii) Company Common Stock 1.2(a)(B) Consideration 1.2 Contracts 4.2(k) Contributed Interests Recitals Company Contracts 4.19(bContributed Interests Assignment 3.2(a)(A) Company Designees 2.7(aDefault 3.1(h) Company Designated Stockholder Developed Property Recitals Company Disclosure Letter Article IV Company Employee 6.9(bDevelopment Property Recitals Effective Date Preamble ERISA 8.14(a)(B) Company FA 4.22 Company Independent Petroleum Engineers 4.17(aExisting Loan Recitals Existing Loan Documents Recitals Governmental Authority 8.14(a)(C) Company Intellectual Property 4.14(aImprovements Recitals Increase in Value 1.2(b)(B) Company Incurred Expenses 1.2(c) Indemnified Party 7.2(a) Initial Preferred Shares 1.2(b)(A) Issued Common Shares 1.2(a)(B) Issued Preferred Shares 1.2(c) Issued Shares 1.2(c) JV Partners 1.2(d) Land Recitals Lease Recitals Lender Recitals Lien 8.14(a)(E) Liquidating Trusts 1.2(d) Loan Payoff Amount 1.2(a)(A) Lock-up Period 1.2(d) Losses 7.2(a) Knowledge 8.14(a)(D) MGCL 5.1(a) Material Adverse Effect 4.1 Company Material Leased Real Property 4.15 Company Material Real Property Lease 4.15 Company Owned Real Property 4.15 Company Permits 4.9(a8.14(a)(F) Company New Lender Recitals Operating Partnership Preamble Owner Recitals Permit Recital Person 8.14(a)(G) Permitted Exception 2.2 Personalty Recitals Preferred Stock 4.2(a1.2(b)(A) Company Related Party Transaction 4.24 Company Reserve Report 4.17(aProperty Recitals Property Information 8.14(a)(H) Company Restructuring Transactions REIT Recitals Company SEC Documents 4.5(aREIT Board 3.2(b)(C) Company Senior Notes Recitals Company Stakeholders’ Pro Forma Equity Percentage 5.22 Company Stock Award 3.2(aREIT Disclosure Schedule 4.1 Rent Roll 4.2(l) Company Stockholders Meeting 4.4 Company Tax Certificate 6.18(b) Confidentiality Agreement 6.7(b) Creditors’ Rights 4.3(a) days 9.4(e) Designated Stockholder Support Agreement Recitals DGCL 2.1 Dismissal Order 6.24(a)(v) D&O Insurance 6.10(d) DTC 3.3(b)(ii) eRule 3-mail 9.3 Effective Time 2.2(b) Eligible Shares 3.1(b)(i) Exchange Agent 3.3(a) Exchange Consideration 6.23(a) Exchange Fund 3.3(a) Exchange Offer Recitals Exchange Offer Expiration Date 6.23(c) Exchange Prospectus 4.8 Exchange Ratio 3.1(b)(i) Exchange Registration Statement 4.8 Excluded Employees 6.9(b) Excluded Shares 3.1(b)(iii) GAAP 4.5(b) HSR Act 4.4 Indemnified Liabilities 6.10(a) Indemnified Persons 6.10(a) Involuntary Insolvency Event Date 6.24(a)(v) Joint Proxy Statement 4.4 Letter of Transmittal 3.3(b)(i) made available 9.4(e) Material Company Insurance Policies 4.20 Material Parent Insurance Policies 5.20 Measurement Date 4.2(a) Merger Recitals Merger Consideration 3.1(b)(i) Merger Registration Statement 4.8 Merger Sub Preamble Merger Sub Board Recitals Minimum Participation Condition 6.23(a) New Financing 6.22 Non-Cancelled Shares 3.1(b)(iii) Note Consents 6.23(c) Note Waivers 6.23(c) Notes Exchange Agent 6.23(f) Other Indenture Amendments 6.23(c)(iii) Outside Date 8.1(b)(ii) Parent Preamble Parent 401(k) Plan 6.9(f) Parent Affiliate 9.10 Parent Alternative Acquisition Agreement 6.4(d)(iii) Parent Board Recitals Parent Board Recommendation 5.3(a) Parent Capital Stock 5.2 Parent Change of Recommendation 6.4(d)(vi) Parent Common Stock Recitals Parent Contracts 5.19(b) Parent Designees 2.7(a) Parent Disclosure Letter Article V Parent Equity Plan 14 Financials 5.2(a) Parent FA 5.22 Parent Independent Petroleum Engineers 5.17(aSecurities Act 4.2(z) Parent Intellectual Property 5.14(a) Parent Material Adverse Effect 5.1 Parent Material Leased Real Property 5.15 Parent Material Real Property Lease 5.15 Parent Owned Real Property 5.15 Parent Permits 5.9(a) Parent Preferred Stock 5.2(a) Parent Right 3.1(b)(iv) Parent Related Party Transaction 5.24 Parent Reserve Report 5.17(a) Parent SEC Documents 5.5(a) Parent Series A Junior Participating Preferred Stock 3.1(b)(iv) Parent Stock Issuance Seller Preamble Seller’s Disclosure Schedule 4.2 Survey 2.1 Tenant Deposit Recitals Parent Stockholders Meeting 4.4 Parent Tax Certificate 6.18(b) pdf 2.2 Registration Statements 4.8 Rights-of-Way 4.16 Second Request 6.8(c) Supplemental Indenture Effective Date 6.23(j) Supporting Noteholders Recitals Surviving Corporation Title Affidavits 2.3 Title Commitment 2.1 Tail Period 6.10(d) Tax Plan Recitals Tax Plan Record Date 3.1(b)(iv) Terminable Breach 8.1(b)(iii) Transaction Expense Fee Recitals Transaction Support Agreement Recitals Transaction Litigation 6.11Title Company 2.1 TSPF Liquidating Trust 1.2(d)
Appears in 1 contract
Sources: Contribution Agreement (Trade Street Residential, Inc.)
Terms Defined Elsewhere. As used in this Agreement, the The following capitalized terms are defined in this Agreement as referenced herein in the following tablesections identified below: TERM SECTION TERM SECTION ---- ------- ---- -------
(a) Buyer Disclosure Schedule 8 Indemnifying Party 16.3
(a) Buyer's SEC Reports 8.5 Initial Bridge Loan 5.1 Buyer Stock Plan 8.6 Major Intellectual Properties 6.10
(b) Buyer Stockholder Merger 1 Voting Agreement Preamble Applicable Date 4.5(aMerger Certificate 1 Buyer Supplemental Disclosures 11.5 Merger Sub Preamble CERCLA 6.15(b) Book-Entry Shares 3.3(b)(ii) MicroStrategy Assurance Letter 13.9 Certificate of Merger 2.2(b) Certificates 3.3(b)(i) Change of Control Amendment 6.23(c)(ii) Change of Control Amendment Consent Fee 6.23(c)(ii) 3.1 Most Recent Audited Closing 2.2(a) 1 Balance Sheet 6.7 Closing Date 2.2(a) Code Recitals 1 Most Recent Unaudited Company Preamble Balance Sheet 6.7 Company 401(kCommon New Option Number 10.4(b) Plan 6.9(fStock 2.5(b) Other Escrowed Merger Company Convertible Preferred Consideration 3.3 Stock 2.5(d)(i) PBGC 6.14(d)(ii) Company Affiliate 9.10 Company Alternative Acquisition Agreement 6.3(d)(iv) Company Board Recitals Company Board Recommendation 4.3(a) Company Capital Stock 4.2(a) Company Change of Recommendation 6.3(d)(vii) Company Common Stock Recitals Company Contracts 4.19(b) Company Designees 2.7(a) Company Designated Stockholder Recitals Company Disclosure Letter Article IV Company Employee 6.9(b) Company FA 4.22 Company Independent Petroleum Engineers 4.17(aPermitted Uses 5.1 Schedule 6 Pre-Merger Period 6.13(y) Company Intellectual Property 4.14(aProperties 6.10(b) Principal Buyer Stockholders Preamble Company Option 4(a) Principal Company Stockholders Preamble Company Option Plan 4(a) RCRA 6.15(b) Company Material Adverse Effect 4.1 Plan 11.8(i)(A) Registration Rights Agreement Preamble Company Material Leased Real Property 4.15 6.15(d) Registration Statement Preamble Company Material Real Property Lease 4.15 Company Owned Real Property 4.15 Company Permits 4.9(aRedeemable Preferred Released Shares 16.5
(b) Stock 2.5
(a) Replacement Cash Right 4(a) Company Preferred Restricted Shares 10.4(b) Replacement Exercise Price Company Restricted Stock 4.2(aPlan 10.20 Per Share 4(a) Company Related Party Transaction 4.24 Company Reserve Report 4.17(aStockholder Replacement Option 4(a) Representative 20.3(a) Restricted Stock Award Agreement 10.4(b) Company Restructuring Transactions Recitals Company SEC Documents 4.5(aSupplemental ▇▇▇▇ 6.15
(b) Company Senior Notes Recitals Company Stakeholders’ Pro Forma Equity Percentage 5.22 Company Stock Award 3.2(aDisclosures 10.16 Second Bridge Loan 5.2
