Terms Defined Elsewhere. As used in this Agreement, the following capitalized terms are defined in this Agreement as referenced in the following table: Agreement Preamble Amendment to the Company Management Agreement Recitals Articles of Merger 2.2(b) Book-Entry Shares 3.3(b)(i) Cancelled Shares 3.1(b)(v) Certificate of Merger 2.2(b) Certificates 3.3(b)(i) Closing 2.2(a) Closing Date 2.2(a) Code Recitals Company Preamble Company Additional Dividend Amount 6.19(a) Company Affiliate 9.10(a) Company Board Recitals Company Board Recommendation Recitals Company Change of Recommendation 6.3(b) Company Common Stock 3.1(b)(i) Company Contracts 3.2(b) Company DER Consideration 3.2(b) Company Director Designee 2.6 Company Disclosure Letter Article IV Company Dividend Equivalent Right 3.2(b) Company Material Adverse Effect 4.1(a) Company Permits 4.9 Company Plans 4.10(a) Company SEC Documents 4.5(a) Company Series A Preferred Stock 3.1(b)(iii) Company Series B Preferred Stock 3.1(b)(iii) Company Series C Preferred Stock 3.1(b)(iii) Company Special Committee Recitals Company Stockholders Recitals Company Stockholders Meeting 4.4 Confidentiality Agreement 6.7(b) Creditors’ Rights 4.3(a) Delaware LLC Act 2.1 Delaware Secretary of State 2.2(b) e-mail 9.3 Effective Time 2.2(b) End Date 8.1(b)(ii) Exchange Agent 3.3(a) Exchange Fund 3.3(a) Forfeited Phantom Shares 3.2(a) GAAP 4.5(b) Indemnified Liabilities 6.10(a) Indemnified Persons 6.10(a) Joint Proxy Statement 4.4 Letter of Transmittal 3.3(b)(i) Leverage Covenants 6.1(a)(xiv) Maryland Courts 9.7(b) Maryland Department 2.2(b) Material Company Insurance Policies 4.17 Material Parent Insurance Policies 5.17 Merger Recitals Merger Filings 2.2(b) Merger Sub Preamble Merger Sub Sole Member Recitals MGCL 2.1 Operating Partnership 2.1 Parent Preamble Parent Additional Dividend Amount 6.19(b) Parent Affiliate 9.10(b) Parent Board Recitals Parent Board Recommendation 5.3(a) Parent Change of Recommendation 6.4(b) Parent Common Stock Issuance Recitals Parent Contracts 5.16(b) Parent Disclosure Letter Article V Parent Equity Plan 5.2(a) Parent Management Agreement Amendment Recitals Parent Manager Recitals Parent Material Adverse Effect 5.1(a) Parent Permits 5.9 Parent Plans 5.10(a) Parent SEC Documents 5.5(a) Parent Stock Issuance Recitals Parent Stockholders Recitals .pdf 9.5 Per Share Common Merger Consideration 3.1(b)(i) Per Share Preferred Merger Consideration 3.1(b)(iii) Per Share Preferred Series B Merger Consideration 3.1(b)(iii) Per Share Preferred Series C Merger Consideration 3.1(b)(iii) Per Share Preferred Series D Merger Consideration 3.1(b)(iii) Per Share Stock Consideration 3.1(b)(i) Phantom Share Consideration 3.2(a) Qualified REIT Subsidiary 4.1(b) Qualifying Income 8.3(i)(i) Registration Statement 4.8 REITs Recitals Remedial Measures 6.1(b)(xiv) Surviving Company 2.1 Taxable REIT Subsidiary 4.1(b) Terminable Breach 8.1(b)(iii) Transaction Litigation 6.15 Transactions Recitals Vesting Phantom Shares 3.2(a)
Appears in 4 contracts
Sources: Merger Agreement (Ready Capital Corp), Merger Agreement (Anworth Mortgage Asset Corp), Merger Agreement (Ready Capital Corp)
Terms Defined Elsewhere. As used in this Agreement, the following capitalized terms are defined in this Agreement as referenced in the following table: Agreement Preamble Amendment to the Company Management Agreement Recitals Articles of Merger 2.2(bApplicable Date 4.5(a) Book-Entry Shares 3.3(b)(i) Cancelled Shares 3.1(b)(v3.3(b)(ii) Certificate of Merger 2.2(b) Certificates 3.3(b)(i) Change of Control Amendment 6.23(c)(ii) Change of Control Amendment Consent Fee 6.23(c)(ii) Closing 2.2(a) Closing Date 2.2(a) Code Recitals Company Preamble Company Additional Dividend Amount 6.19(a401(k) Plan 6.9(f) Company Affiliate 9.10(a9.10 Company Alternative Acquisition Agreement 6.3(d)(iv) Company Board Recitals Company Board Recommendation Recitals 4.3(a) Company Capital Stock 4.2(a) Company Change of Recommendation 6.3(b6.3(d)(vii) Company Common Stock 3.1(b)(iRecitals Company Contracts 4.19(b) Company Contracts 3.2(bDesignees 2.7(a) Company DER Consideration 3.2(b) Company Director Designee 2.6 Designated Stockholder Recitals Company Disclosure Letter Article IV Company Dividend Equivalent Right 3.2(bEmployee 6.9(b) Company FA 4.22 Company Independent Petroleum Engineers 4.17(a) Company Intellectual Property 4.14(a) Company Material Adverse Effect 4.1(a4.1 Company Material Leased Real Property 4.15 Company Material Real Property Lease 4.15 Company Owned Real Property 4.15 Company Permits 4.9(a) Company Permits 4.9 Preferred Stock 4.2(a) Company Plans 4.10(aRelated Party Transaction 4.24 Company Reserve Report 4.17(a) Company Restructuring Transactions Recitals Company SEC Documents 4.5(a) Company Series A Preferred Stock 3.1(b)(iii) Company Series B Preferred Stock 3.1(b)(iii) Company Series C Preferred Stock 3.1(b)(iii) Company Special Committee Senior Notes Recitals Company Stockholders Recitals Stakeholders’ Pro Forma Equity Percentage 5.22 Company Stock Award 3.2(a) Company Stockholders Meeting 4.4 Company Tax Certificate 6.18(b) Confidentiality Agreement 6.7(b) Creditors’ Rights 4.3(a) Delaware LLC Act days 9.4(e) Designated Stockholder Support Agreement Recitals DGCL 2.1 Delaware Secretary of State 2.2(bDismissal Order 6.24(a)(v) D&O Insurance 6.10(d) DTC 3.3(b)(ii) e-mail 9.3 Effective Time 2.2(b) End Date 8.1(b)(iiEligible Shares 3.1(b)(i) Exchange Agent 3.3(a) Exchange Consideration 6.23(a) Exchange Fund 3.3(a) Forfeited Phantom Exchange Offer Recitals Exchange Offer Expiration Date 6.23(c) Exchange Prospectus 4.8 Exchange Ratio 3.1(b)(i) Exchange Registration Statement 4.8 Excluded Employees 6.9(b) Excluded Shares 3.2(a3.1(b)(iii) GAAP 4.5(b) HSR Act 4.4 Indemnified Liabilities 6.10(a) Indemnified Persons 6.10(a) Involuntary Insolvency Event Date 6.24(a)(v) Joint Proxy Statement 4.4 Letter of Transmittal 3.3(b)(i) Leverage Covenants 6.1(a)(xiv) Maryland Courts 9.7(b) Maryland Department 2.2(bmade available 9.4(e) Material Company Insurance Policies 4.17 4.20 Material Parent Insurance Policies 5.17 5.20 Measurement Date 4.2(a) Merger Recitals Merger Filings 2.2(bConsideration 3.1(b)(i) Merger Registration Statement 4.8 Merger Sub Preamble Merger Sub Sole Member Board Recitals MGCL 2.1 Operating Partnership 2.1 Minimum Participation Condition 6.23(a) New Financing 6.22 Non-Cancelled Shares 3.1(b)(iii) Note Consents 6.23(c) Note Waivers 6.23(c) Notes Exchange Agent 6.23(f) Other Indenture Amendments 6.23(c)(iii) Outside Date 8.1(b)(ii) Parent Preamble Parent Additional Dividend Amount 6.19(b401(k) Plan 6.9(f) Parent Affiliate 9.10(b9.10 Parent Alternative Acquisition Agreement 6.4(d)(iii) Parent Board Recitals Parent Board Recommendation 5.3(a) Parent Capital Stock 5.2 Parent Change of Recommendation 6.4(b6.4(d)(vi) Parent Common Stock Issuance Recitals Parent Contracts 5.16(b5.19(b) Parent Designees 2.7(a) Parent Disclosure Letter Article V Parent Equity Plan 5.2(a) Parent Management Agreement Amendment Recitals FA 5.22 Parent Manager Recitals Independent Petroleum Engineers 5.17(a) Parent Intellectual Property 5.14(a) Parent Material Adverse Effect 5.1(a5.1 Parent Material Leased Real Property 5.15 Parent Material Real Property Lease 5.15 Parent Owned Real Property 5.15 Parent Permits 5.9(a) Parent Permits 5.9 Preferred Stock 5.2(a) Parent Plans 5.10(aRight 3.1(b)(iv) Parent Related Party Transaction 5.24 Parent Reserve Report 5.17(a) Parent SEC Documents 5.5(a) Parent Series A Junior Participating Preferred Stock 3.1(b)(iv) Parent Stock Issuance Recitals Parent Stockholders Meeting 4.4 Parent Tax Certificate 6.18(b) pdf 2.2 Registration Statements 4.8 Rights-of-Way 4.16 Second Request 6.8(c) Supplemental Indenture Effective Date 6.23(j) Supporting Noteholders Recitals .pdf 9.5 Per Share Common Merger Consideration 3.1(b)(iSurviving Corporation 2.1 Tail Period 6.10(d) Per Share Preferred Merger Consideration 3.1(b)(iii) Per Share Preferred Series B Merger Consideration 3.1(b)(iii) Per Share Preferred Series C Merger Consideration 3.1(b)(iii) Per Share Preferred Series D Merger Consideration 3.1(b)(iii) Per Share Stock Consideration 3.1(b)(i) Phantom Share Consideration 3.2(a) Qualified REIT Subsidiary 4.1(b) Qualifying Income 8.3(i)(i) Registration Statement 4.8 REITs Tax Plan Recitals Remedial Measures 6.1(b)(xiv) Surviving Company 2.1 Taxable REIT Subsidiary 4.1(bTax Plan Record Date 3.1(b)(iv) Terminable Breach 8.1(b)(iii) Transaction Expense Fee Recitals Transaction Support Agreement Recitals Transaction Litigation 6.15 Transactions Recitals Vesting Phantom Shares 3.2(a)6.11
Appears in 4 contracts
Sources: Merger Agreement (Bonanza Creek Energy, Inc.), Transaction Support Agreement (HighPoint Resources Corp), Transaction Support Agreement (Bonanza Creek Energy, Inc.)
Terms Defined Elsewhere. As used in this Agreement, the following capitalized terms are defined in this Agreement as referenced in the following table: Acceptable Confidentiality Agreement 6.3 Agreement Preamble Amendment to the Company Management Agreement Recitals Articles of Merger 2.2(bAntitrust Authority 6.7(b) Antitrust Laws 6.7(b) Applicable Date Article IV Appraisal Shares 3.4(i) Book-Entry Shares 3.3(b)(i3.4(b)(ii) Cancelled Shares 3.1(b)(vCash Consideration 3.1(b)(i) Certificate of First Merger 2.2(b) Certificate of Second Merger 2.2(c) Certificates 3.3(b)(i3.4(b)(i) Closing 2.2(a) Closing Date 2.2(a) Code Recitals Company Preamble Company Additional Dividend Amount 6.19(a) Affiliate 9.10 Company Affiliate 9.10(aAlternative Acquisition Agreement 6.3(d)(vi) Company Board Recitals Company Board Recommendation Recitals 4.3(a) Company Capital Stock 4.2(a) Company Change of Recommendation 6.3(b6.3(d)(viii) Company Class A Common Stock Recitals Company Class B Common Stock 3.2 Company Common Stock 3.1(b)(iRecitals Company Contracts 4.20(b) Company Contracts 3.2(b) Company DER Consideration 3.2(b) Company Director Designee 2.6 Designated Stockholders Recitals Company Disclosure Letter Article IV Company Dividend Equivalent Right 3.2(bEmployee 6.8(a) Company Independent Petroleum Engineers 4.18(a) Company Intellectual Property 4.14(a) Company Material Adverse Effect 4.1(a4.1 Company Material Leased Real Property 4.16 Company Material Real Property 4.16 Company Material Real Property Lease 4.16 Company Owned Real Property 4.16 Company Permits 4.9(a) Company Permits 4.9 Preferred Stock 4.2(a) Company Plans 4.10(aRelated Party Transaction 4.25 Company Reserve Reports 4.18(a) Company Restricted Stock Unit Award 3.3(a) Company SEC Documents 4.5(a) Company Series A Preferred Stock 3.1(b)(iiiPlan 3.3(a) Company Series B Preferred Stock 3.1(b)(iii) Company Series C Preferred Stock 3.1(b)(iii) Company Special Committee Recitals Company Stockholders Recitals Company Stockholders Meeting 4.4 Confidentiality Agreement 6.7(b6.6(b) Creditors’ Rights 4.3(a) Delaware LLC Act D&O Insurance 6.9(d) DGCL 2.1 Delaware Secretary of State Divestiture Action 6.7(b) Effective Time 2.2(b) Eligible Shares 3.1(b)(i) e-mail 9.3 Effective Time 2.2(b) End Date 8.1(b)(iiERISA Affiliate 4.10(h) Exchange Agent 3.3(a3.4(a)
(a) Exchange Fund 3.3(aRatio 3.1(b)(i) Forfeited Phantom Excluded Shares 3.2(a3.1(b)(iii) First Merger Recitals GAAP 4.5(b) Holdings Recitals Holdings Class B Units 3.2 Holdings Interests 4.2(b) Holdings Managing Member Approval 4.3(a) HSR Act 4.4 Indemnified Liabilities 6.10(a6.9(a) Indemnified Persons 6.10(a6.9(a) Joint Proxy Statement 4.4 Integrated Mergers Recitals Letter of Transmittal 3.3(b)(i) Leverage Covenants 6.1(a)(xiv) Maryland Courts 9.7(b) Maryland Department 2.2(b3.4(b)(i) Material Company Insurance Policies 4.17 Material Parent Insurance Policies 5.17 4.22 Merger Recitals Merger Filings 2.2(bConsideration 3.1(b)(i) Merger Sub Board Recitals Merger Sub Inc. Preamble Merger Sub Sole Member LLC Preamble Merger Subs Preamble Merger Support Agreement Recitals MGCL 2.1 Operating Partnership 2.1 Outside Date 8.1(b)(ii) Parent Preamble Parent Additional Dividend Amount 6.19(b) Parent Affiliate 9.10(b) 9.10 Parent Board Recitals Parent Board Recommendation 5.3(aCapital Stock 5.2(a) Parent Change of Recommendation 6.4(bClosing Price 3.4(h) Parent Common Stock Issuance Recitals Parent Contracts 5.16(b) Parent Disclosure Letter Article V Parent Equity Plan 5.2(aFA 5.18 Parent Independent Petroleum Engineer 5.17(a) Parent Management Agreement Amendment Recitals Parent Manager Recitals Parent Material Adverse Effect 5.1(a5.1 Parent Permits 5.9(a) Parent Permits 5.9 Preferred Stock 5.2(a) Parent Plans 5.10(aReserve Report 5.17(a) Parent Restricted Stock Unit Award 3.3(a) Parent SEC Documents 5.5(a) Parent Stock Issuance Recitals Parent Stockholders Stock Plans 5.5(a) Proxy Statement 4.4 Registration Statement 4.8 Rights-of-Way 4.17 Second Merger Recitals .pdf 9.5 Per Second Merger Effective Time 2.2(c) Share Common Merger Consideration 3.1(b)(i) Per Share Preferred Merger Consideration 3.1(b)(iii) Per Share Preferred Series B Merger Consideration 3.1(b)(iii) Per Share Preferred Series C Merger Consideration 3.1(b)(iii) Per Share Preferred Series D Merger Consideration 3.1(b)(iii) Per Share Stock Consideration 3.1(b)(i) Phantom Share Consideration 3.2(a) Qualified REIT Subsidiary 4.1(b) Qualifying Income 8.3(i)(i) Registration Statement 4.8 REITs Recitals Remedial Measures 6.1(b)(xivSurviving Company 2.1(b) Surviving Company 2.1 Taxable REIT Subsidiary 4.1(bCorporation 2.1(a) Tail Period 6.9(d) Terminable Breach 8.1(b)(iii) TRA Recitals TRA Amendment Recitals Transaction Litigation 6.15 Transactions Recitals Vesting Phantom Shares 3.2(a)6.10
Appears in 3 contracts
Sources: Merger Agreement (Vine Energy Inc.), Merger Agreement (Chesapeake Energy Corp), Merger Agreement (Chesapeake Energy Corp)
Terms Defined Elsewhere. As used The following terms are defined elsewhere in this Agreement, the following capitalized terms are defined in this Agreement as referenced in the following table: 401(k) Termination Date Section 7.7(c) Agreement Preamble Amendment to the Company Management Agreement Recitals Articles of Merger 2.2(bBase Amount Section 7.4(c) Book-Entry Shares 3.3(b)(iShare Section 3.1(a) Cancelled Shares 3.1(b)(vSection 3.1(b) Capitalization Date Section 5.4(a) Certificate of Merger 2.2(bSection 2.3 Certificate Section 3.1(a) Certificates 3.3(b)(iChange of Recommendation Section 6.4(b) Closing 2.2(a) Section 2.2 Closing Date 2.2(a) Code Recitals Section 2.2 Company Preamble Company Additional Dividend Amount 6.19(a) Company Affiliate 9.10(aAcquisition Agreement Section 6.4(b) Company Board of Directors Recitals Company Board Recommendation Recitals Company Change of Recommendation 6.3(bCapitalization Date Section 4.2(a) Company Common Stock 3.1(b)(i) Company Contracts 3.2(b) Company DER Consideration 3.2(b) Company Director Designee 2.6 Recitals Company Disclosure Letter Article IV Company Dividend Equivalent Right 3.2(b) Company Material Adverse Effect 4.1(aLeases Section 4.16(b) Company Permits 4.9 Section 4.9(b) Company Plans 4.10(aRegistrations Section 4.14(a) Company SEC Documents Section 4.5(a) Company Series A Preferred Special Stock 3.1(b)(iiiSection 4.2(a) Company Series B Preferred Stock 3.1(b)(iiiStockholder Approval Section 4.3(a) Company Series C Preferred Stock 3.1(b)(iii) Company Special Committee Recitals Company Stockholders Recitals Company Stockholders Stockholders’ Meeting 4.4 Confidentiality Agreement 6.7(bSection 7.12(b) Creditors’ Continuing Employees Section 7.7(a) Converted Shares Section 3.1(b) Copyrights Definition of Intellectual Property Rights 4.3(aDOJ Section 7.2(c) Delaware LLC Act 2.1 Delaware Secretary of State 2.2(b) e-mail 9.3 Effective Time 2.2(b) End Date 8.1(b)(iiSection 2.3 Enforceability Limitations Section 4.3(b) Exchange Agent 3.3(aSection 3.2(a) Exchange Fund 3.3(a) Forfeited Phantom Shares Section 3.2(a) Form S-4 Section 4.21 FTC Section 7.2(c) GAAP Section 4.5(b) GBCC Recitals Indemnified Liabilities 6.10(aParties Section 7.4(a) Indemnified Persons 6.10(aIntervening Event Section 6.4(e) Joint Proxy Statement 4.4 Letter of Transmittal 3.3(b)(i) Leverage Covenants 6.1(a)(xiv) Maryland Courts 9.7(b) Maryland Department 2.2(bLeased Real Property Section 4.16(b) Material Company Insurance Policies 4.17 Contracts Section 4.17(a) Material Parent Insurance Policies 5.17 Customer Section 4.19(a) Material Supplier Section 4.19(b) Material Supplier Agreement Section 4.19(b) Merger Recitals Merger Filings 2.2(bConsideration Section 3.1(a) Merger Sub Preamble Merger Sub Sole Member Recitals MGCL 2.1 Operating Partnership 2.1 Shares Section 3.1(c) Nasdaq Section 3.1(e) New Plans Section 7.7(b) OFAC Section 4.9(e) Old Plans Section 7.7(b) Parent Preamble Parent Additional Dividend Amount 6.19(b) Parent Affiliate 9.10(b) Parent Board Recitals Parent Board Recommendation 5.3(a) Parent Change of Recommendation 6.4(b) Parent Common Stock Issuance Recitals Parent Contracts 5.16(b) Parent Disclosure Letter Article V Parent Equity Plan 5.2(a) Parent Management Agreement Amendment Recitals Parent Manager Recitals Parent Material Adverse Effect 5.1(a) Parent Permits 5.9 Parent Plans 5.10(a) Parent SEC Documents 5.5(aSection 5.4(a) Parent Parties Preamble Party Preamble Patents Definition of Intellectual Property Rights Proxy Statement Section 4.21 Relevant Matters Section 10.9(a) Restricted Parties Section 4.9(f) ▇▇▇▇▇▇▇▇-▇▇▇▇▇ Act Section 4.5(a) Stock Issuance Recitals Parent Stockholders Recitals .pdf 9.5 Per Share Common Merger Option Consideration 3.1(b)(i) Per Share Preferred Merger Consideration 3.1(b)(iii) Per Share Preferred Series B Merger Consideration 3.1(b)(iii) Per Share Preferred Series C Merger Consideration 3.1(b)(iii) Per Share Preferred Series D Merger Consideration 3.1(b)(iii) Per Share Stock Consideration 3.1(b)(i) Phantom Share Consideration 3.2(a) Qualified REIT Subsidiary 4.1(b) Qualifying Income 8.3(i)(i) Registration Statement 4.8 REITs Recitals Remedial Measures 6.1(b)(xivSection 3.4(c) Surviving Company Section 2.1 Taxable REIT Subsidiary 4.1(bSurviving Company Stock Section 3.1(b) Terminable Breach 8.1(b)(iii) Transaction Litigation 6.15 Trade Secrets Definition of Intellectual Property Rights Transactions Recitals Vesting Phantom Shares 3.2(aUnion Section 4.11(a) willful breach Section 9.2(a)
Appears in 3 contracts
Sources: Merger Agreement (CoreCard Corp), Merger Agreement (Euronet Worldwide, Inc.), Merger Agreement (CoreCard Corp)
Terms Defined Elsewhere. As used in this Agreement, the following capitalized terms are defined in this Agreement as referenced in the following table: Agreement Preamble Amendment to the Company Management Agreement Recitals Articles of Merger 2.2(bAntitrust Authority 6.8(b) Antitrust Laws 6.8(b) Average Price 3.2(c) Book-Entry Shares 3.3(b)(i) Cancelled Shares 3.1(b)(v3.3(b)(ii) Certificate of Merger 2.2(b) Certificates 3.3(b)(i) Closing 2.2(a) Closing Date 2.2(a) Code Recitals Company Preamble Company Additional Dividend Amount 6.19(a) Affiliate 9.10 Company Affiliate 9.10(aAlternative Acquisition Agreement 6.4(d)(iv) Company Board Recitals Company Board Recommendation Recitals 4.3(a) Company Capital Stock 4.2(a) Company Change of Recommendation 6.3(b6.4(d)(vii) Company Common Stock 3.1(b)(i) Company Contracts 3.2(b4.19(b) Company DER Consideration 3.2(b) Company Director Designee 2.6 Company Disclosure Letter Article IV Company Dividend Equivalent Right 3.2(bDSU Award 3.2(a)(ii) Company Employee 6.9(a) Company Equity Awards 3.2(e) Company Independent Petroleum Engineers 4.17(a)(i) Company Insurance Policies 4.21 Company Intellectual Property 4.14(a) Company Material Adverse Effect 4.1(a4.1 Company Material Leased Real Property 4.15(a) Company Material Real Property Lease 4.15(b) Company Note Offers and Consent Solicitations 6.17(b) Company Option Award 3.2(b) Company Owned Real Property 4.15(a) Company Performance Unit Award 3.2(c) Company Permits 4.9 4.9(a) Company Plans 4.10(aPreferred Stock 4.2(a) Company Related Party Transaction 4.24(c) Company Reserve Reports 4.17(a)(i) Company RSU Award 3.2(a)(i) Company SEC Documents 4.5(a) Company Series A Preferred Stock 3.1(b)(iiiPlan 3.2(a)(i) Company Series B Preferred Stock 3.1(b)(iii) Company Series C Preferred Stock 3.1(b)(iii) Company Special Committee Recitals Company Stockholders Recitals Company Stockholders Meeting 4.4 4.4(b) Confidentiality Agreement 6.7(b) Consent Solicitations 6.17(b) Converted Shares 3.1(b)(iii) Creditors’ Rights 4.3(a) Delaware LLC Act D&O Insurance 6.10(c) Debt Offer Documents 6.17(b) DGCL 2.1 Delaware Secretary of State Divestiture Action 6.8(b) Effect Annex A Effective Time 2.2(b) Eligible Shares 3.1(b)(i) e-mail 9.3 Effective Time 2.2(b9.3(b) End Date 8.1(b)(ii) Exchange Agent 3.3(a) Exchange Fund 3.3(a) Forfeited Phantom Exchange Ratio 3.1(b)(i) Excluded Shares 3.2(a3.1(b)(iii) Existing Credit Facility 6.17(a) FCPA 4.9(e) First Extended End Date 8.1(b)(ii) GAAP 4.5(b4.5(a) Government Official 4.9(c) HSR Act 4.4(a) Indemnified Liabilities 6.10(aPerson 6.10(a)(i) Indemnified Persons 6.10(aInitial End Date 8.1(b)(ii) Joint Proxy Statement 4.4 Letter of Transmittal 3.3(b)(i) Leverage Covenants 6.1(a)(xiv) Maryland Courts 9.7(b) Maryland Department 2.2(b) Material Company Insurance Policies 4.17 Material Parent Insurance Policies 5.17 Merger Recitals Merger Filings 2.2(bConsideration 3.1(b)(i) Merger Consideration Value 3.2(b) Merger Sub Preamble Merger Sub Sole Member Board Recitals MGCL 2.1 Operating Partnership 2.1 Non-U.S. Plan 4.10(l) OFAC Annex A Offers to Exchange 6.17(b) Offers to Purchase 6.17(b) Parent Preamble Parent Additional Dividend Amount 6.19(b) Parent Affiliate 9.10(b) 9.10 Parent Board Recitals Parent Board Recommendation 5.3(aCapital Stock 5.2(a)(ii) Parent Change of Recommendation 6.4(bClosing Price 3.3(h) Parent Common Stock Issuance Recitals Parent Contracts 5.16(b) Parent Disclosure Letter Article V Parent Equity Plan 5.2(a) Parent Management Agreement Amendment Recitals Parent Manager Recitals Parent Material Adverse Effect 5.1(a5.1 Parent Preferred Stock 5.2(a)(ii) Parent Permits 5.9 Parent Plans 5.10(aRSU Award 3.2(a)(i) Parent SEC Documents 5.5(a) Parent Stock Issuance Recitals Parent Stockholders Recitals .pdf 9.5 Per Share Common Merger Consideration 3.1(b)(iStock Plans 5.2(a)(ii)(B) Per Share Preferred Merger Consideration 3.1(b)(iiiPayoff Letter 6.17(a) Per Share Preferred Series B Merger Consideration 3.1(b)(iiiPBGC 4.10(h) Per Share Preferred Series C Merger Consideration 3.1(b)(iii) Per Share Preferred Series D Merger Consideration 3.1(b)(iii) Per Share Stock Consideration 3.1(b)(i) Phantom Share Consideration 3.2(a) Qualified REIT Subsidiary 4.1(b) Qualifying Income 8.3(i)(iProxy Statement 4.4(b) Registration Statement 4.8 REITs Recitals Remedial Measures 6.1(b)(xiv4.8(a) Rights-of-Way 4.16 Specified Regulatory Approvals 7.1(b) Surviving Company Corporation 2.1 Taxable REIT Subsidiary 4.1(b) Terminable Breach 8.1(b)(iii) Transaction Litigation 6.15 Transactions Recitals Vesting Phantom Shares 3.2(a)6.11
Appears in 3 contracts
Sources: Merger Agreement (Conocophillips), Merger Agreement (Marathon Oil Corp), Merger Agreement (Marathon Oil Corp)
Terms Defined Elsewhere. As used The following terms are defined elsewhere in this Agreement, the following capitalized terms are defined in this Agreement as referenced in the following table: 401(k) Termination Date Section 7.7(e) Adjusted RSU Award Section 3.4(c) Agreement Preamble Amendment to the Company Management Agreement Recitals Articles of Merger 2.2(bBase Amount Section 7.4(c) Book-Entry Shares 3.3(b)(iSection 3.2(c)(ii) Cancelled Shares 3.1(b)(vSection 3.1(b) Capital Expenditure Budget Section 6.1(b)(xiii) Capitalization Date Section 4.2(a) Cash Consideration Section 3.1(a)(i) Cash Election Section 3.1(a)(i) Certificate of Merger 2.2(bSection 2.3 Certificates Section 3.2(c)(i) Certificates 3.3(b)(iChange of Recommendation Section 6.4(a) Closing 2.2(a) Section 2.2 Closing Date 2.2(aSection 2.2 Commitment Letter Section 5.12(a) Code Recitals Company Preamble Company Additional Dividend Amount 6.19(a401(k) Plans Section 7.7(e) Company Affiliate 9.10(aAcquisition Agreement Section 6.4(a) Company Board of Directors Recitals Company Board Recommendation Recitals Company Change of Recommendation 6.3(b) Company Common Stock 3.1(b)(i) Company Contracts 3.2(b) Company DER Consideration 3.2(b) Company Director Designee 2.6 Recitals Company Disclosure Letter Article IV Company Dividend Equivalent Right 3.2(bLease Section 4.16(b) Company Material Adverse Effect 4.1(aNotes Offers and Consent Solicitations Section 7.16(b)(i) Company Permits 4.9 Section 4.9(b) Company Plans 4.10(aPreferred Stock Section 4.2(a) Company SEC Documents Section 4.5(a) Company Series A Preferred Stock 3.1(b)(iiiShareholder Approval Section 4.3(a) Company Series B Preferred Stock 3.1(b)(iiiShareholders Recitals Company Shareholders’ Meeting Section 7.12(b) Company Series C Preferred Stock 3.1(b)(iiiSupplemental Indenture Section 7.16(b)(i) Company Special Committee Recitals Company Stockholders Recitals Company Stockholders Meeting 4.4 Confidentiality Agreement 6.7(bConsent Section 4.4(a) Creditors’ Rights 4.3(aConsent Solicitations Section 7.16(b)(i) Delaware LLC Act 2.1 Delaware Secretary of State 2.2(bContinuation Period Section 7.7(a) e-mail 9.3 Continuing Employee Section 7.7(a) Continuing U.S. Employee Section 7.7(a) Converted Shares Section 3.1(b) Credit Facility Termination Section 7.16(a) Current ESPP Offering Period Section 3.4(e) Debt Offer Documents Section 7.16(b)(i) DOJ Section 7.2(d) Effective Time 2.2(bSection 2.3 Election Section 3.2(a)(i) End Date 8.1(b)(iiElection Deadline Section 3.2(a)(iv) Election Period Section 3.2(a)(iii) Employee Communications Section 7.7(f) Enforceability Limitations Section 4.3(b) Evercore Section 4.23 Exchange Agent 3.3(aSection 3.2(b) Exchange Fund 3.3(aSection 3.2(b) Forfeited Phantom Shares Financing Documents Section 7.15(a)(iii) Financing Letters Section 5.12(a) Form of Election Section 3.2(a)(ii) Form S-4 Section 4.22 Fractional Share Cash Amount Section 3.1(e) FTC Section 7.2(d) GAAP Section 4.5(b) Holder Section 3.2(a) GAAP 4.5(bIndemnified Parties Section 7.4(a) Indemnified Liabilities 6.10(aInjunction Section 9.1(f) Indemnified Persons 6.10(aIntegration Committee Section 7.1(c) Joint Proxy Statement 4.4 Intervening Event Section 6.4(d) In-the-Money Option Section 3.4(a) Leased Real Property Section 4.16(b) Letter of Transmittal 3.3(b)(i) Leverage Covenants 6.1(a)(xiv) Maryland Courts 9.7(b) Maryland Department 2.2(bSection 3.2(c)(i) Material Company Insurance Policies 4.17 Lease Section 4.16(b) Material Parent Insurance Policies 5.17 Contracts Section 4.17(a) Material Supplier Section 4.19 Merger Recitals Merger Filings 2.2(b) Merger Sub Preamble Merger Sub Sole Member New Plans Section 7.7(c) Non-Election Shares Section 3.1(a)(iii) Non-U.S. Plan Section 4.10(h) NYBCL Recitals MGCL 2.1 Operating Partnership 2.1 NYLLCA Recitals Offers to Purchase Section 7.16(b)(i) Old Plans Section 7.7(c) Outside Date Section 9.1(d) Owned Real Property Section 4.16(a) Parent Preamble Parent Additional Dividend Amount 6.19(b) Parent Affiliate 9.10(b) Parent Board of Directors Recitals Parent Board Recommendation 5.3(a) Parent Change of Recommendation 6.4(b) Parent Class B Common Stock Issuance Recitals Parent Contracts 5.16(bSection 5.2(a) Parent Disclosure Letter Article V Parent Equity Plan Governing Documents Section 5.1 Parent Preferred Stock Section 5.2(a) Parent Management Agreement Amendment Recitals Parent Manager Recitals Parent Material Adverse Effect 5.1(a) Parent Permits 5.9 Parent Plans 5.10(a) Parent SEC Documents Section 5.5(a) Parent Stock Issuance Recitals Parent Stockholders Recitals .pdf 9.5 Per Share Common Merger Consideration 3.1(b)(iParties Preamble Party Preamble Payoff Letter Section 7.16(a) Per Share Preferred Merger Consideration 3.1(b)(iiiPBGC Section 4.10(c) Per Share Preferred Series B Merger Consideration 3.1(b)(iiiPerson Section 6.4(a)(viii) Per Share Preferred Series C Merger Consideration 3.1(b)(iiiProxy Statement Section 4.22 Relevant Matters Section 10.9(a) Per Share Preferred Series D Merger Consideration 3.1(b)(iiiRequired Amount Section 5.12(b) Per Share Required Financial Statements Section 7.15(a)(i) Reverse Termination Fee Section 9.2(c) Sanctioned Country Section 4.9(g) Sanctioned Person Section 4.9(g) ▇▇▇▇▇▇▇▇-▇▇▇▇▇ Act Section 4.5(a) Stock Consideration 3.1(b)(iSection 3.1(a)(ii) Phantom Share Consideration 3.2(a) Qualified REIT Subsidiary 4.1(b) Qualifying Income 8.3(i)(i) Registration Statement 4.8 REITs Recitals Remedial Measures 6.1(b)(xivStock Election Section 3.1(a)(ii) Surviving Company Section 2.1 Taxable REIT Subsidiary 4.1(bSurviving Company Bylaws Section 2.4 Surviving Company Certificate of Incorporation Section 2.4 Surviving Company Stock Section 3.1(b) Terminable Breach 8.1(b)(iiiTermination Fee Section 9.2(b)(i) Transaction Litigation 6.15 Transactions Recitals Vesting Phantom Shares 3.2(aWARN Act Section 4.11(b) Willful Breach Section 9.2(a)
Appears in 2 contracts
Sources: Merger Agreement (Dick's Sporting Goods, Inc.), Merger Agreement (Dick's Sporting Goods, Inc.)
Terms Defined Elsewhere. As used in this Agreement, the following capitalized terms are defined in this Agreement as referenced in the following table: Agreement Preamble Amendment to the Company Management Agreement Recitals Articles of Merger 2.2(bApplicable Date 4.5(a) Appraisal Shares 3.6 Balance Sheet Date 4.6(b) Book-Entry Shares 3.3(b)(iSecurities 3.5(b)(ii) Cancelled Shares 3.1(b)(vCertificates 3.5(b)(i) Certificate Certificates of Merger 2.2(b2.3(b) Certificates 3.3(b)(iClass A Merger Consideration 3.1(b) Class B Merger Consideration 3.1(b) Closing 2.2(a2.3(a) Closing Date 2.2(a2.3(a) Code Recitals Company Preamble Company Additional Dividend Amount 6.19(a401(k) Plan 6.9(e) Company Affiliate 9.10(aAlternative Acquisition Agreement 6.3(d)(iv) Company Board Recitals Company Board Recommendation Recitals 4.3(a) Company Capital Stock 4.2(a) Company Change of Recommendation 6.3(b) Company Common Stock 3.1(b)(i6.3(d)(vii) Company Contracts 3.2(b4.20(b) Company DER Consideration 3.2(bCounsel 7.3(e) Company Director Designee 2.6 Company Disclosure Letter Article IV Company Dividend Equivalent Right 3.2(bEmployees 4.10(l) Company FA 4.23 Company Intellectual Property 4.14(a) Company Marketing Contract 4.20(a)(ii) Company Material Adverse Effect 4.1(a4.1 Company Material Leased Real Property 4.16 Company Material Real Property 4.16 Company Material Real Property Lease 4.16 Company Merger Consideration 3.1(b) Company Officer’s Tax Certificate 6.18(c) Company Owned Real Property 4.16 Company Parties Preamble Company Permits 4.9 4.9(a) Company Plans 4.10(aPreferred Stock 4.2(a) Company Related Party Transaction 4.25 Company Reserve Report 4.18(a) Company SEC Documents 4.5(a) Company Series A Preferred Stock 3.1(b)(iii) Company Series B Preferred Stock 3.1(b)(iii) Company Series C Preferred Stock 3.1(b)(iii) Company Special Committee Support Agreement Recitals Company Supporting Stockholders Recitals Company Stockholders Meeting 4.4 Confidentiality Agreement 6.7(b) Continuation Period 6.9(a) Continuing Employees 6.9(a) Creditors’ Rights 4.3(a) Delaware LLC Act 2.1 Delaware Secretary of State 2.2(bD&O Insurance 6.10(d) Days 9.4(e) DGCL 2.1(a) DLLCA 2.1(b) DTC 3.5(b)(ii) e-mail 9.3 Effective Time 2.2(bEligible Class A Shares 3.1(b) End Date 8.1(b)(iiEligible Class B Shares 3.1(b) Eligible Heat OpCo Units 3.3(a) Eligible Shares 3.1(b) Excess Shares 3.5(h) Exchange Agent 3.3(a3.5(a) Exchange Fund 3.3(a3.5(a) Forfeited Phantom Exchange Ratio 3.1(b) Excluded Shares 3.2(a3.1(d) GAAP 4.5(b) Heat OpCo Preamble HSR Act 4.4 Indemnified Liabilities 6.10(a) Indemnified Persons 6.10(a) Initial Company Merger 2.1(a) Initial Company Merger Effective Time 2.3(b) Initial Surviving Corporation 2.1(a) Intended Tax Treatment Recitals Joint Proxy Statement Statement/Prospectus 4.4 Letter of Transmittal 3.3(b)(i3.5(b)(i) Leverage Covenants 6.1(a)(xiv) Maryland Courts 9.7(b) Maryland Department 2.2(bmade available 9.4(e) Material Company Insurance Policies 4.17 4.21 Material Parent Insurance Policies 5.17 5.19 Measurement Date 4.2(a) Merger Recitals Merger Filings 2.2(bConsideration 3.1(b) Merger Sub I Preamble Merger Sub Sole Member II Preamble Merger Sub Board Recitals MGCL 2.1 Operating Partnership 2.1 OpCo Merger 2.2 OpCo Merger Consideration 3.3(a) OpCo Merger Effective Time 2.3(b) Pacers OpCo Preamble Parent Preamble Parent Additional Dividend Amount 6.19(b401(k) Plan 6.9(e) Parent Affiliate 9.10(bAlternative Acquisition Agreement 6.4(d)(iv) Parent Board Recitals Parent Board Recommendation 5.3(a) Parent Capital Stock 5.2(a) Parent Change of Recommendation 6.4(b6.4(d)(vii) Parent Common Stock Issuance Recitals Contracts 5.18(b) Parent Contracts 5.16(bCounsel 7.3(e) Parent Disclosure Letter Article V Parent Equity Plan 5.2(aFA 5.21 Parent Marketing Contract 5.18(a)(ii) Parent Management Agreement Amendment Recitals Parent Manager Recitals Parent Material Adverse Effect 5.1(a5.1 Parent Material Leased Real Property 5.14 Parent Material Real Property 5.14 Parent Material Real Property Lease 5.14 Parent Officer’s Tax Certificate 6.18(c) Parent Owned Real Property 5.14 Parent Parties Preamble Parent Permits 5.9 5.9(a) Parent Plans 5.10(aPreferred Stock 5.2(a) Parent Related Party Transaction 5.23 Parent Reserve Report 5.16(a) Parent SEC Documents 5.5(a) Parent Stock Issuance Recitals Parent Support Agreement Recitals Parent Supporting Stockholders Recitals .pdf 9.5 Per Share Common Merger pdf 2.3(a) Post-Effective Time Distributions 3.5(g) PSU Consideration 3.1(b)(i3.4(b) Per Share Preferred Merger Consideration 3.1(b)(iii) Per Share Preferred Series B Merger Consideration 3.1(b)(iii) Per Share Preferred Series C Merger Consideration 3.1(b)(iii) Per Share Preferred Series D Merger Consideration 3.1(b)(iii) Per Share Stock Consideration 3.1(b)(i) Phantom Share Consideration 3.2(a) Qualified REIT Subsidiary 4.1(b) Qualifying Income 8.3(i)(i) Registration Rights Agreement Recitals Registration Statement 4.8 REITs Recitals Remedial Measures 6.1(b)(xivRights-of-Way 4.17 RSU Consideration 3.4(a) Second Request 6.8(d) Subject Courts 9.14 Subsequent Company Merger 2.1(b) Subsequent Company Merger Effective Time 2.3(b) Surviving Company 2.1 Taxable REIT Subsidiary 4.1(b2.1(b) Surviving OpCo 2.2 Tail Period 6.10(d) Terminable Breach 8.1(b)(iii) Transaction Litigation 6.15 Transactions Recitals Vesting Phantom Shares 3.2(a)6.11
Appears in 2 contracts
Sources: Merger Agreement (Earthstone Energy Inc), Merger Agreement (Earthstone Energy Inc)
Terms Defined Elsewhere. As used in this Agreement, the following capitalized terms are defined in this Agreement as referenced in the following table: Definition Section Agreement Preamble Amendment to the Company Management Agreement Recitals Articles of Merger 2.2(b) Book-Entry Shares 3.3(b)(i3.1(b)(i) Buyer Preamble Cancelled Shares 3.1(b)(v) Certificate of Merger 2.2(b) Certificates 3.3(b)(i3.1(b)(i) Closing 2.2(a) Closing Date 2.2(a) Code Recitals Company Preamble Company 401(k) Plans 7.9(f) Company Additional Dividend Amount 6.19(a7.18(a) Company Affiliate 9.10(a10.10(a) Company Board Recitals Company Board Recommendation Recitals Company Change of Recommendation 6.3(b7.3(b) Company Common Stock 3.1(b)(i) Company Contracts 3.2(b4.16(b) Company DER Consideration 3.2(b) Company Director Designee 2.6 Designees 2.5 Company Disclosure Letter Article IV Company Dividend Equivalent Right 3.2(b) Company Material Adverse Effect 4.1(a) Company Performance Units 3.2(b) Company Permits 4.9 Company Plans 4.10(a) Company SEC Documents 4.5(aPortfolio Securities 7.1(b)(iv) Company Series A Preferred Stock 3.1(b)(iii) Company Series B Preferred Restricted Stock 3.1(b)(iii3.2(a) Company Series C Preferred Stock 3.1(b)(iiiSEC Documents 4.5(a) Company Special Committee Recitals Company Stockholders Recitals Company Stockholders Meeting 4.4 Confidentiality Agreement 6.7(b7.7(b) Continuing Employees 7.9(a) Creditors’ Rights 4.3(a) Delaware LLC Act 2.1 Delaware Secretary of State 2.2(bD&O Insurance 7.10(c) e-mail 9.3 Dispute Notice 3.1(c)(ii) Earned Unit 3.2(b) Effective Time 2.2(b) End Date 8.1(b)(ii9.1(b)(ii) Exchange Agent 3.3(a) Exchange Fund 3.3(a) Forfeited Phantom Shares 3.2(aExchange Ratio 3.1(b)(i) GAAP 4.5(b) Indemnified Liabilities 6.10(a7.10(a) Indemnified Persons 6.10(a7.10(a) Joint Proxy Statement 4.4 Intended Tax Treatment 2.6 Letter of Transmittal 3.3(b)(i) Leverage Covenants 6.1(a)(xiv) Listing 7.20 LLC Act Recitals Maryland Courts 9.7(b10.7(b) Maryland Department 2.2(b) Material Company Insurance Policies 4.17 Material Parent Insurance Policies 5.17 MGCL Recitals Merger Recitals Merger Filings 2.2(bName Change Recitals Notice of Recommendation Change 7.3(d)(iii) Merger Sub Preamble Merger Sub Sole Member Recitals MGCL 2.1 Operating Partnership 2.1 Notice Period 7.3(d)(iii) Parent Preamble Parent Additional Dividend Amount 6.19(b7.18(b) Parent Affiliate 9.10(b10.10(b) Parent Board Recitals Parent Board Recommendation 5.3(a) Parent Change of Recommendation 6.4(b) Parent Class A Common Stock Issuance Recitals Parent Class B Common Stock Recitals Parent Contracts 5.16(b) Parent Disclosure Letter Article V Parent Equity Plan 5.2(a) Parent Management Agreement Amendment Recitals Manager Preamble Parent Manager Recitals Permits 6.4 Parent Manager Plans 7.9(a) Parent Material Adverse Effect 5.1(a) Parent Permits 5.9 Parent Plans 5.10(a) Parent SEC Documents 5.5(a) Parent Stock Issuance Recitals pdf 10.5 Per Common Share Consideration 3.1(b)(i) Per Common Share Parent Stockholders Recitals .pdf 9.5 Consideration 3.1(b)(i) Per Common Share Common Merger Parent Stock Consideration 3.1(b)(i) Per Share Preferred Merger Consideration 3.1(b)(iii) Per Share Preferred Series B Merger Consideration 3.1(b)(iii) Per Share Preferred Series C Merger Consideration 3.1(b)(iii) Per Share Preferred Series D Merger Consideration 3.1(b)(iii) Per Share Stock Consideration 3.1(b)(i) Phantom Share Consideration 3.2(a) Proxy Statement 4.4 Qualified REIT Subsidiary 4.1(b) Qualifying Income 8.3(i)(i9.3(f)(i) Registration Statement 4.8 REITs Recitals Remedial Measures 6.1(b)(xivReclassification Recitals Reverse Stock Split Recitals Sexual Misconduct Allegation 4.11(e) Surviving Company 2.1 Taxable REIT Subsidiary 4.1(b) Terminable Breach 8.1(b)(iii9.1(b)(iii) Total Parent Consideration 3.1(b)(iii) Transaction Litigation 6.15 7.15 Transactions Recitals Vesting Phantom Shares 3.2(a)Recitals
Appears in 2 contracts
Sources: Merger Agreement (Capstead Mortgage Corp), Merger Agreement (Benefit Street Partners Realty Trust, Inc.)
Terms Defined Elsewhere. As used The following terms are defined elsewhere in this Agreement, the following capitalized terms are defined in this Agreement as referenced in the following tableindicated below: 9% Preferred Stock Section 3.3(a) Agreement Preamble Amendment to the Company Management Agreement Recitals Articles of Merger 2.2(b) Book-Entry Date Preamble Appraisal Shares 3.3(b)(i) Cancelled Shares 3.1(b)(vSection 2.3 Biologic Section 3.17(a) Certificate of Merger Section 1.2 Certificates Section 2.2(b) Certificates 3.3(b)(i) Closing 2.2(a) Section 1.2 Closing Date 2.2(aSection 1.2 Closing Shares Section 5.13(a) Code Recitals Company Preamble Company Additional Dividend Amount 6.19(a) Company Affiliate 9.10(aBenefit Plan Section 4.10(a) Company Board Recitals Section 4.4(b) Company Board Recommendation Recitals Approval Section 4.4(b) Company Change of Recommendation 6.3(b) Bridge Notes Section 2.6 Company By-laws Section 4.2 Company Certificate Section 4.2 Company Common Stock 3.1(b)(iSection 2.1(b) Company Contracts 3.2(b) Company DER Consideration 3.2(b) Company Director Designee 2.6 Company Disclosure Letter Schedule Article IV Company Dividend Equivalent Right 3.2(b) Material Contract Section 4.13 Company Material Adverse Effect 4.1(aIntellectual Property Section 4.16 Company Options Section 2.4(b) Company Permits 4.9 Section 4.6 Company Plans 4.10(a) Securityholders Section 5.3 Company SEC Documents 4.5(aSecurityholder Approval Section 4.20 Company Securityholder Distribution Approval Section 4.3(e) Company Series A Preferred Stock 3.1(b)(iiiSection 2.1(a) Company Stock Option Plans Section 2.4(b) Company Stockholder Approval Section 4.20 Company Unaudited Financial Statements Section 4.7(b) Company Warrants Section 2.5 Confidentiality Agreement Section 5.4 Consideration Shares Section 5.13(a) D&O Indemnified Parties Section 5.9(a) D&O Insurance Section 6.2(g) Delaware Law Recitals Drug Section 3.17(a) Effective Time Section 1.2 Equity Rights Agreement Section 6.2(b) Equityholder Representative Section 2.9 Exchange Agent Section 2.2(a) Exchange Fund Section 2.2(a) FDA Section 3.6 FDCA Section 3.6 Filing Date Section 5.13(a) Medical Device Section 3.17(a) Merger Recitals Merger Sub Preamble Parent Preamble Parent Benefit Plan Section 3.10(a) Parent Board Section 3.4(b) Parent Board Approval Section 3.4(b) Parent By-laws Section 3.2 Parent Certificate Section 3.2 Parent Common Stock Section 2.1(a) Parent Disclosure Schedule Article III Parent Financial Advisor Section 3.20 Parent Form 10-K Section 3.2 Parent Material Contract Section 3.13 Parent Material Intellectual Property Section 3.16 Parent Options Section 3.3(a) Parent Permits Section 3.6 Parent Preferred Stock Section 3.3(a) Parent SEC Filings Section 3.7(a) Parent Warrants Section 3.3(a) Recipients Section 5.13(b) Registration Period Section 5.13(b) Registration Statement Section 5.13(a) Representatives Section 5.4 Restricted Share Section 2.4(a) Rule 144 Section 5.13(b) Section 16 Section 5.8 Series A Junior Participating Preferred Stock Section 3.3(a) Series B Preferred Stock 3.1(b)(iii) Company Series C Preferred Stock 3.1(b)(iii) Company Special Committee Recitals Company Stockholders Recitals Company Stockholders Meeting 4.4 Confidentiality Agreement 6.7(b) Creditors’ Rights 4.3(a) Delaware LLC Act 2.1 Delaware Secretary of State 2.2(b) e-mail 9.3 Effective Time 2.2(b) End Date 8.1(b)(ii) Exchange Agent Section 3.3(a) Exchange Fund 3.3(a) Forfeited Phantom Shares 3.2(a) GAAP 4.5(b) Indemnified Liabilities 6.10(a) Indemnified Persons 6.10(a) Joint Proxy Statement 4.4 Letter of Transmittal 3.3(b)(i) Leverage Covenants 6.1(a)(xiv) Maryland Courts 9.7(b) Maryland Department 2.2(b) Material Company Insurance Policies 4.17 Material Parent Insurance Policies 5.17 Merger Recitals Merger Filings 2.2(b) Merger Sub Preamble Merger Sub Sole Member Recitals MGCL 2.1 Operating Partnership 2.1 Parent Preamble Parent Additional Dividend Amount 6.19(b) Parent Affiliate 9.10(b) Parent Board Recitals Parent Board Recommendation 5.3(a) Parent Change of Recommendation 6.4(b) Parent Common Stock Issuance Recitals Parent Contracts 5.16(b) Parent Disclosure Letter Article V Parent Equity Plan 5.2(a) Parent Management Agreement Amendment Recitals Parent Manager Recitals Parent Material Adverse Effect 5.1(a) Parent Permits 5.9 Parent Plans 5.10(a) Parent SEC Documents 5.5(a) Parent Stock Issuance Recitals Parent Stockholders Recitals .pdf 9.5 Per Share Common Merger Consideration 3.1(b)(i) Per Share Preferred Merger Consideration 3.1(b)(iii) Per Share Preferred Series B Merger Consideration 3.1(b)(iii) Per Share Preferred Series C Merger Consideration 3.1(b)(iii) Per Share Preferred Series D Merger Consideration 3.1(b)(iii) Per Share Stock Consideration 3.1(b)(i) Phantom Share Consideration 3.2(a) Qualified REIT Subsidiary 4.1(b) Qualifying Income 8.3(i)(i) Registration Statement 4.8 REITs Recitals Remedial Measures 6.1(b)(xiv) Surviving Company 2.1 Taxable REIT Subsidiary 4.1(b) Terminable Breach 8.1(b)(iii) Transaction Litigation 6.15 Transactions Recitals Vesting Phantom Shares 3.2(a)Corporation Recitals
Appears in 2 contracts
Sources: Merger Agreement (RespireRx Pharmaceuticals Inc.), Merger Agreement (Cortex Pharmaceuticals Inc/De/)
Terms Defined Elsewhere. As used Other than the terms defined in this AgreementExhibit B, the following capitalized terms are defined in this Agreement as referenced elsewhere in the following tableAgreement, as indicated below: Additional Issuer SEC Reports Section 2.7(a) Agreement Preamble Amendment to the Company Management Agreement Aggregate Principal Amount Section 1.1 Bankruptcy and Equity Exception Section 2.3(a) BCA Recitals Articles of Merger 2.2(b) Book-Entry Shares 3.3(b)(i) Cancelled Shares 3.1(b)(v) Certificate of Merger 2.2(b) Certificates 3.3(b)(iChange in Recommendation Section 7.11(a) Closing 2.2(aSection 1.4(a) Closing Conditions Article VI Closing Date 2.2(aSection 1.4(a) Code Recitals Closing Notice Section 1.4(b) Company Preamble Company Additional Dividend Amount 6.19(aDisclosure Schedule(s) Article III Company Fundamental Representations Section 5.1(a) Company Affiliate 9.10(aLeased Real Property Section 3.18(b) Company Owned Real Property Section 3.18(a) Company Property Section 3.18(b) Company Real Property Lease Section 3.18(b) Company Related Party Section 3.21 Company Related Party Transactions Section 3.21 Contract Property Section 3.18(e) Conversant Investor Recitals Conversant Subscription Agreement Recitals Convertible Notes Recitals Current Credit Agreement Section 7.8(f) Damages Section 9.2(a)(i) Designated Court(s) Section 9.16 Disclosure Document Section 7.5(a) Disclosure Schedule(s) Article III Effectiveness Date Section 7.3(a) Election Notice Section 7.7(c) Filing Deadline Section 7.3(a) Final Offer Notice Section 7.7(b) Financial Statements Section 3.4(a) Indemnified Breaches Section 9.2(a)(i) Indemnifying Party Section 9.2(a)(i) Initial Offer Notice Section 7.7(b) Insurance Policies Section 3.15 Interim Financial Statements Section 3.4(a) Investor Indemnified Persons Section 9.2(a)(i) Investor Subscription Agreement Recitals Investor(s) Preamble Investor’s Closing Conditions Article V IPO Prospectus Section 7.6(a) Issuance Approval Section 2.2(b) Issuance Approval Meeting Section 7.11(a) Issuance Approval Meeting Deadline Section 7.11(a) Issuance Approval Proxy Statement Section 7.11(a) Issuer Preamble Issuer Board Recitals Company Section 2.2(b) Issuer Board Recommendation Recitals Company Change of Recommendation 6.3(b) Company Common Stock 3.1(b)(i) Company Contracts 3.2(b) Company DER Consideration 3.2(b) Company Director Designee 2.6 Company Disclosure Letter Article IV Company Dividend Equivalent Right 3.2(b) Company Material Adverse Effect 4.1(a) Company Permits 4.9 Company Plans 4.10(a) Company SEC Documents 4.5(a) Company Series A Preferred Stock 3.1(b)(iii) Company Series B Preferred Stock 3.1(b)(iii) Company Series C Preferred Stock 3.1(b)(iii) Company Special Committee Recitals Company Stockholders Recitals Company Stockholders Meeting 4.4 Confidentiality Agreement 6.7(b) Creditors’ Rights 4.3(a) Delaware LLC Act 2.1 Delaware Secretary of State Section 2.2(b) e-mail 9.3 Effective Time 2.2(bIssuer Companies Recitals Issuer Disclosure Schedule(s) End Date 8.1(b)(iiArticle II Issuer Fundamental Representations Section 5.1(a) Exchange Agent 3.3(a) Exchange Fund 3.3(a) Forfeited Phantom Shares 3.2(a) GAAP 4.5(b) Indemnified Liabilities 6.10(a) Issuer Indemnified Persons 6.10(aSection 9.2(b) Joint Proxy Statement 4.4 Letter of Transmittal 3.3(b)(iIssuer Related Party Section 2.9 Issuer Related Party Transactions Section 2.9 Issuer SEC Reports Section 2.7(a) Leverage Covenants 6.1(a)(xiv) Maryland Courts 9.7(b) Maryland Department 2.2(bIssuer’s and Company’s Closing Conditions Article VI Latest Balance Sheet Section 3.4(a) Material Company Insurance Policies 4.17 Contracts Section 3.7(a) Material Parent Insurance Policies 5.17 Merger Recitals Merger Filings 2.2(b) Merger Sub Preamble Merger Sub Sole Member Recitals MGCL 2.1 Operating Partnership 2.1 Parent Preamble Parent Additional Dividend Amount 6.19(b) Parent Affiliate 9.10(b) Parent Board Recitals Parent Board Recommendation 5.3(a) Parent Change of Recommendation 6.4(b) Parent Common Stock Issuance Recitals Parent Contracts 5.16(b) Parent Disclosure Letter Article V Parent Equity Plan 5.2(a) Parent Management Agreement Amendment Recitals Parent Manager Recitals Parent Material Adverse Effect 5.1(a) Parent Permits 5.9 Parent Plans 5.10(a) Parent SEC Documents 5.5(a) Parent Stock Issuance Recitals Parent Stockholders Recitals .pdf 9.5 Per Share Common Merger Consideration 3.1(b)(i) Per Share Preferred Merger Consideration 3.1(b)(iii) Per Share Preferred Series B Merger Consideration 3.1(b)(iii) Per Share Preferred Series C Merger Consideration 3.1(b)(iii) Per Share Preferred Series D Merger Consideration 3.1(b)(iii) Per Share Stock Consideration 3.1(b)(i) Phantom Share Consideration 3.2(a) Qualified REIT Subsidiary 4.1(b) Qualifying Income 8.3(i)(i) Registration Statement 4.8 REITs Recitals Remedial Measures 6.1(b)(xiv) Surviving Company 2.1 Taxable REIT Subsidiary 4.1(b) Terminable Breach 8.1(b)(iii) Transaction Litigation 6.15 Transactions Recitals Vesting Phantom Shares 3.2(a)Section 3.6
Appears in 2 contracts
Sources: Convertible Note Purchase Agreement (DiamondHead Holdings Corp.), Convertible Note Purchase Agreement (DiamondHead Holdings Corp.)
Terms Defined Elsewhere. As used in this Agreement, the following capitalized terms are defined in this Agreement as referenced in the following table: 2022 Bonus Section 6.9(e) 2022 Bonus Plan Section 6.9(e) 2023 Bonus Plan Section 6.9(f) Agreement Preamble Amendment to the Company Management Agreement Recitals Articles of Merger 2.2(bAnti-Corruption Laws Section 4.29 Applicable Date 4.5(a) Book-Entry Shares 3.3(b)(i3.4(b)(ii) Cancelled Shares 3.1(b)(vCash Consideration 3.1(b)(i) Certificates 3.4(b)(i) Certificate of Merger 2.2(b) Certificates 3.3(b)(i) Closing 2.2(a) Closing Date 2.2(a) Code Recitals Section 3.3(e) Company Preamble Company Additional Dividend Amount 6.19(a401(k) Plan 6.9(d) Company Affiliate 9.10(aAlternative Acquisition Agreement 6.3(d)(iv) Company Board Recitals Company Board Recommendation Recitals 4.3(a) Company Capital Stock 4.2(a) Company Change of Recommendation 6.3(b6.3(d)(vii) Company Common Stock 3.1(b)(i) Class B Holders Recitals Company Contracts 3.2(b4.19(b) Company DER Consideration 3.2(b) Company Director Designee 2.6 Company Disclosure Letter Article IV Company Dividend Equivalent Right 3.2(bEmployee 4.10(i) Company Equity Plan 3.3(a) Company FA Section 4.23 Company Indemnified Parties Section 6.20(f) Company Intellectual Property 4.14(a) Company Leased Real Property 4.15 Company Marketing Contract 4.19(a)(ii) Company Material Adverse Effect 4.1(a4.1 Company Merger Recitals Company Merger Effective Time 2.2(b) Company Owned Real Property 4.15 Company PBRSU Award 3.3(a) Company Permits 4.9 4.9(a) Company Plans 4.10(aPreferred Stock 4.2(a) Company Proxy Statement 4.4 Company Real Property Lease 4.15 Company Related Party Transaction 4.25 Company Reserve Report 4.17(a) Company SEC Documents 4.5(a) Company Series A Preferred Stock 3.1(b)(iii) Company Series B Preferred Stock 3.1(b)(iii) Company Series C Preferred Stock 3.1(b)(iii) Company Special Committee Recitals Company Stockholders Recitals Company Stockholders Meeting 4.4 Company Support Agreement Recitals Company Support Agreement Failure Section 6.5(a) Company TRSU Award 3.3(a) Compensatory Issuance Section 3.1(c) Confidentiality Agreement 6.7(b) Continuation Period 6.9(a) Continuing Employee 6.9(a) Converted Parent TRSU Award 3.3(a) Creditors’ Rights 4.3(a) Delaware LLC Act D&O Insurance 6.10(d) days 9.4(e) Debt Offer Section 6.21(a) Director TRSU Award 3.3(a) DLLCA 2.1 Delaware Secretary of State 2.2(bDTC 3.4(b)(ii) e-mail 9.3 Effective Time 2.2(b) End Date 8.1(b)(iiEligible Shares 3.1(b)(i) Exchange Agent 3.3(a3.4(a) Exchange Fund 3.3(a3.4(a) Forfeited Phantom Excluded Benefits 6.9(a) Excluded Shares 3.2(a3.1(b)(iii) Export Control and Economic Sanctions Laws Section 4.30 FCPA Section 4.29 GAAP 4.5(b) Holdings GP Section 4.2(c) HSR Act 4.4 Indemnified Liabilities 6.10(a) Indemnified Persons 6.10(a) Joint Proxy Statement 4.4 Intended U.S. Tax Treatment Recitals Involuntary Termination Section 6.9(f) IRRA Recitals JSTX Recitals Letter of Transmittal 3.3(b)(i3.4(b)(i) Leverage Covenants 6.1(a)(xiv) Maryland Courts 9.7(b) Maryland Department 2.2(bmade available 9.4(e) Material Company Insurance Policies 4.17 4.20 Material Parent Insurance Policies 5.17 5.20 Measurement Date 4.2(a) Merger Recitals Merger Filings 2.2(bConsideration 3.1(b)(i) Merger Sub Preamble Merger Sub Sole Member Recitals MGCL 2.1 Operating Partnership 2.1 Offer Documents Section 6.21(a) Outside Date Section 8.1(b)(ii) Parent Preamble Parent Additional Dividend Amount 6.19(b401(k) Plan 6.9(d) Parent Affiliate 9.10(bAlternative Acquisition Agreement 6.4(d)(iv) Parent Board Recitals Parent Board Recommendation 5.3(a) Parent Change of Recommendation 6.4(b6.4(d)(vii) Parent Circular 4.8 Parent Common Stock Issuance Shares Recitals Parent Contracts 5.16(bSection 5.19(b) Parent Disclosure Letter Article V Parent Employee 5.10(l) Parent Equity Plan 5.2(a5.2(b) Parent Management Agreement Amendment Recitals FAs Section 5.23 Parent Manager Recitals Intellectual Property 5.14(a) Parent Leased Real Property 5.15 Parent Marketing Contract Section 5.19(a)(ii) Parent Material Adverse Effect 5.1(a5.1 Parent Owned Real Property 5.15 Parent Parties Recitals Parent Permits 5.9(a) Parent Permits 5.9 Parent Plans 5.10(aPreferred Shares 5.2(a) Parent SEC Real Property Lease 5.15 Parent Related Party Transaction Section 5.25 Parent Reporting Documents 5.5(a) Parent Stock Reserve Report 5.17(a) Parent Share Issuance Recitals Parent Stockholders Recitals .pdf 9.5 Per Share Common Merger Consideration 3.1(b)(iShareholder Meeting 4.8 Parent Shares Section 5.2(a) Per Share Preferred Merger Consideration 3.1(b)(iiiParticipant’s Separation Date 6.9(f) Per Share Preferred Series B Merger Consideration 3.1(b)(iiiParticipating Employee 6.9(f) Per Share Preferred Series C Merger Consideration 3.1(b)(iiipdf 2.2(a) Per Share Preferred Series D Merger Consideration 3.1(b)(iii) Per Share Stock Consideration 3.1(b)(i) Phantom Share Consideration 3.2(a) Qualified REIT Subsidiary 4.1(b) Qualifying Income 8.3(i)(iPre-Closing Restructuring Transactions Section 6.25 Post-Effective Time Dividends 3.4(g) Registration Statement 4.8 REITs Required Amount Section 5.29 Rights-of-Way 4.16 Rocky Creek Recitals Remedial Measures 6.1(b)(xivSecond Request 6.8(d) Share Consideration 3.1(b)(i) Separated Participant 6.9(f) Subsidiary Interests Section 4.2(e) Surviving Company Corporation 2.1 Taxable REIT Subsidiary 4.1(bSurviving Corporation Stock 3.1(a) Tail Period 6.10(d) Terminable Breach 8.1(b)(iii) Transaction Litigation 6.15 Transactions Recitals Vesting Phantom Shares 3.2(a)6.11 TRSU Consideration Section 3.3(b) VSCA 2.1
Appears in 2 contracts
Sources: Merger Agreement (Ranger Oil Corp), Merger Agreement (Ranger Oil Corp)
Terms Defined Elsewhere. As used The following terms are defined elsewhere in this Agreement, the following capitalized terms are defined in this Agreement as referenced in the following tableindicated below: Aggregate Cash Consideration Section 2.1(b) Agreement Preamble Amendment to the Company Management Agreement Recitals Articles of Merger 2.2(b) Section 1.3 Book-Entry Shares 3.3(b)(i) Cancelled Shares 3.1(b)(v) Certificate of Merger Section 2.2(b) Borrower Section 4.25(a) Cash Consideration Section 2.1(a) Cash Electing Share Section 2.1(a) Cash Election Section 2.1(a) Cash Election Amount Section 2.1(b) Cash Fraction Section 2.1(b)(i) CERCLA Section 3.8 Certificates 3.3(b)(iSection 2.2(b) Closing 2.2(a) Section 1.2 Closing Date 2.2(aSection 1.2 COBRA Section 3.10(a) Code Recitals Company Preamble Company Additional Dividend Amount 6.19(a) Company Affiliate 9.10(a) Company Board of Directors Recitals Company Board Recommendation Recitals Company Capitalization Date Section 3.2(a) Company Cash Awards Section 2.3(g) Company Change of Recommendation 6.3(bSection 5.3(c) Company Common Stock 3.1(b)(iRecitals Company D&O Insurance Section 6.4 Company Deferred Awards Section 2.3(f) Company Contracts 3.2(b) Company DER Consideration 3.2(b) Company Director Designee 2.6 Company Disclosure Letter Article IV III Company Dividend Equivalent Right 3.2(bEquity Awards Section 2.3(h) Company Expenses Section 8.2(c)(i) Company Foreign Plan Section 3.10(d) Company Indemnified Parties Section 6.4 Company Leased Real Property Section 3.17(b) Company Material Adverse Effect 4.1(aContracts Section 3.20(a) Company Owned Real Property Section 3.17(a) Company Permits 4.9 Section 3.7(b) Company Plans 4.10(aPermitted Lien Section 3.17(a) Company Preferred Shares Section 3.2(a) Company PSU Award Section 2.3(e) Company Restricted Stock Award Section 2.3(c) Company RSU Award Section 2.3(d) Company SEC Documents 4.5(aSection 3.4(a) Company Series A Preferred Stock 3.1(b)(iiiShares Recitals Company Specified Termination Fee Section 8.2(b)(iv) Company Series B Preferred Stock 3.1(b)(iiiAppreciation Right Section 2.3(b) Company Series C Preferred Stock 3.1(b)(iiiOption Section 2.3(a) Company Special Committee Recitals Company Stockholders Recitals Company Stockholders Meeting 4.4 Confidentiality Agreement 6.7(bTermination Fee Section 8.2(b)(ii) Creditors’ Rights 4.3(aDebt Commitment Letters Section 4.25(a) Delaware LLC Act 2.1 Delaware Secretary of State 2.2(bDebt Financing Section 4.25(a) e-mail 9.3 DOJ Section 6.2(b) Effective Time 2.2(bSection 1.3 Election Section 2.9(a) End Date 8.1(b)(iiElection Deadline Section 2.9(d) Enforceability Exceptions Section 3.3(a) Environmental Laws Section 3.8 Environmental Liability Section 3.8 Environmental Permits Section 3.8 Excess Shares Section 2.7(c) Exchange Agent 3.3(aSection 2.2(a) Exchange Fund 3.3(aSection 2.2(a) Forfeited Phantom Shares 3.2(aExchange Ratio Section 2.1(a) Existing Parent Holder Section 2.7(c) First Succession Date Section 6.10(a) Form 10 Section 3.13(b) Form of Election Section 2.9(b) Form S-4 Section 3.13 Fractional Share Consideration Section 2.7(b) FTC Section 6.2(b) GAAP 4.5(bSection 3.4(b) Hazardous Substance Section 3.8 Holder Section 2.9 Indemnified Liabilities 6.10(a) Indemnified Persons 6.10(a) Parties Section 6.4 Joint Proxy Statement 4.4 Letter of Transmittal 3.3(b)(iStatement/Prospectus Section 3.13(a) Leverage Covenants 6.1(a)(xivLenders Section 4.25(a) Maryland Courts 9.7(b) Maryland Department 2.2(b) Material Company Insurance Policies 4.17 Material Parent Insurance Policies 5.17 Merger Recitals Merger Filings 2.2(bConsideration Section 2.1(a) Merger Sub Preamble Merger Sub Sole Member Recitals MGCL 2.1 Operating Partnership 2.1 New Plans Section 6.11(c) Old Plans Section 6.11(c) Outside Date Section 8.1(c) Parent Preamble Parent Additional Dividend Amount 6.19(b) Parent Affiliate 9.10(b) Parent Board of Directors Recitals Parent Board Recommendation 5.3(aRecitals Parent Capitalization Date Section 4.2(a) Parent Cash Award Section 2.3(g) Parent Change of Recommendation 6.4(bSection 5.4(c) Parent Common Stock Issuance Recitals Parent Contracts 5.16(b) D&O Insurance Section 6.4 Parent Disclosure Letter Article V IV Parent DSU Award Section 2.4(d) Parent Equity Plan 5.2(aAwards Section 2.4(e) Parent Management Agreement Amendment Recitals Euro-Denominated Shares Section 4.2(a) Parent Manager Recitals Expenses Section 8.2(b)(i) Parent Foreign Plan Section 4.10(d) Parent Indemnified Parties Section 6.4 Parent Leased Real Property Section 4.17(b) Parent Material Adverse Effect 5.1(aContracts Section 4.20(a) Parent Memorandum and Articles of Association Section 4.1(a) Parent Owned Real Property Section 4.17(a) Parent Permits 5.9 Section 4.7(b) Parent Plans 5.10(aPermitted Lien Section 4.17(a) Parent Predecessor Entity Section 4.4(a) Parent Preferred Shares Section 4.2(a) Parent PSU Award Section 2.4(c) Parent RSU Award Section 2.3(d) Parent SEC Documents 5.5(aSection 4.4(a) Parent Stock Issuance Recitals Share Appreciation Right Section 2.3(b) Parent Stockholders Recitals .pdf 9.5 Per Share Common Merger Consideration 3.1(b)(iOption Section 2.3(a) Per Share Preferred Merger Consideration 3.1(b)(iiiParent Shares Section 4.2(a) Per Share Preferred Series B Merger Consideration 3.1(b)(iiiParent Specified Termination Fee Section 8.2(c)(iv) Per Share Preferred Series C Merger Consideration 3.1(b)(iiiParent Termination Fee Section 8.2(c)(ii) Per Share Preferred Series D Merger Consideration 3.1(b)(iiiParties Preamble Party Preamble Person Section 5.3(g) Per Share Stock Consideration 3.1(b)(iRCRA Section 3.8 Release Section 3.8 Removal, Remedial or Response Section 3.8 Revolver Financing Section 6.16(d) Phantom ▇▇▇▇▇▇▇▇-▇▇▇▇▇ Act Section 3.5(a) Second Succession Date Section 6.10(a) Share Consideration 3.2(aSection 2.1(a) Qualified REIT Subsidiary 4.1(bShare Electing Share Section 2.1(a) Qualifying Income 8.3(i)(iShare Election Section 2.1(a) Registration Statement 4.8 REITs Recitals Remedial Measures 6.1(b)(xivSpin Off Section 3.13(b) Surviving Company 2.1 Taxable REIT Subsidiary 4.1(b) Terminable Breach 8.1(b)(iii) Transaction Litigation 6.15 Corporation Section 1.1 Transactions Recitals Vesting Phantom Shares 3.2(a)Transfer Agent Section 2.7(c) WBCL Recitals WLLCL Recitals
Appears in 2 contracts
Sources: Merger Agreement (TYCO INTERNATIONAL PLC), Merger Agreement (Johnson Controls Inc)
Terms Defined Elsewhere. As used The following terms are defined elsewhere in this Agreement, the following capitalized terms are defined in this as indicated below: Term Section $ or Dollar 1.03 € or Euro 1.03 Acceptable Confidentiality Agreement as referenced in the following table: 5.03(b)(i) Acceptance Time 2.01(b) Accountants Statement 2.08(c)(2) Adverse Recommendation Change 5.03(d)(i) Agreement Preamble Amendment to the Company Management Alternative Acquisition Agreement Recitals Articles of Merger 2.2(b5.03(d)(ii) BookAnti-Entry Takeover Measure 3.26 Antitrust Investigation 7.01(c) Asset Sale 2.04(a)(v) Asset Sale Documentation 2.07(b) Asset Sale Threshold 2.04(a)(v) Buyer Preamble Buyer Directors 2.05(a) Buyer Note 2.08(c)(ii) Buyer Shares 3.3(b)(i2.07(a)(vii) Cancelled Shares 3.1(b)(vCall Option 2.08(a) Certificate of Merger 2.2(b) Certificates 3.3(b)(i) Chosen Courts 9.07 Closing 2.2(a2.01(b) Closing Date 2.2(a2.01(b) Code Recitals Company Preamble Company Additional Dividend Amount 6.19(a) Company Affiliate 9.10(a) Company Board Recitals Company Board Recommendation Recitals Company Change of Recommendation 6.3(bDisclosure Documents 3.10(a) Company Common Stock 3.1(b)(iFinancial Advisor 3.22 Company Leased Real Property 3.15(b) Company Contracts 3.2(b) Company DER Consideration 3.2(b) Company Director Designee 2.6 Company Disclosure Letter Article IV Company Dividend Equivalent Right 3.2(b) Company Material Adverse Effect 4.1(aOwned Real Property 3.15(a) Company Permits 4.9 3.13(b) Company Plans 4.10(aPlan List 3.18(a) Company Real Property Leases 3.15(b) Company Recommendation 3.02(b) Company SEC Documents 4.5(a3.07(a) Company Series A Preferred Stock 3.1(b)(iiiSecurities 3.05(c) Company Series B Preferred Stock 3.1(b)(iiiSubsidiary Securities 3.06(b) Company Series C Preferred Stock 3.1(b)(iiiThird Party 1.01 Compensation Committee 2.03(h) Company Special Committee Recitals Company Stockholders Recitals Company Stockholders Meeting 4.4 Confidentiality Agreement 6.7(b5.02(b) Creditors’ Rights 4.3(acontrol 1.01 Conversion Resolutions 2.04(a)(iv) Delaware LLC Act 2.1 Delaware Secretary of State 2.2(bCopyrights 1.01 Discharge Resolution 2.04(a)(ii) e-mail 9.3 Effective Time 2.2(bDomain Names 1.01 Effect 1.01 EGM 2.04(a) EGM Materials 2.04(b) Electronic Delivery 9.09 Employment Practices 3.19(b) End Date 8.1(b)(ii8.01(b)(i) Exchange Agent 3.3(aEquity Award Adjustment Ratio 2.03(b) Exchange Fund 3.3(aExpiration Time 2.01(d) Forfeited Phantom Shares 3.2(aGovernance Resolutions 2.04(a)(iii) GAAP 4.5(bIFRS Accounts 3.08(d) IIA 3.16(o) Indemnification Agreements 6.01(a) Indemnified Liabilities 6.10(aPerson 6.01(a) Indemnified Persons 6.10(aTerm Section Independent Directors 2.05(a) Joint Proxy Statement 4.4 Letter of Transmittal 3.3(b)(iInitial Expiration Time 2.01(d) Leverage Covenants 6.1(a)(xivInstitution 3.16(n) Maryland Courts 9.7(bInterim Israel Equity Tax Ruling 5.05(e) Maryland Department 2.2(bIsrael Equity Tax Ruling 5.05(a) Israel Tax Rulings 5.05(c) Legal Restraints ▇▇▇. I ¶ C Liability 3.12(a) Liquidation 2.05(b) Liquidator 2.04(a)(vi) Material Company Insurance Policies 4.17 Material Parent Insurance Policies 5.17 Merger Contracts 3.21(a) Minimum Condition ▇▇▇. I ¶ A Minority Exit Offering Period 2.01(f) New Plans 6.02(d) Non-Competition Agreement Recitals Merger Filings 2.2(bOFAC 1.01 Offer Recitals Offer Commencement Date 2.01(a) Merger Sub Preamble Merger Sub Sole Member Offer Conditions 2.01(a) Offer Consideration Recitals MGCL 2.1 Operating Partnership 2.1 Offer Documents 2.01(h) Old Plans 6.02(d) Option Closing 2.08(b) Option Closing Date 2.08(b) Option Exercise Notice 2.08(b) Option Shares 2.08(a) Ordinary Shares 2.08(a) Parent Preamble Parent Additional Dividend Amount 6.19(bNote 2.08(c)(iii) Parent Affiliate 9.10(bPartnership Election 2.07(a)(v) Parent Board Patents 1.01 Post-Offer Reorganization 2.07(a) Pre-Closing Period 5.01 Premium Cap 6.01(b) Pre-Wired Asset Sale Resolutions 2.04(a)(vi) Pre-Wired Asset Sale Ruling 5.05(c) Schedule 14D-9 2.02(b) Schedule TO 2.01(h) Shares Recitals Parent Board Recommendation 5.3(aSubsequent EGM 2.04(e) Parent Change of Recommendation 6.4(bSubsequent Offering Period 2.01(f) Parent Common Stock Issuance Tender and Support Agreements Recitals Parent Contracts 5.16(bTerminated Plan 6.02(c) Parent Disclosure Letter Article V Parent Equity Plan 5.2(aTerminating Option 2.03(c) Parent Management Agreement Amendment Recitals Parent Manager Recitals Parent Material Adverse Effect 5.1(aTerminating RSU 2.03(a) Parent Permits 5.9 Parent Plans 5.10(a) Parent SEC Documents 5.5(a) Parent Stock Issuance Recitals Parent Stockholders Recitals .pdf 9.5 Per Share Common Merger Consideration 3.1(b)(i) Per Share Preferred Merger Consideration 3.1(b)(iii) Per Share Preferred Series B Merger Consideration 3.1(b)(iii) Per Share Preferred Series C Merger Consideration 3.1(b)(iii) Per Share Preferred Series D Merger Consideration 3.1(b)(iii) Per Share Stock Consideration 3.1(b)(i) Phantom Share Consideration 3.2(a) Qualified REIT Subsidiary 4.1(b) Qualifying Income 8.3(i)(i) Registration Statement 4.8 REITs Recitals Remedial Measures 6.1(b)(xiv) Surviving Company 2.1 Taxable REIT Subsidiary 4.1(b) Terminable Breach 8.1(b)(iii) Trade Register 3.03 Trade Secrets 1.01 Trademarks 1.01 Transaction Litigation 6.15 Transactions Recitals Vesting Phantom Shares 3.2(a7.06 VAT 3.17(n) WARN 3.19(e) Withholding Tax Ruling 5.05(b)
Appears in 2 contracts
Sources: Purchase Agreement (Mobileye N.V.), Purchase Agreement (Intel Corp)
Terms Defined Elsewhere. As used in this Agreement, the following capitalized terms are defined in this Agreement as referenced in have the following tablemeanings set forth below: 2005 Parent Plan 5.2 401(k) Plan 6.9(d) Agreement Preamble Amendment to the Company Management Agreement Recitals Articles of Merger 2.2(bAntitrust Authority 6.8(b) Antitrust Laws 6.8(b) Book-Entry Shares 3.3(b)(i) Cancelled Shares 3.1(b)(vBusiness Day 2.2(a) Cap Amount 6.10(d) Certificate of Merger 2.2(b) Certificates 3.3(b)(i) Closing 2.2(a) Closing Date 2.2(a) Code Recitals Company Preamble Company Additional Dividend Amount 6.19(a) Company Affiliate 9.10(a) 9.10 Company Board Recitals Company Board Recommendation Recitals 4.3(a) Company Capital Stock 4.2 Company Change of Recommendation 6.3(b6.3(c) Company Change of Recommendation Notice 6.3(e)(v)(B) Company Common Stock 3.1(b)(i) Company Contracts 3.2(b4.18(b) Company DER Consideration 3.2(b) Company Director Designee 2.6 Company Disclosure Letter Article IV Company Dividend Equivalent Right 3.2(bEmployee 6.9(a) Company Independent Petroleum Engineers 4.16(a) Company Intellectual Property 4.14 Company Material Adverse Effect 4.1(a4.1 Company Material Leased Real Property 4.15(a) Company Material Real Property Lease 4.15(b) Company Owned Real Property 4.15(a) Company Plans 4.11(a) Company Permits 4.9 4.9(a) Company Plans 4.10(aPreferred Stock 4.2 Company Related Party Transaction 4.23 Company Reserve Report 4.16(a) Company SEC Documents 4.5(a) Company Series A Preferred Stock 3.1(b)(iii) Company Series B Preferred Stock 3.1(b)(iii) Company Series C Preferred Stock 3.1(b)(iii) Company Special Committee Recitals Company Stockholders Recitals Company Stockholders Meeting 4.4 Company Stock Plan 3.2 Company Superior Proposal Notice 6.3(e)(iii)(B) Company Tax Certificate 6.18 Competition Law Notifications 6.8(b) Confidentiality Agreement 6.7(b) Creditors’ Rights 4.3(a) Delaware LLC Act DGCL 2.1 Delaware Secretary of State 2.2(bDebt Offer 6.21 Divestiture Action 6.8(b) e-mail 9.3 Effective Time 2.2(b) End Date 8.1(b)(ii) Exchange Agent 3.3(a) Exchange Fund 3.3(a) Forfeited Phantom Shares 3.2(aExchange Ratio 3.1(b)(i) GAAP 4.5(b) HSR Act 4.4 Holdco Recitals Indemnified Liabilities 6.10(a) Indemnified Persons 6.10(a) Joint Proxy Statement 4.4 Letter of Transmittal 3.3(b)(i) Leverage Covenants 6.1(a)(xiv) Maryland Courts 9.7(b) Maryland Department 2.2(b) Material Company Insurance Policies 4.17 Material Parent Insurance Policies 5.17 4.19 Merger Recitals 2.1 Merger Filings 2.2(bConsideration 3.1(b)(i) Merger Sub Preamble Merger Sub Sole Member Board Recitals MGCL 2.1 Operating Partnership 2.1 Offer Documents 6.21 Parent Preamble Parent Additional Dividend Amount 6.19(b) Parent Affiliate 9.10(b) Parent Board Recitals Parent Board Recommendation 5.3(a) Parent Change of Recommendation 6.4(b) Notice 6.4 Parent Common Stock Issuance Recitals Parent Contracts 5.16(b3.1(b)(i) Parent Disclosure Letter Article V Parent Equity Plan 5.2(aIndependent Petroleum Engineers 5.13(a) Parent Management Agreement Amendment Recitals Parent Manager Recitals Parent Material Adverse Effect 5.1(a5.1 Parent Permits 5.9(a) Parent Permits 5.9 Plans 5.11(a) Parent Plans 5.10(aPreferred Stock 5.2 Parent Reserve Report 5.13(a) Parent SEC Documents 5.5(a) Parent Stock Issuance Recitals 5.3(a) Parent Stockholders Recitals .pdf 9.5 Per Share Common Merger Consideration 3.1(b)(i) Per Share Preferred Merger Consideration 3.1(b)(iii) Per Share Preferred Series B Merger Consideration 3.1(b)(iii) Per Share Preferred Series C Merger Consideration 3.1(b)(iii) Per Share Preferred Series D Merger Consideration 3.1(b)(iii) Per Share Stock Consideration 3.1(b)(i) Phantom Share Consideration 3.2(a) Qualified REIT Subsidiary 4.1(b) Qualifying Income 8.3(i)(i) Plan 5.2 Parent Tax Certificate 6.18 Registration Statement 4.8 REITs Recitals Remedial Measures 6.1(b)(xiv4.6 Replacement Plans 6.9(b) Representatives 6.7(a) Surviving Company Corporation 2.1 Taxable REIT Subsidiary 4.1(b) Terminable Breach 8.1(b)(iii) Transaction Litigation 6.15 Transactions Recitals Vesting Phantom Shares 3.2(a)Voting Agreement Recitals
Appears in 2 contracts
Sources: Merger Agreement (Range Resources Corp), Merger Agreement (Memorial Resource Development Corp.)
