Common use of Tail Financing Clause in Contracts

Tail Financing. The Placement Agent shall be entitled to fees per Section 2.A. of this Agreement with respect to any public or private offering or other financing or capital-raising transaction of any kind (“Tail Financing”) to the extent that such Tail Financing is provided to the Company by any investors that the Placement Agent has introduced to and/or contacted on behalf of the Company through an in-person, an electronic or a telephonic communication or investors that the Placement Agent had “wall-crossed” in connection with this Offering (or any entity under common management or having a common investment advisor), if such Tail Financing is consummated at any time within the 12-month period following the termination of this Agreement. Any right to the fees provided by this paragraph shall be terminated upon termination of this Agreement by the Company for “Cause,” which shall mean a material breach by the Placement Agent of this Agreement or a material failure by the Placement Agent to provide the Services as contemplated by this Agreement. Prior to 10 days after termination or expiration of this Agreement, the Placement Agent will provide a written list of such investors that the Placement Agent had introduced or “wall-crossed” to the Company during the term of this agreement by electronic mail.

Appears in 1 contract

Samples: Placement Agency Agreement (Agm Group Holdings, Inc.)

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Tail Financing. The Placement Agent shall be entitled to fees per Section 2.A. of this Agreement with respect to any public or private offering or other financing or capital-raising transaction of any kind (“Tail Financing”) to the extent that such Tail Financing is provided to the Company by any investors that the Placement Agent has introduced to and/or contacted on behalf of the Company through an in-person, an electronic or a telephonic communication or investors that the Placement Agent had “wall-crossed” in connection with this Offering (or any entity under common management or having a common investment advisor), if such Tail Financing is consummated at any time within the 12-month period following the termination of this Agreement. Any right to the fees provided by this paragraph shall be terminated upon termination of this Agreement by the Company for “Cause,” which shall mean a material breach by the Placement Agent of this Agreement or a material failure by the Placement Agent to provide the Services as contemplated by this Agreement. Prior to 10 ten (10) days after termination or expiration of this Agreement, the Placement Agent will provide by electronic mail a written list of such investors persons or entities that the Placement Agent had introduced to the Company or “wall-crossed” to the Company in connection with this Offering during the term of this agreement Agreement, which list shall be deemed to include entities under common management or having a common investment advisor with the entities included on such list; provided, however, that such list shall be limited to no more than forty (40) investors subject to the confirmation by electronic mailthe Company.

Appears in 1 contract

Samples: Placement Agency Agreement (ICZOOM Group Inc.)

Tail Financing. The Placement Agent shall be entitled to fees per Section 2.A. of this Agreement with respect to any public or private offering or other financing or capital-raising transaction of any kind (“Tail Financing”) to the extent that such Tail Financing is provided to the Company by any investors that the Placement Agent has introduced to and/or contacted on behalf of the Company through an in-person, an electronic or a telephonic communication or investors that the Placement Agent had “wall-crossed” in connection with this Offering (or any entity under common management or having a common investment advisor), if such Tail Financing is consummated at any time within the 12-month period following the termination of this Agreement. Any right to the fees provided by this paragraph shall be terminated upon termination of this Agreement by the Company for “Cause,” which shall mean a material breach by the Placement Agent of this Agreement or a material failure by the Placement Agent to provide the Services as contemplated by this Agreement. Prior to 10 ten (10) days after termination or expiration of this Agreement, the Placement Agent will provide by electronic mail a written list of such investors persons or entities that the Placement Agent had introduced to the Company or “wall-crossed” to the Company in connection with this Offering during the term of this agreement by electronic mailAgreement, which list shall be deemed to include entities under common management or having a common investment advisor with the entities included on such list; provided, however, that such list shall be limited to no more than thirty (30) institutional investors.

Appears in 1 contract

Samples: Placement Agency Agreement (SunCar Technology Group Inc.)

Tail Financing. The Placement Agent shall be entitled to fees per Section 2.A. of this Agreement with respect to any public or private offering or other financing or capital-raising transaction of any kind (“Tail Financing”) to the extent that such Tail Financing is provided to the Company by any investors that the Placement Agent has introduced to and/or contacted on behalf of the Company through an in-person, an electronic or a telephonic communication or investors that the Placement Agent had “wall-crossed” in connection with this Offering (or any entity under common management or having a common investment advisor), if such Tail Financing is consummated at any time within the 12-month period following the termination of this Agreement. Any right to the fees provided by this paragraph shall be terminated upon termination of this Agreement by the Company for “Cause,” which shall mean a material breach by the Placement Agent of this Agreement or a material failure by the Placement Agent to provide the Services as contemplated by this Agreement. Prior to 10 ten (10) days after termination or expiration of this Agreement, the Placement Agent will provide by electronic mail a written list of such investors persons or entities that the Placement Agent had introduced to the Company or "wall-crossed” to the Company " in connection with this Offering during the term of this agreement by electronic mailAgreement, which list shall be deemed to include entities under common management or having a common investment advisor with the entities included on such list; provided, however, that such list shall be limited to no more than thirty (30) institutional investors.

Appears in 1 contract

Samples: Placement Agency Agreement (China Natural Resources Inc)

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Tail Financing. The Placement Agent shall be entitled to fees per Section 2.A. of this Agreement with respect to any public or private offering or other financing or capital-raising transaction of any kind (“Tail Financing”) to the extent that such Tail Financing is provided to the Company by any investors that the Placement Agent has introduced to and/or contacted on behalf of the Company through an in-person, an electronic or a telephonic communication or investors that the Placement Agent had “wall-crossed” in connection with this Offering (or any entity under common management or having a common investment advisor), if such Tail Financing is consummated at any time within the 12-month period following the termination of this Agreement. Any right to the fees provided by this paragraph shall be terminated upon termination of this Agreement by the Company for “Cause,” which shall mean a material breach by the Placement Agent of this Agreement or a material failure by the Placement Agent to provide the Services as contemplated by this Agreement. Prior to 10 ten (10) days after termination or expiration of this Agreement, the Placement Agent will provide by electronic mail a written list of such investors persons or entities that the Placement Agent had introduced to the Company or "wall-crossed” to the Company " in connection with this Offering during the term of this agreement by electronic mailAgreement, which list shall be deemed to include entities under common management or having a common investment advisor with the entities included on such list; provided, however, that such list shall be limited to no more than thirty (30) institutional investors.

Appears in 1 contract

Samples: Placement Agency Agreement (SunCar Technology Group Inc.)

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