(a) Company Stockholders Meeting 4.4 Company Tax Certificate 6.18(b) Confidentiality Agreement 6.7(b) Creditors’ Rights 4.3(a) days 9.4(e) Designated Stockholder Support Agreement Recitals DGCL 2.1 Dismissal Order 6.24(a)(v) D&O Insurance 6.10(d) DTC 3.3(b)(ii) e-mail 9.3 Effective Time 2.2(b) Eligible Shares 3.1(b)(i) Exchange Agent 3.3(a) Exchange Consideration 6.23(a) Exchange Fund 3.3(a) Exchange Offer Recitals Exchange Offer Expiration Date 6.23(c) Exchange Prospectus 4.8 Exchange Ratio 3.1(b)(i) Exchange Registration Statement 4.8 Excluded Employees 6.9(b) Excluded Shares 3.1(b)(iii) GAAP 4.5(b) HSR Act 4.4 Indemnified Liabilities 6.10(a) Indemnified Persons 6.10(a) Involuntary Insolvency Event Date 6.24(a)(v) Joint Proxy Statement 4.4 Letter of Transmittal 3.3(b)(i) made available 9.4(e) Material Company Insurance Policies 4.20 Material Parent Insurance Policies 5.20 Measurement Date 4.2(a) Merger Recitals Merger Consideration 3.1(b)(i) Merger Registration Statement 4.8 Merger Sub Preamble Merger Sub Board Recitals Minimum Participation Condition 6.23(a) New Financing 6.22 Non-Cancelled Shares 3.1(b)(iii) Note Consents 6.23(c) Note Waivers 6.23(c) Notes Exchange Agent 6.23(f) Other Indenture Amendments 6.23(c)(iii) Outside Date 8.1(b)(ii) Parent Preamble Parent 401(k) Plan 6.9(f) Parent Affiliate 9.10 Parent Alternative Acquisition Agreement 6.4(d)(iii) Parent Board Recitals Parent Board Recommendation 5.3(a) Parent Capital Stock 5.2 Parent Change of Recommendation 6.4(d)(vi) Parent Common Stock Recitals Parent Contracts 5.19(b) Parent Designees 2.7(a) Parent Disclosure Letter Article V Parent Equity Plan 5.2(a) Parent FA 5.22 Parent Independent Petroleum Engineers 5.17(a) Parent Intellectual Property 5.14(a) Parent Material Adverse Effect 5.1 Parent Material Leased Real Property 5.15 Parent Material Real Property Lease 5.15 Parent Owned Real Property 5.15 Parent Permits 5.9(a) Parent Preferred Stock 5.2(a) Parent Right 3.1(b)(iv) Parent Related Party Transaction 5.24 Parent Reserve Report 5.17(a) Parent SEC Documents 5.5(a) Parent Series A Junior Participating Preferred Stock 3.1(b)(iv) Parent Stock Issuance Recitals Parent Stockholders Meeting 4.4 Parent Tax Certificate 6.18(b) pdf 2.2 Registration Statements 4.8 Rights-of-Way 4.16 Second Request 6.8(c) Supplemental Indenture Effective Date 6.23(j) Supporting Noteholders Recitals Surviving Corporation 2.1 Tail Period 6.10(d) Tax Plan Recitals Tax Plan Record Date 3.1(b)(iv) Terminable Breach 8.1(b)(iii) Transaction Expense Fee Recitals Transaction Support Agreement Recitals Transaction Litigation 6.11Confidential Information 6.10
Appears in 1 contract
Sources: Merger Agreement (Ibasis Inc)
Terms Defined Elsewhere. As used in this Agreement, the following capitalized terms are defined in this Agreement as referenced in the following table: Agreement Preamble Applicable Date 4.5(a) Book-Entry Shares 3.3(b)(ii) Borrowing Base Redetermination 6.22 Cash Consideration 3.1(b)(i) Certificate of Merger 2.2(b) Certificates 3.3(b)(i) Change of Control Amendment 6.23(c)(ii) Change of Control Amendment Consent Fee 6.23(c)(ii) Closing 2.2(a) Closing Date 2.2(a) Code Recitals Company Preamble Company 401(k) Plan 6.9(f6.9(g) Company Affiliate 9.10 Company Alternative Acquisition Agreement 6.3(d)(iv) Company Board Recitals Company Board Recommendation 4.3(a) Company Capital Stock 4.2(a) Company Change of Recommendation 6.3(d)(vii) Company Common Stock Recitals Company Contracts 4.19(b) Company Designated Stockholder Recitals Company Designees 2.7(a) Company Designated Stockholder Recitals Company Disclosure Letter Article IV Company Employee 6.9(b) Company Equity Plan 3.2(a) Company Executive 3.2(a) Company FA 4.22 Company Independent Petroleum Engineers 4.17(a) Company Intellectual Property 4.14(a) Company Material Adverse Effect 4.1 Company Material Leased Real Property 4.15 Company Material Real Property Lease 4.15 Company Owned Real Property 4.15 Company Permits 4.9(a) Company Preferred Stock 4.2(a) Company Related Party Transaction 4.24 Company Reserve Report 4.17(a) Company Restructuring Transactions Recitals RSU Award 3.2(a) Company SEC Documents 4.5(a) Company Senior Notes Recitals Company Stakeholders’ Pro Forma Equity Percentage 5.22 Company Stock Award 3.2(a) Company Stockholders Meeting 4.4 Company Tax Certificate 6.18(b) Company Voting Agreement Recitals Confidentiality Agreement 6.7(b) Continuation Period 6.9(b) Continuing Employees 6.9(b) Converted RSU 3.2 Creditors’ Rights 4.3(a) days 9.4(e) Designated Stockholder Support Agreement Recitals DGCL 2.1 Dismissal Order 6.24(a)(v) D&O Insurance 6.10(d) DTC 3.3(b)(ii) e-mail 9.3 Effective Time 2.2(b) Eligible Shares 3.1(b)(i) Exchange Agent 3.3(a) Exchange Consideration 6.23(a) Exchange Fund 3.3(a) Exchange Offer Recitals Exchange Offer Expiration Date 6.23(c) Exchange Prospectus 4.8 Exchange Ratio 3.1(b)(i) Exchange Registration Statement 4.8 Excluded Employees 6.9(b) Excluded Shares 3.1(b)(iii) GAAP 4.5(b) HSR Act 4.4 Indemnified Liabilities 6.10(a) Indemnified Persons 6.10(a) Involuntary Insolvency Event Date 6.24(a)(v) Joint Proxy Statement 4.4 Letter of Transmittal 3.3(b)(i) made available 9.4(e) Material Company Insurance Policies 4.20 Material Parent Insurance Policies 5.20 Measurement Date 4.2(a) Merger Recitals Merger Consideration 3.1(b)(i) Merger Registration Statement 4.8 Merger Sub Preamble Merger Sub Board Recitals Minimum Participation Condition 6.23(a) New Financing 6.22 Non-Cancelled Shares 3.1(b)(iii) Note Consents 6.23(c) Note Waivers 6.23(c) Notes Exchange Agent 6.23(f) Other Indenture Amendments 6.23(c)(iii) Outside Date 8.1(b)(ii) Parent Preamble Parent 401(k) Plan 6.9(f6.9(g) Parent Affiliate 9.10 Parent Alternative Acquisition Agreement 6.4(d)(iii) Parent Board Recitals Parent Board Recommendation 5.3(a) Parent Capital Stock 5.2 5.2(a) Parent Change of Recommendation 6.4(d)(vi) Parent Common Stock Recitals Parent Contracts 5.19(b) Parent Designated Stockholder Recitals Parent Designees 2.7(a) Parent Disclosure Letter Article V Parent Equity Plan 5.2(a) Parent FA 5.22 Parent Independent Petroleum Engineers 5.17(a) Parent Intellectual Property 5.14(a) Parent Material Adverse Effect 5.1 Parent Material Leased Real Property 5.15 Parent Material Real Property Lease 5.15 Parent Owned Real Property 5.15 Parent Permits 5.9(a) Parent Preferred Stock 5.2(a) Parent Right 3.1(b)(iv) Parent Related Party Transaction 5.24 Parent Reserve Report 5.17(a) Parent SEC Documents 5.5(a) Parent Series A Junior Participating Preferred Stock 3.1(b)(ivQuarterly Dividend 6.2(b) Parent Stock Issuance Recitals Parent Stockholders Meeting 4.4 Parent Tax Certificate 6.18(b) Post-Effective Time Dividends 3.3(g) pdf 2.2 2.2(a) Registration Statements Statement 4.8 Reorganization Treatment Recitals Replacement Financing 6.22 Rights-of-Way 4.16 Second Request 6.8(c) Supplemental Indenture Effective Date 6.23(jShare Consideration 3.1(b)(i) Supporting Noteholders Recitals Surviving Corporation 2.1 Tail Period 6.10(d) Tax Plan Recitals Tax Plan Record Date 3.1(b)(iv) Terminable Breach 8.1(b)(iii) Transaction Expense Fee Recitals Transaction Support Agreement Recitals Transaction Litigation 6.11
Appears in 1 contract