Terms Defined Elsewhere. As used The following terms are defined elsewhere in this Agreement, the following capitalized terms are defined in this Agreement as referenced in the following tableindicated below: 2018 Property Plan 5.1(a)(x) Agreement Preamble Amendment to the Company Management Agreement Recitals Articles of Merger 2.2(bAlternate Commitment Letter 5.13(a)(ii) Alternate Financing 5.13(a)(ii) Antitrust Counsel Only Material 5.4(b) Book-Entry Shares 3.3(b)(i2.2(b)(ii) Cancelled Shares 3.1(b)(v2.1(d) Capitalization Date 3.2(a) Cash Electing Share 2.1(a) Cash Election 2.1(a) Cash Election Consideration 2.1(a) Cash Fraction 2.1(c)(i)(A) Certificate of Merger 2.2(b1.2 Certificates 2.2(b)(i) Certificates 3.3(b)(ichange in control 5.7(c) Change of Board Recommendation 5.3(a) Closing 2.2(a) 1.2 Closing Date 2.2(a1.2 Commitment Letter 4.19(a) Code Recitals Company Preamble Company Additional Dividend Amount 6.19(a) Company Affiliate 9.10(a) Company Board Recitals Company Board Recommendation Recitals Company Change of Recommendation 6.3(bBylaws 3.1(b) Company Common Stock 3.1(b)(iCharter 3.1(b) Company Contracts 3.2(b) Company DER Consideration 3.2(b) Company Director Designee 2.6 Company Disclosure Letter Article IV 3 Company Dividend Equivalent Right 3.2(bEmployees 5.7(a) Company Equity Awards 2.4(c) Company Financial Statements 3.7(b) Company Material Adverse Effect 4.1(aContract 3.13(a)(viii) Company Permits 4.9 3.6(a) Company Plans 4.10(aPreferred Stock 3.2(a) Company Property 3.18(b) Company Related Parties 7.3(e) Company Restricted Stock Award 2.4(b) Company RSU Award 2.4(c) Company SEC Documents 4.5(a3.7(a) Company Series A Preferred Stock 3.1(b)(iiiOption 2.4(a) Company Series B Preferred Stock 3.1(b)(iii) Company Series C Preferred Stock 3.1(b)(iii) Company Special Committee Recitals Company Stockholders Recitals Stockholder Approval 3.3 Company Stockholders Meeting 4.4 3.3 Company Subsidiary 3.1(a) Confidentiality Agreement 6.7(b5.2(b) Creditors’ Rights 4.3(aCovered Persons 5.8(a) Delaware LLC Act 2.1 Delaware Secretary of State 2.2(bD&O Insurance 5.8(c) e-mail 9.3 Debt Offer 5.14(b)(i) Debt Offer Documents 5.14(b)(i) Definitive Agreements 5.13(a) DGCL Recitals Dissenting Shares 2.3 Dividend Consideration 2.1(a) Effective Time 2.2(b1.2 Election 2.8(a) End Date 8.1(b)(iiElection Deadline 2.8(d) Exchange Agent 3.3(a2.2(a) Exchange Fund 3.3(a2.2(a) Forfeited Phantom Shares 3.2(aExisting Indemnification Agreements 5.8(a) GAAP 4.5(bFair Value 4.20(d) Indemnified Liabilities 6.10(aFairness Opinions 3.21 Financing 4.19(a) Indemnified Persons 6.10(aFinancing Representatives 5.13(b) Joint Proxy Statement 4.4 Form of Election 2.8(b) Form S-4 3.5 Fractional Share Consideration 2.1(a) Holder 2.8 Indebtedness 3.2(e) Indenture 5.14(b)(i) Information 5.2(b) Insurance Policies 3.20 Intermediate Parent Preamble Key Stockholder Recitals Leased Real Property 3.18(b) Lenders 4.19(a) Letter of Transmittal 3.3(b)(i2.2(b)(i) Leverage Covenants 6.1(a)(xivLiabilities 4.20(d) Maryland Courts 9.7(b) Maryland Department 2.2(b) Material Company Insurance Policies 4.17 Material Parent Insurance Policies 5.17 Merger Recitals Merger Filings 2.2(bAmounts 4.19(d) Merger Sub Preamble Merger Sub Sole Member Recitals MGCL 2.1 Operating Partnership 2.1 Mixed Consideration Share 2.1(a) Mixed Election 2.1(a) Mixed Election Consideration 2.1(a) Mixed Stock Consideration 2.1(a) New Plan 5.7(b) New TMM 4.2(b) Notice Period 5.3(f) Offering Documents 5.13(b)(ii) Old Plans 5.7(b) Outside Date 7.1(b) Owned Real Property 3.18(a) Parent Preamble Parent Additional Dividend Amount 6.19(b) Parent Affiliate 9.10(b) Parent Board Recitals Parent Board Recommendation 5.3(aBylaws 4.1(b) Parent Change of Recommendation 6.4(bCapitalization Date 4.2(a) Parent Common Stock Issuance Recitals Parent Contracts 5.16(bCharter 4.1(b) Parent Disclosure Letter Article V Financial Statements 4.8(b) Parent Equity Plan Options 4.2(b) Parent Preferred Stock 4.2(a) Parent Representatives 5.2(a) Parent Management Agreement Amendment Recitals Parent Manager Recitals Parent Material Adverse Effect 5.1(aRestricted Stock Award 2.4(b) Parent Permits 5.9 Parent Plans 5.10(aRSU Award 2.4(c) Parent SEC Documents 5.5(a4.8(a) Parent Subsidiary 4.4 Payoff Amount 5.14(a) Payoff Letter 5.14(a) Present Fair Saleable Value 4.20(d) Proposed Changed Terms 5.3(f)(ii) Proxy Statement/Prospectus 3.5 Real Property Lease 3.18(b) SEC 3.7(a) Section 16 5.10 Senior Notes 5.14(b)(i) Significant Company Subsidiary 3.1(a) Significant Parent Subsidiary 4.1(a) Stock Issuance Recitals Parent Stockholders Recitals .pdf 9.5 Per Electing Share Common Merger 2.1(a) Stock Election 2.1(a) Stock Election Consideration 3.1(b)(i2.1(a) Per Share Preferred Merger Consideration 3.1(b)(iii) Per Share Preferred Series B Merger Consideration 3.1(b)(iii) Per Share Preferred Series C Merger Consideration 3.1(b)(iii) Per Share Preferred Series D Merger Consideration 3.1(b)(iii) Per Share Stock Consideration 3.1(b)(i) Phantom Share Consideration 3.2(a) Qualified REIT Subsidiary 4.1(b) Qualifying Income 8.3(i)(i) Registration Statement 4.8 REITs Recitals Remedial Measures 6.1(b)(xivSubject Indebtedness 5.14(a) Surviving Company 2.1 Taxable REIT Subsidiary 4.1(bCorporation 1.1(a) Terminable Breach 8.1(b)(iiiTermination Fee 7.3(a) Transaction Litigation 6.15 Transactions Recitals Vesting Phantom Shares 3.2(a)Trustee 5.14(b)(i) Voting Agreement Recitals
Appears in 2 contracts
Sources: Agreement and Plan of Merger (Taylor Morrison Home Corp), Merger Agreement (AV Homes, Inc.)
Terms Defined Elsewhere. As used The following terms are defined elsewhere in this Agreement, the following capitalized terms are defined in this Agreement as referenced in the following tableindicated below: ADS Employees Section 6.12 After Consultation Section 5.3(b) Agreement Preamble Amendment to the Company Management Agreement Recitals Appointment Date Section 5.1 Appraisal Section 6.16 Articles of Merger Section 1.6 Audited Income Statement Section 3.26 Balance Sheet Date Section 3.8(a) Base Premium Section 6.6(c) Canceled Stock Rights Section 2.5(a) Certificates Section 2.2(b) Book-Entry Shares 3.3(b)(i) Cancelled Shares 3.1(b)(v) Certificate of Merger 2.2(b) Certificates 3.3(b)(i) CGCL Recitals Closing 2.2(a) Section 1.7 Closing Date 2.2(a) Section 1.7 Code Recitals Company Preamble Company Additional Dividend Amount 6.19(aAffiliate Section 6.9 Company Agreements Section 3.5 Company Articles Section 1.3(b) Company Affiliate 9.10(aBenefit Plans Section 3.11(a) Company Board of Directors Recitals Company Board Recommendation Recitals Bylaws Section 1.3(b) Company Change of in Recommendation 6.3(bSection 5.4(a) Company Common Stock 3.1(b)(iRecitals Company Disclosure Schedule Article III Company Expenses Section 8.2(d) Company Contracts 3.2(bFinancial Advisor Section 3.20 Company Financial Statements Section 3.6(a) Company DER Consideration 3.2(bGoverning Documents Section 1.3(b) Company Director Designee 2.6 Company Disclosure Letter Article IV Company Dividend Equivalent Right 3.2(b) Intellectual Property Section 3.15 Company Material Adverse Effect 4.1(aContract Section 3.13 Company Options Section 2.5(a) Company Permits 4.9 Section 3.16(b) Company Plans 4.10(aPreferred Stock Section 3.2(a) Company Recommendation Section 5.4(a) Company Rights Recitals Company Rights Agreement Recitals Company SEC Documents 4.5(aSection 3.6(a) Company Series A Preferred Stock 3.1(b)(iiiRights Section 3.2(a) Company Series B Preferred Stock 3.1(b)(iii) Company Series C Preferred Stock 3.1(b)(iii) Company Special Committee Recitals Company Stockholders Recitals Company Stockholders Meeting 4.4 Confidentiality Agreement 6.7(bSection 5.3(b) Creditors’ Rights 4.3(aContinuing Directors Section 1.3(b) Delaware LLC Act 2.1 Delaware Secretary of State 2.2(bContribution Recitals Contribution Agreement Recitals Covered Persons Section 6.6(a) e-mail 9.3 D&O Insurance Section 6.6(c) DGCL Recitals Dissenters Provisions Section 2.3(a) Dissenting Shares Section 2.3(a) Effective Time 2.2(bSection 1.6 Equity Interests Section 3.2(a) End Date 8.1(b)(iiExchange Act Section 1.1(a) Exchange Agent 3.3(aSection 1.4(a) Exchange Fund 3.3(aForm 10 Section 6.13 GAAP Section 3.6(a) Forfeited Phantom Shares Governmental Entity Section 3.5 HSR Act Section 3.5 Incorporated Open Source Materials Section 3.15(c) Indemnification Agreements Section 6.6(a) Indemnification and Tax Matters Agreement Annex I Information Statement Section 1.10(a) Initial Expiration Date Section 1.1(a) Junior Preferred Stock Section 3.2(a) GAAP 4.5(b) Indemnified Liabilities 6.10(a) Indemnified Persons 6.10(a) Joint Proxy Statement 4.4 Letter of Transmittal 3.3(b)(i) Leverage Covenants 6.1(a)(xiv) Maryland Courts 9.7(b) Maryland Department 2.2(b) Material Company Insurance Policies 4.17 Material Parent Insurance Policies 5.17 Media Distribution Service Agreement Recitals Merger Recitals Merger Filings 2.2(bConsideration Section 2.1(c) Merger Exchange Fund Section 2.2(a) Minimum Condition Section 1.1(a) Monthly Unaudited Financial Information Section 6.14 Nasdaq Section 1.1(b) Noncompetition Agreement Annex I Notice of Recommendation Change Section 5.4(b) Offer Recitals Offer Consideration Recitals Offer Documents Section 1.1(c) Offer Exchange Fund Section 1.4(a) Offer to Exchange Section 1.1(a) Officer Confidentiality Agreement Annex I Outside Date Section 8.1(b)(iv) Permitted Liens Section 3.14 Post Production Services Agreement Annex I Post Signing Returns Section 6.8(a) PPB Appraisal Report Section 6.16 PPB Fair Market Value Section 6.16 PPB Sub Preamble Merger Sub Sole Member Recitals MGCL 2.1 Operating Partnership 2.1 Parent Prospectus Section 1.1(c) Public Disclosure Section 5.4(a) Purchaser Preamble Parent Additional Dividend Amount 6.19(b) Parent Affiliate 9.10(b) Parent Board Recitals Parent Board Recommendation 5.3(a) Parent Change of Recommendation 6.4(b) Parent Purchaser Agreements Section 4.5 Purchaser Common Stock Issuance Recitals Parent Contracts 5.16(bPurchaser Expenses Section 8.2(b) Parent Disclosure Letter Article V Parent Equity Plan 5.2(aPurchaser Financial Statements Section 4.6 Purchaser Governing Documents Section 4.3(c) Parent Management Agreement Amendment Recitals Parent Manager Recitals Parent Material Adverse Effect 5.1(aPurchaser Options Section 4.3(a) Parent Permits 5.9 Parent Plans 5.10(aPurchaser Preferred Stock Section 4.3(a) Parent Purchaser SEC Documents 5.5(a) Parent Section 4.6 Purchaser Stock Issuance Recitals Parent Stockholders Recitals .pdf 9.5 Per Share Common Merger Consideration 3.1(b)(i) Per Share Preferred Merger Consideration 3.1(b)(iii) Per Share Preferred Series B Merger Consideration 3.1(b)(iii) Per Share Preferred Series C Merger Consideration 3.1(b)(iii) Per Share Preferred Series D Merger Consideration 3.1(b)(iii) Per Share Stock Consideration 3.1(b)(i) Phantom Share Consideration 3.2(a) Qualified REIT Subsidiary 4.1(b) Qualifying Income 8.3(i)(iRights Section 4.3(a) Registration Statement 4.8 REITs Section 1.1(c) Regulation M-A Section 1.1(c) Representatives Section 5.3(a) Restricted Stock Section 2.5(b) SAR Section 2.5(a) ▇▇▇▇▇▇▇▇-▇▇▇▇▇ Act Section 3.6(a) Schedule 14D-9 Section 1.2(a) Schedule TO Section 1.1(c) SEC Section 1.1(c) Section 16 Section 6.12 Securities Act Section 3.6(a) Shares Recitals Remedial Measures 6.1(b)(xivSignificant Subsidiaries Section 4.2 Spin-Off Recitals Support Agreement Recitals Surviving Corporation Section 1.5(a) Surviving Company 2.1 Taxable REIT Subsidiary 4.1(bTermination Fee Section 8.2(b) Terminable Breach 8.1(b)(iiiThird Party Section 5.3(a) Transaction Litigation 6.15 Top-Up Closing Section 2.4(c) Top-Up Exercise Event Section 2.4(b) Top-Up Exercise Notice Section 2.4(c) Top-Up Notice Date Section 2.4(c) Top-Up Notice Receipt Section 2.4(c) Top-Up Option Section 2.4(a) Top-Up Option Shares Section 2.4(a) Transactions Recitals Vesting Phantom Shares Unaudited Income Statement Section 3.26 Voting Debt Section 3.2(a)) Working Capital Reconciliation Agreement Annex I
Appears in 2 contracts
Sources: Merger Agreement (New 360), Merger Agreement (DG FastChannel, Inc)
Terms Defined Elsewhere. As used in this Agreement, the following capitalized terms are defined in this Agreement as referenced in the following table: Agreement Preamble Amendment to the Company Management Agreement Recitals Articles of Merger 2.2(bAntitrust Authority 6.8(b) Antitrust Laws 6.8(b) Book-Entry Shares 3.3(b)(i3.3(b)(i)(B) Cancelled Shares 3.1(b)(vCap Amount 6.10(d) Cash Portion 3.1(b)(i)(A) Certificate of Merger 2.2(b) Certificates 3.3(b)(i3.3(b)(i)(A) Closing 2.2(a) Closing Date 2.2(a) Code Recitals Company Preamble Company Additional Dividend Amount 6.19(a) Company Affiliate 9.10(a) Company Board Recitals Company Board Recommendation Recitals 4.3(a) Company Capital Stock 4.2(a) Company Certificate of Designations 4.2(a) Company Change of Recommendation 6.3(b6.3(c) Company Common Stock 3.1(b)(i) Company Contracts 3.2(b4.19(b) Company DER Consideration 3.2(b) Company Director Designee 2.6 Company Disclosure Letter Article IV Company Dividend Equivalent Right 3.2(bEmployee 6.9(a) Company Employee Benefit Plans 6.9(a)(ii) Company Independent Petroleum Engineers 4.17(a)(i) Company Intellectual Property 4.14 Company Material Adverse Effect 4.1(a4.1 Company Material Leased Real Property 4.15(a) Company Material Real Property Lease 4.15(b) Company Owned Real Property 4.15(a) Company Permits 4.9 Company Plans 4.10(a) Company Preferred Stock 4.2(a) Company Reserve Report 4.17(a)(i) Company SEC Documents 4.5(a) Company Series A Preferred Stock 3.1(b)(iiiPlan 3.2(a) Company Series B Preferred Stock 3.1(b)(iii) Company Series C Preferred Stock 3.1(b)(iii) Company Special Committee Recitals Company Stockholders Recitals Company Stockholders Meeting 4.4 4.4(b)(i) Company Tax Certificate 6.19(a)(ii) Competition Law Notifications 6.8(b) Confidentiality Agreement 6.7(b) Creditors’ Rights 4.3(a) Delaware LLC Act Designated Stockholders Recitals Designated Stockholder Voting Agreements Recitals DGCL 2.1 Delaware Secretary of State 2.2(bDischarge 6.18(b) e-mail 9.3 9.3(c) Effective Time 2.2(b) Election Deadline 3.4(b) Election Form 3.4(a) Election Period 3.4(b) End Date 8.1(b)(ii) Exchange Agent 3.3(a) Exchange Fund 3.3(a) Forfeited Phantom Shares 3.2(aExchange Ratio 3.1(b)(i)(B) First Company Director 2.6(c) GAAP 4.5(b) HSR Act 4.4(a) Indemnified Liabilities 6.10(a) Indemnified Persons 6.10(a) Integrated Mergers Recitals Joint Proxy Statement 4.4 4.4(b)(i) Letter of Transmittal 3.3(b)(i3.3(b)(i)(B) Leverage Covenants 6.1(a)(xiv) Maryland Courts 9.7(b) Maryland Department 2.2(bLLC Sub Recitals LLC Sub Merger 2.7 LLC Sub Merger Agreement 2.7 Mailing Date 3.4(a) Material Company Insurance Policies 4.17 4.21 Material Parent Insurance Policies 5.17 5.21 Merger Recitals Merger Filings 2.2(bConsideration 3.1(b)(i) Merger Sub Preamble Merger Sub Sole Member Board Recitals MGCL 2.1 Operating Partnership 2.1 Mixed Consideration 3.1(b)(i)(A) Mixed Exchange Ratio 3.1(b)(i)(A) Parent 2005 Stock Plan 5.2(a)(ii)(D) Parent 2014 Stock Plan 5.2(a)(ii)(A) Parent Preamble Parent Additional Dividend Amount 6.19(b) Parent Affiliate 9.10(b) Parent Board Recitals Parent Board Recommendation 5.3(a) Parent Certificates of Designations 5.2(a)(ii)(B) Parent Change of Recommendation 6.4(b6.4(c) Parent Charter Amendment Recommendation 5.3(a) Parent Common Stock Issuance Recitals Parent Contracts 5.16(b5.19(b) Parent Disclosure Letter Article V Parent Equity Plan 5.2(aIndependent Petroleum Engineers 5.17(a)(i) Parent Management Agreement Amendment Recitals Parent Manager Recitals Intellectual Property 5.14 Parent Material Adverse Effect 5.1(a5.1 Parent Material Leased Real Property 5.15(a) Parent Material Real Property Lease 5.15(b) Parent Owned Real Property 5.15(a) Parent Permits 5.9 Parent Plans 5.10(a) Parent Preferred Stock 5.2(a)(ii) Parent Reserve Report 5.17(a)(i) Parent SEC Documents 5.5(a) Parent Stock Issuance Recitals Parent Stockholders Recitals .pdf 9.5 Per Share Common Merger Consideration 3.1(b)(iTax Certificate 6.19(a)(i) Per Share Preferred Merger Consideration 3.1(b)(iii) Per Share Preferred Series B Merger Consideration 3.1(b)(iii) Per Share Preferred Series C Merger Consideration 3.1(b)(iii) Per Share Preferred Series D Merger Consideration 3.1(b)(iii) Per Share Stock Consideration 3.1(b)(i) Phantom Share Consideration 3.2(a) Qualified REIT Subsidiary 4.1(b) Qualifying Income 8.3(i)(iPost-Closing Proxy Statement 2.6(c) Registration Statement 4.8 REITs Recitals Remedial Measures 6.1(b)(xiv4.8(a) Restricted Stock 3.2(a) Rights-of-Way 4.16 Second Company Director 2.6(d) Share Consideration 3.1(b)(i)(B) Surviving Company Corporation 2.1 Taxable REIT Subsidiary 4.1(b) Terminable Breach 8.1(b)(iii) Transaction Litigation 6.15 Transactions Recitals Vesting Phantom Shares 3.2(a8.1(b)(iii)(B)
Appears in 2 contracts
Sources: Merger Agreement (WildHorse Resource Development Corp), Merger Agreement (Chesapeake Energy Corp)
Terms Defined Elsewhere. As used The following terms are defined elsewhere in this Agreement, the following capitalized terms are defined in this Agreement as referenced in the following tableindicated below: ACT Section 4.5(e)(i) Adverse Recommendation Change Section 6.3(e) Agreement Preamble Amendment to the Company Management Agreement Recitals Articles of Merger 2.2(bSection 1.3 Base Premium Section 7.4(c) Book-Entry Shares 3.3(b)(iBasket Section 10.1(b)(i) Cancelled Shares 3.1(b)(vBoard Designees Section 7.11(a) Cap Section 10.1(b)(iii) Certificate of Merger 2.2(bSection 1.3 Charter Restrictions Section 7.5 Claim Response Section 10.5(d) Certificates 3.3(b)(i▇▇▇▇▇▇▇▇ Chance Section 11.14(a) CLNY Investor Section 7.10(e) Closing 2.2(a) Section 1.2 Closing Date 2.2(aSection 1.2 COBRA Section 3.11(g) Code Recitals Company Preamble Company Additional Dividend Amount 6.19(a) Company Affiliate 9.10(aBenefit Plans Section 3.11(b) Company Board of Directors Recitals Company Board Recommendation Recitals Company Change of Recommendation 6.3(bDesignees Section 7.11(a) Company Common Stock 3.1(b)(i) Company Contracts 3.2(b) Company DER Consideration 3.2(b) Company Director Designee 2.6 Company Disclosure Letter Article IV III Company Dividend Equivalent Right 3.2(bEquity Interests Section 3.2(a) Company Financial Statements Section 3.6 Company Investor Preamble Company Investor Equity Holders Article III Company Investor Indemnitees Section 10.2(a) Company Leased Properties Section 3.18(a) Company Leased Property Section 3.18(a) Company Material Adverse Effect 4.1(aContract Section 3.13(b) Company New Securitization Section 6.1(a) Company Operating Partnership Preamble Company Owned Properties Section 3.18(a) Company Owned Property Section 3.18(a) Company Permits 4.9 Company Plans 4.10(aSection 3.17(b) Company SEC Documents 4.5(aPermitted Acquisition Section 6.1(b)(vi) Company Series A Preferred Stock 3.1(b)(iiiPermitted Liens Section 3.18(b) Company Series B Preferred Stock 3.1(b)(iiiShares Section 2.1(b) Company Series C Preferred Stock 3.1(b)(iiiProperties Section 3.18(a) Company Special Committee Property Section 3.18(a) Company Qualified Plan Section 3.11(f) Company Related Party Agreements Section 3.21 Company Reorganization Recitals Company Reorganization Step Plan Recitals Company Shares Recitals Company Stockholders Preamble Company Unitholders Preamble Company Voting Debt Section 3.2(a) Competing Acquisition Agreement Section 6.3(a) Competing Proposal Section 6.3(i) Contribution Agreement Recitals Company Stockholders Meeting 4.4 Confidentiality Agreement 6.7(b) Creditors’ Rights 4.3(aCovered Persons Section 7.4(a) Delaware LLC Secretary Section 1.3 Designated Recipients Section 2.1(a) DLLCA Recitals Exchange Act 2.1 Delaware Secretary of State 2.2(bSection 3.5 Excluded Business Recitals Excluded Business Separation Agreement Section 8.2(f) e-mail 9.3 Effective Time 2.2(b) End Date 8.1(b)(ii) Exchange Agent 3.3(a) Exchange Fund 3.3(a) Forfeited Phantom Shares 3.2(aFractional Share Consideration Section 2.1(a) GAAP 4.5(bSection 3.6 Governmental Entity Section 3.5 Indemnification Agreements Section 7.4(a) Indemnification Shares Section 10.3(e) Indemnified Liabilities 6.10(aParty Section 10.5(a) Indemnified Persons 6.10(aIndemnifying Party Section 10.5(a) Joint Proxy Statement 4.4 Letter of Transmittal 3.3(b)(iInitial Company Investor Share Count Recitals Interim Period Section 6.1(a) Leverage Covenants 6.1(a)(xivLegal Proceeding Section 3.10 Lock-Up Section 7.12 Manager Recitals Manager Contribution Recitals Manager Contribution Oversight Committee Section 7.11(b) Maryland Courts 9.7(b) Maryland Department 2.2(b) Material Company Insurance Policies 4.17 Material Parent Insurance Policies 5.17 Merger Recitals Merger Filings 2.2(bConsideration Section 2.1(a) Merger Consideration Allocation Section 2.1(a) Merger Effective Time Section 1.3 Merger Oversight Committee Section 7.11(c) Merger Sub Preamble Merger Sub Sole Member MGCL Recitals MGCL 2.1 Operating Partnership 2.1 Mortgage Section 5.25(a) Mortgage Loan Section 5.25(a) Mortgage Loans Section 5.25(a) Mortgaged Property Section 5.25(a) Non-Released Matters Section 10.6 Other Company Subsidiary Section 3.1(b) Other Parent Subsidiary Section 5.1(b) Parent Preamble Parent Additional Dividend Amount 6.19(b) Parent Affiliate 9.10(bBenefit Plan Section 5.11(b) Parent Board of Trustees Recitals Parent Board Recommendation 5.3(a) Parent Change of Recommendation 6.4(b) Recitals Parent Common Stock Issuance Shares Recitals Parent Contracts 5.16(bDesignees Section 7.11(a) Parent Disclosure Letter Article V Parent Equity Plan Awards Section 5.2(a) Parent Management Agreement Amendment Recitals Equity Interests Section 5.2(a) Parent Manager Recitals Financial Statements Section 5.6(a) Parent Indemnitees Section 10.1(a) Parent Leased Properties Section 5.18(a) Parent Leased Property Section 5.18(a) Parent Material Adverse Effect 5.1(aContract Section 5.13(b) Parent New Securitization Section 6.2(a) Parent Operating Partnership Preamble Parent Owned Properties Section 5.18(a) Parent Owned Property Section 5.18(a) Parent Permits 5.9 Section 5.17(b) Parent Plans 5.10(aPermitted Acquisition Section 6.2(b)(vi) Parent Permitted Liens Section 5.18(b) Parent Preferred Stock Section 5.2(a) Parent Properties Section 5.18(a) Parent Property Section 5.18(a) Parent Qualified Plan Section 5.11(f) Parent Related Party Agreements Section 5.23 Parent SEC Documents 5.5(aSection 5.6(a) Parent Stock Issuance Recitals Subsidiaries Section 5.1(b) Parent Stockholders Recitals .pdf 9.5 Subsidiary Section 5.1(b) Parent Voting Debt Section 5.2(a) Parties Preamble Party Preamble Per Share Common Merger Consideration 3.1(b)(iClaim Threshold Section 10.1(b)(ii) Per Share Preferred Merger Consideration 3.1(b)(iiiPrivileged Communications Section 11.14(a) Per Share Preferred Series B Merger Consideration 3.1(b)(iii) Per Share Preferred Series C Merger Consideration 3.1(b)(iii) Per Share Preferred Series D Merger Consideration 3.1(b)(iii) Per Share Stock Consideration 3.1(b)(i) Phantom Share Consideration 3.2(a) Proxy Statement Section 5.5 Qualified REIT Subsidiary 4.1(bSection 3.1(e) Qualifying Income 8.3(i)(iSection 9.2(f)(i) Registration Statement 4.8 REITs Rights Agreement Section 5.2(a) REIT Recitals Remedial Measures 6.1(b)(xivReleased Claims Section 10.6 Releasee Section 10.6 Releasees Section 10.6 Releasor Section 10.6 Releasors Section 10.6 Relevant Matters Section 11.14(a) Response Period Section 10.5(d) ▇▇▇▇▇▇▇▇-▇▇▇▇▇ Act Section 5.6(a) SDAT Section 1.3 SEC Section 3.13(a)(i) Securities Act Section 5.6(a) Security Holder Litigation Section 7.8 Share Issuance Recitals Skadden Section 11.14(a) Special Committee Recitals, Recitals Subject Materials Section 10.5(c) Superior Proposal Section 6.3(j) Surviving Company 2.1 Operating Partnership Agreement Section 1.4(c) Takeover Statutes Section 3.26 Tax Counsel Section 7.10(e) Taxable REIT Subsidiary 4.1(bSection 3.1(e) Terminable Breach 8.1(b)(iiiThird Party Claim Section 10.5(a) Transaction Litigation 6.15 Transactions Recitals Vesting Phantom Shares 3.2(aTransfer Taxes Section 7.10(c) WARN Act Section 3.11(a)(vi)
Appears in 2 contracts
Sources: Merger Agreement (Starwood Waypoint Residential Trust), Merger Agreement (Colony Capital, Inc.)
Terms Defined Elsewhere. As used in this Agreement, the following capitalized terms are defined in this Agreement as referenced in the following table: Agreement Preamble Amendment to the Company Management Agreement Recitals Articles of Merger 2.2(b) Book-Entry Shares 3.3(b)(i) Cancelled Shares 3.1(b)(v3.4(b)(ii) Certificate of Merger 2.2(b) Certificates 3.3(b)(i3.4(b)(i) Closing 2.2(a) Closing Date 2.2(a) Code Recitals Company Preamble Company Additional Dividend Amount 6.19(a) Affiliate 9.10 Company Affiliate 9.10(aAlternative Acquisition Agreement 6.4(d)(iv) Company Board Recitals Company Board Recommendation Recitals 4.3(a) Company Capital Stock 4.2(a) Company Change of Recommendation 6.3(b6.4(d)(vii) Company Common Stock 3.1(b)(i) Company Contracts 3.2(b4.19(b) Company DER Consideration 3.2(bDigital Assets 4.17(b) Company Director Designee 2.6 Company Disclosure Letter Article IV Company Dividend Equivalent Right 3.2(bEmployees 6.8(a) Company Equity Awards 3.2(d) Company Insurance Policies 4.20 Company Intellectual Property 4.14(a) Company Material Adverse Effect 4.1(a4.1 Company Material Leased Real Property 4.15(a) Company Material Real Property Lease 4.15(b) 2 Company Miners 4.17(d) Company Option Award 3.2(b) Company Owned Real Property 4.15(a) Company Permits 4.9 4.9(a) Company Plans 4.10(aPreferred Stock 4.2(a) Company Related Party Transaction 4.23 Company RSU Award 3.2(a) Company SEC Documents 4.5(a) Company Series A Preferred Stock 3.1(b)(iiiPlan 3.2(a) Company Series B Preferred Stock 3.1(b)(iii) Company Series C Preferred Stock 3.1(b)(iii) Company Special Committee Recitals Company Stockholders Recitals Company Stockholders Meeting 4.4 4.4(a) Company Wallets 4.17(a) Confidentiality Agreement 6.7(b) Creditors’ Rights 4.3(a) Delaware LLC Act D&O Insurance 6.9(c) DGCL 2.1 Delaware Secretary of State Effect Annex A Effective Time 2.2(b) Eligible Shares 3.1(b)(i) e-mail 9.3 Effective Time 2.2(b9.3(b) End Date 8.1(b)(ii) Exchange Agent 3.3(a3.4(a) Exchange Fund 3.4(a) Exchange Ratio 3.1(b)(i) Exchanged Warrant 3.3(a) Forfeited Phantom Excluded Shares 3.2(a3.1(b)(iii) FCPA 4.9(e) GAAP 4.5(b) Government Official 4.9(c) Hosting Agreement 6.22 Indemnified Liabilities 6.10(aPerson 6.9(a)(i) Indemnified Persons 6.10(aIntended Tax Treatment 6.16(a) Joint Proxy Statement 4.4 Letter of Transmittal 3.3(b)(i3.4(b)(i) Leverage Covenants 6.1(a)(xiv) Maryland Courts 9.7(b) Maryland Department 2.2(b) Material Company Insurance Policies 4.17 Material Parent Insurance Policies 5.17 Loan Agreement 6.21 Loan Amount 6.21 Merger Recitals Merger Filings 2.2(bConsideration 3.1(b)(i) Merger Consideration Value 3.2(b) Merger Sub Preamble Merger Sub Sole Member Board Recitals MGCL 2.1 Operating Partnership 2.1 Non-U.S. Plan 4.10(k) OFAC Annex A Parent Preamble Parent Additional Dividend Amount 6.19(b) Parent Affiliate 9.10(b) 9.10 Parent Board Recitals Parent Board Recommendation 5.3(a) Parent Change of Recommendation 6.4(bCapital Stock 5.2(a)(ii) Parent Common Stock Issuance Recitals Parent Contracts 5.16(b) 3 Parent Disclosure Letter Article V Parent Equity Plan 5.2(a) Parent Management Agreement Amendment Recitals Parent Manager Recitals Parent Material Adverse Effect 5.1(a) 5.1 Parent Permits 5.9 Parent Plans 5.10(aPreferred Stock 5.2(a)(ii) Parent SEC Documents 5.5(a) Parent Stock Issuance Recitals Parent Stockholders Recitals .pdf 9.5 Per Share Common Merger Consideration Stock Plan 5.2(a)(ii)(B) Parent Stock Price 3.1(b)(i) Per Share Preferred Merger Consideration 3.1(b)(iiiPBGC 4.10(h) Per Share Preferred Series B Merger Consideration 3.1(b)(iii) Per Share Preferred Series C Merger Consideration 3.1(b)(iii) Per Share Preferred Series D Merger Consideration 3.1(b)(iii) Per Share Stock Consideration 3.1(b)(i) Phantom Share Consideration 3.2(a) Qualified REIT Subsidiary 4.1(b) Qualifying Income 8.3(i)(iProxy Statement 4.4(a) Registration Statement 4.8 REITs 4.8(a) Rights-of-Way 4.16 Special Committee Recitals Remedial Measures 6.1(b)(xiv) Surviving Company Corporation 2.1 Taxable REIT Subsidiary 4.1(b) Terminable Breach 8.1(b)(iii) Transaction Litigation 6.15 Transactions Recitals Vesting Phantom Shares 3.2(a)6.10
Appears in 2 contracts
Sources: Merger Agreement (GRIID Infrastructure Inc.), Merger Agreement (GRIID Infrastructure Inc.)
Terms Defined Elsewhere. As used The following terms are defined elsewhere in this Agreement, the following capitalized terms are defined in this as indicated below: 401(k) Plan Section 5.8(e) Acceptance Time Section 1.1(b) Acquisition Agreement as referenced in the following table: Section 7.3(c) Agreement Preamble Amendment to the Company Management Agreement Recitals Articles of Merger 2.2(bBalance Sheet Section 3.9(b) Benefit Plan SEC Reports Section 3.14(v) Book-Entry Shares 3.3(b)(iSection 2.2(b) Cancelled Shares 3.1(b)(vBreakup Fee Section 7.3(b) Certificate of Merger Section 1.5 Certificates Section 2.2(b) Certificates 3.3(b)(iChange of Board Recommendation Section 5.4(a) Closing 2.2(a) Section 1.5 Closing Date 2.2(a) Code Recitals Section 1.5 Company Preamble Company Additional Dividend Amount 6.19(a) Company Affiliate 9.10(a) Company Board Recitals Company Board Recommendation Recitals Company Change of Recommendation 6.3(b) Bylaws Section 3.2 Company Charter Section 3.2 Company Common Stock 3.1(b)(iRecitals Company Disclosure Schedule ARTICLE 3 Company Employees Section 5.8(b) Company Contracts 3.2(bEnterprise Value Section 7.3(b), FN 5 Company Equity Plans Section 2.4(a) Company DER Consideration 3.2(bIncentive Award Section 3.3(b) Company Director Designee 2.6 Company Disclosure Letter Article IV Company Dividend Equivalent Right 3.2(bRegistered Intellectual Property Section 3.19(a) Company Material Adverse Effect 4.1(aRepresentatives Section 5.3(a) Company Permits 4.9 Rights Recitals Company Plans 4.10(aStock Options Section 2.4(a) Company Stockholder Approval Section 3.4(b) Compensation Committee Section 3.14(s) Continuing Directors Section 1.3(b) Controlled Group Member Section 3.14(a) Converted Parent Option Section 2.4(a) Current Company Employees Section 5.8(d) Current D&O Policy Section 5.9(b) DGCL Recitals Dissenting Shares Section 2.3 Distributor Registrations Section 3.8 (b) EC Merger Regulation Section 3.6 Effective Time Section 1.5 Employee Benefit Plans Section 3.14(a) Environmental Claims Section 3.18 Environmental Laws Section 3.18 Equity Award Waivers Section 2.4(d) ERISA Section 3.14(a) ESPPs Section 2.5 Exchange Act Section 1.1(a) Exchange Ratio Section 2.4(a) Expiration Date Section 1.1(d) Fair Market Value of a share of Parent Common Stock Section 2.4(a) FDA Section 3.8(b) FDCA Section 3.8(b) Financial Advisors Section 3.24 Foreign Employee Benefit Plan Section 5.3(c) Health Care Law Section 3.23 Indemnified Parties Section 5.9(a) Initial Expiration Date Section 1.1(d) Intellectual Property Section 3.19(h) IP Standard Form Contracts Section 3.19(a) Material Contracts Section 3.13(a) Material IP Contracts Section 3.19(i) Materials of Environmental Concern Section 3.18 Material Real Property Section 3.16(a) Material Real Property Leases Section 3.16(c) Merger Recitals Merger Consideration Section 2.1(a) Minimum Condition Section 1.1(b) Notice of Adverse Recommendation Section 5.4(d)(C)(I) Notice Period Section 5.4(d)(C)(I) NYSE Section 1.1(e) Offer Recitals Offer Documents Section 1.1(h) Offer Price Recitals Offer to Purchase Section 1.1(c) Parent Preamble Parent Benefit Plans Section 5.8(b) Parent Common Stock Section 2.4(a) Parent Representatives Section 5.3(a) Paying Agent Section 2.2(a) Permits Section 3.8(b) Preferred Stock Section 3.3(a) Principal Stockholders Recitals Promissory Note Section 1.8(d) Proprietary Product Section 3.19(f) Proxy Statement Section 1.6(a) Purchaser Preamble Purchaser Common Stock Section 2.1(c) Qualified Plan Section 3.14(e) Real Property Section 3.16(a) Recent SEC Documents 4.5(aReports ARTICLE 3 Registered Intellectual Property Section 3.19(a) Company Requisite SEC Reports Section 3.9(a) Restricted Stock Units Section 2.4(c) Rights Agreement Recitals Schedule 14D-9 Section 1.2(a) Schedule TO Section 1.1(h) SEC Section 1.1(e) SEC Required Contracts Section 3.13(a) Section 16 Section 5.12 Series A Preferred Stock 3.1(b)(iii) Company Series B Preferred Stock 3.1(b)(iii) Company Series C Preferred Stock 3.1(b)(iii) Company Special Committee Recitals Company Stockholders Recitals Company Stockholders Meeting 4.4 Confidentiality Agreement 6.7(b) Creditors’ Rights 4.3(a) Delaware LLC Act 2.1 Delaware Secretary of State 2.2(b) e-mail 9.3 Effective Time 2.2(b) End Date 8.1(b)(ii) Exchange Agent Section 3.3(a) Exchange Fund 3.3(aShares Recitals Short Form Threshold Section 1.7 Special Meeting Section 1.6(b) Forfeited Phantom Subsidiaries Governance Documents Section 3.2 Support Agreements Recitals Surviving Corporation Section 1.4(a) Termination Date Section 7.1(b) Top-Up Closing Section 1.8(c) Top-Up Exercise Notice Section 1.8(c) Top-Up Notice Receipt Section 1.8(c) Top-Up Option Section 1.8(a) Top-Up Shares 3.2(a) GAAP 4.5(b) Indemnified Liabilities 6.10(a) Indemnified Persons 6.10(a) Joint Proxy Statement 4.4 Letter of Transmittal 3.3(b)(i) Leverage Covenants 6.1(a)(xiv) Maryland Courts 9.7(b) Maryland Department 2.2(b) Material Company Insurance Policies 4.17 Material Parent Insurance Policies 5.17 Merger Recitals Merger Filings 2.2(b) Merger Sub Preamble Merger Sub Sole Member Recitals MGCL 2.1 Operating Partnership 2.1 Parent Preamble Parent Additional Dividend Amount 6.19(b) Parent Affiliate 9.10(b) Parent Board Recitals Parent Board Recommendation 5.3(a) Parent Change of Recommendation 6.4(b) Parent Common Stock Issuance Recitals Parent Contracts 5.16(b) Parent Disclosure Letter Article V Parent Equity Plan 5.2(a) Parent Management Agreement Amendment Recitals Parent Manager Recitals Parent Material Adverse Effect 5.1(a) Parent Permits 5.9 Parent Plans 5.10(a) Parent SEC Documents 5.5(a) Parent Stock Issuance Recitals Parent Stockholders Recitals .pdf 9.5 Per Share Common Merger Consideration 3.1(b)(i) Per Share Preferred Merger Consideration 3.1(b)(iii) Per Share Preferred Series B Merger Consideration 3.1(b)(iii) Per Share Preferred Series C Merger Consideration 3.1(b)(iii) Per Share Preferred Series D Merger Consideration 3.1(b)(iii) Per Share Stock Consideration 3.1(b)(i) Phantom Share Consideration 3.2(a) Qualified REIT Subsidiary 4.1(b) Qualifying Income 8.3(i)(i) Registration Statement 4.8 REITs Recitals Remedial Measures 6.1(b)(xiv) Surviving Company 2.1 Taxable REIT Subsidiary 4.1(b) Terminable Breach 8.1(b)(iii) Transaction Litigation 6.15 Transactions Recitals Vesting Phantom Shares 3.2(aSection 1.8(a)
Appears in 2 contracts
Sources: Merger Agreement (Advanced Medical Optics Inc), Merger Agreement (Abbott Laboratories)
Terms Defined Elsewhere. As used The following terms are defined elsewhere in this Agreement, the following capitalized terms are defined in this Agreement as referenced in the following tableindicated below: 2023 Bonus Plan 5.6(c) Affiliate Contract 3.21 Agreement Preamble Amendment to the Company Management Alternative Acquisition Agreement Recitals 5.3(b) Articles of Merger 2.2(b) 1.2 Book-Entry Shares 3.3(b)(i) Cancelled Shares 3.1(b)(v) Certificate of Merger 2.2(b2.2(b)(ii) Certificates 3.3(b)(i2.2(b)(i) Closing 2.2(a) 1.2 Closing Date 2.2(a1.2 Closing Legal Impediment 6.1(b) Code Recitals Company Preamble Company Additional Dividend Amount 6.19(a) Company Affiliate 9.10(aBenefit Plan 3.11(a) Company Board Recitals Preamble Company Board Recommendation Recitals Company Change of Recommendation 6.3(b3.3(b) Company Common Stock 3.1(b)(iBoard Recommendation Change 5.3(d)(i) Company Contracts 3.2(b) Bylaws 3.1 Company DER Consideration 3.2(b) Company Director Designee 2.6 Charter 3.1 Company Disclosure Letter Schedule Article IV 3 Company Dividend Equivalent Right 3.2(bFinancial Advisor 3.24 Company Leased Real Property 3.14(b) Company Material Adverse Effect 4.1(aContracts 3.16(c) Company Permits 4.9 Meeting 5.4(a)(i) Company Plans 4.10(aOwned Real Property 3.14(a) Company Preferred Stock 3.2(a) Company Real Property 3.14(d) Company Registered IP 3.19(a) Company Related Parties 7.2(e) Company SEC Documents 4.5(a3.5(a) Company Series A Preferred Stock 3.1(b)(iiiSEC Financial Statements 3.5(c) Company Series B Preferred Stock 3.1(b)(iiiStockholder Approval 3.3(c) Company Series C Preferred Stock 3.1(b)(iii) Company Special Committee Recitals Company Stockholders Recitals Company Stockholders Meeting 4.4 Confidentiality Agreement 6.7(b5.2(b) Creditors’ Rights 4.3(aContinuation Period 5.6(a) Delaware LLC Act 2.1 Delaware Secretary of State 2.2(bContinuing Employee 5.6(a) e-mail 9.3 D&O Insurance 5.7(c) Data Partners 3.20(a) Debt Financing 4.5 Debt Financing Commitment Letter 4.5 Disclosure Schedule Article 4 Effective Time 2.2(b1.2 Event Notice Period 5.3(e)(i)(1) End Date 8.1(b)(iiFBCA Preamble FHWA 3.23 Financing Indemnified Parties 5.14(c) Exchange Agent 3.3(aFinancing Purposes 4.5(c) Exchange Fund 3.3(aFMCSA 3.23 Indemnitee 5.7(a) Forfeited Phantom Shares 3.2(aIndemnitees 5.7(a) GAAP 4.5(bIntervening Event 5.3(e)(i) Indemnified Liabilities 6.10(a) Indemnified Persons 6.10(a) Joint Proxy Statement 4.4 Letter of Transmittal 3.3(b)(i) Leverage Covenants 6.1(a)(xiv) Maryland Courts 9.7(b) Maryland Department 2.2(b) Material Company Insurance Policies 4.17 Material Parent Insurance Policies 5.17 Merger Recitals Merger Filings 2.2(bLeased Real Property Leases 3.14(b) Merger Sub Preamble Merger Sub Sole Member Recitals MGCL 2.1 Operating Partnership 2.1 Consideration 2.1(a) No-Shop Period Start Date 5.3(a) Operational Tractors and Trailers 3.23(a) Parent Preamble Parent Additional Dividend Amount 6.19(bDisclosure Schedule Article 4 Parent Related Parties 7.2(e) Parent Affiliate 9.10(bPayee 2.4 Paying Agent 2.2(a) Parent Board Recitals Parent Board Recommendation Payoff Letters 5.15 Payor 2.4 Proposal Notice Period 5.3(e)(ii)(2) Proxy Statement 5.4(a)(ii) Reference Date 3.2(a) Replacement Debt Financing 5.14(d) Representatives 5.3(a) Parent Change of Recommendation 6.4(bS▇▇▇▇▇▇▇-▇▇▇▇▇ Act 3.5(a) Parent Common Stock Issuance Recitals Parent Contracts 5.16(b) Parent Disclosure Letter Article V Parent Equity Plan 5.2(a) Parent Management Agreement Amendment Recitals Parent Manager Recitals Parent Material Adverse Effect 5.1(a) Parent Permits 5.9 Parent Plans 5.10(a) Parent SEC Documents 5.5(a) Parent Stock Issuance Recitals Parent Stockholders Recitals .pdf 9.5 Per Share Common Merger Consideration 3.1(b)(i) Per Share Preferred Merger Consideration 3.1(b)(iii) Per Share Preferred Series B Merger Consideration 3.1(b)(iii) Per Share Preferred Series C Merger Consideration 3.1(b)(iii) Per Share Preferred Series D Merger Consideration 3.1(b)(iii) Per Share Stock Consideration 3.1(b)(i) Phantom Share Consideration 3.2(a) Qualified REIT Subsidiary 4.1(b) Qualifying Income 8.3(i)(i) Registration Statement 4.8 REITs Recitals Remedial Measures 6.1(b)(xivPreamble Shares Preamble Spare Trailers 3.23(a) Surviving Company 2.1 Taxable REIT Subsidiary 4.1(bCorporation 1.1(a) Terminable Breach 8.1(b)(iiiSystems 3.19(e) Transaction Litigation 6.15 Tax Sharing Agreement 3.15(f) Termination Fee Collection Costs 7.2(d) Termination Fee Payee 7.2(d) Termination Fee Payor 7.2(d) Transactions Recitals Vesting Phantom Shares 3.2(a)1.1(a) WARN Laws 3.12(i) Article 9 General Provisions
Appears in 2 contracts
Sources: Merger Agreement (Patriot Transportation Holding, Inc.), Merger Agreement (Patriot Transportation Holding, Inc.)
Terms Defined Elsewhere. As used in this Agreement, the following capitalized terms are defined in this Agreement as referenced in the following table: Accounting Expert 7.5(a)(iii) Accounting Principles 2.4(a) Additional Listing Application 6.14 Adjustment Amount 2.3 Agreement Preamble Amendment to the Company Management Agreement Recitals Articles of Merger 2.2(bAntitrust Authority 6.7(b) Book-Entry Shares 3.3(b)(iAntitrust Laws 6.7(b) Cancelled Shares 3.1(b)(vAsset Allocation Statement 2.6 Assignment 2.7(b)(i) Certificate of Merger 2.2(bAudited Financial Statements 4.4(a) Certificates 3.3(b)(iBalance Sheet Date 4.5(b) Board Recommendation 5.3(a) Cap 10.4(a)(iii) Capital Plan 6.1(c)(i) Capital Stock 5.2(a)(ii) Casualty Value 7.3(c) Closing 2.2(a2.7(a) Closing Adjustment Amount 2.5(a) Closing Date 2.2(a2.7(a) Code 2.6 Company Recitals Company Preamble Company Additional Dividend Amount 6.19(aContracts 4.17(b) Company Affiliate 9.10(a) Company Board Recitals Company Board Recommendation Recitals Company Change of Recommendation 6.3(b) Company Common Stock 3.1(b)(i) Company Contracts 3.2(b) Company DER Consideration 3.2(b) Company Director Designee 2.6 Company Disclosure Letter Article IV Company Dividend Equivalent Right 3.2(bFacility Annex A (within “Designated Facility”) Company Independent Petroleum Engineers 4.15(a) Company Insurance Policies 4.19 Company Intellectual Property 4.12(a) Company Material Adverse Effect 4.1(a4.1 Company Material Leased Real Property 4.13 Company Material Real Property Lease 4.13 Company Owned Real Property 4.13 Company Permits 4.7(a) Company Permits 4.9 Company Plans 4.10(aReserve Report 4.15(a) Company SEC Documents 4.5(aConfidentiality Agreements 6.6(d) Company Series A Preferred Stock 3.1(b)(iii) Company Series B Preferred Stock 3.1(b)(iii) Company Series C Preferred Stock 3.1(b)(iii) Company Special Committee Recitals Company Stockholders Recitals Company Stockholders Meeting 4.4 Confidentiality Agreement 6.7(bCovered Matters 11.6 CPR 7.5(a)(v) Creditors’ Rights 4.3(a3.3(a) Delaware LLC Act 2.1 Delaware Secretary of State 2.2(bCure Costs 2.3(o) Cure Period 7.1(d)(ii) Damages 10.1 De Minimis Amount 10.4(a)(i) Debt Commitment Letter 5.11(b) Deductible 10.4(a)(ii) Debt Payoff Amount 2.7(c)(i) Defensible Title 7.1(b) Downward Adjustment Excess 2.5(c)(iii) e-mail 9.3 11.2 Environmental Defect 7.2(b)(i) Environmental Defect Value 7.2(b)(iii) Environmental Expert 7.5(a)(ii) Environmental Laws 7.2(b)(ii) Escrowed Shares 2.7(c)(iii) Excluded Subsidiaries Annex A (within “Excluded Assets”) Examination Period 7.1(a) Execution Date Preamble Expert 7.5(a)(iii) Expiration Time 10.3(a) F▇▇▇▇ Water Facility Annex A (within “Designated Facility”) Final Adjustment Amount 2.5(b) Final Settlement Statement 2.5(b) Financial Statements 4.4(a) Financing 6.24(a) GAAP 2.4(a) F▇▇▇▇ Parent Recitals HSR Act 3.4 Indemnified Claims 10.2 Individual Environmental Threshold 7.2(d)(iii) Invoice 2.7(b)(xi) Measurement Date 5.2(a) Mutual Releases Recitals Non-Recourse Persons 11.13 Notice of Defective Interests 7.1(d)(i) Offering Documents 6.24(a) Officer Release Recitals Outside Date 9.1(b)(ii) .pdf 11.4 Party and Parties Preamble Payoff Letter 2.7(b)(x) Post-Effective Time 2.2(bCompany Taxes 6.15(b)(i) End Date 8.1(b)(iiPre-Effective Time Company Taxes 6.15(b)(i) Exchange Agent 3.3(aPreferred Stock 5.2(a)(ii) Exchange Fund 3.3(aPreliminary Settlement Statement 2.5(a) Forfeited Phantom Shares 3.2(a) GAAP 4.5(b) Indemnified Liabilities 6.10(a) Indemnified Persons 6.10(a) Joint Proxy Statement 4.4 Letter of Transmittal 3.3(b)(i5.4 Purchaser Preamble Purchaser Affiliate 11.9 Purchaser Alternative Acquisition Agreement 6.3(d)(iv) Leverage Covenants 6.1(a)(xiv) Maryland Courts 9.7(b) Maryland Department 2.2(b) Material Company Insurance Policies 4.17 Material Parent Insurance Policies 5.17 Merger Recitals Merger Filings 2.2(b) Merger Sub Preamble Merger Sub Sole Member Recitals MGCL 2.1 Operating Partnership 2.1 Parent Preamble Parent Additional Dividend Amount 6.19(b) Parent Affiliate 9.10(b) Parent Board Recitals Parent Board Recommendation 5.3(a) Parent Purchaser Change of Recommendation 6.4(b6.3(d)(vi) Parent Common Stock Issuance Recitals Parent Contracts 5.16(bPurchaser Confidentiality Agreement 6.6(d) Parent Purchaser Disclosure Letter Article V Parent Equity Plan 5.2(a) Parent Management Agreement Amendment Recitals Parent Manager Recitals Parent Purchaser Indemnitees 10.2 Purchaser Material Adverse Effect 5.1(a) Parent Permits 5.9 Parent Plans 5.10(a) Parent 5.1 Purchaser SEC Documents 5.5(a) Parent Stock Issuance Purchaser’s Environmental Consultant 7.2(a) Purchaser’s Environmental Review 7.2(a) Purchaser’s Indemnified Claims 10.2 Purchaser Tax Proceeding 6.15(c)(i) RCAs Recitals Parent Stockholders Registration Rights Agreement 2.7(b)(vii) Replacement Acreage 7.1(d)(iii) Rights-of-Way 4.14 Seller Preamble Seller Affiliate 11.9 Seller Confidentiality Agreement 6.6(d) Seller Disclosure Letter Article III Seller Facility Annex A (within “Designated Facility”) Seller Indemnitees 10.1 Seller Release Recitals .pdf 9.5 Per Share Common Merger Consideration 3.1(b)(iSeller Tax Proceeding 6.15(c)(i) Per Share Preferred Merger Consideration 3.1(b)(iiiSeller’s Indemnified Claim 10.1 Specified Facilities Annex A (within “Designated Facility”) Per Share Preferred Series B Merger Consideration 3.1(b)(iiiStockholders’ Agreement 2.7(b)(vi) Per Share Preferred Series C Merger Consideration 3.1(b)(iiiSubject Marks 6.17 Subject Securities Recitals Surface Agreements 4.17(a)(xvi) Per Share Preferred Series D Merger Consideration 3.1(b)(iii) Per Share Stock Consideration 3.1(b)(i) Phantom Share Consideration 3.2(a) Qualified REIT Subsidiary 4.1(b) Qualifying Income 8.3(i)(i) Registration Statement 4.8 REITs Recitals Remedial Measures 6.1(b)(xiv) Surviving Company 2.1 Taxable REIT Subsidiary 4.1(bTax Proceeding 6.15(c)(i) Terminable Breach 8.1(b)(iii9.1(b)(iii) Third Party Claim 10.6(b) Title Defect 7.1(c)(i) Title Defect Value 7.1(d)(iv) Title Expert 7.5(a)(i) Transaction Costs Payoff Amount 2.7(c)(ii) Transaction Litigation 6.15 Transactions Recitals Vesting Phantom Shares 3.2(a)6.8 Unadjusted Cash Purchase Price 2.2 Unadjusted Equity Consideration 2.2 Unadjusted Purchase Price 2.2
Appears in 2 contracts
Sources: Securities Purchase Agreement (WPX Energy, Inc.), Securities Purchase Agreement (WPX Energy, Inc.)
Terms Defined Elsewhere. As used in this Agreement, the following capitalized terms are defined in this Agreement as referenced in the following table: Agreement Preamble Amendment to the Company Management Agreement Recitals Articles of Merger 2.2(b) Book-Entry Shares 3.3(b)(i) Cancelled Shares 3.1(b)(v) Certificate of Merger 2.2(b3.1(b)(vi) Certificates 3.3(b)(i) Closing 2.2(a) Closing Date 2.2(a) Code Recitals Company Preamble Company Additional Dividend Amount 6.19(a6.17(a) Company Affiliate 9.10(a) Company Board Recitals Company Board Recommendation Recitals Company Change of Recommendation 6.3(b) Company Class B Common Stock 4.2(a) Company Common Stock 3.1(b)(i) Company Contracts 3.2(b) Company DER Consideration 3.2(b4.16(b) Company Director Designee 2.6 Company Disclosure Letter Article IV Company Dividend Equivalent Right 3.2(b) Company Material Adverse Effect 4.1(a) Company Notes Assumption 6.22(b) Company Performance RSUs 3.2(b)(i) Company Permits 4.9 Company Plans 4.10(a) Company Restricted Share 3.2(a) Company SEC Documents 4.5(a) Company Series A Preferred Stock 3.1(b)(iii4.2(a) Company Series B Preferred Stock 3.1(b)(iii) Company Series C Preferred Stock 3.1(b)(iii3.1(b)(iv) Company Special Committee Recitals Company Stockholders Recitals Company Stockholders Shareholders Meeting 4.4 Company Trust Preferred Securities 6.22(a) Company Undesignated Preferred Stock 4.2(a) Confidentiality Agreement 6.7(b6.6(b) Continuing Employee 6.8(a) Creditors’ Rights 4.3(a) Delaware LLC Act 2.1 Delaware Secretary of State 2.2(bD&O Insurance 6.9(d) e-mail 9.3 Effective Time 2.2(b) End Date 8.1(b)(ii) Exchange Agent 3.3(a) Exchange Fund 3.3(a) Forfeited Phantom Shares 3.2(a) GAAP 4.5(b) Hedging Contracts 4.16(a)(iv) Indemnified Liabilities 6.10(a6.9(a) Indemnified Persons 6.10(a6.9(a) Joint Proxy Statement 4.4 Letter of Transmittal 3.3(b)(i) Leverage Covenants 6.1(a)(xiv) Maryland Courts 9.7(b) Maryland Department 2.2(b) Material Company Insurance Policies 4.17 Material Parent Insurance Policies 5.17 Merger Recitals Merger Filings 2.2(b) Merger Sub Preamble Merger Sub Board Recitals Merger Sub Sole Member Shareholder Recitals MGCL 2.1 MSR Purchase Agreement 4.16(a)(xiii) MSRs 4.16(a)(xiii) Operating Partnership 2.1 Parent Preamble Parent Additional Dividend Amount 6.19(b) Parent Affiliate 9.10(b) Parent Board Recitals Parent Board Recommendation 5.3(a) Parent Change of Recommendation 6.4(b) Parent Common Stock Issuance Recitals Parent Contracts 5.16(b) Parent Disclosure Letter Article V Parent Equity Plan 5.2(a) Parent Management Agreement Amendment Recitals Parent Manager Recitals Preamble Parent Material Adverse Effect 5.1(a) Parent Permits 5.9 Parent Plans 5.10(a) Parent SEC Documents 5.5(a) Parent Stock Issuance Recitals Parent Stockholders Recitals .pdf pdf 9.5 Per Share Cash Consideration 3.1(b)(i) Per Share Common Merger Consideration 3.1(b)(i) Per Share Series B Preferred Merger Consideration 3.1(b)(iii) Per Share Series C Preferred Series B Merger Consideration 3.1(b)(iii) Per Share Preferred Series C Merger Consideration 3.1(b)(iii) Per Share Preferred Series D Merger Consideration 3.1(b)(iii3.1(b)(iv) Per Share Stock Consideration 3.1(b)(i) Phantom Share Consideration 3.2(aPlan of Merger 2.2(b) Post-Closing Plan 6.8(c) Proxy Statement 4.4 Qualified REIT Subsidiary 4.1(b) Qualifying Income 8.3(i)(i8.3(f)(i) Registration Statement 4.8 REITs REIT Recitals Remedial Measures 6.1(b)(xivStock Price Performance RSU 3.2(b)(ii) Surviving Company Corporation 2.1 Taxable REIT Subsidiary 4.1(b) Recitals Terminable Breach 8.1(b)(iii) Transaction Litigation 6.15 6.10 Transactions Recitals Vesting Phantom Shares 3.2(a)TruPS Assumption 6.22(a) TruPS Discharge 6.22(a) Virginia Commission 2.2(b) Virginia Courts 9.7(b) VSCA Recitals
Appears in 2 contracts
Sources: Merger Agreement (Ellington Financial Inc.), Merger Agreement (Ellington Financial Inc.)
Terms Defined Elsewhere. As used in this Agreement, the following capitalized terms are defined in this Agreement as referenced in the following table: Agreement Preamble Amendment to the Company Management Agreement Recitals Articles of Merger 2.2(bApplicable Date 4.5(a) Appraisal Shares 3.6 Balance Sheet Date 4.6(b) Book-Entry Shares 3.3(b)(iSecurities 3.5(b)(ii) Cancelled Shares 3.1(b)(vCertificates 3.5(b)(i) Certificate Certificates of Merger 2.2(b2.3(b) Certificates 3.3(b)(iClass A Merger Consideration 3.1(b) Class B Merger Consideration 3.1(b) Closing 2.2(a2.3(a) Closing Date 2.2(a2.3(a) Code Recitals Company Preamble Company Additional Dividend Amount 6.19(a401(k) Plan 6.9(e) Company Affiliate 9.10(aAlternative Acquisition Agreement 6.3(d)(iv) Company Board Recitals Company Board Recommendation Recitals 4.3(a) Company Capital Stock 4.2(a) Company Change of Recommendation 6.3(b) Company Common Stock 3.1(b)(i6.3(d)(vii) Company Contracts 3.2(b4.20(b) Company DER Consideration 3.2(bCounsel 7.3(e) Company Director Designee 2.6 Company Disclosure Letter Article IV Company Dividend Equivalent Right 3.2(bEmployees 4.10(l) Company FA 4.23 Company Intellectual Property 4.14(a) Company Marketing Contract 4.20(a)(ii) Company Material Adverse Effect 4.1(a4.1 Company Material Leased Real Property 4.16 Company Material Real Property 4.16 Company Material Real Property Lease 4.16 Company Merger Consideration 3.1(b) Company Officer’s Tax Certificate 6.18(c) Company Owned Real Property 4.16 Company Parties Preamble Company Permits 4.9 4.9(a) Company Plans 4.10(aPreferred Stock 4.2(a) Company Related Party Transaction 4.25 Company Reserve Report 4.18(a) Company SEC Documents 4.5(a) Company Series A Preferred Stock 3.1(b)(iii) Company Series B Preferred Stock 3.1(b)(iii) Company Series C Preferred Stock 3.1(b)(iii) Company Special Committee Support Agreement Recitals Company Supporting Stockholders Recitals Company Stockholders Meeting 4.4 Confidentiality Agreement 6.7(b) Continuation Period 6.9(a) Continuing Employees 6.9(a) Creditors’ Rights 4.3(a) Delaware LLC Act D&O Insurance 6.10(d) Days 9.4(e) DGCL 2.1 Delaware Secretary of State 2.2(bDLLCA 2.2 DTC 3.5(b)(ii) e-mail 9.3 Effective Time 2.2(bEligible Class A Shares 3.1(b) End Date 8.1(b)(iiEligible Class B Shares 3.1(b) Eligible Heat OpCo Units 3.3(a) Eligible Shares 3.1(b) Excess Shares 3.5(h) Exchange Agent 3.3(a3.5(a) Exchange Fund 3.3(a3.5(a) Forfeited Phantom Exchange Ratio 3.1(b) Excluded Shares 3.2(a3.1(d) GAAP 4.5(b) Heat OpCo Preamble HSR Act 4.4 Indemnified Liabilities 6.10(a) Indemnified Persons 6.10(a) Initial Company Merger 2.1(a) Initial Company Merger Effective Time 2.3(b) Initial Surviving Corporation 2.1(a) Intended Tax Treatment Recitals Joint Proxy Statement Statement/Prospectus 4.4 Letter of Transmittal 3.3(b)(i3.5(b)(i) Leverage Covenants 6.1(a)(xiv) Maryland Courts 9.7(b) Maryland Department 2.2(bmade available 9.4(e) Material Company Insurance Policies 4.17 4.21 Material Parent Insurance Policies 5.17 5.19 Measurement Date 4.2(a) Merger Recitals Merger Filings 2.2(bConsideration 3.1(b) Merger Sub I Preamble Merger Sub Sole Member II Preamble Merger Sub Board Recitals MGCL 2.1 Operating Partnership 2.1 OpCo Merger 2.2 OpCo Merger Consideration 3.3(a) OpCo Merger Effective Time 2.3(b) Pacers OpCo Preamble Parent Preamble Parent Additional Dividend Amount 6.19(b401(k) Plan 6.9(e) Parent Affiliate 9.10(bAlternative Acquisition Agreement 6.4(d)(iv) Parent Board Recitals Parent Board Recommendation 5.3(a) Parent Capital Stock 5.2(a) Parent Change of Recommendation 6.4(b6.4(d)(vii) Parent Common Stock Issuance Recitals Contracts 5.18(b) Parent Contracts 5.16(bCounsel 7.3(e) Parent Disclosure Letter Article V Parent Equity Plan 5.2(aFA 5.21 Parent Marketing Contract 5.18(a)(ii) Parent Management Agreement Amendment Recitals Parent Manager Recitals Parent Material Adverse Effect 5.1(a5.1 Parent Material Leased Real Property 5.14 Parent Material Real Property 5.14 Parent Material Real Property Lease 5.14 Parent Officer’s Tax Certificate 6.18(c) Parent Owned Real Property 5.14 Parent Parties Preamble Parent Permits 5.9 5.9(a) Parent Plans 5.10(aPreferred Stock 5.2(a) Parent Related Party Transaction 5.23 Parent Reserve Report 5.16(a) Parent SEC Documents 5.5(a) Parent Stock Issuance Recitals Parent Support Agreement Recitals Parent Supporting Stockholders Recitals .pdf 9.5 Per Share Common Merger pdf 2.3(a) Post-Effective Time Distributions 3.5(g) PSU Consideration 3.1(b)(i3.4(b) Per Share Preferred Merger Consideration 3.1(b)(iii) Per Share Preferred Series B Merger Consideration 3.1(b)(iii) Per Share Preferred Series C Merger Consideration 3.1(b)(iii) Per Share Preferred Series D Merger Consideration 3.1(b)(iii) Per Share Stock Consideration 3.1(b)(i) Phantom Share Consideration 3.2(a) Qualified REIT Subsidiary 4.1(b) Qualifying Income 8.3(i)(i) Registration Rights Agreement Recitals Registration Statement 4.8 REITs Recitals Remedial Measures 6.1(b)(xivRights-of-Way 4.17 RSU Consideration 3.4(a) Second Request 6.8(d) Subject Courts 9.14 Subsequent Company Merger 2.1(b) Subsequent Company Merger Effective Time 2.3(b) Surviving Company 2.1 Taxable REIT Subsidiary 4.1(b2.1(b) Surviving OpCo 2.2 Tail Period 6.10(d) Terminable Breach 8.1(b)(iii) Transaction Litigation 6.15 Transactions Recitals Vesting Phantom Shares 3.2(a)6.11
Appears in 2 contracts
Sources: Merger Agreement (Permian Resources Corp), Agreement and Plan of Merger (Permian Resources Corp)
Terms Defined Elsewhere. As used in this Agreement, the following capitalized terms are defined in this Agreement as referenced in the following table: Agreement Preamble Amendment to the Company Management Agreement Recitals Articles of Merger 2.2(bAntitrust Authority 6.8(b) Antitrust Laws 6.8(b) Applicable Date 4.5(a) Balance Sheet Date 4.6(a) Book-Entry Shares 3.3(b)(i) Cancelled Shares 3.1(b)(v3.3(b)(ii) Certificate of Merger 2.2(b) Certificates 3.3(b)(i) Citi 4.22 Closing 2.2(a) Closing Date 2.2(a) Code Recitals Company Preamble Company Additional Dividend Amount 6.19(a401(k) Plan 6.9(e) Company Affiliate 9.10(a9.10 Company Alternative Acquisition Agreement 6.3(d)(iv) Company Board Recitals Company Board Recommendation Recitals 4.3(a) Company Capital Stock 4.2(a) Company Change of Recommendation 6.3(b6.3(d)(vi) Company Common Stock 3.1(b)(iRecitals Company Contracts 4.19(b) Company Contracts 3.2(b) Company DER Consideration 3.2(b) Company Director Designee 2.6 Designated Stockholder Recitals Company Disclosure Letter Article IV Company Dividend Equivalent Right 3.2(bEmployee 6.9(a) Company Independent Petroleum Engineers 4.17(a) Company Intellectual Property 4.14(a) Company Material Adverse Effect 4.1(a4.1 Company Material Leased Real Property 4.15 Company Material Real Property Lease 4.15 Company Owned Real Property 4.15 Company Permits 4.9(a) Company Permits 4.9 Preferred Stock 4.2(a) Company Plans 4.10(aReserve Report 4.17(a) Company SEC Documents 4.5(a) Company Series A Preferred Stock 3.1(b)(iii) Company Series B Preferred Stock 3.1(b)(iii) Company Series C Preferred Stock 3.1(b)(iii) Company Special Committee Recitals Company Stockholders Recitals Significant Subsidiaries 4.1 Company Stockholders Meeting 4.4 Company Tax Certificate 6.20(b) Confidentiality Agreement 6.7(b) Continuing Employee 6.9(a) Converted PSU 3.2(b) Converted RSU 3.2(a) Creditors’ Rights 4.3(a) Delaware LLC Act D&O Insurance 6.10(d) Designated Stockholder Voting Agreements Recitals DGCL 2.1 Delaware Secretary of State 2.2(bDivestiture Action 6.8(b) e-mail 9.3 Effective Time 2.2(b) End Date 8.1(b)(iiEligible Share 3.1(b)(i) Exchange Agent 3.3(a) Exchange Fund 3.3(a) Forfeited Phantom Shares 3.2(aExchange Ratio 3.1(b)(i) Excluded Share 3.1(b)(iii) GAAP 4.5(b) HSR Act 4.4 Indemnified Liabilities 6.10(a) Indemnified Persons 6.10(a) Integrated Mergers Recitals Joint Proxy Statement 4.4 Letter of Transmittal 3.3(b)(i) Leverage Covenants 6.1(a)(xiv) Maryland Courts 9.7(b) Maryland Department 2.2(b) LLC Sub Recitals LLC Sub Merger 2.8 LLC Sub Merger Agreement 2.8 Material Company Insurance Policies 4.17 4.21 Material Parent Insurance Policies 5.17 5.21(a) Measurement Date 4.2(a) Merger Recitals Merger Filings 2.2(bConsideration 3.1(b)(i) Merger Sub Preamble Merger Sub Sole Member Board Recitals MGCL 2.1 Operating Partnership 2.1 Non-Cancelled Shares 3.1(b)(iii) Outside Date 8.1(b)(ii) Parent Preamble Parent Additional Dividend Amount 6.19(b401(k) Plan 6.9(e) Parent Affiliate 9.10(b9.10 Parent Alternative Acquisition Agreement 6.4(d)(iv) Parent Board Recitals Parent Board Recommendation 5.3(a) Parent Capital Stock 5.2(a) Parent Change of Recommendation 6.4(b6.4(d)(vii) Parent Class A Common Stock Issuance Recitals Parent Class B Common Stock 5.2(a) Parent Contracts 5.16(b5.19(b) Parent Designated Stockholder Recitals Parent Disclosure Letter Article V Parent Equity Plan 5.2(a) Parent Management Agreement Amendment Recitals Independent Petroleum Engineers 5.17(a) Parent Manager Recitals Intellectual Property 5.14 Parent Material Adverse Effect 5.1(a5.1 Parent Material Leased Real Property 5.15 Parent Material Real Property Lease 5.15 Parent Owned Real Property 5.15 Parent Permits 5.9(a) Parent Permits 5.9 Preferred Stock 5.2(a) Parent Plans 5.10(aReserve Report 5.17(a) Parent SEC Documents 5.5(a) Parent Stock Issuance Recitals Parent Stockholders Recitals .pdf 9.5 Per Share Common Merger Consideration 3.1(b)(iMeeting 4.4 Parent Tax Certificate 6.20(b) Per Share Preferred Merger Consideration 3.1(b)(iii) Per Share Preferred Series B Merger Consideration 3.1(b)(iii) Per Share Preferred Series C Merger Consideration 3.1(b)(iii) Per Share Preferred Series D Merger Consideration 3.1(b)(iii) Per Share Stock Consideration 3.1(b)(i) Phantom Share Consideration 3.2(a) Qualified REIT Subsidiary 4.1(b) Qualifying Income 8.3(i)(i) Payoff Letters 6.19 RBCCM 4.22 Registration Statement 4.8 REITs Recitals Remedial Measures 6.1(b)(xiv) Rights-of-Way 4.16 Surviving Company Corporation 2.1 Taxable REIT Subsidiary 4.1(bTail Period 6.10(d) Terminable Breach 8.1(b)(iii) TPH 5.22 Transaction Litigation 6.15 Transactions Recitals Vesting Phantom Shares 3.2(a)6.11
Appears in 2 contracts
Sources: Merger Agreement (Parsley Energy, Inc.), Merger Agreement (Jagged Peak Energy Inc.)