Terms Defined Elsewhere. As used in this Agreement, Each of the following capitalized terms are defined in this Agreement as referenced has the meaning ascribed to such term in the following tableArticle or Section set forth opposite such term: Acquired Entities Preamble Adjustment Escrow Account Section 2.6(c)(iv)(C) Agreement Preamble Applicable Alternative Transaction Section 7.19 Antitrust Laws Section 7.2(c) Assigned IP Section 7.20(c) Binder Agreement Section 7.3 Blocker Interests Recitals Buyer Preamble Buyer Parent Preamble Buyer Parent Guaranty Section 9.15(a) Buyer Tax Contest Section 7.5(b) Class D Preferred Agreement Section 6.7 Closing Section 2.5 Closing Date 4.5(a) Book-Entry Shares 3.3(b)(ii) Certificate of Merger 2.2(b) Certificates 3.3(b)(i) Change of Control Amendment 6.23(c)(ii) Change of Control Amendment Consent Fee 6.23(c)(iiSection 2.5 Closing Item Section 2.4(a) Closing 2.2(aStatement Section 2.4(a) Closing Date 2.2(a) Code Recitals Company Preamble Company 401(k) Employee Benefit Plan 6.9(fSection 3.15(a) Company Affiliate 9.10 Company Alternative Acquisition Agreement 6.3(d)(iv) Company Board Interests Recitals Company Board Recommendation 4.3(aProprietary Rights Section 3.10(a) Continuing Employees Section 7.13 control Section 1.1 D&O Provisions Section 7.9(a) Debt Commitment Letters Section 6.7 Debt Documents Section 7.16(b) Deposit Recitals Direct Company Interests Recitals Dispute Notice Section 2.4(b) Environmental Permits Section 3.18 Escrow Agreement Section 2.6(b)(v)(D) Estimated Cash Section 2.3 Estimated Closing Statement Section 2.3 Estimated Indebtedness Section 2.3 Estimated Leakage Section 2.3 Estimated Post-Effective Time Capital Stock 4.2(aContribution Reimbursement Amount Section 2.3 Estimated Reorganization Liabilites Section 2.3 Estimated Transaction Expenses Section 2.3 Estimated Working Capital Section 2.3 Excess Amount Section 2.4(d) Final Cash Section 2.4(a) Final Indebtedness Section 2.4(a) Final Leakage Section 2.4(a) Final Post-Effective Time Capital Contribution Reimbursement Amount Section 2.4(a) Final Reorganization Liabilities Section 2.4(a) Final Transaction Expenses Section 2.4(a) Final Working Capital Section 2.4(a) Financial Statements Section 3.5 GGC Blockers Preamble HEP ShaleApps Recitals Hillstone Asset Assignment Section 2.6(b)(v)(C) Hillstone Assigned Assets Section 7.20 Hillstone Parent Preamble Indemnified Persons Section 7.9(a) Indirect Company Change Interests Recitals IP Assignment Section 2.6(b)(v)(C) IRS Section 3.15(a) K&E Section 9.12 Latest Balance Sheet Section 3.5 Material Contract Section 3.9(b) Material Permits Section 3.17(b) New Plans Section 7.13 NHLG Section 9.12 Non-Party Affiliate Section 7.22 Obligations Section 9.15(a) Ordinary Course of Recommendation 6.3(d)(viiBusiness Section 9.6 Outside Date Section 8.1(c) Company Common Stock Payoff Letter Section 2.6(b)(v)(G) Party and Parties Preamble Parachute Payment Waiver Section 7.14 Performance Demand Section 9.15(a) Permitted Capital Expenditures Section 3.6(s) Pre-Closing Reorganization Recitals Company Contracts 4.19(b) Company Designees 2.7(a) Company Designated Stockholder Recitals Company Disclosure Letter Article IV Company Employee 6.9(b) Company FA 4.22 Company Independent Petroleum Engineers 4.17(a) Company Intellectual Property 4.14(a) Company Material Adverse Effect 4.1 Company Material Leased Real Property 4.15 Company Material Real Property Lease 4.15 Company Owned Real Property 4.15 Company Permits 4.9(a) Company Preferred Stock 4.2(a) Company Related Party Transaction 4.24 Company Reserve Report 4.17(a) Company Restructuring Transactions Recitals Company SEC Documents 4.5(a) Company Senior Notes Recitals Company Stakeholders’ Pro Forma Equity Percentage 5.22 Company Stock Award 3.2(a) Company Stockholders Meeting 4.4 Company Tax Certificate 6.18(b) Confidentiality Agreement 6.7(b) Creditors’ Rights 4.3(a) days 9.4(e) Designated Stockholder Support Pre-Closing Reorganization Agreement Recitals DGCL 2.1 Dismissal Order 6.24(a)(vPre-Signing Reorganization Recitals Pre-Signing Reorganization Agreements Recitals Post-Closing Representation Section 9.12 Pre-Closing Period Section 7.1(c)(i) D&O Insurance 6.10(dPreferred Investment Section 6.7 Purchased Equity Recitals Purchased Equity Assignment Section 2.6(b)(v)(B) DTC 3.3(b)(iiPurchase Price Allocation Schedule Section 7.5(f) e-mail 9.3 Effective Time 2.2(bRemedial Action Section 7.2(c) Eligible Shares 3.1(b)(iReorganization Agreements Recitals Resolution Period Section 2.4(b) Exchange Agent 3.3(aRestriction Section 7.2(c) Exchange Consideration 6.23(aRetained Claims Amounts Section 7.12 Review Period Section 2.4(b) Exchange Fund 3.3(a) Exchange Offer Recitals Exchange Offer Expiration Date 6.23(c) Exchange Prospectus 4.8 Exchange Ratio 3.1(b)(i) Exchange Registration Statement 4.8 Excluded Employees 6.9(b) Excluded Shares 3.1(b)(iii) GAAP 4.5(b) HSR Act 4.4 Indemnified Liabilities 6.10(a) Indemnified Persons 6.10(a) Involuntary Insolvency Event Date 6.24(a)(v) Joint Proxy Statement 4.4 Letter of Transmittal 3.3(b)(i) made available 9.4(e) Material Company Insurance Policies 4.20 Material Parent Insurance Policies 5.20 Measurement Date 4.2(a) Merger Recitals Merger Consideration 3.1(b)(i) Merger Registration Statement 4.8 Merger Sub Preamble Merger Sub Board Recitals Minimum Participation Condition 6.23(a) New Financing 6.22 Non-Cancelled Shares 3.1(b)(iii) Note Consents 6.23(c) Note Waivers 6.23(c) Notes Exchange Agent 6.23(f) Other Indenture Amendments 6.23(c)(iii) Outside Date 8.1(b)(ii) Parent Preamble Parent 401(k) Plan 6.9(f) Parent Affiliate 9.10 Parent Alternative Acquisition Agreement 6.4(d)(iii) Parent Board Recitals Parent Board Recommendation 5.3(a) Parent Capital Stock 5.2 Parent Change of Recommendation 6.4(d)(vi) Parent Common Stock Recitals Parent Contracts 5.19(b) Parent Designees 2.7(a) Parent Disclosure Letter Article V Parent Equity Plan 5.2(a) Parent FA 5.22 Parent Independent Petroleum Engineers 5.17(a) Parent Intellectual Property 5.14(a) Parent Material Adverse Effect 5.1 Parent Material Leased Real Property 5.15 Parent Material Real Property Lease 5.15 Parent Owned Real Property 5.15 Parent Permits 5.9(a) Parent Preferred Stock 5.2(a) Parent Right 3.1(b)(iv) Parent Related Party Transaction 5.24 Parent Reserve Report 5.17(a) Parent SEC Documents 5.5(a) Parent Series A Junior Participating Preferred Stock 3.1(b)(iv) Parent Stock Issuance Recitals Parent Stockholders Meeting 4.4 Parent Tax Certificate 6.18(b) pdf 2.2 Registration Statements 4.8 Rights-of-Way 4.16 Second Request 6.8(cSection 3.7(e) Supplemental Indenture Effective Date 6.23(jR&W Insurance Policy Section 7.3 Seller Representative Preamble Selling Blocker Equityholders Preamble Seller Tax Contest Section 7.5(a) Supporting Noteholders Recitals Surviving Corporation 2.1 Sellers Preamble Shortfall Amount Section 2.4(e) Substitute Financing Section 7.16(d) Tail Period 6.10(dPolicy Section 7.9(b) Target Restriction Section 7.2(c) Tax Plan Recitals Tax Plan Record Date 3.1(b)(ivContest Section 7.5(b) Terminable Breach 8.1(b)(iiiTransfer Taxes Section 7.5(d) Transaction Expense Fee Recitals Transaction Support Transition Services Agreement Recitals Transaction Litigation 6.11Section 2.6(b)(v)(H) Valuation Firm Section 2.4(b) Waiving Parties Section 9.12
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Terms Defined Elsewhere. As In addition to the terms defined in Section 1.1, certain other terms are defined elsewhere in this Agreement, and, whenever such terms are used in this Agreement, they shall have their respective defined meanings, unless the following capitalized context expressly or by necessary implication otherwise requires. For convenience, the table below sets forth the sections in which such terms are defined in this Agreement as referenced in the following tabledefined: Agreement Preamble Applicable Date 4.5(aAccredited Holder 3.2(b) Book-Entry Shares 3.3(b)(iiAlternative Transaction 6.5(a) Certificate Audited Revenue Number 3.5 Audits 4.11(e) Cash Consideration 3.1(b)(i)(B) Cash Portion of Merger 2.2(bFinal Loss 10.6(a)(i) Certificates 3.3(b)(i) Change of Control Amendment 6.23(c)(ii) Change of Control Amendment Consent Fee 6.23(c)(iiClaim Notice 10.4 Claims Period 10.7(b) Closing 2.2(a) 2.4 Closing Date 2.2(a) 2.4 Code Recitals Company Preamble Company 401(k) Plan 6.9(f4.11(b) Company Affiliate 9.10 Disclosure Schedule ARTICLE IV Company Alternative Acquisition Agreement 6.3(d)(ivInsurance Policies 4.13(a) Company Board Recitals Company Board Recommendation 4.3(aStockholder Approval 6.3(a) Company Capital Stock 4.2(aStockholder Meeting 6.3(a) Company Change of Recommendation 6.3(d)(vii) Company Common Stock Recitals Company Contracts 4.19(b) Company Designees 2.7(a) Company Designated Stockholder Recitals Company Disclosure Letter Article IV Company Employee 6.9(b) Company FA 4.22 Company Independent Petroleum Engineers 4.17(a) Company Intellectual Property Confidentiality Agreement 6.8 Document Period 10.9 Documents 10.9 Effective Time 2.2 ERISA 4.14(a) Company Material Adverse Effect 4.1 Company Material ERISA Affiliate 4.14(a) Estimated Closing Date Balance Sheet 3.3(a) Facility 4.12(a) Final Losses 10.5(e) Final Balance Sheet 3.3(e) Final Working Capital 3.3(e) Honigman 11.10 Investor Questionnaire 6.4(c) July Audit 3.5(a) Leased Real Property 4.15 Company 4.7(b) Maryland Articles 2.2 Material Real Property Lease 4.15 Company Owned Real Property 4.15 Company Permits 4.9(a) Company Preferred Stock 4.2(a) Company Related Party Transaction 4.24 Company Reserve Report 4.17(a) Company Restructuring Transactions Recitals Company SEC Documents 4.5(a) Company Senior Notes Recitals Company Stakeholders’ Pro Forma Equity Percentage 5.22 Company Stock Award 3.2(a) Company Stockholders Meeting 4.4 Company Tax Certificate 6.18(b) Confidentiality Agreement 6.7(b) Creditors’ Rights 4.3(a) days 9.4(e) Designated Stockholder Support Agreement Recitals DGCL 2.1 Dismissal Order 6.24(a)(v) D&O Insurance 6.10(d) DTC 3.3(b)(ii) e-mail 9.3 Effective Time 2.2(b) Eligible Shares 3.1(b)(i) Exchange Agent 3.3(a) Exchange Consideration 6.23(a) Exchange Fund 3.3(a) Exchange Offer Recitals Exchange Offer Expiration Date 6.23(c) Exchange Prospectus 4.8 Exchange Ratio 3.1(b)(i) Exchange Registration Statement 4.8 Excluded Employees 6.9(b) Excluded Shares 3.1(b)(iii) GAAP 4.5(b) HSR Act 4.4 Indemnified Liabilities 6.10(a) Indemnified Persons 6.10(a) Involuntary Insolvency Event Date 6.24(a)(v) Joint Proxy Statement 4.4 Letter of Transmittal 3.3(b)(i) made available 9.4(e) Material Company Insurance Policies 4.20 Material Parent Insurance Policies 5.20 Measurement Date 4.2(aContracts 4.7(c) Merger Recitals Merger Consideration 3.1(b)(i3.1(b) Merger Registration Statement 4.8 Merger Sub Preamble Merger Sub Board Recitals Minimum Participation Condition 6.23(aMichigan Certificate 2.2 Negative Revenue Adjustment Cash 3.5(b)(ii)(A) New Financing 6.22 Negative Revenue Adjustment Shares 3.5(b)(ii)(B) Negative Working Capital Adjustment 3.3(e) Negative Working Capital Adjustment Cash 3.3(e) Negative Working Capital Adjustment Shares 3.3(e) Non-Cancelled Accredited Holder 3.2(a) Open Source Materials 4.8(o) Personal Property Leases 4.7(a) Plans 4.14(a) Positive Revenue Adjustment Cash 3.5(b)(iii)(A) Positive Revenue Adjustment Shares 3.1(b)(iii3.5(b)(iii)(B) Note Consents 6.23(cPositive Working Capital Adjustment 3.3(g) Note Waivers 6.23(cPost-Closing Audit 3.5(a) Notes Exchange Agent 6.23(fPotential Acquirer 6.5(b) Other Indenture Amendments 6.23(c)(iiiPrincipal Stockholders Recitals Proxy Materials 6.4(a) Outside Date 8.1(b)(iiPurchaser Claims Period 10.7(b) Parent Preamble Parent 401(kPurchaser Disclosure Schedule ARTICLE V Purchaser Equity Plans 5.4(d) Plan 6.9(fPurchaser Party 10.2 Purchaser Stockholder Approval 6.3(b) Parent Affiliate 9.10 Parent Alternative Acquisition Agreement 6.4(d)(iii) Parent Board Recitals Parent Board Recommendation 5.3(a) Parent Capital Stock 5.2 Parent Change of Recommendation 6.4(d)(vi) Parent Common Stock Recitals Parent Contracts 5.19(b) Parent Designees 2.7(a) Parent Disclosure Letter Article V Parent Equity Plan 5.2(a) Parent FA 5.22 Parent Independent Petroleum Engineers 5.17(a) Parent Intellectual Property 5.14(a) Parent Material Adverse Effect 5.1 Parent Material Leased Real Property 5.15 Parent Material Real Property Lease 5.15 Parent Owned Real Property 5.15 Parent Permits 5.9(aLeases 4.7(b) Parent Preferred Retained Account 3.3(f)(i) Revenue Procedures 3.5(a) Revised Appendix O 3.5(b)(i)(B) Revised Per-Share Cash Consideration 3.5(b)(i)(B) Revised Per-Share Stock 5.2(aConsideration 3.5(b)(i)(B) Parent Right 3.1(b)(ivRSU 5.4(f) Parent Related Stock Consideration 3.1(b)(ii)(B) Stock Portion of Final Loss 10.6(a)(ii) Stockholder Claims Period 10.7(a) Stockholder Party Transaction 5.24 Parent Reserve Report 5.17(a10.1 Stockholders’ Agent 6.7(a) Parent SEC Documents 5.5(a) Parent Series A Junior Participating Preferred Stock 3.1(b)(iv) Parent Stock Issuance Recitals Parent Stockholders Meeting 4.4 Parent Tax Certificate 6.18(b) pdf 2.2 Registration Statements 4.8 Rights-of-Way 4.16 Second Request 6.8(c) Supplemental Indenture Effective Date 6.23(j) Supporting Noteholders Recitals Surviving Corporation 2.1 Tail Period 6.10(dRecitals Tangible Assets 4.16(b) Tax Plan Recitals Tax Plan Record Date 3.1(b)(ivThird Party Action 10.5(a) Terminable Breach 8.1(b)(iiiThird Party Indemnity Amount 10.5(b) Transaction Expense Fee Recitals Transaction Support Agreement Recitals Transaction Litigation 6.11Threshold Amount 10.7(e)(i) TPA Notice 10.5(a) Treasury Regulations 4.11(g) Uncollected Account 3.3(e)
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Terms Defined Elsewhere. As used The following terms are defined elsewhere in this Agreement, the following capitalized terms are defined in this as indicated below: Acquisition Agreement as referenced in the following table: 7.1(a) Act 1.2(a) Agreement Preamble Applicable Date 4.5(aAmended Parent By-Laws 1.5(d) Book-Entry Shares 3.3(b)(ii) Amended Parent Certificate of Merger 2.2(bIncorporation 1.5(d) Certificates 3.3(b)(iAzteca Preamble Azteca Adverse Recommendation Change 7.1(c) Change of Control Amendment 6.23(c)(ii) Change of Control Amendment Consent Fee 6.23(c)(ii) Closing 2.2(a) Closing Date 2.2(a) Code Recitals Company Preamble Company 401(k) Plan 6.9(f) Company Affiliate 9.10 Company Alternative Acquisition Agreement 6.3(d)(iv) Company Azteca Board Recitals Company Azteca Board Recommendation 4.3(a7.3(a) Company Capital Stock 4.2(aAzteca Certificate 2.1(a) Company Change of Recommendation 6.3(d)(viiAzteca Financial Statements 5.6(b) Company Common Stock Recitals Company Contracts 4.19(b) Company Designees 2.7(a) Company Designated Stockholder Recitals Company Disclosure Letter Article IV Company Employee 6.9(b) Company FA 4.22 Company Independent Petroleum Engineers 4.17(a) Company Intellectual Property 4.14(a) Company Azteca Material Adverse Effect 4.1 Company Material Leased Real Property 4.15 Company Material Real Property Lease 4.15 Company Owned Real Property 4.15 Company Permits 4.9(a8.2(a) Company Preferred Stock 4.2(a) Company Related Party Transaction 4.24 Company Reserve Report 4.17(a) Company Restructuring Transactions Recitals Company SEC Documents 4.5(a) Company Senior Notes Recitals Company Stakeholders’ Pro Forma Equity Percentage 5.22 Company Stock Award 3.2(a) Company Stockholders Meeting 4.4 Company Tax Certificate 6.18(b) Confidentiality Agreement 6.7(b) Creditors’ Rights 4.3(a) days 9.4(e) Designated Stockholder Support Agreement Recitals DGCL 2.1 Dismissal Order 6.24(a)(v) D&O Insurance 6.10(d) DTC 3.3(b)(ii) e-mail 9.3 Effective Time 2.2(b) Eligible Shares 3.1(b)(i) Exchange Agent 3.3(a) Exchange Consideration 6.23(a) Exchange Fund 3.3(a) Exchange Offer Recitals Exchange Offer Expiration Date 6.23(c) Exchange Prospectus 4.8 Exchange Ratio 3.1(b)(i) Exchange Registration Statement 4.8 Excluded Employees 6.9(b) Excluded Shares 3.1(b)(iii) GAAP 4.5(b) HSR Act 