Terms Defined Elsewhere. As used The following terms are defined elsewhere in this Agreement, the following capitalized terms are defined in this Agreement as referenced in the following table: 2029 Notes Indenture Section 1.1 2032 Notes Indenture Section 1.1 Agreement Preamble Amendment to the Company Management Agreement Recitals Articles of Merger 2.2(bBase Amount Section 7.4(c) Book-Entry Shares 3.3(b)(iSection 3.2(b)(ii) Cancelled Shares 3.1(b)(vSection 3.1(b) Certificate of Merger 2.2(bSection 2.3 Certificates Section 3.2(b)(i) Certificates 3.3(b)(iChange of Recommendation Section 6.3(b) Closing 2.2(a) Section 2.2 Closing Date 2.2(aSection 2.2 Collective Bargaining Agreements Section 4.11(a) Code Recitals Company Preamble Company Additional Dividend Amount 6.19(a401(k) Plan Section 7.7(c) Company Affiliate 9.10(aAcquisition Agreement Section 6.3(b) Company Board of Directors Recitals Company Board Recommendation Recitals Company Change of Recommendation 6.3(bBonus Plan Section 7.7(d) Company Capitalization Date Section 4.2(a) Company Common Stock 3.1(b)(i) Company Contracts 3.2(b) Company DER Consideration 3.2(b) Company Director Designee 2.6 Recitals Company Disclosure Letter Article IV Company Dividend Equivalent Right 3.2(b) Company Material Adverse Effect 4.1(aLeases Section 4.16(b) Company Permits 4.9 Section 4.9(b) Company Plans 4.10(aPreferred Stock Section 4.2(a) Company SEC Documents Section 4.5(a) Company Series A Preferred Stock 3.1(b)(iiiStockholder Approval Section 4.3(a) Company Series B Preferred Stock 3.1(b)(iii) Company Series C Preferred Stock 3.1(b)(iii) Company Special Committee Recitals Company Stockholders Recitals Company Stockholders Stockholders’ Meeting 4.4 Confidentiality Agreement 6.7(bSection 7.12(b) Creditors’ Rights 4.3(aComputershare Section 1.1 Continuing Employees Section 7.7(a) Delaware LLC Act 2.1 Delaware Secretary of State 2.2(bCopyrights Section 1.1 Credit Facility Terminations Section 7.14(a) e-mail 9.3 DGCL Recitals Discharge Section 7.14(b) Dissenting Shares Section 3.3(a) DOJ Section 7.2(b) Earned Bonus Section 7.7(d) Effective Time 2.2(bSection 2.3 Enforceability Limitations Section 4.3(b) End Equity Award Consideration Section 3.4(a) Financing Entities Section 1.1 First Extended Outside Date 8.1(b)(iiSection 9.1(d) Exchange Agent 3.3(a) Exchange Fund 3.3(a) Forfeited Phantom Shares 3.2(aFTC Section 7.2(b) GAAP Section 4.5(b) Indemnified Liabilities 6.10(aParties Section 7.4(a) Indemnified Persons 6.10(aIntervening Event Section 6.3(e) Joint Proxy Statement 4.4 Letter of Transmittal 3.3(b)(i) Leverage Covenants 6.1(a)(xiv) Maryland Courts 9.7(b) Maryland Department 2.2(bJPM Section 1.1 Leased Real Property Section 4.16(b) Material Company Insurance Policies 4.17 Contracts Section 4.17(a) Material Parent Insurance Policies 5.17 Customer Section 4.19(a) Material Customer Agreement Section 4.19(a) Material Supplier Section 4.19(b) Material Supplier Agreement Section 4.19(b) Merger Recitals Merger Filings 2.2(bConsideration Section 3.1(a) Merger Sub Preamble Merger Sub Sole Member Recitals MGCL 2.1 Operating Partnership 2.1 Shares Section 3.1(c) New Plans Section 7.7(b) OFAC Section 1.1 Old Plans Section 7.7(b) Outside Date Section 9.1(d) Owned Real Property Section 4.16(a) Parent Preamble Parent Additional Dividend Amount 6.19(b401(k) Parent Affiliate 9.10(b) Parent Board Recitals Parent Board Recommendation 5.3(a) Parent Change of Recommendation 6.4(b) Parent Common Stock Issuance Recitals Parent Contracts 5.16(bPlan Section 7.7(c) Parent Disclosure Letter Article V Parent Equity Plan 5.2(a) Parent Management Agreement Amendment Recitals Parent Manager Recitals Parent Material Adverse Effect 5.1(a) Parent Permits 5.9 Parent Plans 5.10(a) Parent SEC Governing Documents 5.5(a) Parent Stock Issuance Recitals Parent Stockholders Recitals .pdf 9.5 Per Share Common Merger Consideration 3.1(b)(i) Per Share Preferred Merger Consideration 3.1(b)(iii) Per Share Preferred Series B Merger Consideration 3.1(b)(iii) Per Share Preferred Series C Merger Consideration 3.1(b)(iii) Per Share Preferred Series D Merger Consideration 3.1(b)(iii) Per Share Stock Consideration 3.1(b)(i) Phantom Share Consideration 3.2(a) Qualified REIT Subsidiary 4.1(b) Qualifying Income 8.3(i)(i) Registration Statement 4.8 REITs Recitals Remedial Measures 6.1(b)(xiv) Surviving Company 2.1 Taxable REIT Subsidiary 4.1(b) Terminable Breach 8.1(b)(iii) Transaction Litigation 6.15 Transactions Recitals Vesting Phantom Shares 3.2(a)Section 5.1 Parties Preamble
Appears in 2 contracts
Sources: Merger Agreement (CRH Public LTD Co), Merger Agreement (Arcosa, Inc.)
Terms Defined Elsewhere. As used The following terms are defined elsewhere in this Agreement, the following capitalized terms are defined in this Agreement as referenced in the following tableindicated below: 401(k) Plan Section 5.07(d) Agreement Preamble Amendment to the Company Management Alternative Acquisition Agreement Recitals Articles of Merger 2.2(bSection 5.03(d)(i) Book-Entry Shares 3.3(b)(iSection 2.02(b) Cancelled Shares 3.1(b)(vCapitalization Date Section 3.02(a) Certificate of Merger 2.2(bSection 1.02 Certificates Section 2.02(b) Certificates 3.3(b)(iChange of Board Recommendation Section 5.03(a)(v) Closing 2.2(a) Section 1.02 Closing Date 2.2(a) Code Recitals Section 1.02 Company Preamble Company Additional Dividend Amount 6.19(a) Company Affiliate 9.10(a) Company Board Recitals Company Board Recommendation Recitals Company Change of Recommendation 6.3(bDisclosure Schedule ARTICLE III Company Employees Section 5.07(a) Company Common Stock 3.1(b)(i) Company Contracts 3.2(b) Company DER Consideration 3.2(b) Company Director Designee 2.6 Company Disclosure Letter Article IV Company Dividend Equivalent Right 3.2(bFinancial Statements Section 3.07(a) Company Material Adverse Effect 4.1(aContract Section 3.13(a) Company Permits 4.9 Section 3.05(a) Company Plans 4.10(aPreferred Stock Section 3.02(a) Company Representatives Section 5.02(a) Company SEC Documents 4.5(aSection 3.06(a) Company Series A Preferred Stock 3.1(b)(iii) Company Series B Preferred Stock 3.1(b)(iii) Company Series C Preferred Stock 3.1(b)(iii) Company Special Committee Recitals Company Stockholders Recitals Company Stockholders Meeting 4.4 Stockholder Approval Section 3.21 Confidentiality Agreement 6.7(bSection 5.02(c) Creditors’ Rights 4.3(aD&O Indemnification Agreements Section 5.08(a) Delaware LLC Act 2.1 Delaware Secretary of State 2.2(bD&O Runoff Insurance Section 5.08(c) e-mail 9.3 DGCL Recitals Dispute Section 3.15(l) Dissenting Shares Section 2.03 Effective Time 2.2(bSection 1.02 Electronic Delivery Section 8.13 Employment Practices Section 3.12(a) End Date 8.1(b)(iiExon-▇▇▇▇▇▇ Filing Section 5.04(c) Exchange Agent 3.3(aExport Approvals Section 3.05(e) Exchange Fund 3.3(aFull Value Award Section 2.04(b) Forfeited Phantom Shares 3.2(aFundamental Representations Section 6.02(a)(ii) GAAP 4.5(bGuarantee Section 8.15(c) Indemnified Liabilities 6.10(aGuaranteed Obligations Section 8.15(a) Indemnified Persons 6.10(aGuarantor Section 8.15(a) Joint Proxy Statement 4.4 Letter of Transmittal 3.3(b)(iIndentures Section 5.14 Independent Director Section 3.12(h) Leverage Covenants 6.1(a)(xiv) Maryland Courts 9.7(b) Maryland Department 2.2(b) Material Company Insurance Policies 4.17 Material Parent Insurance Policies 5.17 Section 3.17 Intercompany Contracts Section 3.13(a)(vii) Intervening Event Notice Period Section 5.03(e)(i) Leased Real Property Section 3.18(c) LGPL Section 3.15(f) Maximum Amount Section 5.08(c) Merger Recitals Merger Filings 2.2(b) Consideration Recitals Merger Sub Preamble Merger Sub Sole Member Recitals MGCL 2.1 Operating Partnership 2.1 Most Recent Balance Sheet Section 3.09(a)(i) New Plans Section 5.07(a) Parent Preamble Parent Additional Dividend Amount 6.19(bRepresentatives Section 5.02(a) Parent Affiliate 9.10(bSubsidiary Section 4.03(a) Parent Board Welfare Plan Section 5.07(a) Paying Agent Section 2.02(a) Proxy Statement Section 1.03(a) Replacement Right Section 2.04(b) ▇▇▇▇▇▇▇▇-▇▇▇▇▇ Act Section 3.06(a) Section 16 Section 5.10 Shares Recitals Parent Board Recommendation 5.3(aSignificant Customer Section 3.23 Special Meeting Section 1.03(e) Parent Change of Recommendation 6.4(b) Parent Common Stock Issuance Recitals Parent Contracts 5.16(b) Parent Disclosure Letter Article V Parent Equity Plan 5.2(a) Parent Management Agreement Amendment Recitals Parent Manager Recitals Parent Material Adverse Effect 5.1(a) Parent Permits 5.9 Parent Plans 5.10(a) Parent SEC Documents 5.5(a) Parent Stock Issuance Recitals Parent Stockholders Recitals .pdf 9.5 Per Share Common Merger Consideration 3.1(b)(i) Per Share Preferred Merger Consideration 3.1(b)(iii) Per Share Preferred Series B Merger Consideration 3.1(b)(iii) Per Share Preferred Series C Merger Consideration 3.1(b)(iii) Per Share Preferred Series D Merger Consideration 3.1(b)(iii) Per Share Stock Consideration 3.1(b)(i) Phantom Share Consideration 3.2(a) Qualified REIT Subsidiary 4.1(b) Qualifying Income 8.3(i)(i) Registration Statement 4.8 REITs Recitals Remedial Measures 6.1(b)(xivSuperior Proposal Notice Period Section 5.03(d)(i) Surviving Company 2.1 Taxable REIT Subsidiary 4.1(bCorporation Recitals Takeover Law Section 3.03(b) Terminable Breach 8.1(b)(iiiTermination Fee Section 7.02(b) Transaction Litigation 6.15 Transactions U.S. Continuing Employees Section 5.07(a) Voting Agreement Recitals Vesting Phantom Shares 3.2(aWARN Act Section 3.12(e) Worker List Section 3.12(f)
Appears in 2 contracts
Sources: Merger Agreement (Concur Technologies Inc), Merger Agreement (Concur Technologies Inc)
Terms Defined Elsewhere. As used The following terms are defined elsewhere in this Agreement, the following capitalized terms are defined in this Agreement as referenced in the following tableindicated below: 2022 Bonus Plan 5.6(c) Affiliate Contract 3.21 Agreement Preamble Amendment to the Company Management Alternative Acquisition Agreement Recitals Articles of Merger 2.2(b5.3(a) Book-Entry Shares 3.3(b)(i) Cancelled Shares 3.1(b)(v2.2(b)(ii) Certificate of Merger 2.2(b) 1.2 Certificates 3.3(b)(i2.2(b)(i) Closing 2.2(a) 1.2 Closing Date 2.2(a1.2 Closing Legal Impediment 6.1(b) Code Recitals Company Preamble Company Additional Dividend Amount 6.19(a) Board Preamble Company Affiliate 9.10(aBoard Recommendation 3.3(b) Company Board Recitals Company Board Recommendation Recitals Company Change of Recommendation 6.3(b5.3(c)(i) Company Common Stock 3.1(b)(i) Bylaws 3.1 Company Contracts 3.2(b) Company DER Consideration 3.2(b) Company Director Designee 2.6 Charter 3.1 Company Disclosure Letter Schedule Article IV 3 Company Dividend Equivalent Right 3.2(bFinancial Advisor 3.24 Company Leased Real Property 3.14(b) Company Material Adverse Effect 4.1(aContracts 3.16(b) Company Permits 4.9 Meeting 5.4(a)(i) Company Plans 4.10(aOwned Real Property 3.14(a) Company Preferred Stock 3.2(a) Company Real Property 3.14(d) Company Registered IP 3.19(a) Company Related Parties 7.2(d) Company SEC Documents 4.5(a3.5(a) Company Series A Preferred Stock 3.1(b)(iiiSEC Financial Statements 3.5(c) Company Series B Preferred Stock 3.1(b)(iiiStockholder Approval 3.3(c) Company Series C Preferred Stock 3.1(b)(iii) Company Special Committee Recitals Company Stockholders Recitals Company Stockholders Meeting 4.4 Confidentiality Agreement 6.7(b5.2(b) Creditors’ Rights 4.3(aContinuation Period 5.6(a) Delaware LLC Act 2.1 Delaware Secretary of State 2.2(bContinuing Employee 5.6(a) e-mail 9.3 D&O Insurance 5.7(c) Data Partners 3.20(a) DGCL Preamble Disclosure Schedule Article 4 Dissenting Shares 2.3 Effective Time 2.2(b1.2 Event Notice Period 5.3(d)(i)(1) End Date 8.1(b)(iiFHWA 3.23 FMCSA 3.23 Indemnitee 5.7(a) Exchange Agent 3.3(aIndemnitees 5.7(a) Exchange Fund 3.3(aIntervening Event 5.3(d)(i) Forfeited Phantom Shares 3.2(aLeased Real Property Leases 3.14(b) GAAP 4.5(b) Indemnified Liabilities 6.10(a) Indemnified Persons 6.10(a) Joint Proxy Statement 4.4 Letter of Transmittal 3.3(b)(i) Leverage Covenants 6.1(a)(xiv) Maryland Courts 9.7(b) Maryland Department 2.2(b) Material Company Insurance Policies 4.17 Material Parent Insurance Policies 5.17 Merger Recitals Preamble Merger Filings 2.2(bConsideration 2.1(a) Merger Sub Preamble Merger Sub Sole Member Recitals MGCL 2.1 Operating Partnership 2.1 Operational Tractors and Trailers 3.23 Parent Preamble Parent Additional Dividend Amount 6.19(bDisclosure Schedule Article 4 Parent Related Parties 7.2(d) Parent Affiliate 9.10(bPayee 2.5 Paying Agent 2.2(a) Parent Board Recitals Parent Board Recommendation 5.3(aPayoff Letters 5.14 Payor 2.5 Proposal Notice Period 5.3(d)(ii)(2) Parent Change of Recommendation 6.4(bProxy Statement 5.4(a)(ii) Parent Common Stock Issuance Recitals Parent Contracts 5.16(b▇▇▇▇▇▇▇▇-▇▇▇▇▇ Act 3.5(a) Parent Disclosure Letter Article V Parent Equity Plan 5.2(aShare Preamble Shares Preamble Surviving Corporation 1.1(a) Parent Management Systems 3.19(e) Tax Sharing Agreement Amendment Recitals Parent Manager Recitals Parent Material Adverse Effect 5.1(a3.15(f) Parent Permits 5.9 Parent Plans 5.10(aTermination Fee Collection Costs 7.2(c) Parent SEC Documents 5.5(aTransactions 1.1(a) Parent Stock Issuance Recitals Parent Stockholders Recitals .pdf 9.5 Per Share Common Merger Consideration 3.1(b)(i) Per Share Preferred Merger Consideration 3.1(b)(iii) Per Share Preferred Series B Merger Consideration 3.1(b)(iii) Per Share Preferred Series C Merger Consideration 3.1(b)(iii) Per Share Preferred Series D Merger Consideration 3.1(b)(iii) Per Share Stock Consideration 3.1(b)(i) Phantom Share Consideration 3.2(a) Qualified REIT Subsidiary 4.1(b) Qualifying Income 8.3(i)(i) Registration Statement 4.8 REITs Recitals Remedial Measures 6.1(b)(xiv) Surviving Company 2.1 Taxable REIT Subsidiary 4.1(b) Terminable Breach 8.1(b)(iii) Transaction Litigation 6.15 Transactions Recitals Vesting Phantom Shares 3.2(aWARN Laws 3.12(f)
Appears in 2 contracts
Sources: Merger Agreement (Usa Truck Inc), Merger Agreement (Usa Truck Inc)
Terms Defined Elsewhere. As used The following terms are defined elsewhere in this Agreement, the following capitalized terms are defined in this as indicated below: A&R Partnership Operating Agreement as referenced in the following table: Section 2.3(b) Acceptable Confidentiality Agreement Section 7.4(b) Acquisition Agreement Section 7.4(a) Agreement Preamble Amendment to the Company Management Agreement Recitals Articles of Merger 2.2(b) Alpine OP Sub Preamble Alpine Sub Preamble Book-Entry Shares 3.3(b)(iShare Section 3.1(a)(ii) Cancelled Shares 3.1(b)(vCertificate Section 3.1(a)(ii) Certificate of Merger 2.2(bLimited Partnership Section 4.1(c) Certificates 3.3(b)(iChange in Company Recommendation Section 7.4(b)(iii) Change in Parent Recommendation Section 7.4(b)(iii) Chosen Court Section 10.9(b) Closing 2.2(a) Section 2.2 Closing Date 2.2(a) Section 2.2 Code Recitals Company Preamble Company Additional Dividend Amount 6.19(a401(k) Plan Section 4.14(c) Company Affiliate 9.10(aArticles of Merger Section 2.1(a)(ii) Company Articles of Organization Section 2.3(a) Company Board Designees Section 7.21(a) Company Board of Trustees Recitals Company Board Recommendation Recitals Company Change of Recommendation 6.3(bBylaws Section 4.1(c) Company Common Stock 3.1(b)(iShares Recitals Company Credit Facility Amendment Section 7.19(a) Company Contracts 3.2(bDeclaration of Trust Section 4.1(c) Company DER Consideration 3.2(bDevelopment Properties Section 4.12(h) Company Director Designee 2.6 Development Property Section 4.12(h) Company Disclosure Letter Article IV Company Dividend Equivalent Right 3.2(bEmployee Programs Section 4.14(a) Company Material Adverse Effect 4.1(aEquity Award Consideration Section 1.1(d) Company Permits 4.9 Governing Documents Section 4.1(c) Company Plans 4.10(aJV Partners Section 4.5 Company Merger Section 2.1(a)(i) Company Merger Effective Time Section 2.1(a)(ii) Company Operating Agreement Section 2.3(a) Company Parties Preamble Company Preferred Shares Section 4.3(a) Company Privacy Requirements Section 4.22(a) Company Properties Section 4.12(a) Company Recommendation Section 4.2(b) Company SEC Documents 4.5(aReports Section 4.8(a) Company Series A Preferred Stock 3.1(b)(iiiShareholder Approval Section 4.18 Company Shareholder Meeting Section 7.1(c) Company Series B Preferred Stock 3.1(b)(iiiSubsidiary Section 4.1(b) Company Series C Preferred Stock 3.1(b)(iiiSurviving Entity Section 2.1(a)(i) Company Special Committee Recitals Company Stockholders Recitals Company Stockholders Meeting 4.4 Confidentiality Tax Protection Agreement 6.7(bSection 6.1(w) Creditors’ Rights 4.3(aConsent Solicitations Section 7.19(b) Delaware LLC Act 2.1 Delaware Secretary of State 2.2(bContinuing Employee Section 7.8(a) e-mail 9.3 Effective Time 2.2(bContribution Section 2.1(b)(i) End Date 8.1(b)(iiData Partners Section 4.22(a) Debt Offer Documents Section 7.19(b) DRULPA Section 2.1(c)(i) Encumbrances Section 4.12(b) Exchange Agent Section 3.3(a) Exchange Fund Section 3.3(a) Forfeited Phantom Shares 3.2(aExchange Ratio Section 3.1(a)(ii) GAAP 4.5(bForm S-4 Section 4.6 Fractional Share Consideration Section 3.1(a)(ii) Indemnified Liabilities 6.10(aParties Section 7.5(a) Indemnified Persons 6.10(aIndemnifying Party Section 7.5(a) Joint Proxy Statement 4.4 Inquiry Section 7.4(a) Interim Period Section 6.1 Intervening Event Notice Section 7.4(b)(v) Intervening Event Notice Period Section 7.4(b)(v) JV Ownership Interest Rights Section 4.5 Labor Agreement Section 4.15(b) Letter of Transmittal 3.3(b)(iSection 3.3(c) Leverage Covenants 6.1(a)(xiv) Maryland Courts 9.7(b) Maryland Department 2.2(bLosses Section 7.19(c) Material Company Insurance Policies 4.17 Material Parent Insurance Policies 5.17 Merger Recitals Merger Filings 2.2(bReal Property Lease Section 4.12(a) Maximum Premium Section 7.5(c) Merger Sub Preamble Merger Sub Sole Member Recitals Consideration Section 3.1(a)(ii) Mergers Section 2.1(c)(i) MGCL 2.1 Operating Partnership 2.1 Section 3.6 MLLCA Section 2.1(a)(i) MRL Section 2.1(a)(i) Note Offers and Consent Solicitations Section 7.19(b) Notice Period Section 7.4(b)(iv) Offers to Exchange Section 7.19(b) Offers to Purchase Section 7.19(b) Order Section 4.9 Other Filings Section 7.2 Outside Date Section 9.1(b)(iv) Parent Preamble Parent Additional Dividend Amount 6.19(b) Parent Affiliate 9.10(b) Parent Board Recitals Parent Board Recommendation 5.3(aBylaws Section 5.1(c) Parent Change of Recommendation 6.4(bCharter Section 5.1(c) Parent Charter Amendment Section 5.2(a) Parent Common Stock Issuance Recitals Parent Contracts 5.16(bSection 5.2(a) Parent Disclosure Letter Article V Parent Equity Plan 5.2(aAward Section 5.3(d) Parent Management Agreement Amendment Governing Documents Section 5.1(c) Parent JV Partners Section 5.5 Parent OP Recitals Parent Manager Recitals Parent Material Adverse Effect 5.1(aOP Articles of Organization Section 5.1(c) Parent Permits 5.9 OP Governing Documents Section 5.1(c) Parent Plans 5.10(aOP Operating Agreement Section 5.1(c) Parent Parties Preamble Parent Preferred Stock Section 5.3(a) Parent Recommendation Section 5.2(b) Parent SEC Documents 5.5(aReports Section 5.8(a) Parent Stock Issuance Stockholder Approval Section 5.14 Parent Stockholder Meeting Section 7.1(c) Parent Subsidiaries Section 5.1(b) Parent Subsidiary Section 5.1(b) Parent Tax Protection Agreement Section 6.2(l) Parties Preamble Partnership Preamble Partnership Agreement Recitals Parent Stockholders Recitals .pdf 9.5 Per Share Common Partnership Articles of Merger Section 2.1(c)(ii) Partnership Governing Documents Section 4.1(c) Partnership Merger Section 2.1(c)(i) Partnership Merger Certificate Section 2.1(c)(ii) Partnership Merger Consideration 3.1(b)(iSection 3.1(b)(ii) Per Share Preferred Partnership Merger Consideration 3.1(b)(iiiEffective Time Section 2.1(c)(ii) Per Share Preferred Series B Merger Consideration 3.1(b)(iiiPartnership OP Unit Recitals Partnership Surviving Entity Section 2.1(c)(i) Per Share Preferred Series C Merger Consideration 3.1(b)(iiiPartnership Surviving Entity Unit Section 3.1(b)(ii) Per Share Preferred Series D Merger Consideration 3.1(b)(iiiParty Preamble Permit Section 4.7 Permitted REIT Dividend Section 7.17(a) Per Share Stock Consideration 3.1(b)(i) Phantom Share Consideration 3.2(aProxy Statement/Prospectus Section 3.3(a) Qualified REIT Subsidiary 4.1(bSection 4.11(f) Qualifying Income 8.3(i)(iSection 9.4(a) Registration Statement 4.8 REITs Recitals Remedial Measures 6.1(b)(xivRegistered Intellectual Property Section 4.21(a) Surviving Company 2.1 REIT Section 4.11(b) REIT Dividend Section 7.17(b) Release Section 7.8(c) Requested Changes Section 2.5 S▇▇▇▇▇▇▇-▇▇▇▇▇ Act Section 4.8(a) SDAT Section 2.1(a)(ii) Securities Laws Section 4.8(a) Security Incident Section 4.22(b) Superior Proposal Notice Section 7.4(b)(iv) Takeover Statutes Section 4.26 Tax Protection Agreement Section 4.11(l) Taxable REIT Subsidiary 4.1(bSection 4.11(f) Terminable Breach 8.1(b)(iiiTermination Payee Section 9.4(a) Transaction Litigation 6.15 Transactions Recitals Vesting Phantom Shares 3.2(aTermination Payor Section 9.4(a) Transfer Taxes Section 7.9(c) Union Section 4.15(b)
Appears in 2 contracts
Sources: Merger Agreement (Healthpeak Properties, Inc.), Merger Agreement (Physicians Realty Trust)
Terms Defined Elsewhere. As used The following terms are defined elsewhere in this Agreement, the following capitalized terms are defined in this as indicated below: Acceptable Confidentiality Agreement as referenced in the following table: Section 5.3(a) Adjusted Option Section 2.4(a) Adjusted RSU Section 2.4(b) Adjusted PSU Section 2.4(c) Agreement Preamble Amendment to the Company Management Agreement Recitals Articles of Merger 2.2(bAlternative Counsel Section 7.3(d) Base Amount Section 6.4(c) Book-Entry Shares 3.3(b)(iSection 2.1(a) Cancelled Shares 3.1(b)(vSection 2.1(b) Certificate of Merger 2.2(bCash Consideration Section 2.1(a)(i) Cash Share Number Section 2.9 Centerview Section 3.23 Certificates Section 2.1(a) Certificates 3.3(b)(iof Second Merger Section 1.4(b) Closing 2.2(a) Section 1.3 Closing Date 2.2(aSection 1.3 Closing Date Parent Trading Price Section 2.9 CMA Section 6.2(b) CMS Section 3.9(h) Code Recitals COI Requirement Section 2.9 Company Preamble Company Additional Dividend Amount 6.19(aAcquisition Agreement Section 5.3(b) Company Affiliate 9.10(aAdverse Change Recommendation Section 5.4(a) Company Advisor Section 3.26(a) Company Benefit Plan Section 3.10(a) Company Board Recitals Company Board Recommendation Recitals Company Change of Recommendation 6.3(bCapitalization Date Section 3.2(a) Company Common Stock 3.1(b)(iRecitals Company Counsel Section 5.5(a)(ii) Company Contracts 3.2(b) Company DER Consideration 3.2(b) Company Director Designee 2.6 Company Disclosure Letter Article IV III Company Dividend Equivalent Right 3.2(bPermits Section 3.9(b) Company Material Adverse Effect 4.1(aPreferred Stock Section 3.2(a) Company Permits 4.9 Company Plans 4.10(aRelated Parties Section 8.3(b) Company SEC Documents 4.5(aSection 3.5(a) Company Series A Preferred Stock 3.1(b)(iiiStockholder Approval Section 3.3(b) Company Series B Preferred Stock 3.1(b)(iii) Company Series C Preferred Stock 3.1(b)(iii) Company Special Committee Recitals Company Stockholders Recitals Company Stockholders Meeting 4.4 Confidentiality Agreement 6.7(bSection 5.5(b) Creditors’ Rights 4.3(aCompany Tax Representation Letter Section 6.12(a) Continuing Employees Section 6.13(a) Current ESPP Offering Periods Section 2.4(d) Data Partners Section 3.15(a) Delaware LLC Act 2.1 Delaware Secretary Certificate of State 2.2(bSecond Merger Section 1.4(b) e-mail 9.3 Determination Notice Section 5.4(b)(i) DGCL Recitals Dissenting Shares Section 2.8 Effective Time 2.2(bSection 1.4(a) End Date 8.1(b)(iiEligible Shares Section 2.1(a) Enforceability Limitations Section 3.3(c) Exchange Agent 3.3(aSection 2.3(a) Exchange Fund 3.3(aSection 2.3(a) Forfeited Phantom Shares 3.2(aFDA Section 3.9(h) FDA Laws Section 3.9(h) First Certificate of Merger Section 1.4(a) First Merger Recitals First Surviving Corporation Section 1.1(a) Form S-4 Section 3.4(a) Fractional Share Consideration Section 2.1(a) fraud Section 8.2(a) GAAP 4.5(bSection 3.5(b) Government Contract Bid Section 3.18(c) Indemnified Liabilities 6.10(aParties Section 6.4(a) Indemnified Persons 6.10(aIntended Tax Treatment Recitals Interim Period Section 5.1 LDT Laws Section 3.9(h) Joint Proxy Statement 4.4 Letter of Transmittal 3.3(b)(iSection 2.3(b)(i) Leverage Covenants 6.1(a)(xiv) Maryland Courts 9.7(b) Maryland Department 2.2(bMatch Period Section 5.4(b)(i) Material Company Insurance Policies 4.17 Contract Section 3.18(a) Material Parent Insurance Policies 5.17 Customer Section 3.20(a) Material Supplier Section 3.20(b) Merger Recitals Merger Filings 2.2(bConsideration Section 2.1(a) Merger Sub I Preamble Merger Sub Sole Member Recitals MGCL 2.1 Operating Partnership 2.1 Parent II Preamble Parent Additional Dividend Amount 6.19(b) Parent Affiliate 9.10(b) Parent Board Recitals Parent Board Recommendation 5.3(a) Parent Change of Recommendation 6.4(b) Parent Common Stock Issuance Recitals Parent Contracts 5.16(b) Parent Disclosure Letter Article V Parent Equity Plan 5.2(a) Parent Management Agreement Amendment Recitals Parent Manager Recitals Parent Material Adverse Effect 5.1(a) Parent Permits 5.9 Parent Plans 5.10(a) Parent SEC Documents 5.5(a) Parent Stock Issuance Recitals Parent Stockholders Recitals .pdf 9.5 Per Share Common Merger Consideration 3.1(b)(i) Per Share Preferred Subs Preamble Merger Consideration 3.1(b)(iii) Per Share Preferred Series B Merger Consideration 3.1(b)(iii) Per Share Preferred Series C Merger Consideration 3.1(b)(iii) Per Share Preferred Series D Merger Consideration 3.1(b)(iii) Per Share Stock Consideration 3.1(b)(i) Phantom Share Consideration 3.2(a) Qualified REIT Subsidiary 4.1(b) Qualifying Income 8.3(i)(i) Registration Statement 4.8 REITs Recitals Remedial Measures 6.1(b)(xiv) Surviving Company 2.1 Taxable REIT Subsidiary 4.1(b) Terminable Breach 8.1(b)(iii) Transaction Litigation 6.15 Transactions Recitals Vesting Phantom Shares 3.2(aSubs Stockholder Consents Section 4.3(a)
Appears in 2 contracts
Sources: Merger Agreement (Personalis, Inc.), Merger Agreement (Tempus AI, Inc.)
Terms Defined Elsewhere. As used The following terms are defined elsewhere in this Agreement, the following capitalized terms are defined in this as indicated below: Acquisition Agreement as referenced in the following table: Section 5.4(a) Acquisitions Section 4.1(b)(viii) Additional Dividend Amount Section 5.10(a) Agreement Preamble Amendment to the Company Management Agreement Recitals Articles of Merger 2.2(bBankruptcy and Equitable Exceptions Section 3.1(c)(i) Book-Entry Shares 3.3(b)(iBase Amount Section 5.9(c) Cancelled Shares 3.1(b)(vBlue Sky Laws Section 3.1(c)(iii) Certificate of Merger 2.2(bSection 1.1(b) Certificates 3.3(b)(iChange in Company Recommendation Section 5.4(b)(iii) Change in Parent Recommendation Section 5.4(b)(iii) Closing 2.2(a) Section 1.2 Closing Date 2.2(aSection 1.2 Closing Dividend Date Section 5.10(a) Code Recitals Company Preamble Company Additional Dividend Amount 6.19(a368 Opinion Section 6.2(c) Company Affiliate 9.10(a368 Representation Letters Section 5.12(d) Company Board Recitals Base Amount Section 7.2(f) Company Board Recommendation Recitals Benefit Plans Section 3.1(j)(i) Company Change of Recommendation 6.3(bBook-Entry Shares Section 2.1(b) Company Capitalization Date Section 3.1(b)(i) Company Certificates Section 2.1(b) Company Common Stock Section 2.1(a) Company Deferred Stock Unit Award Section 2.4(d) Company Disclosure Letter Section 3.1 Company Employees Section 3.1(k)(ii) Company ESPP Section 2.5 Company Intellectual Property Section 3.1(q) Company Leases Section 3.1(o)(vi) Company OP Preamble Company OP GP Recitals Company Performance Stock Unit Award Section 2.4(c) Company Permitted Development Expenditures Section 3.1(o)(xv) Company Preferred Stock Section 3.1(b)(i) Company Contracts 3.2(bProperties Section 3.1(o)(i) Company DER Consideration 3.2(bProperty Section 3.1(o)(i) Company Director Designee 2.6 Company Disclosure Letter Article IV Company Dividend Equivalent Right 3.2(bQualified DC Plan Section 5.6(c) Company Material Adverse Effect 4.1(aREIT Opinion Section 6.3(d) Company Permits 4.9 REIT Representation Letter Section 5.12(d) Company Plans 4.10(aRegistered IP Section 3.1(q) Company Expense Reimbursement Section 7.2(i) Company Expense Reimbursement Base Amount Section 7.2(i) Company Required Vote Section 3.1(n) Company Restricted Stock Unit Award Section 2.4(c) Company SEC Documents 4.5(aSection 3.1(d)(i) Company Series A Preferred Stock 3.1(b)(iiiOption Section 2.4(a) Company Series B Preferred Stock 3.1(b)(iii) Company Series C Preferred Stock 3.1(b)(iii) Company Special Committee Recitals Company Stockholders Recitals Company Stockholders Meeting 4.4 Confidentiality Agreement 6.7(bSection 5.1(b) Creditors’ Rights 4.3(aCompany Termination Fee Section 7.2(f) Company Title Insurance Policies Section 3.1(o)(xi) Company Title Insurance Policy Section 3.1(o)(xi) Company Transaction Litigation Section 5.14 Continuation Period Section 5.6(a) Continuing Employees Section 5.6(a) Debt Commitment Letter Section 3.2(aa)(i) Debt Recastings Section 5.13(a)(i) Debt Refinancings Section 5.13(a)(i) Debt Repayments Section 5.13(a)(i) Debt Transaction Section 5.13(c) Debt Transaction Documents Section 5.13(c) Definitive Debt Financing Agreements Section 5.13(a)(ii) Delaware LLC Act 2.1 Delaware Secretary Section 1.1(b)(i) DESM Certificate of State 2.2(bMerger Section 1.1(b)(ii) e-mail 9.3 DGCL Section 1.1(a) DLLCA Section 1.1(a)(i) Effective Time 2.2(bSection 1.1(b) End Date 8.1(b)(iiEligible Shares Section 2.1(a) EPCRA Section 9.1 Exchange Act Section 3.1(c)(iii) Exchange Agent 3.3(aSection 2.2(a) Exchange Fund 3.3(aSection 2.2(a) Forfeited Phantom Shares 3.2(aExchange Ratio Recitals Fee Letter Section 3.2(aa)(i) GAAP 4.5(bFinancing Section 3.2(aa)(i) Form S-4 Section 5.1(a) Governmental Entity Section 3.1(c)(iii) HMTA Section 9.1 Indemnified Liabilities 6.10(a) Indemnified Persons 6.10(aParties Section 5.9(a) Joint Proxy Statement 4.4 Statement/Prospectus Section 5.1(a) Legal Proceeding Section 3.1(g) Lenders Section 3.2(aa)(i) Letter of Transmittal 3.3(b)(iSection 2.2(b)(i) Leverage Covenants 6.1(a)(xiv) Maryland Courts 9.7(b) Maryland Department 2.2(bMaterial Parent Leases Section 3.2(o)(vii) Material Company Insurance Policies 4.17 Material Parent Insurance Policies 5.17 Leases Section 3.1(o)(vii) MDSM Articles of Merger Section 1.1(b)(ii) Merger Section 1.1(a)(i) Merger Consideration Recitals Merger Filings 2.2(bConsideration Cashout Value Section 2.4(a) Merger Sub Preamble Merger Sub Sole Member MGCL Recitals MGCL 2.1 Operating Partnership 2.1 NASDAQ Section 2.2(e) New Debt Commitment Letter Section 5.13(a)(iii) New Fee Letter Section 5.13(a)(iii) New Plans Section 5.6(a) Notice of Superior Proposal Recommendation Change Section 5.4(b)(iv) Organizational Documents Section 3.1(a)(i) Outside Date Section 7.1(c) Parties Preamble Party Preamble Parent Preamble Parent Additional Dividend Amount 6.19(b368 Opinion Section 6.3(c) Parent Affiliate 9.10(b368 Representation Letter Section 5.12(e) Parent Board Recitals Parent Board Recommendation 5.3(aBase Amount Section 7.2(g) Parent Change of Recommendation 6.4(bBenefit Plans Section 3.2(j)(i) Parent Common Capitalization Date Section 3.2(b)(i) Parent Deferred Stock Issuance Recitals Parent Contracts 5.16(bUnit Award Section 2.4(d) Parent Disclosure Letter Article V Section 3.2 Parent Equity Plan 5.2(aEmployees Section 3.2(k)(ii) Parent Management Agreement Amendment Expense Reimbursement Section 7.2(h) Parent Expense Reimbursement Base Amount Section 7.2(h) Parent Intellectual Property Section 3.2(q) Parent Leases Section 3.2(o)(vi) Parent OP Preamble Parent OP GP Recitals Parent Manager Recitals Parent Material Adverse Effect 5.1(aPermitted Development Expenditures Section 3.2(o)(xv) Parent Permits 5.9 Properties Section 3.2(o)(i) Parent Plans 5.10(aProperty Section 3.2(o)(i) Parent REIT Opinion Section 6.2(d) Parent REIT Representation Letter Section 5.12(e) Parent Registered IP Section 3.2(q) Parent Required Vote Parent Restricted Stock Unit Award Section 3.2(n) Section 2.4(d) Parent SEC Documents 5.5(aSection 3.2(d)(i) Parent Stock Issuance Recitals Section 3.2(m) Parent Stock Options Section 2.4(a) Parent Stockholders Recitals .pdf 9.5 Per Share Common Meeting Section 5.1(c) Parent Termination Fee Section 7.2(g) Parent Title Insurance Policy Section 3.2(o)(xi) Parent Transaction Litigation Section 5.14 Partnership Certificate of Merger Consideration 3.1(b)(iSection 1.1(b)(iii) Per Share Preferred Partnership Merger Consideration 3.1(b)(iiiSection 1.1(a)(iii) Per Share Preferred Series B Partnership Merger Consideration 3.1(b)(iiiEffective Time Section 1.1(b)(iii) Per Share Preferred Series C Merger Consideration 3.1(b)(iiiPayoff Letters Section 5.13(d) Per Share Preferred Series D Merger Consideration 3.1(b)(iiiPermits Proceeding Section 3.1(r)(i) Per Share Stock Consideration 3.1(b)(iSection 8.7(b) Phantom Share Consideration 3.2(a) Qualified REIT Subsidiary 4.1(bQualifying Acquisition Proposal Section 5.4(b) Qualifying Income 8.3(i)(iSection 7.2(f) Registration Statement 4.8 REITs Recitals Remedial Measures 6.1(b)(xivRCRA Section 9.1 REIT Requirements Section 7.2(f) Reduction Proceeds Section 5.13(a)(v) Required Information Section 5.13(b) ▇▇▇▇▇▇▇▇-▇▇▇▇▇ Act Section 3.1(d)(i) SDAT Section 1.1(b)(ii) Securities Act Section 3.1(c)(iii) Series A Parent Preferred Stock Section 3.2(b)(i) SM Surviving Corporation Section 1.1(a)(ii) Special Parent Distribution Section 4.2(b)(iv) Special Company Distribution Section 4.1(b)(iv) Subsequent Merger Section 1.1(b)(ii) Subsequent Merger Effective Time Section 1.1(b)(ii) Surviving Company 2.1 Taxable REIT Subsidiary 4.1(bRecitals Surviving Partnership Recitals Takeover Statutes Section 3.1(x) Terminable Breach 8.1(b)(iiiTax Guidance Section 7.2(f) Tax Matters Agreement Section 3.1(h)(xxii) Transaction Litigation 6.15 Transactions Recitals Vesting Phantom Shares 3.2(aSection 5.14 TSCA Section 9.1 Ventas Section 3.1(h)(xxii) Ventas Opinion Section 3.1(h)(xxii) Voting Debt Section 3.1(b)(iv)
Appears in 2 contracts
Sources: Merger Agreement (Sabra Health Care REIT, Inc.), Merger Agreement (Care Capital Properties, Inc.)
Terms Defined Elsewhere. As used The following terms are defined elsewhere in this Agreement, the following capitalized terms are defined in this Agreement as referenced in the following tableindicated below: Agreement Preamble Amendment to the Company Management Alternative Acquisition Agreement 6.3(a)(ii) Amended Offer Documents 1.1(b) Bayer Merger Agreement Recitals Articles of Merger 2.2(b) Book-Entry Shares 3.3(b)(i1.4(d) Cancelled Shares 3.1(b)(vBreach Notice 8.1(f) Breakup Fee 8.2(b) Certificate of Merger 2.2(b2.2 Certificates 3.2(b) Certificates 3.3(b)(iChancery Court 9.12(b) Change of Board Recommendation 6.3(d) Class A Common Stock Recitals Class B Common Stock Recitals Closing 2.2(a) 2.2 Closing Date 2.2(a) Code Recitals 2.2 Company Preamble Company Additional Dividend Amount 6.19(a) Company Affiliate 9.10(a) Company Board Recitals Company Board Recommendation Recitals Company Change of Recommendation 6.3(bBylaws 4.1(c) Company Certificate 4.1(c) Company Common Stock 3.1(b)(iRecitals Company Disclosure Schedule 4 Company Employee 6.8(a) Company Contracts 3.2(b) Company DER Consideration 3.2(b) Company Director Designee 2.6 Company Disclosure Letter Article IV Company Dividend Equivalent Right 3.2(bFinancial Statements 4.7(a) Company Material Adverse Effect 4.1(aContract 4.14(a) Company Options 3.4(a) Company Permits 4.9 4.6(a) Company Plans 4.10(aPreferred Stock 4.2(a) Company Representatives 6.2 Company Restricted Shares 3.4(c) Company RSUs 3.4(b) Company SEC Documents 4.5(a4.7(a) Company Series A Preferred Stock 3.1(b)(iiiOption Plans 3.4(a) Company Series B Preferred Stock 3.1(b)(iiiStockholder Approval 4.23 Company Subsidiary 4.1(b) Company Series C Preferred Stock 3.1(b)(iii) Company Special Committee Recitals Company Stockholders Recitals Company Stockholders Meeting 4.4 Confidentiality Agreement 6.7(b6.2 Continuing Directors 1.3(b) Creditors’ Rights 4.3(aD&O Agreement Recitals D&O Insurance 6.9(c) Delaware LLC Act 2.1 Delaware Secretary of State 2.2(b) e-mail 9.3 DGCL Recitals Dissenting Shares 3.3 Effective Time 2.2(b2.2 Exchange Act 4.5 Expiration Date 1.1(d) End Fairness Opinion 4.22 FDA 4.26(a) FDCA 4.26(a) Guarantor Preamble ▇▇▇▇▇▇▇▇ 4.22 Information Statement 6.4(c) Initial Expiration Date 8.1(b)(ii1.1(d) Exchange Agent 3.3(aInsurance Policies 4.19 Leased Real Property 4.21(a) Exchange Fund 3.3(a) Forfeited Phantom Shares 3.2(a) GAAP 4.5(b) Indemnified Liabilities 6.10(a) Indemnified Persons 6.10(a) Joint Proxy Statement 4.4 Letter of Transmittal 3.3(b)(i) Leverage Covenants 6.1(a)(xiv) Maryland Courts 9.7(b) Maryland Department 2.2(bLicensed Intellectual Property 4.17(a) Material Company Insurance Policies 4.17 Material Parent Insurance Policies 5.17 Intellectual Property 4.17(b) Merger Recitals Preamble Merger Filings 2.2(bConsideration 3.1(a) Merger Sub Preamble Merger Sub Sole Member Recitals MGCL 2.1 Operating Partnership 2.1 Parent Preamble Parent Additional Dividend Amount 6.19(b) Parent Affiliate 9.10(b) Parent Board Recitals Parent Board Recommendation 5.3(a) Parent Change of Recommendation 6.4(b) Parent Common Stock Issuance Recitals Parent Contracts 5.16(b3.1(c) Parent Disclosure Letter Article V Parent Equity Plan 5.2(aNew Plans 6.8(b) Parent Management Agreement Amendment Recitals Parent Manager Recitals Parent Material Adverse Effect 5.1(aNon-Required Remedy 6.5(e) Parent Permits 5.9 Parent Plans 5.10(aNYSE 1.1(e)(ii) Parent SEC Documents 5.5(a) Parent Stock Issuance Recitals Parent Stockholders Recitals .pdf 9.5 Per Share Common Merger Consideration 3.1(b)(i) Per Share Preferred Merger Consideration 3.1(b)(iii) Per Share Preferred Series B Merger Consideration 3.1(b)(iii) Per Share Preferred Series C Merger Consideration 3.1(b)(iii) Per Share Preferred Series D Merger Consideration 3.1(b)(iii) Per Share Stock Consideration 3.1(b)(i) Phantom Share Consideration 3.2(a) Qualified REIT Subsidiary 4.1(b) Qualifying Income 8.3(i)(i) Registration Statement 4.8 REITs Recitals Remedial Measures 6.1(b)(xiv) Surviving Company 2.1 Taxable REIT Subsidiary 4.1(b) Terminable Breach 8.1(b)(iii) Transaction Litigation 6.15 Transactions Recitals Vesting Phantom Shares 3.2(a)Offer Recitals
Appears in 2 contracts
Sources: Merger Agreement (Reckitt Benckiser Group PLC), Merger Agreement (Schiff Nutrition International, Inc.)
Terms Defined Elsewhere. As used in For the purposes of this Agreement, the following capitalized terms are defined in this Agreement as referenced have the meanings specified in the following tableindicated Sections of this Agreement: Act 3.20 Action 3.12 Affiliate 10.1 Affiliated 10.1 Agreement Preamble Amendment to the Company Management Agreement Recitals Articles of Merger 2.2(bApplicable Law 3.13(a) Book-Entry Shares 3.3(b)(iApprovals 3.5 Board 10.1 Business Day 10.1 CFC 3.17(e) Cancelled Shares 3.1(b)(v) Certificate of Merger 2.2(b) Certificates 3.3(b)(iCircular 37 3.13(c) Closing 2.2(a2.1(a) Closing Date 2.2(a2.1(a) Code Recitals Company Preamble Company Additional Dividend Amount 6.19(aSecurity Holder 3.13(c) Compliance Laws 3.23(a) Control 10.1 Controlled 10.1 Controlling Documents 3.3 Conversion Shares 1.1 Disclosing Party 9.13(d) ESOP 10.1 Existing Articles 10.1 Existing Shareholders Agreement 10.1 FCPA 3.23(a) Financial Statements 3.16(a) Financing Terms 9.13(a) Founder Preamble Founders Preamble Fundamental Warranties 10.1 Governmental Authority 10.1 Governmental Order 10.1 Group Companies 10.1 Group Company Affiliate 9.10(a10.1 HKIAC 9.11(b) HKIAC Rules 9.11(b) Indemnifiable Loss 10.1 Indemnified Party 8.1 Indemnifying Parties 8.1 Key Employee 10.1 Key Group Companies Preamble Key Group Company Board Recitals Company Board Recommendation Recitals Company Change Preamble Knowledge of Recommendation 6.3(b) Company Common Stock 3.1(b)(i) Company Contracts 3.2(b) Company DER Consideration 3.2(b) Company Director Designee 2.6 Company Disclosure Letter Article IV Company Dividend Equivalent Right 3.2(b) Company the Warrantors 10.1 Liabilities 3.8 Lien 10.1 Management Shareholder Preamble Management Shareholders Preamble Material Adverse Effect 4.1(a10.1 Material Contract 3.11(a) Company Permits 4.9 Company Plans 4.10(aNon-Disclosing Parties 9.13(d) Company SEC Open Source Software 10.1 Ordinary Shares 10.1 Permit 3.13(b) Person 10.1 PFIC 3.17(e) PRC 10.1 Preferred Shares 10.1 Prohibited Person 10.1 Proprietary Assets 10.1 Public Official 10.1 Registered Intellectual Property 10.1 Related Party 3.18 Related Party Contract 3.18 Representatives 3.23(a) Restated Articles 10.1 RMB 10.1 SAFE 10.1 SAFE Rules and Regulations 3.13(c) Series A-1 Preferred Shares 10.1 Series A-2 Preferred Shares 10.1 Series A-3 Preferred Shares 10.1 Series A-4 Preferred Shares 10.1 Series A-5 Preferred Shares 10.1 Series A-6 Preferred Shares 10.1 Series A-7 Preferred Shares 10.1 Series B-1 Preferred Shares 10.1 Series B-2 Preferred Shares 10.1 Series C-1 Preferred Shares 10.1 Series C-2 Preferred Shares 10.1 Series C-3 Closing Consideration Fair Value 1.1 Series C-3 Preferred Shares Recitals Shareholders 10.1 Statement Date 3.16(a) Subscription Shares 1.1 Subsidiary 10.1 Tax 10.1 Taxation 10.1 Taxes 10.1 Tencent Preamble Third Party Claim 8.5 Transaction Documents 4.5(a) Company Series A Preferred Stock 3.1(b)(iii) Company Series B Preferred Stock 3.1(b)(iii) Company Series C Preferred Stock 3.1(b)(iii) Company Special Committee Recitals Company Stockholders Recitals Company Stockholders Meeting 4.4 Confidentiality Agreement 6.7(b) Creditors’ Rights 4.3(a) Delaware LLC 10.1 Undertakings to Act 2.1 Delaware Secretary of State 2.2(b) e-mail 9.3 Effective Time 2.2(b) End Date 8.1(b)(ii) Exchange Agent 3.3(a) Exchange Fund 3.3(a) Forfeited Phantom Shares 3.2(a) GAAP 4.5(b) Indemnified Liabilities 6.10(a) Indemnified Persons 6.10(a) Joint Proxy Statement 4.4 Letter of Transmittal 3.3(b)(i) Leverage Covenants 6.1(a)(xiv) Maryland Courts 9.7(b) Maryland Department 2.2(b) Material Company Insurance Policies 4.17 Material Parent Insurance Policies 5.17 Merger Recitals Merger Filings 2.2(b) Merger Sub Preamble Merger Sub Sole Member Recitals MGCL 2.1 Operating Partnership 2.1 Parent Preamble Parent Additional Dividend Amount 6.19(b) Parent Affiliate 9.10(b) Parent Board Recitals Parent Board Recommendation 5.3(a) Parent Change of Recommendation 6.4(b) Parent Common Stock Issuance Recitals Parent Contracts 5.16(b) Parent Disclosure Letter Article V Parent Equity Plan 5.2(a) Parent Management Agreement Amendment Recitals Parent Manager Recitals Parent Material Adverse Effect 5.1(a) Parent Permits 5.9 Parent Plans 5.10(a) Parent SEC Documents 5.5(a) Parent Stock Issuance Recitals Parent Stockholders Recitals .pdf 9.5 Per Share Common Merger Consideration 3.1(b)(i) Per Share Preferred Merger Consideration 3.1(b)(iii) Per Share Preferred Series B Merger Consideration 3.1(b)(iii) Per Share Preferred Series C Merger Consideration 3.1(b)(iii) Per Share Preferred Series D Merger Consideration 3.1(b)(iii) Per Share Stock Consideration 3.1(b)(i) Phantom Share Consideration 3.2(a) Qualified REIT Subsidiary 4.1(b) Qualifying Income 8.3(i)(i) Registration Statement 4.8 REITs Recitals Remedial Measures 6.1(b)(xiv) Surviving Company 2.1 Taxable REIT Subsidiary 4.1(b) Terminable in Concert 10.1 Warrantor 3 Warrantors 3 Warranty Breach 8.1(b)(iii) Transaction Litigation 6.15 Transactions Recitals Vesting Phantom Shares 3.2(a8.1(a)
Appears in 2 contracts
Sources: Series C 3 Preferred Share Subscription Agreement (MOGU Inc.), Series C 3 Preferred Share Subscription Agreement (Meili Inc.)
Terms Defined Elsewhere. As used The following terms are defined elsewhere in this Agreement, the following capitalized terms are defined in this as indicated below: Acceptable Confidentiality Agreement as referenced in the following table: Section 7.4(a)(i) Acquisition Agreement Section 7.4(a) Agreement Preamble Amendment to the Company Management Agreement Recitals Articles of Merger 2.2(b) Book-Entry Shares 3.3(b)(iShare Section 3.1(a)(i) Cancelled Shares 3.1(b)(vCapitalization Reference Date Section 4.3(a) Certificate Section 3.1(a)(i) Certificate of Merger 2.2(bLimited Partnership Section 4.1(c) Certificates 3.3(b)(iChange in Company Recommendation Section 7.4(a)(iii) Closing 2.2(a) Section 2.2 Closing Date 2.2(a) Section 2.2 Code Recitals Company Preamble Company Additional Dividend Amount 6.19(a) Company Affiliate 9.10(aArticles of Merger Section 2.1(a)(ii) Company Board Recitals Company Board Recommendation Common Shares Recitals Company Change of Recommendation 6.3(bCounsel Section 7.15(a) Company Common Stock 3.1(b)(iDesignated Director Section 2.4(a) Company Contracts 3.2(b) Company DER Consideration 3.2(b) Company Director Designee 2.6 Company Disclosure Letter Schedule Article IV Company Dividend Equivalent Right 3.2(bEmployee Programs Section 4.14(a) Company Material Adverse Effect 4.1(aEquity Award Section 4.3(c) Company Permits 4.9 Equity Awards Section 4.3(c) Company Plans 4.10(aGoverning Documents Section 4.1(c) Company Merger Section 2.1(a)(i) Company Merger Certificate Section 2.1(a)(ii) Company Merger Effective Time Section 2.1(a)(ii) Company Parties Preamble Company Preferred Shares Section 4.3(a) Company Properties Section 4.12(a) Company Recommendation Section 4.2(b) Company SEC Documents 4.5(aReports Section 4.8(a) Company Series A Preferred Stock 3.1(b)(iiiStockholder Approval Section 4.18 Company Stockholder Meeting Section 7.1(c) Company Series B Preferred Stock 3.1(b)(iiiSubsidiaries Section 4.1(b) Company Series C Preferred Stock 3.1(b)(iiiSubsidiary Section 4.1(b) Company Special Committee Recitals Company Stockholders Recitals Company Stockholders Meeting 4.4 Confidentiality Tax Protection Agreement 6.7(bSection 6.1(v) Creditors’ Rights 4.3(aContinuing Employee Section 7.8(a) Delaware LLC Act 2.1 Delaware Secretary of State 2.2(bContinuing Employees Section 7.8(a) e-mail 9.3 Effective Time 2.2(bDLLCA Section 2.1(a)(i) End Drop Dead Date 8.1(b)(iiSection 9.1(b)(iii) DRULPA Section 2.1(b)(i) DSOS Section 2.1(a)(ii) Encumbrances Section 4.12(a) Exchange Agent 3.3(aSection 3.4(a) Exchange Fund 3.3(aSection 3.4(a) Forfeited Phantom Shares 3.2(aExchange Ratio Section 3.1(a)(i) GAAP 4.5(bForm S-4 Section 4.6 Fractional Share Consideration Section 3.1(a)(i) HCERA Section 4.14(j) Health Plan Section 4.14(j) Indemnified Liabilities 6.10(aParties Section 7.5(a) Indemnified Persons 6.10(aIndemnifying Party Section 7.5(a) Joint Proxy Statement 4.4 Initial Press Release Section 7.7 Intended Tax Treatment Recitals Interim Period Section 6.1 Intervening Event Notice Period Section 7.4(a)(v) Letter of Transmittal 3.3(b)(i) Leverage Covenants 6.1(a)(xivSection 3.4(c) Maryland Courts 9.7(bCourt Section 10.7(b) Maryland Department 2.2(bMaximum Premium Section 7.5(c) Material Company Insurance Policies 4.17 Material Parent Insurance Policies 5.17 Merger Recitals Merger Filings 2.2(bConsideration Section 3.1(a)(i) Merger Sub Preamble Merger Sub Sole Member Recitals Certificate Section 5.1(d) Merger Sub Governing Documents Section 5.1(d) Merger Sub LLC Agreement Section 5.1(d) Mergers Section 2.1(b)(i) MGCL 2.1 Operating Partnership 2.1 Section 2.1(a)(i) Notice Period Section 7.4(a)(iv) Other Filings Section 7.2 Parent Preamble Parent Additional Dividend Amount 6.19(b) Parent Affiliate 9.10(b) Parent Board Recitals Parent Board Recommendation 5.3(aBylaws Section 5.1(d) Parent Change of Recommendation 6.4(bCharter Section 5.1(d) Parent Common Stock Issuance Recitals Parent Contracts 5.16(bCounsel Section 7.15(a) Parent Disclosure Letter Schedule Article V Parent Equity Plan 5.2(aEmployee Program Section 7.8(c) Parent Management Agreement Amendment Recitals Parent Manager Recitals Parent Material Adverse Effect 5.1(aEquity Award Section 5.3(c) Parent Permits 5.9 Equity Awards Section 5.3(c) Parent Plans 5.10(aGoverning Documents Section 5.1(d) Parent Parties Preamble Parent Properties Section 5.11(a) Parent SEC Documents 5.5(aReports Section 5.7(a) Parent Stock Issuance Subsidiaries Section 5.1(b) Parent Subsidiary Section 5.1(b) Parent-Approved Transaction Section 7.18 Parties Preamble Partnership Agreement Section 4.1(c) Partnership Governing Documents Section 4.1(c) Partnership Merger Section 2.1(b)(i) Partnership Merger Certificate Section 2.1(b)(ii) Partnership Merger Effective Time Section 2.1(b)(ii) Partnership OP Unit Recitals Parent Stockholders Recitals .pdf 9.5 Per Share Common Merger Consideration 3.1(b)(iParty Preamble Permit Section 4.7 PPACA Section 4.14(j) Per Share Preferred Merger Consideration 3.1(b)(iii) Per Share Preferred Series B Merger Consideration 3.1(b)(iii) Per Share Preferred Series C Merger Consideration 3.1(b)(iii) Per Share Preferred Series D Merger Consideration 3.1(b)(iii) Per Share Stock Consideration 3.1(b)(i) Phantom Share Consideration 3.2(aProxy Statement/Prospectus Section 3.4(a) Qualified REIT Subsidiary 4.1(bSection 4.11(f) Qualifying Income 8.3(i)(iSection 9.4(a) Registration Statement 4.8 REITs Recitals Remedial Measures 6.1(b)(xivRegistered Intellectual Property Section 4.21(a) Surviving Company 2.1 REIT Section 4.11(b) REIT Dividend Section 7.17(b) ▇▇▇▇▇▇▇▇-▇▇▇▇▇ Act Section 4.8(a) SDAT Section 2.1(a)(ii) Securities Laws Section 4.8(a) Stifel Section 4.16 Superior Proposal Notice Section 7.4(a)(iv) Takeover Statutes Section 4.25 Tax Protection Agreement Section 4.11(m) Taxable REIT Subsidiary 4.1(bSection 4.11(f) Terminable Breach 8.1(b)(iii) Transaction Litigation 6.15 Transactions Recitals Vesting Phantom Shares 3.2(aTransfer Taxes Section 7.9(b)
Appears in 2 contracts
Sources: Merger Agreement (CatchMark Timber Trust, Inc.), Merger Agreement (Potlatchdeltic Corp)
Terms Defined Elsewhere. As used in this Agreement, the following capitalized terms are defined in this Agreement as referenced in the following table: Agreement Preamble Amendment to the Company Management Agreement Recitals Articles of Merger 2.2(bAntitrust Authority 6.8(b) Antitrust Laws 6.8(b) Applicable Date 4.9(a) Book-Entry Shares 3.3(b)(i) Cancelled Shares 3.1(b)(v3.3(b)(ii) Certificate of Merger 2.2(b) Certificates 3.3(b)(i) Closing 2.2(a) Closing Date 2.2(a) Code Recitals Company Preamble Company Additional Dividend Amount 6.19(a401(k) Plan 6.9(c) Company Affiliate 9.10(a9.10 Company Alternative Acquisition Agreement 6.3(d)(iv) Company Board Recitals Company Board Recommendation Recitals 4.3(a) Company Capital Stock 4.2(a) Company Change of Recommendation 6.3(b6.3(d)(vii) Company Common Stock 3.1(b)(i) Company Contracts 3.2(b4.19(b) Company DER Consideration 3.2(b) Company Director Designee 2.6 Company Disclosure Letter Article IV Company Dividend Equivalent Right 3.2(bEmployee 4.10(j) Company Financial Statements 4.5 Company Independent Petroleum Engineers 4.17(a)(i) Company Intellectual Property 4.14(a) Company Material Adverse Effect 4.1(a4.1 Company Material Leased Real Property 4.15 Company Material Owned Real Property 4.15 Company Material Real Property Lease 4.15 Company Permits 4.9(a) Company Permits 4.9 Company Plans 4.10(aPreferred Stock 4.2(a) Company SEC Documents 4.5(aRelated Party Transaction 4.24 Company Reserve Report 4.17(a)(i) Company Series A Preferred Stock 3.1(b)(iiiStockholder Consent Deadline 8.1(b)(iv) Company Series B Preferred Stock 3.1(b)(iiiPlan 4.2(a) Company Series C Preferred Stock 3.1(b)(iiiTax Certificate 6.19(b) Company Special Committee Voting Agreements Recitals Company Stockholders Recitals Company Stockholders Meeting 4.4 Competition Law Notifications 6.8(b) Confidentiality Agreement 6.7(b6.7(a)(iii) Consent Solicitation Statement/Information Statement/Prospectus 4.8(b) Creditors’ Rights 4.3(a) Delaware LLC Act D&O Insurance 6.10(d) DGCL 2.1 Delaware Secretary of State Disclosure Letter Article IV Dissenting Shares 3.4 Divestiture Action 6.8(b) Effective Time 2.2(b) Eligible Share 3.1(b)(i) e-mail 9.3 Effective Time 2.2(b) End Date 8.1(b)(ii) Exchange Agent 3.3(a) Exchange Fund 3.3(a) Forfeited Phantom Shares 3.2(aExchange Ratio 3.1(b)(i) Excluded Share 3.1(b)(iii) GAAP 4.5(b4.5 HSR Act 4.3(a) Indemnified Liabilities 6.10(a) Indemnified Persons 6.10(a) Joint Proxy Statement 4.4 Information Statement/Prospectus Distribution Date 6.6(a) Last Balance Sheet 4.5 Letter of Transmittal 3.3(b)(i) Leverage Covenants 6.1(a)(xiv) Maryland Courts 9.7(b) Maryland Department 2.2(b) Material Company Insurance Policies 4.17 4.21 Material Parent Insurance Policies 5.17 5.21 Merger Recitals Merger Filings 2.2(bConsideration 3.1(b)(i) Merger Sub Preamble Merger Sub Sole Member Board Recitals MGCL 2.1 Operating Partnership 2.1 Parent Preamble Parent Additional Dividend Amount 6.19(b401(k) Plan 6.9(c) Parent Affiliate 9.10(b9.10 Parent Alternative Acquisition Agreement 6.4(d)(iv) Parent Board Recitals Parent Board Recommendation 5.3(a) Parent Capital Stock 5.2(a)(ii) Parent Change of Recommendation 6.4(b6.4(d)(ii) Parent Charter Amendment 6.22 Parent Common Stock Issuance Recitals Parent Contracts 5.16(b5.19(b) Parent Disclosure Letter Article V Parent Equity Plan 5.2(aIndependent Petroleum Engineers 5.17(a)(i) Parent Management Agreement Amendment Recitals Parent Manager Recitals Intellectual Property 5.14(a) Parent Material Adverse Effect 5.1(a5.1 Parent Material Leased Real Property 5.15 Parent Material Owned Real Property 5.15 Parent Material Real Property Lease 5.15 Parent Permits 5.9(a) Parent Permits 5.9 Preferred Stock 5.2(a)(ii) Parent Plans 5.10(aRelated Party Transaction 5.24 Parent Reserve Reports 5.17(a)(i) Parent SEC Documents 5.5(a) Parent Stockholder Written Consent 5.3(a) Parent Stock Issuance Recitals Parent Stockholders Stock Plan 5.2(a) Parent Takeover Proposal 6.2(b)(iv) Parent Tax Certificate 6.19(b) Parent Voting Agreement Recitals .pdf 9.5 Per Share Common Merger Consideration 3.1(b)(i) Per Share Preferred Merger Consideration 3.1(b)(iii) Per Share Preferred Series B Merger Consideration 3.1(b)(iii) Per Share Preferred Series C Merger Consideration 3.1(b)(iii) Per Share Preferred Series D Merger Consideration 3.1(b)(iii) Per Share Stock Consideration 3.1(b)(i) Phantom Share Consideration 3.2(a) Qualified REIT Subsidiary 4.1(b) Qualifying Income 8.3(i)(iPSUs 5.2(a) Registration Statement 4.8 REITs Recitals Remedial Measures 6.1(b)(xiv4.8(a) Regulatory Material Adverse Effect 6.8(b) Rights-of-Way 4.16 RSUs 5.2(a) Surviving Company Corporation 2.1 Taxable REIT Subsidiary 4.1(bTail Period 6.10(d) Terminable Breach 8.1(b)(iii) Transaction Litigation 6.15 Transactions Recitals Vesting Phantom Shares 3.2(a)6.11
Appears in 2 contracts
Sources: Merger Agreement (Eclipse Resources Corp), Voting Agreement (Eclipse Resources Corp)
Terms Defined Elsewhere. As used in this Agreement, the following capitalized terms are defined in this Agreement as referenced in the following table: Agreement Preamble Amendment to the Company Management Agreement Recitals Articles of Merger 2.2(bApplicable Date 4.5(a) Appraisal Shares 3.5 Book-Entry Shares 3.3(b)(i3.4(b)(ii) Cancelled Shares 3.1(b)(vCash Consideration 3.1(b)(i) Certificate Certificates 3.4(b)(i) Certificates of Merger 2.2(b) Certificates 3.3(b)(i) Closing 2.2(a) Closing Date 2.2(a) Code Recitals Company Preamble Company Additional Dividend Amount 6.19(a) Company Affiliate 9.10(a) Company Board Merger Recitals Company Board Recommendation Recitals Company Change of Recommendation 6.3(bMerger Effective Time 2.2(b) Company Common Stock 3.1(b)(i) Company Contracts 3.2(b) Company DER Consideration 3.2(b) Company Director Designee 2.6 Company Disclosure Letter Article IV Company Dividend Equivalent Right 3.2(b) Company Material Adverse Effect 4.1(a) Company Permits 4.9 Company Plans 4.10(a) Company SEC Documents 4.5(a) Company Series A Preferred Stock 3.1(b)(iii) Company Series B Preferred Stock 3.1(b)(iii) Company Series C Preferred Stock 3.1(b)(iii) Company Special Committee Recitals Company Stockholders Recitals Company Stockholders Meeting 4.4 Confidentiality Agreement 6.7(b) Continuation Period 6.9(a) Continuing Employees 6.9(a) Converted PSU Award 3.3(b) Converted RSU Award 3.3(a) Creditors’ Rights 4.3(a) Delaware LLC Act 2.1 Delaware Secretary of State 2.2(bD&O Insurance 6.10(d) days 9.4(e) DGCL 2.1(a) DLLCA 2.3(b) DTC 3.4(b)(ii) e-mail 9.3 Effective Time 2.2(b) End Date 8.1(b)(iiEligible Shares 3.1(b)(i) Exchange Agent 3.3(a3.4(a) Exchange Fund 3.4(a) Exchange Ratio 3.1(b)(i) Excluded Shares 3.1(b)(iii) Firefly Preamble Firefly 401(k) Plan 6.9(f) Firefly Alternative Acquisition Agreement 6.3(d)(iv) Firefly Board Recitals Firefly Board Recommendation 4.3(a) Firefly Capital Stock 4.2(a) Firefly Change of Recommendation 6.3(d)(vii) Firefly Common Stock Recitals Firefly Contracts 4.19(b) Firefly Designees 2.7(a) Firefly Disclosure Letter Article IV Firefly Employee 4.10(i) Firefly Equity Plan 3.3(a) Forfeited Phantom Shares 3.2(aFirefly FA 4.22 Firefly Intellectual Property 4.14(a) Firefly Marketing Contract 4.19(a)(ii) Firefly Material Adverse Effect 4.1 Firefly Material Leased Real Property 4.15 Firefly Material Real Property Lease 4.15 Firefly Owned Real Property 4.15 Firefly Permits 4.9(a) Firefly Preferred Stock 4.2(a) Firefly PSU Award 3.3(b) Firefly Related Party Transaction 4.24 Firefly Reserve Report 4.17(a) Firefly SEC Documents 4.5(a) Firefly Stockholders Meeting 4.4 Firefly Tax Certificate 6.17(b) Firefly RSU Award 3.3(a) GAAP 4.5(b) HSR Act 4.4 Indemnified Liabilities 6.10(a) Indemnified Persons 6.10(a) Joint Proxy Statement 4.4 Letter of Transmittal 3.3(b)(i3.4(b)(i) Leverage Covenants 6.1(a)(xiv) Maryland Courts 9.7(b) Maryland Department LLC Sub Recitals LLC Sub Merger Recitals LLC Sub Merger Effective Time 2.2(b) made available 9.4(e) Material Company Firefly Insurance Policies 4.17 4.20 Material Parent Ohm Insurance Policies 5.17 5.20 Measurement Date 4.2(a) Merger Recitals Merger Filings 2.2(bConsideration 3.1(b)(i) Merger Sub Preamble Merger Sub Sole Member Recitals MGCL 2.1 Operating Partnership 2.1 Parent Preamble Parent Additional Dividend Amount 6.19(b) Parent Affiliate 9.10(b) Parent Board Recitals Parent Mergers Recitals Minimum Liquidity 6.26 New Plans 6.9(a) Ohm Preamble Ohm 401(k) Plan 6.9(f) Ohm Alternative Acquisition Agreement 6.4(d)(iv) Ohm Board Recitals Ohm Board Recommendation 5.3(a) Parent Ohm Capital Stock 5.2(a) Ohm Change of Recommendation 6.4(b6.4(d)(vii) Parent Ohm Common Stock Issuance Recitals Parent Ohm Contracts 5.16(b5.19(b) Parent Ohm Designees 2.7(a) Ohm Disclosure Letter Article V Parent Ohm Employee 5.10(i) Ohm Equity Plan 5.2(a5.2(b) Parent Management Agreement Amendment Recitals Parent Manager Recitals Parent Ohm FA 5.22 Ohm Independent Petroleum Engineers 5.17(a) Ohm Intellectual Property 5.14(a) Ohm Marketing Contract 5.19(a)(ii) Ohm Material Adverse Effect 5.1(a5.1 Ohm Material Leased Real Property 5.15 Ohm Material Real Property Lease 5.15 Ohm Owned Real Property 5.15 Ohm Permits 5.9(a) Parent Permits 5.9 Parent Plans 5.10(aOhm Preferred Stock 5.2(a) Parent Ohm Related Party Transaction 5.24 Ohm Reserve Report 5.17(a) Ohm SEC Documents 5.5(a) Parent Ohm Stock Issuance Recitals Parent Ohm Stockholders Recitals .pdf 9.5 Per Share Common Merger Consideration 3.1(b)(iMeeting 4.4 Ohm Tax Certificate 6.17(b) Per Share Preferred Merger Consideration 3.1(b)(iiiOutside Date 8.1(b)(ii) Per Share Preferred Series B Merger Consideration 3.1(b)(iiipdf 2.2(a) Per Share Preferred Series C Merger Consideration 3.1(b)(iii) Per Share Preferred Series D Merger Consideration 3.1(b)(iii) Per Share Stock Consideration 3.1(b)(i) Phantom Share Consideration 3.2(a) Qualified REIT Subsidiary 4.1(b) Qualifying Income 8.3(i)(iPost-Effective Time Dividends 3.4(g) Registration Statement 4.8 REITs Reorganization Treatment Recitals Remedial Measures 6.1(b)(xivRights-of-Way 4.16 Share Consideration 3.1(b)(i) Second Request 6.8(d) Surviving Company 2.1 Taxable REIT Subsidiary 4.1(bCorporation 2.1(a) Surviving Corporation Stock 3.1(a) Surviving Entity 2.1(b) Tail Period 6.10(d) Terminable Breach 8.1(b)(iii) Transaction Litigation 6.15 Transactions Recitals Vesting Phantom Shares 3.2(a)6.11
Appears in 2 contracts
Sources: Merger Agreement (Oasis Petroleum Inc.), Merger Agreement (Oasis Petroleum Inc.)
Terms Defined Elsewhere. As used in this Agreement, the following capitalized terms are defined in this Agreement as referenced in the following table: Agreement Preamble Amendment to the Alternative Financing Section 6.20(b) Appraisal Shares Section 3.5 Assumed Company Management Agreement Recitals Articles of Merger 2.2(bOption Section 3.3(c) Assumed Company PRSU Section 3.3(b) Assumed Company RSU Section 3.3(a) Book-Entry Shares 3.3(b)(iSection 3.4(b)(ii) Cancelled Shares 3.1(b)(vCash Consideration Section 3.1(b)(i) Certificate Certificates Section 3.4(b)(i) Certificates of Merger Section 2.2(b) Certificates 3.3(b)(iChosen Courts Section 9.7(b) Closing Section 2.2(a) Closing Date Section 2.2(a) Closing Tax Opinion Section 6.16(b) Code Recitals Company Preamble Company Additional Dividend Amount 6.19(a401(k) Plan Section 6.9(b) Company Affiliate 9.10(aAlternative Acquisition Agreement Section 6.3(d)(iv) Company Applicable Date Section 4.5(a) Company Board Recitals Company Board Recommendation Recitals Section 4.3(a) Company Capital Stock Section 4.2(a) Company Change of Recommendation 6.3(bSection 6.3(d)(vii) Company Common Stock 3.1(b)(iRecitals Company Contracts Section 4.19(b) Company Contracts 3.2(bDesignees Section 2.7(a) Company DER Consideration 3.2(b) Company Director Designee 2.6 Company Disclosure Letter Article ARTICLE IV Company Dividend Equivalent Right 3.2(bEmployee Section 4.10(i) Company Equity Awards Section 4.2(c) Company Equity Plan Section 3.3(a) Company FA Section 4.24 Company Insurance Policies Section 4.20 Company Leased Real Property Section 4.15 Company Material Adverse Effect 4.1(aSection 4.1 Company Owned Real Property Section 4.15 Company Permits Section 4.9(a) Company Permits 4.9 Phantom Stock Award Section 3.3(e) Company Plans 4.10(aPreferred Stock Section 4.2(a) Company PRSU Award Section 3.3(b) Company Real Property Lease Section 4.15 Company Related Party Transaction Section 4.23 Company Restricted Stock Award Section 3.3(d) Company RSU Award Section 3.3(a) Company SEC Documents Section 4.5(a) Company Series A Preferred Stock 3.1(b)(iiiSource Code Section 4.14(g) Company Series B Preferred Stock 3.1(b)(iiiOption Section 3.3(c) Company Series C Preferred Stock 3.1(b)(iii) Company Special Committee Recitals Company Stockholders Recitals Company Stockholders Meeting Section 4.4 Company Tax Certificate Section 6.16(b) Confidentiality Agreement Section 6.7(b) Continuing Employees Section 6.9(a) Creditors’ Rights Section 4.3(a) Delaware LLC Act 2.1 Delaware Secretary of State 2.2(bD&O Insurance Section 6.10(a) days Section 9.4(e) Debt Commitment Letter Section 5.25(a) Debt Financing Section 5.25(a) DGCL Section 2.1(a) Directors Deferred Compensation Plan Section 3.3(e) DLLCA Section 2.1(a) DTC Section 3.4(b)(ii) e-mail Section 9.3 Effective Time 2.2(b) End Date 8.1(b)(iiEligible Shares Section 3.1(b)(i) Exchange Agent 3.3(aSection 3.4(a) Exchange Fund 3.3(aSection 3.4(a) Forfeited Phantom Exchange Ratio Section 3.1(b)(i) Excluded Shares 3.2(aSection 3.1(b)(iii) FCPA Section 4.17(a) Final Exercise Date Section 3.3(f) Financing Indemnitees Section 6.20(e) First Merger Recitals First Merger Effective Time Section 2.2(b) GAAP Section 4.5(b) HSR Act Section 4.4 Indemnified Liabilities Person Section 6.10(a) Indemnified Persons 6.10(aIndemnifying Parties Section 6.10(c) International Trade Laws Section 4.17(b) Joint Proxy Statement Section 4.4 Junior Preferred Shares Section 5.2(a) Letter of Transmittal 3.3(b)(iSection 3.4(b)(i) Leverage Covenants 6.1(a)(xivmade available Section 9.4(e) Maryland Courts 9.7(bMeasurement Date Section 4.2(a) Maryland Department 2.2(b) Material Company Insurance Policies 4.17 Material Parent Insurance Policies 5.17 Merger Recitals Merger Filings 2.2(bConsideration Section 3.1(b)(i) Merger Sub 1 Preamble Merger Sub Sole Member 2 Preamble Mergers Recitals MGCL 2.1 Operating Partnership 2.1 Outside Date Section 8.1(b)(ii) Parent Preamble Parent Additional Dividend Amount 6.19(b401(k) Plan Section 6.9(b) Parent Affiliate 9.10(bAlternative Acquisition Agreement Section 6.4(c)(iv) Parent Applicable Date Section 5.5(a) Parent Board Recitals Parent Board Recommendation Section 5.3(a) Parent Capital Shares Section 5.2(a) Parent Change of Recommendation 6.4(bSection 6.4(c)(vii) Parent Common Stock Issuance Shares Recitals Parent Contracts 5.16(bSection 5.18(b) Parent Designees Section 2.7(a) Parent Disclosure Letter Article ARTICLE V Parent Equity Plan 5.2(aEmployee Section 5.10(g) Parent Management Agreement Amendment Recitals Parent Manager Recitals Leased Real Property Section 5.15 Parent Material Adverse Effect 5.1(aSection 5.1 Parent Nominating Committee Section 2.7(a) Parent Owned Real Property Section 5.15 Parent Permits 5.9 Parent Plans 5.10(aSection 5.9(a) Parent SEC Plan Section 6.9(c) Parent Preferred Shares Section 5.2(a) Parent Privacy Requirements Section 4.14(h) Parent Public Documents Section 5.5(a) Parent Stock Real Property Lease Section 5.15 Parent Registered Intellectual Property Section 5.14(a) Parent Related Party Transaction Section 5.21 Parent Share Issuance Recitals Parent Stockholders Recitals .pdf 9.5 Per Share Common Merger Consideration 3.1(b)(iShareholders Meeting Section 4.4 Parent Source Code Section 5.14(g) Per Share Preferred Merger Consideration 3.1(b)(iiiParent Tax Certificate Section 6.16(a) Per Share Preferred Series B Merger Consideration 3.1(b)(iiiPayoff Letters Section 6.19(a) Per Share Preferred Series C Merger Consideration 3.1(b)(iiipdf Section 2.2(a) Per Share Preferred Series D Merger Consideration 3.1(b)(iiiPost-Effective Time Dividends Section 3.4(f) Per Share Stock Consideration 3.1(b)(i) Phantom Share Consideration 3.2(a) Qualified REIT Subsidiary 4.1(b) Qualifying Income 8.3(i)(iPrivacy Requirements Section 4.14(h) Registration Statement 4.8 REITs Section 4.4 Reorganization Treatment Recitals Remedial Measures 6.1(b)(xivRequired Amount Section 5.25(a) Second Merger Recitals Second Merger Effective Time Section 2.2(b) Senior Notes Redemption Section 6.19(b)(iii) Senior Preferred Shares Section 5.2(a) Share Consideration Section 3.1(b)(i) Surviving Company 2.1 Taxable REIT Subsidiary 4.1(bCorporation Section 2.1(a) Surviving Corporation Stock Section 3.1(a) Surviving LLC Section 2.1(b) Tail Policy Section 6.10(b) Tax Certificate Section 6.16(a) Terminable Breach Section 8.1(b)(iii) Top Company Customers Section 4.27 Top Parent Customers Section 5.24 Transaction Litigation 6.15 Transactions Recitals Vesting Phantom Shares 3.2(aSection 6.11 US Holdings Preamble 2023 Bonus Section 6.9(d) 2023 Bonus Participant Section 6.9(d) 2023 Parent AGM Section 2.7(b)
Appears in 2 contracts
Sources: Merger Agreement (Ritchie Bros Auctioneers Inc), Merger Agreement (IAA, Inc.)