4.4 Indemnified Liabilities 6.10(a) Indemnified Persons 6.10(a) Involuntary Insolvency Event Date 6.24(a)(v) Joint Proxy Statement 4.4 Letter of Transmittal 3.3(b)(i) made available 9.4(e) Material Company Insurance Policies 4.20 Material Parent Insurance Policies 5.20 Measurement Date 4.2(a) Azteca Merger Recitals Azteca Merger Consideration 3.1(b)(i2.1(a) Azteca Merger Registration Statement 4.8 Filing 1.1(b) Azteca Merger Sub Preamble Merger Sub Board Recitals Minimum Participation Condition 6.23(a) New Financing 6.22 Non-Cancelled Shares 3.1(b)(iii) Note Consents 6.23(c) Note Waivers 6.23(c) Notes Exchange Agent 6.23(f) Other Indenture Amendments 6.23(c)(iii) Outside Date 8.1(b)(ii) Parent Preamble Parent 401(k) Plan 6.9(f) Parent Affiliate 9.10 Parent Alternative Acquisition Agreement 6.4(d)(iii) Parent Board Recitals Parent Board Recommendation 5.3(a) Parent Capital Stock 5.2 Parent Change Azteca Notice of Recommendation 6.4(d)(viChange 7.1(d) Parent Common Stock Recitals Parent Contracts 5.19(bAzteca Permits 5.7(b) Parent Designees 2.7(a) Parent Disclosure Letter Article V Parent Equity Plan 5.2(a) Parent FA 5.22 Parent Independent Petroleum Engineers 5.17(a) Parent Intellectual Property 5.14(a) Parent Material Adverse Effect 5.1 Parent Material Leased Real Property 5.15 Parent Material Real Property Lease 5.15 Parent Owned Real Property 5.15 Parent Permits 5.9(a) Parent Azteca Preferred Stock 5.2(a) Azteca SEC Documents 5.6(a) Azteca Stockholders' Meeting 7.2 Azteca Surviving Corporation 1.1(a) Cine Preamble Cine Benefit Plans 4.14(a) Cine Board Recitals Cine Material Contracts 4.10 Cine Merger Recitals Cine Merger Consideration 2.8(a) Cine Merger Filing 1.3(b) Cine Merger Sub Preamble Cine Permits 4.13 Cine Surviving Corporation 1.3(a) Closing 1.4 Closing Date 1.4 Companies Preamble Converted Warrant 2.2 Dissenting Shares 2.1(c) Effective Time 1.1(b) Equity Restructuring Agreement Recitals Exchange Agent 2.3(a) Exchange Fund 2.3(b) FCC Approval 7.15 Holdco 4.1(b) IM Preamble IM Benefit Plans 3.14(a) IM ERISA Affiliate 3.14(c) IM Material Contracts 3.10 IM Member Recitals IM Merger Recitals IM Merger Consideration 2.5(a)(i) IM Merger Filing 1.2(b) IM Merger Sub Preamble IM Permits 3.13(a) IM Real Property 3.18 IM Surviving LLC 1.2(a) Indemnified Party 7.10(a) Insurance Policies 3.17 Intervening Event 7.1(d) Lease 3.18 Leased Properties 3.18 Leases 3.18 Lock-Up Agreement Recitals Material FCC Authorizations 3.13(b) Merger Subsidiaries Preamble Mergers Recitals ▇▇▇▇▇▇ ▇▇▇▇▇▇▇ 3.21 Outside Date 9.1(b)(i) Owned Properties 3.18 Parent Right 3.1(b)(ivPreamble Parent Board Recitals Proxy Statement/Prospectus 7.2 Recommendation Change Notice Period 7.1(d) Parent Registration Rights Agreement Recitals Registration Statement 7.2 Related Party Transaction 5.24 Parent Reserve Report 5.17(a5.11 Representatives 7.4(a) Parent SEC Documents 5.5(a) Parent Series A Junior Participating Preferred Stock 3.1(b)(iv) Parent Stock Issuance Recitals Parent Stockholders Meeting 4.4 Parent Tax Certificate 6.18(b) pdf 2.2 Registration Statements 4.8 Rights-of-Way 4.16 Second Request 6.8(c) Supplemental Indenture Effective Date 6.23(j) Supporting Noteholders Recitals Surviving Corporation 2.1 Tail Period 6.10(d) Tax Plan Recitals Tax Plan Record Date 3.1(b)(iv) Terminable Breach 8.1(b)(iii) Transaction Expense Fee Recitals Transaction Subleases 3.18 Support Agreement Recitals Transaction Litigation 6.11Surviving Entities 1.3(a) Warrant Purchase Agreement Recitals Warrantholders Meeting 7.2
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Terms Defined Elsewhere. As used in this Agreement, the following capitalized terms are defined in this Agreement as referenced in the following table: Definition Section 667 Recitals Agreement Preamble Applicable Date 4.5(aArticles of Merger 2.2(b) Assignment Agreement Recitals B▇▇▇▇ Recitals B▇▇▇▇ Royalty Note Recitals Book-Entry Shares 3.3(b)(ii3.2(b)(i) Certificate of Merger 2.2(bBusiness Employees 4.11(a) Cancelled Shares 3.1(b)(iv) Certificates 3.3(b)(i) Change of Control Amendment 6.23(c)(ii) Change of Control Amendment Consent Fee 6.23(c)(ii3.2(b)(i) Closing 2.2(a) Closing Date 2.2(a) Code Recitals Company Preamble Company 401(k) Plan 6.9(f) Company Affiliate 9.10 Company Alternative Acquisition Agreement 6.3(d)(iv9.10(a) Company Board Recitals Company Board Recommendation 4.3(a) Company Capital Stock 4.2(a) Recitals Company Change of Recommendation 6.3(d)(vii6.3(b) Company Common Stock Recitals 3.1(b)(i) Company Contracts 4.19(b4.16(b) Company Designees 2.7(a) Company Designated Stockholder Recitals Company Disclosure Letter Article IV Company Employee 6.9(b) Company FA 4.22 Company Independent Petroleum Engineers 4.17(a) Company Intellectual Property 4.14(a) Company Material Adverse Effect 4.1 Company Material Leased Real Property 4.15 Company Material Real Property Lease 4.15 Company Owned Real Property 4.15 4.1(a) Company Permits 4.9(a4.9 Company Plans 4.10(a) Company Preferred Stock 4.2(a) Company Related Party Transaction 4.24 Company Reserve Report 4.17(a) Company Restructuring Transactions Recitals Company SEC Documents 4.5(a) Company Senior Notes Recitals Company Stakeholders’ Pro Forma Equity Percentage 5.22 Company Stock Award 3.2(a) Company Stockholders Shareholders Meeting 4.4 Company Tax Certificate 6.18(b) Confidentiality Agreement 6.7(b) Creditors’ Rights 4.3(a) days 9.4(eDelaware Department 2.2(b) Designated Stockholder Support Agreement Agent Recitals DGCL 2.1 Dismissal Order 6.24(a)(v) D&O Insurance 6.10(d) DTC 3.3(b)(ii) e-mail 9.3 Recitals Effective Time 2.2(b) Eligible Shares 3.1(b)(iEnd Date 8.1(b)(ii) Exchange Agent 3.3(a) Exchange Consideration 6.23(a3.2(a) Exchange Fund 3.3(a3.2(a) Exchange Offer Recitals Exchange Offer Expiration Date 6.23(c) Exchange Prospectus 4.8 Exchange Ratio 3.1(b)(i) Exchange Registration Statement 4.8 Excluded Employees 6.9(b) Excluded Shares 3.1(b)(iiiExchanged Option 0 FDA Permits Section 4.23(b) GAAP 4.5(b) HSR Act 4.4 Indemnified Liabilities 6.10(a) Indemnified Persons 6.10(a) Involuntary Insolvency Event Date 6.24(a)(v) Joint Proxy Statement 4.4 Letter of Transmittal 3.3(b)(i) made available 9.4(e3.2(b)(i) Material Company Insurance Policies 4.20 4.17 Material Parent Insurance Policies 5.20 Measurement Date 4.2(a) 5.17 Merger Recitals Merger Consideration 3.1(b)(i) Merger Registration Statement 4.8 Merger Sub Preamble Merger Sub Board Sole Stockholder Recitals Minimum Participation Condition 6.23(a) New Financing 6.22 Non-Cancelled Shares 3.1(b)(iiiDisclosure Agreement 6.7(b) Note Consents 6.23(c) Note Waivers 6.23(c) Notes Exchange Agent 6.23(f) Other Indenture Amendments 6.23(c)(iii) Outside Date 8.1(b)(ii) Original Loan Amount Recitals Original Loan Documents Recitals Parent Preamble Parent 401(k) Plan 6.9(f) Parent Affiliate 9.10 Parent Alternative Acquisition Agreement 6.4(d)(iii9.10(b) Parent Board Recitals Parent Board Recommendation 5.3(a) Parent Capital Stock 5.2 Parent Change of Recommendation 6.4(d)(vi) Parent Common Stock Recitals Parent Contracts 5.19(b) Parent Designees 2.7(a5.16(b) Parent Disclosure Letter Article V Parent Equity Plan Plans 5.2(a) Parent FA 5.22 Parent Independent Petroleum Engineers 5.17(a) Parent Intellectual Property 5.14(a) Parent Material Adverse Effect 5.1 Parent Material Leased Real Property 5.15 Parent Material Real Property Lease 5.15 Parent Owned Real Property 5.15 5.1(a) Parent Permits 5.9(a) 5.9 Parent Preferred Stock 5.2(a) Parent Right 3.1(b)(iv) Parent Related Party Transaction 5.24 Parent Reserve Report 5.17(aPlans 5.10(a) Parent SEC Documents Section 5.5(a) Parent Series A Junior Participating Preferred Stock 3.1(b)(iv) Parent Stock Issuance Recitals Parent Stockholders Meeting 4.4 Parent Tax Certificate 6.18(bPdf 9.5 Potential Product Section 4.23(c) pdf 2.2 Registration Statements Statement Section 4.8 Rights-of-Way 4.16 Second Request 6.8(c) Supplemental Indenture Effective Date 6.23(j) Supporting Noteholders Recitals Surviving Corporation Company 2.1 Tail Period 6.10(d) Tax Plan Recitals Tax Plan Record Date 3.1(b)(iv) Terminable Breach 8.1(b)(iii) Transaction Expense Fee Recitals Transaction Support Agreement Recitals Transaction Litigation 6.116.15 Transactions Recitals
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Terms Defined Elsewhere. As used in this Agreement, the following capitalized terms are defined in this Agreement as referenced in the following table: Agreement Preamble Applicable Date 4.5(aAntitrust Authority Section 6.9(b) Antitrust Laws Section 6.9(b) BC Registrar Section 5.4 Book-Entry entry Shares 3.3(b)(iiSection 3.3(b)(i) Cap Amount Section 6.10(b) Certificate of Merger 2.2(bSection 2.6(b) Certificates Section 3.3(b)(i) Change of Control Amendment 6.23(c)(ii) Change of Control Amendment Consent Fee 6.23(c)(ii) Closing 2.2(a) Closing Date 2.2(a) Code Recitals Company Preamble Company 401(k) Plan 6.9(f) Company Affiliate 9.10 Company Alternative Acquisition Agreement 6.3(d)(ivSection 2.6(a) Company Board Recitals Company Board Recommendation Section 4.3(a) Company Capital Stock Section 4.2(a) Company Change of Recommendation 6.3(d)(viiSection 6.3(d) Company Common Stock Recitals Company Contracts 4.19(b) Company Designees 2.7(a) Company Designated Stockholder Recitals Company Disclosure Letter Article IV Company Employee 6.9(b) Company FA 4.22 Company Independent Petroleum Engineers 4.17(aEasement Real Property Section 4.14(a) Company Intellectual Property 4.14(a) Section 4.15 Company Material Adverse Effect 4.1 Company Material Leased Real Property 4.15 Company Material Real Property Lease 4.15 Section 4.14(a) Company Owned Real Property 4.15 Section 4.14(a) Company Permits 4.9(aSection 4.9 Company Plans Section 4.10(a) Company Preferred Stock 4.2(aReal Property Easements Section 4.14(a) Company Related Party Transaction 4.24 Company Reserve Report 4.17(aReal Property Section 4.14(e) Company Restructuring Transactions Recitals Company SEC Documents 4.5(aRSU Consideration Section 3.2(a)(i) Company Senior Notes Recitals Company StakeholdersShareholders’ Pro Forma Equity Percentage 5.22 Company Stock Award 3.2(a) Company Stockholders Meeting Section 4.4 Company Tax Certificate 6.18(bVoting Agreement Section 4.2(b) Competition Law Notifications Section 6.9(b) Confidentiality Agreement 6.7(bSection 6.8(b) Creditors’ Rights Section 4.3(a) days 9.4(e) Designated Stockholder Support Agreement Recitals DGCL 2.1 Dismissal Order 6.24(a)(vParent Conversion Section 2.4 Divestiture Action Section 6.9(c) D&O Insurance 6.10(dSection 6.10(b) DTC 3.3(b)(ii) e-mail 9.3 Effective Time 2.2(bSection 2.6(b) Election of Directors Section 2.10(a) Eligible Shares 3.1(b)(iSection 3.1(a)(ii)(A) End Date Section 8.1(b)(ii) Exchange Agent Section 3.3(a) Exchange Consideration 6.23(a) Exchange Fund Section 3.3(a) Exchange Offer Recitals Exchange Offer Expiration Date 6.23(c) Exchange Prospectus 4.8 Exchange Ratio 3.1(b)(i) Exchange Registration Statement 4.8 Excluded Employees 6.9(b) Excluded Shares 3.1(b)(iii) GAAP 4.5(bSection 3.1(a)(ii)(A) HSR Act Section 4.4 Indemnified Liabilities Section 6.10(a) Indemnified Persons Section 6.10(a) Involuntary Insolvency Event Date 6.24(a)(vInformation Circular Section 6.7 Interim Period Section 6.1(a) Joint Proxy Statement 4.4 Letter of Transmittal Section 3.3(b)(i) made available 9.4(e) Material Company Insurance Policies 4.20 Material Parent Insurance Policies 5.20 Measurement Date 4.2(a) Merger Recitals Merger Consideration 3.1(b)(i) Merger Registration Statement 4.8 Merger Sub Preamble Merger Sub Board Recitals Minimum Participation Condition 6.23(aName Change Section 2.2 New Parent Option Section 3.2(a)(ii)(A) New Financing 6.22 Parent Warrant Section 3.2(b) Non-Cancelled Voting Parent Common Shares 3.1(b)(iii) Note Consents 6.23(c) Note Waivers 6.23(c) Notes Exchange Agent 6.23(f) Other Indenture Amendments 6.23(c)(iii) Outside Date 8.1(b)(ii) Parent Preamble Parent 401(k) Plan 6.9(f) Parent Affiliate 9.10 Parent Alternative Acquisition Agreement 6.4(d)(iii) Section 2.3 Parent Board Recitals Parent Board Recommendation 5.3(a) Parent Capital Stock 5.2 Parent Change of Recommendation 6.4(d)(vi) Parent Common Stock Recitals Parent Contracts 5.19(b) Parent Designees 2.7(aDisclosure Documents Section 5.5(a) Parent Disclosure Letter Article V Parent Equity Plan 5.2(aFinancial Statements Section 5.5(b) Parent FA 5.22 Parent Independent Petroleum Engineers 5.17(aBalance Sheet Date Section 5.6(a) Parent Intellectual Property 5.14(a) Parent Material Adverse Effect 5.1 Common Shares Recitals Parent Material Leased Real Property 5.15 Section 5.11 Parent Material Real Property Lease 5.15 Section 5.11 Parent Owned Real Property 5.15 Section 5.11 Parent Permits Section 5.9(a) Parent Preferred Stock Share Capital Section 5.2(a) Parent Right 3.1(b)(iv) Parent Related Party Transaction 5.24 Parent Reserve Report 5.17(a) Parent SEC Documents 5.5(a) Parent Series A Junior Participating Preferred Stock 3.1(b)(iv) Shareholders’ Meeting Section 6.6 Parent Stock Issuance Recitals Parent Stockholders Meeting 4.4 Parent Tax Certificate 6.18(bVoting Agreement Section 6.7(c) pdf 2.2 Per Share Merger Consideration Section 3.1(a)(ii)(A) Registration Statements Statement Section 4.8 Rights-of-Way 4.16 Second Request 6.8(c) Supplemental Indenture Effective Date 6.23(j) Supporting Noteholders Recitals Share Amendment Section 2.3 Surviving Corporation Section 2.1 Tail Period 6.10(d) Tax Plan Recitals Tax Plan Record Date 3.1(b)(ivSection 6.10(b) Terminable Breach Section 8.1(b)(iii) Transaction Expense Fee Recitals Transaction Support Agreement Recitals Transaction Litigation 6.11Expenses Section 8.3(a)
Appears in 1 contract
Sources: Business Combination Agreement
Terms Defined Elsewhere. As used The following terms are defined elsewhere in this Agreement, the following capitalized terms are defined in this Agreement as referenced in the following tableindicated below: 280G Stockholder Approval 7.6(b) Adjustment Resolution Period 2.12(b) Adjustment Review Period 2.12(b) Agreement Preamble Applicable Agreement Date 4.5(aPreamble Allocation Schedule 6.3 Balance Sheet Date 3.6(b) Book-Entry Board Recitals Books and Records 3.16(b) Business Combination Agreement 5.8(b) Buyer Preamble Buyer Arrangements 3.8(b) Buyer Disclosure Schedule Article V Buyer Indemnified Parties 9.2(a)