Terms Defined Elsewhere. As used in this Agreement, the following capitalized terms are defined in this Agreement as referenced in the following table: Affiliate A-1 Agreement Preamble Amendment to the Company Management Agreement Recitals Articles of Merger 2.2(b2.2(a) beneficial ownership A-1 beneficially owning A-1 Book-Entry Shares 3.3(b)(i3.2(b)(i) Business Day A-1 Cancelled Shares 3.1(b)(v3.1(b)(iii) Certificate of Merger 2.2(b2.2(a) Certificates 3.3(b)(i3.2(b)(i) Chosen Courts 9.7(b) Closing 2.2(a) Closing Date 2.2(a) Code Recitals Company Preamble Company Additional Dividend Amount 6.19(a6.18(a) Company Affiliate 9.10(a) Company Board Recitals Company Board Recommendation Recitals Company Capital Stock A-2 Company Change of Recommendation 6.3(b) Company Common Stock 3.1(b)(i) Company Competing Proposal A-1 Company Contracts 3.2(b) Company DER Consideration 3.2(b4.17(b) Company Director Designee 2.6 Company Disclosure Letter Article IV Company Dividend Equivalent Right 3.2(bEquity Awards 3.3(b) Company Equity Plan A-1 Company Expenses A-1 Company Intellectual Property A-1 Company Loan Documentation 4.15(a) Company Loan Files 4.15(a) Company Loans 4.15(a) Company Material Adverse Effect 4.1(a) Company Owned Properties 4.16 Company Performance RSU 3.3(a) Company Permits 4.9 Company Plans 4.10(aPreferred Stock A-1 Company Real Property 4.16 Company RSU Award 3.3(b) Company SEC Documents 4.5(a) Company Series A Preferred Stock 3.1(b)(iii) Company Series B Preferred Stock 3.1(b)(iii) Company Series C Preferred Stock 3.1(b)(iii) Company Special Committee Recitals Company Stockholders Recitals Stockholder Approval A-2 Company Stockholders Meeting 4.4 Company Superior Proposal A-2 Company Tax Representation Letter 6.17(a) Company Termination Fee A-2 Company Warrant Agreement A-2 Company Warrants A-2 Confidentiality Agreement 6.7(b) Consent A-2 Continuing Employee 6.22(a) control A-2 Convertible Notes 5.2(a) COVID-19 A-2 COVID-19 Measures A-2 Creditors’ Rights 4.3(a) Delaware LLC Act 2.1 D&O Insurance 6.9(d) Delaware Secretary of State 2.2(b2.2(a) e-mail 9.3 DLLCA 2.1 Effective Time 2.2(b2.2(a) Employee Benefit Plan A-3 Employment Matters 4.11(a) End Date 8.1(b)(ii) ERISA A-3 ERISA Affiliate A-3 Exchange Act A-3 Exchange Agent 3.3(a3.2(a) Exchange Fund 3.3(a) Forfeited Phantom Shares 3.2(a) Exchange Ratio A-3 GAAP 4.5(b) Governmental Entity A-3 group A-3 Indebtedness A-3 Indemnified Liabilities 6.10(a6.9(a) Indemnified Persons 6.10(a6.9(a) Intellectual Property A-4 Intended Tax Treatment 2.7 Investment Company Act A-4 IRS A-4 Joint Proxy Statement 4.4 knowledge A-4 Law A-4 Letter of Transmittal 3.3(b)(i) Leverage Covenants 6.1(a)(xiv) Maryland Courts 9.7(b3.2(b)(i) Maryland Department 2.2(b2.2(a) Material Adverse Effect A-4 Material Company Insurance Policies 4.17 4.18 Material Parent Insurance Policies 5.17 5.16 Merger Recitals Merger Consideration 3.1(b)(i) Merger Filings 2.2(b2.2(a) Merger Sub Preamble Merger Sub Sole Member Recitals MGCL 2.1 Operating Partnership 2.1 Minimum Distribution Dividend A-6 NYSE A-6 Organizational Documents A-6 other party A-6 Parent Preamble Parent Additional Dividend Amount 6.19(b6.18(b) Parent Affiliate 9.10(b) Parent Board Recitals Parent Board Recommendation 5.3(a) Recitals Parent Capital Stock A-6 Parent Change of Recommendation 6.4(b) Parent Common Stock Issuance Recitals A-6 Parent Contracts 5.16(bCompeting Proposal A-6 Parent Contract 5.15(a) Parent Disclosure Letter Article V Parent Equity Plan 5.2(a) Parent Management Agreement Amendment Recitals Expenses A-6 Parent Manager Recitals Intellectual Property A-7 Parent Material Adverse Effect 5.1(a) 5.1 Parent Permits 5.9 Parent Plans Plan 5.10(a) Parent Preferred Stock A-7 Parent SEC Documents 5.5(a) Parent Series C Preferred Stock A-9 Parent Stock Issuance Recitals Parent Stockholders Recitals .pdf 9.5 Per Share Common Merger Consideration 3.1(b)(iStockholder Approval A-7 Parent Stockholder Meeting A-7 Parent Superior Proposal A-7 Parent Tax Representation Letter 6.17(b) Per Share Preferred Merger Consideration 3.1(b)(iiiParent Termination Fee A-7 parties A-7 party A-9 Permitted Lien A-7 Person A-8 Prior Company Bidders 6.3(a) Per Share Preferred Series B Merger Consideration 3.1(b)(iii) Per Share Preferred Series C Merger Consideration 3.1(b)(iii) Per Share Preferred Series D Merger Consideration 3.1(b)(iii) Per Share Stock Consideration 3.1(b)(i) Phantom Share Consideration 3.2(a) Proceeding A-8 Qualified REIT Subsidiary 4.1(b) Qualifying Income 8.3(i)(i8.3(k)(i) Registration Statement 4.8 REITs REIT Recitals Remedial Measures 6.1(b)(xivRepresentatives A-8 SEC A-8 Securities Act A-8 Sexual Misconduct Allegation 4.11(e) Subsidiary A-8 Surviving Company 2.1 Takeover Law A-8 Tax A-8 Tax Returns A-9 Taxable REIT Subsidiary 4.1(b) Taxes A-8 Taxing Authority A-9 Terminable Breach 8.1(b)(iii) Transaction Agreements A-9 Transaction Litigation 6.15 6.10 Transactions Recitals Vesting Phantom Shares 3.2(aTransfer Taxes A-9 Treasury Regulations A-9 Voting Debt A-9 WARN Act 4.11(f)
Appears in 2 contracts
Sources: Agreement and Plan of Merger (Broadmark Realty Capital Inc.), Merger Agreement (Ready Capital Corp)
Terms Defined Elsewhere. As used in this Agreement, the following capitalized terms are defined in this Agreement as referenced in the following table: ABS Refinancing Facility 6.25(a) Adjusted Option 3.2(b)(ii) Agreement Preamble Amendment to the Company Management Agreement Recitals Articles of Merger 2.2(bAntitrust Authority 6.9(b) Antitrust Laws 6.9(b) Applicable Date 4.5(a) Behavioral Remedies 6.9(d) Book-Entry Shares 3.3(b)(i) Cancelled Shares 3.1(b)(v) Certificate of Merger 2.2(b) Certificates 3.3(b)(i) Closing 2.2(a) Closing Date 2.2(a) Code Recitals Company Preamble Company Additional Dividend Amount 6.19(a) Affiliate 9.10 Company Affiliate 9.10(aAlternative Acquisition Agreement 6.4(d)(iv) Company Board Recitals Company Board Recommendation Recitals 4.3(a) Company Capitalization Date 4.2(a) Company Change of Recommendation 6.3(b6.4(d)(vii) Company Common Stock 3.1(b)(i) Company Contracts 3.2(b4.17(b) Company DER Consideration 3.2(b) Company Director Designee 2.6 Company Disclosure Letter Article IV Company Dividend Equivalent Right 3.2(bDSU Award 3.2(a)(i) Company Equity Awards 3.2(d) Company Insurance Policies 4.21 Company Intellectual Property 4.14(a) Company Material Adverse Effect 4.1(a4.1 Company Material Leased Real Property 4.15(a) Company Material Real Property Lease 4.15(a)(ii) Company Option Award 3.2.(b)(i) Company Owned Real Property 4.15(a) Company Permits 4.9 4.9(a) Company Plans 4.10(aPreferred Stock 4.2(a) Company PSU Award 3.2(a)(i) Company RSU Award 3.2(a)(i) Company SEC Documents 4.5(a) Company Series A Preferred Stock 3.1(b)(iii4.2(a) Company Series B Preferred Stock 3.1(b)(iiiPlan 3.2(a)(i) Company Series C Preferred Stock 3.1(b)(iii) Company Special Committee Recitals Company Stockholders Recitals Company Stockholders Meeting 4.4 4.4(b) Company Time-Vesting Cash Award 3.2(d) Company Voting and Support Agreement Recitals Compensation Committee 3.2(c)(i) Confidentiality Agreement 6.7(b6.8(b) Converted Shares 3.1(b)(iii) Creditors’ Rights 4.3(a) Delaware LLC Act D&O Insurance 6.11(d) Definitive Financing Agreements 6.24(a)(viii) DGCL 2.1 Delaware Secretary of State Divestiture Actions 6.9(d) Effect 1.1 Effective Time 2.2(b) Eligible Shares 3.1(b)(i) e-mail 9.3 Effective Time 2.2(b) End Date 8.1(b)(ii) Exchange Agent 3.3(a) Exchange Fund 3.3(a) Forfeited Phantom Exchange Ratio 3.1(b)(i) Excluded Shares 3.2(a3.1(b)(iii) Financing Authorization Letters 6.24(b) Financing Indemnified Parties 6.24(d) First Extended End Date 8.1(b)(ii) GAAP 4.5(b4.5(a) HSR Act 4.4 Indemnified Liabilities 6.10(aPerson 6.10(a)(i) Indemnified Persons 6.10(aInitial End Date 8.1(b)(ii) Joint Proxy Statement 4.4 Letter of Transmittal 3.3(b)(i4.4(b) Leverage Covenants 6.1(a)(xivMaximum Amount 6.11(d) Maryland Courts 9.7(b) Maryland Department 2.2(b) Material Company Insurance Policies 4.17 Material Parent Insurance Policies 5.17 Merger Recitals Merger Filings 2.2(bConsideration 3.1(b)(i) Merger Sub Preamble Merger Sub Sole Member Board Recitals MGCL 2.1 Operating Partnership 2.1 Non-U.S. Plan 4.10(l) OFAC 1.1 Parent Preamble Parent Additional Dividend Amount 6.19(b) Affiliate 9.10 Parent Affiliate 9.10(bAlternative Acquisition Agreement 6.5(d)(iv) Parent Board Recitals Parent Board Recommendation 5.3(aCapital Stock 5.2(a) Parent Capitalization Date 5.2(a) Parent Change of Recommendation 6.4(b6.5(d)(vii) Parent Class A Common Stock Issuance Recitals Parent Contracts 5.16(bClass B Common Stock 5.2(a) Parent Class C Common Stock 5.2(a) Parent Closing Price 3.3(g) Parent Disclosure Letter Article V Parent Equity Plan Material Adverse Effect 5.1 Parent Permits 5.9(a) Parent Preferred Stock 5.2(a) Parent Management Agreement Amendment Recitals Parent Manager Recitals Parent Material Adverse Effect 5.1(a) Parent Permits 5.9 Parent Plans 5.10(aRSU Award 3.2(a)(i) Parent SEC Documents 5.5(a) Parent Stock Issuance Recitals Parent Stockholders Stock Plans 5.2(a) Parent Voting and Support Agreement Recitals .pdf 9.5 Per Share Common Merger Consideration 3.1(b)(iPayoff Letter 6.18 Performance Determination Treatment 3.2(a)(i) Per Share Preferred Merger Consideration 3.1(b)(iii) Per Share Preferred Series B Merger Consideration 3.1(b)(iii) Per Share Preferred Series C Merger Consideration 3.1(b)(iii) Per Share Preferred Series D Merger Consideration 3.1(b)(iii) Per Share Stock Consideration 3.1(b)(i) Phantom Share Consideration 3.2(a) Qualified REIT Subsidiary 4.1(b) Qualifying Income 8.3(i)(iPerformance-Vesting Cash Award 3.2(c) Registration Statement 4.8 REITs Recitals Remedial Measures 6.1(b)(xiv4.8(a) Restricted Company Persons 6.22(a) Restricted Parent Persons 6.22(b) Second Extended End Date 8.1(b)(ii) Surviving Company Corporation 2.1 Taxable REIT Subsidiary 4.1(b) Terminable Breach 8.1(b)(iii) Title IV Plan 4.10(m) Transaction Litigation 6.15 Transactions Recitals Vesting Phantom Shares 3.2(a)6.12
Appears in 2 contracts
Sources: Merger Agreement (Compass, Inc.), Merger Agreement (Anywhere Real Estate Inc.)
Terms Defined Elsewhere. As used in this Agreement, the following capitalized terms are defined in this Agreement as referenced in the following table: Agreement Preamble Amendment to the Company Management Agreement Recitals Articles of Merger 2.2(b) Book-Entry Shares 3.3(b)(i) Cancelled Shares 3.1(b)(v3.4(b)(ii) Certificate of Merger 2.2(b) Certificates 3.3(b)(i3.4(b)(i) Closing 2.2(a) Closing Date 2.2(a) Code Recitals Company Preamble Company Additional Dividend Amount 6.19(a) Affiliate 9.10 Company Affiliate 9.10(aAlternative Acquisition Agreement 6.4(d)(iv) Company Board Recitals Company Board Recommendation Recitals 4.3(a) Company Capital Stock 4.2(a) Company Change of Recommendation 6.3(b6.4(d)(vii) Company Common Stock 3.1(b)(i) Company Contracts 3.2(b4.19(b) Company DER Consideration 3.2(bDigital Assets 4.17(b) Company Director Designee 2.6 Company Disclosure Letter Article IV Company Dividend Equivalent Right 3.2(bEmployees 6.8(a) Company Equity Awards 3.2(d) Company Insurance Policies 4.20 Company Intellectual Property 4.14(a) Company Material Adverse Effect 4.1(a4.1 Company Material Leased Real Property 4.15(a) Company Material Real Property Lease 4.15(b) Company Miners 4.17(d) Company Option Award 3.2(b) Company Owned Real Property 4.15(a) Company Permits 4.9 4.9(a) Company Plans 4.10(aPreferred Stock 4.2(a) Company Related Party Transaction 4.23 Company RSU Award 3.2(a) Company SEC Documents 4.5(a) Company Series A Preferred Stock 3.1(b)(iiiPlan 3.2(a) Company Series B Preferred Stock 3.1(b)(iii) Company Series C Preferred Stock 3.1(b)(iii) Company Special Committee Recitals Company Stockholders Recitals Company Stockholders Meeting 4.4 4.4(a) Company Wallets 4.17(a) Confidentiality Agreement 6.7(b) Creditors’ Rights 4.3(a) Delaware LLC Act D&O Insurance 6.9(c) DGCL 2.1 Delaware Secretary of State Effect Annex A Effective Time 2.2(b) Eligible Shares 3.1(b)(i) e-mail 9.3 Effective Time 2.2(b9.3(b) End Date 8.1(b)(ii) Exchange Agent 3.3(a3.4(a) Exchange Fund 3.4(a) Exchange Ratio 3.1(b)(i) Exchanged Warrant 3.3(a) Forfeited Phantom Excluded Shares 3.2(a3.1(b)(iii) FCPA 4.9(e) GAAP 4.5(b) Government Official 4.9(c) Hosting Agreement 6.22 Indemnified Liabilities 6.10(aPerson 6.9(a)(i) Indemnified Persons 6.10(aIntended Tax Treatment 6.16(a) Joint Proxy Statement 4.4 Letter of Transmittal 3.3(b)(i3.4(b)(i) Leverage Covenants 6.1(a)(xiv) Maryland Courts 9.7(b) Maryland Department 2.2(b) Material Company Insurance Policies 4.17 Material Parent Insurance Policies 5.17 Loan Agreement 6.21 Loan Amount 6.21 Merger Recitals Merger Filings 2.2(bConsideration 3.1(b)(i) Merger Consideration Value 3.2(b) Merger Sub Preamble Merger Sub Sole Member Board Recitals MGCL 2.1 Operating Partnership 2.1 Non-U.S. Plan 4.10(k) OFAC Annex A Parent Preamble Parent Additional Dividend Amount 6.19(b) Parent Affiliate 9.10(b) 9.10 Parent Board Recitals Parent Board Recommendation 5.3(a) Parent Change of Recommendation 6.4(bCapital Stock 5.2(a)(ii) Parent Common Stock Issuance Recitals Parent Contracts 5.16(b) Parent Disclosure Letter Article V Parent Equity Plan 5.2(a) Parent Management Agreement Amendment Recitals Parent Manager Recitals Parent Material Adverse Effect 5.1(a) 5.1 Parent Permits 5.9 Parent Plans 5.10(aPreferred Stock 5.2(a)(ii) Parent SEC Documents 5.5(a) Parent Stock Issuance Recitals Parent Stockholders Recitals .pdf 9.5 Per Share Common Merger Consideration Stock Plan 5.2(a)(ii)(B) Parent Stock Price 3.1(b)(i) Per Share Preferred Merger Consideration 3.1(b)(iiiPBGC 4.10(h) Per Share Preferred Series B Merger Consideration 3.1(b)(iii) Per Share Preferred Series C Merger Consideration 3.1(b)(iii) Per Share Preferred Series D Merger Consideration 3.1(b)(iii) Per Share Stock Consideration 3.1(b)(i) Phantom Share Consideration 3.2(a) Qualified REIT Subsidiary 4.1(b) Qualifying Income 8.3(i)(iProxy Statement 4.4(a) Registration Statement 4.8 REITs 4.8(a) Rights-of-Way 4.16 Special Committee Recitals Remedial Measures 6.1(b)(xiv) Surviving Company Corporation 2.1 Taxable REIT Subsidiary 4.1(b) Terminable Breach 8.1(b)(iii) Transaction Litigation 6.15 Transactions Recitals Vesting Phantom Shares 3.2(a)6.10
Appears in 2 contracts
Sources: Merger Agreement (Cleanspark, Inc.), Merger Agreement (Cleanspark, Inc.)
Terms Defined Elsewhere. As The following is a list of additional terms used in this Agreement, Agreement and a reference to the following capitalized terms are defined Section hereof in this Agreement as referenced in the following tablewhich such term is defined: Acquisition Sub Preamble Acquisition Sub Company Common Stock 2.8(c) Agreement Preamble Amendment to the Company Management Agreement Recitals Articles of Merger 2.2(bAntitrust Expenses 7.3 Asterisked Information 7.3(f) Book-Entry Shares 3.3(b)(iAsterisked Items 3.27 Book Inventory 2.13(c) Cancelled Shares 3.1(b)(vBusiness Intellectual Property 3.18(b) Certificate of Merger 2.2(bCalculation Notice 2.13(d) Certificates 3.3(b)(i2.10(b) Claim Notice 8.5(a) Closing 2.2(a2.3(a) Closing Adjustment 2.13(b) Closing Consideration Adjustment Amount 2.13(g) Closing Consideration Allocation Schedule 2.9(c) Closing Date 2.2(a2.3(a) Code Recitals Closing Working Capital 2.13(a) COBRA Coverage 3.12(e) Collective Bargaining Agreement 3.17(a) Company Preamble Company Additional Dividend Amount 6.19(aAssets 3.5 Company Bylaws 2.3(c)(ii) Company Affiliate 9.10(aDisclosure Schedule Article III: Preamble Company IPO Cost Statement 2.9(d) Company Board Recitals Company Board Recommendation Recitals Company Change of Recommendation 6.3(bRepresentative 5.2(a) Company Common Stock 3.1(b)(iWarrants 3.4(c) Company Confidentiality Agreement 5.4(d) Copyrights 3.18(a) Deductible 8.3(b)(i) Delivery Deadline 5.14 DGCL 2.1 Dispute Notice 8.5(b) Dissenting Shares 2.12 DOJ 5.5(b) Early Termination Election 7.1(c) Early Termination Override Notice 7.1(c) Effective Time 2.2 Employee Plans 3.12(a) Equityholder Indemnified Parties 8.2(b) Estimated Working Capital 2.13(b) Exchange Act 4.5(a) FCPA 3.25(a) Final Adjustment 2.13(g) Final Working Capital 2.13(f) Foreign Antitrust Authorities 5.5(a) Foreign Antitrust Laws 5.5(a) FTC 5.5(b) General Enforceability Exceptions 3.6(b) ▇▇▇▇▇ Representative Preamble In-Bound License Agreements 3.6(a)(v) Indemnified Officers 5.9(a) Indemnified Party 8.5(a) Indemnitor 8.3(a) Indemnity Cancelled Parent Shares 8.5(b) Infringes 3.18(d) Initial Calculation 2.13(c) Insurance 3.19 Intellectual Property 3.18(a) Letter of Transmittal 2.10(b) License Agreement 3.6(a)(v) Material Contracts 3.2(b3.6(a) Company DER Consideration 3.2(bMerger 2.1 Merger Certificate 2.2 Money Laundering Laws 3.25(b) Company Director Designee 2.6 Company Disclosure Letter Article IV Company Dividend Equivalent Right 3.2(bMulti-Employer Plan 3.12(a) Company Material Adverse Effect 4.1(aNon-Union Employees 5.8(a) Company Permits 4.9 Company Plans 4.10(aOut-Bound License Agreements 3.6(a)(v) Company Outside Date 7.1(b) Parent Preamble Parent Indemnified Parties 8.2(a) Parent SEC Documents 4.5(a) Company Series A Preferred Patents 3.18(a) Payoff Letter 2.9(b) Physical Inventory 2.13(c) Physical Inventory Count 2.13(c) Pre-Closing Taxes 3.10(a) Real Property Leases 3.7(a) Real Property Permits 3.7(g) Record Retention Period 5.12 Representative Preamble Received Refund 8.3(e) Requested Information 5.4(b) ▇▇▇▇▇▇▇▇-▇▇▇▇▇ Act 4.5(a) SEC 4.5(a) Securities Act 4.5(a) Settlement Accountants 2.13(e) Software 3.18(a) Stock 3.1(b)(iiiPlan 3.4(b) Company Series B Preferred Stock 3.1(b)(iiiStockholder Approval 3.3(b) Company Series C Preferred Stock 3.1(b)(iiiStockholder Consent 5.3 Survival Date 8.1 Surviving Corporation 2.1 Third Party Claim Notice 8.6(a) Company Special Committee Recitals Company Stockholders Recitals Company Stockholders Meeting 4.4 Confidentiality Third Party Intellectual Property 3.18(b) Timken Agreement 6.7(b8.3(b)(iii) Creditors’ Rights 4.3(aTrade Secrets 3.18(a) Delaware LLC Act 2.1 Delaware Secretary of State 2.2(b) e-mail 9.3 Effective Time 2.2(b) End Date 8.1(b)(ii) Exchange Agent 3.3(a) Exchange Fund 3.3(a) Forfeited Phantom Shares 3.2(a) GAAP 4.5(b) Indemnified Liabilities 6.10(a) Indemnified Persons 6.10(a) Joint Proxy Statement 4.4 Letter of Transmittal 3.3(b)(i) Leverage Covenants 6.1(a)(xiv) Maryland Courts 9.7(b) Maryland Department 2.2(b) Material Company Insurance Policies 4.17 Material Parent Insurance Policies 5.17 Merger Recitals Merger Filings 2.2(b) Merger Sub Preamble Merger Sub Sole Member Recitals MGCL 2.1 Operating Partnership 2.1 Parent Preamble Parent Additional Dividend Amount 6.19(b) Parent Affiliate 9.10(b) Parent Board Recitals Parent Board Recommendation 5.3(a) Parent Change of Recommendation 6.4(b) Parent Common Stock Issuance Recitals Parent Contracts 5.16(b) Parent Disclosure Letter Article V Parent Equity Plan 5.2(a) Parent Management Agreement Amendment Recitals Parent Manager Recitals Parent Material Adverse Effect 5.1(a) Parent Permits 5.9 Parent Plans 5.10(a) Parent SEC Documents 5.5(a) Parent Stock Issuance Recitals Parent Stockholders Recitals .pdf 9.5 Per Share Common Merger Consideration 3.1(b)(i) Per Share Preferred Merger Consideration 3.1(b)(iii) Per Share Preferred Series B Merger Consideration 3.1(b)(iii) Per Share Preferred Series C Merger Consideration 3.1(b)(iii) Per Share Preferred Series D Merger Consideration 3.1(b)(iii) Per Share Stock Consideration 3.1(b)(i) Phantom Share Consideration 3.2(a) Qualified REIT Subsidiary 4.1(b) Qualifying Income 8.3(i)(i) Registration Statement 4.8 REITs Recitals Remedial Measures 6.1(b)(xiv) Surviving Company 2.1 Taxable REIT Subsidiary 4.1(b) Terminable Breach 8.1(b)(iiiTrademarks 3.18(a) Transaction Litigation 6.15 Transactions Recitals Vesting Phantom Fee Statement 2.9(a) WARN Act Laws 3.17(d) Watermill Representative Preamble Working Capital Cancelled Parent Shares 3.2(a2.13(i) Working Capital Statement 2.13(a) Working Capital Target 2.13(a)
Appears in 2 contracts
Sources: Agreement and Plan of Merger (Carpenter Technology Corp), Merger Agreement (Carpenter Technology Corp)
Terms Defined Elsewhere. As used in this Agreement, the following capitalized terms are defined in this Agreement as referenced in the following table: Agreement Preamble Amendment to the Company Management Agreement Recitals Articles of Merger 2.2(bAnti-Corruption Laws 4.24 Antitrust Authority 6.7(b) Antitrust Laws 6.7(b) Book-Entry Shares 3.3(b)(i3.3(b)(i)(B) Cancelled Shares 3.1(b)(vCap Amount 6.9(b) Certificate of Merger 2.2(b2.4(b) Certificates 3.3(b)(i3.3(b)(i)(A) Closing 2.2(a2.4(a) Closing Date 2.2(a2.4(a) Code Recitals Company Preamble Company Additional Dividend Amount 6.19(a401(k) Plan 6.8(f) Company Affiliate 9.10(a9.10 Company Balance Sheet Date 4.6(a) Company Board Recitals Company Board Recommendation Recitals 4.3(a) Company Capital Stock 4.2(a)(iii) Company Change of Recommendation 6.3(b) Company Common Stock 3.1(b)(i6.3(d) Company Contracts 3.2(b) Company DER Consideration 3.2(b) Company Director Designee 2.6 4.17 Company Disclosure Letter Article IV Company Dividend Equivalent Right 3.2(bEasement Real Property 4.14(a) Company Material Adverse Effect 4.1(aEmployee 6.8(a) Company Intellectual Property 4.15(a) Company Leased Real Property 4.14(a) Company Miners 4.18 Company Owned Real Property 4.14(a) Company Permits 4.9 4.9(a) Company Plans 4.10(a) Company Preferred Stock 4.2(a)(iii) Company Real Property 4.14(e) Company Real Property Easements 4.14(a) Company Real Property Leases 4.14(a) Company SEC Documents 4.5(a) Company Series A Preferred Stock 3.1(b)(iii) Company Series B Preferred Stock 3.1(b)(iii) Company Series C Preferred Stock 3.1(b)(iii) Company Special Committee Recitals Company Stockholders Recitals Company Stockholders Meeting 4.4 4.4(b)(i) Competition Law Notifications 6.7(b) Confidentiality Agreement 6.7(b6.6(b) Conversion 2.3 Conversion Agreement Recitals Creditors’ Rights 4.3(a) Delaware LLC Act D&O Insurance 6.9(b) DGCL 2.1 Delaware Secretary of State 2.2(bDivestiture Action 6.7(c) e-mail 9.3 9.3(c) Effective Time 2.2(b2.4(b) Eligible Shares 3.1(a)(ii)(A) End Date 8.1(b)(ii) Exchange Agent 3.3(a) Exchange Fund 3.3(a3.3(a)(ii) Forfeited Phantom Exchange Ratio 3.1(a)(ii)(A) Exchanges 2.2(a) Excluded Shares 3.2(a3.1(a)(v) Export Control and Economic Sanctions Laws 4.25 FCPA 4.24 Fractional Share Consideration 3.3(g) GAAP 4.5(b) HSR Act 4.4(a) Indemnified Liabilities 6.10(a6.9(a) Indemnified Persons 6.10(a6.9(a) Joint Proxy Statement 4.4 Interim Period 6.1(a) Letter of Transmittal 3.3(b)(i) Leverage Covenants 6.1(a)(xiv) Maryland Courts 9.7(b) Maryland Department 2.2(b3.3(b)(i)(B) Material Company Insurance Policies 4.17 Material Parent Insurance Policies 5.17 4.20 MBR Authority 4.19 Measurement Date 4.2(a) Merger Recitals Merger Filings 2.2(b) Merger Sub Preamble Merger Sub Sole Member Recitals MGCL 2.1 Operating Partnership 2.1 New Parent Option 3.2(a)(ii) New Parent Warrant 3.2(b) Parent Preamble Parent Additional Dividend Amount 6.19(b) Affiliate 9.10 Parent Affiliate 9.10(b) Parent Board Recitals Parent Board Recommendation 5.3(a) Parent Change of Recommendation 6.4(bBalance Sheet Date 5.6(a) Parent Common Stock Issuance Shares Recitals Parent Contracts 5.16(b5.13 Parent Disclosure Documents 5.5(a) Parent Disclosure Letter Article V Parent Equity Plan 5.2(aFinancial Statements 5.5(b) Parent Management Agreement Amendment Recitals Parent Manager Recitals Material Leased Real Property 5.11 Parent Material Adverse Effect 5.1(a) Real Property Lease 5.11 Parent Miners 5.18 Parent Owned Real Property 5.11 Parent Permits 5.9 Parent Plans 5.10(aPreferred Shares 5.2(a)(ii) Parent SEC Documents 5.5(aShare Capital 5.2(a)(ii) Parent Stock Issuance Recitals Parent Stockholders Recitals .pdf 9.5 Payoff Letter 6.18 Per Share Common Merger Consideration 3.1(b)(i3.1(a)(ii)(A) Per Share Preferred Merger Consideration 3.1(b)(iiiProxy Statement/Prospectus 4.4(b)(i) Per Share Preferred Series B Merger Consideration 3.1(b)(iiiPURPA Requirements 4.19 Reactive Power Filing 6.7(d) Per Share Preferred Series C Merger Consideration 3.1(b)(iii) Per Share Preferred Series D Merger Consideration 3.1(b)(iii) Per Share Stock Consideration 3.1(b)(i) Phantom Share Consideration 3.2(a) Qualified REIT Subsidiary 4.1(b) Qualifying Income 8.3(i)(i) Reactive Power Tariff 4.19 Registration Statement 4.8 REITs Recitals Remedial Measures 6.1(b)(xiv4.8(a) Sanctioned Country 4.25 Surviving Company Corporation 2.1 Taxable REIT Subsidiary 4.1(bTail Period 6.9(b) Tax Receivable Agreement 4.12(j) Terminable Breach 8.1(b)(iii) Transaction Litigation 6.15 Transactions TRA Waiver Recitals Vesting Phantom Shares 3.2(a)Voting Agreements Recitals
Appears in 2 contracts
Sources: Merger Agreement (Q Power LLC), Merger Agreement (Bitfarms LTD)
Terms Defined Elsewhere. As used in this Agreement, the following capitalized terms are defined in this Agreement as referenced in the following table: Affiliate A-1 Agency RMBS A-1 Aggregate Additional Manager Consideration Amount A-1 Agreement Preamble Amendment to the Company Management Agreement Recitals Articles of Merger 2.2(bbeneficial ownership A-1 beneficially owning A-1
(i) Book-Entry Shares 3.3(b)(i) Business Day A-1 Cancelled Shares 3.1(b)(v) Certificate of Merger 2.2(b3.1(b)(iii) Certificates 3.3(b)(i) CHOSEN COURTS 9.7(b) Closing 2.2(a) Closing Date 2.2(a) Code Recitals Company Preamble Company Additional Dividend Amount 6.19(a6.20(a) Company Affiliate 9.10(a) Company Board Recitals Company Board Recommendation Recitals Company Capital Stock A-1 Company Change of Recommendation 6.3(b) Company Common Stock 3.1(b)(i) Company Competing Proposal A-1 Company Contracts 3.2(b4.16(b) Company DER Consideration 3.2(b) Convertible Notes A-1 Company Convertible Notes Indenture A-1 Company Director Designee 2.6 Company Disclosure Letter Article IV Company Dividend Equivalent Right 3.2(bEquity Awards 3.2 Company Equity Plans A-2 Company Expense Reimbursement Amount 8.3(b) Company Intellectual Property A-2 Company Management Agreement A-2 Company Manager A-2 Company Material Adverse Effect 4.1(a) A-2 Company Permits 4.9 Company Plans 4.10(aPortfolio Securities 6.1(b)(iv) Company REIT Cap Amount 8.3(i)(i) Company SEC Documents 4.5(a) Company Series A Preferred Stock 3.1(b)(iii) Severance Payments 6.25 Company Series B Preferred Stock 3.1(b)(iii) Company Series C Preferred Stock 3.1(b)(iii) Company Special Committee Recitals Stockholder Approval A-2 Company Stockholders Recitals Company Stockholders Meeting 4.4 Company Superior Proposal A-2 Company Tax Representation Letter 6.19(a) Company Termination Fee A-2 Company Transaction Expenses A-2 Company Vendor Contracts 4.15(a)(xii) Confidentiality Agreement 6.7(b) Consent A-3 control A-3 COVID-19 A-3 Creditors’ Rights 4.3(a) Delaware LLC Act 2.1 D&O Insurance 6.9(d) Delaware Secretary of State 2.2(b) Determination Date A-3 DGCL A-3 Dispute Notice 3.1(d)(ii) Dissenting Shares 3.3(j) effect A-5 Effective Time 2.2(b) e-mail 9.3 Effective Time 2.2(b) Employee Benefit Plan A-3 End Date 8.1(b)(ii) ERISA A-3 ERISA Affiliate A-3 Exchange Agent 3.3(aAct A-3
(a) Exchange Fund 3.3(a3.3
(a) Forfeited Phantom Shares 3.2(aExchange Ratio A-3 Exchange Ratio Spreadsheet 3.1(d)(iv) Final Company Transaction Expenses Amount 3.1(d)(i) Final Parent Transaction Expenses Amount 3.1(d)(i) GAAP 4.5(b) Governmental Entity A-3 group A-4 Indebtedness A-4 Indemnified Liabilities 6.10(a6.9(a) Indemnified Persons 6.10(a6.9(a) Joint Proxy Statement 4.4 Independent Valuation Firm 3.1(d)(iii) Intellectual Property A-4 Investment Company Act A-4 IRS A-4 knowledge A-4 Law A-4 Letter of Transmittal 3.3(b)(i) Leverage Covenants 6.1(a)(xiv) Maryland Courts 9.7(b) Maryland Department 2.2(b) Ratio A-4 Lien A-5 LLC Act 2.1 Material Adverse Effect A-5 Material Company Insurance Policies 4.17 4.16 Material Parent Insurance Policies 5.17 5.16 Maverick Merger Sub Recitals Maximum Leverage Ratio A-6 Merger Recitals Merger Filings Certificate 2.2(b) Merger Consideration 3.1(b)(i) Merger Sub Preamble Merger Sub Sole Member Recitals MGCL 2.1 Operating Partnership 2.1 5.2(b) Minimum Distribution Dividend A-6 NYSE A-6 Organizational Documents A-6 other party A-6 Parent Preamble Parent Additional Dividend Amount 6.19(b6.20(b) Parent Affiliate 9.10(b) Parent Board Recitals Parent Board Recommendation 5.3(a) Recitals Parent Capital Stock A-6 Parent Change of Recommendation 6.4(b6.4(a) Parent Common Stock Issuance Recitals A-6 Parent Competing Proposal A-6 Parent Contracts 5.16(b5.15(b) Parent Disclosure Letter Article V Parent Equity Plan 5.2(a) Parent Expense Reimbursement Amount 8.3(c) Parent Intellectual Property A-7 Parent Management Agreement Amendment Recitals Parent Manager Recitals Preamble Parent Material Adverse Effect 5.1(a) A-7 Parent Permits 5.9 Parent Plans 5.10(aPlan A-7 Parent Preferred Stock A-7 Parent REIT Cap Amount 8.3(j)(i) Parent Restricted Stock A-7 Parent SEC Documents 5.5(a) Parent Series A Preferred Stock A-7 Parent Series B Preferred Stock A-7 Parent Series C Preferred Stock A-7 Parent Stock Issuance Recitals Parent Stockholder Approval A-7 Parent Stockholders Recitals .pdf A-7 Parent Stockholders Meeting A-7 Parent Superior Proposal A-7 Parent Tax Representation Letter 6.19(b) Parent Termination Fee A-7 Parent Transaction Expenses A-7 parties A-8 party A-8 pdf 9.5 Per Share Common Merger Additional Manager Consideration 3.1(b)(i) Per Share Preferred Merger Consideration 3.1(b)(iii) Per Share Preferred Series B Merger Consideration 3.1(b)(iii) Per Share Preferred Series C Merger Consideration 3.1(b)(iii) Per Share Preferred Series D Merger Consideration 3.1(b)(iii) A-8 Per Share Stock Consideration 3.1(b)(i) Phantom Share Consideration 3.2(aPermitted Liens A-8 Person A-8 Prior Company Bidders 6.3(a) Proceeding A-8 Proposed Transaction Expenses Schedule A-8 Proxy Statement 4.4 Qualified REIT Subsidiary 4.1(b) Qualifying Income 8.3(i)(i) Receiving Party A-8 Registration Statement 4.8 REITs REIT Recitals Remedial Measures 6.1(b)(xiv) Representatives A-9 SEC A-9 Securities Act A-9 Subsidiary A-9 Surviving Company 2.1 Takeover Law A-9 Tax A-9 Tax Returns A-9 Taxable REIT Subsidiary 4.1(b) Taxes A-9 Taxing Authority A-9 Terminable Breach 8.1(b)(iii) Termination Agreement Recitals TPT Recitals TPT Merger Agreement Recitals TPT Termination Fee Recitals Trading Day A-9 Trading Hour A-9 Transaction Agreements A-9 Transaction Litigation 6.15 Transactions Recitals Vesting Phantom Shares 3.2(a)6.16
Appears in 2 contracts
Sources: Merger Agreement (Western Asset Mortgage Capital Corp), Merger Agreement (AG Mortgage Investment Trust, Inc.)
Terms Defined Elsewhere. As used The following terms are defined elsewhere in this Agreement, the following capitalized terms are defined in this Agreement as referenced in the following tableindicated below: Accounting Firm Section 7.14(h) Agreement Preamble Amendment to the Company Management Agreement Amazon 401(k) Plan Section 7.16(d) Amazon Bermuda Preamble Amazon Bermuda Shares Section 5.2(a) Amazon Board Recommendation Recitals Articles Amazon Capitalization Date Section 5.2(a) Amazon Change of Merger 2.2(bRecommendation Section 6.5(a) Book-Entry Amazon Claims Section 7.22 Amazon Disclosure Letter Article V Amazon Financial Statements Section 5.4(b) Amazon Indemnified Parties Section 7.14(a) Amazon Permits Section 5.6(a) Amazon Released Parties Section 7.21 Amazon Relevant Persons Section 7.22 Amazon SEC Documents Section 5.4(a) Amazon Shareholders Recitals Amazon Shares 3.3(b)(iSection 5.2(a) Cancelled Shares 3.1(b)(vAmazon Switzerland Recitals Available Financing Section 7.13(a) Certificate of Merger 2.2(bBenefits Continuation Period Section 7.16(a) Certificates 3.3(b)(iCash Consideration Section 1.1(c)(i)(A) CFIUS Notice Section 7.3(a) Closing 2.2(aSection 1.1(a) Closing Date 2.2(aSection 1.1(a) Code Consideration Section 1.1(c)(i) Continuing Employee Section 7.16(a) Contribution-in-Kind Agreement Section 2.2 D&O Insurance Section 7.5 Danube Preamble Danube 401(k) Plan Section 7.16(d) Danube Benefit Plan Section 4.8(a) Danube Board of Directors Recitals Company Preamble Company Additional Dividend Amount 6.19(aDanube Closing Statement Section 1.1(b) Company Affiliate 9.10(aDanube Director Appointment Section 7.11(a) Company Board Recitals Company Board Recommendation Recitals Company Change of Recommendation 6.3(bDanube Directors Section 7.11(a) Company Common Stock 3.1(b)(i) Company Contracts 3.2(b) Company DER Consideration 3.2(b) Company Director Designee 2.6 Company Danube Disclosure Letter Article IV Company Dividend Equivalent Right 3.2(bDanube Financial Statements Section 4.4(a) Company Danube Foreign Benefit Plan Section 4.8(h) Danube Leased Real Property Section 4.16(b) Danube Material Adverse Effect 4.1(aContracts Section 4.17(a) Company Danube Owned Real Property Section 4.16(a) Danube Permits 4.9 Company Plans 4.10(aSection 4.6(b) Company SEC Documents 4.5(aDanube Shares Section 4.2(a) Company Series A Preferred Stock 3.1(b)(iiiDanube UK DB Plan Section 4.8(h) Company Series B Preferred Stock 3.1(b)(iiiDeductible Section 7.14(c) Company Series C Preferred Stock 3.1(b)(iiiDesignated Sellers Section 10.15 Dispute Section 7.14(h) Company Special Committee Recitals Company Stockholders Recitals Company Stockholders Meeting 4.4 Confidentiality Agreement 6.7(bDOJ Section 7.3(b) Creditors’ Rights 4.3(aDPA Section 7.3(a) Delaware LLC Act 2.1 Delaware Secretary of State 2.2(bEstimated Leakage Section 1.1(b) e-mail 9.3 Effective Time 2.2(bExtended Outside Date Section 9.1(c) End Date 8.1(b)(ii) Exchange Agent 3.3(a) Exchange Fund 3.3(a) Forfeited Phantom Shares 3.2(aFood Laws Section 4.19 FTC Section 7.3(b) GAAP 4.5(bSection 5.4(b) Gavilon Agreement Section 7.14(a) Glencore Name and Marks Section 7.23 IFRS Section 4.4(a) Indemnified Liabilities 6.10(aParties Section 7.5 Indemnity Notice Section 7.15(d)(i)(B) Indemnified Persons 6.10(aInitial Outside Date Section 9.1(c) Joint Integration Management Committee Section 7.2(b) Interested Party Transactions Section 7.20 Labor Agreement Section 4.13(a) Lock-Up Agreement Recitals Marketing Documentation Section 7.13(a) Multiemployer Plan Section 4.8(d) New Plans Section 7.16(c) OFAC Section 4.21(b)(i) Old Plans Section 7.16(c) Parties Preamble Party Preamble Payoff Indebtedness Section 1.1(c)(iii)(F) Payoff Letters Section 1.1(c)(iii)(F) Payoff Letter Ancillaries Section 1.1(c)(iii)(F) PBGC Section 4.8(e) Pension Plan Section 4.8(d) Permitted Redactions Section 7.3(b) Prohibited Party Section 4.21(b)(ii) Prorated Bonuses Section 7.16(d) Proxy Statement 4.4 Letter of Transmittal 3.3(b)(iSection 6.6(a) Leverage Covenants 6.1(a)(xivRegistration Rights Agreement Recitals Regulatory Termination Fee Section 9.2(b) Maryland Courts 9.7(bRemedial Actions Section 7.3(c) Maryland Department 2.2(bReplacement Financing Section 7.12(e) Material Company Insurance Policies 4.17 Material Parent Insurance Policies 5.17 Merger Required Assignment Recitals Merger Filings 2.2(bRestricted Danube Shares Section 4.2(a) Merger Sub R&W Insurer Section 7.25 Sanctioned Country Section 4.21(b)(ii) Sanctions Section 4.21(b)(i) Seller Preamble Merger Sub Sole Member Recitals MGCL 2.1 Operating Partnership 2.1 Parent Seller B Preamble Parent Additional Dividend Amount 6.19(bSeller C Preamble Seller Claims Section 7.21 Seller G Preamble Seller Indemnity Percentage Section 7.14(b) Parent Affiliate 9.10(bSeller Parties Section 10.15 Seller Released Parties Section 7.22 Seller Relevant Persons Section 7.21 Seller Taxes Section 7.14(a) Parent Board Recitals Parent Board Recommendation 5.3(a) Parent Change of Recommendation 6.4(b) Parent Common Stock Issuance Recitals Parent Contracts 5.16(b) Parent Sellers Preamble Sellers Disclosure Letter Article V Parent Equity Plan 5.2(a) Parent Management Agreement Amendment Recitals Parent Manager Recitals Parent Material Adverse Effect 5.1(a) Parent Permits 5.9 Parent Plans 5.10(a) Parent SEC Documents 5.5(a) Parent Stock Issuance Recitals Parent Stockholders Recitals .pdf 9.5 Per Share Common Merger Consideration 3.1(b)(i) Per Share Preferred Merger Consideration 3.1(b)(iii) Per Share Preferred Series B Merger Consideration 3.1(b)(iii) Per Share Preferred Series C Merger Consideration 3.1(b)(iii) Per Share Preferred Series D Merger Consideration 3.1(b)(iii) Per Share Stock Consideration 3.1(b)(i) Phantom III Seller T Preamble Share Consideration 3.2(aSection 1.1(c)(i)(B) Qualified REIT Subsidiary 4.1(bShareholder Agreements Recitals Shareholder’s Agreement Recitals Specified Termination Section 9.2(d) Qualifying Income 8.3(i)(i) Registration Statement 4.8 REITs Recitals Remedial Measures 6.1(b)(xivSurvival Expiration Date Section 7.15(i) Surviving Company 2.1 Taxable REIT Subsidiary 4.1(bInterested Party Transactions Section 7.20 Swiss Redomestication Recitals Tax Matter Section 7.15(e)(i)(A) Terminable Breach 8.1(b)(iiiTermination Fee Section 9.2(c) Transaction Litigation 6.15 Trade Controls Section 4.21(b)(i) Transactions Recitals Vesting Phantom Shares 3.2(aTransfer Taxes Section 7.15(c) WARN Act Section 4.13(c)
Appears in 2 contracts
Sources: Business Combination Agreement (Bungeltd), Business Combination Agreement (Bungeltd)
Terms Defined Elsewhere. As The following is a list of additional terms used in this Agreement, Agreement and a reference to the following capitalized terms are defined Section hereof in this Agreement as referenced in the following tablewhich such term is defined: 2004 and 2005 Statement of Net Sales 3.13(a) 2004 and 2005 S-X Business Financials 3.13(b) Accounting Practices 2.6(b) Acquired Assets 2.2 Action 3.7 Agreement Preamble Amendment to the Company Management Agreement Assumed Contracts 2.2(a)(iii) Assumed Liabilities 2.4(a) Assumed Union Contract 5.18(a) BAS 3.12 Buncher 5.9 Buncher Parking Lease 5.9 Business Recitals Articles of Merger 2.2(bBusiness Employees 5.18(a) Book-Entry Shares 3.3(b)(iBuyer Preamble Buyer Certificate 6.2(d) Cancelled Shares 3.1(b)(vBuyer Disclosure Letter Article IV (Intro) Certificate of Merger 2.2(bBuyer Indemnified Parties 8.2(a) Certificates 3.3(b)(iBuyer’s Health and Welfare Plans 5.18(f)(i) Buyer’s Pension Plans 5.18(g) Buyer Retiree Health Plan 5.18(c)(ii) Buyer’s Savings Plans 5.18(h)(i) Buyer Third Party Consents 5.15(b) Calculation Notice 2.6(e) Closing 2.2(a7.1 Closing Date 7.1 Closing Date Interest Rate 2.6(h) Closing Date 2.2(aWorking Capital 2.6(a) Code Recitals Collateral Source 8.3(c) College Inn Co-Pack Agreement 5.6 Company Preamble Company Additional Dividend Amount 6.19(a) Company Affiliate 9.10(a) Company Board Recitals Company Board Recommendation Recitals Company Change of Recommendation 6.3(b) Company Common Stock 3.1(b)(iCertificate 6.1(d) Company Contracts 3.2(b2.2(a)(iii) Company DER Consideration 3.2(b) Company Director Designee 2.6 Company Disclosure Letter Article IV Company Dividend Equivalent Right 3.2(bIII (Intro) Company Material Adverse Effect 4.1(aHealth and Welfare Plans 5.18(f)(i) Company Permits 4.9 Company Plans 4.10(aIndemnified Parties 8.2(b) Company SEC Documents 4.5(aPension Plans 5.18(g) Company Series A Preferred Stock 3.1(b)(iiiThird Party Consents 5.15(a) Company Series B Preferred Stock 3.1(b)(iii) Company Series C Preferred Stock 3.1(b)(iii) Company Special Committee Recitals Company Stockholders Recitals Company Stockholders Meeting 4.4 Confidentiality Agreement 6.7(b5.26 Contracts 2.2(a)(iii) Creditors’ Rights 4.3(aCo-Pack Agreements 5.6 Cost Neutral Basis 2.8(a) Delaware LLC Act 2.1 Delaware Secretary of State 2.2(bCredit Agreement 4.3 Critical Dividable Contracts 2.8(a) e-mail 9.3 Effective Time 2.2(bDCB Recital Deed 6.1(h)(iii) End Date 8.1(b)(iiEasement Agreement 5.17(b) Exchange Agent 3.3(aEmployee Retention Agreements 3.8 Employee Services Agreement 5.13 Energy Supply Agreement 5.12 Environmental Investigation 5.4 Equipment 2.2(a)(i) Exchange Fund 3.3(aEstimated Working Capital 2.6(c) Forfeited Phantom Shares 3.2(aExcluded Assets 2.3 Excluded Liabilities 2.4(b) GAAP 4.5(bFacilities License 5.10 Financial Statements 3.13(a) First Option to Purchase 3.4(a) Form Working Capital Statement 2.6(a) FSS Recitals Heinz IP Consent 5.15(d) Indemnified Liabilities 6.10(aParty 8.2(c) Indemnified Persons 6.10(aIndemnifying Party 8.2(c) Joint Proxy Statement 4.4 Letter of Transmittal 3.3(b)(iInitial Calculation 2.6(d) Leverage Covenants 6.1(a)(xivIntellectual Property 2.2(a)(ii) Maryland Courts 9.7(bInterim S-X Business Financials 5.32(a) Maryland Department 2.2(bInventory 2.2(a)(vii) Leased Real Property 2.2(a)(v) Liens 3.3 Losses 8.2(a) Losses Threshold 8.3(a) Material Company Insurance Policies 4.17 Material Parent Insurance Policies 5.17 Merger Contracts 3.8 May 1, 2005 Statement of Net Assets 3.13(a) Mendota Co-Occupancy Agreement 5.7 Mendota Lease Agreement 5.7 Mendota Sublease Agreement 5.7 Multiemployer Plan 3.15(a) Names 5.21 Nature’s Goodness Recitals Merger Filings 2.2(bOther Dividable Contracts 2.8(c) Merger Sub Preamble Merger Sub Sole Member Recitals MGCL 2.1 Operating Partnership 2.1 Parent Preamble Parent Additional Dividend Owned Real Property 2.2(a)(iv) Parking Sublease 5.9 PBGC 5.18(g)(ii)(B) Post Closing Dividable Contracts 2.8(c) PT 5.29 Purchase Price 2.5 Real Estate Leases 3.5 Rebate Contracts 5.24 Rebate Statement 5.24 Regulation S-X 3.13(b) Retained Pittsburgh Real Property 2.3(f) R&D Equipment Room Lease 5.11 R&D Lease & Facility Sharing Agreement 5.11 SEC 3.13(b) Settlement Accountants 2.6(f) Severance Plans 5.18(f)(v) Shared Del Monte IP Agreement 5.8 Shared IP Agreements 5.8 Shared TreeHouse IP Agreement 5.8 Statement of Net Assets 3.13(a) Statement of Net Sales 3.13(a) Survival Date 8.1 Surveys 6.1(h)(ii) S-X Business Financials 5.32(a) Terminal Island Co-Pack Agreement 5.6 TIF Agreement 2.4(a)(xiv) Title Commitments 6.1(h)(i) Trademark License Agreement 5.8 Transferred Employees 5.18(a) Transferred Union Employee 5.18(a) Transferred Mendota Union Employees 5.18(c)(i) Transition Services Agreement 5.5 Union Pension Fund 5.18(g)(ii) WARN 5.18(b) WARN Act Laws 5.18(b) Working Capital 2.6(a) Working Capital Adjustment Amount 6.19(b2.6(g) Parent Affiliate 9.10(b) Parent Board Recitals Parent Board Recommendation 5.3(a) Parent Change of Recommendation 6.4(b) Parent Common Stock Issuance Recitals Parent Contracts 5.16(b) Parent Disclosure Letter Article V Parent Equity Plan 5.2(a) Parent Management Agreement Amendment Recitals Parent Manager Recitals Parent Material Adverse Effect 5.1(a) Parent Permits 5.9 Parent Plans 5.10(a) Parent SEC Documents 5.5(a) Parent Stock Issuance Recitals Parent Stockholders Recitals .pdf 9.5 Per Share Common Merger Consideration 3.1(b)(i) Per Share Preferred Merger Consideration 3.1(b)(iii) Per Share Preferred Series B Merger Consideration 3.1(b)(iii) Per Share Preferred Series C Merger Consideration 3.1(b)(iii) Per Share Preferred Series D Merger Consideration 3.1(b)(iii) Per Share Stock Consideration 3.1(b)(i) Phantom Share Consideration 3.2(a) Qualified REIT Subsidiary 4.1(b) Qualifying Income 8.3(i)(i) Registration Statement 4.8 REITs Recitals Remedial Measures 6.1(b)(xiv) Surviving Company 2.1 Taxable REIT Subsidiary 4.1(b) Terminable Breach 8.1(b)(iii) Transaction Litigation 6.15 Transactions Recitals Vesting Phantom Shares 3.2(aWorking Capital Target 2.6(a)
Appears in 1 contract
Terms Defined Elsewhere. As used in this Agreement, the following capitalized terms are defined in this Agreement as referenced in the following table: 2017 Period 6.1(b)(xiv) 2018 Period 6.1(b)(xiv) Agreement Preamble Amendment to the Company Management Agreement Recitals Articles of Merger 2.2(bAction 9.7(d)) Annual Period 6.1(b)(xiv) Antitrust Authority 6.8(b) Antitrust Laws 6.8(b) Appraisal Shares 3.4 Book-Entry Shares 3.3(b)(i3.3(b)(i)(B) Cancelled Shares 3.1(b)(v3.1(b)(iii) Cap Amount 6.10(d) Cash Consideration 3.1(b)(i) Certificate of Merger 2.2(b) Certificates 3.3(b)(i3.3(b)(i)(A) Closing 2.2(a) Closing Date 2.2(a) Code Recitals Company Preamble Company Additional Dividend Amount 6.19(a) Company Affiliate 9.10(a) Company Board Recitals Company Board Recommendation Recitals 4.3(a) Company Capital Stock 4.2(a) Company CEO 6.23(a) Company Chairman 6.23(a) Company Change of Recommendation 6.3(b6.3(c) Company Class A Preferred Stock 4.2(a) Company Common Stock 3.1(b)(i) Company Contracts 3.2(b4.19(b) Company DER Consideration 3.2(b) Company Director Designee 2.6 Company Disclosure Letter Article IV Company Dividend Equivalent Right 3.2(bEmployee 6.9(a) Company Independent Petroleum Engineers 4.17(a)(i) Company Intellectual Property 4.14 Company Material Adverse Effect 4.1(a4.1 Company Material Leased Real Property 4.15(a) Company Material Real Property Lease 4.15(b) Company Oil and Gas Leases 4.17(c)(i) Company Oil and Gas Properties 4.17(a)(ii) Company Owned Real Property 4.15(a) Company Permits 4.9 Company Plans 4.10(a) Company Preferred Stock 4.2(a) Company PSU Award 3.2(b) Company Qualified DC Plan 6.9(f) Company Reserve Report 4.17(a)(i) Company RSU Award 3.2(a) Company SEC Documents 4.5(a) Company Series A Preferred Stock 3.1(b)(iii) Company Series B Preferred Stock 3.1(b)(iii) Company Series C Preferred Stock 3.1(b)(iii) Company Special Committee Recitals Company Stockholders Recitals Company Stockholders Meeting 4.4 4.4(b)(i) Company Stock Plan 3.2(a) Company Tax Certificate 6.18 Confidentiality Agreement 6.7(b) Continuation Period 6.9(a) Converted Shares 3.1(b)(iii) Creditors’ Rights 4.3(a) Delaware LLC Act Debt Transaction 6.21(b) Debt Transaction Documents 6.21(b) DGCL 2.1 Delaware Secretary of State 2.2(bDischarge 6.21(d) EQT MLP Common Units 5.2(d) EQT MLP General Partner Interest 5.2(d) EQT MLP IDRs 5.2(d) e-mail 9.3 9.3(c) EIH Recitals Effective Time 2.2(b) End Date 8.1(b)(ii) End Date Extension 8.1(b)(ii) EPC 2.7 Exchange Agent 3.3(a) Exchange Fund 3.3(a) Forfeited Phantom Shares 3.2(aExchange Ratio 3.1(b)(i) GAAP 4.5(b) GP Holdings HSR Act 4.2(d) 4.4(a) Indemnified Liabilities 6.10(a) Indemnified Persons 6.10(a) Integrated Mergers Joint Proxy Statement 4.4 Recitals 4.4(b)(i) Letter of Transmittal 3.3(b)(i3.3(b)(i)(B) Leverage Covenants 6.1(a)(xiv) Maryland Courts 9.7(b) Maryland Department 2.2(b) Material Company Insurance Policies 4.17 Material Parent Insurance Policies 5.17 LLC Sub Recitals LLC Sub Merger 2.7 LLC Sub Merger Agreement 2.7 Merger Recitals Merger Filings 2.2(bConsideration 3.1(b)(i) Merger Sub Preamble Merger Sub Sole Board Recitals New Director 6.23(a) Non-Company Operating Company Member 3.2(e) Non-Competition Agreements Recitals MGCL 2.1 Operating Partnership 2.1 Offering Documents 6.21(a) Parent Preamble Parent Additional Dividend Amount 6.19(b) Parent Affiliate 9.10(b) Parent Board Recitals Parent Board Recommendation 5.3(a) Parent Change of Recommendation 6.4(b6.4(c) Parent Charter Amendment Recommendation 5.3(a) Parent Common Stock Issuance Recitals Parent Contracts 5.16(b) 5.19 Parent Disclosure Letter Article V Parent Equity Plan 5.2(aIntellectual Property 5.14 Parent Independent Petroleum Engineers 5.17(a)(i) Parent Management Agreement Amendment Recitals Parent Manager Recitals Parent Material Adverse Effect 5.1(a) 5.1 Parent Material Leased Real Property 5.15 Parent Material Real Property Lease 5.15 Parent Owned Real Property 5.15 Parent Permits 5.9 Parent Plans 5.10(aPlan 5.10(a)(i) Parent Preferred Stock 5.2(a)(ii) Parent Reserve Report 5.17(a)(i) Parent RSU Award 3.2(a) Parent SEC Documents 5.5(a) Parent Stock Issuance Recitals Parent Stockholders Recitals .pdf 9.5 Per Tax Certificate 6.18 Payoff Letters 6.21(c) Post-Closing Annual Meeting 6.23(a) Post-Closing Charter Amendment Proposal 6.23(b) Post-Closing Proxy Statement 6.23(b) Redemption 3.2(e) Registration Statement 4.8(a) Rice MLP Common Units 4.2(d) Rice MLP General Partner Interest 4.2(d) Rice MLP IDRs 4.2(d) Rice MLP Subordinated Units 4.2(d) Rights-of-Way 4.16 ▇▇▇▇▇▇▇▇-▇▇▇▇▇ Act 4.5(a) Series B Units 4.2(f) Share Common Merger Consideration 3.1(b)(i) Per Share Preferred Merger Consideration 3.1(b)(iii) Per Share Preferred Series B Merger Consideration 3.1(b)(iii) Per Share Preferred Series C Merger Consideration 3.1(b)(iii) Per Share Preferred Series D Merger Consideration 3.1(b)(iii) Per Share Stock Consideration 3.1(b)(i) Phantom Share Consideration 3.2(a) Qualified REIT Subsidiary 4.1(b) Qualifying Income 8.3(i)(i) Registration Statement 4.8 REITs Recitals Remedial Measures 6.1(b)(xiv) Surviving Company Corporation 2.1 Taxable REIT Subsidiary 4.1(b) Terminable Breach 8.1(b)(iii) Transaction Litigation 6.15 Transactions Recitals Vesting Phantom Shares 3.2(a)Voting Agreement Recitals
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Terms Defined Elsewhere. As used in this Agreement, the following capitalized terms are defined in this Agreement as referenced in the following table: Definition Section Agreement Preamble Amendment to the Company Management Agreement Recitals Articles of Merger 2.2(bAnti-Corruption Laws 4.24 Antitrust Authority 6.7(b) Antitrust Laws 6.7(b) Book-Entry Shares 3.3(b)(i3.3(b)(i)(B) Cancelled Shares 3.1(b)(vCap Amount 6.9(b) Certificate of Merger 2.2(b2.4(b) Certificates 3.3(b)(i3.3(b)(i)(A) Closing 2.2(a2.4(a) Closing Date 2.2(a2.4(a) Code Recitals Company Preamble Company Additional Dividend Amount 6.19(a401(k) Plan 6.8(f) Company Affiliate 9.10(a9.10 Company Balance Sheet Date 4.6(a) Company Board Recitals Company Board Recommendation Recitals 4.3(a) Company Capital Stock 4.2(a)(iii) Company Change of Recommendation 6.3(b) Company Common Stock 3.1(b)(i6.3(d) Company Contracts 3.2(b) Company DER Consideration 3.2(b) Company Director Designee 2.6 4.17 Company Disclosure Letter Article IV Company Dividend Equivalent Right 3.2(bEasement Real Property 4.14(a) Company Material Adverse Effect 4.1(aEmployee 6.8(a) Company Intellectual Property 4.15(a) Company Leased Real Property 4.14(a) Company Miners 4.18 Company Owned Real Property 4.14(a) Company Permits 4.9 4.9(a) Company Plans 4.10(a) Company Preferred Stock 4.2(a)(iii) Company Real Property 4.14(e) Company Real Property Easements 4.14(a) Company Real Property Leases 4.14(a) Company SEC Documents 4.5(a) Company Series A Preferred Stock 3.1(b)(iii) Company Series B Preferred Stock 3.1(b)(iii) Company Series C Preferred Stock 3.1(b)(iii) Company Special Committee Recitals Company Stockholders Recitals Company Stockholders Meeting 4.4 4.4(b)(i) Competition Law Notifications 6.7(b) Confidentiality Agreement 6.7(b6.6(b) Conversion 2.3 Conversion Agreement Recitals Creditors’ Rights 4.3(a) Delaware LLC Act D&O Insurance 6.9(b) DGCL 2.1 Delaware Secretary of State 2.2(bDivestiture Action 6.7(c) e-mail 9.3 9.3(c) Effective Time 2.2(b2.4(b) Eligible Shares 3.1(a)(ii)(A) End Date 8.1(b)(ii) Exchange Agent 3.3(a) Exchange Fund 3.3(a3.3(a)(ii) Forfeited Phantom Exchange Ratio 3.1(a)(ii)(A) Exchanges 2.2(a) Excluded Shares 3.2(a3.1(a)(v) Export Control and Economic Sanctions Laws 4.25 FCPA 4.24 Fractional Share Consideration 3.3(g) GAAP 4.5(b) HSR Act 4.4(a) Indemnified Liabilities 6.10(a6.9(a) Indemnified Persons 6.10(a6.9(a) Joint Proxy Statement 4.4 Interim Period 6.1(a) Letter of Transmittal 3.3(b)(i) Leverage Covenants 6.1(a)(xiv) Maryland Courts 9.7(b) Maryland Department 2.2(b3.3(b)(i)(B) Material Company Insurance Policies 4.17 Material Parent Insurance Policies 5.17 4.20 MBR Authority 4.19 Measurement Date 4.2(a) Merger Recitals Merger Filings 2.2(b) Merger Sub Preamble Merger Sub Sole Member Recitals MGCL 2.1 Operating Partnership 2.1 New Parent Option 3.2(a)(ii) New Parent Warrant 3.2(b) Parent Preamble Parent Additional Dividend Amount 6.19(b) Affiliate 9.10 Parent Affiliate 9.10(b) Parent Board Recitals Parent Board Recommendation 5.3(a) Parent Change of Recommendation 6.4(bBalance Sheet Date 5.6(a) Parent Common Stock Issuance Shares Recitals Parent Contracts 5.16(b5.13 Parent Disclosure Documents 5.5(a) Parent Disclosure Letter Article V Parent Equity Plan 5.2(aFinancial Statements 5.5(b) Parent Management Agreement Amendment Recitals Parent Manager Recitals Material Leased Real Property 5.11 Parent Material Adverse Effect 5.1(a) Real Property Lease 5.11 Parent Miners 5.18 Parent Owned Real Property 5.11 Parent Permits 5.9 Parent Plans 5.10(aPreferred Shares 5.2(a)(ii) Parent SEC Documents 5.5(aShare Capital 5.2(a)(ii) Parent Stock Issuance Recitals Parent Stockholders Recitals .pdf 9.5 Payoff Letter 6.18 Per Share Common Merger Consideration 3.1(b)(i3.1(a)(ii)(A) Per Share Preferred Merger Consideration 3.1(b)(iiiProxy Statement/Prospectus 4.4(b)(i) Per Share Preferred Series B Merger Consideration 3.1(b)(iiiPURPA Requirements 4.19 Reactive Power Filing 6.7(d) Per Share Preferred Series C Merger Consideration 3.1(b)(iii) Per Share Preferred Series D Merger Consideration 3.1(b)(iii) Per Share Stock Consideration 3.1(b)(i) Phantom Share Consideration 3.2(a) Qualified REIT Subsidiary 4.1(b) Qualifying Income 8.3(i)(i) Reactive Power Tariff 4.19 Registration Statement 4.8 REITs Recitals Remedial Measures 6.1(b)(xiv4.8(a) Sanctioned Country 4.25 Surviving Company Corporation 2.1 Taxable REIT Subsidiary 4.1(bTail Period 6.9(b) Tax Receivable Agreement 4.12(j) Terminable Breach 8.1(b)(iii) Transaction Litigation 6.15 Transactions TRA Waiver Recitals Vesting Phantom Shares 3.2(a)Voting Agreements Recitals
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Terms Defined Elsewhere. As used in this Agreement, the following capitalized terms are defined in this Agreement as referenced in the following table: Agreement Preamble Amendment to the Company Management Agreement Recitals Articles of Merger 2.2(b) Aspen 4.10(b) Book-Entry Shares 3.3(b)(i) Business Employees 4.11(a) Cancelled Shares 3.1(b)(v) Certificate of Merger 2.2(b3.1(b)(iii) Certificates 3.3(b)(i) Closing 2.2(a) Closing Date 2.2(a) Code Recitals Company Preamble Company Additional Dividend Amount 6.19(a6.16(a) Company Adjusted Book Value Per Share 3.1(c) Company Affiliate 9.10(a) Company Board Recitals Company Board Recommendation Recitals Company Change of Recommendation 6.3(b) Company Common Stock 3.1(b)(i) Company Contracts 3.2(b4.16(b) Company DER Consideration 3.2(b) Company Director Designee 2.6 Company Disclosure Letter Article IV Company Dividend Equivalent Right 3.2(bLeased Real Property 4.15 Company Manager Plans 4.10(b) Company Material Adverse Effect 4.1(a) Company Notes Assumption 6.21 Company Owned Real Property 4.15 Company Permits 4.9 Company Plans 4.10(a) Company Portfolio Securities 6.1(b)(iv) Company Preferred Stock Redemptions 6.22 Company Restricted Share 3.2(a) Company SEC Documents 4.5(a) Company Series A Preferred Stock 3.1(b)(iii) Company Series B Preferred Stock 3.1(b)(iii) Company Series C Preferred Stock 3.1(b)(iii) Company Special Committee Recitals Company Stockholders Recitals Company Stockholders Shareholders Meeting 4.4 Confidentiality Agreement 6.7(bCompany Warrant Purchases 6.22 Contingent Cash Purchase Price 3.1(d) Creditors’ Rights 4.3(a) Delaware LLC Act 2.1 Delaware Secretary of State 2.2(bD&O Insurance 6.9(d) e-mail 9.3 Effective Time 2.2(b) End Date 8.1(b)(ii) Exchange Agent 3.3(a) Exchange Fund 3.3(a) Forfeited Phantom Shares 3.2(a) GAAP 4.5(b) Gaea 4.1(a) G▇▇▇▇▇▇ 4.10(b) Hedging Contracts 4.16(a)(iv) Indemnified Liabilities 6.10(a6.9(a) Indemnified Persons 6.10(a6.9(a) Joint Proxy Statement 4.4 Letter of Transmittal 3.3(b)(i) Leverage Covenants 6.1(a)(xiv) Maryland Courts 9.7(b) Maryland Department 2.2(b) Material Company Insurance Policies 4.17 Material Parent Insurance Policies 5.17 Merger Recitals Merger Filings 2.2(bConsideration 3.1(b)(i) Merger Sub Preamble Merger Sub Sole Member Recitals MGCL 2.1 Operating Partnership 2.1 Recitals MLLC Act Recitals Non-Disclosure Agreement 6.6(b) Parent Preamble Parent Additional Dividend Amount 6.19(b) Parent Affiliate 9.10(b) Parent Board Recitals Parent Board Recommendation 5.3(a) Parent Change of Recommendation 6.4(b) Parent Common Stock Issuance Recitals Parent Contracts 5.16(b) Parent Disclosure Letter Article V Parent Equity Plan 5.2(a) Parent Management Agreement Amendment Recitals Parent Manager Recitals Parent Material Adverse Effect 5.1(a) Parent Permits 5.9 Parent Plans 5.10(a) Parent SEC Documents 5.5(a) Parent Stock Issuance Recitals Parent Stockholders Recitals .pdf pdf 9.5 Per Share Common Merger Consideration 3.1(b)(i) Per Share Preferred Merger Consideration 3.1(b)(iii) Per Share Preferred Series B Merger Consideration 3.1(b)(iii) Per Share Preferred Series C Merger Consideration 3.1(b)(iii) Per Share Preferred Series D Merger Consideration 3.1(b)(iii) Per Share Stock Consideration 3.1(b)(i) Phantom Share Consideration 3.2(a) Proxy Statement 4.4 Qualified REIT Subsidiary 4.1(b) Qualifying Income 8.3(i)(i8.3(h)(i) Registration Statement 4.8 REITs REIT Recitals Remedial Measures 6.1(b)(xivREOs 4.15 Special Committee Recitals Specified Incentive Equity Issuances 6.1(b)(ii) Surviving Company 2.1 Taxable REIT Subsidiary 4.1(b) Terminable Breach 8.1(b)(iii) Transaction Litigation 6.15 6.14 Transactions Recitals Vesting Phantom Shares 3.2(a)Recitals
Appears in 1 contract
Sources: Merger Agreement (Great Ajax Corp.)
Terms Defined Elsewhere. As used The following terms are defined elsewhere in this Agreement, the following capitalized terms are defined in this Agreement as referenced in the following tableindicated below: Adjusted Exchange Ratio Section 4.1(a) Agreement Preamble Amendment to the Company Management Agreement Recitals Articles of Merger 2.2(bAmended and Restated Bylaws Section 2.6(b) Book-Entry Company Shares 3.3(b)(i) Cancelled Shares 3.1(b)(vSection 4.2(b)(i) Certificate of Merger 2.2(bSection 2.3 Certificates Section 4.2(b)(i) Certificates 3.3(b)(iChosen Courts Section 11.8(b) Closing 2.2(a) Section 2.2 Closing Date 2.2(a) Code Recitals Section 2.2 Company Preamble Company Additional Dividend Amount 6.19(aAdverse Recommendation Change Section 7.4(c) Company Affiliate 9.10(aAgreements Section 5.14(a) Company Benefit Plans Section 5.11(a) Company Board Recitals Company Board Recommendation Recitals Company Change of Recommendation 6.3(b) Company Common Stock 3.1(b)(i) Company Contracts 3.2(b) Company DER Consideration 3.2(b) Company Director Designee 2.6 Recitals Company Disclosure Letter Article IV V Company Dividend Equivalent Right 3.2(bEquity Interests Section 5.2(b) Company Financial Statements Section 5.6(b) Company IP Agreements Section 5.17(b) Company Leased Real Property Section 5.19(b) Company Material Adverse Effect 4.1(aContract Section 5.14(b) Company Owned Real Property Section 5.19(a) Company Permits 4.9 Section 5.18(b) Company Plans 4.10(aPreferred Stock Section 5.2(a) Company Properties Section 5.19(b) Company SEC Documents 4.5(aSection 5.6(a) Company Series A Preferred Stock 3.1(b)(iiiSubsidiary Section 5.1(b) Company Series B Preferred Stock 3.1(b)(iiiTitle Insurance Policies Section 5.19(i) Company Series C Preferred Stock 3.1(b)(iiiTitle Insurance Policy Section 5.19(i) Company Special Committee Transaction Litigation Section 8.10 Competing Proposal Section 7.4(k) Continuing Employees Section 8.4(a) Covered Persons Section 8.5(a) DGCL Recitals Company Stockholders Recitals Company Stockholders Meeting 4.4 Confidentiality Agreement 6.7(b) Creditors’ Rights 4.3(a) Delaware LLC Act 2.1 Delaware Secretary of State 2.2(b) e-mail 9.3 Effective Time 2.2(b) End Date 8.1(b)(ii) Section 2.3 Electronic Delivery Section 11.5 Enforceability Exceptions Section 5.3 Exchange Act Section 5.5 Exchange Agent 3.3(aSection 4.2(a) Exchange Fund 3.3(aSection 4.2(a) Forfeited Phantom Form S-4 Section 5.5 Fractional Share Consideration Section 4.1(a) Fractional Shares 3.2(aSection 4.6(b) GAAP 4.5(bSection 5.6(b) Indemnified Liabilities 6.10(aGovernmental Entity Section 5.5 HSR Act Section 5.5 Indemnification Agreements Section 8.5(a) Indemnified Persons 6.10(aInitial Year of Participation Section 8.4(b) Interim Period Section 7.1(a) Joint Proxy Statement 4.4 Letter of Transmittal 3.3(b)(iSection 5.5 Legal Proceeding Section 5.10 LLC Act Recitals Measurement Date Section 5.2(a) Leverage Covenants 6.1(a)(xiv) Maryland Courts 9.7(b) Maryland Department 2.2(b) Material Company Insurance Policies 4.17 Material Parent Insurance Policies 5.17 Merger Recitals Merger Filings 2.2(bConsideration Section 4.1(a) Merger Sub Preamble Merger Sub Sole Member Recitals MGCL 2.1 Operating Partnership 2.1 New Plans Section 8.4(b) NYSE Section 3.2(c)(i) Old Plans Section 8.4(b) Parent Preamble Parent Additional Dividend Amount 6.19(bAdverse Recommendation Change Section 7.4(g) Parent Affiliate 9.10(bAgreements Section 6.14(a) Parent Benefit Plans Section 6.11(a) Parent Board Recitals Parent Board Recommendation 5.3(a) Parent Change of Recommendation 6.4(b) Recitals Parent Common Stock Issuance Shares Recitals Parent Contracts 5.16(b) Parent Disclosure Letter Article V VI Parent Equity Plan 5.2(aInterests Section 6.2(b) Parent Management Agreement Amendment Recitals Financial Statements Section 6.6(b) Parent Manager Recitals IP Agreements Section 6.17(b) Parent Leased Real Property Section 6.19(b) Parent Material Adverse Effect 5.1(aContract Section 6.14(b) Parent Owned Real Property Section 6.19(a) Parent Permits 5.9 Section 6.18(b) Parent Plans 5.10(aPreferred Shares Section 6.2(a) Parent Properties Section 6.19(b) Parent SEC Documents 5.5(aSection 6.6(a) Parent Stock Issuance Recitals Subsidiary Section 6.1(b) Parent Stockholders Recitals .pdf 9.5 Per Share Common Title Insurance Policies Section 6.19(i) Parent Title Insurance Policy Section 6.19(i) Parent Transaction Litigation Section 8.10 Parent Welfare Plans Section 8.4(b) Parties Preamble Party Preamble Pre-Merger Consideration 3.1(b)(i) Per Share Preferred Merger Consideration 3.1(b)(iii) Per Share Preferred Series B Merger Consideration 3.1(b)(iii) Per Share Preferred Series C Merger Consideration 3.1(b)(iii) Per Share Preferred Series D Merger Consideration 3.1(b)(iii) Per Share Stock Consideration 3.1(b)(i) Phantom Share Consideration 3.2(a) Qualified REIT Subsidiary 4.1(bFinancing Transaction Section 8.12(b) Qualifying Income 8.3(i)(iSection 10.2(e) Registration Statement 4.8 REITs Recitals Remedial Measures 6.1(b)(xivREIT Section 5.13(b) ▇▇▇▇▇▇▇▇-▇▇▇▇▇ Act Section 5.6(a) SEC Section 3.2(c)(i) Securities Act Section 5.6(a) Special Parent Distribution Section 7.6(a) Specified Date Section 10.1(d) Superior Proposal Section 7.4(l) Surviving Company Entity Section 2.1 Taxable REIT Subsidiary 4.1(b) Terminable Breach 8.1(b)(iii) Transaction Litigation 6.15 Section 8.10 Transactions Recitals Vesting Phantom Shares 3.2(a)Recitals
Appears in 1 contract
Sources: Merger Agreement (Rayonier, L.P.)