(a) Buyer Prepared Returns 6.2(a)(i) Buyer 401(k) Plan 7.14 Cancelled Shares 3.3(b)(ii2.1(d) Certificate of Merger 2.2(b) Certificates 3.3(b)(i) Change of Control Amendment 6.23(c)(ii) Change of Control Amendment Consent Fee 6.23(c)(ii1.2 Charter Documents 3.1(d) Closing 2.2(a) 1.4 Closing Date 2.2(a) Code Recitals 1.4 Company Preamble Company 401(k) Plan 6.9(fAuthorizations 3.14 Company Board Resolutions 3.4(a) Company Affiliate 9.10 Disclosure Schedule Article III Company Alternative Acquisition Agreement 6.3(d)(ivIndemnitees 6.4(a) Company Board IP 3.11(a)(i) Company Owned IP 3.11(a)(ii) Company Products 3.11(a)(iii) Company Registered IP 3.11(b) Company Software 3.11(a)(iv) Company Source Code 3.11(a)(v) Company Stockholder Approval Recitals Company Board Recommendation 4.3(aStockholder Notice 6.1(a) Company Capital Stock 4.2(aStockholder Parties 7.9(d) Company Change of Recommendation 6.3(d)(vii) Company Common Stock Recitals Company Contracts 4.19(b) Company Designees 2.7(a) Company Designated Stockholder Recitals Company Disclosure Letter Article IV Company Employee 6.9(b) Company FA 4.22 Company Independent Petroleum Engineers 4.17(a) Company Intellectual Property 4.14(a) Company Material Adverse Effect 4.1 Company Material Leased Real Property 4.15 Company Material Real Property Lease 4.15 Company Owned Real Property 4.15 Company Permits 4.9(a) Company Preferred Stock 4.2(a) Company Related Party Transaction 4.24 Company Reserve Report 4.17(a) Company Restructuring Transactions Recitals Company SEC Documents 4.5(a) Company Senior Notes Recitals Company Stakeholders’ Pro Forma Equity Percentage 5.22 Company Stock Award 3.2(a) Company Stockholders Meeting 4.4 Company Tax Certificate 6.18(bVoting Debt 3.2(f) Confidentiality Agreement 6.7(b7.7 Contaminant 3.11(a)(vi) Creditors’ Rights 4.3(aContinuing Employee 7.22(a) days 9.4(e) Designated Stockholder Support Agreement Recitals DGCL 2.1 Dismissal Order 6.24(a)(vCovered Transaction 5.5 Current Balance Sheet 3.6(b) D&O Insurance 6.10(dIndemnifiable Matters 6.4(a) DTC 3.3(b)(iiD&O Indemnification Agreements 6.4(a) e-mail 9.3 D&O Tail Policy 6.4(b) DCSA 7.9(b) DCSA Notification 7.9(b) DGCL 1.1 Determination Date 2.12(c) Dissenting Shares 2.8 Effective Time 2.2(b) Eligible Shares 3.1(b)(i) Exchange Agent 3.3(a) Exchange Consideration 6.23(a) Exchange Fund 3.3(a) Exchange Offer Recitals Exchange Offer Expiration Date 6.23(c) Exchange Prospectus 4.8 Exchange Ratio 3.1(b)(i) Exchange Registration Statement 4.8 Excluded Employees 6.9(b) Excluded Shares 3.1(b)(iii) GAAP 4.5(b) HSR Act 4.4 Indemnified Liabilities 6.10(a) Indemnified Persons 6.10(a) Involuntary Insolvency Event Date 6.24(a)(v) Joint Proxy Statement 4.4 Letter of Transmittal 3.3(b)(i) made available 9.4(e) Material Company Insurance Policies 4.20 Material Parent Insurance Policies 5.20 Measurement Date 4.2(a) Merger Recitals Merger Consideration 3.1(b)(i) Merger Registration Statement 4.8 Merger Sub Preamble Merger Sub Board Recitals Minimum Participation Condition 6.23(a) New Financing 6.22 Non-Cancelled Shares 3.1(b)(iii) Note Consents 6.23(c) Note Waivers 6.23(c) Notes Exchange Agent 6.23(f) Other Indenture Amendments 6.23(c)(iii) Outside Date 8.1(b)(ii) Parent Preamble Parent 401(k) Plan 6.9(f) Parent Affiliate 9.10 Parent Alternative Acquisition Agreement 6.4(d)(iii) Parent Board Recitals Parent Board Recommendation 5.3(a) Parent Capital Stock 5.2 Parent Change of Recommendation 6.4(d)(vi) Parent Common Stock Recitals Parent Contracts 5.19(b) Parent Designees 2.7(a) Parent Disclosure Letter Article V Parent Equity Plan 5.2(a) Parent FA 5.22 Parent Independent Petroleum Engineers 5.17(a) Parent Intellectual Property 5.14(a) Parent Material Adverse Effect 5.1 Parent Material Leased Real Property 5.15 Parent Material Real Property Lease 5.15 Parent Owned Real Property 5.15 Parent Permits 5.9(a) Parent Preferred Stock 5.2(a) Parent Right 3.1(b)(iv) Parent Related Party Transaction 5.24 Parent Reserve Report 5.17(a) Parent SEC Documents 5.5(a) Parent Series A Junior Participating Preferred Stock 3.1(b)(iv) Parent Stock Issuance Recitals Parent Stockholders Meeting 4.4 Parent Tax Certificate 6.18(b) pdf 2.2 Registration Statements 4.8 Rights-of-Way 4.16 Second Request 6.8(c) Supplemental Indenture Effective Date 6.23(j) Supporting Noteholders Recitals Surviving Corporation 2.1 Tail Period 6.10(d) Tax Plan Recitals Tax Plan Record Date 3.1(b)(iv) Terminable Breach 8.1(b)(iii) Transaction Expense Fee Recitals Transaction Support Agreement Recitals Transaction Litigation 6.111.2
Appears in 1 contract
Sources: Merger Agreement (Compass Group Diversified Holdings LLC)
Terms Defined Elsewhere. As used in this Agreement, the following capitalized terms are defined in this Agreement as referenced in have the following tablemeanings set forth below: Agreement Preamble Applicable Date 4.5(aAntitrust Division 6.5(b) Book-Entry Shares 3.3(b)(iiAssignment Agreement 2.4(b)(i) Certificate of Merger 2.2(bBusiness Day 2.2 Cap Amount 6.7(d) Certificates 3.3(b)(i) Change of Control Amendment 6.23(c)(ii) Change of Control Amendment Consent Fee 6.23(c)(iiCash Consideration 2.1 Cause 6.6(e) Closing 2.2(a) 2.2 Closing Date 2.2(a) Code 2.2 Company Recitals Company Preamble Company 401(k) Plan 6.9(f) Company Affiliate 9.10 Company Alternative Acquisition Agreement 6.3(d)(ivContracts 4.17(b) Company Board Recitals Company Board Recommendation 4.3(a) Company Capital Stock 4.2(a) Company Change of Recommendation 6.3(d)(vii) Company Common Stock Recitals Company Contracts 4.19(b) Company Designees 2.7(a) Company Designated Stockholder Recitals Company Disclosure Letter Article IV Company Employee 6.9(b) Company FA 4.22 Company Independent Petroleum Engineers 4.17(a4.15(a) Company Intellectual Property 4.14(a) 4.13 Company Interests Recitals Company Material Adverse Effect 4.1 Company Material Leased Real Property 4.15 4.14 Company Material Real Property Lease 4.15 4.14 Company Owned Real Property 4.15 4.14 Company Permits 4.9(a4.8(a) Company Preferred Stock 4.2(a) Company Related Party Transaction 4.24 Company Reserve Report 4.17(a) Company Restructuring Transactions Recitals Company SEC Documents 4.5(a) Company Senior Notes Recitals Company Stakeholders’ Pro Forma Equity Percentage 5.22 Company Stock Award 3.2(a) Company Stockholders Meeting 4.4 Company Tax Certificate 6.18(b4.15(a) Confidentiality Agreement 6.7(b6.4(b) Continuing Employer 6.6(e) Covered Period 6.6(a) Creditors’ Rights 4.3(a3.2(a) days 9.4(e) Designated Stockholder Support Agreement Recitals DGCL 2.1 Dismissal Order 6.24(a)(v) D&O Insurance 6.10(d) DTC 3.3(b)(ii) Debt Commitment Letter 5.24 Deposit 2.3 e-mail 9.3 Effective Time 2.2(bEnd Date 8.1(c) Eligible Shares 3.1(b)(iEquity Consideration 2.1 Escrow Agent 2.3 Fee Cap 8.3(a) Exchange Agent 3.3(a) Exchange Consideration 6.23(a) Exchange Fund 3.3(a) Exchange Offer Recitals Exchange Offer Expiration Date 6.23(c) Exchange Prospectus 4.8 Exchange Ratio 3.1(b)(i) Exchange Registration Statement 4.8 Excluded Employees 6.9(b) Excluded Shares 3.1(b)(iiiFTC 6.5(b) GAAP 4.5(b) HSR Act 4.4 good and defensible title 4.15(a) Indemnified Liabilities 6.10(a6.7(a) Indemnified Persons 6.10(a6.7(a) Involuntary Insolvency Event Date 6.24(a)(vTermination 6.6(d) Joint Proxy Statement 4.4 Letter of Transmittal 3.3(b)(i) made available 9.4(e) Lender 5.24 Material Company Insurance Policies 4.20 4.19 Material Parent Rice Insurance Policies 5.20 Measurement Date 4.2(a5.18 Post-Closing Rice Plans 6.6(a) Merger Representatives 0 Restructuring Recitals Merger Consideration 3.1(b)(i) Merger Registration Statement 4.8 Merger Sub Rice Preamble Merger Sub Board Recitals Minimum Participation Condition 6.23(a) New Financing 6.22 Non-Cancelled Shares 3.1(b)(iii) Note Consents 6.23(c) Note Waivers 6.23(c) Notes Exchange Agent 6.23(f) Other Indenture Amendments 6.23(c)(iii) Outside Date 8.1(b)(ii) Parent Preamble Parent 401(k) Plan 6.9(f) Parent Rice Affiliate 9.10 Parent Alternative Acquisition Agreement 6.4(d)(iiiRice Appalachia Recitals Rice Contracts 5.17(b) Parent Board Recitals Parent Board Recommendation 5.3(a) Parent Capital Stock 5.2 Parent Change of Recommendation 6.4(d)(vi) Parent Common Stock Recitals Parent Contracts 5.19(b) Parent Designees 2.7(a) Parent Rice Disclosure Letter Article V Parent Equity Plan 5.2(a) Parent FA 5.22 Parent Rice Independent Petroleum Engineers 5.17(a5.15(a) Parent Rice Intellectual Property 5.14(a) Parent 5.13 Rice Material Leased Real Property 5.14 Rice Material Real Property Lease 5.14 Rice Material Adverse Effect 5.1 Parent Material Leased Real Property 5.15 Parent Material