Terms Defined Elsewhere. As used The following terms are defined elsewhere in this Agreement, the following capitalized terms are defined in this : Acceptable Confidentiality Agreement as referenced in the following table: Section 5.02(h) Acquisition Agreement Section 5.02(c) Adverse Recommendation Change Section 5.02(c) Agreement Preamble Amendment to the Company Management Agreement Recitals Articles of Merger 2.2(bBankruptcy and Equity Exception Section 3.03(a) Book-Entry Shares 3.3(b)(iBase Amount Section 6.06(c) Cancelled Shares 3.1(b)(vCapitalization Date Section 3.02(b) Certificate of Merger 2.2(bClaim Section 6.06(a) Certificates 3.3(b)(iClearance Date Section 6.01(a) Closing 2.2(a) Section 2.03 Closing Date 2.2(a) Code Recitals Section 2.03 Company Preamble Company Additional Dividend Amount 6.19(a) Company Affiliate 9.10(a) Company Board Recitals Company Board Recommendation Recitals Company Change of Recommendation 6.3(bCapital Stock Section 3.02(a) Company Common Stock 3.1(b)(i) Company Contracts 3.2(b) Company DER Consideration 3.2(b) Company Director Designee 2.6 Company Disclosure Letter Article IV III Company Dividend Equivalent Right 3.2(b) Financial Advisor Section 3.21 Company Material Adverse Effect 4.1(aContracts Section 3.13(a) Company Permits 4.9 Company Plans 4.10(aSection 3.11(b) Company SEC Documents 4.5(aPreferred Stock Section 3.02(a) Company Series A Preferred Stock 3.1(b)(iiiRelated Parties Section 8.02(b)(vi) Company Series B Preferred Stock 3.1(b)(iiiReleased Parties Section 9.11(a) Company Series C Preferred Stock 3.1(b)(iiiReleasing Parties Section 9.11(b) Company Special Committee Recitals Company Stockholders Recitals Company Stockholders Meeting 4.4 Confidentiality Section 6.01(b) Consent Section 3.04(b) Conversion Notices Recitals Conversions Recitals Debt and Equity Purchase Agreement 6.7(b) Creditors’ Rights 4.3(a) Delaware LLC Act 2.1 Delaware Secretary of State 2.2(b) e-mail 9.3 Recitals Effective Date Preamble Effective Time 2.2(b) End Date 8.1(b)(iiSection 2.03 Employment Agreement Recitals Employment Laws Section 3.16(a) Exchange Agent 3.3(aAct Section 3.04(b) Exchange Fund 3.3(aTransactions Section 2.01(c) Forfeited Phantom Shares 3.2(aExisting Agent Recitals Existing Credit Agreement Recitals Fairness Opinion Section 3.22 Finance Committee Recitals Finance Committee Recommendation Recitals Financial Statements Section 3.06(a) Form Share by RTR Contracts Section 3.13(c) GAAP 4.5(bSection 3.06(a) Indemnified Liabilities 6.10(aPerson Section 6.06(a) Indemnified Persons 6.10(aInitial Press Release Section 6.07 Intervening Event Section 5.02(h) Joint Investor Group Recitals Leased Real Property Section 3.14 Legal Restraints Section 7.01(b) Lender Recitals Lender Proposal Section 5.02(d) Lender Released Parties Section 9.11(b) Lender Releasing Parties Section 9.11(a) Lender Supplied Information Section 6.01(a) Lookback Date Section 3.06(a) Nasdaq Section 3.04(b) Nexus Recitals Notice Period Section 5.02(d) Outside Date Section 8.01(b)(i) Party or Parties Preamble Post-Closing Board Section 2.04(b) Post-Signing Return Section 5.01(c)(i) Privacy Requirements Section 3.17 Proxy Recitals Proxy Statement 4.4 Letter of Transmittal 3.3(b)(iSection 3.04(b) Leverage Covenants 6.1(a)(xivProxy Stockholders Recitals Record Date Section 6.01(b) Maryland Courts 9.7(bRepresentatives Section 5.02(a) Maryland Department 2.2(bRights Offering Section 6.02 Rights Offering Registration Statement Section 6.02 Sanctioned Country Section 3.11(d) Material Company Insurance Policies 4.17 Material Parent Insurance Policies 5.17 Merger Sanctioned Person Section 3.11(d) S▇▇▇▇▇▇▇-▇▇▇▇▇ Act Section 3.06(b) SEC Section 3.04(b) Securities Act Section 3.04(b) Stockholder MIP Approval Section 6.04 Story3 Recitals Merger Filings 2.2(bSuperior Proposal Section 5.02(h) Merger Sub Preamble Merger Sub Sole Member Recitals MGCL 2.1 Operating Partnership 2.1 Parent Preamble Parent Additional Dividend Amount 6.19(bTakeover Laws Section 3.20 Takeover Proposal Section 5.02(h) Parent Affiliate 9.10(bTermination Fee Section 8.02(b) Parent Board Recitals Parent Board Recommendation 5.3(a) Parent Change of Recommendation 6.4(b) Parent Common Stock Issuance Recitals Parent Contracts 5.16(b) Parent Disclosure Letter Article V Parent Equity Transaction Bonus Plan 5.2(a) Parent Management Agreement Amendment Recitals Parent Manager Recitals Parent Material Adverse Effect 5.1(a) Parent Permits 5.9 Parent Plans 5.10(a) Parent SEC Documents 5.5(a) Parent Stock Issuance Recitals Parent Stockholders Recitals .pdf 9.5 Per Share Common Merger Consideration 3.1(b)(i) Per Share Preferred Merger Consideration 3.1(b)(iii) Per Share Preferred Series B Merger Consideration 3.1(b)(iii) Per Share Preferred Series C Merger Consideration 3.1(b)(iii) Per Share Preferred Series D Merger Consideration 3.1(b)(iii) Per Share Stock Consideration 3.1(b)(i) Phantom Share Consideration 3.2(a) Qualified REIT Subsidiary 4.1(b) Qualifying Income 8.3(i)(i) Registration Statement 4.8 REITs Recitals Remedial Measures 6.1(b)(xiv) Surviving Company 2.1 Taxable REIT Subsidiary 4.1(b) Terminable Breach 8.1(b)(iii) Transaction Litigation 6.15 Transactions Recitals Vesting Phantom Shares 3.2(aSection 6.08 Triggering Notice Section 5.02(d) Withdrawal Determination Section 5.02(d)
Appears in 1 contract
Terms Defined Elsewhere. As For purposes of this Agreement each of the following terms (capitalized below) when used in this Agreement, Agreement will have the following capitalized terms are defined in this Agreement as referenced meaning ascribed to such term in the following tableSection set forth opposite such term: 401(k) Plan Section 6.4(c) Acceleration Date Section 3.2(a)(iii) Acceptance Time Section 1.1(a)(ii) Affiliate Transaction Section 4.24 Agreement Preamble Amendment to the Company Management Alternative Acquisition Agreement Recitals Articles of Merger 2.2(bSection 6.3(d) Book-Entry Shares 3.3(b)(iShare Section 3.4(c) Cancelled Shares 3.1(b)(vCARES Act Section 4.11(c) Certificate Section 3.4(b) Certificate of Merger 2.2(b) Certificates 3.3(b)(i) Section 2.2 Closing 2.2(a) Section 2.2 Closing Amount Recitals Closing Date 2.2(a) Section 2.2 Code Recitals Section 3.6 Company Preamble Company Additional Dividend Amount 6.19(a) Company Affiliate 9.10(a) Company Board Recitals Company Board Recommendation Recitals Section 4.2 Company Change of Recommendation 6.3(bBonus Plan Section 6.4(d) Company Cash-Out Stock Option Section 3.2(a)(i) Company Common Stock 3.1(b)(i) Company Contracts 3.2(b) Company DER Consideration 3.2(b) Company Director Designee 2.6 Recitals Company Disclosure Letter Article IV Company Dividend Equivalent Right 3.2(bEquity Plan Section 3.2(a) Company Equity Plans Section 3.2(a) Company ESPP Section 3.2(a) Company Material Adverse Effect 4.1(aContract Section 4.12(a) Company Permits 4.9 Organizational Documents Section 4.1(c) Company Plans 4.10(aReal Property Section 4.10(b) Company Registered Intellectual Property Section 4.13(a) Company RSUs Section 3.2(a)(iv) Company SEC Documents 4.5(aSection 4.6(a) Company Series A Preferred Stock 3.1(b)(iiiSecurities Section 4.3(e) Company Series B Preferred Stock 3.1(b)(iiiOptions Section 3.2(a)(iii) Company Series C Preferred Stock 3.1(b)(iiiSystems Section 4.13(j) Company Special Committee Recitals Company Stockholders Recitals Company Stockholders Meeting 4.4 Compensation Action Section 6.8 Confidentiality Agreement 6.7(bSection 9.4 of Company Disclosure Letter Current Employees Section 6.4(a) Creditors’ Rights CVR Agreement Recitals CVRs Recitals DGCL Recitals Dissenting Shares Section 3.3(a) Effective Time Section 2.2 ERISA Section 4.16(d) Exchange Act Section 1.1(a)(i) Excluded Benefits Section 6.4(a) Expiration Date Section 1.1(a)(i) FCPA Section 4.19(g) FDA Section 4.19(a) FDCA Section 4.19(a) HSR Act Section 4.5 Indemnified Party Section 6.5(b) Initial Expiration Date Section 1.1(a)(i) Intentional Breach Section 8.5(a) Labor Agreements Section 4.12(a)(ii) Last Exercise Date Section 3.2(a)(iii) Maximum Amount Section 6.5(c) Measurement Date Section 4.3(a) Delaware LLC Act 2.1 Delaware Secretary of State 2.2(b) e-mail 9.3 Effective Time 2.2(b) End Date 8.1(b)(ii) Exchange Agent 3.3(a) Exchange Fund 3.3(a) Forfeited Phantom Shares 3.2(a) GAAP 4.5(b) Indemnified Liabilities 6.10(a) Indemnified Persons 6.10(a) Joint Proxy Statement 4.4 Letter of Transmittal 3.3(b)(i) Leverage Covenants 6.1(a)(xiv) Maryland Courts 9.7(b) Maryland Department 2.2(b) Material Company Insurance Policies 4.17 Material Parent Insurance Policies 5.17 Merger Recitals Merger Filings 2.2(bConsideration Section 3.1(a) Merger Sub Preamble Merger Sub Sole Member Minimum Tender Condition Annex I(a) Nasdaq Section 1.1(a)(ii) OECD Convention Section 4.19(g) Offer Recitals MGCL 2.1 Operating Partnership 2.1 Offer Conditions Section 1.1(a)(i) Offer Documents Section 1.1(b) Offer Price Recitals Outside Date Section 8.2(b) Parent Preamble Parent Additional Dividend Amount 6.19(bBonus Plan Section 6.4(d) Parent Affiliate 9.10(bPaying Agent Section 3.4(a) Parent Board Payment Date Section 6.4(d) PHSA Section 4.19(a) Pre-Closing Period Section 6.1(a) Privacy Policies Section 4.19(i) Prohibited Payment Section 4.19(i) Purchase Orders Section 4.12(a)(x) Purchaser Preamble Regulatory Authorizations Section 4.19(a) Regulatory Correspondence Section 4.19(a) Rights Agent Recitals Parent Board Recommendation 5.3(a▇▇▇▇▇▇▇▇-▇▇▇▇▇ Section 4.9(d) Parent Change of Recommendation 6.4(bSchedule 14D-9 Section 1.2 Schedule TO Section 1.1(b) Parent Common Stock Issuance SEC Section 1.1(a)(i) Securities Act Section 4.6(a) Share Recitals Parent Contracts 5.16(bShares Recitals Stockholder List Date Section 1.3 Stockholder Litigation Section 6.12 Surviving Corporation Section 2.1 Tender and Support Agreements Recitals Treasury Regulations Section 3.6 UK Bribery Act Section 4.3(g) Parent Disclosure Letter Article V Parent Equity Plan 5.2(a) Parent Management Agreement Amendment Recitals Parent Manager Recitals Parent Material Adverse Effect 5.1(a) Parent Permits 5.9 Parent Plans 5.10(a) Parent SEC Documents 5.5(a) Parent Stock Issuance Recitals Parent Stockholders Recitals .pdf 9.5 Per Share Common Merger Consideration 3.1(b)(i) Per Share Preferred Merger Consideration 3.1(b)(iii) Per Share Preferred Series B Merger Consideration 3.1(b)(iii) Per Share Preferred Series C Merger Consideration 3.1(b)(iii) Per Share Preferred Series D Merger Consideration 3.1(b)(iii) Per Share Stock Consideration 3.1(b)(i) Phantom Share Consideration 3.2(a) Qualified REIT Subsidiary 4.1(b) Qualifying Income 8.3(i)(i) Registration Statement 4.8 REITs Recitals Remedial Measures 6.1(b)(xiv) Surviving Company 2.1 Taxable REIT Subsidiary 4.1(b) Terminable Breach 8.1(b)(iii) Transaction Litigation 6.15 Transactions Recitals Vesting Phantom Shares 3.2(aWARN Section 4.18(b)
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Terms Defined Elsewhere. As used in this Agreement, the The following list is a list of additional capitalized terms are defined in used throughout this Agreement as referenced and a reference to the Section hereof in the following tablewhich such term is defined: 1374 Tax 3.10(g) 338(h)(10) Election 6.9(b) 401(k) Plan 6.7(b) Actions 3.20 Agreement Preamble Amendment to the Company Management Agreement Recitals Allocation Statement 6.9(d) applicable indemnifying Persons 12.5 Articles of Merger 2.2(b1.2 Audited Financial Statements 3.7 Bonus Plan 6.7(b) Book-Entry Shares 3.3(b)(i) Cancelled Shares 3.1(b)(v) Certificate of Merger 2.2(b) Certificates 3.3(b)(iCFIUS 6.4(a) Closing 2.2(a) 1.2 Closing Date 2.2(a1.2 Closing Working Capital 2.4(a) Code Recitals 2.2(d) Company Preamble Company Additional Dividend Amount 6.19(a) Company Affiliate 9.10(a) Company Board Recitals Company Board Recommendation Recitals Company Change of Recommendation 6.3(b) Company Common Stock 3.1(b)(i) Preamble Company Contracts Securities 3.2(b) Company DER Consideration 3.2(bShareholders Preamble Compliance Program 6.9(k)(ii) Company Director Designee 2.6 Company Disclosure Letter Article IV Company Dividend Equivalent Right 3.2(b) Company Material Adverse Effect 4.1(a) Company Permits 4.9 Company Plans 4.10(a) Company SEC Documents 4.5(a) Company Series A Preferred Stock 3.1(b)(iii) Company Series B Preferred Stock 3.1(b)(iii) Company Series C Preferred Stock 3.1(b)(iii) Company Special Committee Recitals Company Stockholders Recitals Company Stockholders Meeting 4.4 Confidentiality Agreement 6.2 Continuing Employees 6.7(b) Creditors’ Rights 4.3(aDamages 12.6(a) Deductible Amount 12.1(b) Delaware LLC Act 2.1 Delaware Secretary of State 2.2(bLaw Recitals Determination Date 12.1(a)(iv) e-mail 9.3 Disclosure Schedule 3 Dispute Notice 2.4(d) Effective Time 2.2(b) 1.2 End Date 8.1(b)(ii11.1(b) Exchange ERISA 3.13(a) Escrow Account 2.2(f) Escrow Agent 3.3(a2.2(f) Exchange Fund 3.3(aEscrow Agreement 2.2(f) Forfeited Phantom Shares 3.2(aEscrow Amount 2.2(f) GAAP 4.5(bEstimated Closing Balance Sheet 2.4(b) Indemnified Liabilities 6.10(aEstimated Working Capital 2.4(b) Indemnified Persons 6.10(aEstimated Working Capital Adjustment 2.4(b) Joint Proxy Statement 4.4 Letter of Transmittal 3.3(b)(iExon-▇▇▇▇▇▇ 6.4(a) Leverage Covenants 6.1(a)(xivFinancial Statements 3.7 Foreign Benefit Plan 3.13(j) Maryland Courts 9.7(b▇▇▇▇▇▇▇▇▇ Preamble Governmental Authorities 3.6 Hazardous Substance 3.21 Incentive Payments 2.3(b) Maryland Department 2.2(bIncentive Plan 2.3(b) Material Company Insurance Policies 4.17 Material Parent Insurance Policies 5.17 Incentive Unit Holdback Amount 2.2(c)(i) Incentive Unit Payment Amount 2.3(b) Initial Calculation 2.4(c) Initial Closing Balance Sheet 2.4(c) IRS 3.13(a) Knowledge 14.8 Large Customers 3.16 Merger Recitals 1.1 Merger Filings 2.2(bConsideration 2.2(a) Merger Sub Preamble Merger Sub Sole Member Recitals MGCL 2.1 Operating Partnership 2.1 Most Recent Balance Sheet 3.7 PCBs 3.21 Parent Preamble Parent Additional Dividend Claim 12.4 Parent Indemnified Parties 12.1(a) Participant Deferral Liability 6.12 Participant Release 6.12 Parties of Interest Preamble Party of Interest Preamble Payment Instructions 2.2(b) Permits 3.22(b) Phantom Stock Holdback Amount 6.19(b2.2(c)(ii) Parent Affiliate 9.10(bPhantom Stock Payment Amount 2.3(c) Parent Board Recitals Parent Board Recommendation 5.3(aPhantom Stock Payments 2.3(c) Parent Change of Recommendation Phantom Stock Plans 2.3(c) Plan 3.13(a) Pre-Closing Income Tax Returns 6.9(j) Related Party 6.1(u) Representative Preamble Required Consents 6.4(b) Parent Common Stock Issuance Rhode Island Law Recitals Parent Contracts 5.16(bRIBCA 1.1 Section 338 Forms 6.9(c) Parent Disclosure Letter Article V Parent Equity Plan 5.2(aSecurities Act 3.4 Seller Expenses 2.3(a) Parent Management Settlement Accountants 2.4(d) Settlement Notice 2.4(d) Shareholders Agreement Amendment Recitals Parent Manager Recitals Parent Material Adverse Effect 5.1(a4.3 Straddle Period 12.1(a)(iv) Parent Permits 5.9 Parent Plans 5.10(aSubsidiary Securities 3.3(a) Parent SEC Documents 5.5(a) Parent Stock Issuance Recitals Parent Stockholders Recitals .pdf 9.5 Per Share Common Merger Consideration 3.1(b)(i) Per Share Preferred Merger Consideration 3.1(b)(iii) Per Share Preferred Series B Merger Consideration 3.1(b)(iii) Per Share Preferred Series C Merger Consideration 3.1(b)(iii) Per Share Preferred Series D Merger Consideration 3.1(b)(iii) Per Share Stock Consideration 3.1(b)(i) Phantom Share Consideration 3.2(a) Qualified REIT Subsidiary 4.1(b) Qualifying Income 8.3(i)(i) Registration Statement 4.8 REITs Recitals Remedial Measures 6.1(b)(xivSupplemental Indemnity Amount 12.2(b) Surviving Company 2.1 Taxable REIT Subsidiary 4.1(bCorporation 1.1 Tax Indemnified Party 6.9(l)(i) Terminable Breach 8.1(b)(iiiTax Indemnifying Party 6.9(l)(i) Transaction Litigation 6.15 Transactions Recitals Vesting Phantom Shares 3.2(aTax Proceedings 6.9(k)(i) Tax Purchase Price 6.9(d) Third Party Claim 12.5 Transfer Taxes 6.9(f) Unaudited Financial Statements 3.7 Working Capital 2.4(a)
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Terms Defined Elsewhere. As used in this Agreement, the following capitalized terms are defined in this Agreement as referenced in the following table: Affiliate A-1 Agency RMBS A-1 Agreement Preamble Amendment to the Company Management Agreement Recitals Articles of Merger 2.2(b) B-1 Exchange Ratio A-1 B-2 Exchange Ratio A-1 B-3 Exchange Ratio A-1 beneficial ownership A-1 beneficially owning A-1 Book-Entry Shares 3.3(b)(i3.2(b)(i) Business Day A-1 Calculating Party A-1 Calculation Principles A-1 Cancelled Shares 3.1(b)(v) Certificate of Merger 2.2(b3.1(b)(iii) Certificates 3.3(b)(i3.2(b)(i) CHOSEN COURTS 9.7(b) Closing 2.2(a) Closing Date 2.2(a) Code Recitals Company Preamble Company Additional Dividend Amount 6.19(a6.20(a) Company Adjusted Book Value Per Share A-1 Company Affiliate 9.10(a) Company Board Recitals Company Board Recommendation Recitals Company Capital Stock A-2 Company Change of Recommendation 6.3(b6.3(a) Company Class A Common Stock 3.1(b)(i) A-2 Company Class B Common Stock A-2 Company Competing Proposal A-2 Company Contracts 3.2(b) Company DER Consideration 3.2(b4.15(b) Company Director Designee 2.6 Company Disclosure Letter Article IV Company Dividend Equivalent Right 3.2(b) Intellectual Property A-2 Company Manager A-2 Company Material Adverse Effect 4.1(a) A-2 Company Permits 4.9 Company Plans 4.10(a) Company SEC Documents 4.5(a) Company Series A Preferred Stock 3.1(b)(iii4.2(a) Company Series B Preferred Stock 3.1(b)(iii) Company Series C Preferred Stock 3.1(b)(iii) Company Special Committee Recitals Stockholder Approval A-3 Company Stockholders Recitals Company Stockholders Meeting 4.4 Company Superior Proposal A-3 Company Tax Representation Letter 6.19(a) Company Termination Fee A-3 Company Transaction Expenses A-3 Confidentiality Agreement 6.7(b) Consent A-3 Continuing Director 2.6 control A-3 COVID-19 A-3 Creditors’ Rights 4.3(a) Delaware LLC Act 2.1 Delaware Secretary of State D&O Insurance 6.9(d) Determination Date A-3 DGCL A-3 Dispute Notice 3.1(c)(ii) Effective Time 2.2(b) e-mail 9.3 Effective Time 2.2(b) Employee Benefit Plan A-4 End Date 8.1(b)(ii) ERISA A-4 ERISA Affiliate A-4 Exchange Act A-4 Exchange Agent 3.3(a3.2(a) Exchange Fund 3.3(a3.2(a) Forfeited Phantom Shares 3.2(aExchange Ratio A-4 Exchange Ratio Announcement 3.1(c)(iv) GAAP 4.5(b) Governmental Entity A-4 group A-4 Indebtedness A-4 Indemnified Liabilities 6.10(a6.9(a) Indemnified Persons 6.10(a6.9(a) Independent Valuation Firm 3.1(c)(iii) Intellectual Property A-5 Investment Company Act A-5 IRS A-5 Joint Proxy Statement 4.4 knowledge A-5 Law A-5 Letter of Transmittal 3.3(b)(i3.2(b)(i) Leverage Covenants 6.1(a)(xiv6.2(b)(xiv) Maryland Courts 9.7(b) Leverage Ratio A-5 Maryland Department 2.2(b) Material Adverse Effect A-5 Material Company Insurance Policies 4.17 4.16 Material Parent Insurance Policies 5.17 5.16 Maximum Leverage Ratio A-6 MD LLC Act 2.1 Merger Recitals Merger Filings 2.2(bConsideration 3.1(b)(i) Merger Sub Preamble Merger Sub Sole Member Recitals MGCL 2.1 Operating Partnership 2.1 Minimum Distribution Dividend A-6 Minimum Liquidity A-6 Name Change Amendment 6.27 New Management Agreement Recitals NYSE A-7 Organizational Documents A-7 other party A-7 Parent Preamble Parent Additional Dividend Amount 6.19(b6.20(b) Parent Adjusted Book Value Per Share A-7 Parent Affiliate 9.10(b) Parent Board Recitals Parent Board Recommendation 5.3(a) Recitals Parent Capital Stock A-8 Parent Change of Recommendation 6.4(b) Parent Charter Amendment A-8 Parent Class A Common Stock Issuance Recitals A-8 Parent Class B Common Stock A-8 Parent Class B-1 Common Stock A-8 Parent Class B-2 Common Stock A-8 Parent Class B-3 Common Stock A-8 Parent Common Stock A-8 Parent Competing Proposal A-8 Parent Contracts 5.16(b5.15(b) Parent Convertible Notes A-9 Parent Convertible Notes Indenture A-8 Parent Disclosure Letter Article V Parent Equity Plan 5.2(a) Awards 2.9 Parent Equity Plans A-9 Parent Intellectual Property A-9 Parent Management Agreement Amendment Recitals A-9 Parent Manager Recitals A-9 Parent Material Adverse Effect 5.1(a) A-9 Parent Permits 5.9 New Equity Incentive Plan 6.26 Parent Plans 5.10(a) Parent SEC Documents 5.5(aPortfolio Securities 6.2(b)(v) Parent Severance Payments 6.25 Parent Stock Issuance Recitals Parent Stockholder Approval A-9 Parent Stockholders Recitals .pdf Parent Superior Proposal A-9 Parent Tax Representation Letter 6.19(b) Parent Termination Fee A-9 Parent Transaction Expenses A-9 parties A-10 party A-10 pdf 9.5 Per Share Common Merger Consideration 3.1(b)(iPermitted Liens A-10 Person A-10 Prior Parent Bidders 6.4(a) Per Share Preferred Merger Consideration 3.1(b)(iii) Per Share Preferred Series B Merger Consideration 3.1(b)(iii) Per Share Preferred Series C Merger Consideration 3.1(b)(iii) Per Share Preferred Series D Merger Consideration 3.1(b)(iii) Per Share Stock Consideration 3.1(b)(i) Phantom Share Consideration 3.2(a) Proceeding A-10 Proposed Book Value Schedule A-10 Qualified REIT Subsidiary 4.1(b) Qualifying Income 8.3(i)(i) Receiving Party A-11 Registration Statement 4.8 REITs REIT Recitals Remedial Measures 6.1(b)(xiv6.2(b)(xiv) Representatives A-11 SEC A-11 Securities Act A-11 Specified Financing 6.28 Subsidiary A-11 Surviving Company 2.1 Takeover Law A-11 Tax A-11 Tax Returns A-12 Taxable REIT Subsidiary 4.1(b) Taxes A-11 Taxing Authority A-12 Terminable Breach 8.1(b)(iii) Termination Agreement Recitals Trading Day A-12 Trading Hour A-12 Transaction Agreements A-12 Transaction Litigation 6.15 6.16 Transactions Recitals Vesting Phantom Shares 3.2(a)Transfer Taxes A-12 Treasury Regulations A-12 Voting Agreement Recitals Voting Debt A-12 Willful and Material Breach A-12
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Sources: Merger Agreement (Western Asset Mortgage Capital Corp)
Terms Defined Elsewhere. As used The following terms are defined elsewhere in this Agreement, the following capitalized terms are defined in this Agreement as referenced in the following tableindicated below: 2026 Bonus Section 8.4(c) Adjusted Parent Option Section 4.5(d) Agreement Preamble Amendment to the Company Management Agreement Recitals Articles of Merger 2.2(bSection 2.3 Asset Contribution Recitals Bonus Plan Section 8.4(c) Book-Entry Company Shares 3.3(b)(iSection 4.2(b)(i) Cancelled Shares 3.1(b)(v) Certificate of Merger 2.2(bSection 4.1(b) Certificates 3.3(b)(iSection 4.2(b)(i) Chosen Courts Section 11.8(b) Closing 2.2(a) Section 2.2 Closing Date 2.2(a) Code Recitals Section 2.2 Commitment Letter Section 1.1 Company Preamble Company Additional Dividend Amount 6.19(a) Company Affiliate 9.10(aAdverse Recommendation Change Section 7.4(c) Company Board Recitals Company Board Recommendation Recitals Company Change of Recommendation 6.3(b) Company Common Stock 3.1(b)(iRecitals Company Condominium Property Section 5.20(i) Company Contracts 3.2(b) Company DER Consideration 3.2(b) Company Director Designee 2.6 Company Disclosure Letter Article IV V Company Dividend Equivalent Right 3.2(bEquity Interests Section 5.2(b) Company Excess Stock Section 5.2(a) Company Financial Advisor Opinion Section 5.22 Company Financial Statements Section 5.6(b) Company Ground Lease Section 5.20(e) Company Ground Leased Real Property Section 5.20(e) Company Joint Venture Section 5.1(b) Company Leased Real Property Section 5.20(b) Company Majority Joint Venture Section 5.1(b) Company Material Adverse Effect 4.1(aContract Section 5.14(b) Company Minority Joint Venture Section 5.1(b) Company Owned Real Property Section 5.20(a) Company Permits 4.9 Section 5.19(b) Company Plans 4.10(aPreferred Stock Section 5.2(a) Company Properties Section 5.20(b) Company PropTech Investment Section 5.30 Company REIT Counsel Section 9.2(e) Company REIT Subsidiary Section 5.13(d) Company SEC Documents 4.5(aSection 5.6(a) Company Series A Preferred Stock 3.1(b)(iiiStructured Investment Programs Section 5.20(l) Company Series B Preferred Stock 3.1(b)(iiiSubsidiary Section 5.1(b) Company Series C Preferred Stock 3.1(b)(iiiSubsidiary Partnership Section 5.13(n) Company Special Committee Tax Counsel Section 9.3(f) Company Tax Protection Agreements Section 5.13(n) Company Title Insurance Policies Section 5.20(j) Company Title Insurance Policy Section 5.20(j) Company Transaction Litigation Section 8.10 Competing Proposal Section 7.4(k) Consent Solicitations Section 8.13(b)(i) Continuing Employee Section 8.4(a) Contributed Assets Recitals Company Stockholders Recitals Company Stockholders Meeting 4.4 Confidentiality Contribution Agreement 6.7(bSection 2.1(a) Creditors’ Rights 4.3(a) Delaware LLC Act 2.1 Delaware Secretary of State 2.2(b) e-mail 9.3 Contribution Effective Time 2.2(bSection 2.1(a) End Date 8.1(b)(iiCovered Persons Section 8.5(a) Debt Offer Documents Section 8.13(b)(iv) Disregarded Entity Section 7.3(f) Effective Time Section 2.3 Electronic Delivery Section 11.5 Enforceability Exceptions Section 5.3 Exchange Act Section 5.5 Exchange Agent 3.3(aSection 4.2(a) Exchange Fund 3.3(aSection 4.2(a) Forfeited Phantom Financing Indemnified Persons Section 1.1 Form S-4 Section 5.5 Forward Sale Agreements Section 5.2(b) Fractional Share Consideration Section 4.1(a) Fractional Shares 3.2(aSection 4.8(b) GAAP 4.5(bSection 5.6(b) Indemnified Liabilities 6.10(aGovernmental Entity Section 5.5 Indemnification Agreements Section 8.5(a) Indemnified Persons 6.10(aInitial Year of Participation Section 8.4(b) Intended Tax Treatment Section 2.7 Interim Period Section 7.1(a) Joint Proxy Statement 4.4 Letter of Transmittal 3.3(b)(iSection 5.5 Legal Proceeding Section 5.10 LLC Act Recitals Malicious Code Section 5.18(a) Leverage Covenants 6.1(a)(xivMeasurement Date Section 5.2(a) Maryland Courts 9.7(b) Maryland Department 2.2(b) Material Company Insurance Policies 4.17 Material Parent Insurance Policies 5.17 Merger Recitals Merger Filings 2.2(bConsideration Section 4.1(a) Merger Sub Preamble Merger Sub Sole Member MGCL Recitals MGCL 2.1 Operating Partnership 2.1 New Plans Section 8.4(a) New Welfare Plans Section 8.4(b) Note Offers and Consent Solicitations Section 8.13(b)(i) NYSE Section 3.1 Offers to Exchange Section 8.13(b)(i) Old Plans Section 8.4(b) Parent Preamble Parent Additional Dividend Amount 6.19(b) Parent Affiliate 9.10(bAdverse Recommendation Change Section 7.4(g) Parent Board Recitals Parent Board Recommendation 5.3(a) Parent Change of Recommendation 6.4(b) Recitals Parent Common Stock Issuance Shares Recitals Parent Contracts 5.16(bCondominium Property Section 6.20(i) Parent Disclosure Letter Article V VI Parent Equity Plan 5.2(aInterests Section 6.2(b) Parent Management Agreement Amendment Recitals Financial Advisor Opinion Section 6.22 Parent Manager Recitals Financial Statements Section 6.6(b) Parent Ground Lease Section 6.20(e) Parent Ground Leased Real Property Section 6.20(e) Parent Joint Venture Section 6.1(b) Parent Leased Real Property Section 6.20(b) Parent Majority Joint Venture Section 6.1(b) Parent Material Adverse Effect 5.1(aContract Section 6.14(b) Parent Minority Joint Venture Section 6.1(b) Parent OP Preamble Parent Owned Real Property Section 6.20(a) Parent Permits 5.9 Section 6.19(b) Parent Plans 5.10(aProperties Section 6.20(b) Parent PropTech Investment Section 6.30 Parent REIT Counsel Section 9.3(e) Parent REIT Subsidiary Section 6.13(d) Parent SEC Documents 5.5(aSection 6.6(a) Parent Stock Issuance Recitals Subsidiary Section 6.1(b) Parent Stockholders Recitals .pdf 9.5 Per Share Common Subsidiary Partnership Section 6.13(n) Parent Tax Counsel Section 9.2(f) Parent Tax Protection Agreements Section 6.13(n) Parent Title Insurance Policies Section 6.20(j) Parent Title Insurance Policy Section 6.20(j) Parent Transaction Litigation Section 8.10 Parties Preamble Party Preamble Pre-Merger Consideration 3.1(b)(iFinancing Transaction Section 8.13(c) Per Share Preferred Merger Consideration 3.1(b)(iii) Per Share Preferred Series B Merger Consideration 3.1(b)(iii) Per Share Preferred Series C Merger Consideration 3.1(b)(iii) Per Share Preferred Series D Merger Consideration 3.1(b)(iii) Per Share Stock Consideration 3.1(b)(i) Phantom Share Consideration 3.2(a) PropTech Section 5.30 Qualified REIT Subsidiary 4.1(bSection 5.13(d) Qualifying Income 8.3(i)(iSection 10.2(e) Registration Statement 4.8 REITs Recitals Remedial Measures 6.1(b)(xivREIT Section 5.13(b) REIT Distribution Section 7.6(b) ▇▇▇▇▇▇▇▇-▇▇▇▇▇ Act Section 5.6(a) SDAT Section 2.3 Section 16 Section 8.8 Section 409A Section 4.5(c) Securities Act Section 5.6(a) Share Authorization Amendment Section 3.2(e) Share Authorization Amendment Approval Section 6.3 Specified Date Section 10.1(d) Success-Based Fee Section 7.3(i) Superior Proposal Section 7.4(l) Surviving Company 2.1 Entity Section 2.1(b) Takeover Statutes Section 5.26 Taxable REIT Subsidiary 4.1(bSection 5.13(d) Terminable Breach 8.1(b)(iii) Trade Secrets Section 1.1 Transaction Litigation 6.15 Section 8.10 Transactions Recitals Vesting Phantom Shares 3.2(aTransfer Taxes Section 7.3(d)
Appears in 1 contract
Terms Defined Elsewhere. As used The following terms are defined elsewhere in this Agreement, the following capitalized terms are defined in this as indicated below: Acceptance Time 1.1(e) Accepted Company Shares 2.3(b) Adverse Recommendation Change 5.3(a) Agreement as referenced in the following table: Introduction Alternative Acquisition Agreement Preamble Amendment to the Company Management Agreement Recitals Articles of Merger 2.2(b5.3(a) Anti-Takeover Law 3.22 Book-Entry Shares 3.3(b)(i2.5(b)(ii) Cancelled Shares 3.1(b)(vCapitalization Date 3.5(a) Certificate of Merger 2.2(b) 2.2 Certificates 3.3(b)(i2.5(b)(i) Closing 2.2(a) Closing Date 2.2(a) Code Recitals 2.2 Company Preamble Company Additional Dividend Amount 6.19(a) Company Affiliate 9.10(a) Introduction Company Board Recitals Company Board Recommendation Recitals Company Change of Recommendation 6.3(b) Company Common Stock 3.1(b)(i) Company Contracts 3.2(b) Company DER Consideration 3.2(b) Company Director Designee 2.6 Company Disclosure Letter Article IV 3 Company Dividend Equivalent Right 3.2(bFinancial Advisor 3.20 Company Financial Statements 3.6(d) Company Material Adverse Effect 4.1(aContract 3.9(a) Company Permits 4.9 Company Plans 4.10(aRelated Parties 7.2(g) Company SEC Documents 4.5(a3.6(a) Company Series A Preferred Stock 3.1(b)(iiiShares Recitals Compensation Arrangements 3.2(c) Company Series B Preferred Stock 3.1(b)(iii) Company Series C Preferred Stock 3.1(b)(iii) Company Special Committee Recitals Company Stockholders Recitals Company Stockholders Meeting 4.4 Confidentiality Agreement 6.7(b5.2(c) Creditors’ Rights 4.3(aCopyrights Definition of “Intellectual Property Rights” D&O Insurance 5.8(b) Delaware LLC Act 2.1 Delaware Secretary DGCL Recitals Dissenting Shares 2.6 Dissenting Stockholder 2.6 DSS 5.5(d) DSS Consent 5.5(d) Effect Definition of State 2.2(b) e-mail 9.3 “Company Material Adverse Effect” Effective Time 2.2(b) 2.2 End Date 8.1(b)(ii7.1(b) Enforceability Exceptions 3.2(a) Exchange Agent 3.3(aAct Recitals Expiration Date 1.1(c) Exchange Fund 3.3(aFinal Enrollment Date 2.7(d) Forfeited Phantom Shares 3.2(aFOCI 5.5(d) GAAP 4.5(b) Indemnified Liabilities 6.10(a) HSR Condition Annex I Indemnified Persons 6.10(a5.8(a) Joint Proxy Statement 4.4 Letter of Transmittal 3.3(b)(iInitial Expiration Date 1.1(c) Leverage Covenants 6.1(a)(xiv) Maryland Courts 9.7(b) Maryland Department 2.2(b) Material Company Insurance Policies 4.17 Material Parent Insurance Policies 5.17 3.18 Leased Real Property 3.12 Major Customer 3.23 Major OEM 3.23 Major Reseller 3.23 Major Supplier 3.23 Merger Recitals Merger Filings 2.2(bAgreement Annex I Merger Consideration 2.3(a) Merger Sub Preamble Merger Sub Sole Member Minimum Condition Annex I Multiemployer Plan 3.15(c) Notice Period 5.3(c)(1) Offer Recitals MGCL 2.1 Operating Partnership 2.1 Parent Preamble Parent Additional Dividend Amount 6.19(bOffer Conditions 1.1(a) Offer Documents 1.1(f) Offer Price Recitals Offer to Purchase 1.1(a) Option Payments 2.7(b) Parent Affiliate 9.10(b) Introduction Parent Board Recitals Parent Board Recommendation 5.3(a) Parent Change of Recommendation 6.4(b) Parent Common Stock Issuance Recitals Parent Contracts 5.16(bBenefit Plan 5.14(c) Parent Disclosure Letter Article V 4 Parent Equity Related Parties 7.2(g) Patents Definition of “Intellectual Property Rights” Paying Agent 2.5(a) Plan 5.2(a3.15(a) Parent Management Agreement Amendment Recitals Parent Manager Recitals Parent Material Adverse Effect Pre-Closing Period 5.1(a) Parent Permits 5.9 Parent Plans 5.10(aPurchaser Introduction Real Property Leases 3.12 Regulatory Conditions Annex I Restricted Share Payments 2.7(c) Parent ▇▇▇▇▇▇▇▇-▇▇▇▇▇ Act 3.6(a) Schedule 14D-9 1.2(a) Schedule TO 1.1(f) SEC Documents 5.5(a) Parent Stock Issuance Recitals Parent Stockholders Recitals .pdf 9.5 Per Share Common Merger Consideration 3.1(b)(i) Per Share Preferred Merger Consideration 3.1(b)(iii) Per Share Preferred Series B Merger Consideration 3.1(b)(iii) Per Share Preferred Series C Merger Consideration 3.1(b)(iii) Per Share Preferred Series D Merger Consideration 3.1(b)(iii) Per Share Stock Consideration 3.1(b)(i) Phantom Share Consideration 3.2(a) Qualified REIT Subsidiary 4.1(b) Qualifying Income 8.3(i)(i) Registration Statement 4.8 REITs Recitals Remedial Measures 6.1(b)(xiv) Surviving Company 2.1 Taxable REIT Subsidiary 4.1(b) Terminable Breach 8.1(b)(iii) Transaction Litigation 6.15 Transactions Recitals Vesting Phantom Shares 3.2(a1.1(c)(i)
Appears in 1 contract
Terms Defined Elsewhere. As used The following terms are defined elsewhere in this Agreement, the following capitalized terms are defined in this Agreement as referenced in the following tableindicated below: 401(k) Plan Section 7.7(d) Acceptance Time Section 1.1(d) Acquisition Sub Preamble Aggregate Cash Amount Section 5.7(a) Agreement Preamble Amendment to the Company Management Agreement Recitals Articles of Merger 2.2(b) Arrangements Section 7.10 Book-Entry Shares 3.3(b)(iSection 3.1(a) Bribery Legislation Section 4.13(a) Cancelled Shares 3.1(b)(vSection 3.1(b) Certificate of Merger 2.2(bSection 2.3(a) Certificates 3.3(b)(iSection 3.1(a) Closing 2.2(a) Section 2.2 Closing Date 2.2(a) Code Recitals Section 2.2 Company Preamble Company Additional Dividend Amount 6.19(a) Company Affiliate 9.10(aBenefit Plans Section 4.11(a) Company Board of Directors Recitals Company Board Recommendation Recitals Company Change of Recommendation 6.3(bCapitalization Date Section 4.2(a) Company Common Stock 3.1(b)(i) Recitals Company Contracts 3.2(b) Company DER Consideration 3.2(b) Company Director Designee 2.6 Compensation Committee Section 7.10 Company Disclosure Letter Article IV Company Dividend Equivalent Right 3.2(bDSU Award Section 3.4(d) Company Material Adverse Effect 4.1(aLeased Real Property Section 4.19(b) Company License-In Agreement Section 4.17(c) Company LTIP Award Section 7.7(d) Company Option Section 3.4(a) Company Permits 4.9 Section 4.9(b) Company Plans 4.10(aPreferred Stock Section 4.2(a) Company PU Award Section 3.4(c) Company RSU Award Section 3.4(b) Company SEC Documents Section 4.5(a) Company Series A Preferred Stock 3.1(b)(iii) Company Series B Preferred Stock 3.1(b)(iii) Company Series C Preferred Stock 3.1(b)(iii) Company Special Committee Shares Recitals Company Stockholders Terminating Breach Section 9.1(c) Continuing Employees Section 7.7(a) Creators Section 4.17(f) D&O Insurance Section 7.4(c) Debt Commitment Letter Section 5.7(a) Debt Financing Section 5.7(a) Debt Financing Agreements Section 7.13(b) Debt Providers Section 5.7(a) DGCL Recitals Company Stockholders Meeting 4.4 Confidentiality Agreement 6.7(bDissenting Shares Section 3.3(a) Creditors’ Rights 4.3(aDOJ Section 7.2(b) Delaware LLC Act 2.1 Delaware Secretary of State 2.2(b) e-mail 9.3 Effective Time 2.2(bSection 2.3(a) End Date 8.1(b)(ii) Exchange Agent 3.3(aEnforceability Limitations Section 4.3(c) Exchange Fund 3.3(a) Forfeited Phantom Shares Section 3.2(a) FCPA Section 4.13(a) Financing Extension Notice Section 1.1(c)(ii)(C) First Extended Outside Date Section 9.1(d) FTC Section 7.2(b) GAAP Section 4.5(b) Indemnified Liabilities 6.10(aParties Section 7.4(a) Indemnified Persons 6.10(aInitial Outside Date Section 9.1(d) Joint Proxy Statement 4.4 Letter of Transmittal 3.3(b)(iMajor Customers Section 4.21 Major Suppliers Section 4.21 Material Contract Section 4.20(a) Leverage Covenants 6.1(a)(xiv) Maryland Courts 9.7(b) Maryland Department 2.2(b) Material Company Insurance Policies 4.17 Material Parent Insurance Policies 5.17 Merger Recitals Merger Filings 2.2(bConsideration Section 3.1(a) Merger Sub Preamble Merger Sub Sole Member Minimum Condition Section 1.1(a)(i) New Plans Section 7.7(b) Offer Recitals MGCL 2.1 Operating Partnership 2.1 Offer Closing Section 2.6 Offer Documents Section 1.1(e)(i)(1) Offer Price Section 1.1(a) Offer to Purchase Section 1.1(a) Old Plans Section 7.7(b) Outside Date Section 9.1(d) Parent Preamble Parent Additional Dividend Amount 6.19(b) Parent Affiliate 9.10(b) Parent Board Recitals Parent Board Recommendation 5.3(a) Parent Change of Recommendation 6.4(b) Parent Common Stock Issuance Recitals Parent Contracts 5.16(b) Parent Disclosure Letter Article V Parent Equity Plan 5.2(a) Parent Management Agreement Amendment Recitals Parent Manager Recitals Parent Material Adverse Effect Governing Documents Section 5.1(a) Parent Permits 5.9 Parent Plans 5.10(aTerminating Breach Section 9.1(b) Parent SEC Documents 5.5(a) Parent Stock Issuance Recitals Parent Stockholders Recitals .pdf 9.5 Per Share Common Merger Consideration 3.1(b)(i) Per Share Preferred Merger Consideration 3.1(b)(iii) Per Share Preferred Series B Merger Consideration 3.1(b)(iii) Per Share Preferred Series C Merger Consideration 3.1(b)(iii) Per Share Preferred Series D Merger Consideration 3.1(b)(iii) Per Share Stock Consideration 3.1(b)(i) Phantom Share Consideration Parties Preamble Party Preamble Paying Agent Section 3.2(a) Qualified REIT Subsidiary 4.1(bRegulatory Fee Section 9.2(c) Qualifying Income 8.3(i)(iRequisite Financing Section 1.1(c)(ii)(C) Registration Statement 4.8 REITs Recitals Remedial Measures 6.1(b)(xivRetention Program Section 7.7(f) Sarbanes Oxley Act Section 4.6 Schedule 14D-9 Section 1.2(b) Schedule TO Section 1.1(e)(i)(1) Second Extended Outside Date Section 9.1(d) Secretary of State Section 2.3(a) Stockholders Meeting Section 7.11 Surviving Company Corporation Section 2.1 Taxable REIT Subsidiary 4.1(bTermination Fee Section 9.2(b)(i) Terminable Breach 8.1(b)(iii) Transaction Litigation 6.15 Transactions Recitals Vesting Phantom Shares 3.2(a)Recitals
Appears in 1 contract
Sources: Agreement and Plan of Merger (On Semiconductor Corp)
Terms Defined Elsewhere. As used in this Agreement, the following capitalized terms are defined in this Agreement as referenced in the following table: Acceptable Confidentiality Agreement 6.3(c)(i) Agreement Preamble Amendment to the Company Management Agreement Recitals Articles of Merger 2.2(bAntitrust Laws 6.8(b)(ii) Bonus Payment Date 6.9(h) Book-Entry Shares 3.3(b)(i) Cancelled Shares 3.1(b)(v3.3(b)(ii) Certificate of Merger 2.2(b) Certificates 3.3(b)(i) Closing 2.2(a) Closing Date 2.2(a) Code Recitals Company Preamble Company Additional Dividend Amount 6.19(a401(k) Plans 6.9(f) Company Affiliate 9.10(aAlternative Acquisition Agreement 6.3(e)(vi) Company Board Recitals Company Board Recommendation Recitals 4.3(a) Company Capital Stock 4.2(a) Company Change of Recommendation 6.3(b6.3(e)(viii) Company Common Stock 3.1(b)(iRecitals Company Contracts 4.20(b) Company Contracts 3.2(bDesignee 2.5(a) Company DER Consideration 3.2(b) Company Director Designee 2.6 Company Disclosure Letter Article IV Company Dividend Equivalent Right 3.2(bEmployee 6.9(a) Company Independent Petroleum Engineer 4.18(a) Company Intellectual Property 4.14(a) Company Material Adverse Effect 4.1(a4.1 Company Material Leased Real Property 4.16 Company Material Real Property 4.16 Company Material Real Property Lease 4.16 Company Owned Real Property 4.16 Company Permits 4.9(a) Company Permits 4.9 Preferred Stock 4.2(a) Company Plans 4.10(aPrivacy Obligations 4.15(a) Company Refinanced Indebtedness 6.1(b)(x) Company Refinancing Indebtedness 6.1(b)(x) Company Related Party Transaction 4.26 Company Reserve Report 4.18(a) Company SEC Documents 4.5(a) Company Series A Preferred Stock 3.1(b)(iiiTax Certificate 6.19(c) Company Series B Preferred Stock 3.1(b)(iii) Company Series C Preferred Stock 3.1(b)(iii) Company Special Committee Recitals Company Stockholders Recitals Company Stockholders Meeting 4.4 Confidentiality Agreement 6.7(b) Creditors’ Rights 4.3(aD&O Insurance 6.10(d) Delaware LLC Act Debt Financing 6.14(b) Debt Financing Sources 6.14(b) DGCL 2.1 Delaware Secretary of State Effective Time 2.2(b) Eligible Shares 3.1(b)(i) e-mail 9.3 Effective Time 2.2(b) End Date 8.1(b)(iiEarned Company Performance Shares 3.2(d)(i) Exchange Agent 3.3(a)
(a) Exchange Fund 3.3(aRatio 3.1(b)(i) Forfeited Phantom Excluded Shares 3.2(a3.1(b)(iii) GAAP 4.5(b) HSR Act 4.4 Indemnified Liabilities 6.10(a) Indemnified Persons 6.10(a) Joint Proxy Statement Statement/Prospectus 4.4 Letter of Transmittal 3.3(b)(i) Leverage Covenants 6.1(a)(xiv) Maryland Courts 9.7(b) Maryland Department 2.2(b) LLC Sub Merger 2.7 LLC Sub Merger Agreement 2.7 Material Company Insurance Policies 4.17 4.22 Material Parent Insurance Policies 5.17 5.22 Merger Recitals Merger Filings 2.2(bConsideration 3.1(b)(i) Merger Sub Preamble Merger Sub Sole Member Board Recitals MGCL 2.1 Operating Partnership 2.1 Outside Date 8.1(b)(ii) Parent Preamble Parent Additional Dividend Amount 6.19(b401(k) Plan 6.9(f) Parent Affiliate 9.10(bAlternative Acquisition Agreement 6.4(e)(vi) Parent Board Recitals Parent Board Recommendation 5.3(a) Parent Capital Stock 5.2(a) Parent Change of Recommendation 6.4(b6.4(e)(viii) Parent Closing Price 3.3(h) Parent Common Stock Issuance Recitals Parent Contracts 5.16(b5.20(b) Parent Disclosure Letter Article V Parent Equity Plan 5.2(aIndependent Petroleum Engineer 5.18(a) Parent Management Agreement Amendment Recitals Parent Manager Recitals Intellectual Property 5.14(a) Parent Material Adverse Effect 5.1(a5.1 Parent Material Leased Real Property 5.16 Parent Material Real Property 5.16 Parent Material Real Property Lease 5.16 Parent Owned Real Property 5.16 Parent Permits 5.9(a) Parent Permits 5.9 Preferred Stock 5.2(a) Parent Plans 5.10(aPrivacy Obligations 5.15(a) Parent Refinanced Indebtedness 6.2(b)(ix) Parent Refinancing Indebtedness 6.2(b)(ix) Parent Related Party Transaction 5.27 Parent Reserve Report 5.18(a) Parent RSU Award 3.2(c)(iii) Parent SEC Documents 5.5(a) Parent Stock Issuance Recitals Parent Stockholders Recitals .pdf 9.5 Per Share Common Merger Consideration 3.1(b)(iStock Plans 5.2(b) Per Share Preferred Merger Consideration 3.1(b)(iiiParent Tax Certificate 6.19(c) Per Share Preferred Series B Merger Consideration 3.1(b)(iiiParent Warrants 5.2(a) Per Share Preferred Series C Merger Consideration 3.1(b)(iiiParticipating Employee 6.9(h) Per Share Preferred Series D Merger Consideration 3.1(b)(iii) Per Share Stock Consideration 3.1(b)(i) Phantom Share Consideration 3.2(a) Qualified REIT Subsidiary 4.1(b) Qualifying Income 8.3(i)(iPhase II 6.7(a)(iv) Registration Statement 4.8 REITs Recitals Remedial Measures 6.1(b)(xivRemedy Action 6.8(c) Reserved Shares 5.2(b) Reserved Warrants 5.2(b) Rights-of-Way 4.17 Security Incident 4.15(b) Subject Courts 9.15 Surviving Company Corporation 2.1 Taxable REIT Subsidiary 4.1(bTail Period 6.10(d) Terminable Breach 8.1(b)(iii) Transaction Litigation 6.15 Transactions Recitals Vesting Phantom Shares 3.2(a)6.11
Appears in 1 contract
Terms Defined Elsewhere. As used The following terms are defined elsewhere in this Agreement, the following capitalized terms are defined in this Agreement as referenced in the following tableindicated below: 2007/2008 EBITDA 1.5(d) 2007 Contingent Payment Shortfall 1.5(d) 2007 EBITDA 1.5(d) Accountant 1.6(b) Affiliate 9.12 Aggregate Value 1.2(b) Agreement Preamble Amendment to the Company Management AMEX 1.5(c) Arbitrators 9.6(a) Award Agreement Recitals Articles of Merger 2.2(bPreamble Base Balance Sheet 2.5(a) BookBase Working Capital 1.6(a) Benefit Plans 2.15(a) Business Combination 4.7(a) Carve-Entry Shares 3.3(b)(iOut Claims 7.3(c) Cancelled Shares 3.1(b)(vCash Purchase Price 1.2(b) Certificate of Merger 2.2(b) Certificates 3.3(b)(i) Claim 5.3 Closing 2.2(a1.7 Closing Consideration 1.2(b) Closing Date 2.2(a1.7 Closing Working Capital 1.6(b) Code Recitals 1.12 Company Preamble Company Additional Dividend Amount 6.19(a) Company Affiliate 9.10(a) Company Board Bonus Plan Recitals Company Board Recommendation Recitals Bylaws 2.1 Company Change of Recommendation 6.3(b) Charter 2.1 Company Common Stock 3.1(b)(i1.2(a) Company Contracts 3.2(bDebt 9.12 Company EBITDA 1.5(d) Company DER Consideration 3.2(bEmployees 5.1(a) Company Director Designee 2.6 Shares Recitals Company Subsidiary 2.4 Company Warrants 1.2(a) Confidentiality Agreement 4.3 Contingent Payment 1.5 Contingent Payment Amount 1.5(d) Contingent Payment Note 1.5(c) Contingent Payment Report 1.5(e) Contingent Payment Shares 4.16(a) Continuing Stockholders 1.3(b) Continuing Stockholder Value 1.2(b) Contributing Stockholder 4.1 Control 9.12 Customers 2.19 Deductible 7.3(a) Disclosure Letter Article IV Schedule 2 Discretionary Bonuses 1.4 Distributors 2.19 EBITDA 1.5(d) Employer Payroll Taxes 2.9(d) Encumbrances 1.1 Environment 2.18(f) Environmental Laws 2.18(f) Equity Incentive Plan Recitals ERISA 2.15(a) Escrow Agent 1.10 Escrow Agreement 1.10 Escrow Amount 1.10 Escrow Cap 7.3(b) Escrow Fund 7.6(b) Escrow Reduction Amount 7.6(b) Estimated Closing Date Balance Sheet 1.6(a) Estimated Closing Working Capital 1.6(a) Exchange Act 1.5(d) Filing Date 9.6(b) Financial Statements 2.5(a) First Escrow Release Date 1.10 First Measurement Period 1.5(d) GAAP 9.12 Governmental Authority 9.12 Harbor Preamble Harbor Board 3.11(a) Harbor Bylaws 3.2 Harbor Charter 3.2 Harbor Common Stock Recitals Harbor EBITDA 1.5(d) Harbor Financial Advisor 3.11(c) Harbor Indemnified Party/Parties 7.2(a) Harbor Indemnifying Party/Parties 7.2(b) Harbor Stockholder Approval 4.10(d) Harbor Stockholder Meeting 4.10(d) Harbor SEC Reports 3.4(a) Hazardous Material 2.18(f) HSR Act 4.4(a) Indemnified Parties 7.2(b) Indemnified Persons 5.3 Indemnifying Parties 7.2(b) Intellectual Property Rights 2.11(d) Investment Company Dividend Equivalent Right 3.2(bAct 3.12(a) Company IRS 2.9(a) Leases 2.8(a) Loss Payment 7.7 Losses 7.2(a) Management Equity Transfers 4.1 Material Adverse Effect 4.1(a9.12 Measurement Period 1.5(d) NASD 3.10 Net Company Permits 4.9 Company Plans Debt 9.12 Net Equity Value 1.2(b) Net Working Capital Adjustment Amount 1.6(c) Neutral Auditor 1.5(e) Person 9.12 Post-Closing Audited Balance Sheet 1.6(b) Proxy Statement 4.10(a) Public Company SEC Documents 4.5(aExpenses 1.5(d) Company Series A Preferred Stock 3.1(b)(iiiPut Right 1.3(b) Company Series B Preferred Stock 3.1(b)(iiiPut Right Exchange Ratio 1.3(b) Company Series C Preferred Stock 3.1(b)(iiiPut Notice 1.3(b) Company Special Committee Recitals Company Stockholders Recitals Company Stockholders Meeting 4.4 Confidentiality Agreement 6.7(b) Creditors’ Rights 4.3(a) Delaware LLC Act 2.1 Delaware Secretary of State 2.2(b) e-mail 9.3 Effective Time 2.2(b) End Date 8.1(b)(ii) Exchange Agent 3.3(a) Exchange Fund 3.3(a) Forfeited Phantom Shares 3.2(a) GAAP 4.5(b) Indemnified Liabilities 6.10(a) Indemnified Persons 6.10(a) Joint Proxy Statement 4.4 Letter of Transmittal 3.3(b)(i) Leverage Covenants 6.1(a)(xiv) Maryland Courts 9.7(b) Maryland Department 2.2(b) Material Company Insurance Policies 4.17 Material Parent Insurance Policies 5.17 Merger Recitals Merger Filings 2.2(b) Merger Sub Preamble Merger Sub Sole Member Recitals MGCL 2.1 Operating Partnership 2.1 Parent Preamble Parent Additional Dividend Amount 6.19(b) Parent Affiliate 9.10(b) Parent Board Recitals Parent Board Recommendation 5.3(a) Parent Change of Recommendation 6.4(b) Parent Common Stock Issuance Recitals Parent Contracts 5.16(b) Parent Disclosure Letter Article V Parent Equity Plan 5.2(a) Parent Management Agreement Amendment Recitals Parent Manager Recitals Parent Material Adverse Effect 5.1(a) Parent Permits 5.9 Parent Plans 5.10(a) Parent SEC Documents 5.5(a) Parent Stock Issuance Recitals Parent Stockholders Recitals .pdf 9.5 Per Share Common Merger Consideration 3.1(b)(i) Per Share Preferred Merger Consideration 3.1(b)(iii) Per Share Preferred Series B Merger Consideration 3.1(b)(iii) Per Share Preferred Series C Merger Consideration 3.1(b)(iii) Per Share Preferred Series D Merger Consideration 3.1(b)(iii) Per Share Stock Consideration 3.1(b)(i) Phantom Share Consideration 3.2(a) Qualified REIT Subsidiary 4.1(b) Qualifying Income 8.3(i)(iReal Property 2.8(a) Registration Statement 4.8 REITs Rights Agreement Recitals Remedial Measures 6.1(b)(xivRetained Shares 1.3(b) Surviving Company 2.1 Taxable REIT Rollover Shares 1.3(a) Rollover Stockholders 1.3(a) Rollover Stockholder Letter Agreements 1.3(a) Rollover Stockholder Value 1.2(b) SEC 3.4(a) Second Escrow Release Date 1.10 Second Measurement Period 1.5(d) Securities Act 1.11 Seller Indemnified Party/Parties 7.2(b) Seller Indemnifying Party/Parties 7.2(a) Selling Expenses 9.12 Stock Sale 1.2(a) Stockholder Releases 6.2(h) Stockholders Preamble Stockholders’ Representative 1.9(a) Stockholders’ Representative Accountant 1.5(e) Subsidiary 4.1(b9.12 Tax Returns 2.9(b) Terminable Breach 8.1(b)(iiiTaxes 2.9(b) Transaction Litigation 6.15 Transactions Recitals Vesting Phantom Shares 3.2(aTrade Secrets 2.11(d) Trustee 3.12(a) Trust Fund 3.12(a) WARN 2.13 Working Capital 1.6(e)
Appears in 1 contract
Sources: Stock Purchase Agreement (Harbor Acquisition Corp.)
Terms Defined Elsewhere. As used in this Agreement, the following capitalized terms are defined in this Agreement as referenced in the following table: 667 Recitals Agreement Preamble Amendment to the Company Management Agreement ▇▇▇▇▇ Recitals Articles of Merger 2.2(b) Book-Entry Shares 3.3(b)(i3.2(b)(i) Business Employees 4.11(a) Cancelled Shares 3.1(b)(v3.1(b)(iv) Certificate of Merger 2.2(b) Certificates 3.3(b)(i3.2(b)(i) Closing 2.2(a) Closing Date 2.2(a) Code Recitals 3.2(i) Common Exchange Ratio 3.1(b)(i) Common Merger Consideration 3.1(b)(i) Company Preamble Company Additional Dividend Amount 6.19(a) Company Affiliate 9.10(a) 9.10 Company Board Recitals Company Board Recommendation Recitals Company Change of Recommendation 6.3(b) Company Common Stock 3.1(b)(i) Company Contracts 3.2(b4.16(b) Company DER Consideration 3.2(b) Company Director Designee 2.6 Company Disclosure Letter Article IV Company Dividend Equivalent Right 3.2(b) Company Material Adverse Effect 4.1(a) Company Permits 4.9 Company Plans 4.10(a) Company SEC Documents 4.5(a) Company Series A Preferred Stock 3.1(b)(iii) Company Series B Preferred Stock 3.1(b)(iii) Company Series C Preferred Stock 3.1(b)(iii) Company Special Committee Recitals Company Stockholders Recitals Company Stockholders Shareholders Meeting 4.4 Confidentiality Agreement 6.7(b) Creditors’ Rights 4.3(a) Delaware LLC Act 2.1 Delaware Secretary of State Department 2.2(b) e-mail 9.3 Designated Agent Recitals Designation 5.3(a) DGCL Recitals Dissenting Shares 3.2(j) Effective Time 2.2(b) End Date 8.1(b)(ii) Exchange Agent 3.3(a3.2(a) Exchange Fund 3.3(a3.2(a) Forfeited Phantom Shares 3.2(aExchange Ratios 3.1(b)(ii) Exchanged Parent Preferred Stock 3.1(b)(ii) F-1 Preferred Stock 6.10 FDA Permits 4.23(b) GAAP 4.5(b) Indemnified Liabilities 6.10(a) Indemnified Persons 6.10(a) Joint Proxy Statement 4.4 Letter of Transmittal 3.3(b)(i3.2(b)(i) Leverage Covenants 6.1(a)(xiv) Maryland Courts 9.7(b) Maryland Department 2.2(b) Loan Amount Recitals Loan Documents Recitals Material Company Insurance Policies 4.17 Material Parent Insurance Policies 5.17 Merger Recitals Merger Filings 2.2(bConsideration 3.1(b)(ii) Merger Sub Preamble Merger Sub Sole Member Stockholder Recitals MGCL 2.1 Operating Partnership 2.1 Non-Disclosure Agreement 6.7(b) Parent Preamble Parent Additional Dividend Amount 6.19(b) Parent Affiliate 9.10(b) Parent Board Recitals Parent Board Recommendation 5.3(a) Parent Change of Recommendation 6.4(b) Parent Common Stock Issuance Recitals Parent Contracts 5.16(b) Parent Disclosure Letter Article V Parent Equity Plan 5.2(a) Parent Management Agreement Amendment Recitals Parent Manager Recitals Parent Material Adverse Effect 5.1(a) Parent Permits 5.9 Parent Plans 5.10(a) Parent SEC Documents 5.5(a) Parent Stock Issuance Recitals Parent Stockholders Recitals .pdf Pdf 9.5 Per Share Common Merger Consideration 3.1(b)(iPotential Product 4.23(c) Per Share Preferred Exchange Ratio 3.1(b)(ii) Preferred Merger Consideration 3.1(b)(iii3.1(b)(ii) Per Share Preferred Series B Merger Consideration 3.1(b)(iii) Per Share Preferred Series C Merger Consideration 3.1(b)(iii) Per Share Preferred Series D Merger Consideration 3.1(b)(iii) Per Share Stock Consideration 3.1(b)(i) Phantom Share Consideration 3.2(a) Qualified REIT Subsidiary 4.1(b) Qualifying Income 8.3(i)(i) Registration Proxy Statement 4.8 REITs 4.4 Securities Purchase Agreement Recitals Remedial Measures 6.1(b)(xiv) Surviving Company 2.1 Taxable REIT Subsidiary 4.1(b) Terminable Breach 8.1(b)(iii) Transaction Litigation 6.15 Transactions Recitals Vesting Phantom Shares 3.2(aUnconverted Company Preferred Stock 3.1(b)(ii)
Appears in 1 contract
Terms Defined Elsewhere. As used in For purposes of this Agreement, the following capitalized terms are defined in this Agreement as referenced have the meanings set forth in the following tablesections indicated: Action 7.10(a) Adjusted Restricted Shares 3.8(b) Affiliate 1.1 Aggregate Non-Election Number 3.5(b)(iii)(A) Agreement Preamble Amendment to the Company Management Agreement Recitals Articles of Merger 2.2(bAlternative Proposal 7.3(h)(i)
(a) Average Closing Price 1.1 Balance Sheet Date 5.9 Book-Entry Shares 3.3(b)(i3.2 Business Day 1.1 Cash Component 3.5(a) Cancelled Shares 3.1(b)(vCash Conversion Number 3.5(a) Cash Election 3.1(b)(iii) Cash Election Share 3.1(b)(iii) Cash Election Warrant 3.1(b)(iii) Cash Consideration 3.1(b)(iii) Certificate 3.2 Certificate of Merger 2.2(b2.1(b) Certificates 3.3(b)(iCERCLA 1.1 Change in Recommendation 7.3(d) Claim 7.10(a) Closing 2.2(a) 2.2 Closing Date 2.2(a) 2.2 Code Recitals Company Preamble Company Additional Dividend Amount 6.19(a) Company Affiliate 9.10(a) Company Board Recitals Company Board Recommendation Recitals Company Change of Recommendation 6.3(b7.2(b) Company Bylaws 1.1 Company Charter 1.1 Company Common Stock 3.1(b)(iShares 1.1 Company Disclosure Schedule 4.1 Company Employee Benefit Plan 5.19(a) Company Contracts 3.2(bFinancial Advisors 1.1 Company Financial Statements 5.7(b) Company DER Consideration 3.2(b) Holder 3.4 Company Director Designee 2.6 Intellectual Property 5.20 Company Disclosure Letter Article IV Company Dividend Equivalent Right 3.2(bLeased Real Property 5.15(c) Company Material Adverse Effect 4.1(aArticle V Company Material Agreement 5.12(a) Company Meeting 5.6 Company Option 1.1 Company Owned Real Property 5.15(c) Company Permits 4.9 5.11(b) Company Plans 4.10(aPreferred Shares 1.1 Company Real Property 5.15(c) Company Real Property Leases 5.15(c) Company Reserve Reports 5.14 Company Restricted Share 1.1 Company Risk Policies 5.7(d) Company SEC Documents 4.5(aArticle V Company Service Provider 4.1(o) Company Series A Preferred Stock 3.1(b)(iiiPlans 1.1 Company Stockholder Approval 8.1(a) Company Series B Preferred Stock 3.1(b)(iii) Stockholders 1.1 Company Series C Preferred Stock 3.1(b)(iii) Company Special Committee Recitals Company Stockholders Recitals Company Stockholders Meeting 4.4 Warrant 1.1 CONE Midstream Companies 1.1 Confidentiality Agreement 6.7(b1.1 Continuing Employees 7.13(a) Creditors’ Rights 4.3(acontrol 1.1 controlled by 1.1 controlling 1.1 Data Site 1.1 Debt Transactions 7.16(c) Delaware LLC Act 2.1 Delaware Secretary of State 2.2(bDerivative Instrument 5.12(a)(vii) e-mail 9.3 DGCL Recitals Director and Officer Indemnification Agreements 1.1 Dissenting Share 3.9 Divestiture Action 7.1(d) DLLCA Recitals Effective Time 2.2(b2.1(b) End Date 8.1(b)(iiElection 3.4(b) Election Deadline 3.4(d) Employee Benefit Plan 1.1 Employees 1.1 Environmental Claim 5.13(d) Environmental Law 1.1 Environmental Permit 1.1 ERISA 1.1 ERISA Affiliate 1.1 Exchange Act 1.1 Exchange Agent 3.3(a)
(a) Exchange Fund 3.3(a) Forfeited Phantom Shares 3.2(aExisting Credit Agreement 1.1 FCPA 1.1 Form of Election 3.4(a) GAAP 4.5(b1.1 Governmental Authority 1.1 Hazardous Material 1.1 HSR Act 1.1 Hydrocarbons 1.1 Indebtedness 1.1 Indemnification Expenses 7.10(a) Indemnified Liabilities 6.10(aParties 7.10(a) Indemnified Persons 6.10(a) Joint Proxy Statement 4.4 Letter of Transmittal 3.3(b)(i) Leverage Covenants 6.1(a)(xiv) Maryland Courts 9.7(b) Maryland Department 2.2(b) Material Company Insurance Policies 4.17 Material Parent Insurance Policies 5.17 Merger Recitals Merger Filings 2.2(b) Merger Sub Preamble Merger Sub Sole Member Recitals MGCL 2.1 Operating Partnership 2.1 Parent Preamble Parent Additional Dividend Amount 6.19(b) Parent Affiliate 9.10(b) Parent Board Recitals Parent Board Recommendation 5.3(a) Parent Change of Recommendation 6.4(b) Parent Common Stock Issuance Recitals Parent Contracts 5.16(b) Parent Disclosure Letter Article V Parent Equity Plan 5.2(a) Parent Management Agreement Amendment Recitals Parent Manager Recitals Parent Material Adverse Effect 5.1(a) Parent Permits 5.9 Parent Plans 5.10(a) Parent SEC Documents 5.5(a) Parent Stock Issuance Recitals Parent Stockholders Recitals .pdf 9.5 Per Share Common Merger Consideration 3.1(b)(i) Per Share Preferred Merger Consideration 3.1(b)(iii) Per Share Preferred Series B Merger Consideration 3.1(b)(iii) Per Share Preferred Series C Merger Consideration 3.1(b)(iii) Per Share Preferred Series D Merger Consideration 3.1(b)(iii) Per Share Stock Consideration 3.1(b)(i) Phantom Share Consideration 3.2(a) Qualified REIT Subsidiary 4.1(b) Qualifying Income 8.3(i)(i) Registration Statement 4.8 REITs Recitals Remedial Measures 6.1(b)(xiv) Surviving Company 2.1 Taxable REIT Subsidiary 4.1(b) Terminable Breach 8.1(b)(iii) Transaction Litigation 6.15 Transactions Recitals Vesting Phantom Shares 3.2(a)Indemnitees 1.1
Appears in 1 contract
Terms Defined Elsewhere. As used in this Agreement, the following capitalized terms are defined in this Agreement as referenced in the following table: Agreement Preamble Amendment to the Company Management Agreement Recitals Articles of Merger 2.2(bAntitrust Authority 6.8(b) Antitrust Laws 6.8(b) Applicable Date 4.5(a) Book-Entry Shares 3.3(b)(i3.3(b)(ii) Cancelled Shares 3.1(b)(vCash Equivalent Merger Consideration 3.2(c) Certificate of Merger 2.2(b) Certificates 3.3(b)(i) Closing 2.2(a) Closing Date 2.2(a) Code Recitals Company Preamble Company Additional Dividend Amount 6.19(a401(k) Plans 6.9(e) Company Affiliate 9.10(a9.10 Company Alternative Acquisition Agreement 6.3(d)(iv) Company Board Recitals Company Board Recommendation Recitals 4.3(a) Company Capital Stock 4.2(a) Company Change of Recommendation 6.3(b6.3(d)(vii) Company Common Stock 3.1(b)(i) Company Contracts 3.2(b4.19(b) Company DER Consideration 3.2(b) Company Director Designee 2.6 Company Disclosure Letter Article IV Company Dividend Equivalent Right 3.2(bEmployee 6.9(a) Company Independent Petroleum Engineers 4.17(a)(i) Company Intellectual Property 4.14(a) Company Material Adverse Effect 4.1(a4.1 Company Material Leased Real Property 4.15(a) Company Material Real Property Lease 4.15(b) Company Note Offers and Consent Solicitations 6.17(b) Company Owned Real Property 4.15(a) Company Performance Unit Awards 3.2(c) Company Permits 4.9 4.9(a) Company Plans 4.10(aPreferred Stock 4.2(a) Company Related Party Transaction 4.24 Company Reserve Reports 4.17(a)(i) Company Restricted Stock Award 3.2(a) Company SEC Documents 4.5(a) Company Series A Preferred Stock 3.1(b)(iiiPlan 3.2(a) Company Series B Preferred Stock 3.1(b)(iii) Company Series C Preferred Stock 3.1(b)(iii) Company Special Committee Recitals Company Stockholders Recitals Company Stockholders Meeting 4.4 4.4(b) Confidentiality Agreement 6.7(b) Consent Solicitations 6.17(b) Converted Shares 3.1(b)(iii) Creditors’ Rights 4.3(a) Delaware LLC Act D&O Insurance 6.10(d) Debt Offer Documents 6.17(b) DGCL 2.1 Delaware Secretary of State Divestiture Action 6.8(b) Effective Time 2.2(b) Eligible Shares 3.1(b)(i) e-mail 9.3 Effective Time 2.2(b9.3(b) End Date 8.1(b)(ii) Exchange Agent 3.3(a) Exchange Fund 3.3(a) Forfeited Phantom Exchange Ratio 3.1(b)(i) Excluded Shares 3.2(a3.1(b)(iii) Existing Credit Facility 6.17(a) GAAP 4.5(b) G▇▇▇▇▇▇ S▇▇▇▇ 5.14 HSR Act 4.4(a) Indemnified Liabilities 6.10(a) Indemnified Persons 6.10(a) Joint Proxy Statement 4.4 4.4(b) Letter of Transmittal 3.3(b)(i) Leverage Covenants 6.1(a)(xiv) Maryland Courts 9.7(b) Maryland Department 2.2(b) Material Company Insurance Policies 4.17 Material Parent Insurance Policies 5.17 4.21 Merger Recitals Merger Filings 2.2(bConsideration 3.1(b)(i) Merger Sub Preamble Merger Sub Sole Member Board Recitals MGCL 2.1 Operating Partnership 2.1 Offers to Exchange 6.17(b) Offers to Purchase 6.17(b) Parent Preamble Parent Additional Dividend Amount 6.19(b) Affiliate 9.10 Parent Affiliate 9.10(bAlternative Transaction Agreement 6.4(d)(iv) Parent Board Recitals Parent Board Recommendation 5.3(a5.3(a)(iii) Parent Capital Stock 5.2(a)(ii) Parent Change of Recommendation 6.4(b6.4(d)(vii) Parent Closing Price 3.3(h) Parent Common Stock Issuance Recitals Parent Contracts 5.16(b) Parent Disclosure Letter Article V Parent Equity Plan 5.2(a) Parent Management Agreement Amendment Recitals Parent Manager Recitals Parent Material Adverse Effect 5.1(a5.1 Parent Permits 5.9(a) Parent Permits 5.9 Preferred Stock 5.2(a)(ii) Parent Plans 5.10(aRestricted Stock Award 3.2(a) Parent SEC Documents 5.5(a) Parent Stock Issuance Recitals Parent Stockholders Recitals .pdf 9.5 Per Share Common Merger Consideration 3.1(b)(i) Per Share Preferred Merger Consideration 3.1(b)(iii) Per Share Preferred Series B Merger Consideration 3.1(b)(iii) Per Share Preferred Series C Merger Consideration 3.1(b)(iii) Per Share Preferred Series D Merger Consideration 3.1(b)(iii) Per Share Stock Consideration 3.1(b)(i) Phantom Share Consideration 3.2(a) Qualified REIT Subsidiary 4.1(b) Qualifying Income 8.3(i)(iPlans 5.2(a)(ii)(B) Registration Statement 4.8 REITs Recitals Remedial Measures 6.1(b)(xiv4.8(a) Regulatory Material Adverse Effect 6.8(b) Rights-of-Way 4.16 Surviving Company Corporation 2.1 Taxable REIT Subsidiary 4.1(bTail Period 6.10(d) Terminable Breach 8.1(b)(iii) Transaction Litigation 6.15 Transactions Recitals Vesting Phantom Shares 3.2(a)6.11
Appears in 1 contract
Sources: Merger Agreement (Conocophillips)
Terms Defined Elsewhere. As used in For purposes of this Agreement, the following terms (as capitalized terms are defined in this Agreement as referenced in below) will have the following tablemeanings when used herein: 2019 Company Performance Share Award Section 2.3(b)(i) 2019 Vested Shares Section 2.3(b)(i)(A) 2020 Company Performance Share Award Section 2.3(b)(ii) 2020 Vested Shares Section 2.3(b)(ii)(A) ACA Section 3.11(c) Accelerated Company Restricted Share Award Section 2.3(a) Action Section 5.11(b) Agreement Preamble Amendment to the Company Management Agreement Recitals Alternative Proposal Section 5.5(f) Antitrust Termination Fee Section 7.3(b)(ii) Articles of Merger 2.2(b) Section 1.3 Board of Directors Recitals Book-Entry Shares 3.3(b)(iSection 2.2(a) Cancelled Shares 3.1(b)(vSection 2.1(a)(ii) Cash Equity Section 4.5(b) Cedar Confidentiality Agreement Section 5.4(b) Cedar Guarantor Recitals Certificate of Merger 2.2(bSection 1.3 Certificates Section 2.2(a) Certificates 3.3(b)(iChange of Recommendation Section 5.5(c) Closing 2.2(a) Section 1.2 Closing Date 2.2(aSection 1.2 Code Section 2.2(b)(iii) Code Recitals Commitment Letters Section 4.5(b) Common Stock Section 2.1(a)(i) Company Preamble Company Additional Dividend Amount 6.19(aBenefit Plans Section 3.11(a) Company Affiliate 9.10(aBylaws Section 1.5 Company Damage Cap Section 7.3(c)(ii) Company Board Recitals Company Board Recommendation Recitals Company Change of Recommendation 6.3(b) Company Common Stock 3.1(b)(i) Company Contracts 3.2(b) Company DER Consideration 3.2(b) Company Director Designee 2.6 Company Disclosure Letter Article IV 3 Company Dividend Equivalent Right 3.2(bEmployees Section 5.7(a) Company ESOP Section 5.7(g) Company Material Adverse Effect 4.1(aContract Section 3.19(a) Company Meeting Section 5.6(b) Company Performance Share Awards Section 2.3(b)(ii) Company Permits 4.9 Section 3.7(b) Company Plans 4.10(aRelated Parties Section 7.3(a) Company Restricted Share Awards Section 2.3(a) Company SEC Documents Section 3.4(a) Company Stockholder Approval Section 3.18 Company Termination Fee Section 7.3(a) Confidentiality Agreements Section 5.4(c) Conifer Confidentiality Agreement Section 5.4(b) Conifer Guarantor Recitals Credit Agreement Section 5.12(e) Debt Commitment Letter Section 4.5(a) Company Series A Preferred Stock 3.1(b)(iiiDebt Financing Section 4.5(a) Company Series B Preferred Stock 3.1(b)(iiiDefinitive Agreements Section 5.12(a) Company Series C Preferred Stock 3.1(b)(iiiDissenting Shares Section 2.1(b) Company Special Committee Divestiture Actions Section 5.8(b) DLLCA Recitals Company Stockholders Recitals Company Stockholders Meeting 4.4 Confidentiality Agreement 6.7(b) Creditors’ Rights 4.3(a) Delaware LLC Act 2.1 Delaware Secretary of State 2.2(b) e-mail 9.3 Effective Time 2.2(b) Section 1.3 End Date 8.1(b)(iiSection 7.1(b) Exchange Agent 3.3(aEnforceability Exceptions Section 3.19(b) Enforcement Expenses Section 7.3(c)(i) Equity Investors Recitals ERISA Section 3.11(a) Exchange Fund 3.3(aSection 2.2(a) Forfeited Phantom Shares 3.2(aExecutive Committee Employees Section 5.11(a) GAAP Existing Credit Facilities Termination Section 5.12(e) FDA Section 3.9(a) Financing Section 4.5(b) Indemnified Liabilities 6.10(aFood Authorities Section 3.9(a) FTC Section 3.9(a) Governmental Entity Section 3.3(b) Guarantee Section 4.13 HSR Act Section 3.3(b) Indemnified Persons 6.10(aParty Section 5.11(b) Joint Proxy Statement 4.4 Letter of Transmittal 3.3(b)(iIntellectual Property Section 3.15(a) Leverage Covenants 6.1(a)(xivIntervening Event Section 5.4(h) Maryland Courts 9.7(bIntervening Event Notice Section 5.5(d) Maryland Department 2.2(bInvestment Agreement Section 4.5(b) Material Company Insurance Policies 4.17 Material Parent Insurance Policies 5.17 Lease Section 3.16 Leased Real Property Section 3.16 Legal Restraint Section 6.1(b) MAE Detriment Section 5.8(b) Maximum Amount Section 5.11(c) MBCA Recitals Merger Recitals Merger Filings 2.2(bAmounts Section 4.5(d) Merger Consideration Section 2.1(a)(i) Merger Sub Preamble Merger Sub Sole Member Recitals MGCL 2.1 Operating Partnership 2.1 Multiemployer Plan Section 3.11(a) New Plans Section 5.7(a) Old Plans Section 5.7(a) Owned Real Property Section 3.16 Parent Preamble Parent Additional Dividend Amount 6.19(bApprovals Section 4.2(b) Parent Affiliate 9.10(bDamage Cap Section 7.3(c)(ii) Parent Board Recitals Parent Board Recommendation 5.3(a) Parent Change of Recommendation 6.4(b) Parent Common Stock Issuance Recitals Parent Contracts 5.16(bDebt Financing Termination Fee Section 7.3(b)(ii) Parent Disclosure Letter Article V 4 Parent Equity Plan 5.2(aFinancing Termination Fee Section 7.3(b)(i) Parent Management Agreement Amendment Recitals Parent Manager Recitals Parent Material Adverse Effect Section 4.1 Parent Related Parties Section 7.3(a) Paying Agent Section 2.2(a) Payoff Amount Section 5.11(f) Permits Section 3.7(b) Preferred Stock Section 3.2(a) Products Section 3.9(a) Proxy Statement Section 3.13 Real Property Section 3.16 Recommendation Section 3.3(a) Reimbursement Obligations Section 5.12(e) Representatives Section 5.4(a) Share Section 2.1(a)(i) SP Right Notice Period Section 8.5(b) Specified Acquisition Section 5.8(e) Specified Approvals Section 3.3(b) Superior Proposal Section 5.4(g) Superior Proposal Notice Section 5.5(c) Surviving Corporation Section 1.1 Termination Date Section 5.1(a) Parent Permits 5.9 Parent Plans 5.10(aTermination Right Notice Period Section 7.1(h) Parent SEC Documents 5.5(aUSDA Section 3.9(a) Parent Stock Issuance Recitals Parent Stockholders Recitals .pdf 9.5 Per Share Common Merger Consideration 3.1(b)(i) Per Share Preferred Merger Consideration 3.1(b)(iii) Per Share Preferred Series B Merger Consideration 3.1(b)(iii) Per Share Preferred Series C Merger Consideration 3.1(b)(iii) Per Share Preferred Series D Merger Consideration 3.1(b)(iii) Per Share Stock Consideration 3.1(b)(i) Phantom Share Consideration 3.2(a) Qualified REIT Subsidiary 4.1(b) Qualifying Income 8.3(i)(i) Registration Statement 4.8 REITs Recitals Remedial Measures 6.1(b)(xiv) Surviving Company 2.1 Taxable REIT Subsidiary 4.1(b) Terminable Breach 8.1(b)(iii) Transaction Litigation 6.15 Transactions Recitals Vesting Phantom Shares 3.2(a)Walnut Preamble
Appears in 1 contract
Terms Defined Elsewhere. As used The following terms are defined elsewhere in this Agreement, the following capitalized terms are defined in this Agreement as referenced in the following tableindicated below: 2002 Option Plan Section 2.4 Acceptance Time Section 1.1(b) Agreement Preamble Amendment to the Company Management Agreement Recitals Articles of Merger 2.2(bARRA Section 3.14(k) Balance Sheet Section 3.9(b) Benefits Package Section 5.11(a) Book-Entry Shares 3.3(b)(iSection 2.2(b) Cancelled Shares 3.1(b)(vBreakup Fee Section 7.3(d) Certificate of Merger Section 1.5 Certificates Section 2.2(b) Certificates 3.3(b)(iChange of Board Recommendation Section 5.4(b) Closing 2.2(a) Section 1.5 Closing Date 2.2(aSection 1.5 COBRA Section 3.14(k) Code Recitals Company Preamble Company Additional Dividend Amount 6.19(a) Company Affiliate 9.10(a) Company Board Recitals Company Board Recommendation Recitals Company Change of Recommendation 6.3(b) Bylaws Section 3.2 Company Charter Section 3.2 Company Common Stock 3.1(b)(iRecitals Company Disclosure Schedule Preamble to Article III Company Preferred Stock Section 3.3(a) Company Contracts 3.2(bRepresentatives Section 5.3(a) Company DER Consideration 3.2(bRights Recitals Company Securities Section 3.3(a) Company Director Designee 2.6 Company Disclosure Letter Article IV Company Dividend Equivalent Right 3.2(bStockholder Approval Section 3.4(b) Company Material Adverse Effect 4.1(aContinuing Directors Section 1.3(b) Company Permits 4.9 Company Plans 4.10(aContinuing Employee Section 5.11(a) Company SEC Documents 4.5(aCurrent D&O Policy Section 5.8(b) Company Series A Preferred Stock 3.1(b)(iii) Company Series B Preferred Stock 3.1(b)(iii) Company Series C Preferred Stock 3.1(b)(iii) Company Special Committee DGCL Recitals Company Stockholders Recitals Company Stockholders Meeting 4.4 Confidentiality Agreement 6.7(b) Creditors’ Rights 4.3(a) Delaware LLC Act 2.1 Delaware Secretary of State 2.2(b) e-mail 9.3 Dissenting Shares Section 2.3 Effective Time 2.2(bSection 1.5 ERISA Affiliate Section 3.14(a) End ESPP Section 2.5 Exchange Act Section 1.1(a) Expiration Date 8.1(b)(iiSection 1.1(d) Exchange Agent 3.3(aFDCA Section 3.8(a) Exchange Fund 3.3(aFinancial Advisor Section 3.25 FMIA Section 3.8(a) Forfeited Phantom Shares 3.2(aGo-Shop Party Section 5.4(b) GAAP 4.5(bGo-Shop Period Termination Date Section 5.4(a) Indemnified Liabilities 6.10(aParties Section 5.8(a) Indemnified Persons 6.10(aInitial Expiration Date Section 1.1(d) Joint Proxy Statement 4.4 Letter of Transmittal 3.3(b)(iIP Contracts Section 3.19(c) Leverage Covenants 6.1(a)(xiv) Maryland Courts 9.7(b) Maryland Department 2.2(bLeased Real Property Section 3.16(a) Material Company Insurance Policies 4.17 Contracts Section 3.13(a) Material Parent Insurance Policies 5.17 Leased Real Property Section 3.16(a) Material Real Property Leases Section 3.16(c) Merger Recitals Merger Filings 2.2(bConsideration Section 2.1(a) Merger Sub Preamble Merger Sub Sole Member Recitals MGCL 2.1 Operating Partnership 2.1 Parent Preamble Parent Additional Dividend Amount 6.19(bMinimum Condition Section 1.1(b) Parent Affiliate 9.10(bNASD Section 1.1(e) Parent Board Recitals Parent Board Non-statutory Plan Section 2.4 Notice of Adverse Recommendation 5.3(aSection 5.4(d)(C)(i) Parent Change of Recommendation 6.4(bNotice Period Section 5.4(d)(C)(i) Parent Common Stock Issuance Recitals Parent Contracts 5.16(b) Parent Disclosure Letter Article V Parent Equity Plan 5.2(a) Parent Management Agreement Amendment Recitals Parent Manager Recitals Parent Material Adverse Effect 5.1(a) Parent Permits 5.9 Parent Plans 5.10(a) Parent SEC Documents 5.5(a) Parent Stock Issuance Recitals Parent Stockholders Recitals .pdf 9.5 Per Share Common Merger Consideration 3.1(b)(i) Per Share Preferred Merger Consideration 3.1(b)(iii) Per Share Preferred Series B Merger Consideration 3.1(b)(iii) Per Share Preferred Series C Merger Consideration 3.1(b)(iii) Per Share Preferred Series D Merger Consideration 3.1(b)(iii) Per Share Stock Consideration 3.1(b)(i) Phantom Share Consideration 3.2(a) Qualified REIT Subsidiary 4.1(b) Qualifying Income 8.3(i)(i) Registration Statement 4.8 REITs Recitals Remedial Measures 6.1(b)(xiv) Surviving Company 2.1 Taxable REIT Subsidiary 4.1(b) Terminable Breach 8.1(b)(iii) Transaction Litigation 6.15 Transactions Recitals Vesting Phantom Shares 3.2(a)Offer Recitals
Appears in 1 contract
Terms Defined Elsewhere. As used The following terms are defined elsewhere in this Agreement, the following capitalized terms are defined in this Agreement as referenced in the following tableindicated below: 401(k) Plan Section 7.7(d) Acceptance Time Section 1.1(d) Acquisition Sub Preamble Aggregate Cash Amount Section 5.7(a) Agreement Preamble Amendment to the Company Management Agreement Recitals Articles of Merger 2.2(b) Arrangements Section 7.10 Book-Entry Shares 3.3(b)(iSection 3.1(a) Bribery Legislation Section 4.13(a) Cancelled Shares 3.1(b)(vSection 3.1(b) Certificate of Merger 2.2(bSection 2.3(a) Certificates 3.3(b)(iSection 3.1(a) Closing 2.2(a) Section 2.2 Closing Date 2.2(a) Code Recitals Section 2.2 Company Preamble Company Additional Dividend Amount 6.19(a) Company Affiliate 9.10(aBenefit Plans Section 4.11(a) Company Board of Directors Recitals Company Board Recommendation Recitals Company Change of Recommendation 6.3(bCapitalization Date Section 4.2(a) Company Common Stock 3.1(b)(i) Recitals Company Contracts 3.2(b) Company DER Consideration 3.2(b) Company Director Designee 2.6 Compensation Committee Section 7.10 Company Disclosure Letter Article IV Company Dividend Equivalent Right 3.2(bDSU Award Section 3.4(d) Company Material Adverse Effect 4.1(aLeased Real Property Section 4.19(b) Company License-In Agreement Section 4.17(c) Company LTIP Award Section 7.7(d) Company Option Section 3.4(a) Company Permits 4.9 Section 4.9(b) Company Plans 4.10(aPreferred Stock Section 4.2(a) Company PU Award Section 3.4(c) Company RSU Award Section 3.4(b) Company SEC Documents Section 4.5(a) Company Series A Preferred Stock 3.1(b)(iii) Company Series B Preferred Stock 3.1(b)(iii) Company Series C Preferred Stock 3.1(b)(iii) Company Special Committee Shares Recitals Company Stockholders Terminating Breach Section 9.1(c) Continuing Employees Section 7.7(a) Creators Section 4.17(f) D&O Insurance Section 7.4(c) Debt Commitment Letter Section5.7(a) Debt Financing Section 5.7(a) Debt Financing Agreements Section7.13(b) Debt Providers Section 5.7(a) DGCL Recitals Company Stockholders Meeting 4.4 Confidentiality Agreement 6.7(bDissenting Shares Section 3.3(a) Creditors’ Rights 4.3(aDOJ Section 7.2(b) Delaware LLC Act 2.1 Delaware Secretary of State 2.2(b) e-mail 9.3 Effective Time 2.2(bSection 2.3(a) End Date 8.1(b)(ii) Exchange Agent 3.3(aEnforceability Limitations Section 4.3(c) Exchange Fund 3.3(a) Forfeited Phantom Shares Section 3.2(a) FCPA Section 4.13(a) Financing Extension Notice Section1.1(c)(ii)(C) First Extended Outside Date Section9.1(d) FTC Section 7.2(b) GAAP Section 4.5(b) Indemnified Liabilities 6.10(aParties Section 7.4(a) Indemnified Persons 6.10(aInitial Outside Date Section 9.1(d) Joint Proxy Statement 4.4 Letter of Transmittal 3.3(b)(iMajor Customers Section 4.21 Major Suppliers Section 4.21 Material Contract Section 4.20(a) Leverage Covenants 6.1(a)(xiv) Maryland Courts 9.7(b) Maryland Department 2.2(b) Material Company Insurance Policies 4.17 Material Parent Insurance Policies 5.17 Merger Recitals Merger Filings 2.2(bConsideration Section 3.1(a) Merger Sub Preamble Merger Sub Sole Member Minimum Condition Section 1.1(a)(i) New Plans Section 7.7(b) Offer Recitals MGCL 2.1 Operating Partnership 2.1 Offer Closing Section 2.6 Offer Documents Section 1.1(e)(i)(1) Offer Price Section 1.1(a) Offer to Purchase Section 1.1(a) Old Plans Section 7.7(b) Outside Date Section 9.1(d) Parent Preamble Parent Additional Dividend Amount 6.19(b) Parent Affiliate 9.10(b) Parent Board Recitals Parent Board Recommendation 5.3(a) Parent Change of Recommendation 6.4(b) Parent Common Stock Issuance Recitals Parent Contracts 5.16(b) Parent Disclosure Letter Article V Parent Equity Plan 5.2(a) Parent Management Agreement Amendment Recitals Parent Manager Recitals Parent Material Adverse Effect Governing Documents Section 5.1(a) Parent Permits 5.9 Parent Plans 5.10(aTerminationg Breach Section 9.1(b) Parent SEC Documents 5.5(a) Parent Stock Issuance Recitals Parent Stockholders Recitals .pdf 9.5 Per Share Common Merger Consideration 3.1(b)(i) Per Share Preferred Merger Consideration 3.1(b)(iii) Per Share Preferred Series B Merger Consideration 3.1(b)(iii) Per Share Preferred Series C Merger Consideration 3.1(b)(iii) Per Share Preferred Series D Merger Consideration 3.1(b)(iii) Per Share Stock Consideration 3.1(b)(i) Phantom Share Consideration Parties Preamble Party Preamble Paying Agent Section 3.2(a) Qualified REIT Subsidiary 4.1(bRegulatory Fee Section 9.2(c) Qualifying Income 8.3(i)(iRequisite Financing Section1.1(c)(ii)(C) Registration Statement 4.8 REITs Recitals Remedial Measures 6.1(b)(xivRetention Program Section 7.7(f) Sarbanes Oxley Act Section 4.6 Schedule 14D-9 Section 1.2(b) Schedule TO Section 1.1(e)(i)(1) Second Extended Outside Date Section 9.1(d) Secretary of State Section 2.3(a) Stockholders Meeting Section 7.11 Surviving Company Corporation Section 2.1 Taxable REIT Subsidiary 4.1(bTermination Fee Section 9.2(b)(i) Terminable Breach 8.1(b)(iii) Transaction Litigation 6.15 Transactions Recitals Vesting Phantom Shares 3.2(a)Recitals
Appears in 1 contract
Sources: Agreement and Plan of Merger (Fairchild Semiconductor International Inc)
Terms Defined Elsewhere. As used in this Agreement, Each of the following capitalized terms are defined in this Agreement as referenced has the meaning ascribed to such term in the following tableArticle or Section set forth opposite such term: $13.00 Earnout Milestone Section 3.3(a)(i) $17.00 Earnout Milestone Section 3.3(a)(ii) Affiliated Transactions Section 4.20 Aggregate Consideration Section 11.1(f) Agreement Preamble Amendment to the Company Management Agreement Allocation Section 11.1(f) Antitrust Laws Section 9.7(c) Assets Section 4.19 Audited Financial Statements Section 4.4(a)(i) Blocker Preamble Blocker Affiliated Transactions Section 5.10 Blocker Cash Consideration Amount Recitals Articles of Merger 2.2(b) Book-Entry Shares 3.3(b)(i) Cancelled Shares 3.1(b)(v) Blocker Certificate of Merger Section 2.2(b) Certificates 3.3(b)(iBlocker Effective Time Section 2.2(b) Blocker Equity Interests Section 5.3 Blocker Merger Recitals Blocker Merger Closing Section 2.2(a) Blocker Officer’s Certificate Section 12.2(d) Blocker Owned Company Equity Interests Section 5.4(b) Blocker Owner Preamble Blocker Owner $13.00 Earnout Shares Section 3.3(a)(i) Blocker Owner $17.00 Earnout Shares Section 3.3(a)(ii) CBA Section 4.9(a)(i) CF OMS Preamble CF OMS Cash Consideration Amount Recitals CF OMS Class B Purchase Recitals CF OMS Sale Recitals Closing Section 2.2(a) Closing Date Section 2.2(a) Code Recitals Closing Form 8-K Section 9.9(g) Closing Press Release Section 9.9(g) Company Preamble Company Additional Dividend Amount 6.19(aA&R LLCA Recitals Company Attorney-Client Communications Section 14.16(b) Company Affiliate 9.10(a) Company Board Contribution Recitals Company Board Recommendation Recitals Company Change of Recommendation 6.3(b) Company Common Stock 3.1(b)(i) Company Contracts 3.2(b) Company DER Consideration 3.2(b) Company Director Designee 2.6 Company Disclosure Letter Article IV Company Dividend Equivalent Right 3.2(b) Company Material Adverse Effect 4.1(a) Company Permits 4.9 Company Plans 4.10(a) Company SEC Documents 4.5(a) Company Series A Preferred Stock 3.1(b)(iii) Company Series B Preferred Stock 3.1(b)(iii) Company Series C Preferred Stock 3.1(b)(iii) Company Special Committee Recitals Company Stockholders Recitals Company Stockholders Meeting 4.4 Confidentiality Agreement 6.7(b) Creditors’ Rights Equity Interests Section 4.3(a) Delaware LLC Act 2.1 Delaware Secretary of State 2.2(bCompeting Buyer Section 9.16 D&O Provisions Section 9.12(a) e-mail 9.3 Data Room Section 14.5 DGCL Recitals DLLCA Recitals Earnout Restrictions Section 3.3(c) Earnout Shares Section 3.4(a)(ii) Effective Date Preamble Effective Time 2.2(bSection 2.2(c) End Date 8.1(b)(iiEIP Section 9.3 Employment Laws Section 4.14(c) Exchange Agent 3.3(aEnvironmental Permits Section 4.18 Final Allocation Section 11.1(f) Exchange Fund 3.3(a) Forfeited Phantom Shares 3.2(a) GAAP 4.5(b) Indemnified Liabilities 6.10(aFinancial Statements Section 4.4(a) Indemnified Persons 6.10(aSection 9.12(a) Joint Proxy Statement 4.4 Letter of Transmittal 3.3(b)(iInsurance Policies Section 4.16 Intended Tax Treatment Section 11.1(e) Leverage Covenants 6.1(a)(xivInternal Controls Section 4.4(c) Maryland Courts 9.7(bInvestor Rights Agreement Recitals IRS Section 4.15(a) Maryland Department 2.2(bLock-Up Agreement Recitals Material Contract Section 4.9(b) Material Company Insurance Policies 4.17 Material Parent Insurance Policies 5.17 Customer Section 4.9(c) MDH Preamble MDH Attorney-Client Communications Section 14.16(d) MDH Certificate of Merger Section 2.2(c) MDH Change in Recommendation Section 9.11(b) MDH Intervening Event Notice Period Section 9.11(b) MDH Merger Recitals MDH Merger Filings 2.2(bClosing Section 2.2(a) MDH Merger Sub Preamble MDH Preferred Stock Section 7.3 MDH Public Securities Section 7.9 MDH SEC Documents Section 7.8(a) MDH Warrants Section 7.3 Mergers Recitals Milestones Section 3.3(a)(ii) Milestone Merger Sub Sole Member Preamble Non-Party Affiliate Section 14.14 Outside Date Section 13.1(c) Parties Preamble Party Preamble PCAOB Financial Statements Section 9.9(h) Permits Section 4.17(b) PIPE Investment Recitals MGCL 2.1 Operating Partnership 2.1 Parent PIPE Investors Recitals Pre-Closing Period Section 8.1 Pre-Closing Period Returns Section 10.1(a) PubCo Preamble Parent Additional Dividend Amount 6.19(bPubCo A&R Bylaws Section 2.4(c) Parent Affiliate 9.10(bPubCo A&R Charter Section 2.4(c) Parent Board Recitals Parent Board Recommendation 5.3(a) Parent Change of Recommendation 6.4(b) Parent Common Stock Issuance Recitals Parent Contracts 5.16(b) Parent Disclosure Letter Article V Parent Equity Plan 5.2(a) Parent Management Agreement Amendment Recitals Parent Manager Recitals Parent Material Adverse Effect 5.1(a) Parent Permits 5.9 Parent Plans 5.10(a) Parent SEC Documents 5.5(a) Parent Stock Issuance Recitals Parent Stockholders Recitals .pdf 9.5 Per Share Common Merger Consideration 3.1(b)(i) Per Share Preferred Merger Consideration 3.1(b)(iii) Per Share Preferred Series B Merger Consideration 3.1(b)(iii) Per Share Preferred Series C Merger Consideration 3.1(b)(iii) Per Share Preferred Series D Merger Consideration 3.1(b)(iii) Per Share Stock Consideration 3.1(b)(i) Phantom Share Consideration 3.2(a) Qualified REIT Subsidiary 4.1(b) Qualifying Income 8.3(i)(iPubCo Parties Preamble PubCo Warrants Preamble Real Property Leases Section 4.7(a) Registration Statement 4.8 REITs Rights Agreement Recitals Remedial Measures 6.1(b)(xivSigning Form 8-K Section 9.9(b) Signing Press Release Section 9.9(b) Sponsor Recitals Subscription Agreements Recitals Surviving Blocker Section 2.1(c) Surviving Company 2.1 Taxable REIT Subsidiary 4.1(bMDH Section 2.1(d) Terminable Breach 8.1(b)(iiiSurviving MDH Contribution Recitals Tail Policy Section 9.12(b)(ii) Tax Accounting Firm Section 11.1(f) Tax Contest Section 11.1(h) Tax Positions Section 11.1(g) Tax Receivable Agreement Recitals Trade Controls Section 4.21(a) Trademarks Section 1.1 Transaction Litigation 6.15 Transactions Support Agreement Recitals Vesting Phantom Shares 3.2(aTrust Amount Section 7.7 Trust Distributions Section 14.9 Unaudited Balance Sheet Section 4.4(a)(ii) Unaudited Financial Statements Section 4.4(a)(ii)
Appears in 1 contract
Sources: Business Combination Agreement (MDH Acquisition Corp.)