Real Property Lease 5.15 Parent Rice Owned Real Property 5.15 Parent 5.14 Rice Permits 5.9(a5.8(a) Parent Rice Preferred Stock 5.2(a) Parent Right 3.1(b)(iv) Parent Related Party Transaction 5.24 Parent 5.2 Rice Reserve Report 5.17(a5.15(a) Parent Rice SEC Documents 5.5(a) Parent Series A Junior Participating Preferred Rice Stock 3.1(b)(iv) Parent Stock Issuance Recitals Parent Stockholders Meeting 4.4 Parent Tax Certificate 6.18(b) pdf 2.2 Registration Statements 4.8 Rights-of-Way 4.16 Second Request 6.8(c) Supplemental Indenture Effective Date 6.23(j) Supporting Noteholders Recitals Surviving Corporation 2.1 Tail Period 6.10(dPlan 5.2 Seller Related Parties 6.17(e) Tax Plan Recitals Tax Plan Record Date 3.1(b)(ivAllocation Statement 6.13(b) Terminable Breach 8.1(b)(iii8.1(b)(ii) Transaction Expense Fee Recitals Transaction Support Agreement Recitals Transaction Litigation 6.11Expenses Cap 8.3(a) Vantage I Preamble Vantage II Preamble Vantage Investment I Preamble Vantage Investment II Preamble Vantage Personnel 6.6(a) Vantage Sellers Preamble Vantage Seller Disclosure Letter Article III Vantage Seller Material Adverse Effect 3.1 WARN Obligation 6.6(e)
Appears in 1 contract
Terms Defined Elsewhere. As used The following terms are defined elsewhere in this Agreement, the following capitalized terms are defined in this Agreement as referenced in the following tableindicated below: 2002 Option Plan Section 2.4 Acceptance Time Section 1.1(b) Agreement Preamble Applicable Date 4.5(aARRA Section 3.14(k) Balance Sheet Section 3.9(b) Benefits Package Section 5.11(a) Book-Entry Shares 3.3(b)(iiSection 2.2(b) Breakup Fee Section 7.3(d) Certificate of Merger Section 1.5 Certificates Section 2.2(b) Certificates 3.3(b)(i) Change of Control Amendment 6.23(c)(ii) Change of Control Amendment Consent Fee 6.23(c)(iiBoard Recommendation Section 5.4(b) Closing 2.2(a) Section 1.5 Closing Date 2.2(aSection 1.5 COBRA Section 3.14(k) Code Recitals Company Preamble Company 401(k) Plan 6.9(f) Company Affiliate 9.10 Company Alternative Acquisition Agreement 6.3(d)(iv) Company Board Recitals Company Board Recommendation 4.3(a) Recitals Company Capital Stock 4.2(a) Bylaws Section 3.2 Company Change of Recommendation 6.3(d)(vii) Charter Section 3.2 Company Common Stock Recitals Company Contracts 4.19(bDisclosure Schedule Preamble to Article III Company Preferred Stock Section 3.3(a) Company Designees 2.7(aRepresentatives Section 5.3(a) Company Designated Stockholder Rights Recitals Company Disclosure Letter Article IV Company Employee 6.9(bSecurities Section 3.3(a) Company FA 4.22 Company Independent Petroleum Engineers 4.17(aStockholder Approval Section 3.4(b) Company Intellectual Continuing Directors Section 1.3(b) Continuing Employee Section 5.11(a) Current D&O Policy Section 5.8(b) DGCL Recitals Dissenting Shares Section 2.3 Effective Time Section 1.5 ERISA Affiliate Section 3.14(a) ESPP Section 2.5 Exchange Act Section 1.1(a) Expiration Date Section 1.1(d) FDCA Section 3.8(a) Financial Advisor Section 3.25 FMIA Section 3.8(a) Go-Shop Party Section 5.4(b) Go-Shop Period Termination Date Section 5.4(a) Indemnified Parties Section 5.8(a) Initial Expiration Date Section 1.1(d) IP Contracts Section 3.19(c) Leased Real Property 4.14(aSection 3.16(a) Company Material Adverse Effect 4.1 Company Contracts Section 3.13(a) Material Leased Real Property 4.15 Company Section 3.16(a) Material Real Property Lease 4.15 Company Owned Real Property 4.15 Company Permits 4.9(a) Company Preferred Stock 4.2(a) Company Related Party Transaction 4.24 Company Reserve Report 4.17(a) Company Restructuring Transactions Recitals Company SEC Documents 4.5(a) Company Senior Notes Recitals Company Stakeholders’ Pro Forma Equity Percentage 5.22 Company Stock Award 3.2(a) Company Stockholders Meeting 4.4 Company Tax Certificate 6.18(b) Confidentiality Agreement 6.7(b) Creditors’ Rights 4.3(a) days 9.4(e) Designated Stockholder Support Agreement Recitals DGCL 2.1 Dismissal Order 6.24(a)(v) D&O Insurance 6.10(d) DTC 3.3(b)(ii) e-mail 9.3 Effective Time 2.2(b) Eligible Shares 3.1(b)(i) Exchange Agent 3.3(a) Exchange Consideration 6.23(a) Exchange Fund 3.3(a) Exchange Offer Recitals Exchange Offer Expiration Date 6.23(c) Exchange Prospectus 4.8 Exchange Ratio 3.1(b)(i) Exchange Registration Statement 4.8 Excluded Employees 6.9(b) Excluded Shares 3.1(b)(iii) GAAP 4.5(b) HSR Act 4.4 Indemnified Liabilities 6.10(a) Indemnified Persons 6.10(a) Involuntary Insolvency Event Date 6.24(a)(v) Joint Proxy Statement 4.4 Letter of Transmittal 3.3(b)(i) made available 9.4(e) Material Company Insurance Policies 4.20 Material Parent Insurance Policies 5.20 Measurement Date 4.2(aLeases Section 3.16(c) Merger Recitals Merger Consideration 3.1(b)(iSection 2.1(a) Merger Registration Statement 4.8 Merger Sub Preamble Merger Sub Board Recitals Minimum Participation Condition 6.23(aSection 1.1(b) New Financing 6.22 NASD Section 1.1(e) Non-Cancelled Shares 3.1(b)(iiistatutory Plan Section 2.4 Notice of Adverse Recommendation Section 5.4(d)(C)(i) Note Consents 6.23(cNotice Period Section 5.4(d)(C)(i) Note Waivers 6.23(cOffer Recitals Offer Documents Section 1.1(h) Notes Exchange Agent 6.23(fOffer Price Recitals Offer to Purchase Section 1.1(c) Other Indenture Amendments 6.23(c)(iii) Outside Date 8.1(b)(ii) Option Section 2.4 Option Cash Payment Section 2.4 Option Plans Section 2.4 Parent Preamble Parent 401(k) Plan 6.9(f) Parent Affiliate 9.10 Parent Alternative Acquisition Agreement 6.4(d)(iii) Parent Board Recitals Parent Board Recommendation Representatives Section 5.3(a) Parent Capital Stock 5.2 Parent Change of Recommendation 6.4(d)(viPaying Agent Section 2.2(a) Parent Permits Section 3.8(b) Plans Section 3.14(a) PPIA Section 3.8(a) Promissory Note Section 1.8(d) Proxy Statement Section 1.6(a) Purchaser Preamble Purchaser Common Stock Recitals Parent Contracts 5.19(bSection 2.1(c) Parent Designees 2.7(a) Parent Disclosure Letter Recent SEC Reports Preamble to Article V Parent Equity Plan 5.2(a) Parent FA 5.22 Parent Independent Petroleum Engineers 5.17(a) Parent III Registered Intellectual Property 5.14(aSection 3.19(a) Parent Material Adverse Effect 5.1 Parent Material Leased Real Property 5.15 Parent Material Real Property Lease 5.15 Parent Owned Real Property 5.15 Parent Permits 5.9(aRequisite SEC Reports Section 3.9(a) Parent Rights Agreement Recitals Rights Agreement Amendment Recitals Schedule 14D-9 Section 1.2(a) Schedule TO Section 1.1(h) SEC Section 1.1(e) SEC Required Contracts Section 3.13(a) Section 16 Section 5.12 Series A Preferred Stock 5.2(aSection 3.3(a) Parent Right 3.1(b)(ivShares Recitals Short Form Threshold Section 1.7 SPD Section 3.14(b)(iii) Parent Related Party Transaction 5.24 Parent Reserve Report 5.17(aSpecial Meeting Section 1.6(b) Parent SEC Subsidiaries Governance Documents 5.5(a) Parent Series A Junior Participating Preferred Stock 3.1(b)(iv) Parent Stock Issuance Recitals Parent Stockholders Meeting 4.4 Parent Tax Certificate 6.18(b) pdf 2.2 Registration Statements 4.8 Rights-of-Way 4.16 Second Request 6.8(c) Supplemental Indenture Effective Date 6.23(j) Supporting Noteholders Recitals Section 3.2 Surviving Corporation 2.1 Tail Period 6.10(dSection 1.4(a) Tax Plan Recitals Tax Plan Record Termination Date 3.1(b)(ivSection 7.1(b) Terminable Breach 8.1(b)(iiiTop-Up Closing Section 1.8(c) Transaction Expense Fee Recitals Transaction Support Agreement Recitals Transaction Litigation 6.11Top-Up Exercise Notice Section 1.8(c) Top-Up Notice Receipt Section 1.8(c) Top-Up Option Section 1.8(a) Top-Up Shares Section 1.8(a) Warrants Section 2.6 Warrant Payments Section 2.6
Appears in 1 contract