Terms Defined Elsewhere. As used in this Agreement, the following capitalized terms are defined in this Agreement as referenced in the following table: Agreement Preamble Amendment to the Company Management Agreement Recitals Articles of Merger 2.2(b) Book-Entry Shares 3.3(b)(i3.6(b)(iii) Cancelled Shares 3.1(b)(vCertificates 3.6(b)(i) Certificates of Merger 2.1(b)(i) Closing 2.2 Closing Date 2.2 Cobra Merger Sub Preamble Cobra Opco Preamble Cobra Opco Approval Recitals Cobra Pubco Certificate of Merger 2.2(b2.1(a)(i) Certificates 3.3(b)(iCobra Pubco Merger Recitals Cobra Pubco Merger Consideration, 3.2(b)(i) Closing 2.2(a) Closing Date 2.2(a) Code Cobra Pubco Merger Effective Time 2.3 Cobra Surviving Corporation Recitals Company Preamble Company Additional Dividend Amount 6.19(a401(k) Company Affiliate 9.10(aPlan 6.9(e) Company Board Recitals Recommendation 4.2(a) Company Board Recommendation Recitals Capital Stock 4.2(a) Company Change of Recommendation 6.3(b) Company Common Stock 3.1(b)(iContracts. 4.18(b) Company Contracts 3.2(bD&O Tail Policy 6.10(d) Company DER Consideration 3.2(bDefensible Title 4.16(a) Company Director Designee 2.6 Company Disclosure Letter Article IV Company Dividend Equivalent Right 3.2(bDSU Award 3.4(c) Company Employee 6.9(a) Company Independent Petroleum Engineers 4.16(a) Company Independent Reserve Reports 4.16(a) Company Intellectual Property 4.14 Company Internal Reserve Report 4.16(a) Company Material Adverse Effect 4.1(a) 4.1 Company Material Leased Real Property 4.15 Company Material Real Property Lease 4.15 Company Owned Real Property 4.15 Company Permits 4.9 Company Plans 4.10(aPreferred Stock 4.2(a) Company SEC Documents 4.5(aPSU Award 3.4(b) Company Series A Preferred Stock 3.1(b)(iiiReserve Report 4.16(a) Company Series B Preferred Stock 3.1(b)(iiiRSU Award 3.4(a) Company Series C Preferred Stock 3.1(b)(iii) Company Special Committee Recitals Company Stockholders Recitals Company Stockholders Meeting 4.4 4.8 Company Tax Certificates 6.19(c) Confidentiality Agreement 6.7(b) Converted New Parent PSU Award 3.5(b) Converted New Parent RSU Award 3.5(a) Creditors’ Rights 4.3(a) Delaware LLC Act 2.1 Delaware Secretary of State 2.2(b2.1(a)(i) e-mail 9.3 Effective Time 2.2(bDGCL 2.1(a)(i) End Date 8.1(b)(iiDischarge 6.22(d) Discharge Documents 6.22(c) Dissenting Shares 3.7 Divestiture Action 6.8(c) DLLCA 2.1(b)(i) DLPA 2.1(b)(i) Eligible Company Class A Shares 3.1(b)(i) Eligible Company Employee 6.9(g) Excess Shares 3.6(i)(ii) Exchange Agent 3.3(a3.6(a) Exchange Fund 3.3(aFund. 3.6(a) Forfeited Phantom Exchange Ratio 3.1(b)(i) Excluded Company Shares 3.2(a3.1(b)(iii) Excluded Parent Shares 3.2(b)(iii) Existing Notes Consent Solicitation 6.22(b)(i) Existing Notes Consent Solicitation Documents 6.22(b)(i) Existing Notes Offer 6.22(b)(ii) Existing Notes Offer Documents 6.22(b)(ii) Existing Notes Supplemental Indenture 6.22(b)(i) Financing Documents 6.24(a)(iii) GAAP 4.5(b) HSR Act 4.4 Indemnified Liabilities 6.10(a) Indemnified Persons 6.10(a) Joint Information Statement/Proxy Statement 4.4 Statement/Prospectus 4.5(b) Letter of Transmittal 3.3(b)(i) Leverage Covenants 6.1(a)(xiv) Maryland Courts 9.7(b) Maryland Department 2.2(b3.6(b)(i) Material Company Insurance Policies 4.17 Material Parent Insurance Policies 5.17 4.20 Merger Recitals Merger Filings 2.2(bConsideration 3.3(a)(i) Merger Sub Stockholder Approvals 5.3(c) Mergers Recitals New Benefit Plans 6.9(b) New Parent Preamble New Parent Board Recitals New Parent Bylaws 2.4(d) New Parent Certificate of Incorporation 2.4(d) New Parent Stock Issuance Recitals New Parent Stockholder Approval 5.3(c) Notes Redemption 6.22(c) Opco Certificate of Merger Sub Sole Member 2.1(b)(i) Opco Merger Consideration 3.3(a)(i) Opco Merger Effective Time 2.1(b)(i) Opco Merger, Recitals MGCL 2.1 Operating Partnership 2.1 Opco Schedule 3.3(a)(i) Opco Surviving Company Recitals Parent Preamble Parent Additional Dividend Amount 6.19(b401(k) Parent Affiliate 9.10(bPlan 6.9(e) Parent Board Recitals Parent Board Recommendation 5.3(aCapital Stock 5.2(a) Parent Change of Recommendation 6.4(bCertificate 3.2(b)(ii) Parent Common Stock Issuance Recitals D&O Tail Policy 6.10(d) Parent Contracts 5.16(bDefensible Title 5.14(a) Parent Disclosure Letter Article V Parent Equity Plan 5.2(aExchange Ratio 3.2(b)(i) Parent Management Agreement Amendment Recitals Independent Petroleum Engineers 5.14(a) Parent Manager Recitals Independent Reserve Report 5.14(a) Parent Internal Reserve Report 5.14(a) Parent Material Adverse Effect 5.1(a) 5.1 Parent Permits 5.9 Parent Plans 5.10(aPreferred Stock 5.2(a) Parent SEC Documents 5.5(aPSU Award 3.5(b) Parent Stock Issuance Recitals Reserve Reports 5.14(a) Parent RSU Award 3.5(a) Parent Stockholder Approval 6.6(b) Parent Stockholders Recitals .pdf 9.5 Per Share Common Parent Support Agreement Recitals Parent Tax Certificates 6.19(c) Payoff Amount 6.22(a) Payoff and Release 6.22(a) Payoff Documents 6.22(a) Payoff Letter 6.22(a) Pubco Merger Consideration 3.1(b)(i3.2(b)(i) Per Share Preferred Pubco Merger Consideration 3.1(b)(iiiEffective Time 2.1(a)(i) Per Share Preferred Series B Merger Consideration 3.1(b)(iii) Per Share Preferred Series C Merger Consideration 3.1(b)(iii) Per Share Preferred Series D Merger Consideration 3.1(b)(iii) Per Share Stock Consideration 3.1(b)(i) Phantom Share Consideration 3.2(a) Qualified REIT Subsidiary 4.1(b) Qualifying Income 8.3(i)(iPubco Mergers Recitals Redemption Notice 6.22(c) Registration Statement 4.8 REITs Required Financial Statements 6.24(a)(i) Satisfaction and Discharge 6.22(c) Scorpion Merger Sub Preamble Scorpion Opco Preamble Scorpion Opco Approval Recitals Remedial Measures 6.1(b)(xivScorpion Opco Unit Award 3.4(d) Scorpion Pubco Certificate of Merger 2.1(a)(i) Scorpion Pubco Merger Recitals Scorpion Pubco Merger Effective Time 2.3 Scorpion Surviving Company 2.1 Taxable REIT Subsidiary 4.1(b) Corporation Recitals Terminable Breach 8.1(b)(iii) Transaction Litigation 6.15 Transactions Recitals Vesting Phantom Shares 3.2(a)6.11 Transition Period 6.9(g) Voting and Support Agreements Recitals
Appears in 1 contract
Terms Defined Elsewhere. As used in this Agreement, the following capitalized terms are defined in this Agreement as referenced in the following table: Definition Section Aggregate Stock Consideration Section 3.1(a)(iv) Agreement Preamble Amendment to the Company Management Agreement Recitals Articles of Merger 2.2(b) Appraisal Shares Section 3.5 Book-Entry Shares 3.3(b)(iSection 3.4(b)(ii) Cancelled Shares 3.1(b)(vCash Consideration Section 3.1(a)(i) Certificate Certificates Section 3.4(b)(i) Certificates of Merger Section 2.2(b) Certificates 3.3(b)(i) Closing Section 2.2(a) Closing Date Section 2.2(a) Code Recitals Company Preamble Company Additional Dividend Amount 6.19(aAlternative Acquisition Agreement Section 6.3(d)(iv) Company Affiliate 9.10(aApplicable Date Section 4.5(a) Company Board Recitals Company Board Recommendation Recitals Section 4.3(a) Company Capital Stock Section 4.2(a) Company Change of Recommendation 6.3(bSection 6.3(d)(vii) Company Common Stock 3.1(b)(i) Recitals Company Contracts 3.2(bSection 4.18(b) Company DER Consideration 3.2(b) Company Director Designee 2.6 Company Disclosure Letter Article ARTICLE IV Company Dividend Equivalent Right 3.2(bEmployee Section 4.10(h) Company Material Adverse Effect 4.1(aEquity Awards Section 4.2(b) Company Permits 4.9 Company Equity Plans 4.10(aSection 3.3(a) Company SEC Documents 4.5(aFA Section 4.20 Company Insurance Policies Section 4.19 Company Intellectual Property Section 4.14(b) Company Series A Preferred Stock 3.1(b)(iii) Company Series B Preferred Stock 3.1(b)(iii) Company Series C Preferred Stock 3.1(b)(iii) Company Special Committee Recitals Company Stockholders Recitals Company Stockholders Meeting 4.4 Confidentiality Agreement 6.7(b) Creditors’ Rights 4.3(a) Delaware LLC Act 2.1 Delaware Secretary of State 2.2(b) e-mail 9.3 Effective Time 2.2(b) End Date 8.1(b)(ii) Exchange Agent 3.3(aLeased Real Property Section 4.14(p)
(a) Exchange Fund 3.3(aSection 3.4
(a) Forfeited Phantom Exchange Ratio Section 3.1(a)(i) Excluded Shares 3.2(aSection 3.1(a)(i) FCPA Section 4.17(a) First Certificate of Merger Section 2.2(b) First Merger Recitals First Merger Effective Time Section 2.2(b) GAAP Section 4.5(b) HSR Act Section 4.4 Indemnified Liabilities 6.10(aPerson Section 6.8(a) Indemnified Persons 6.10(aInternational Trade Laws Section 4.17(b) Joint Proxy Statement Section 4.4 Letter of Transmittal 3.3(b)(iSection 3.4(b)(i) Leverage Covenants 6.1(a)(xivmade available Section 9.4(e) Maryland Courts 9.7(bMaximum Share Number Section 3.1(a)(iv) Maryland Department 2.2(bMeasurement Date Section 4.2(a) Material Company Insurance Policies 4.17 Material Parent Insurance Policies 5.17 Merger Recitals Merger Filings 2.2(bConsideration Section 3.1(a)(i) Merger Sub 1 Preamble Merger Sub Sole Member Recitals MGCL 2.1 Operating Partnership 2.1 Parent Preamble Parent Additional Dividend Amount 6.19(b) Parent Affiliate 9.10(b) Parent Board Recitals Parent Board Recommendation 5.3(a) Parent Change of Recommendation 6.4(b) Parent Common Stock Issuance Recitals Parent Contracts 5.16(b) Parent Disclosure Letter Article V Parent Equity Plan 5.2(a) Parent Management Agreement Amendment Recitals Parent Manager Recitals Parent Material Adverse Effect 5.1(a) Parent Permits 5.9 Parent Plans 5.10(a) Parent SEC Documents 5.5(a) Parent Stock Issuance Recitals Parent Stockholders Recitals .pdf 9.5 Per Share Common Merger Consideration 3.1(b)(i) Per Share Preferred Merger Consideration 3.1(b)(iii) Per Share Preferred Series B Merger Consideration 3.1(b)(iii) Per Share Preferred Series C Merger Consideration 3.1(b)(iii) Per Share Preferred Series D Merger Consideration 3.1(b)(iii) Per Share Stock Consideration 3.1(b)(i) Phantom Share Consideration 3.2(a) Qualified REIT Subsidiary 4.1(b) Qualifying Income 8.3(i)(i) Registration Statement 4.8 REITs Recitals Remedial Measures 6.1(b)(xiv) Surviving Company 2.1 Taxable REIT Subsidiary 4.1(b) Terminable Breach 8.1(b)(iii) Transaction Litigation 6.15 Transactions Recitals Vesting Phantom Shares 3.2(a)2 Preamble
Appears in 1 contract
Terms Defined Elsewhere. As For purposes of this Agreement, each of the following terms (as capitalized below) when used in this Agreement, Agreement will have the following capitalized terms are defined in this Agreement as referenced meaning ascribed to such term in the following tableSection set forth opposite such term: 2024 Annual Bonuses Section 7.03(c) Adverse Recommendation Change Section 6.02(b) Agreement Preamble Amendment to the Company Management Agreement Recitals Articles of Merger 2.2(bDate Preamble Appraisal Shares Section 3.08(d) Book-Entry Shares 3.3(b)(i) Cancelled Shares 3.1(b)(vBankruptcy, Equity and Indemnity Exception Section 4.04(a) Certificate of Merger 2.2(bSection 3.03 Certificates Section 3.09(b) Certificates 3.3(b)(i) Closing 2.2(a) Closing Date 2.2(a) Code Recitals Company Preamble Company Additional Dividend Amount 6.19(a) Company Affiliate 9.10(aBalance Sheet Section 4.06(d) Company Board Recitals Company Board Recommendation Recitals Section 4.04(b) Company Change of Recommendation 6.3(b) Bylaws Section 4.01 Company Charter Section 4.01 Company Common Stock 3.1(b)(i) Company Contracts 3.2(b) Company DER Consideration 3.2(b) Company Director Designee 2.6 Recitals Company Disclosure Letter Article IV Company Dividend Equivalent Right 3.2(bIntellectual Property Section 4.18(b) Company Material Adverse Effect 4.1(aNotice Section 6.02(b) Company Permits 4.9 Preferred Stock Section 4.02(a) Company Plans 4.10(aRegistered Intellectual Property Section 4.18(a) Company RSU Cash Consideration Section 3.10(b) Company SEC Documents 4.5(aSection 4.06(a) Company Series A Preferred Stock 3.1(b)(iiiSecurities Section 4.02(d) Company Series B Preferred Stock 3.1(b)(iiiOption Cash Consideration Section 3.10(a) Company Series C Preferred Stock 3.1(b)(iiiSubsidiary Securities Section 4.03 Company Systems Section 3.10(a) Company Special Committee Recitals Company Stockholders Recitals Company Stockholders Meeting 4.4 Termination Fee Section 9.03(a) Confidentiality Agreement 6.7(b) Creditors’ Rights 4.3(a) Delaware LLC Act 2.1 Delaware Secretary of State 2.2(b) e-mail 9.3 Section 7.01 Continuation Period Section 7.03 Copyrights Section 1.01 DGCL Recitals Effective Time 2.2(bSection 3.03 ERISA Section 1.01 ESPP Offering Period Section 3.10(c) End Existing D&O Policies Section 7.04(c) Filed Company SEC Documents Article IV First Extended Outside Date 8.1(b)(iiSection 9.01(b)(i) Exchange Agent 3.3(a) Exchange Fund 3.3(a) Forfeited Phantom Shares 3.2(a) GAAP 4.5(bHealth Care Submissions Section 4.16(a) Indemnified Liabilities 6.10(aParty Section 7.04(a) Indemnified Persons 6.10(aIntervening Event Adverse Recommendation Change Section 6.02(b) Joint Proxy Statement 4.4 Letter of Transmittal 3.3(b)(i) Leverage Covenants 6.1(a)(xiv) Maryland Courts 9.7(b) Maryland Department 2.2(bLegal Restraints Section 8.01(a) Material Company Insurance Policies 4.17 Material Parent Insurance Policies 5.17 Contract Section 4.13(a) Maximum Amount Section 7.04(c) Measurement Date Section 4.02(a) Merger Recitals Merger Filings 2.2(bClosing Section 3.02 Merger Closing Date Section 3.02 Merger Consideration Section 3.08(c) Merger Sub Preamble Merger Sub Sole Member Offer Recitals MGCL 2.1 Operating Partnership 2.1 Offer Acceptance Time Section 2.01(a) Offer Conditions Section 2.01(a) Offer Documents Section 2.01(b) Offer Price Recitals Outside Date Section 9.01(b)(i) Parent Preamble Parent Additional Dividend Amount 6.19(bPatents Section 1.01 Paying Agent Section 3.09(a) Parent Affiliate 9.10(bPayment Date Section 7.03(c) Parent Board Recitals Parent Board Recommendation 5.3(aPayment Fund Section 3.09(a) Parent Change of Recommendation 6.4(bPre-Closing Period Section 6.01 Qualifying Company Takeover Proposal Section 6.02(a) Parent Common Stock Issuance Recitals Parent Schedule 14D-9 Section 2.02(a) Section 262 Section 3.08(d) Securities Act Section 4.06(b) Standard IP Contracts 5.16(b) Parent Disclosure Letter Article V Parent Equity Plan 5.2(a) Parent Management Agreement Amendment Recitals Parent Manager Recitals Parent Material Adverse Effect 5.1(a) Parent Permits 5.9 Parent Plans 5.10(a) Parent SEC Documents 5.5(a) Parent Stock Issuance Recitals Parent Stockholders Recitals .pdf 9.5 Per Share Common Merger Consideration 3.1(b)(i) Per Share Preferred Merger Consideration 3.1(b)(iii) Per Share Preferred Series B Merger Consideration 3.1(b)(iii) Per Share Preferred Series C Merger Consideration 3.1(b)(iii) Per Share Preferred Series D Merger Consideration 3.1(b)(iii) Per Share Stock Consideration 3.1(b)(i) Phantom Share Consideration 3.2(a) Qualified REIT Subsidiary 4.1(b) Qualifying Income 8.3(i)(i) Registration Statement 4.8 REITs Recitals Remedial Measures 6.1(b)(xivSection 4.13(a)(iii) Surviving Company 2.1 Taxable REIT Subsidiary 4.1(bCorporation Section 3.01 Surviving Corporation Plans Section 7.03(a) Terminable Breach 8.1(b)(iii) Transaction Litigation 6.15 Takeover Law Section 4.22 Tender and Support Agreements Recitals Trade Secrets Section 1.01 Trademarks Section 1.01 Transactions Recitals Vesting Phantom Shares 3.2(aTransfer Taxes Section 7.07 Voting Company Debt Section 4.02(c)
Appears in 1 contract
Terms Defined Elsewhere. As used The following terms are defined elsewhere in this Agreement, the following capitalized terms are defined in this Agreement as referenced in the following table: 401(k) Termination Date Section 7.7(c) Agreement Preamble Amendment to the Company Management Agreement Recitals Articles of Merger 2.2(bAI Technology Section 4.14(f) Alternative Financing Section 7.13(g) Applicable Antitrust Laws Section 8.1(e) Approvals Section 7.2(a) Aggregate Spread Value Section 3.1(a)(i)(D) Alternative Financing Section 7.13(g) Base Amount Section 7.4(c) Book-Entry Shares 3.3(b)(iSection 3.1(a)(i)(E) Cancelled Shares 3.1(b)(vSection 3.1(a)(ii) Capitalization Date Section 4.2(a) Cash Consideration Section 3.1(a)(i)(A) Cash Election Section 3.1(a)(i)(A) Cash Election Number Section 3.2(a)(ii)(A) Cash Election Shares Section 3.1(a)(i)(A) Certificate Section 3.1(a)(i)(E) Certificate of Merger 2.2(bSection 2.3 Change of Recommendation Section 6.3(a) Certificates 3.3(b)(i) Citi Section 4.22 Closing 2.2(a) Section 2.2 Closing Date 2.2(a) Code Recitals Section 2.2 Company Preamble Company Additional Dividend Amount 6.19(a) Company Affiliate 9.10(aAcquisition Agreement Section 6.3(a) Company Board of Directors Recitals Company Board Recommendation Recitals Company Change of Recommendation 6.3(b) Company Common Stock 3.1(b)(iEquivalent Section 3.1(a)(i)(D) Company Contracts 3.2(b) Company DER Consideration 3.2(b) Company Director Designee 2.6 Company Disclosure Letter Article IV Company Dividend Equivalent Right 3.2(b) Company Material Adverse Effect 4.1(aLeases Section 4.16(b) Company Permits 4.9 Section 4.9(b) Company Plans 4.10(aPreferred Stock Section 4.2(a) Company RSU Stock Section 3.1(a)(i)(D) Company SEC Documents Section 4.5(a) Company Series A Preferred Stock 3.1(b)(iiiStockholder Approval Section 4.3(a) Company Series B Preferred Stock 3.1(b)(iii) Company Series C Preferred Stock 3.1(b)(iii) Company Special Committee Recitals Company Stockholders Recitals Company Stockholders Meeting 4.4 Confidentiality Agreement 6.7(bSection 7.12(c)(ii) Creditors’ Rights 4.3(aContinuing Employees Section 7.7(a) Delaware LLC Act 2.1 Delaware Secretary of State 2.2(bCopyrights Section 1.1 COVID-19 Measures Section 1.1 Credit Facility Terminations Section 7.14 Current ESPP Offering Period Section 3.3(f) e-mail 9.3 Debt Commitment Letter Section 5.12(a) Definitive Agreements Section 7.13(g) DGCL Recitals DGCL 262 Section 3.1(b) Dissenting Shares Section 3.1(b) DOJ Section 7.2(f) Effective Time 2.2(bSection 2.3 Election Section 3.2(b)(i) End Date 8.1(b)(iiElection Deadline Section 3.2(b)(iv) Election Period Section 3.2(b)(iii) Enforceability Limitations Section 4.3(b) Exchange Agent 3.3(aSection 3.2(c) Exchange Fund 3.3(aSection 3.2(d) Forfeited Phantom Exchange Ratio Section 3.1(a)(i)(D) Excluded Shares 3.2(aSection 3.1(a)(iv) Financing Section 5.12(a) Financing Agent Section 7.14 Form of Election Section 3.2(b)(ii) Form S-4 Section 4.21 Fractional Share Cash Amount Section 3.1(d) FTC Section 7.2(f) GAAP Section 4.5(b) Indemnified Liabilities 6.10(a▇▇▇▇▇▇▇ ▇▇▇▇▇ Section 4.25 HIPAA Section 1.1 Holder Section 3.2(b) Indemnified Persons 6.10(aParties Section 7.4(a) Joint Proxy Information Statement 4.4 Section 4.4(a) Infringing Section 4.14(c) Integration Committee Section 7.1(c) Integration Plan Section 7.1(c) Leased Real Property Section 4.16(b) Letter of Transmittal 3.3(b)(iSection 3.2(e) Leverage Covenants 6.1(a)(xiv) Maryland Courts 9.7(b) Maryland Department 2.2(bMalicious Code Section 4.15(c) Material Company Insurance Policies 4.17 Contracts Section 4.17(a) Material Customer Section 4.19(a) Material Customer Agreement Section 4.19(a) Material Supplier Section 4.19(b) Material Supplier Agreement Section 4.19(b) Maximum Cash Share Number Section 3.2(a)(i) Maximum Parent Insurance Policies 5.17 Stock Number Section 3.2(a)(i) Merger Recitals Merger Filings 2.2(bConsideration Section 3.1(a)(i)(D) Merger Sub Preamble Merger Sub Sole Member Recitals MGCL 2.1 Operating Partnership 2.1 Multiemployer Plan Section 4.10(d) New Plans Section 7.7(b) Net Option Stock Section 3.1(a)(i)(D) Non-Election Shares Section 3.1(a)(i)(C) Non-Recourse Party Section 10.14 Old Plans Section 7.7(b) -17- Outside Date Section 9.1(d) Parent Preamble Parent Additional Dividend Amount 6.19(b) Parent Affiliate 9.10(b) Parent Board Recitals Parent Board Recommendation 5.3(a) Parent Change of Recommendation 6.4(b) Parent Common Stock Issuance Recitals Parent Contracts 5.16(b) Parent Disclosure Letter Article V Parent Equity Plan 5.2(aGoverning Documents Section 5.1 Parent Permits Section 5.9(b) Parent Management Agreement Amendment Recitals Parent Manager Recitals Parent Material Adverse Effect 5.1(a) Parent Permits 5.9 Parent Plans 5.10(aPreferred Stock Section 5.2(a) Parent SEC Documents Section 5.5(a) Parent Stock Issuance Recitals Parent Stockholders Recitals .pdf 9.5 Parties Preamble Party Preamble Patents Section 1.1 Payoff Letter Section 7.14 Per Share Common Merger Cash Consideration 3.1(b)(iSection 3.1(a)(i)(D) Per Share Preferred Merger Consideration 3.1(b)(iiiProhibited Modification Section 7.13(g) Per Share Preferred Series B Merger Consideration 3.1(b)(iiiProxy Statement Section 4.4(a) Per Share Preferred Series C Merger Consideration 3.1(b)(iiiRelevant Matters Section 10.9(a) Per Share Preferred Series D Merger Consideration 3.1(b)(iiiReplacement Target Compensation Section 6.1(a)(2)(vi) Per Share Restricted Parties Section 4.10(f) ▇▇▇▇▇▇▇▇-▇▇▇▇▇ Act Section 4.5(a) Shortfall Number Section 3.2(a)(ii)(B) Stock Consideration 3.1(b)(iSection 3.1(a)(i)(B) Phantom Share Consideration 3.2(aStock Election Section 3.1(a)(i)(B) Qualified REIT Subsidiary 4.1(bStock Election Shares Section 3.1(a)(i)(B) Qualifying Income 8.3(i)(iSupport Agreement Recitals Trade Secrets Section 1.1 WARN Act Section 4.11(b) Registration Statement 4.8 REITs Recitals Remedial Measures 6.1(b)(xiv) Surviving Company 2.1 Taxable REIT Subsidiary 4.1(b) Terminable Breach 8.1(b)(iii) Transaction Litigation 6.15 Transactions Recitals Vesting Phantom Shares 3.2(aWritten Consent Delivery Time Section 7.12(a)
Appears in 1 contract
Terms Defined Elsewhere. As used The following terms are defined elsewhere in this Agreement, the following capitalized terms are defined in this Agreement as referenced in the following table: 401(k) Termination Date Section 7.7(c) Agreement Preamble Amendment to the Company Management Agreement Recitals Articles of Merger 2.2(bBase Amount Section 7.4(c) Book-Entry Shares 3.3(b)(iSection 3.2(b)(ii) Cancelled Shares 3.1(b)(vSection 3.1(b) Capitalization Date Section 4.2(a) Certificate of Merger 2.2(bSection 2.3 Certificates Section 3.2(b)(i) Certificates 3.3(b)(iChange of Recommendation Section 6.3(a) Closing 2.2(a) Section 2.2 Closing Date 2.2(a) Code Recitals Section 2.2 Company Preamble Company Additional Dividend Amount 6.19(a401(k) Plans Section 7.7(c) Company Affiliate 9.10(aAcquisition Agreement Section 6.3(a) Company Board of Directors Recitals Company Board Recommendation Recitals Company Change of Recommendation 6.3(bBusiness Software Section 4.15(f) Company Common Stock 3.1(b)(i) Company Contracts 3.2(b) Company DER Consideration 3.2(b) Company Director Designee 2.6 Recitals Company Disclosure Letter Article IV Company Dividend Equivalent Right 3.2(b) Company Material Adverse Effect 4.1(aLease Section 4.17(b) Company Permits 4.9 Section 4.9(b) Company Plans 4.10(aPreferred Stock Section 4.2(a) Company SEC Documents Section 4.5(a) Company Series A Preferred Stock 3.1(b)(iiiStockholder Approval Section 4.3(a) Company Series B Preferred Stock 3.1(b)(iii) Company Series C Preferred Stock 3.1(b)(iii) Company Special Committee Recitals Company Stockholders Recitals Company Stockholders Stockholders’ Meeting 4.4 Confidentiality Agreement 6.7(bSection 7.12(b) Creditors’ Rights 4.3(aConsent Section 4.4(a) Delaware LLC Act 2.1 Delaware Secretary of State 2.2(bContinuing Employee Section 7.7(a) e-mail 9.3 Converted Shares Section 3.1(b) Current ESPP Offering Period Section 3.3(d) DGCL Recitals Dissenting Shares Section 3.1(e) Divestiture Actions Section 7.2(c) DOJ Section 7.2(d) Effective Time 2.2(bSection 2.3 Enforceability Limitations Section 4.3(b) End Date 8.1(b)(ii) Exchange Agent 3.3(a) Exchange Fund 3.3(a) Forfeited Phantom Shares 3.2(aEvercore Section 4.23 FTC Section 7.2(d) GAAP Section 4.5(b) Guaranteed Obligations Section 10.14 Indemnified Liabilities 6.10(aParties Section 7.4(a) Indemnified Persons 6.10(aIntegration Committee Section 7.1(c) Joint Proxy Statement 4.4 Intervening Event Section 6.3(d) IRS Section 4.13(p) Leased Real Property Section 4.17(b) Letter of Transmittal 3.3(b)(i) Leverage Covenants 6.1(a)(xiv) Maryland Courts 9.7(b) Maryland Department 2.2(bSection 3.2(b)(i) Material Company Insurance Policies 4.17 Contracts Section 4.18(a) Material Parent Insurance Policies 5.17 Customer Section 4.20(a) Material Supplier Section 4.20(b) Merger Recitals Merger Filings 2.2(bConsideration Section 3.1(a) Merger Sub Preamble Merger Sub Sole Member Recitals MGCL 2.1 Operating Partnership 2.1 New Plans Section 7.7(b) Non-U.S. Plan Section 4.11(h) Old Plans Section 7.7(b) Outside Date Section 9.1(d) Parent Preamble Parent Additional Dividend Amount 6.19(b) Parent Affiliate 9.10(b) Parent Board Recitals Parent Board Recommendation 5.3(a) Parent Change of Recommendation 6.4(b) Parent Common Stock Issuance Recitals Parent Contracts 5.16(b) Parent Disclosure Letter Article V Parent Equity Plan 5.2(a) Governing Documents Section 5.1 Parent Management Agreement Amendment Recitals Parent Manager Recitals Parent Material Adverse Effect 5.1(a) Parent Permits 5.9 Parent Plans 5.10(a) Parent SEC Documents 5.5(a) Parent Stock Issuance Recitals Parent Stockholders Recitals .pdf 9.5 Per Share Common Merger Consideration 3.1(b)(i) Per Share Preferred Merger Consideration 3.1(b)(iii) Per Share Preferred Series B Merger Consideration 3.1(b)(iii) Per Share Preferred Series C Merger Consideration 3.1(b)(iii) Per Share Preferred Series D Merger Consideration 3.1(b)(iii) Per Share Stock Consideration 3.1(b)(i) Phantom Share Consideration Topco Preamble Parties Preamble Party Preamble Paying Agent Section 3.2(a) Qualified REIT Subsidiary 4.1(bPayment Fund Section 3.2(a) Qualifying Income 8.3(i)(iProxy Statement Section 4.22 Regulatory Termination Fee Section 9.2(c)(i) Registration Statement 4.8 REITs Recitals Remedial Measures 6.1(b)(xivRelevant Matters Section 10.10(a) Ruling Request Section 6.1(b)(xx) Sanctioned Country Section 4.9(g) Sanctioned Person Section 4.9(g) ▇▇▇▇▇▇▇▇-▇▇▇▇▇ Act Section 4.5(a) Surviving Company Section 2.1 Taxable REIT Subsidiary 4.1(bSurviving Company Bylaws Section 2.4 Surviving Company Certificate of Incorporation Section 2.4 Surviving Company Stock Section 3.1(b) Terminable Breach 8.1(b)(iiiTermination Fee Section 9.2(b)(i) Transaction Litigation 6.15 Transactions Recitals Vesting Phantom Shares 3.2(aWARN Act Section 4.12(b) Willful Breach Section 9.2(a)
Appears in 1 contract
Sources: Agreement and Plan of Merger (LiveRamp Holdings, Inc.)
Terms Defined Elsewhere. As used The following terms are defined elsewhere in this Agreement, the following capitalized terms are defined in this Agreement as referenced in the following tableindicated below: Actions Section 9.4(b)(i) Agreement Preamble Amendment to the Company Management Apache Confidentiality Agreement Recitals Articles of Merger 2.2(bSection 6.2(c) Book-Entry Shares 3.3(b)(iBIPOC Section 6.17 Bonus Period Section 6.5(b) Bonus Plans Section 6.5(b) Cancelled Shares 3.1(b)(vSection 3.1(a)(ii) Certificate of Merger 2.2(bChange Section 4.1(c) Certificates 3.3(b)(iChosen Courts Section 9.4(b)(iii) Clearance Date Section 6.4(a) Closing 2.2(a) Section 2.2 Closing Date 2.2(aSection 2.2 CMG Preamble CMG Media Preamble CMG Newco 1 Preamble CMG Newco 2 Preamble CNM Preamble CNM Holdings Preamble CNM Merger Sub Preamble Commitment Letters Section 5.13(b) Code Recitals Company Preamble Company Additional Dividend Amount 6.19(aAcquisition Agreement Section 6.3(e)(ii) Company Affiliate 9.10(aAdverse Recommendation Change Section 6.3(e)(i) Company Board Recitals Company Board Recommendation Recitals Company Change of Recommendation 6.3(bCommon Stock Section 4.2(a) Company Common Stock 3.1(b)(i) Company Contracts 3.2(b) Company DER Consideration 3.2(b) Company Director Designee 2.6 Company Disclosure Letter Schedule Article IV Company Dividend Equivalent Right 3.2(bEmployees Section 6.5(a) Company Indenture Officers’ Certificates Section 6.16(a) Company Internal Controls Disclosures Section 4.6 Company Material Adverse Effect 4.1(aSection 4.1(c) Company Permits 4.9 Material Contracts Section 4.19(a) Company Plans 4.10(aNote Offers and Consent Solicitations Section 6.16(a) Company Organizational Documents Section 4.1(b) Company Phantom Share Unit Award Section 3.3(c) Company PSU Award Section 3.3(b) Company Recommendation Section 4.3 Company Redemption Notice Section 6.16(b) Company Redemption Officers’ Certificates Section 6.16(b) Company Registered Intellectual Property Section 4.18(a) Company Related Parties Section 8.3(e)(i) Company Restricted Stock Award Section 3.3(a) Company RSU Award Section 3.3(b) Company SEC Documents Section 4.5(a) Company Series A Preferred Stock 3.1(b)(iiiStation License Section 4.9(a) Company Series B Preferred Stock 3.1(b)(iiiStations Section 4.9(a) Company Series C Preferred Stock 3.1(b)(iiiStockholder Approval Section 4.3 Company Stockholders’ Meeting Section 6.4(b) Company Special Committee Supplemental Indenture Section 6.16(a) Confidentiality Agreements Section 6.2(c) Consent Solicitations Section 6.16(a) Continuation Period Section 6.5(a) Contribution Agreement Recitals Company Stockholders control See definition of Affiliate controlled by See definition of Affiliate Converted Shares Section 3.1(a)(ii) Copyrights See definition of Intellectual Property Covered Persons Section 6.9(a) D&O Insurance Section 6.9(c) Debt Commitment Letter Section 5.13(a) Debt Financing Section 5.13(a) Debt Financing Entities See definition of Debt Financing Parties Debt Financing Related Parties Section 9.14 Debt Offer Documents Section 6.16(a) Definitive Agreements Section 6.15(a)(ii) DGCL Recitals Company Stockholders Meeting 4.4 Confidentiality Agreement 6.7(bDisclosure Schedule Section 9.16 Dissenting Shares Section 3.1(b)(i) Creditors’ Rights 4.3(aEnforceability Exceptions Section 4.3 Enforcement Expenses Section 8.3(d) Delaware LLC Act 2.1 Delaware Secretary Environmental Laws Section 4.10(a) Excluded Information See definition of State 2.2(bRequired Information Existing Credit Facilities Termination Section 6.16(c) e-mail 9.3 Effective Time 2.2(bExtension Date Section 8.1(b) End Date 8.1(b)(iiFinancing Section 5.13(b) Exchange Agent 3.3(a) Exchange Fund 3.3(a) Forfeited Phantom Shares 3.2(aFinancing Amount Section 5.13(e) GAAP 4.5(bSection 4.5(b)(ii) Indemnified Liabilities 6.10(aGuarantee Section 5.14 HSR Act Section 4.4(a)(v) Indemnified Persons 6.10(aIRS Section 4.11(a)(iv) Joint Proxy Statement 4.4 Letter Laws Section 4.8(a) Marks See definition of Transmittal 3.3(b)(iIntellectual Property Maximum Company Liability Amount Section 8.3(e)(ii) Leverage Covenants 6.1(a)(xiv) Maryland Courts 9.7(b) Maryland Department 2.2(b) Material Company Insurance Policies 4.17 Material Maximum Parent Insurance Policies 5.17 Merger Recitals Merger Filings 2.2(bLiability Amount Section 8.3(e)(i) Merger Sub Consideration Section 3.1(a)(iii) Midco Preamble, Preamble Merger Sub Sole Member Recitals MGCL 2.1 Operating Partnership 2.1 Multiemployer Plan Section 4.11(e) Offers to Purchase Section 6.16(a) Opco Preamble Outside Date Section 8.1(b) Owned Real Property Section 4.17(a) Parent Preamble Parent Additional Dividend Amount 6.19(b) Parent Affiliate 9.10(b) Parent Board Recitals Parent Board Recommendation 5.3(a) Parent Change of Recommendation 6.4(b) Parent Common Stock Issuance Recitals Parent Contracts 5.16(b) Parent Disclosure Letter Schedule Article V Parent Equity Plan 5.2(a) Parent Management Agreement Amendment Recitals Parent Manager Recitals Entities Preamble Parent Material Adverse Effect 5.1(aSection 5.1(b) Parent Permits 5.9 Parent Plans 5.10(aRelated Parties Section 8.3(e)(i) Parent SEC Documents 5.5(a) Parent Stock Issuance Recitals Parent Stockholders Recitals .pdf 9.5 Per Share Common Merger Consideration 3.1(b)(i) Per Share Preferred Merger Consideration 3.1(b)(iii) Per Share Preferred Series B Merger Consideration 3.1(b)(iii) Per Share Preferred Series C Merger Consideration 3.1(b)(iii) Per Share Preferred Series D Merger Consideration 3.1(b)(iii) Per Share Stock Consideration 3.1(b)(i) Phantom Share Consideration Restructuring Entities Preamble Patents See definition of Intellectual Property Paying Agent Section 3.2(a) Payment Fund Section 3.2(b) Payoff Amount Section 6.16(c)(i) Petition for Declaratory Ruling Section 5.6 Post-Closing Plans Section 6.5(c) Post-Closing Transfers Section 6.2(d) Preferred Securities Commitment Letter Section 5.13(b) Preferred Securities Financing Section 5.13(b) Preferred Securities Investors Recitals Prohibited Modifications Section 6.15(b)(i)(D) Proxy Statement Section 4.14 PSG Preamble Qualified REIT Subsidiary 4.1(bPlan Section 4.11(c) Qualifying Income 8.3(i)(iTransaction Section 8.3(a)(ii) Registration Statement 4.8 REITs Recitals Remedial Measures 6.1(b)(xivRedemption Section 6.16(b) Reimbursement Obligations Section 6.16(d) Renewal Application Section 6.6(d) Representatives Section 5.16 Restructuring Section 5.15 Restructuring Agreements Section 5.15 ▇▇▇▇▇▇▇▇-▇▇▇▇▇ Act Section 4.5(a) SG Focus Preamble SG Holders Preamble SG I Preamble ▇▇ ▇▇ Preamble SGCI Preamble Sierra Confidentiality Agreement Section 6.2(c) Sierra/Apache Arrangements Section 5.15 Specified Date Section 4.2(a) Specified Personnel Section 6.1(c) Surviving Company Section 2.1 Taxable REIT Subsidiary 4.1(bTakeover Statute Section 4.23 Teton Certificate of Merger Section 2.3 Teton Merger Recitals Teton Merger Effective Time Section 2.3 Teton Merger Sub Preamble Trade Secrets See definition of Intellectual Property Transaction Approvals Section 4.4(a) Terminable Breach 8.1(b)(iii) Transaction Litigation 6.15 Transactions Recitals Vesting Phantom Shares 3.2(a)under common control with See definition of Affiliate
Appears in 1 contract
Sources: Merger Agreement (Tegna Inc)
Terms Defined Elsewhere. As used The following terms are defined elsewhere in this Agreement, the following capitalized terms are defined in this Agreement as referenced in the following tableindicated below: Action 10.5(a) Adverse Recommendation Change 7.3(e) Agreement Preamble Amendment to the Company Management Agreement Recitals Articles of Merger 2.2(bAnti-Corruption Laws 5.7(c) Book-Entry Shares 3.3(b)(i4.1(a)(i) Cancelled Shares 3.1(b)(v4.1(a)(ii) Certificate 4.1(a)(i) Certificate of Merger 2.2(b3.3 Certifications and Audits 5.8(f) Certificates 3.3(b)(iChosen Courts 10.5(a) Closing 2.2(a) 3.2 Closing Date 2.2(a) Code Recitals 3.2 Company Preamble Company Additional Dividend Amount 6.19(aAcquisition Agreement 7.3(e) Company Affiliate 9.10(aApprovals 5.3(b) Company Board of Directors Recitals Company Board Recommendation Recitals Bylaws 5.1(b) Company Change of Recommendation 6.3(bCertificate 5.1(b) Company Common Stock 3.1(b)(i) Company Contracts 3.2(b) Company DER Consideration 3.2(b) Company Director Designee 2.6 Recitals Company Disclosure Letter Article IV V Company Dividend Equivalent Right 3.2(bFinancial Statements 5.4(b) Company Material Adverse Effect 4.1(aIndemnified Parties 7.9(a) Company Organizational Documents 5.1(b) Company Permits 4.9 5.7(b) Company Plans 4.10(a) Recommendation Recitals Company SEC Documents 4.5(a5.4(a) Company Series A Preferred Stock 3.1(b)(iiiSoftware 5.15(h) Company Series B Preferred Stock 3.1(b)(iiiSubsidiary Organizational Documents 5.1(b) Company Series C Preferred Stock 3.1(b)(iiiTakeover Transaction 9.3(a) Company Special Committee Recitals Company Stockholders Recitals Company Stockholders Meeting 4.4 Confidentiality Agreement 6.7(b7.2(b) Creditors’ Rights 4.3(aContinuing Employees 7.4(a) Defects 5.15(h) Delaware LLC Act 2.1 Delaware Secretary of State 2.2(b3.3 DGCL Recitals DGCL 262 4.1(b) e-mail 9.3 Dissenting Shares 4.1(b) Effective Time 2.2(b3.3 Environmental Covenants 5.10(e) End Date 8.1(b)(iiExpiration Time 2.1(d) Exchange Agent 3.3(aFDCA 5.8(b) Exchange Fund 3.3(aFood Laws 5.8(b) Forfeited Phantom Shares 3.2(aFrozen Fruit Asset Purchase Agreement 5.23(a) Frozen Vegetable Asset Purchase Agreement 5.23(b) GAAP 4.5(b5.4(b) Indemnified Liabilities 6.10(aHSR Act 2.1(e) Indemnified Persons 6.10(aInitial Expiration Time 2.1(d) Joint Proxy Statement 4.4 Intervening Event Recommendation Change 7.3(g) IRS 5.11(a) Letter of Transmittal 3.3(b)(i4.2(c) Leverage Covenants 6.1(a)(xivLicenses-In 5.15(b) Maryland Courts 9.7(bLicenses-Out 5.15(b) Maryland Department 2.2(b) Material Company Insurance Policies 4.17 Material Parent Insurance Policies 5.17 Merger Recitals Merger Filings 2.2(bConsideration 4.1(a)(i) Merger Sub Preamble Merger Sub Sole Member Minimum Condition 2.1(b) Offer Recitals MGCL 2.1 Operating Partnership 2.1 Offer Closing 2.1(f) Offer Closing Date 2.1(f) Offer Commencement Date 2.1(a) Offer Conditions 2.1(b) Offer Documents 2.1(h) Offer Price Recitals Offer to Purchase 2.1(c) Outside Date 9.1(b) Parent Preamble Parent Additional Dividend Amount 6.19(bApprovals 6.2(b) Parent Affiliate 9.10(bParties Preamble Party Preamble Payment Agent 4.2(a) Parent Board Recitals Parent Board Recommendation 5.3(aPayment Fund 4.2(b) Parent Change of Recommendation 6.4(bPayoff Letter and Payoff Letters 7.21 Premium Cap 7.9(c) Parent Common Stock Issuance Recitals Parent Contracts 5.16(bRepresentatives 7.3(a) Parent Disclosure R&W Policy 7.22 ▇▇▇▇▇▇▇▇-▇▇▇▇▇ Act 5.4(a) Schedule 14D-9 2.2(b) Schedule TO 2.1(h) Signing Date Payoff Letter Article V Parent Equity Plan 5.2(a) Parent Management Agreement Amendment Recitals Parent Manager Recitals Parent Material Adverse Effect 5.1(a) Parent Permits 5.9 Parent Plans 5.10(a) Parent SEC Documents 5.5(a) Parent Stock Issuance Recitals Parent Stockholders Recitals .pdf 9.5 Per Share Common Merger Consideration 3.1(b)(i) Per Share Preferred Merger Consideration 3.1(b)(iii) Per Share Preferred Series B Merger Consideration 3.1(b)(iii) Per Share Preferred Series C Merger Consideration 3.1(b)(iii) Per Share Preferred Series D Merger Consideration 3.1(b)(iii) Per Share Stock Consideration 3.1(b)(i) Phantom Share Consideration 3.2(a) Qualified REIT Subsidiary 4.1(b) Qualifying Income 8.3(i)(i) Registration Statement 4.8 REITs Recitals Remedial Measures 6.1(b)(xiv5.26 Stockholder List Date 2.2(b) Surviving Company 2.1 Taxable REIT Subsidiary 4.1(bCorporation 3.1 Termination Fee 9.3(d) Terminable Breach 8.1(b)(iiiTSA 5.23(a) Transaction Litigation 6.15 Transactions Recitals Vesting Phantom Shares 3.2(aWARN Act 5.11(m)
Appears in 1 contract
Terms Defined Elsewhere. As used in this Agreement, the following capitalized terms are defined in this Agreement as referenced in the following table: Definition Section 667 Recitals Agreement Preamble Amendment to the Company Management Agreement B▇▇▇▇ Recitals Articles of Merger 2.2(b) Book-Entry Shares 3.3(b)(i3.2(b)(i) Business Employees 4.11(a) Cancelled Shares 3.1(b)(v3.1(b)(iv) Certificate of Merger 2.2(b) Certificates 3.3(b)(i3.2(b)(i) Closing 2.2(a) Closing Date 2.2(a) Code Recitals 3.2(i) Common Exchange Ratio 3.1(b)(i) Common Merger Consideration 3.1(b)(i) Company Preamble Company Additional Dividend Amount 6.19(a) Company Affiliate 9.10(a) 9.10 Company Board Recitals Definition Section Company Board Recommendation Recitals Company Change of Recommendation 6.3(b) Company Common Stock 3.1(b)(i) Company Contracts 3.2(b4.16(b) Company DER Consideration 3.2(b) Company Director Designee 2.6 Company Disclosure Letter Article IV Company Dividend Equivalent Right 3.2(b) Company Material Adverse Effect 4.1(a) Company Permits 4.9 Company Plans 4.10(a) Company SEC Documents 4.5(a) Company Series A Preferred Stock 3.1(b)(iii) Company Series B Preferred Stock 3.1(b)(iii) Company Series C Preferred Stock 3.1(b)(iii) Company Special Committee Recitals Company Stockholders Recitals Company Stockholders Shareholders Meeting 4.4 Confidentiality Agreement 6.7(b) Creditors’ Rights 4.3(a) Delaware LLC Act 2.1 Delaware Secretary of State Department 2.2(b) e-mail 9.3 Designated Agent Recitals Designation 5.3(a) DGCL Recitals Dissenting Shares 3.2(j) Effective Time 2.2(b) End Date 8.1(b)(ii) Exchange Agent 3.3(a3.2(a) Exchange Fund 3.3(a3.2(a) Forfeited Phantom Shares 3.2(aExchange Ratios 3.1(b)(ii) Exchanged Parent Preferred Stock 3.1(b)(ii) F-1 Preferred Stock 6.10 FDA Permits 4.23(b) GAAP 4.5(b) Indemnified Liabilities 6.10(a) Indemnified Persons 6.10(a) Joint Proxy Statement 4.4 Letter of Transmittal 3.3(b)(i3.2(b)(i) Leverage Covenants 6.1(a)(xiv) Maryland Courts 9.7(b) Maryland Department 2.2(b) Loan Amount Recitals Loan Documents Recitals Material Company Insurance Policies 4.17 Material Parent Insurance Policies 5.17 Merger Recitals Merger Filings 2.2(bConsideration 3.1(b)(ii) Merger Sub Preamble Merger Sub Sole Member Stockholder Recitals MGCL 2.1 Operating Partnership 2.1 Non-Disclosure Agreement 6.7(b) Parent Preamble Parent Additional Dividend Amount 6.19(b) Parent Affiliate 9.10(b) Parent Board Recitals Parent Board Recommendation 5.3(a) Parent Change of Recommendation 6.4(b) Parent Common Stock Issuance Recitals Parent Contracts 5.16(b) Parent Disclosure Letter Article V Parent Equity Plan 5.2(a) Parent Management Agreement Amendment Recitals Parent Manager Recitals Parent Material Adverse Effect 5.1(a) Parent Permits 5.9 Parent Plans 5.10(a) Parent SEC Documents 5.5(a) Parent Stock Issuance Recitals Parent Stockholders Recitals .pdf Pdf 9.5 Per Share Common Merger Consideration 3.1(b)(iPotential Product 4.23(c) Per Share Definition Section Preferred Exchange Ratio 3.1(b)(ii) Preferred Merger Consideration 3.1(b)(iii3.1(b)(ii) Per Share Preferred Series B Merger Consideration 3.1(b)(iii) Per Share Preferred Series C Merger Consideration 3.1(b)(iii) Per Share Preferred Series D Merger Consideration 3.1(b)(iii) Per Share Stock Consideration 3.1(b)(i) Phantom Share Consideration 3.2(a) Qualified REIT Subsidiary 4.1(b) Qualifying Income 8.3(i)(i) Registration Proxy Statement 4.8 REITs 4.4 Securities Purchase Agreement Recitals Remedial Measures 6.1(b)(xiv) Surviving Company 2.1 Taxable REIT Subsidiary 4.1(b) Terminable Breach 8.1(b)(iii) Transaction Litigation 6.15 Transactions Recitals Vesting Phantom Shares 3.2(aUnconverted Company Preferred Stock 3.1(b)(ii)
Appears in 1 contract
Sources: Agreement and Plan of Merger (Evofem Biosciences, Inc.)
Terms Defined Elsewhere. As used in For purposes of this Agreement, the following capitalized terms are defined in this Agreement as referenced shall have the meaning specified in the following tableSection set forth opposite to such term: Additional Tax Liability Cap 8.19(k) Advance/▇▇▇▇▇▇▇▇ Recitals Agreement Preamble Amendment to the Company Management Agreement Recitals Articles of Merger 2.2(bAlternative Financing 8.19(b) Book-Entry Shares 3.3(b)(i) Cancelled Shares 3.1(b)(v) Alternative Transaction Structure 2.9 Amended RMT Partner Charter 1.1 Applicable Date ARTICLE V Bankruptcy and Equity Exception 5.2 Bylaws 2.5 Certificate of Merger 2.2(b2.3 CEO Designee 2.8(a) Certificates 3.3(b)(iCharter 2.4 Charter Amendment Effective Time 1.2 Chosen Courts 11.4(b) Closing 2.2(a) 2.2 Closing Date 2.2(a2.2 Consent Agreement Recitals Costs 8.15(a) Code Recitals Company Preamble Company Additional Dividend Amount 6.19(aDelayed RMT 2.9 D&O Insurance 8.15(b) Company Affiliate 9.10(a) Company Board Recitals Company Board Recommendation Recitals Company Change of Recommendation 6.3(b) Company Common Stock 3.1(b)(i) Company Contracts 3.2(b) Company DER Consideration 3.2(b) Company Director Designee 2.6 Company Disclosure Letter Article IV Company Dividend Equivalent Right 3.2(b) Company Material Adverse Effect 4.1(a) Company Permits 4.9 Company Plans 4.10(a) Company SEC Documents 4.5(a) Company Series A Preferred Stock 3.1(b)(iii) Company Series B Preferred Stock 3.1(b)(iii) Company Series C Preferred Stock 3.1(b)(iii) Company Special Committee Recitals Company Stockholders Recitals Company Stockholders Meeting 4.4 Confidentiality Agreement 6.7(b) Creditors’ Rights 4.3(a) Delaware LLC Act 2.1 Delaware Secretary of State 2.2(b) e-mail 9.3 DGCL 1.2 Effective Time 2.2(b) End Date 8.1(b)(ii2.3 Excess Tax Liability Amount 8.19(k) Exchange Agent 3.3(a) 4.2 Exchange Fund 3.3(a4.2 Exchange Offer Recitals Financial Market Deferral 8.19(k) Forfeited Phantom Shares 3.2(aFinancial Market Deferral Period 8.19(k) GAAP 4.5(bFinancing 8.19(a) Financing Agreements 8.19(a) Indemnified Liabilities 6.10(aParties 8.15(a) Indemnified Persons 6.10(a) Joint Proxy Statement 4.4 Letter of Transmittal 3.3(b)(i) Leverage Covenants 6.1(a)(xiv) Maryland Courts 9.7(b) Maryland Department 2.2(bIntellectual Property Matters Agreement 8.20(a) Material Company Insurance Policies 4.17 Spinco Owned Real Property 6.17(b) Material Parent Insurance Policies 5.17 Spinco Leased Real Property 6.17(a) Material RMT Partner Owned Real Properties 7.17(b) Material RMT Partner Leased Real Properties 7.17(a) Merger Recitals Merger Filings 2.2(b) Consideration 3.1 Merger Sub Preamble Merger Sub Sole Member Recitals MGCL 2.1 Operating Partnership 2.1 Parent Preamble Parent Additional Dividend Amount 6.19(b) Parent Affiliate 9.10(b) Parent Board Recitals Parent Original Date 8.5(b) Outside Date 10.2(a) Parties Preamble Party Preamble Permanent Financing Agreements 8.19(a) Proxy Statement 8.4(a) Remainco Preamble Remainco Board Recommendation 5.3(aRecitals Remainco Designees 2.8(a) Parent Remainco Reports ARTICLE V Remainco Special Election 8.19(k) Remainco Transaction Litigation 8.18(b) Requisite Regulatory Approvals 9.1(c) RMT Partner Preamble RMT Partner Additional Contract 7.10(b) RMT Partner Alternative Acquisition Agreement 8.3(d)(i) RMT Partner Board Recitals RMT Partner Change of Recommendation 6.4(b8.3(d)(i) Parent Common Stock Issuance Recitals Parent Contracts 5.16(bRMT Partner Charter Amendment 1.1 RMT Partner Designees 2.8(a) Parent RMT Partner Disclosure Letter Article ARTICLE VII RMT Partner ERISA Affiliate 7.8(d) RMT Partner ERISA Plan 7.8(c) RMT Partner Independent Committee Recitals RMT Partner Material Contract 7.10(a) RMT Partner Multiemployer Plan 7.8(f) RMT Partner Options 7.2(a) RMT Partner Pension Plan 7.8(c) RMT Partner Performance Restricted Stock Units 7.2(a) RMT Partner Reports ARTICLE VII RMT Partner Restricted Stock Units 7.2(a) RMT Partner Series Preferred Stock 7.2(a) RMT Partner Special Election 8.19(k) RMT Partner Stockholders Meeting 8.5(a) RMT Partner Stock Plans 7.2(a) RMT Partner Termination Fee 10.5(b)(i) RMT Partner Transaction Litigation 8.18(a) RMT Partner U.S. Benefit Plans 7.8(c) Securities Filings 8.4(a) Significant Stockholder Preamble Spinco Preamble Spinco Additional Contract 6.11(b) Spinco Board Recitals Spinco Commitment Letter 8.19(a) Spinco Consideration Amount 8.19(a) Spinco Debt Securities Valuation 8.19(k) Spinco Disclosure Letter ARTICLE V Parent Equity Spinco ERISA Affiliate 6.8(d) Spinco ERISA Plan 5.2(a6.8(c) Parent Management Agreement Amendment Spinco Financial Statements 6.5(a) Spinco Financing 8.19(a) Spinco Financing Agreements 8.19(a) Spinco Lenders 8.19(a) Spinco Material Contract 6.11(a) Spinco Multiemployer Plan 6.8(f) Spinco Pension Plan 6.8(c) Spinco Termination Fee 10.5(c) Spinco Transaction Litigation 8.18(b) Spinco U.S. Benefit Plans 6.8(c) Spin-Off Recitals Parent Manager Recitals Parent Material Adverse Effect 5.1(a) Parent Permits 5.9 Parent Plans 5.10(a) Parent SEC Documents 5.5(a) Parent Stock Issuance Recitals Parent Stockholders Recitals .pdf 9.5 Per Share Common Merger Consideration 3.1(b)(i) Per Share Preferred Merger Consideration 3.1(b)(iii) Per Share Preferred Series B Merger Consideration 3.1(b)(iii) Per Share Preferred Series C Merger Consideration 3.1(b)(iii) Per Share Preferred Series D Merger Consideration 3.1(b)(iii) Per Share Stock Consideration 3.1(b)(i) Phantom Share Consideration 3.2(a) Qualified REIT Subsidiary 4.1(b) Qualifying Income 8.3(i)(i) Registration Statement 4.8 REITs Recitals Remedial Measures 6.1(b)(xivSplit Off TO 8.4(a) Surviving Company Corporation 2.1 Taxable REIT Subsidiary 4.1(bTail Period 8.15(b) Terminable Breach 8.1(b)(iii) Transaction Litigation 6.15 Transactions Recitals Vesting Phantom Shares 3.2(aVoting Agreements Recitals WARN 6.8(q)
Appears in 1 contract
Sources: Merger Agreement (At&t Inc.)
Terms Defined Elsewhere. As used The following terms are defined elsewhere in this Agreement, the following capitalized terms are defined in this Agreement as referenced in the following tableindicated below: Act 1.2(a) Agents 9.15 Agreement Preamble Amendment to the Company Management Agreement Recitals Articles of Merger 2.2(bAlternative Financing 6.11(a) BookAmended Parent By-Entry Shares 3.3(b)(iLaws 1.4(c) Cancelled Shares 3.1(b)(v) Amended Parent Certificate of Merger 2.2(bIncorporation 1.4(c) Certificates 3.3(b)(iAudited Financial Statements 4.4(a) Board Recommendation Change 6.1(d) Borrower 4.1(d)(ii) Cash Election Shares 2.1(a)(i) Closing 2.2(a) 1.3 Closing Date 2.2(a1.3 Debt Commitment Letters 4.21 Debt Financing 4.21 Dissenting Shares 2.1(c) Code Recitals Company Preamble Company Additional Dividend Amount 6.19(a) Company Affiliate 9.10(a) Company Board Recitals Company Board Recommendation Recitals Company Change of Recommendation 6.3(b) Company Common Stock 3.1(b)(i) Company Contracts 3.2(b) Company DER Consideration 3.2(b) Company Director Designee 2.6 Company Disclosure Letter Article IV Company Dividend Equivalent Right 3.2(b) Company Material Adverse Effect 4.1(a) Company Permits 4.9 Company Plans 4.10(a) Company SEC Documents 4.5(a) Company Series A Preferred Stock 3.1(b)(iii) Company Series B Preferred Stock 3.1(b)(iii) Company Series C Preferred Stock 3.1(b)(iii) Company Special Committee Recitals Company Stockholders Recitals Company Stockholders Meeting 4.4 Confidentiality Agreement 6.7(b) Creditors’ Rights 4.3(a) Delaware LLC Act 2.1 Delaware Secretary of State 2.2(b) e-mail 9.3 Effective Time 2.2(b1.1(b) End Date 8.1(b)(iiElection Deadline 2.3(b) Election Form 2.3(a) Election Period 2.3(b) Exchange Agent 3.3(a2.4(a) Exchange Fund 3.3(a2.4(b) Forfeited Phantom Shares 3.2(aFCC 3.22 FCC Application 6.18 FCC Approval 6.18 FCC Authorization 3.22 Financing Documents 6.11(b) GAAP 4.5(bFinancing Parties 6.11(b) Indemnified Liabilities 6.10(aGuarantor 4.1(d)(ii) Indemnified Persons 6.10(aHoldcos 4.1(d)(ii) Joint Proxy Statement 4.4 Letter of Transmittal 3.3(b)(iIM Preamble IM Financial Statements 4.4(a) Leverage Covenants 6.1(a)(xivIM Intellectual Property 4.10(a) Maryland Courts 9.7(bIM IP Licenses 4.10(c) Maryland Department 2.2(bIM Leased Property 4.11(b) IM LLC Agreement Recitals IM Material Company Insurance Policies 4.17 Material Parent Insurance Policies 5.17 Contracts 4.8(b) IM Members Recitals IM Merger Recitals IM Merger Filings 2.2(bConsideration 2.7(a)(i) IM Merger Filing 1.2(b) IM Merger Sub Preamble Merger Sub Sole Member Recitals MGCL 2.1 Operating Partnership 2.1 Parent Preamble Parent Additional Dividend Amount 6.19(b) Parent Affiliate 9.10(b) Parent Board Recitals Parent Board Recommendation 5.3(a) Parent Change of Recommendation 6.4(b) Parent Common Stock Issuance Recitals Parent Contracts 5.16(b) Parent Disclosure Letter Article V Parent Equity Plan 5.2(a) Parent Management Agreement Amendment Recitals Parent Manager Recitals Parent Material Adverse Effect 5.1(a) Parent Permits 5.9 Parent Plans 5.10(a) Parent SEC IM Organizational Documents 5.5(a) Parent Stock Issuance Recitals Parent Stockholders Recitals .pdf 9.5 Per Share Common Merger Consideration 3.1(b)(i) Per Share Preferred Merger Consideration 3.1(b)(iii) Per Share Preferred Series B Merger Consideration 3.1(b)(iii) Per Share Preferred Series C Merger Consideration 3.1(b)(iii) Per Share Preferred Series D Merger Consideration 3.1(b)(iii) Per Share Stock Consideration 3.1(b)(i) Phantom Share Consideration 3.2(a) Qualified REIT Subsidiary 4.1(b) Qualifying Income 8.3(i)(iIM Owned Property 4.11(a) Registration Statement 4.8 REITs Recitals Remedial Measures 6.1(b)(xivIM Parties. Preamble IM Permits 4.6(a) Surviving Company 2.1 Taxable REIT IM Property 4.11(b) IM Real Property Lease 4.11(b) IM Registered Intellectual Property 4.10(b) IM Subsidiary Organizational Documents 4.1(b) Terminable Breach 8.1(b)(iiiIM Surviving LLC 1.2(a) Transaction Litigation 6.15 Transactions IM Voting Debt 4.2(c) Indemnified Party 6.12(a) Interim Financial Statements 4.4(a) Intervening Event 6.1(d) Lender Parties 9.15 Lenders 9.15 Licensed IM Intellectual Property 4.10(a) Licensed OUTD Intellectual Property 3.10(a) Line of Business 3.8(a)(iii) Lock-Up Agreement Recitals Vesting Phantom Shares 3.2(a)Mailing Date 2.3(a) Merger Subsidiaries Preamble
Appears in 1 contract
Terms Defined Elsewhere. As used The following terms are defined elsewhere in this Agreement, the following capitalized terms are defined in this Agreement as referenced in the following table: 401(k) Termination Date Section 7.7(e) Agreement Preamble Amendment to the Company Management Agreement Recitals Articles of Merger 2.2(bAlternative Financing Section 7.14(c) Approvals Section 7.2(a) Base Amount Section 7.4(c) Book-Entry Shares 3.3(b)(iSection 3.1(a)(i) Cancelled Shares 3.1(b)(vSection 3.1(a)(ii) Capitalization Date Section 4.2(a) Cash Consideration Section 3.1(a)(i)(B) Cash Election Section 3.1(a)(i)(B) Cash Election Shares Section 3.1(a)(i)(B) Certificate Section 3.1(a)(i) Change of Merger 2.2(b) Certificates 3.3(b)(iRecommendation Section 6.3(a) Closing 2.2(a) Section 2.2 Closing Date 2.2(aSection 2.2 Closing Effective Time Section 2.3(b) Code Recitals Company Preamble Company Additional Dividend Amount 6.19(aAcquisition Agreement Section 6.3(a) Company Affiliate 9.10(a) Base Indenture Section 1.1 Company Board of Directors Recitals Company Board Recommendation Recitals Company Change of Recommendation 6.3(b) Company Common Stock 3.1(b)(i) Company Contracts 3.2(b) Company DER Consideration 3.2(b) Company Director Designee 2.6 Company Disclosure Letter Article IV Company Dividend Equivalent Right 3.2(bIntellectual Property Rights Section 4.14(c) Company Material Adverse Effect 4.1(aLeases Section 4.16(b) Company Notes Section 7.15(b) Company Permits 4.9 Section 4.9(b) Company Plans 4.10(aPreferred Stock Section 4.2(a) Company Restriction Section 7.2(c) Company SEC Documents Section 4.5(a) Company Series A Preferred Stock 3.1(b)(iiiStockholder Approval Section 4.3(a) Company Series B Preferred Stock 3.1(b)(iii) Company Series C Preferred Stock 3.1(b)(iii) Company Special Committee Recitals Company Stockholders Recitals Company Stockholders Stockholders’ Meeting 4.4 Confidentiality Agreement 6.7(bSection 7.12(b) Creditors’ Rights 4.3(aCompany Trade Secrets Section 4.14(e) Delaware LLC Act 2.1 Delaware Secretary of State 2.2(bContinuing Employees Section 7.7(a) e-mail 9.3 Effective Time 2.2(bCopyrights Section 1.1 Credit Facility Termination Section 7.15(a) End Date 8.1(b)(iiDebt Commitment Letter Section 5.12(a) Debt Offers Section 7.15(d) Definitive Debt Financing Agreements Section 7.14(a) DGCL Section 2.1(a) DGCL 262 Section 3.1(b) Dissenting Shares Section 3.1(b) DLLCA Section 2.1(b) DOJ Section 7.2(d) DPA 2018 Section 1.1 Election Section 3.2(b)(i) Election Deadline Section 3.2(b)(iv) Election Period Section 3.2(b)(iii) Enforceability Limitations Section 4.3(b) Exchange Agent 3.3(aSection 3.2(c) Exchange Fund 3.3(aSection 3.2(d) Forfeited Phantom Exchange Ratio Section 3.1(a)(i) Excluded Shares 3.2(aSection 3.1(a)(iv) Financing Section 5.12(a) Financing Entities Section 1.1 First Certificate of Merger Section 2.3(a) First Merger Section 2.1(a) Form of Election Section 3.2(b)(ii) Form S-4 Section 4.21 Fractional Share Cash Amount Section 3.1(d) FTC Section 7.2(d) GAAP Section 4.5(b) Indemnified Liabilities 6.10(a▇▇▇▇▇▇ ▇▇▇▇ Section 7.17(c) ▇▇▇▇▇▇▇ ▇▇▇▇▇ Section 4.22 Holder Section 3.2(b) Indemnified Persons 6.10(aParties Section 7.4(a) Joint Proxy Statement 4.4 Initial Effective Time Section 2.3(a) Insurance Policy Section 4.20(a) Integrated Transaction Recitals Intended Tax Treatment Recitals Letter of Transmittal 3.3(b)(i) Leverage Covenants 6.1(a)(xiv) Maryland Courts 9.7(b) Maryland Department 2.2(bSection 3.2(e) Material Company Insurance Policies 4.17 Contracts Section 4.17(a) Material Parent Insurance Policies 5.17 Customer Section 4.19(a) Material Customer Agreement Section 4.19(a) Material Supplier Section 4.19(b) Material Supplier Agreement Section 4.19(b) Maximum Cash Election Consideration Section 3.1(a)(i) Maximum Stock Election Consideration Section 3.1(a)(i) Merger Recitals Merger Filings 2.2(bConsideration Section 3.1(a)(i) Merger Sub 1 Preamble Merger Sub Sole Member Recitals MGCL 2.1 Operating Partnership 2.1 New Plans Section 7.7(d) NewCo Preamble NewCo Surviving Company Section 2.1(b) Non-Election Shares Section 3.1(a)(i)(A) OFAC Section 4.9(e) Old Plans Section 7.7(d) Outside Date Section 9.1(d) Owned Real Property Section 4.16(a) Parent Preamble Parent Additional Dividend Amount 6.19(b) Parent Affiliate 9.10(b) Parent Board Recitals Parent Board Recommendation 5.3(a) Parent Change of Recommendation 6.4(b) Parent Common Stock Issuance Recitals Parent Contracts 5.16(b) Parent Disclosure Letter Article V Parent Equity Plan Governing Documents Section 5.1 Parent Merger Subs Preamble Parent Preferred Stock Section 5.2(a) Parent Management Agreement Amendment Recitals Parent Manager Recitals Parent Material Adverse Effect 5.1(a) Parent Permits 5.9 Parent Plans 5.10(aRestriction Section 7.2(c) Parent SEC Documents Section 5.5(a) Parent Stock Issuance Recitals Parent Stockholders Recitals .pdf 9.5 Per Share Common Merger Consideration 3.1(b)(iParties Preamble Party Preamble Patents Section 1.1 ▇▇▇▇ ▇▇▇▇▇ Section 7.17(c) Payoff Letter Section 7.15(a) Per Share Preferred Cash Consideration Section 3.1(a)(i) Permanent Financing Section 7.14(b) Permitted Company Restriction Section 7.2(c) Permitted Parent Restriction Section 7.2(c) Prohibited Modifications Section 7.14(b) Proposed Dissenting Shares Section 3.1(b) Proxy Statement/Prospectus Section 4.4(a) Receivables Facility Termination Section 7.15(e) Recipient Section 1.1 Relevant Matters Section 10.9(a) Restricted Parties Section 4.9(g) RXO Surviving Company Section 2.1(a) ▇▇▇▇▇▇▇▇-▇▇▇▇▇ Act Section 4.5(a) SEC Tax Opinions Section 7.17(c) Second Certificate of Merger Section 2.3(b) Second Merger Section 2.1(b) Security Incidents Section 4.15(b) Standard Consideration 3.1(b)(iiiSection 3.1(a)(i)(A) Per Share Preferred Series B Merger Consideration 3.1(b)(iiiStandard Election Section 3.1(a)(i)(A) Per Share Preferred Series C Merger Consideration 3.1(b)(iiiStandard Election Shares Section 3.1(a)(i)(A) Per Share Preferred Series D Merger Consideration 3.1(b)(iii) Per Share Stock Consideration 3.1(b)(iSection 3.1(a)(i)(C) Phantom Share Consideration 3.2(aStock Election Section 3.1(a)(i)(C) Qualified REIT Subsidiary 4.1(bStock Election Shares Section 3.1(a)(i)(C) Qualifying Income 8.3(i)(iThird-Party Providers Section 4.27(b) Registration Statement 4.8 REITs Trade Secrets Section 1.1 Transactions Section 2.1(b) Transportation Licenses Section 4.27(a) Voting and Support Agreement Recitals Remedial Measures 6.1(b)(xiv) Surviving Company 2.1 Taxable REIT Subsidiary 4.1(b) Terminable Breach 8.1(b)(iii) Transaction Litigation 6.15 Transactions Recitals Vesting Phantom Shares 3.2(awillful breach Section 9.2(a)
Appears in 1 contract
Sources: Agreement and Plan of Merger (C. H. Robinson Worldwide, Inc.)
Terms Defined Elsewhere. As used in this Agreement, the following capitalized terms are defined in this Agreement as referenced in the following table: 667 Recitals Agreement Preamble Amendment to the Company Management Agreement Recitals Articles of Merger 2.2(b) Assignment Agreement Recitals ▇▇▇▇▇ Recitals ▇▇▇▇▇ Royalty Note Recitals Book-Entry Shares 3.3(b)(i3.2(b)(i) Business Employees 4.11(a) Cancelled Shares 3.1(b)(v) Certificate of Merger 2.2(b3.1(b)(iv) Certificates 3.3(b)(i3.2(b)(i) Closing 2.2(a) Closing Date 2.2(a) Code Recitals Company Preamble Company Additional Dividend Amount 6.19(a) Company Affiliate 9.10(a) Company Board Recitals Company Board Recommendation Recitals Company Change of Recommendation 6.3(b) Company Common Stock 3.1(b)(i) Company Contracts 3.2(b4.16(b) Company DER Consideration 3.2(b) Company Director Designee 2.6 Company Disclosure Letter Article IV Company Dividend Equivalent Right 3.2(b) Company Material Adverse Effect 4.1(a) Company Permits 4.9 Company Plans 4.10(a) Company SEC Documents 4.5(a) Company Series A Preferred Stock 3.1(b)(iii) Company Series B Preferred Stock 3.1(b)(iii) Company Series C Preferred Stock 3.1(b)(iii) Company Special Committee Recitals Company Stockholders Recitals Company Stockholders Shareholders Meeting 4.4 Confidentiality Agreement 6.7(b) Creditors’ Rights 4.3(a) Delaware LLC Act 2.1 Delaware Secretary of State Department 2.2(b) e-mail 9.3 Designated Agent Recitals DGCL Recitals Effective Time 2.2(b) End Date 8.1(b)(ii) Exchange Agent 3.3(a3.2(a) Exchange Fund 3.3(a3.2(a) Forfeited Phantom Shares 3.2(aExchange Ratio 3.1(b)(i) Exchanged Option 0 FDA Permits Section 4.23(b) GAAP 4.5(b) Indemnified Liabilities 6.10(a) Indemnified Persons 6.10(a) Joint Proxy Statement 4.4 Letter of Transmittal 3.3(b)(i) Leverage Covenants 6.1(a)(xiv) Maryland Courts 9.7(b) Maryland Department 2.2(b3.2(b)(i) Material Company Insurance Policies 4.17 Material Parent Insurance Policies 5.17 Merger Recitals Merger Filings 2.2(bConsideration 3.1(b)(i) Merger Sub Preamble Merger Sub Sole Member Stockholder Recitals MGCL 2.1 Operating Partnership 2.1 Non-Disclosure Agreement 6.7(b) Original Loan Amount Recitals Original Loan Documents Recitals Parent Preamble Parent Additional Dividend Amount 6.19(b) Parent Affiliate 9.10(b) Parent Board Recitals Parent Board Recommendation 5.3(a) Parent Change of Recommendation 6.4(b) Parent Common Stock Issuance Recitals Parent Contracts 5.16(b) Parent Disclosure Letter Article V Parent Equity Plan Plans 5.2(a) Parent Management Agreement Amendment Recitals Parent Manager Recitals Parent Material Adverse Effect 5.1(a) Parent Permits 5.9 Parent Plans 5.10(a) Parent SEC Documents Section 5.5(a) Parent Stock Issuance Recitals Parent Stockholders Recitals .pdf Pdf 9.5 Per Share Common Merger Consideration 3.1(b)(i) Per Share Preferred Merger Consideration 3.1(b)(iii) Per Share Preferred Series B Merger Consideration 3.1(b)(iii) Per Share Preferred Series C Merger Consideration 3.1(b)(iii) Per Share Preferred Series D Merger Consideration 3.1(b)(iii) Per Share Stock Consideration 3.1(b)(i) Phantom Share Consideration 3.2(a) Qualified REIT Subsidiary 4.1(b) Qualifying Income 8.3(i)(iPotential Product Section 4.23(c) Registration Statement Section 4.8 REITs Recitals Remedial Measures 6.1(b)(xiv) Surviving Company 2.1 Taxable REIT Subsidiary 4.1(b) Terminable Breach 8.1(b)(iii) Transaction Litigation 6.15 Transactions Recitals Vesting Phantom Shares 3.2(a)Recitals
Appears in 1 contract
Sources: Merger Agreement (Aditxt, Inc.)
Terms Defined Elsewhere. As used in this Agreement, the following capitalized terms are defined in this Agreement as referenced in the following table: Aggregate Stock Consideration Section 3.1(a)(iv) Agreement Preamble Amendment to the Company Management Agreement Recitals Articles of Merger 2.2(b) Appraisal Shares Section 3.5 Book-Entry Shares 3.3(b)(iSection 3.4(b)(ii) Cancelled Shares 3.1(b)(vCash Consideration Section 3.1(a)(i) Certificate Certificates Section 3.4(b)(i) Certificates of Merger Section 2.2(b) Certificates 3.3(b)(i) Closing Section 2.2(a) Closing Date Section 2.2(a) Code Recitals Company Preamble Company Additional Dividend Amount 6.19(aAlternative Acquisition Agreement Section 6.3(d)(iv) Company Affiliate 9.10(aApplicable Date Section 4.5(a) Company Board Recitals Company Board Recommendation Recitals Section 4.3(a) Company Capital Stock Section 4.2(a) Company Change of Recommendation 6.3(bSection 6.3(d)(vii) Company Common Stock 3.1(b)(i) Recitals Company Contracts 3.2(bSection 4.18(b) Company DER Consideration 3.2(b) Company Director Designee 2.6 Company Disclosure Letter Article ARTICLE IV Company Dividend Equivalent Right 3.2(bEmployee Section 4.10(h) Company Equity Awards Section 4.2(b) Company Equity Plans Section 3.3(a) Company FA Section 4.20 Company Insurance Policies Section 4.19 Company Intellectual Property Section 4.14(b) Company Leased Real Property Section 4.15 Company Material Adverse Effect 4.1(aSection 4.1 Company Permits Section 4.9(a) Company Permits 4.9 Preferred Stock Section 4.2(a) Company Plans 4.10(aPRSU Award Section 3.3(b) Company Real Property Lease Section 4.15 Company Registered and Pending Intellectual Property Section 4.14(a) Company Related Party Transaction Section 4.22 Company RS Award Section 3.3(d) Company RSU Award Section 3.3(a) Company SEC Documents Section 4.5(a) Company Series A Preferred Stock 3.1(b)(iiiOption Section 3.3(c) Company Series B Preferred Stock 3.1(b)(iii) Company Series C Preferred Stock 3.1(b)(iii) Company Special Committee Recitals Company Stockholders Recitals Company Stockholders Meeting Section 4.4 Confidentiality Agreement 6.7(bSection 6.6(b) Creditors’ Rights 4.3(aContingent Workers Section 4.11(b) Delaware LLC Act 2.1 Delaware Secretary of State 2.2(bContinuing Employee Section 6.18(a) D&O Insurance Section 6.8(b) days Section 9.4(e) DGCL Section 2.1(a) DLLCA Section 2.1(b) DSP Section 4.17(d) DTC Section 3.4(b)(ii) e-mail Section 9.3 Effective Time 2.2(bEligible Shares Section 3.1(a)(i) End Date 8.1(b)(iiEnforceability Exceptions Section 4.3(a) Exchange Agent 3.3(aSection 3.4(a) Exchange Fund 3.3(aSection 3.4(a) Forfeited Phantom Exchange Ratio Section 3.1(a)(i) Excluded Shares 3.2(aSection 3.1(a)(i) FCPA Section 4.17(a) First Certificate of Merger Section 2.2(b) First Merger Recitals First Merger Effective Time Section 2.2(b) GAAP Section 4.5(b) HSR Act Section 4.4 Indemnified Liabilities 6.10(aPerson Section 6.8(a) Indemnified Persons 6.10(aInternational Trade Laws Section 4.17(b) Joint Proxy Statement Section 4.4 Letter of Transmittal 3.3(b)(iSection 3.4(b)(i) Leverage Covenants 6.1(a)(xivmade available Section 9.4(e) Maryland Courts 9.7(bMaximum Share Number Section 3.1(a)(iv) Maryland Department 2.2(bMeasurement Date Section 4.2(a) Material Company Insurance Policies 4.17 Material Parent Insurance Policies 5.17 Merger Recitals Merger Filings 2.2(bConsideration Section 3.1(a)(i) Merger Sub 1 Preamble Merger Sub Sole Member Recitals MGCL 2.1 Operating Partnership 2.1 2 Preamble Outside Date Section 8.1(b)(ii) Parent Preamble Parent Additional Dividend Amount 6.19(b2012 Plan Section 5.2(b) Parent Affiliate 9.10(b2018 Plan Section 5.2(b) Parent Applicable Date Section 5.5(a) Parent Board Recitals Parent Board Recommendation 5.3(a) Parent Change of Recommendation 6.4(bCapital Shares Section 5.2(a) Parent Common Stock Issuance Recitals Parent Contracts 5.16(bSection 5.12(a)(x) Parent Disclosure Letter Article ARTICLE V Parent Equity Plan Plans Section 5.2(a) Parent Management Agreement Amendment Recitals Parent Manager Recitals Intellectual Property Section 5.21(b) Parent Material Adverse Effect 5.1(aSection 5.1 Parent Permits Section 5.9(a) Parent Permits 5.9 Parent Plans 5.10(aPreferred Shares Section 5.2(a) Parent SEC Public Documents Section 5.5(a) Parent Stock Related Party Transaction Section 5.15 Parent Share Issuance Recitals Parent Stockholders Trading Price Section 3.1(a)(iv) pdf Section 2.2(a) Post-Effective Time Dividends Section 3.4(f) Pre-Closing Period Section 6.1(a) Privacy Requirements Section 4.14(j) Proxy Statement Section 4.4 Registration Statement Section 4.4 Reorganization Treatment Recitals .pdf 9.5 Per Share Common Rev. Proc. 2018-12 Section 6.14(b) Second Certificate of Merger Consideration 3.1(b)(iSection 2.2(b) Per Share Preferred Second Merger Consideration 3.1(b)(iiiRecitals Second Merger Effective Time Section 2.2(b) Per Share Preferred Series B Merger Consideration 3.1(b)(iii) Per Share Preferred Series C Merger Consideration 3.1(b)(iii) Per Share Preferred Series D Merger Consideration 3.1(b)(iii) Per Share Stock Consideration 3.1(b)(i) Phantom Share Consideration 3.2(a) Qualified REIT Subsidiary 4.1(b) Qualifying Income 8.3(i)(i) Registration Statement 4.8 REITs Recitals Remedial Measures 6.1(b)(xivSection 3.1(a)(i) Surviving Company 2.1 Taxable REIT Subsidiary 4.1(bSection 2.1(a) Surviving LLC Section 2.1(b) Tail Policy Section 6.8(b) Terminable Breach Section 8.1(b)(iii) Top Company Customers Section 4.25 Top Parent Customers Section 5.12(a)(viii) Transaction Litigation 6.15 Transactions Recitals Vesting Phantom Shares 3.2(a)Section 6.9
Appears in 1 contract
Sources: Merger Agreement (Repligen Corp)
Terms Defined Elsewhere. As used The following terms are defined elsewhere in this Agreement, the following capitalized terms are defined in this as indicated below: Acquisition Agreement as referenced in the following table: 6.1(b) Action 6.9(b) Agreement Preamble Amendment to the Company Management Agreement Assumed Option 3.3(b) Board of Directors Recitals Articles of Merger 2.2(bCash-Out Election 3.3(a) BookCash-Entry Shares 3.3(b)(iOut Option 3.3(a) Cancelled Shares 3.1(b)(vCash Payment 3.3(a) Cap 6.9(a) Certificate 3.2(b) Certificate of Merger 2.2(b) Certificates 3.3(b)(i) 2.3 Closing 2.2(a) 2.2 Closing Date 2.2(a) Code Recitals 2.2 Company Preamble Company Additional Dividend Amount 6.19(a) Company Affiliate 9.10(a) Company Board Recitals Company Board Adverse Recommendation Recitals Company Change of Recommendation 6.3(b6.1(b) Company Common Stock 3.1(b)(iRecitals Company Competitive Proposal 6.1(a) Company Contracts 3.2(b) Disclosure Schedule Article 4 Table of Contents Company DER Consideration 3.2(b) Company Director Designee 2.6 Company Disclosure Letter Article IV Company Dividend Equivalent Right 3.2(b) Company Material Adverse Effect 4.1(a) Company Permits 4.9 Company Employee Benefit Plans 4.10(a) Company SEC Documents 4.5(aESPP 3.3(e) Company Series A Preferred Stock 3.1(b)(iiiFinancial Advisor 1.2(a) Company Series B Preferred Stock 3.1(b)(iiiIncentive Plan 3.3(a) Company Series C Preferred Stock 3.1(b)(iiiOptions 3.3(c) Company Special Committee Permits 4.13 Company Reports 4.6(a) Company Representatives 6.1(a) Company Shares Recitals Company Stockholders Recitals Stockholder Approval 4.22 Company Stockholders Meeting 4.4 Stock Plans 3.3(e) Company Superior Proposal 6.1(b) Company Takeover Proposal 6.1(a) Confidentiality Agreement 6.7(b6.1(a) Creditors’ Rights 4.3(aContinuing Employees 6.11(a) Control Date 1.3 Conversion Ratio 3.3(b) Delaware LLC Act 2.1 Delaware Secretary Courts 9.5 Department of State 2.2(bJustice 6.13 DGCL Recitals Dissenting Common Stock 3.6 Dow ▇▇▇▇▇ News Release 4.6(a) e-mail 9.3 Effective Time 2.2(b2.3 Environmental Claim 4.14(d) End Date 8.1(b)(iiEnvironmental Consultant 6.15(a) Environmental Laws 4.14(d) Environmental Permits 4.14(a)
(a) Exchange Act 1.1(a) Exchange Agent 3.3(a3.4(a) Exchange Fund 3.3(a) Forfeited Phantom Shares 3.2(aForeign Plans 4.10(d) GAAP 4.6(b) Governmental Entity 4.3 Group 8.1(d)(iv) Hazardous Substances 4.14(d) HSR Act 4.5(b) Indemnified Liabilities 6.10(aParty 6.9(b) Indemnified Persons 6.10(aParties 6.9(b) Joint Proxy Statement 4.4 Letter Independent Directors 1.3 Intellectual Property 4.16(c) IRS 4.10(c) Laws 4.3 Liens 4.4(g) Litigation 4.7 Material Contracts 4.19 Table of Transmittal 3.3(b)(i) Leverage Covenants 6.1(a)(xiv) Maryland Courts 9.7(b) Maryland Department 2.2(b) Material Company Insurance Policies 4.17 Material Parent Insurance Policies 5.17 Contents Merger Recitals Merger Filings 2.2(b) Merger Sub Preamble Merger Sub Sole Member Recitals MGCL 2.1 Operating Partnership 2.1 Parent Preamble Parent Additional Dividend Amount 6.19(b) Parent Affiliate 9.10(b) Parent Board Recitals Parent Board Recommendation 5.3(a) Parent Change of Recommendation 6.4(b) Parent Common Stock Issuance Recitals Parent Contracts 5.16(b) Parent Disclosure Letter Article V Parent Equity Plan 5.2(a) Parent Management Agreement Amendment Recitals Parent Manager Recitals Parent Material Adverse Effect 5.1(a) Parent Permits 5.9 Parent Plans 5.10(a) Parent SEC Documents 5.5(a) Parent Stock Issuance Recitals Parent Stockholders Recitals .pdf 9.5 Per Share Common Merger Consideration 3.1(b)(i) Per Share Preferred Merger Consideration 3.1(b)(iii) Per Share Preferred Series B Merger Consideration 3.1(b)(iii) Per Share Preferred Series C Merger Consideration 3.1(b)(iii) Per Share Preferred Series D Merger Consideration 3.1(b)(iii) Per Share Stock Consideration 3.1(b)(i) Phantom Share Consideration 3.2(a) Qualified REIT Subsidiary 4.1(b) Qualifying Income 8.3(i)(i) Registration Statement 4.8 REITs Recitals Remedial Measures 6.1(b)(xiv) Surviving Company 2.1 Taxable REIT Subsidiary 4.1(b) Terminable Breach 8.1(b)(iii) Transaction Litigation 6.15 Transactions Recitals Vesting Phantom Shares 3.2(aMinimum Condition Annex I Nasdaq 3.3(b)
Appears in 1 contract
Sources: Merger Agreement (Invitrogen Corp)
Terms Defined Elsewhere. As used in this Agreement, Each of the following capitalized terms are defined in this Agreement as referenced has the meaning ascribed to such term in the following tableArticle or Section set forth opposite such term: 2019 Pre-Closing Tax Distributions Section 9.2(a) 2020 Pre-Closing Tax Distributions Section 9.2(b) 2020 Pre-Closing Taxable Income Section 9.2(b) 2019 Tax Year Section 9.2(a) ACA Section 3.15(c) Accounts Receivable Section 3.22(a) Additional Buyer Filings Section 7.10(f) Affiliated Transactions Section 3.24(a) Aggregate Consideration Section 9.1(h) Agreement Preamble Amendment to the Allocation Section 9.1(h) Antitrust Laws Section 7.8(c) Assets Section 3.19 Assigned Company Management Units Recitals Assignment Agreement Section 2.6(a) Audited Financial Statements Section 3.4(a)(ii) Binder Agreement Section 7.9(a) BSOF Recitals BSOF Common Equity Purchase Recitals BSOF Common Interests Recitals BSOF Consideration Recitals BSOF Preferred Equity Purchase Recitals BSOF Preferred Interests Recitals BSOF Purchase Agreement Recitals Articles of Merger 2.2(bBSOF Sale Section 9.1(g) Book-Entry Shares 3.3(b)(iBuyer Preamble Buyer Balance Sheet Section 5.11(c) Cancelled Shares 3.1(b)(v) Buyer Certificate of Merger 2.2(bIncorporation Recitals Buyer Post-Closing Representation Section 12.14(b)(i) Certificates 3.3(b)(iBuyer Preferred Shares Section 5.2(a) Buyer Prepared Returns Section 9.1(a)(i) Buyer Public Securities Section 5.8 Buyer Released Matters Section 7.12(b) Buyer Released Parties Section 7.12(b) Buyer Releasing Parties Section 7.12(b) Buyer SEC Documents Section 5.5(a) Buyer Warrants Section 5.2(a) CapEx Schedule Section 6.1(a)(vii) Closing 2.2(aSection 2.4 Closing Date Section 2.4 Closing Form 8-K Section 7.10(g) Closing Date 2.2(aPress Release Section 7.10(g) Code Recitals Closing Statement Section 2.3(a) Company Preamble Company Additional Dividend Amount 6.19(a) Company Affiliate 9.10(a) Company Board A&R LLCA Recitals Company Board Recommendation Distribution Policy Recitals Company Change of Recommendation 6.3(b) Company Common Stock 3.1(b)(i) Company Contracts 3.2(b) Company DER Consideration 3.2(b) Company Director Designee 2.6 Company Disclosure Letter Article IV Company Dividend Equivalent Right 3.2(b) Company Material Adverse Effect 4.1(a) Company Permits 4.9 Company Plans 4.10(a) Company SEC Documents 4.5(a) Company Series A Preferred Stock 3.1(b)(iii) Company Series B Preferred Stock 3.1(b)(iii) Company Series C Preferred Stock 3.1(b)(iii) Company Special Committee Interests Recitals Company Stockholders Units Recitals Competing Buyer Section 7.22(a) Cozen Section 12.14(a) D&O Provisions Section 7.13(a) Data Room Section 12.5 DGCL Recitals Domestication Recitals Effective Date Preamble EIP Section 7.4 Environmental Permits Section 3.18 Excess Cash Section 2.2(b)(ii) Exchanged Company Stockholders Meeting 4.4 Confidentiality Units Recitals FDA Section 1.1 Final Allocation Section 9.1(h) Final Tax Basis Balance Sheet Section 9.1(h) Financial Statements Section 3.4(a) Forward Purchase Agreements Recitals FTC Section 1.1 Improvements Section 3.7(d) Indemnitee Section 10.2(e) Indemnitor Section 10.2(e) Insurance Policies Section 3.16 Intended Tax Treatment Section 9.1(g) Internal Controls Section 3.4(c) Investor Rights Agreement 6.7(bRecitals IRS Section 3.15(a) Creditors’ Rights 4.3(aIssued Company Units Recitals K&E Section 10.2(e) Delaware LLC Act 2.1 Delaware Secretary of State 2.2(bLatest Balance Sheet Section 3.4(a)(i) e▇▇▇▇▇▇▇▇ Offer Letter Section 2.6(a)(x) LTIP Section 7.14 LOI Section 12.6 Material Contract Section 3.9(b) Material Customer Section 3.9(c) Material Leases Section 3.7(b) Name Change Recitals Net Loss Section 7.9(a) Non-mail 9.3 Effective Time 2.2(bParty Affiliate Section 12.13 OFAC Section 1.1 Other Financial Statements Section 3.4(a)(iii) End Outside Date 8.1(b)(iiSection 11.1(c) Exchange Agent 3.3(aParties Preamble Party Preamble PCAOB Financial Statements Section 7.10(h) Exchange Fund 3.3(aPermits Section 3.17(b) Forfeited Phantom Pre-Closing Imputed Underpayment Section 1.1 Pre-Closing Period Section 6.1(a) Premium Cap Section 7.13(b)(ii) Proxy Statement Section 7.10(c) Pubco Dividend Policy Recitals R&W Insurance Policy Section 7.9(a) Redemption Recitals Redemption Agreement Recitals Restricted Sponsor Shares 3.2(aRecitals Restructuring Intended Tax Treatment Section 3.8(o) GAAP 4.5(bSale Section 9.1(g) Indemnified Liabilities 6.10(aSeller Post-Closing Representation Section 12.14(a)(i) Sellers Preamble Sellers Prepared Returns Section 9.1(a)(i) Series R Preamble Seller Released Matters Section 7.12(a) Seller Released Parties Section 7.12(a) Seller Releasing Parties Section 7.12(a) Series U Preamble Signing Form 8-K Section 7.10(b) Signing Press Release Section 7.10(b) Sponsor Side Letter Recitals SSI List Section 3.25(a) Standstill Agreement Recitals Tail Policy Section 7.13(b)(ii) Tax Accounting Firm Section 9.1(h) Tax Basis Balance Sheet Section 9.1(h) Tax Positions Section 9.1(i) Tax Receivable Agreement Recitals Third Party Claim Section 10.2(e) Third-Party Recovery Proceeds Section 10.2(c) Trade Control Laws Section 3.25(b) Trademarks Section 1.1 Trust Amount Section 5.4 Trust Distributions Section 12.9 Unaudited Financial Statements Section 3.4(a)(ii) USDA Section 1.1 Utz Indemnified Persons 6.10(aSection 7.13(a) Joint Proxy Statement 4.4 Letter of Transmittal 3.3(b)(iW-9s Section 2.6(a) Leverage Covenants 6.1(a)(xiv) Maryland Courts 9.7(b) Maryland Department 2.2(b) Material Company Insurance Policies 4.17 Material Parent Insurance Policies 5.17 Merger Recitals Merger Filings 2.2(b) Merger Sub Preamble Merger Sub Sole Member Recitals MGCL 2.1 Operating Partnership 2.1 Parent Preamble Parent Additional Dividend Amount 6.19(b) Parent Affiliate 9.10(b) Parent Board Recitals Parent Board Recommendation 5.3(a) Parent Change of Recommendation 6.4(b) Parent Common Stock Issuance Recitals Parent Contracts 5.16(b) Parent Disclosure Letter Article V Parent Equity Plan 5.2(a) Parent Management Agreement Amendment Recitals Parent Manager Recitals Parent Material Adverse Effect 5.1(a) Parent Permits 5.9 Parent Plans 5.10(a) Parent SEC Documents 5.5(a) Parent Stock Issuance Recitals Parent Stockholders Recitals .pdf 9.5 Per Share Common Merger Consideration 3.1(b)(i) Per Share Preferred Merger Consideration 3.1(b)(iii) Per Share Preferred Series B Merger Consideration 3.1(b)(iii) Per Share Preferred Series C Merger Consideration 3.1(b)(iii) Per Share Preferred Series D Merger Consideration 3.1(b)(iii) Per Share Stock Consideration 3.1(b)(i) Phantom Share Consideration 3.2(a) Qualified REIT Subsidiary 4.1(b) Qualifying Income 8.3(i)(i) Registration Statement 4.8 REITs Recitals Remedial Measures 6.1(b)(xiv) Surviving Company 2.1 Taxable REIT Subsidiary 4.1(b) Terminable Breach 8.1(b)(iii) Transaction Litigation 6.15 Transactions Recitals Vesting Phantom Shares 3.2(aWaived 280G Benefits Section 7.18 Waiving Parties Section 12.14(a)(i)
Appears in 1 contract
Sources: Business Combination Agreement (Collier Creek Holdings)
Terms Defined Elsewhere. As used The following terms are defined elsewhere in this Agreement, the following capitalized terms are defined in this Agreement as referenced in the following tableindicated below: Agreement Preamble Amendment to the Company Management Agreement Recitals Articles of Bank Merger Section 1.6 Agreement of Merger 2.2(bRecitals ALL Section 3.23 Bank Merger Section 1.6 Breaching Party Section 11.2(e) Book-Entry Shares 3.3(b)(i) Cancelled Shares 3.1(b)(v) Certificate of Merger 2.2(b) Certificates 3.3(b)(i) CGCL Recitals Closing 2.2(a) Section 1.2 Closing Date 2.2(a) Section 1.2 Code Recitals Community Reinvestment Act Section 3.7(c) Company Preamble Company Additional Dividend Amount 6.19(a) Affiliates Section 6.6 Company Affiliate 9.10(aAffiliated Shareholders Recitals Company Bank Recitals Company Balance Sheet Section 3.8(c) Company Board Recitals Approval Section 3.5(b) Company Board Recommendation Recitals Section 5.3(b) Company Change of Recommendation 6.3(b) Bylaws Section 3.2 Company Articles Section 3.2 Company Common Stock 3.1(b)(iCertificates Section 2.4(b) Company Contracts 3.2(bConfidential Disclosure Schedule Article III Preamble Company Employees Section 7.4(a) Company DER Consideration 3.2(b) Fairness Opinion Section 3.26 Company Director Designee 2.6 Company Disclosure Letter Article IV Company Dividend Equivalent Right 3.2(b) Financial Advisor Section 3.26 Company Material Adverse Effect 4.1(aContract Section 3.14 Company Options Section 2.5 Company Option Shares Section 3.3(a) Company Permits 4.9 Section 3.7 Company Plans 4.10(aProperty Section 3.20 Company SEC Filings Section 3.8(a) Company SEC Documents 4.5(aShareholders’ Meeting Section 5.2 Company Termination Fee Section 11.2(b) Company Series A Preferred Stock 3.1(b)(iii) Company Series B Preferred Stock 3.1(b)(iii) Company Series C Preferred Stock 3.1(b)(iii) Company Special Committee Recitals Company Stockholders Recitals Company Stockholders Meeting 4.4 Confidentiality Agreement 6.7(b) Creditors’ Rights 4.3(a) Delaware LLC Act 2.1 Delaware Secretary of State 2.2(b) e-mail 9.3 Section 6.2 Control Transaction Section 11.2 Effective Time 2.2(b) End Date 8.1(b)(ii) Section 1.2 Exchange Agent 3.3(aSection 2.4(a) Exchange Fund 3.3(a) Forfeited Phantom Shares 3.2(a) GAAP 4.5(b) Governing Law Section 12.13 Holding Company Merger Recitals Indemnified Liabilities 6.10(aSection 7.5(a) Indemnified Persons 6.10(aSection 7.5(a) Joint Proxy Statement 4.4 Letter of Transmittal 3.3(b)(iIndemnifying Party Section 7.5(a) Leverage Covenants 6.1(a)(xivLiens Section 3.4 Multiemployer Plan Section 3.11(b) Maryland Courts 9.7(b) Maryland Department 2.2(b) Material Company Insurance Policies 4.17 Material Parent Insurance Policies 5.17 Merger Recitals Merger Filings 2.2(b) Merger Sub Preamble Merger Sub Sole Member Recitals MGCL 2.1 Operating Partnership 2.1 Parent Preamble Parent Additional Dividend Amount 6.19(bAffiliated Shareholders Recitals Parent Articles Section 4.2 Parent Balance Sheet Section 4.9(c) Parent Affiliate 9.10(bBank Recitals Parent Benefit Plan Section 7.4(a) Parent Board Recitals Section 4.5(a) Parent Board Approval Section 4.5(b) Parent Board Recommendation 5.3(aSection 5.3(b) Parent Change of Recommendation 6.4(b) Bylaws Section 4.2 Parent Common Stock Issuance Recitals Confidential Disclosure Schedule Article IV Preamble Parent Contracts 5.16(b) Parent Disclosure Letter Article V Parent Equity Plan 5.2(a) Parent Management Agreement Amendment Recitals Parent Manager Recitals Fairness Opinion Section 4.26 Parent Material Adverse Effect 5.1(aContract Section 4.15 Parent Options Section 7.1(b) Parent Permits 5.9 Parent Plans 5.10(aSection 4.8(a) Parent SEC Documents 5.5(aFilings Section 4.9(a) Parent Shareholders’ Meeting Section 5.2 Parent Shares Section 2.1(a) Parent Stock Issuance Recitals Parent Stockholders Recitals .pdf 9.5 Per Share Common Merger Consideration 3.1(b)(iCertificates Section 2.4(a) Per Share Preferred Merger Consideration 3.1(b)(iiiProhibited Transaction Section 3.11(b) Per Share Preferred Series B Merger Consideration 3.1(b)(iiiRepresentatives Section 6.2 Surviving Bank Section 1.6 Surviving Corporation Section 1.6 Termination Date Section 11.1 Terminating Party Section 11.2(e) Per Share Preferred Series C Merger Consideration 3.1(b)(iii) Per Share Preferred Series D Merger Consideration 3.1(b)(iii) Per Share Stock Consideration 3.1(b)(i) Phantom Share Consideration 3.2(a) Qualified REIT Subsidiary 4.1(b) Qualifying Income 8.3(i)(i) Registration Statement 4.8 REITs Recitals Remedial Measures 6.1(b)(xiv) Surviving Company 2.1 Taxable REIT Subsidiary 4.1(b) Terminable Breach 8.1(b)(iii) Transaction Litigation 6.15 Transactions Recitals Vesting Phantom Shares 3.2(a)Voting Agreement Recitals
Appears in 1 contract
Terms Defined Elsewhere. As used The following terms are defined elsewhere in this Agreement, the following capitalized terms are defined in this Agreement as referenced in the following tableindicated below: Acceptable MNPI 5.15 (i) Affiliate Contract 3.20 Agreement Preamble Amendment to the Company Management Alternative Acquisition Agreement Recitals Articles of Merger 2.2(b5.3 (d)(ii) Alternative Financing 5.15 (d) Book-Entry Shares 3.3(b)(i) Cancelled Shares 3.1(b)(v2.2 (b)(ii) Certificate of Merger 2.2(b) 1.2 Certificates 3.3(b)(i2.2 (b)(i) Closing 2.2(a) 1.2 Closing Date 2.2(a1.2 Closing Legal Impediment 6.1 (b) Code Recitals Commitment Letters 4.5 (b) Company Preamble Company Additional Dividend Amount 6.19(a) Company Affiliate 9.10(aAwards 2.4 (a) Company Board Recitals Company Board Recommendation Recitals Company Change of Recommendation 6.3(b3.3 (b) Company Common Stock 3.1(b)(iBoard Recommendation Change 5.3 (d)(i) Company Bylaws 3.1 Company Charter 3.1 Company Disclosure Schedule Article III Company Material Contracts 3.2(b3.16 (b) Company DER Consideration 3.2(bMeeting 5.4 (a)(i) Company Director Designee 2.6 Company Disclosure Letter Article IV Company Dividend Equivalent Right 3.2(bReal Property 3.14 (d) Company Material Adverse Effect 4.1(aRegistered IP 3.19 (a) Company Permits 4.9 Company Plans 4.10(aRelated Parties 7.2 (f) Company SEC Documents 4.5(a3.5 (a) Company Series A Preferred Stock 3.1(b)(iiiSEC Financial Statements 3.5 (c) Company Series B Preferred Stock 3.1(b)(iiiContinuation Period 5.6 (a) Company Series C Preferred Stock 3.1(b)(iiiContinuing Employee 5.6 (a) Company Special Committee D&O Insurance 5.7 (c) Debt Commitment Letter 0 Debt Financing 0 Definitive Agreements 5.15 (a) DGCL Recitals Company Stockholders Recitals Company Stockholders Meeting 4.4 Confidentiality Agreement 6.7(b) Creditors’ Rights 4.3(a) Delaware LLC Act 2.1 Delaware Secretary of State 2.2(b) e-mail 9.3 Disclosure Schedules Article IV Dissenting Shares 2.3 Effective Time 2.2(b1.2 Equity Commitment Letter 4.5 (b) End Date 8.1(b)(iiEquity Financing 4.5 (b) Exchange Agent 3.3(aEvent Notice Period 5.3 (e)(i)(1) Exchange Fund 3.3(aFCC 5.5 (a) Forfeited Phantom Shares 3.2(aFCC Rules 5.5 (a) GAAP 4.5(bFinancing 4.5 (b) Indemnified Liabilities 6.10(aFinancing Amounts 4.5 (e) Indemnified Persons 6.10(aIdentified MNPI 5.15 (i) Joint Proxy Statement 4.4 Letter of Transmittal 3.3(b)(iIndemnification Contract 5.7 (a) Leverage Covenants 6.1(a)(xivIndemnitee 5.7 (a) Maryland Courts 9.7(bIndemnitees 5.7 (a) Maryland Department 2.2(bIntervening Event 5.3 (e)(i) Material Company Insurance Policies 4.17 Material Parent Insurance Policies 5.17 Merger Recitals Merger Filings 2.2(bConsideration 2.1 (a) Merger Sub Preamble Merger Sub Sole Member Recitals MGCL 2.1 Operating Partnership 2.1 Non-Recourse Party 9.16 No-Shop Period Start Date 5.3 (a) Notified Party 5.17 Outside Date 7.1 (b) Parent Preamble Parent Additional Dividend Amount 6.19(bDisclosure Schedule Article IV Parent Related Parties 7.2 (f) Parent Affiliate 9.10(bSubsidiaries 4.3 (a) Parent Board Subsidiary 4.3 (a) Paying Agent 2.2 (a) Payoff Letter 5.14 Preferred Stock 3.2 (a) Prohibited Modifications 5.15 (a) Proposal Notice Period 5.3 (e)(ii)(2) Proxy Statement 5.4 (a)(ii) Receiving Party 5.17 Reimbursement Obligations 7.2 (f) Remedy Actions 5.5 (e) Replacement Financing 5.15 (b) ▇▇▇▇▇▇▇▇-▇▇▇▇▇ Act 3.5 (a) Share Recitals Parent Board Recommendation 5.3(aShares Recitals Significant Customers 3.17 Significant Suppliers 3.17 Solvent 4.7 Surviving Corporation 1.1 (a) Parent Change of Recommendation 6.4(bSystems 3.19 (e) Parent Common Stock Issuance Recitals Parent Contracts 5.16(bTax Sharing Agreement 3.15 (a)(vii) Parent Disclosure Letter Article V Parent Equity Plan 5.2(a) Parent Management Agreement Amendment Recitals Parent Manager Recitals Parent Material Adverse Effect 5.1(a) Parent Permits 5.9 Parent Plans 5.10(a) Parent SEC Documents 5.5(a) Parent Stock Issuance Recitals Parent Stockholders Recitals .pdf 9.5 Per Share Common Merger Consideration 3.1(b)(i) Per Share Preferred Merger Consideration 3.1(b)(iii) Per Share Preferred Series B Merger Consideration 3.1(b)(iii) Per Share Preferred Series C Merger Consideration 3.1(b)(iii) Per Share Preferred Series D Merger Consideration 3.1(b)(iii) Per Share Stock Consideration 3.1(b)(i) Phantom Share Consideration 3.2(a) Qualified REIT Subsidiary 4.1(b) Qualifying Income 8.3(i)(i) Registration Statement 4.8 REITs Recitals Remedial Measures 6.1(b)(xiv) Surviving Company 2.1 Taxable REIT Subsidiary 4.1(b) Terminable Breach 8.1(b)(iiiTermination Fee Collection Costs 7.2 (e) Transaction Litigation 6.15 Claims 7.2 (f) Transactions Recitals Vesting Phantom Shares 3.2(a1.1 (a) Transition Committee 5.16 (a)
Appears in 1 contract
Terms Defined Elsewhere. As used in this Agreement, the following capitalized terms are defined in this Agreement as referenced in the following table: Agreement Preamble Amendment to the Company Management Agreement Recitals Articles of Merger 2.2(bAntitrust Authority Section 6.9(b) Antitrust Laws Section 6.9(b) BC Registrar Section 5.4 Book-Entry entry Shares Section 3.3(b)(i) Cancelled Shares 3.1(b)(vCap Amount Section 6.10(b) Certificate of Merger 2.2(bSection 2.6(b) Certificates Section 3.3(b)(i) Closing 2.2(a) Closing Date 2.2(a) Code Recitals Company Preamble Company Additional Dividend Amount 6.19(a) Company Affiliate 9.10(aSection 2.6(a) Company Board Recitals Company Board Recommendation Recitals Section 4.3(a) Company Capital Stock Section 4.2(a) Company Change of Recommendation 6.3(bSection 6.3(d) Company Common Stock 3.1(b)(i) Company Contracts 3.2(b) Company DER Consideration 3.2(b) Company Director Designee 2.6 Company Disclosure Letter Article IV Company Dividend Equivalent Right 3.2(bEasement Real Property Section 4.14(a) Company Material Adverse Effect 4.1(aIntellectual Property Section 4.15 Company Leased Real Property Section 4.14(a) Company Owned Real Property Section 4.14(a) Company Permits Section 4.9 Company Plans Section 4.10(a) Company SEC Documents 4.5(aReal Property Easements Section 4.14(a) Company Series A Preferred Stock 3.1(b)(iiiReal Property Section 4.14(e) Company Series B Preferred Stock 3.1(b)(iiiRSU Consideration Section 3.2(a)(i) Company Series C Preferred Stock 3.1(b)(iiiShareholders’ Meeting Section 4.4 Company Voting Agreement Section 4.2(b) Company Special Committee Recitals Company Stockholders Recitals Company Stockholders Meeting 4.4 Competition Law Notifications Section 6.9(b) Confidentiality Agreement 6.7(bSection 6.8(b) Creditors’ Rights Section 4.3(a) Delaware LLC Act 2.1 Delaware Secretary of State 2.2(bParent Conversion Section 2.4 Divestiture Action Section 6.9(c) e-mail 9.3 D&O Insurance Section 6.10(b) Effective Time 2.2(bSection 2.6(b) Election of Directors Section 2.10(a) Eligible Shares Section 3.1(a)(ii)(A) End Date Section 8.1(b)(ii) Exchange Agent Section 3.3(a) Exchange Fund Section 3.3(a) Forfeited Phantom Shares 3.2(aExchange Ratio Section 3.1(a)(ii)(A) GAAP 4.5(b) HSR Act Section 4.4 Indemnified Liabilities Section 6.10(a) Indemnified Persons Section 6.10(a) Joint Proxy Statement 4.4 Information Circular Section 6.7 Interim Period Section 6.1(a) Letter of Transmittal Section 3.3(b)(i) Leverage Covenants 6.1(a)(xiv) Maryland Courts 9.7(b) Maryland Department 2.2(b) Material Company Insurance Policies 4.17 Material Parent Insurance Policies 5.17 Merger Recitals Merger Filings 2.2(bSub Board Recitals Name Change Section 2.2 New Parent Option Section 3.2(a)(ii)(A) Merger Sub Preamble Merger Sub Sole Member Recitals MGCL 2.1 Operating Partnership 2.1 New Parent Preamble Warrant Section 3.2(b) Non-Voting Parent Additional Dividend Amount 6.19(b) Parent Affiliate 9.10(b) Common Shares Section 2.3 Parent Board Recitals Parent Board Recommendation 5.3(a) Parent Change of Recommendation 6.4(b) Parent Common Stock Issuance Recitals Parent Contracts 5.16(bDisclosure Documents Section 5.5(a) Parent Disclosure Letter Article V Parent Equity Plan Financial Statements Section 5.5(b) Parent Balance Sheet Date Section 5.6(a) Parent Common Shares Recitals Parent Material Leased Real Property Section 5.11 Parent Material Real Property Lease Section 5.11 Parent Owned Real Property Section 5.11 Parent Permits Section 5.9(a) Parent Share Capital Section 5.2(a) Parent Management Agreement Amendment Recitals Parent Manager Recitals Parent Material Adverse Effect 5.1(a) Parent Permits 5.9 Parent Plans 5.10(a) Parent SEC Documents 5.5(a) Shareholders’ Meeting Section 6.6 Parent Stock Issuance Recitals Parent Stockholders Recitals .pdf 9.5 Per Share Common Merger Consideration 3.1(b)(iVoting Agreement Section 6.7(c) Per Share Preferred Merger Consideration 3.1(b)(iii) Per Share Preferred Series B Merger Consideration 3.1(b)(iii) Per Share Preferred Series C Merger Consideration 3.1(b)(iii) Per Share Preferred Series D Merger Consideration 3.1(b)(iii) Per Share Stock Consideration 3.1(b)(i) Phantom Share Consideration 3.2(a) Qualified REIT Subsidiary 4.1(b) Qualifying Income 8.3(i)(iSection 3.1(a)(ii)(A) Registration Statement Section 4.8 REITs Recitals Remedial Measures 6.1(b)(xiv) Share Amendment Section 2.3 Surviving Company Corporation Section 2.1 Taxable REIT Subsidiary 4.1(bTail Period Section 6.10(b) Terminable Breach Section 8.1(b)(iii) Transaction Litigation 6.15 Transactions Recitals Vesting Phantom Shares 3.2(aExpenses Section 8.3(a)
Appears in 1 contract
Sources: Business Combination Agreement
Terms Defined Elsewhere. As used The following terms are defined elsewhere in this Agreement, the following capitalized terms are defined in this Agreement as referenced in the following tableindicated below: 280G Stockholder Approval 7.6(b) Adjustment Resolution Period 2.12(b) Adjustment Review Period 2.12(b) Agreement Preamble Amendment to the Company Management Agreement Date Preamble Allocation Schedule 6.3 Balance Sheet Date 3.6(b) Board Recitals Articles of Merger 2.2(bBooks and Records 3.16(b) Book-Entry Shares 3.3(b)(iBusiness Combination Agreement 5.8(b) Buyer Preamble Buyer Arrangements 3.8(b) Buyer Disclosure Schedule Article V Buyer Indemnified Parties 9.2(a)
(a) Buyer Prepared Returns 6.2(a)(i) Buyer 401(k) Plan 7.14 Cancelled Shares 3.1(b)(v2.1(d) Certificate of Merger 2.2(b) Certificates 3.3(b)(i1.2 Charter Documents 3.1(d) Closing 2.2(a) 1.4 Closing Date 2.2(a) Code Recitals 1.4 Company Preamble Company Additional Dividend Amount 6.19(aAuthorizations 3.14 Company Board Resolutions 3.4(a) Company Affiliate 9.10(aDisclosure Schedule Article III Company Indemnitees 6.4(a) Company Board IP 3.11(a)(i) Company Owned IP 3.11(a)(ii) Company Products 3.11(a)(iii) Company Registered IP 3.11(b) Company Software 3.11(a)(iv) Company Source Code 3.11(a)(v) Company Stockholder Approval Recitals Company Board Recommendation Recitals Company Change of Recommendation 6.3(bStockholder Notice 6.1(a) Company Common Stock 3.1(b)(iStockholder Parties 7.9(d) Company Contracts 3.2(bVoting Debt 3.2(f) Company DER Consideration 3.2(b) Company Director Designee 2.6 Company Disclosure Letter Article IV Company Dividend Equivalent Right 3.2(b) Company Material Adverse Effect 4.1(a) Company Permits 4.9 Company Plans 4.10(a) Company SEC Documents 4.5(a) Company Series A Preferred Stock 3.1(b)(iii) Company Series B Preferred Stock 3.1(b)(iii) Company Series C Preferred Stock 3.1(b)(iii) Company Special Committee Recitals Company Stockholders Recitals Company Stockholders Meeting 4.4 Confidentiality Agreement 6.7(b7.7 Contaminant 3.11(a)(vi) Creditors’ Rights 4.3(aContinuing Employee 7.22(a) Delaware LLC Act 2.1 Delaware Secretary of State 2.2(bCovered Transaction 5.5 Current Balance Sheet 3.6(b) e-mail 9.3 D&O Indemnifiable Matters 6.4(a) D&O Indemnification Agreements 6.4(a) D&O Tail Policy 6.4(b) DCSA 7.9(b) DCSA Notification 7.9(b) DGCL 1.1 Determination Date 2.12(c) Dissenting Shares 2.8 Effective Time 2.2(b) End Date 8.1(b)(ii) Exchange Agent 3.3(a) Exchange Fund 3.3(a) Forfeited Phantom Shares 3.2(a) GAAP 4.5(b) Indemnified Liabilities 6.10(a) Indemnified Persons 6.10(a) Joint Proxy Statement 4.4 Letter of Transmittal 3.3(b)(i) Leverage Covenants 6.1(a)(xiv) Maryland Courts 9.7(b) Maryland Department 2.2(b) Material Company Insurance Policies 4.17 Material Parent Insurance Policies 5.17 Merger Recitals Merger Filings 2.2(b) Merger Sub Preamble Merger Sub Sole Member Recitals MGCL 2.1 Operating Partnership 2.1 Parent Preamble Parent Additional Dividend Amount 6.19(b) Parent Affiliate 9.10(b) Parent Board Recitals Parent Board Recommendation 5.3(a) Parent Change of Recommendation 6.4(b) Parent Common Stock Issuance Recitals Parent Contracts 5.16(b) Parent Disclosure Letter Article V Parent Equity Plan 5.2(a) Parent Management Agreement Amendment Recitals Parent Manager Recitals Parent Material Adverse Effect 5.1(a) Parent Permits 5.9 Parent Plans 5.10(a) Parent SEC Documents 5.5(a) Parent Stock Issuance Recitals Parent Stockholders Recitals .pdf 9.5 Per Share Common Merger Consideration 3.1(b)(i) Per Share Preferred Merger Consideration 3.1(b)(iii) Per Share Preferred Series B Merger Consideration 3.1(b)(iii) Per Share Preferred Series C Merger Consideration 3.1(b)(iii) Per Share Preferred Series D Merger Consideration 3.1(b)(iii) Per Share Stock Consideration 3.1(b)(i) Phantom Share Consideration 3.2(a) Qualified REIT Subsidiary 4.1(b) Qualifying Income 8.3(i)(i) Registration Statement 4.8 REITs Recitals Remedial Measures 6.1(b)(xiv) Surviving Company 2.1 Taxable REIT Subsidiary 4.1(b) Terminable Breach 8.1(b)(iii) Transaction Litigation 6.15 Transactions Recitals Vesting Phantom Shares 3.2(a)1.2
Appears in 1 contract
Sources: Merger Agreement (Compass Group Diversified Holdings LLC)
Terms Defined Elsewhere. As used The following terms are defined elsewhere in this Agreement, the following capitalized terms are defined in this Agreement as referenced in the following table: 401(k) Termination Date Section 7.7(c) Agreement Preamble Amendment to the Company Management Agreement Recitals Articles of Merger 2.2(bAI Technology Section 4.14(f) Alternative Financing Section 7.13(g) Applicable Antitrust Laws Section 8.1(e) Approvals Section 7.2(a) Aggregate Spread Value Section 3.1(a)(i)(D) Alternative Financing Section 7.13(g) Base Amount Section 7.4(c) Book-Entry Shares 3.3(b)(iSection 3.1(a)(i)(E) Cancelled Shares 3.1(b)(vSection 3.1(a)(ii) Capitalization Date Section 4.2(a) Cash Consideration Section 3.1(a)(i)(A) Cash Election Section 3.1(a)(i)(A) Cash Election Number Section 3.2(a)(ii)(A) Cash Election Shares Section 3.1(a)(i)(A) Certificate Section 3.1(a)(i)(E) Certificate of Merger 2.2(bSection 2.3 Change of Recommendation Section 6.3(a) Certificates 3.3(b)(i) Citi Section 4.22 Closing 2.2(a) Section 2.2 Closing Date 2.2(a) Code Recitals Section 2.2 Company Preamble Company Additional Dividend Amount 6.19(a) Company Affiliate 9.10(aAcquisition Agreement Section 6.3(a) Company Board of Directors Recitals Company Board Recommendation Recitals Company Change of Recommendation 6.3(b) Company Common Stock 3.1(b)(iEquivalent Section 3.1(a)(i)(D) Company Contracts 3.2(b) Company DER Consideration 3.2(b) Company Director Designee 2.6 Company Disclosure Letter Article IV Company Dividend Equivalent Right 3.2(b) Company Material Adverse Effect 4.1(aLeases Section 4.16(b) Company Permits 4.9 Section 4.9(b) Company Plans 4.10(aPreferred Stock Section 4.2(a) Company RSU Stock Section 3.1(a)(i)(D) Company SEC Documents Section 4.5(a) Company Series A Preferred Stock 3.1(b)(iiiStockholder Approval Section 4.3(a) Company Series B Preferred Stock 3.1(b)(iii) Company Series C Preferred Stock 3.1(b)(iii) Company Special Committee Recitals Company Stockholders Recitals Company Stockholders Meeting 4.4 Confidentiality Agreement 6.7(bSection 7.12(c)(ii) Creditors’ Rights 4.3(aContinuing Employees Section 7.7(a) Delaware LLC Act 2.1 Delaware Secretary of State 2.2(bCopyrights Section 1.1 COVID-19 Measures Section 1.1 Credit Facility Terminations Section 7.14 Current ESPP Offering Period Section 3.3(f) e-mail 9.3 Debt Commitment Letter Section 5.12(a) Definitive Agreements Section 7.13(g) DGCL Recitals DGCL 262 Section 3.1(b) Dissenting Shares Section 3.1(b) DOJ Section 7.2(f) Effective Time 2.2(bSection 2.3 Election Section 3.2(b)(i) End Date 8.1(b)(iiElection Deadline Section 3.2(b)(iv) Election Period Section 3.2(b)(iii) Enforceability Limitations Section 4.3(b) Exchange Agent 3.3(aSection 3.2(c) Exchange Fund 3.3(aSection 3.2(d) Forfeited Phantom Exchange Ratio Section 3.1(a)(i)(D) Excluded Shares 3.2(aSection 3.1(a)(iv) Financing Section 5.12(a) Financing Agent Section 7.14 Form of Election Section 3.2(b)(ii) Form S-4 Section 4.21 Fractional Share Cash Amount Section 3.1(d) FTC Section 7.2(f) GAAP Section 4.5(b) Indemnified Liabilities 6.10(a▇▇▇▇▇▇▇ ▇▇▇▇▇ Section 4.25 HIPAA Section 1.1 Holder Section 3.2(b) Indemnified Persons 6.10(aParties Section 7.4(a) Joint Proxy Information Statement 4.4 Section 4.4(a) Infringing Section 4.14(c) Integration Committee Section 7.1(c) Integration Plan Section 7.1(c) Leased Real Property Section 4.16(b) Letter of Transmittal 3.3(b)(iSection 3.2(e) Leverage Covenants 6.1(a)(xiv) Maryland Courts 9.7(b) Maryland Department 2.2(bMalicious Code Section 4.15(c) Material Company Insurance Policies 4.17 Contracts Section 4.17(a) Material Customer Section 4.19(a) Material Customer Agreement Section 4.19(a) Material Supplier Section 4.19(b) Material Supplier Agreement Section 4.19(b) Maximum Cash Share Number Section 3.2(a)(i) Maximum Parent Insurance Policies 5.17 Stock Number Section 3.2(a)(i) Merger Recitals Merger Filings 2.2(bConsideration Section 3.1(a)(i)(D) Merger Sub Preamble Merger Sub Sole Member Recitals MGCL 2.1 Operating Partnership 2.1 Multiemployer Plan Section 4.10(d) New Plans Section 7.7(b) Net Option Stock Section 3.1(a)(i)(D) Non-Election Shares Section 3.1(a)(i)(C) Non-Recourse Party Section 10.14 Old Plans Section 7.7(b) Outside Date Section 9.1(d) Parent Preamble Parent Additional Dividend Amount 6.19(b) Parent Affiliate 9.10(b) Parent Board Recitals Parent Board Recommendation 5.3(a) Parent Change of Recommendation 6.4(b) Parent Common Stock Issuance Recitals Parent Contracts 5.16(b) Parent Disclosure Letter Article V Parent Equity Plan 5.2(aGoverning Documents Section 5.1 Parent Permits Section 5.9(b) Parent Management Agreement Amendment Recitals Parent Manager Recitals Parent Material Adverse Effect 5.1(a) Parent Permits 5.9 Parent Plans 5.10(aPreferred Stock Section 5.2(a) Parent SEC Documents Section 5.5(a) Parent Stock Issuance Recitals Parent Stockholders Recitals .pdf 9.5 Parties Preamble Party Preamble Patents Section 1.1 Payoff Letter Section 7.14 Per Share Common Merger Cash Consideration 3.1(b)(iSection 3.1(a)(i)(D) Per Share Preferred Merger Consideration 3.1(b)(iiiProhibited Modification Section 7.13(g) Per Share Preferred Series B Merger Consideration 3.1(b)(iiiProxy Statement Section 4.4(a) Per Share Preferred Series C Merger Consideration 3.1(b)(iiiRelevant Matters Section 10.9(a) Per Share Preferred Series D Merger Consideration 3.1(b)(iiiReplacement Target Compensation Section 6.1(a)(2)(vi) Per Share Restricted Parties Section 4.10(f) ▇▇▇▇▇▇▇▇-▇▇▇▇▇ Act Section 4.5(a) Shortfall Number Section 3.2(a)(ii)(B) Stock Consideration 3.1(b)(iSection 3.1(a)(i)(B) Phantom Share Consideration 3.2(aStock Election Section 3.1(a)(i)(B) Qualified REIT Subsidiary 4.1(bStock Election Shares Section 3.1(a)(i)(B) Qualifying Income 8.3(i)(iSupport Agreement Recitals Trade Secrets Section 1.1 WARN Act Section 4.11(b) Registration Statement 4.8 REITs Recitals Remedial Measures 6.1(b)(xiv) Surviving Company 2.1 Taxable REIT Subsidiary 4.1(b) Terminable Breach 8.1(b)(iii) Transaction Litigation 6.15 Transactions Recitals Vesting Phantom Shares 3.2(aWritten Consent Delivery Time Section 7.12(a)
Appears in 1 contract
Terms Defined Elsewhere. As used The following terms are defined elsewhere other than in Section 8.3 in this Agreement, the following capitalized terms are defined in this as indicated below: Adjusted Option 2.3(a) Affiliate Letter 5.12(a) Agreement as referenced in the following table: Agreement Preamble Introduction Alternative Transaction Proposal 4.2(a) Amendment to the Company Management Registration Rights Agreement 4.5 Amendment to Stockholders’ Agreement 4.4 Benefits Continuation Period 5.11(a) Board Membership Agreement 1.7 Buyer Introduction Buyer Balance Sheet 3.2(d)(iii) Buyer Business 4.2(a) Buyer Bylaws 1.7 Buyer Charter 1.7 Buyer Disclosure Schedule 3.2 Buyer Licenses or Permits 3.2(g)(i) Buyer Material Adverse Effect 3.2(a) Buyer Options 3.2(b)(i) Buyer Organizational Documents 1.7 Buyer Plan Options 3.2(b)(i) Buyer Preferred Stock 3.2(b)(i) Buyer Recommendation Recitals Articles of Merger 2.2(bBuyer SEC Documents 3.2(d)(i) Book-Entry Shares 3.3(b)(iBuyer Stockholders Recitals Buyer Stockholders Meeting 5.1(c) Cancelled Shares 3.1(b)(vBuyer Termination Fee 7.2(c) Buyer Voting Agreements Recitals CDA 4.2(c)(i) Certificate of Merger 2.2(b) 1.3 Certificates 3.3(b)(i2.4(b) Closing 2.2(a) 1.2 Closing Date 2.2(a1.2 Communications Laws 3.1(n)(i) Code Continuing Employees 5.11(a) Creditors’ Laws 3.1(c)(i) Customer Requirements 3.1(s)(iii) DGCL Recitals Company Preamble Company Additional Dividend Amount 6.19(aDissenting Shares 2.1(f) Company Affiliate 9.10(aEffective Time 1.3 Exchange Agent 2.4(a) Company Board Exchange Fund 2.4(a) Exchange Ratio 2.1(a) FCC Authorizations 6.3(h) Form S-4 3.1(e) Good Condition 3.1(s)(iii) Gross-Up Payment 3.1(i)(viii) Improvements 3.1(r) Indemnified Parties 5.5(a) Indenture 5.9 Industry Standards 3.1(s)(iii) Interested Party 4.2(a) IRUs 3.1(f)(i)(E) Lock-Up Letter 5.12(b) Maximum Premium 5.5(b) Merger Recitals Company Board Recommendation Recitals Company Change of Recommendation 6.3(bMerger Consideration 2.1(a) Company Merger Sub Introduction Minority Interest Disposition 4.8 NASDAQ 2.1(d) Network Facility Agreement 3.1(s)(v) Outside Date 7.1(b)(i) Post-Closing Benefits 5.11(a) Pre-Closing Benefits 5.11(a) Proxy Statement/Prospectus 3.1(e) Registration Rights Provisions 5.16 Representatives 4.2(a) Restricted Stock 2.2 Right-of-Way Agreement 3.1(s)(i) Rule 145 Affiliates 5.12(a) Seller Introduction Seller 2006 Plan 3.1(b)(i) Seller Audited Financial Statements 3.1(d)(i) Seller Balance Sheet 3.1(d)(iii) Seller Benefit Plans 3.1(i)(i) Seller Business 4.2(a) Seller Bylaws 3.1(a)(ii) Seller Charter 3.1(a)(ii) Seller Common Stock 3.1(b)(i2.1 Seller Disclosure Schedule 3.1 Seller Financial Statements 3.1(d)(i) Company Contracts 3.2(bSeller Licenses or Permits 3.1(g)(i) Company DER Consideration 3.2(b) Company Director Designee 2.6 Company Disclosure Letter Article IV Company Dividend Equivalent Right 3.2(b) Company Seller Material Adverse Effect 4.1(a3.1(a)(i) Company Permits 4.9 Company Plans 4.10(aSeller Material Contract 3.1(q)(i) Company Seller Notes 5.9 Seller Notes Redemption 5.9 Seller Notes Trustee 5.9 Seller Option 2.3(a) Seller Organizational Documents 3.1(a)(ii) Seller SEC Documents 4.5(a3.1(d) Company Series A Preferred Stock 3.1(b)(iiiSeller Stockholder Approval Recitals Seller Subsidiary Organizational Documents 3.1(a)(ii) Company Series B Preferred Stock 3.1(b)(iiiSeller Termination Fee 7.2(b) Company Series C Preferred Stock 3.1(b)(iiiSeller Unaudited Financial Statements 3.1(d)(i) Company Special Committee Recitals Company Stockholders Recitals Company Stockholders Meeting 4.4 Confidentiality Agreement 6.7(bSubsequent Seller Financial Statements 3.1(d)(ii) Creditors’ Rights 4.3(a) Delaware LLC Act 2.1 Delaware Secretary of State 2.2(b) e-mail 9.3 Effective Time 2.2(b) End Surrender Date 8.1(b)(ii) Exchange Agent 3.3(a) Exchange Fund 3.3(a) Forfeited Phantom Shares 3.2(a) GAAP 4.5(b) Indemnified Liabilities 6.10(a) Indemnified Persons 6.10(a) Joint Proxy Statement 4.4 Letter of Transmittal 3.3(b)(i) Leverage Covenants 6.1(a)(xiv) Maryland Courts 9.7(b) Maryland Department 2.2(b) Material Company Insurance Policies 4.17 Material Parent Insurance Policies 5.17 Merger Recitals Merger Filings 2.2(b) Merger Sub Preamble Merger Sub Sole Member Recitals MGCL 2.1 Operating Partnership 2.1 Parent Preamble Parent Additional Dividend Amount 6.19(b) Parent Affiliate 9.10(b) Parent Board Recitals Parent Board Recommendation 5.3(a) Parent Change of Recommendation 6.4(b) Parent Common Stock Issuance Recitals Parent Contracts 5.16(b) Parent Disclosure Letter Article V Parent Equity Plan 5.2(a) Parent Management Agreement Amendment Recitals Parent Manager Recitals Parent Material Adverse Effect 5.1(a) Parent Permits 5.9 Parent Plans 5.10(a) Parent SEC Documents 5.5(a) Parent Stock Issuance Recitals Parent Stockholders Recitals .pdf 9.5 Per Share Common Merger Consideration 3.1(b)(i) Per Share Preferred Merger Consideration 3.1(b)(iii) Per Share Preferred Series B Merger Consideration 3.1(b)(iii) Per Share Preferred Series C Merger Consideration 3.1(b)(iii) Per Share Preferred Series D Merger Consideration 3.1(b)(iii) Per Share Stock Consideration 3.1(b)(i) Phantom Share Consideration 3.2(a) Qualified REIT Subsidiary 4.1(b) Qualifying Income 8.3(i)(i) Registration Statement 4.8 REITs Recitals Remedial Measures 6.1(b)(xiv2.4(b) Surviving Company 2.1 Taxable REIT Subsidiary 4.1(b) Terminable Breach 8.1(b)(iii) Transaction Litigation 6.15 Transactions Recitals Vesting Phantom Shares 3.2(aCorporation 1.1 Voting Debt 3.1(b)(iii)
Appears in 1 contract
Terms Defined Elsewhere. As used in For purposes of this Agreement, the following capitalized terms are defined in this Agreement as referenced have the meanings set forth in the following tablesections indicated: Action 7.8(a) Agreement Preamble Amendment to the Company Management Agreement Recitals Articles of Merger 2.2(bAlternative Proposal 6.3(h)(i) Antitrust Laws 4.6 Book-Entry Shares 3.3(b)(i) Cancelled Shares 3.1(b)(v) 3.2 Certificate 3.2 Certificate of Merger 2.2(b2.1(b) Certificates 3.3(b)(iChange in Recommendation 6.3(d) Claim 7.8(a) Claimed Amount 9.4(e)(ii) Claim Notice 9.4(e)(ii) Closing 2.2(a) 2.2 Closing Date 2.2(a) Code Recitals 2.2 Commitment Letters 5.8 Company Preamble Company Additional Dividend Amount 6.19(a) Company Affiliate 9.10(a) Company Board Recitals Company Board Recommendation Recitals Company Change of Recommendation 6.3(b7.1(b) Company Common Stock 3.1(b)(iDisclosure Schedule 1.3(o) Company Contracts 3.2(bEmployee Benefit Plan 4.19(a) Company DER Consideration 3.2(bFinancial Statements 4.7(b) Company Director Designee 2.6 Company Disclosure Letter Article IV Company Dividend Equivalent Right 3.2(bIndependent Petroleum Engineers 4.14(a) Company Intellectual Property 4.20 Company Material Adverse Effect 4.1(aAgreement 4.12(a) Company Meeting 4.6 Company Operations Plan 6.1(b)(M) Company Permits 4.9 Company Plans 4.10(a4.11(b) Company SEC Documents 4.5(aRelated Party 9.4(h) Company Series A Preferred Stock 3.1(b)(iiiReserve Report 4.14(a) Company Series B Preferred Stock 3.1(b)(iiiStockholder Approval 8.1(a) Company Series C Preferred Stock 3.1(b)(iiiTermination Fee 9.4(m) Company Special Committee Contract 4.12(a) D&O Insurance 7.8(d) Debt Commitment Letter 5.8 Debt Financing 5.8 Debt Financing Agreements 7.14(a) Debt Financing Sources 7.14(a) Debt Letters 5.8 DGCL Recitals Company Stockholders Recitals Company Stockholders Meeting 4.4 Confidentiality Agreement 6.7(bDivestiture Action 7.2(d) Creditors’ Rights 4.3(a) Delaware LLC Act 2.1 Delaware Secretary of State 2.2(b) e-mail 9.3 Effective Time 2.2(b2.1(b) End Date 8.1(b)(iiElected Retained ▇▇▇▇▇▇ 9.4(e)(i) Exchange Agent 3.3(aElected Unwind ▇▇▇▇▇▇ 9.4(e)(i) Elected Unwind Termination Amount 9.4(e)(ii) Equity Commitment Letter Recitals Equity Financing 5.8 Exchange Fund 3.3(a) Forfeited Phantom Shares 3.2(aFee Letter 5.8 Financing 5.8 Financing Sources 7.14(a) GAAP 4.5(bGovernmental Approval 4.6 Guarantors Recitals Guarantee Recitals Indemnification Expenses 7.8(a) Indemnified Liabilities 6.10(aParties 7.8(a) Indemnified Persons 6.10(aIntervening Event Notice Period 6.3(f)(i) Joint Proxy Statement 4.4 Letter of Transmittal 3.3(b)(i) Leverage Covenants 6.1(a)(xiv) Maryland Courts 9.7(b) Maryland Department 2.2(b) Material Company Insurance Policies 4.17 Material Parent Insurance Policies 5.17 Lender 5.8 Merger Recitals Merger Filings 2.2(bConsideration 3.1(b) Merger Sub Preamble Merger Sub Sole Member Transactions Recitals MGCL 2.1 Operating Partnership 2.1 Outside Date 7.2(a) Parent Preamble Parent Additional Dividend Amount 6.19(b) Parent Affiliate 9.10(b) Parent Board Recitals Parent Board Recommendation 5.3(a) Parent Change of Recommendation 6.4(b) Parent Common Stock Issuance Recitals Parent Contracts 5.16(b) Parent Disclosure Letter Schedule Article V Parent Equity Plan 5.2(aRelated Party 9.4(h) Parent Management Agreement Amendment Recitals Parent Manager Recitals Parent Material Adverse Effect 5.1(aTermination Fee 9.4(m) Parent Permits 5.9 Parent Plans 5.10(aParties Preamble Payment Agent 3.3(a) Parent SEC Documents 5.5(a) Parent Stock Issuance Recitals Parent Proceedings 4.16 Proxy Statement 4.6 Rights-of-Way 4.15 Significant Company Stockholders Recitals .pdf 9.5 Per Share Common Merger Consideration 3.1(b)(iSpecified Hedging Agreement 7.16(a) Per Share Preferred Merger Consideration 3.1(b)(iiiSubstitute Financing 7.14(b) Per Share Preferred Series B Merger Consideration 3.1(b)(iiiSuperior Proposal 6.3(h)(ii) Per Share Preferred Series C Merger Consideration 3.1(b)(iii) Per Share Preferred Series D Merger Consideration 3.1(b)(iii) Per Share Stock Consideration 3.1(b)(i) Phantom Share Consideration 3.2(a) Qualified REIT Subsidiary 4.1(b) Qualifying Income 8.3(i)(i) Registration Statement 4.8 REITs Recitals Remedial Measures 6.1(b)(xivSuperior Proposal Notice Period 6.3(e)(i) Surviving Company 2.1 Taxable REIT Subsidiary 4.1(bCorporation Recitals Unwind Reimbursement 9.4(e)(ii) Terminable Unwinding Scenario 9.4(e)(i) Voting Agreements Recitals Willful Breach 8.1(b)(iii) Transaction Litigation 6.15 Transactions Recitals Vesting Phantom Shares 3.2(a)9.3
Appears in 1 contract
Terms Defined Elsewhere. As used in this Agreement, the following capitalized terms are defined in this Agreement as referenced in the following table: Agreement Preamble Amendment to the Company Management Agreement Recitals Articles of Merger 2.2(b) Base Ratio 3.1(b)(i) Book-Entry Shares 3.3(b)(i3.2(b)(i)(A)(2) Cancelled Shares 3.1(b)(v) Certificate of Merger 2.2(b3.1(b)(iii) Certificates 3.3(b)(i3.2(b)(i)(A)(1) Closing 2.2(a) Closing Date 2.2(a) Code Recitals Company Preamble Company Additional Dividend Amount 6.19(a6.19(a)(ii) Company Affiliate 9.10(a) 9.10 Company Board Recitals Company Board Recommendation Recitals Company Change of Recommendation 6.3(b6.3(b)(v) Company Common Stock 3.1(b)(i) Company Contracts 3.2(b) Company DER Consideration 3.2(b4.17(b) Company Director Designee 2.6 Company Disclosure Letter Article IV Company Dividend Equivalent Right 3.2(bEmployee 6.9(a) Company Files 4.15(a) Company Loans 4.15(a) Company Material Adverse Effect 4.1(a) Company Notes 4.15(a) Company Permits 4.9 Company Plans 4.10(aPreferred Stock 4.2(a)(ii) Company Properties 4.16(a)(ii) Company Property 4.16(a)(ii) Company SEC Documents 4.5(a) Company Series A Preferred Stock 3.1(b)(iii) Company Series B Preferred Stock 3.1(b)(iii) Company Series C Preferred Stock 3.1(b)(iii) Company Special Committee Recitals Company Stockholders Recitals Company Stockholders Meeting 4.4 4.4(a)(i) Company 2017 10-K Article IV Confidentiality Agreement 6.7(b) Convertible Notes 5.2 Creditors’ ' Rights 4.3(a4.3(a)(ii) Delaware LLC Act 2.1 Delaware Secretary of State Dispute Notice 3.1(c)(iv) Effective Time 2.2(b) e-mail 9.3 Effective Time 2.2(b9.3(c) End Date 8.1(b)(ii) Exchange Agent 3.3(a3.2(a) Exchange Fund 3.3(a3.2(a) Forfeited Phantom Shares 3.2(aExchange Ratio 3.1(b)(i) Exchange Ratio Announcement 3.1(c)(vi) GAAP 4.5(b) Indemnified Liabilities 6.10(a) Indemnified Persons 6.10(a) Independent Accounting Firm 3.1(c)(v) Joint Proxy Statement 4.4 4.4(a)(i) Letter of Transmittal 3.3(b)(i) Leverage Covenants 6.1(a)(xiv3.2(b)(i)(B) Maryland Courts 9.7(b) Maryland Department 2.2(b) Material Company Insurance Policies 4.17 Material Parent Insurance Policies 5.17 4.18(a) MGCL 2.1 Merger Recitals Merger Filings 2.2(bConsideration 3.1(b)(i) Merger Sub Preamble Merger Sub Sole Member Board Recitals MGCL 2.1 OP Units 5.2 Operating Partnership 2.1 Owned Properties 4.16(a)(i) Owned Property 4.16(a)(i) Parent Preamble Parent Additional Dividend Amount 6.19(b) Parent Affiliate 9.10(b) Parent Board Recitals Parent Board Recommendation 5.3(a) Recitals Parent Change of Recommendation 6.4(b6.4(b)(v) Parent Common Stock Recitals Parent Common Stock Issuance Recitals Parent Contracts 5.16(b5.15(b) Parent Disclosure Letter Article V Parent Equity Plan 5.2(a5.2(a)(ii)(C) Parent Management Agreement Amendment Recitals Parent Manager Recitals Parent Material Adverse Effect 5.1(a) Parent Permits 5.9 Parent Plans 5.10(a) Parent SEC Documents 5.5(a) Parent Stock Issuance Recitals 2017 10-K Article V Parent Stockholders Recitals .pdf 9.5 Per Share Common Merger Consideration 3.1(b)(iPermitted Exceptions 8.3(h)(i)(B)(1) Per Share Preferred Merger Consideration 3.1(b)(iii) Per Share Preferred Series B Merger Consideration 3.1(b)(iii) Per Share Preferred Series C Merger Consideration 3.1(b)(iii) Per Share Preferred Series D Merger Consideration 3.1(b)(iii) Per Share Stock Consideration 3.1(b)(i) Phantom Share Consideration 3.2(aProposed Book Value Schedule 3.1(c)(iii) Qualified REIT Subsidiary 4.1(b) Qualifying Income 8.3(i)(i8.3(h)(i)(B)(1) Real Property Lease 4.16(a)(ii) Real Property Leases 4.16(a)(ii) Registration Statement 4.8 4.8(a) REITs Recitals Remedial Measures 6.1(b)(xiv) Surviving Company 2.1 Taxable REIT Subsidiary 4.1(b) Terminable Breach 8.1(b)(iii) Transaction Litigation 6.15 Transactions Recitals Vesting Phantom Shares 3.2(a)Recitals
Appears in 1 contract
Terms Defined Elsewhere. As used The following terms are defined elsewhere in this Agreement, the following capitalized terms are defined in this Agreement as referenced in the following tableindicated below: Advertising Funds 3.27(e) Agreement Preamble Amendment to the Company Management Agreement Recitals Articles of Merger 2.2(bAlternative Financing 5.16(b) Ancillary Documents 8.17 Annual Bonus Plan 5.8(c) Antitrust Counsel Only Material 5.5(d) Applicable Date Article 3 Book-Entry Shares 3.3(b)(i2.2(b)(ii) Cancelled Shares 3.1(b)(v2.1(c) Capitalization Date 3.2(a) Certificate of Merger 2.2(b) 1.2 Certificates 3.3(b)(i2.2(b)(i) Closing 2.2(a) 1.2 Closing Date 2.2(a) Code Recitals 1.2 Company Preamble Company Additional Dividend Amount 6.19(a) Company Affiliate 9.10(a) Company Board Recitals Company Board Recommendation Recitals Company Change of Recommendation 6.3(b5.2(a) Company Common Stock 3.1(b)(iBylaws 3.1(b) Company Contracts 3.2(bCharter 3.1(b) Company DER Consideration 3.2(bDisclosure Schedule Article 3 Company Financial Statements 3.8(b) Company Director Designee 2.6 Company Disclosure Letter Article IV Company Dividend Equivalent Right 3.2(bLeased Real Property 3.19(b) Company Material Adverse Effect 4.1(aContract 3.14(a) Company Notice Period 5.4(f) Company Owned Real Property 3.19(a) Company Permits 4.9 3.7(a) Company Plans 4.10(aReal Property Lease 3.19(b) Company SEC Documents 4.5(a3.8(a) Company Series A Preferred Stock 3.1(b)(iiiShares Recitals Company Stockholder Approval 3.3(a) Company Series B Preferred Stock 3.1(b)(iiiStockholders’ Meeting 5.2(c) Company Series C Preferred Stock 3.1(b)(iiiSubsidiary 3.1(a) Company Special Committee Recitals Company Stockholders Recitals Company Stockholders Meeting 4.4 Confidential Information 5.3(b) Confidentiality Agreement 6.7(b5.3(b) Creditors’ Rights 4.3(aContinuing Employee 5.8(a) Delaware LLC Act 2.1 Delaware Secretary of State 2.2(bCovered Persons 5.9(a) e-mail 9.3 D&O Insurance 5.9(c) Debt Fee Letter 4.13(a) Debt Financing 4.13(a) DGCL Recitals Dissenting Shares 2.3 DOJ 5.5(a) Effect 8.6 Effective Time 2.2(b) End Date 8.1(b)(ii) Exchange Agent 1.2 Effects 8.6 Enforceability Exceptions 3.3(a) Exchange Fund 3.3(aEquity Commitment Letter Recitals Equity Financing 4.13(a) Forfeited Phantom Shares 3.2(aExisting Indemnification Agreements 5.9(a) GAAP 4.5(bFinancing 4.13(a) Indemnified Liabilities 6.10(aFinancing Letters 4.13(a) Indemnified Persons 6.10(aFTC 5.5(a) Joint Proxy Statement 4.4 HSR Filing Notice 5.5(a) Insurance Policies 3.20 Investor Recitals Issued FDDs 3.27(c) Legal Restraint 6.1(c) Letter of Transmittal 3.3(b)(i2.2(b)(i) Leverage Covenants 6.1(a)(xivLimited Guarantee 4.13(f) Maryland Courts 9.7(b) Maryland Department 2.2(b) Material Company Insurance Policies 4.17 Material Parent Insurance Policies 5.17 Merger Recitals Merger Filings 2.2(bConsideration 2.1(a) Merger Fund 2.2(a) Merger Sub Preamble Merger Sub Sole Member Recitals MGCL 2.1 Operating Partnership 2.1 New Plan 5.8(d) NQDC Plan 5.8(e) Old Plans 5.8(d) Outside Date 7.1(b) Parent Preamble Parent Additional Dividend Amount 6.19(bDisclosure Schedule Article 4 Paying Agent 2.2(a) Parent Affiliate 9.10(bPayoff Indebtedness 5.14 Payoff Letters 5.14 Principal Supplier 3.25 Privacy Requirements 3.17(f) Parent Board Recitals Parent Board Recommendation 5.3(aPro-Rated 2025 Bonus 5.8(c) Parent Change of Recommendation 6.4(b) Parent Common Stock Issuance Recitals Parent Contracts 5.16(b) Parent Disclosure Letter Article V Parent Equity Plan Proxy Statement 5.2(a) Parent Management Agreement Amendment Recitals Parent Manager Recitals Parent Material Adverse Effect 5.1(aPSU Consideration 2.4(b) Parent Permits 5.9 Parent Plans 5.10(aRequired Amount 4.13(b) Parent SEC Documents 5.5(aRequired Debt Amount 4.13(a) Parent Stock Issuance Recitals Parent Stockholders Recitals .pdf 9.5 Per Share Common Merger Required Regulatory Approvals 6.1(b) RSU Consideration 3.1(b)(i2.4(a) Per Share Preferred Merger Consideration 3.1(b)(iiiSale/Leaseback Transaction 5.17 Section 16 5.11 Solvent 4.11 Specified Franchise Agreements 3.27(a) Per Share Preferred Series B Merger Consideration 3.1(b)(iii) Per Share Preferred Series C Merger Consideration 3.1(b)(iii) Per Share Preferred Series D Merger Consideration 3.1(b)(iii) Per Share Stock Consideration 3.1(b)(i) Phantom Share Consideration 3.2(a) Qualified REIT Subsidiary 4.1(b) Qualifying Income 8.3(i)(i) Registration Statement 4.8 REITs Recitals Remedial Measures 6.1(b)(xivSpecified Franchisee 3.27(a) Surviving Corporation 1.1(a) Tower Company 2.1 Taxable REIT Subsidiary 4.1(bOwned Real Property 3.19(f) Terminable Breach 8.1(b)(iii) Transaction Litigation 6.15 Transactions Recitals Vesting Phantom Shares 3.2(aWARN Act 3.13(a)
Appears in 1 contract
Sources: Merger Agreement (DENNY'S Corp)
Terms Defined Elsewhere. As used in this Agreement, the following capitalized terms are defined in this Agreement as referenced in the following table: A&R Bylaws 2.5 Agreement Preamble Amendment to the Company Management Agreement Recitals Articles of Merger 2.2(bApplicable Date 4.5(a) Book-Entry Shares 3.3(b)(i) Cancelled Shares 3.1(b)(v3.3(b)(ii) Certificate of Merger 2.2(b) Certificates 3.3(b)(i) Closing 2.2(a) Closing Date 2.2(a) Code Recitals Company Preamble Company Additional Dividend Amount 6.19(a) Company Affiliate 9.10(aAlternative Acquisition Agreement 6.3(d)(iv) Company Board Recitals Company Board Recommendation Recitals 4.3(a) Company Budget 6.1(b) Company Capital Stock 4.2(a) Company Change of Recommendation 6.3(b6.3(d)(vii) Company Class A Common Stock 3.1(b)(i) Company Class B Common Stock 3.1(b)(i) Company Common Stock 3.1(b)(i) Company Contracts 3.2(b4.18(b) Company DER Consideration 3.2(b) Company Director Designee 2.6 Company Disclosure Letter Article IV Company Dividend Equivalent Right 3.2(bEmployee 6.9(a) Company Equity Plan 4.2(a) Company Financial Assurances 4.16(a) Company Intellectual Property 4.14(a) Company Leased Real Property 4.15 Company Material Adverse Effect 4.1(a4.1 Company Owned Real Property 4.15 Company Permits 4.9(a) Company Permits 4.9 Preferred Stock 4.2(a) Company Plans 4.10(a) Real Property 4.15 Company Real Property Lease 4.15 Company SEC Documents 4.5(a) Company Series A Preferred Stock 3.1(b)(iii) Company Series B Preferred Stock 3.1(b)(iii) Company Series C Preferred Stock 3.1(b)(iii) Company Special Committee Recitals Company Stockholders Recitals Company Stockholders Meeting 4.4 Company Tax Counsel 6.18 Company Tax Opinion 6.18 Confidentiality Agreement 6.7(b) Converted Shares 3.1(b)(iii) Creditors’ Rights 4.3(a) Delaware LLC Act 2.1 Delaware Secretary of State D&O Insurance 6.10(d) DGCL Recitals Effective Time 2.2(b) Eligible Shares 3.1(b)(i) e-mail 9.3 Effective Time 2.2(b) 9.2 End Date 8.1(b)(ii) Environmental Claims 4.17(f) Environmental Permits 4.17(b) Exchange Agent 3.3(a) Exchange Fund 3.3(a) Forfeited Phantom Exchange Ratio 3.1(b)(i) Excluded Shares 3.2(a3.1(b)(iii) FASB 410 4.16(b) Financial Assurances 4.16(a) Fraud and Bribery Laws 4.9(f) GAAP 4.5(b) HSR Act 4.4 Indemnified Liabilities 6.10(a) Indemnified Persons 6.10(a) Joint Proxy Statement 4.4 Letter of Transmittal 3.3(b)(i) Leverage Covenants 6.1(a)(xiv) Maryland Courts 9.7(b) Maryland Department 2.2(b) Material Company Insurance Policies 4.17 4.19 Material Parent Insurance Policies 5.17 5.19 Merger Recitals 2.1 Merger Filings 2.2(bConsideration 3.1(b)(i) Merger Sub Preamble Merger Sub Sole Member Board Recitals MGCL 2.1 Operating Partnership 2.1 New Plans 6.9(a) Old Plans 6.9(c) Parent Preamble Parent Additional Dividend Amount 6.19(b) Parent Affiliate 9.10(bAlternative Acquisition Agreement 6.4(d)(iv) Parent Board Recitals Parent Board Recommendation 5.3(a) Parent Budget 6.2(b) Parent Capital Stock 5.2(a) Parent Change of Recommendation 6.4(b6.4(d)(vii) Parent Charter Amendment Recitals Parent Common Stock Issuance Recitals Parent Contracts 5.16(b5.18(b) Parent Disclosure Letter Article V Parent Employee 6.9(a) Parent Equity Plan 5.2(a) Parent Management Agreement Amendment Recitals Financial Assurances 5.16(a) Parent Manager Recitals Intellectual Property 5.14(a) Parent Leased Real Property 5.15 Parent Material Adverse Effect 5.1(a5.1 Parent Owned Real Property 5.15 Parent Permits 5.9(a) Parent Permits 5.9 Preferred Stock 5.2(a) Parent Plans 5.10(aReal Property 5.15 Parent Real Property Lease 5.15 Parent RSU Award 3.2(a) Parent SEC Documents 5.5(a) Parent Stock Issuance Recitals Parent Stockholders Recitals .pdf 9.5 Per Share Common Merger Consideration 3.1(b)(i) Per Share Preferred Merger Consideration 3.1(b)(iii) Per Share Preferred Series B Merger Consideration 3.1(b)(iii) Per Share Preferred Series C Merger Consideration 3.1(b)(iii) Per Share Preferred Series D Merger Consideration 3.1(b)(iii) Per Share Stock Consideration 3.1(b)(i) Phantom Share Consideration 3.2(a) Qualified REIT Subsidiary 4.1(b) Qualifying Income 8.3(i)(i) Tax Counsel 6.18 Registration Statement 4.8 REITs Recitals Remedial Measures 6.1(b)(xiv) Surviving Company Corporation 2.1 Taxable REIT Subsidiary 4.1(bTail Period 6.10(d) Terminable Breach 8.1(b)(iii) Transaction Litigation 6.15 Transactions Recitals Vesting Phantom Shares 3.2(a6.11 Vested PSU Award 3.2(b)
Appears in 1 contract
Terms Defined Elsewhere. As used in For purposes of this Agreement, the following capitalized terms are defined in this Agreement as referenced shall have the meaning specified in the following tableSection set forth opposite to such term: Term Section Agreement Preamble Amendment to the Company Management Alternate Counsel 7.3(e) Alternative Acquisition Agreement Recitals Articles of Merger 2.2(b6.3(c)(i)(D)
(a) Applicable Date 4.5(a) Book-Entry Shares 3.3(b)(iShare 2.2 Burdensome Condition 6.7(e) Cancelled Shares 3.1(b)(v) Bylaws 1.5 Certificate 2.2 Certificate of Merger 2.2(b1.3 Change of Recommendation 6.3(c)(i)(D) Certificates 3.3(b)(iTerm Section Charter 1.4 Chosen Courts 9.4(b) Closing 2.2(a) 1.2 Closing Date 2.2(a) Code Recitals 1.2 Company Preamble Company Additional Dividend Amount 6.19(a2025 Budget 6.1(b)(xviii) Company Affiliate 9.10(a401(k) Plan 6.12(c) Company Board Recitals Company Board Recommendation Common Stock Recitals Company Change of Recommendation 6.3(b) Company Common Stock 3.1(b)(iCompensation Committee 2.5(b)(i) Company Contracts 3.2(b4.18(b) Company DER Consideration 3.2(b) Company Director Designee 2.6 Company Disclosure Letter Article ARTICLE IV Company Dividend Equivalent Right 3.2(bEquity Award Schedule 4.2(c) Company Material Adverse Effect 4.1(aIndependent Petroleum Engineers 4.16(a) Company Insurance Policies 4.20 Company Intellectual Property 4.14(a) Company IT Assets 4.14(f) Company Permits 4.9 Company Plans 4.10(a4.9(a) Company SEC Documents Preferred Stock 4.2(a) Company PSU 2.5(b)(i) Company Recommendation 4.3(b) Company Related Party Agreement 4.22 Company Reports 4.5(a) Company Series A Preferred Stock 3.1(b)(iiiReserve Reports 4.16(a) Company Series B Preferred Stock 3.1(b)(iiiRSU 2.5(a)(i) Company Series C Preferred Stock 3.1(b)(iiiTax Certificate 6.13(b) Company Special Committee Recitals Tax Counsel 7.3(e) Company Stockholders Recitals Company Stockholders Meeting 4.4 Confidentiality Agreement 6.7(bTermination Fee 8.5(b) Continuing Employee 6.12(a) Costs 6.15(a) Creditors’ Rights 4.3(a) Delaware LLC Act 2.1 Delaware Secretary of State 2.2(bD&O Insurance 6.15(b) e-mail 9.3 DGCL Recitals Disclosing Party 6.7(d) DLLCA Recitals DOJ 6.7(b) Effect Annex A Effective Time 2.2(b1.3 Eligible Shares 2.1 Employment Laws 4.11(d) End Date 8.1(b)(iiEncumber Annex A ERISA Affiliate 4.10(g) ERISA Plans Annex A Exchange Agent 3.3(a) 3.1 Exchange Fund 3.3(a3.1 Term Section Exchange Ratio 2.1 Antitrust Approval 6.7(a) Forfeited Phantom Shares 3.2(aFERC Approval 6.7(a) GAAP 4.5(bFERC Approval Submission 6.7(c) Finance Committee Recitals Financing 6.20(a) First Extension Date 8.2(a) FTC 6.7(b) HSR Act 4.4 Indemnified Liabilities 6.10(aParties 6.15(a) Indemnified Persons 6.10(aInitial Outside Date 8.2(a) Joint Proxy Statement 4.4 Intended Tax Treatment 2.6 Leased Real Property 4.15(b) Leases 4.15(b) Letter of Transmittal 3.3(b)(i3.2(a) Leverage Covenants 6.1(a)(xiv) Maryland Courts 9.7(b) Maryland Department 2.2(b) Material Company Insurance Policies 4.17 Material Parent Insurance Policies 5.17 Merger Recitals Merger Filings 2.2(b) Consideration 2.1 Merger Sub Preamble Merger Sub Sole Member Board Recitals MGCL 2.1 Operating Partnership 2.1 Non-DTC Book-Entry Share 3.2(b) Non-Single Trigger Company PSU 2.5(b)(ii) Order 4.13 Original Date 6.5(b) Outside Date 8.2(a) Owned Real Property 4.15(a) Parent Preamble Parent Additional Dividend Amount 6.19(b401(k) Parent Affiliate 9.10(bPlan 6.12(c) Parent Board Recitals Parent Board Recommendation 5.3(a) Parent Change of Recommendation 6.4(bCapital Stock 5.2(a) Parent Common Stock Issuance Recitals Parent Contracts 5.16(b) Parent Disclosure Letter Article V Parent Equity Plan ESPP 5.2(a) Parent Management Agreement Amendment Recitals Parent Manager Recitals Parent Material Adverse Effect 5.1(aLTIP 5.2(a) Parent Permits 5.9 Parent Plans 5.10(aPreferred Stock 5.2(a) Parent SEC Documents Reports 5.5(a) Parent Stock Issuance Recitals RSU 2.5(a)(ii) Parent Stockholders Recitals .pdf 9.5 Per Share Common Merger Consideration 3.1(b)(iTax Certificate 6.13(b) Per Share Preferred Merger Consideration 3.1(b)(iiiParent Tax Counsel 6.13(b) Per Share Preferred Series B Merger Consideration 3.1(b)(iiiParty/Parties Preamble Payment Party 8.5(e) Per Share Preferred Series C Merger Consideration 3.1(b)(iiiProxy/Prospectus 6.4(a) Per Share Preferred Series D Merger Consideration 3.1(b)(iiiReal Property 4.15(b) Per Share Stock Consideration 3.1(b)(iReceiving Party 6.7(d) Phantom Share Consideration 3.2(aRecipient Party 8.5(e) Qualified REIT Subsidiary 4.1(b) Qualifying Income 8.3(i)(iRegistered Company IP 4.14(a) Registration Statement 4.8 REITs Recitals Remedial Measures 6.1(b)(xiv6.4(a) Term Section Required Information 6.20(a)(i) Requisite Company Vote 4.3(a) Rights-of-Way 4.15(c) Sanctions Annex A Single Trigger Company Equity Awards 2.5(c) Single Trigger Company PSU 2.5(b)(i) Single Trigger Company RSU 2.5(a)(i) Specified Effects Annex A Surviving Company 2.1 Taxable REIT Subsidiary 4.1(bCorporation 1.1 Tail Period 6.15(b) Terminable Breach 8.1(b)(iiiTax Certificates 6.13(b) Trade Secrets Annex A Trademark Annex A Transaction Litigation 6.15 6.19 Transactions Recitals Vesting Phantom Shares 3.2(aUnion 4.11(b)
Appears in 1 contract
Sources: Merger Agreement (Berry Corp (Bry))
Terms Defined Elsewhere. As used in this Agreement, the following capitalized terms are defined in this Agreement as referenced in the following table: Agreement Preamble Amendment to the Company Management Agreement Recitals Articles of Merger 2.2(bAntitrust Authority 6.7(b) Antitrust Laws 6.7(b) Applicable Date 4.5(a) Book-Entry Shares 3.3(b)(i3.3(b)(ii) Cancelled Shares 3.1(b)(vCARES Act 6.1(b)(x) Certificate of Merger 2.2(b) Certificates 3.3(b)(i) Closing 2.2(a) Closing Date 2.2(a) Code Recitals Company Preamble Company Additional Dividend Amount 6.19(a401(k) Plans 6.8(e) Company Affiliate 9.10(a9.10 Company Alternative Acquisition Agreement 6.3(d)(iv) Company Board Recitals Company Board Recommendation Recitals 4.3(a) Company Capital Stock 4.2(a) Company Change of Recommendation 6.3(b6.3(d)(vii) Company Common Stock 3.1(b)(i) Recitals Company Contracts 3.2(b4.19(b) Company DER Consideration 3.2(b) Company Director Designee 2.6 Company Disclosure Letter Article IV Company Dividend Equivalent Right Employee 6.8(a) Company Equity Awards 3.2(b) Company Independent Petroleum Engineers 4.17(a)(i) Company Intellectual Property 4.14(a) Company Material Adverse Effect 4.1(a4.1 Company Material Leased Real Property 4.15(a) Company Material Real Property 4.15(a) Company Material Real Property Lease 4.15(b) Company Note Offers and Consent Solicitations 6.16(b) Company Notional Stock Award 3.2(a)(iii) Company Owned Real Property 4.15(a) Company Permits 4.9 4.9(a) Company Plans 4.10(aPreferred Stock 4.2(a) Company Proxy Statement 4.4(b) Company PSU Award 3.2(a)(ii) Company Related Party Transaction 4.24 Company Reserve Report 4.17(a)(i) Company Restricted Stock Award 3.2(a)(i) Company SEC Documents 4.5(a) Company Series A Preferred Stock 3.1(b)(iiiOption 3.2(a)(v) Company Series B Preferred Stock 3.1(b)(iii) Company Series C Preferred Stock 3.1(b)(iii) Company Special Committee Recitals Company Stockholders Recitals Company Stockholders Meeting 4.4 4.4(b) Confidentiality Agreement 6.7(b6.6(b) Consent Solicitations 6.16(b) Converted Shares 3.1(b)(iii) Creditors’ Rights 4.3(a) Delaware LLC Act D&O Insurance 6.9(c) Debt Offer Documents 6.16(b) DGCL 2.1 Delaware Secretary of State Divestiture Action 6.7(b) Effective Time 2.2(b) Eligible Shares 3.1(b)(i) e-mail 9.3 Effective Time 2.2(b9.3(b) End Date 8.1(b)(ii) Exchange Agent 3.3(a)
(a) Exchange Fund 3.3(a3.3
(a) Forfeited Phantom Exchange Ratio 3.1(b)(i) Excluded Shares 3.2(a3.1(b)(iii) Existing Credit Facility 6.16(a) GAAP 4.5(b) HSR Act 4.4(a) Indemnified Liabilities 6.10(a6.9(a) Indemnified Persons 6.10(a6.9(a) Joint Proxy Statement 4.4 Letter of Transmittal 3.3(b)(i) Leverage Covenants 6.1(a)(xiv) Maryland Courts 9.7(b) Maryland Department 2.2(b) Material Company Insurance Policies 4.17 Material Parent Insurance Policies 5.17 4.21 Merger Recitals Merger Filings 2.2(bConsideration 3.1(b)(i) Merger Sub Preamble Merger Sub Sole Member Board Recitals MGCL 2.1 Operating Partnership 2.1 Offers to Exchange 6.16(b) Offers to Purchase 6.16(b) Parent Preamble Parent Additional Dividend Amount 6.19(b) Parent Affiliate 9.10(b) 9.10 Parent Board Recitals Parent Board Recommendation 5.3(aCapital Stock 5.2(a)(ii) Parent Change of Recommendation 6.4(bClosing Price 3.3(h) Parent Common Stock Issuance Recitals Parent Contracts 5.16(b) Parent Disclosure Letter Article V Parent Equity Plan 5.2(a) Parent Management Agreement Amendment Recitals Parent Manager Recitals Parent Material Adverse Effect 5.1(a5.1 Parent Permits 5.9(a) Parent Permits 5.9 Parent Plans 5.10(aPreferred Stock 5.2(a)(ii) Parent SEC Documents 5.5(a) Parent Stock Issuance Recitals Parent Stockholders Recitals .pdf 9.5 Per Share Common Merger Consideration 3.1(b)(iPrivacy Policies 4.14(h) Per Share Preferred Merger Consideration 3.1(b)(iii) Per Share Preferred Series B Merger Consideration 3.1(b)(iii) Per Share Preferred Series C Merger Consideration 3.1(b)(iii) Per Share Preferred Series D Merger Consideration 3.1(b)(iii) Per Share Stock Consideration 3.1(b)(i) Phantom Share Consideration 3.2(a) Qualified REIT Subsidiary 4.1(b) Qualifying Income 8.3(i)(iRegistered Intellectual Property 4.14(b) Registration Statement 4.8 REITs Recitals Remedial Measures 6.1(b)(xivRegulatory Material Adverse Effect 6.7(b) Rights-of-Way 4.16 Surviving Company Corporation 2.1 Taxable REIT Subsidiary 4.1(bTail Period 6.9(c) Terminable Breach 8.1(b)(iii) Transaction Litigation 6.15 Transactions Recitals Vesting Phantom Shares 3.2(a6.10 Withheld Contract 4.19(b)
Appears in 1 contract
Terms Defined Elsewhere. As used The following terms are defined elsewhere in this Agreement, the following capitalized terms are defined in this Agreement as referenced in the following tableindicated below: 2012 Double Trigger Company Option 2.4(b) 2012 Double Trigger Option Consideration 2.4(b) 2012 Double Trigger Restricted Stock 2.4(d) Acquisition Proposal 8.3(b) Affected Employees 6.11(b) Agreement Preamble Amendment to the Company Management Alternative Acquisition Agreement Recitals Articles of Merger 2.2(b5.3(a) Book-Entry Shares 3.3(b)(iBalance Sheet Date 3.8(a) Cancelled Shares 3.1(b)(vBase Premium 6.7(c) Benefit Plans 3.11(a) Certificate of Merger 1.2 Certificates 2.2(b) Certificates 3.3(b)(i) Closing 2.2(a) 1.3 Closing Date 2.2(a1.3 Common Stock 3.2(a) Code Recitals Company Preamble Company Additional Dividend Amount 6.19(a) Company Affiliate 9.10(a) Company Board Recitals Company Board Recommendation of Directors Recitals Company Change of in Recommendation 6.3(b5.3(a) Company Common Stock 3.1(b)(iDisclosure Schedule Lead in to Article III Company Governmental Filings 3.5 Company Intellectual Property 3.15(a) Company Contracts 3.2(b) Company DER Consideration 3.2(b) Company Director Designee 2.6 Company Disclosure Letter Article IV Company Dividend Equivalent Right 3.2(bLeases 3.14(b) Company Material Adverse Effect 4.1(aContract 3.13(a) Company Permits 4.9 Material Leases 3.14(b) Company Plans 4.10(aMaterial Order 3.10 Company Options 2.4(a) Company Real Property 3.14(b) Company Recommendation 3.4 Company SEC Documents 4.5(a3.6(a) Company Series A Preferred Stock 3.1(b)(iii) Company Series B Preferred Stock 3.1(b)(iii) Company Series C Preferred Stock 3.1(b)(iii) Company Special Committee Recitals Stockholder Approval 3.24 Company Stockholders Recitals Company Stockholders Meeting 4.4 Confidentiality Agreement 6.7(bTermination Fee 8.3(b) Creditors’ Rights 4.3(aCompany-owned Intellectual Property 3.15(b) Delaware LLC Act 2.1 Delaware Secretary of State 2.2(bCovered Persons 6.7(a) e-mail 9.3 D&O Insurance 6.7(c) DGCL Recitals Disclosure Schedules IV Dissenters Provisions 2.3(a) Dissenting Shares 2.3(a) DOL 3.11(b) Effective Time 2.2(b1.2 EPL Insurance 6.7(c) End Date 8.1(b)(ii) Exchange Agent 3.3(a) Exchange Fund 3.3(a) Forfeited Phantom Shares Equity Interests 3.2(a) Fiduciary Insurance 6.7(c) Financial Statements 3.6(a) Foreign Plan 3.11(k) GAAP 4.5(b3.6(a) Indemnified Liabilities 6.10(aGo-Shop Company Termination Fee 8.3(b) Indemnified Persons 6.10(aGo-Shop Period Termination Date 5.2(c) Joint Proxy Statement 4.4 Letter of Transmittal 3.3(b)(iGuarantor Recitals Indemnification Agreement 6.7(a) Leverage Covenants 6.1(a)(xivIntervening Event 5.3(b) Maryland Courts 9.7(bIRS 3.11(b) Maryland Department 2.2(bLicensed Intellectual Property 3.15(b) Material Company Insurance Policies 4.17 Material Parent Insurance Policies 5.17 Location 3.14(b) Merger Recitals Merger Filings 2.2(b) Consideration Recitals Merger Sub Preamble Merger Sub Sole Member Recitals MGCL Common Stock 2.1 Operating Partnership 2.1 Option Consideration 2.4(a) Order 3.10 Owned Real Property 3.14(b) Parent Preamble Parent Additional Dividend Amount 6.19(b) Parent Affiliate 9.10(b) Parent Board Recitals Parent Board Recommendation 5.3(a) Parent Change of Recommendation 6.4(b) Parent Common Stock Issuance Recitals Parent Contracts 5.16(bBenefit Plan 6.11(c) Parent Disclosure Schedule IV Parent Expenses 8.3(b) Parties Preamble Party Preamble Paying Agent 2.2(a) Payoff Letter Article V Parent Equity Plan 6.14 Personal Information 3.26 Preferred Stock 3.2(a) Privacy Policy 3.26 Proxy Statement 6.1(a) Restricted Stock 2.4(c) Section 16 6.9 Section 203 3.23 Share Recitals Single Trigger Company Option 2.4(a) Single Trigger Option Consideration 2.4(a) Single Trigger Restricted Stock 2.4(c) Solicitation Period Termination Date Section 5.2(a) Parent Management Agreement Amendment Recitals Parent Manager Recitals Parent Material Adverse Effect 5.1(a) Parent Permits 5.9 Parent Plans 5.10(a) Parent SEC Documents 5.5(a) Parent Stock Issuance Recitals Parent Stockholders Recitals .pdf 9.5 Per Share Common Merger Consideration 3.1(b)(i) Per Share Preferred Merger Consideration 3.1(b)(iii) Per Share Preferred Series B Merger Consideration 3.1(b)(iii) Per Share Preferred Series C Merger Consideration 3.1(b)(iii) Per Share Preferred Series D Merger Consideration 3.1(b)(iii) Per Share Stock Consideration 3.1(b)(i) Phantom Share Consideration 3.2(a) Qualified REIT Subsidiary 4.1(b) Qualifying Income 8.3(i)(i) Registration Statement 4.8 REITs Recitals Remedial Measures 6.1(b)(xivSpecial Meeting 6.1(e) Surviving Company 2.1 Taxable REIT Subsidiary 4.1(bCorporation 1.1(a) Terminable Breach 8.1(b)(iiiThird Party 5.2(c) Transaction Litigation 6.15 Transactions Recitals Vesting Phantom Shares 3.2(aWARN 3.16(d)
Appears in 1 contract
Sources: Merger Agreement (Advance America, Cash Advance Centers, Inc.)
Terms Defined Elsewhere. As used in For purposes of this Agreement, the following capitalized terms are defined in this Agreement as referenced shall have the meaning specified in the following tableSection set forth opposite to such term: Term Section Additional Tax Liability Cap 8.19(k) Advance/▇▇▇▇▇▇▇▇ Recitals Agreement Preamble Amendment to the Company Management Agreement Recitals Articles of Merger 2.2(bAlternative Financing 8.19(b) Book-Entry Shares 3.3(b)(i) Cancelled Shares 3.1(b)(v) Alternative Transaction Structure 2.9 Amended RMT Partner Charter 1.1 Applicable Date ARTICLE V Bankruptcy and Equity Exception 5.2 Bylaws 2.5 Certificate of Merger 2.2(b2.3 CEO Designee 2.8(a) Certificates 3.3(b)(iCharter 2.4 Charter Amendment Effective Time 1.2 Term Section Chosen Courts 11.4(b) Closing 2.2(a) 2.2 Closing Date 2.2(a2.2 Consent Agreement Recitals Costs 8.15(a) Code Recitals Company Preamble Company Additional Dividend Amount 6.19(aDelayed RMT 2.9 D&O Insurance 8.15(b) Company Affiliate 9.10(a) Company Board Recitals Company Board Recommendation Recitals Company Change of Recommendation 6.3(b) Company Common Stock 3.1(b)(i) Company Contracts 3.2(b) Company DER Consideration 3.2(b) Company Director Designee 2.6 Company Disclosure Letter Article IV Company Dividend Equivalent Right 3.2(b) Company Material Adverse Effect 4.1(a) Company Permits 4.9 Company Plans 4.10(a) Company SEC Documents 4.5(a) Company Series A Preferred Stock 3.1(b)(iii) Company Series B Preferred Stock 3.1(b)(iii) Company Series C Preferred Stock 3.1(b)(iii) Company Special Committee Recitals Company Stockholders Recitals Company Stockholders Meeting 4.4 Confidentiality Agreement 6.7(b) Creditors’ Rights 4.3(a) Delaware LLC Act 2.1 Delaware Secretary of State 2.2(b) e-mail 9.3 DGCL 1.2 Effective Time 2.2(b) End Date 8.1(b)(ii2.3 Excess Tax Liability Amount 8.19(k) Exchange Agent 3.3(a) 4.2 Exchange Fund 3.3(a4.2 Exchange Offer Recitals Financial Market Deferral 8.19(k) Forfeited Phantom Shares 3.2(aFinancial Market Deferral Period 8.19(k) GAAP 4.5(bFinancing 8.19(a) Financing Agreements 8.19(a) Indemnified Liabilities 6.10(aParties 8.15(a) Indemnified Persons 6.10(a) Joint Proxy Statement 4.4 Letter of Transmittal 3.3(b)(i) Leverage Covenants 6.1(a)(xiv) Maryland Courts 9.7(b) Maryland Department 2.2(bIntellectual Property Matters Agreement 8.20(a) Material Company Insurance Policies 4.17 Spinco Owned Real Property 6.17(b) Material Parent Insurance Policies 5.17 Spinco Leased Real Property 6.17(a) Material RMT Partner Owned Real Properties 7.17(b) Material RMT Partner Leased Real Properties 7.17(a) Merger Recitals Merger Filings 2.2(b) Consideration 3.1 Merger Sub Preamble Merger Sub Sole Member Recitals MGCL 2.1 Operating Partnership 2.1 Parent Preamble Parent Additional Dividend Amount 6.19(b) Parent Affiliate 9.10(b) Parent Board Recitals Parent Original Date 8.5(b) Outside Date 10.2(a) Parties Preamble Party Preamble Permanent Financing Agreements 8.19(a) Proxy Statement 8.4(a) Remainco Preamble Remainco Board Recommendation 5.3(aRecitals Remainco Designees 2.8(a) Parent Remainco Reports ARTICLE V Remainco Special Election 8.19(k) Remainco Transaction Litigation 8.18(b) Requisite Regulatory Approvals 9.1(c) RMT Partner Preamble RMT Partner Additional Contract 7.10(b) RMT Partner Alternative Acquisition Agreement 8.3(d)(i) RMT Partner Board Recitals RMT Partner Change of Recommendation 6.4(b8.3(d)(i) Parent Common Stock Issuance Recitals Parent Contracts 5.16(bRMT Partner Charter Amendment 1.1 Term Section RMT Partner Designees 2.8(a) Parent RMT Partner Disclosure Letter Article ARTICLE VII RMT Partner ERISA Affiliate 7.8(d) RMT Partner ERISA Plan 7.8(c) RMT Partner Independent Committee Recitals RMT Partner Material Contract 7.10(a) RMT Partner Multiemployer Plan 7.8(f) RMT Partner Options 7.2(a) RMT Partner Pension Plan 7.8(c) RMT Partner Performance Restricted Stock Units 7.2(a) RMT Partner Reports ARTICLE VII RMT Partner Restricted Stock Units 7.2(a) RMT Partner Series Preferred Stock 7.2(a) RMT Partner Special Election 8.19(k) RMT Partner Stockholders Meeting 8.5(a) RMT Partner Stock Plans 7.2(a) RMT Partner Termination Fee 10.5(b)(i) RMT Partner Transaction Litigation 8.18(a) RMT Partner U.S. Benefit Plans 7.8(c) Securities Filings 8.4(a) Significant Stockholder Preamble Spinco Preamble Spinco Additional Contract 6.11(b) Spinco Board Recitals Spinco Commitment Letter 8.19(a) Spinco Consideration Amount 8.19(a) Spinco Debt Securities Valuation 8.19(k) Spinco Disclosure Letter ARTICLE V Parent Equity Spinco ERISA Affiliate 6.8(d) Spinco ERISA Plan 5.2(a6.8(c) Parent Management Agreement Amendment Spinco Financial Statements 6.5(a) Spinco Financing 8.19(a) Spinco Financing Agreements 8.19(a) Spinco Lenders 8.19(a) Spinco Material Contract 6.11(a) Spinco Multiemployer Plan 6.8(f) Spinco Pension Plan 6.8(c) Spinco Termination Fee 10.5(c) Spinco Transaction Litigation 8.18(b) Spinco U.S. Benefit Plans 6.8(c) Spin-Off Recitals Parent Manager Recitals Parent Material Adverse Effect 5.1(a) Parent Permits 5.9 Parent Plans 5.10(a) Parent SEC Documents 5.5(a) Parent Stock Issuance Recitals Parent Stockholders Recitals .pdf 9.5 Per Share Common Merger Consideration 3.1(b)(i) Per Share Preferred Merger Consideration 3.1(b)(iii) Per Share Preferred Series B Merger Consideration 3.1(b)(iii) Per Share Preferred Series C Merger Consideration 3.1(b)(iii) Per Share Preferred Series D Merger Consideration 3.1(b)(iii) Per Share Stock Consideration 3.1(b)(i) Phantom Share Consideration 3.2(a) Qualified REIT Subsidiary 4.1(b) Qualifying Income 8.3(i)(i) Registration Statement 4.8 REITs Recitals Remedial Measures 6.1(b)(xivSplit Off TO 8.4(a) Surviving Company Corporation 2.1 Taxable REIT Subsidiary 4.1(bTail Period 8.15(b) Terminable Breach 8.1(b)(iii) Transaction Litigation 6.15 Transactions Recitals Vesting Phantom Shares 3.2(aVoting Agreements Recitals WARN 6.8(q)
Appears in 1 contract
Sources: Merger Agreement (Discovery, Inc.)
Terms Defined Elsewhere. As used In addition to the terms defined in this AgreementSection 1.1, each of the following capitalized terms are is defined in this the Section of the Agreement as referenced in the following tableset forth opposite such term below: Agreement Preamble Amendment to the Company Management Agreement Recitals Accounting Rules 5.6(b) ADSP 8.7(g) Allocation Schedule 8.7(g) Articles of Merger 2.2(b2.2 Audited Buyer Financials 7.5(a) Book-Entry Shares 3.3(b)(iAudited Company Financials 5.6(a) Cancelled Shares 3.1(b)(vAuditor 3.3(d)(i) Bank 5.1(a) Bank Merger 2.7 Bank Merger Agreement 2.7 Bankruptcy and Equity Exceptions 5.2 Basket 10.6(a)(i) BOLI 2.8(a)(ii)(C) Branch Leases 5.12(a)(i) Buyer Preamble Buyer Appraisal Delivery Date 3.4(a) Buyer Covered Losses 10.6(a)(i) Buyer Disclosure Schedule Preamble to Article 7 Buyer Indemnitee 10.1 Buyer Losses 10.1 Buyer Plans 8.6(b) Cap 10.6(a)(iii) Certificate of Merger 2.2(b2.6(a) Certificates 3.3(b)(i) Claim Notice 10.3 Closed Branches 8.17 Closing 2.2(a) 4.1 Closing Date 2.2(a4.1 Closing Payment 3.1(a) Code Recitals Common Interest Information 8.22(c) Company Preamble Company Additional Dividend Amount 6.19(aAppraisal Delivery Date 3.4(c) Company Affiliate 9.10(aDisclosure Schedule Preamble to Article 5 Company Financials 5.6(a) Company Board Recitals Company Board Recommendation Recitals Company Change of Recommendation 6.3(bPlans 5.18(a) Company Common Stock 3.1(b)(iRecitals Damages 10.1 Derivative Transactions 5.13 Disclosure Schedule 8.11 Dispute Notice 3.3(b) Company Contracts 3.2(bDisputed Matters 3.3(b) Company DER Consideration 3.2(b) Company Director Designee 2.6 Company Disclosure Letter Article IV Company Dividend Equivalent Right 3.2(b) Company Material Adverse Effect 4.1(a) Company Permits 4.9 Company Plans 4.10(a) Company SEC Documents 4.5(a) Company Series A Preferred Stock 3.1(b)(iii) Company Series B Preferred Stock 3.1(b)(iii) Company Series C Preferred Stock 3.1(b)(iii) Company Special Committee Recitals Company Stockholders Recitals Company Stockholders Meeting 4.4 Confidentiality Agreement 6.7(b) Creditors’ Rights 4.3(a) Delaware LLC Act 2.1 Delaware Secretary of State 2.2(b) e-mail 9.3 Effective Time 2.2(b2.2 Environmental Laws 5.17 Environmental Survey 8.21(a) End Date 8.1(b)(iiESOP 5.18(e) Exchange Agent 3.3(aEstimated Effective Time Balance Sheet 3.2 FBCA Recitals FHLBA 5.1 Final Losses 10.4(e) Exchange Fund 3.3(aFinal Net Book Value 3.3(e) Forfeited Phantom Shares 3.2(aFirst Negotiation Period 3.4(b) GAAP 4.5(bFiserv Contract 2.8(a)(ii)(H) Fraud 10.6(a) FRB 1.1(d) FTMC 5.1(a) FTST 5.1(a) Incumbent Counsel 8.14(a) Indemnified Liabilities 6.10(aParty 10.3 Indemnifying Party 10.3 Interim Company Financials 5.6(a) Indemnified Persons 6.10(aIRS 5.18(c) Joint Proxy Statement 4.4 Letter of Transmittal 3.3(b)(i) Leverage Covenants 6.1(a)(xiv) Maryland Courts 9.7(b) Maryland Department 2.2(bLien 5.3 Losses 10.6(b) Material Company Insurance Policies 4.17 Contracts 5.12(b) Material Parent Insurance Policies 5.17 Defect 8.21(d) Material Defect Notice 8.21(c) Merger Recitals Merger Filings 2.2(bConsideration 3.1(a) Merger Sub Preamble Merger Sub Sole Member Recitals MGCL 2.1 Operating Partnership 2.1 Monthly Financials 8.19 Negative True-Up Amount 3.3(e)(ii) Net Book Value 2.8(b) Non-Continuing Employee 8.6(a) Non-Performing 2.10(b) OCC 1.1(d) Order 5.8 Other Transferred Assets 2.9 Outside Closing Date 11.1(b)(ii) Owned Branch Property 5.16 Parent Preamble Parent Additional Dividend Amount 6.19(b) Parent Affiliate 9.10(b) Parent Board Recitals Parent Board Recommendation 5.3(a) Parent Change of Recommendation 6.4(b) Parent Common Stock Issuance Recitals Parent Contracts 5.16(bCovered Losses 10.6(a)(ii) Parent Disclosure Letter Schedule Preamble to Article V 6 Parent Equity Plan 5.2(a) Indemnitee 10.2 Parent Management Agreement Amendment Recitals Parent Manager Recitals Parent Material Adverse Effect 5.1(a) Parent Losses 10.2 Parties Preamble Permits 5.9 Parent Plans 5.10(aPermitted Real Estate Liens and Exceptions 5.16 Plaintiff Litigation 8.22(a) Parent SEC Documents 5.5(aPolicies 5.18 Pool 5.11(g) Parent Stock Issuance Recitals Parent Stockholders Recitals .pdf 9.5 Per Share Common Merger Consideration 3.1(b)(iPositive True-Up Amount 3.3(e)(i) Per Share Preferred Merger Consideration 3.1(b)(iiiProperty Examination 8.21(a) Per Share Preferred Series B Merger Consideration 3.1(b)(iiiProperty Review Appraisal Factors 8.21(c) Per Share Preferred Series C Merger Consideration 3.1(b)(iiiProperty Review Period 8.21(a) Per Share Preferred Series D Merger Consideration 3.1(b)(iiiPut Date 8.16(c) Per Share Stock Consideration 3.1(b)(iPut Notice 8.16(c) Phantom Share Consideration 3.2(aPut Period 8.16(a) Qualified REIT Subsidiary 4.1(bMAI Appraiser 3.4(a) Qualifying Income 8.3(i)(iRegulatory Approval 9.1(c) Registration Statement 4.8 REITs Recitals Remedial Measures 6.1(b)(xivRepresentatives 8.3(a) Surviving Company 2.1 Taxable REIT Subsidiary 4.1(bRepurchase Price 8.16(g) Terminable Breach 8.1(b)(iiiRepurchased Loan 8.16(d) Response Period 10.4(a) Revised Effective Time Balance Sheet 3.3(a) Second Negotiation Period 3.4(d) Section 338(h)(10) Election 8.7(f) Servicing Agreement 4.2(e) Shares 2.6 Third Appraiser 3.4(e) Third Party Action 10.4(a) Third Party Action Notice 10.4(a) Transaction Litigation 6.15 Transactions Recitals Vesting Phantom Shares 3.2(a)Documents 5.2 Transferred Assets 2.8(a)(ii) Transferred Branch Lease 2.8(a)(ii)(D) Transferred Holding Company Assets 2.8(a)(i) Transferred Loans 2.8(a)(ii)(B) Transferred Personal Property 2.8(a)(ii)(F) Transferred Owned Branch Property 2.8(a)(ii)(E) Transferred Employees 8.6(b) Transferred Loans 2.10(a) Transferred Records 8.4 Transitional Employees 8.6(a) TruPS 2.8(a)(i)(A) TruPS Assumption 8.15 USA PATRIOT Act 5.9
Appears in 1 contract
Terms Defined Elsewhere. As used in For purposes of this Agreement, the following capitalized terms are defined in this Agreement as referenced shall have the meaning specified in the following tableSection set forth opposite to such term: Additional Consents 8.8(f) Agreement Preamble Amendment to the Company Management Agreement Alternative Financing 8.19(b) Alternative Transaction Structure 2.9 Applicable Date ARTICLE V Audited Financial Statements 8.22(a) Bankruptcy and Equity Exception 5.2(a) BGI Recitals Articles CEO Designee 2.8(a) Certificates of Merger 2.2(b2.3 Charter 2.4 Charter Amendment Effective Time 1.2 Chosen Courts 11.4(b) Book-Entry Shares 3.3(b)(iClosing 2.2 Closing Date 2.2 Continuing Remainco Designee 2.8(d) Cancelled Shares 3.1(b)(vContinuing RMT Partner Designee 2.8(e) Costs 8.15(a) D&O Insurance 8.15(b) Delayed RMT 2.9 Detriment 8.8(e)(i) DGCL 2.1(a) DLLCA 2.1(b) Exchange Agent 4.2 Exchange Fund 4.2 Exchange Offer Recitals Financing 8.19(a) Financing Agreements 8.19(a) First Certificate of Merger 2.2(b2.3 First Effective Time 2.3 First Merger Recitals First Merger Sub Preamble First Merger Surviving Corporation 2.1(a) Certificates 3.3(b)(iInbound RMT Partner Intellectual Property Licenses 7.13(a) Closing 2.2(aInbound Spinco Intellectual Property Licenses 6.14(a) Closing Indemnified Parties 8.15(a) Infringe 6.14(c) Initial Spin Recitals Latest Spinco P&L 6.5(a) Leased RMT Partner Real Property 7.16(b) Leased Spinco Real Property 6.17(b) Lien Releases 8.18(d) Merger Recitals Merger Consideration 3.1(a) Merger Subs Preamble Operating Agreement 2.5 Original Date 2.2(a8.5(b) Code Recitals Company Outside Date 10.2(a) Owned RMT Partner Real Property 7.16(a) Owned Spinco Real Property 6.17(a) Party or Parties Preamble Company Additional Dividend Amount 6.19(aPayoff Letters 8.18(d) Company Affiliate 9.10(aPBCL 1.2 Permanent Financing 8.19(a) Company Permanent Financing Agreements 8.19(a) Proxy Statement 8.4(a) Remainco Preamble Remainco Board Recitals Company Remainco Designees 2.8(a) Remainco Detriment 8.8(e)(ii) Remainco Marks 8.20(a) Remainco Reports ARTICLE V Requisite Regulatory Approvals 9.1(d) RMT Partner Preamble RMT Partner Alternative Acquisition Agreement 8.3(d)(i)(D) RMT Partner Board Recommendation Recitals Company RMT Partner Change of Recommendation 6.3(b8.3(d)(i)(D) Company Common Stock 3.1(b)(iRMT Partner Charter Amendment 1.1 RMT Partner Designees 2.8(a) Company Contracts 3.2(b) Company DER Consideration 3.2(b) Company Director Designee 2.6 Company RMT Partner Disclosure Letter Article IV Company Dividend Equivalent Right 3.2(bARTICLE VII RMT Partner Insurance Policies 7.14 RMT Partner Leases 7.16(b) Company RMT Partner Material Adverse Effect 4.1(aContracts 7.10(a) Company Permits 4.9 Company RMT Partner Product 7.18(a) RMT Partner Real Property 7.16(c) RMT Partner Reports ARTICLE VII RMT Partner Shareholders Meeting 8.5(a) RMT Partner Stock Plans 4.10(a7.2(a) Company SEC Documents 4.5(aRMT Partner Termination Fee 10.5(b)(i) Company Series A Preferred Stock 3.1(b)(iiiRMT Partner Transaction Litigation 8.18(a) Company Series B Preferred Stock 3.1(b)(iiiSanctioned Jurisdiction 6.9(b) Company Series C Preferred Stock 3.1(b)(iiiSanctioned Person 6.9(b) Company Special Committee Recitals Company Stockholders Recitals Company Stockholders Meeting 4.4 Confidentiality Agreement 6.7(b) Creditors’ Rights 4.3(a) Delaware LLC Act 2.1 Delaware Secretary of State 2.2(b) e-mail 9.3 Second Effective Time 2.2(b) End Date 8.1(b)(ii) Exchange Agent 3.3(a) Exchange Fund 3.3(a) Forfeited Phantom Shares 3.2(a) GAAP 4.5(b) Indemnified Liabilities 6.10(a) Indemnified Persons 6.10(a) Joint Proxy Statement 4.4 Letter 2.3 Second Certificate of Transmittal 3.3(b)(i) Leverage Covenants 6.1(a)(xiv) Maryland Courts 9.7(b) Maryland Department 2.2(b) Material Company Insurance Policies 4.17 Material Parent Insurance Policies 5.17 Merger Recitals Merger Filings 2.2(b) Merger Sub Preamble Merger Sub Sole Member Recitals MGCL 2.1 Operating Partnership 2.1 Parent Preamble Parent Additional Dividend Amount 6.19(b) Parent Affiliate 9.10(b) Parent Board Recitals Parent Board Recommendation 5.3(a) Parent Change of Recommendation 6.4(b) Parent Common Stock Issuance Recitals Parent Contracts 5.16(b) Parent Disclosure Letter Article V Parent Equity Plan 5.2(a) Parent Management Agreement Amendment Recitals Parent Manager Recitals Parent Material Adverse Effect 5.1(a) Parent Permits 5.9 Parent Plans 5.10(a) Parent SEC Documents 5.5(a) Parent Stock Issuance Recitals Parent Stockholders Recitals .pdf 9.5 Per Share Common Merger Consideration 3.1(b)(i) Per Share Preferred Merger Consideration 3.1(b)(iii) Per Share Preferred Series B Merger Consideration 3.1(b)(iii) Per Share Preferred Series C Merger Consideration 3.1(b)(iii) Per Share Preferred Series D Merger Consideration 3.1(b)(iii) Per Share Stock Consideration 3.1(b)(i) Phantom Share Consideration 3.2(a) Qualified REIT Subsidiary 4.1(b) Qualifying Income 8.3(i)(i) Registration Statement 4.8 REITs Recitals Remedial Measures 6.1(b)(xiv) Surviving Company 2.1 Taxable REIT Subsidiary 4.1(b) Terminable Breach 8.1(b)(iii) Transaction Litigation 6.15 Transactions Recitals Vesting Phantom Shares 3.2(a)2.3
Appears in 1 contract
Sources: RMT Transaction Agreement (Berry Global Group, Inc.)
Terms Defined Elsewhere. As used The following terms are defined elsewhere in this Agreement, the following capitalized terms are defined in this Agreement as referenced in the following tableindicated below: Adverse Effect on Debt Financing Section 7.5(b) Adverse Recommendation Change Section 6.3(c) Agreement Preamble Amendment to the Company Management Alternative Acquisition Agreement Section 6.3(c) Alternative Financing Section 7.5(b) Alternative Financing Documents Section 7.5(b) Arbitrator Section 10.8(b) Base Premium Section 7.6(c) Benefit Plan Section 4.14(b) Benefit Plans Section 4.14(b) CICL Recitals Articles of Merger 2.2(b) Book-Entry Shares 3.3(b)(i) Cancelled Shares 3.1(b)(v) Certificate of Merger 2.2(b) Certificates 3.3(b)(i) Closing 2.2(a) Section 2.2 Closing Date 2.2(a) Code Recitals Section 2.2 Company Preamble Company Additional Dividend Amount 6.19(a) Company Affiliate 9.10(a) Company Board Recitals Company Board Recommendation Recitals Company Change of Recommendation 6.3(bEquity Interests Section 4.2(b) Company Common Stock 3.1(b)(iGroup Section 9.3(f) Company Contracts Termination Fee Section 9.3(a) Consenting Warrantholder Section 3.2(b) Company DER Consideration 3.2(bCovered Persons Section 7.6(a) Company Director Designee 2.6 Company Disclosure Letter Article IV Company Dividend Equivalent Right 3.2(bDebt Commitment Letters Section 5.5(a) Company Material Adverse Effect 4.1(aDebt Financing Section 5.5(a) Company Permits 4.9 Company Plans 4.10(aDissenting Shareholders Section 3.5(a) Company SEC Documents 4.5(aDissenting Shares Section 3.5(a) Company Series A Preferred Stock 3.1(b)(iii) Company Series B Preferred Stock 3.1(b)(iii) Company Series C Preferred Stock 3.1(b)(iii) Company Special Committee Recitals Company Stockholders Recitals Company Stockholders Meeting 4.4 Confidentiality Agreement 6.7(b) Creditors’ Rights 4.3(a) Delaware LLC Act 2.1 Delaware Secretary of State 2.2(b) e-mail 9.3 Effective Time 2.2(bSection 2.3 Enforceability Exceptions Section 4.3 Environmental Claim Section 4.17(a) End Date 8.1(b)(iiEquity Commitment Letters Section 5.5(a) Equity Financing Section 5.5(a) Exchange Agent 3.3(a) Act Section 4.5 Exchange Fund 3.3(aSection 3.6(a) Forfeited Phantom Shares 3.2(aFinancial Statements Section 4.6(b) GAAP 4.5(bFinancing Section 5.5(a) Indemnified Liabilities 6.10(aFinancing Documents Section 5.5(a) Indemnified Persons 6.10(aGovernmental Entity Section 4.5 HKIAC Section 10.8(b) Joint Proxy Statement 4.4 Letter of Transmittal 3.3(b)(iHoldCo Preamble HoldCo Group Section 9.3(f) Leverage Covenants 6.1(a)(xivHoldCo Option Section 3.3(b) Maryland Courts 9.7(bHoldCo RSU Award Section 3.3(c) Maryland Department 2.2(bHoldCo Share Plan Section 3.3(b) HoldCo Termination Fee Section 9.3(b) IFRS Section 4.6(b) Indemnification Agreements Section 7.6(a) Intervening Event Section 6.3(e) Leased Real Property Section 4.11(a) Limited Guarantee Recitals Material Company Insurance Policies 4.17 Material Parent Insurance Policies 5.17 Contract Section 4.15(a) Merger Recitals Merger Filings 2.2(bConsideration Section 3.6(a) Merger Sub Preamble Merger Sub Sole Member Recitals MGCL 2.1 Non-U.S. Benefit Plan Section 4.14(h) NYSE Section 4.2(c) Operating Partnership 2.1 Subsidiary Section 4.15(a)(xi) Parent Preamble Parent Additional Dividend Amount 6.19(b) Parent Affiliate 9.10(b) Parent Board Recitals Parent Board Recommendation 5.3(a) Parent Change of Recommendation 6.4(b) Parent Common Stock Issuance Recitals Parent Contracts 5.16(b) Parent Disclosure Letter Article V Parent Equity Plan 5.2(a) Parent Management Agreement Amendment Recitals Parent Manager Recitals Parent Material Adverse Effect 5.1(a) Parent Permits 5.9 Parent Plans 5.10(a) Parent SEC Documents 5.5(a) Parent Stock Issuance Recitals Parent Stockholders Recitals .pdf 9.5 Per Share Common Merger Consideration 3.1(b)(iParties Preamble Parties Preamble Party Preamble Paying Agent Section 3.6(a) Per Share Preferred Merger Consideration 3.1(b)(iiiSection 3.1(a) Per Share Preferred Series B Warrant Consent Fee Section 3.2(b) Per Warrant Merger Consideration 3.1(b)(iii) Per Share Preferred Series C Merger Consideration 3.1(b)(iii) Per Share Preferred Series D Merger Consideration 3.1(b)(iii) Per Share Stock Consideration 3.1(b)(i) Phantom Share Consideration Section 3.2(a) Qualified REIT Subsidiary 4.1(bPlan of Merger Section 2.3 Rules Section 10.8(b) Qualifying Income 8.3(i)(iS▇▇▇▇▇▇▇-▇▇▇▇▇ Act Section 4.6(a) Registration Schedule 13E-3 Section 6.4(a) SEC Section 4.5 SEC Documents Section 4.6(a) Securities Act Section 4.6(a) Share Certificates Section 3.6(b)(i) Shareholder Proxy Statement 4.8 REITs Section 4.5 Shareholder Record Date Section 6.5(a) Social Insurance Section 4.14(j) Special Committee Recitals Remedial Measures 6.1(b)(xiv) Support Agreement Recitals Surviving Company Entity Section 2.1 Taxable REIT Subsidiary 4.1(b) Terminable Breach 8.1(b)(iiiTakeover Statute Section 4.23 Tax Returns Section 4.12(a) Transaction Litigation 6.15 Section 7.9 Transactions Recitals Vesting Phantom Uncertificated Shares 3.2(aSection 3.6(b)(i) Uncertificated Warrants Section 3.6(b)(i) US$ Section 1.3(c) Warrant Amendment Section 6.6 Warrant Certificates Section 3.6(b)(i) Warrantholder Consent Deadline Section 6.6(b) Warrantholder Proxy Statement Section 4.5 Warrantholder Record Date Section 6.6(a)
Appears in 1 contract
Terms Defined Elsewhere. As used The following terms are defined elsewhere in this Agreement, the following capitalized terms are defined in this Agreement as referenced in the following tableindicated below: Agreement Preamble Amendment to Base Amount Section 5.9(c) Benefit of the Company Management Agreement Recitals Articles of Merger 2.2(b) Bargain Damages Section 7.2 Book-Entry Shares 3.3(b)(iSection 2.2(b)(ii) Cancelled Shares 3.1(b)(vSection 2.1(a)(iii) Certificate of Merger 2.2(bCapitalization Time Section 3.2(a) Cash Consideration Section 2.1(a)(i) Certificates 3.3(b)(iSection 2.2(b)(i) Clearance Date Section 5.6(b) Closing 2.2(a) Section 1.3 Closing Date 2.2(a) Code Recitals Section 1.3 Company Preamble Company Additional Dividend Amount 6.19(a) Company Affiliate 9.10(a) 203 Assumptions Section 3.3 Company Board Recitals Company Board Recommendation Recitals Company Bylaws Section 3.1(b) Company Change of Board Recommendation 6.3(bSection 5.3(a) Company Common Stock 3.1(b)(iCharter Section 3.1(b) Company Contracts 3.2(bConverted Restricted Stock Section 2.4(b) Company DER Consideration 3.2(bDesignee Section 1.4(a) Company Director Designee 2.6 Company Disclosure Letter Article IV III Company Dividend Equivalent Right 3.2(bEmployees Section 5.8(a) Company Financial Statements Section 3.7(b) Company Leased Real Property Section 3.18(b) Company Material Adverse Effect 4.1(aContract Section 3.13(a) Company Notice Period Section 5.3(f) Company Owned Real Property Section 3.18(a) Company Permits 4.9 Section 3.6(a) Company Plans 4.10(aProperty Section 3.18(b) Company Real Property Lease Section 3.18(b) Company Related Party Contracts Section 3.25 Company SEC Documents 4.5(aSection 3.7(a) Company Series A Preferred Stock 3.1(b)(iiiSection 5.1(c) Representatives Section 8.3(c) Company Series B Preferred Stock 3.1(b)(iii) Company Series C Preferred Stock 3.1(b)(iii) Company Special Committee Recitals Company Stockholders Recitals Stockholder Approval Section 3.3 Company Stockholders Meeting 4.4 Section 3.5 Company Subsidiary Section 3.1(a) Company Termination Fee Section 7.3(a) Company Top Dealer Section 3.26(a) Company Top Supplier Section 3.26(a) Confidentiality Agreement 6.7(bSection 5.2(b) Creditors’ Rights 4.3(aD&O Insurance Section 5.9(c) Delaware LLC Act 2.1 Delaware Secretary of State 2.2(b) e-mail 9.3 Effective Time 2.2(b) End Date 8.1(b)(ii) Dissenting Shares Section 2.3 Effect Section 8.4 Enforceability Exceptions Section 3.3 Exchange Agent 3.3(aSection 2.2(a) Exchange Fund 3.3(aSection 2.2(a) Forfeited Phantom Shares 3.2(a) GAAP 4.5(bFirst Effective Time Section 1.3 Form S-4 Section 3.5 Fractional Share Consideration Section 2.1(a)(i) Indemnified Liabilities 6.10(aParties Section 5.9(a) Indemnified Persons 6.10(aInsurance Policies Section 3.19 Intended Tax Treatment Section 5.10(a) Joint Proxy Statement 4.4 Statement/Prospectus Section 3.5 Letter of Transmittal 3.3(b)(iSection 2.2(b)(i) Leverage Covenants 6.1(a)(xiv) Maryland Courts 9.7(b) Maryland Department 2.2(b) Material Company Insurance Policies 4.17 Material Parent Insurance Policies 5.17 Merger I Recitals Merger Filings 2.2(bI Certificate of Merger Section 1.3 Merger I Surviving Corporation Section 1.1(a) Merger I Surviving Corporation Common Stock Section 2.1(a)(ii) Merger II Recitals Merger II Certificate of Merger Section 1.3 Merger II Surviving Company Section 1.2(a) Merger Consideration Section 2.1(a)(i) Merger Sub I Preamble Merger Sub Sole Member II Preamble Mergers Recitals MGCL 2.1 Operating Partnership 2.1 New Plan Section 5.8(b) Other Company Plan Section 5.8(e) Outside Date Section 7.1(b) Parent Preamble Parent Additional Dividend Amount 6.19(b) Parent Affiliate 9.10(b203 Assumptions Section 4.3(a) Parent Board Recitals Parent Board Recommendation 5.3(aRecitals Parent Bylaws Section 4.1(b) Parent Change of Board Recommendation 6.4(bSection 5.4(a) Parent Charter Section 4.1(b) Parent Common Stock Share Issuance Recitals Parent Contracts 5.16(bFairness Opinion Section 4.34 Parent Financial Statements Section 4.8(b) Parent Disclosure Letter Article V Insurance Policies Section 4.20 Parent Equity Plan 5.2(aLeased Real Property Section 4.19(b) Parent Management Agreement Amendment Recitals Notice Period Section 5.4(f) Parent Manager Recitals Parent Material Adverse Effect 5.1(aOwned Real Property Section 4.19(a) Parent Permits 5.9 Section 4.7(a) Parent Plans 5.10(aProperty Section 4.19(b) Parent Real Property Lease Section 4.19(b) Parent Related Party Contracts Section 4.28 Parent SEC Documents 5.5(aSection 4.8(a) Parent Stock Issuance Recitals Section 5.1(a) Representatives Section 8.3(b) Parent Software Section 4.17(h) Parent Stockholder Approval Section 4.3(a) Parent Stockholders Meeting Section 4.21 Parent Subsidiary Section 4.1(a) Parent Termination Fee Section 7.3(c) Parent Top Dealer Section 4.30(a) Parent Top Supplier Section 4.30(a) Payoff Amount Section 5.15 Payoff Letter Section 5.15 Plan Termination Date Section 5.8(d) Potential Transaction Recitals .pdf 9.5 Per Share Common Merger Consideration 3.1(b)(iProviding Party Section 5.2(a) Per Share Preferred Merger Consideration 3.1(b)(iiiRegistration Rights Agreement Recitals Replacement Designee Section 1.4(a) Per Share Preferred Series B Merger Consideration 3.1(b)(iiiRestraint Section 6.1(c) Per Share Preferred Series C Merger Consideration 3.1(b)(iiiRev. Proc. 2018-12 Section 5.10(d) Per Share Preferred Series D Merger Consideration 3.1(b)(iiiSEC Section 3.7(a) Per Share Second Effective Time Section 1.3 Section 16 Section 5.12 Special Committee Recitals Special Committee Recommendation Recitals Stockholders Agreement Recitals Stock Consideration 3.1(b)(iSection 2.1(a)(i) Phantom Share Consideration 3.2(a) Qualified REIT Subsidiary 4.1(b) Qualifying Income 8.3(i)(i) Registration Statement 4.8 REITs Trade Secrets Section 8.4 Truist Securities Section 3.20 Voting Agreement Recitals Remedial Measures 6.1(b)(xiv) Surviving Company 2.1 Taxable REIT Subsidiary 4.1(b) Terminable Breach 8.1(b)(iii) Transaction Litigation 6.15 Transactions Recitals Vesting Phantom Shares 3.2(a)▇▇▇▇▇ Fargo Securities Section 4.22
Appears in 1 contract
Terms Defined Elsewhere. As used The following terms are defined elsewhere in this Agreement, the following capitalized terms are defined in this Agreement as referenced in the following tableindicated below: Adverse Effect on Debt Financing Section 7.5(b) Adverse Recommendation Change Section 6.3(c) Agreement Preamble Amendment to the Company Management Alternative Acquisition Agreement Section 6.3(c) Alternative Financing Section 7.5(b) Alternative Financing Documents Section 7.5(b) Arbitrator Section 10.8(b) Base Premium Section 7.6(c) Benefit Plan Section 4.14(b) Benefit Plans Section 4.14(b) CICL Recitals Articles of Merger 2.2(b) Book-Entry Shares 3.3(b)(i) Cancelled Shares 3.1(b)(v) Certificate of Merger 2.2(b) Certificates 3.3(b)(i) Closing 2.2(a) Section 2.2 Closing Date 2.2(a) Code Recitals Section 2.2 Company Preamble Company Additional Dividend Amount 6.19(a) Company Affiliate 9.10(a) Company Board Recitals Company Board Recommendation Recitals Company Change of Recommendation 6.3(bEquity Interests Section 4.2(b) Company Common Stock 3.1(b)(iGroup Section 9.3(f) Company Contracts Termination Fee Section 9.3(a) Consenting Warrantholder Section 3.2(b) Company DER Consideration 3.2(bCovered Persons Section 7.6(a) Company Director Designee 2.6 Company Disclosure Letter Article IV Company Dividend Equivalent Right 3.2(bDebt Commitment Letters Section 5.5(a) Company Material Adverse Effect 4.1(aDebt Financing Section 5.5(a) Company Permits 4.9 Company Plans 4.10(aDissenting Shareholders Section 3.5(a) Company SEC Documents 4.5(aDissenting Shares Section 3.5(a) Company Series A Preferred Stock 3.1(b)(iii) Company Series B Preferred Stock 3.1(b)(iii) Company Series C Preferred Stock 3.1(b)(iii) Company Special Committee Recitals Company Stockholders Recitals Company Stockholders Meeting 4.4 Confidentiality Agreement 6.7(b) Creditors’ Rights 4.3(a) Delaware LLC Act 2.1 Delaware Secretary of State 2.2(b) e-mail 9.3 Effective Time 2.2(bSection 2.3 Enforceability Exceptions Section 4.3 Environmental Claim Section 4.17(a) End Date 8.1(b)(iiEquity Commitment Letters Section 5.5(a) Equity Financing Section 5.5(a) Exchange Agent 3.3(a) Act Section 4.5 Exchange Fund 3.3(aSection 3.6(a) Forfeited Phantom Shares 3.2(aFinancial Statements Section 4.6(b) GAAP 4.5(bFinancing Section 5.5(a) Indemnified Liabilities 6.10(aFinancing Documents Section 5.5(a) Indemnified Persons 6.10(aGovernmental Entity Section 4.5 HKIAC Section 10.8(b) Joint Proxy Statement 4.4 Letter of Transmittal 3.3(b)(iHoldCo Preamble HoldCo Group Section 9.3(f) Leverage Covenants 6.1(a)(xivHoldCo Option Section 3.3(b) Maryland Courts 9.7(bHoldCo RSU Award Section 3.3(c) Maryland Department 2.2(bHoldCo Share Plan Section 3.3(b) HoldCo Termination Fee Section 9.3(b) IFRS Section 4.6(b) Indemnification Agreements Section 7.6(a) Intervening Event Section 6.3(e) Leased Real Property Section 4.11(a) Limited Guarantee Recitals Material Company Insurance Policies 4.17 Material Parent Insurance Policies 5.17 Contract Section 4.15(a) Merger Recitals Merger Filings 2.2(bConsideration Section 3.6(a) Merger Sub Preamble Merger Sub Sole Member Recitals MGCL 2.1 Non-U.S. Benefit Plan Section 4.14(h) NYSE Section 4.2(c) Operating Partnership 2.1 Subsidiary Section 4.15(a)(xi) Parent Preamble Parent Additional Dividend Amount 6.19(b) Parent Affiliate 9.10(b) Parent Board Recitals Parent Board Recommendation 5.3(a) Parent Change of Recommendation 6.4(b) Parent Common Stock Issuance Recitals Parent Contracts 5.16(b) Parent Disclosure Letter Article V Parent Equity Plan 5.2(a) Parent Management Agreement Amendment Recitals Parent Manager Recitals Parent Material Adverse Effect 5.1(a) Parent Permits 5.9 Parent Plans 5.10(a) Parent SEC Documents 5.5(a) Parent Stock Issuance Recitals Parent Stockholders Recitals .pdf 9.5 Per Share Common Merger Consideration 3.1(b)(iParties Preamble Parties Preamble Party Preamble Paying Agent Section 3.6(a) Per Share Preferred Merger Consideration 3.1(b)(iiiSection 3.1(a) Per Share Preferred Series B Warrant Consent Fee Section 3.2(b) Per Warrant Merger Consideration 3.1(b)(iii) Per Share Preferred Series C Merger Consideration 3.1(b)(iii) Per Share Preferred Series D Merger Consideration 3.1(b)(iii) Per Share Stock Consideration 3.1(b)(i) Phantom Share Consideration Section 3.2(a) Qualified REIT Subsidiary 4.1(bPlan of Merger Section 2.3 Rules Section 10.8(b) Qualifying Income 8.3(i)(i▇▇▇▇▇▇▇▇-▇▇▇▇▇ Act Section 4.6(a) Registration Schedule 13E-3 Section 6.4(a) SEC Section 4.5 SEC Documents Section 4.6(a) Securities Act Section 4.6(a) Share Certificates Section 3.6(b)(i) Shareholder Proxy Statement 4.8 REITs Section 4.5 Shareholder Record Date Section 6.5(a) Social Insurance Section 4.14(j) Special Committee Recitals Remedial Measures 6.1(b)(xiv) Support Agreement Recitals Surviving Company Entity Section 2.1 Taxable REIT Subsidiary 4.1(b) Terminable Breach 8.1(b)(iiiTakeover Statute Section 4.23 Tax Returns Section 4.12(a) Transaction Litigation 6.15 Section 7.9 Transactions Recitals Vesting Phantom Uncertificated Shares 3.2(aSection 3.6(b)(i) Uncertificated Warrants Section 3.6(b)(i) US$ Section 1.3(c) Warrant Amendment Section 6.6 Warrant Certificates Section 3.6(b)(i) Warrantholder Consent Deadline Section 6.6(b) Warrantholder Proxy Statement Section 4.5 Warrantholder Record Date Section 6.6(a)
Appears in 1 contract
Sources: Merger Agreement (New Frontier Public Holding Ltd.)
Terms Defined Elsewhere. As used The following terms are defined elsewhere in this Agreement, the following capitalized terms are defined in this Agreement as referenced in the following tableindicated below: Agreement Preamble Amendment to the Company Management Agreement Recitals Articles of Merger 2.2(bBase Amount Section 6.4(c) Book-Entry Shares 3.3(b)(iSection 2.1(a) Cancelled Shares 3.1(b)(v) Certificate of Merger 2.2(bSection 2.1(b) Certificates 3.3(b)(iSection 2.1(a) Change of Recommendation Section 5.3(a) Closing 2.2(a) Section 1.3 Closing Date 2.2(a) Section 1.3 Code Recitals Company Preamble Company Additional Dividend Amount 6.19(aAcquisition Agreement Section 5.3(a) Company Affiliate 9.10(aBenefit Plan Section 3.10(a) Company Board of Directors Recitals Company Board Recommendation Recitals Company Change of Recommendation 6.3(bCapitalization Date Section 3.2(a) Company Common Stock 3.1(b)(iRecitals Company Counsel Section 5.4(a)(ii) Company Contracts 3.2(b) Company DER Consideration 3.2(b) Company Director Designee 2.6 Company Disclosure Letter Article IV ARTICLE III Company Dividend Equivalent Right 3.2(bLeases Section 3.16 Company Permits Section 3.9(b) Company Material Adverse Effect 4.1(aPreferred Stock Section 3.2(a) Company Permits 4.9 Company Plans 4.10(aRegistered Intellectual Property Section 3.14(a) Company SEC Documents 4.5(aSection 3.5(a) Company Series A Preferred Stock 3.1(b)(iiiStockholder Approval Section 3.3(c) Company Series B Preferred Stock 3.1(b)(iii) Company Series C Preferred Stock 3.1(b)(iii) Company Special Committee Recitals Company Stockholders Recitals Company Stockholders Meeting 4.4 Confidentiality Agreement 6.7(bSection 5.4(b) Creditors’ Rights 4.3(aCompany Tax Representation Letter Section 6.12(b) Delaware LLC Act 2.1 Delaware Secretary of State 2.2(bContinuing Employees Section 6.13(a) e-mail 9.3 Contribution Section 6.14 Current ESPP Offering Periods Section 2.3(d) DGCL Recitals DLLCA Recitals Effective Time 2.2(bSection 1.4(a) End Date 8.1(b)(iiEligible Shares Section 2.1(a) Enforceability Limitations Section 3.3(d) Exchange Agent 3.3(aSection 2.2(a) Exchange Fund 3.3(aSection 2.2(a) Forfeited Phantom Shares 3.2(aFirst Certificate of Merger Section 1.4(a) First Merger Recitals First Surviving Corporation Section 1.1(a) Form S-4 Section 3.4(a) Fractional Share Consideration Section 2.1(a) fraud Section 8.2(a) GAAP 4.5(bSection 3.5(b) Governmental Order Section 3.13 Indemnified Liabilities 6.10(aParties Section 6.4(a) Indemnified Persons 6.10(aIntended Tax Treatment Recitals Interim Period Section 5.1 Intervening Event Section 5.3(d) Joint Proxy Statement 4.4 In-the-Money Company Option Section 2.3(a)(i) IP Contracts Section 3.14(i) Key Personnel Section 5.1(a) Letter of Transmittal 3.3(b)(i) Leverage Covenants 6.1(a)(xiv) Maryland Courts 9.7(b) Maryland Department 2.2(bSection 2.2(b)(i) Material Company Insurance Policies 4.17 Material Parent Insurance Policies 5.17 Contract Section 3.17(a) Merger Consideration Section 2.1(a) Mergers Recitals Merger Filings 2.2(b) Merger Sub I Preamble Merger Sub Sole Member Recitals MGCL 2.1 Operating Partnership 2.1 II Preamble Merger Subs Preamble Merger Sub Stockholder Consents Section 4.3(a) New Plans Section 6.13(b) OFAC Section 3.9(e) Old Plan Section 6.13(b) Outside Date Section 8.1(d) Parent Preamble Parent Additional Dividend Amount 6.19(b10-Q Section 5.5 Parent Capitalization Date Section 4.2(a) Parent Affiliate 9.10(bClass A Common Stock Section 2.1(a) Parent Board Recitals Parent Board Recommendation 5.3(a) Parent Change of Recommendation 6.4(bClass V Common Stock Section 4.2(a) Parent Common Stock Issuance Recitals Section 4.2(a) Parent Contracts 5.16(bCounsel Section 5.4(a)(ii) Parent Disclosure Letter Article V ARTICLE IV Parent Equity Plan 5.2(aGoverning Documents Section 4.1 Parent Permits Section 4.9(b) Parent Management Agreement Amendment Recitals Parent Manager Recitals Parent Material Adverse Effect 5.1(a) Parent Permits 5.9 Parent Plans 5.10(aPreferred Stock Section 4.2(a) Parent SEC Documents 5.5(aSection 4.5(a) Parent Stock Issuance Tax Representation Letter Section 6.12(b) Party or Parties Preamble person Section 5.3(a) Post-Closing Distributions Section 2.2(f) Preferred Share Purchase Rights Section 3.2(a) Privacy Requirements Section 3.15(a) Processing Section 3.15(a) Proxy Statement/Prospectus Section 3.20 Restricted Parties Section 3.9(g) ▇▇▇▇▇▇▇▇-▇▇▇▇▇ Act Section 3.5(c) Second Certificate of Merger Section 1.4(b) Second Effective Time Section 1.4(b) Second Merger Recitals Parent Stockholders Recitals .pdf 9.5 Per Shareholder Rights Agreement Amendment Section 3.3(b) Share Common Merger Consideration 3.1(b)(i) Per Share Preferred Merger Consideration 3.1(b)(iii) Per Share Preferred Series B Merger Consideration 3.1(b)(iii) Per Share Preferred Series C Merger Consideration 3.1(b)(iii) Per Share Preferred Series D Merger Consideration 3.1(b)(iii) Per Share Stock Consideration 3.1(b)(i) Phantom Share Consideration 3.2(a) Qualified REIT Subsidiary 4.1(b) Qualifying Income 8.3(i)(i) Registration Statement 4.8 REITs Recitals Remedial Measures 6.1(b)(xivSection 2.1(a) Surviving Company 2.1 Taxable REIT Subsidiary 4.1(bSection 1.1(b) Terminable Breach 8.1(b)(iiiTax Representation Letters Section 6.12(b) Transaction Litigation 6.15 Termination Fee Section 8.2(b)(i) Transactions Recitals Vesting Phantom Shares 3.2(aVoting Agreements Recitals Wind-Down Matters Section 5.6 Annex II Liabilities
1. All costs or obligations to make any change of control payments, transaction bonus payments or severance payments that are (i) set forth in an individual’s employment agreements with the Company or its Subsidiaries as in effect prior to the Closing or that are otherwise granted by authorization of the Compensation Committee of the Company’s Board of Directors, or by other action by the Company or its Board of Directors prior to the Closing, [***]; provided, that such payments are actually made to each such individual by or on behalf of the Company or its Subsidiary at the Closing or become due to be paid by or on behalf of the Company or its Subsidiary at or as a result of the Closing (including because an employee does not become a Continuing Employee upon the Effective Time).
2. Any remaining rent and other obligations owed (including for periods after the Closing) under the real property lease by the Company or its Subsidiary in Pasadena (net of the $[***] initial deposit).
Appears in 1 contract
Sources: Merger Agreement (Zeo Energy Corp.)